Differentially Private Federated Learning
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5 papers in the last four weeks, up 67% on the four weeks before. 0.0% of all new papers.
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Learned surgical simulators and world models can roll out plausible procedural futures, but they carry no grounded estimate of how often interventional devices actually harm patients. We propose treating population-scale adverse-event surveillance as a distinct belief layer of the surgical digital twin, and we evaluate a federated Bayesian protocol for learning it under formal privacy guarantees. Each site holds per-class Gamma-Poisson posteriors over adverse-event rates and exchanges only Rényi-differentially-private natural-parameter updates. We benchmark on the complete FDA MAUDE cohort for thrombus-retrieval catheters (product code NRY): 8,617 reports, of which 6,491 are classified by transparent keyword rules into five thrombectomy complication classes and partitioned across manufacturer sites. At a matched privacy budget of , the conjugate protocol attains a held-out Poisson score of -5.78 per test event versus -26.58 for FedAvg with differential privacy. The non-private federated model also outperforms centralized pooling (+3.19 vs +2.93), evidence that manufacturer-specific complication profiles are real and that federation preserves them. Because MAUDE lacks procedure denominators, outputs are relative rate orderings rather than absolute risks, and we report all privacy-utility operating points.
SPADE-DFL: Communication-Efficient Decentralized Federated Learning via Derivative-Free Linearized ADMM
Reducing communication in derivative-free decentralized learning requires controlling the disagreement accumulated over multiple local updates. This paper develops SPADE-DFL, a primal--dual method that allows the number of local function-value updates between neighbor exchanges to grow with the computation budget while preserving the nonprivate convergence order. For smooth nonconvex objectives under uniform query-moment bounds, the prescribed nonprivate schedule achieves a time-averaged stationarity and consensus bound of using only communication rounds, where is the number of local updates per client. For private training, the accumulated data-dependent increment is isolated from the graph correction, allowing one protected state per client and round to generate all outgoing messages. We prove client-level differential privacy for the full interactive transcript and quantify the resulting optimization error over a finite horizon. Experiments on four classification tasks show that SPADE-DFL achieves higher mean test accuracy than existing decentralized learning methods.
Privacy-Aligned Personalized Federated Learning with Compact Adaptation and Variable-Length Gaussian Communication
Record-level differential privacy exposes a structural misalignment in personalized federated learning when client-specific variation is low-dimensional while training repeatedly releases high-dimensional updates. In this paper, we address this misalignment by releasing a private client context once and confining repeated adaptation to a fixed coefficient space. Beyond dimensionality reduction, the factorized generator induces an adaptive optimization geometry that reshapes noisy updates, and controlled ablations show that most of its private-training gain is retained by radial evolution. To further reduce the communication cost, we realize the Gaussian mechanism for coefficient updates directly through variable-length quantization with finite expected code length, so that the quantization error itself serves as the required privacy perturbation rather than extra distortion. Across MNIST and CIFAR-10, our design matches or outperforms full-model private adaptation across privacy budgets and client heterogeneity, while reducing protected uplink by a factor of 2.67 at on CIFAR-10 with comparable future-client accuracy.
Privacy-enhanced federated learning via asynchronous aggregation and local differential perturbation
This study proposes a privacy-enhanced federated learning framework to address secure collaborative training in distributed data environments. The framework integrates Dynamic Differential Privacy (DDP), lightweight Homomorphic Encryption (HE), and Local Differential Privacy (LDP) mechanisms to ensure data privacy protection during model training. Additionally, the framework employs an asynchronous aggregation strategy with version control to support distributed training in asynchronous environments. Experimental validation on the CIFAR-10 and Purchase-100 benchmark datasets demonstrates that the method maintains high classification accuracy (up to 82.6%) even under stringent privacy constraints (ε = 0.1), while reducing communication overhead by 21.3% compared to FedAvg. Experimental results demonstrate that this framework effectively balances privacy protection and model performance in distributed machine learning scenarios, providing a scalable technical foundation for large-scale distributed collaborative computing.
A Differentially Private Federated Proximal Optimization Framework for Customer Churn Prediction in Heterogeneous Federated Telecom Networks
Customer churn is one of the major issues in the telecommunication industry. To predict customer churn, conventional centralized machine learning approaches have been widely used. This centralized approach requires customer data to be stored in a central repository, which raises privacy concerns and may violate data protection regulations. Federated learning addresses this problem by allowing multiple telecom operators to collaboratively train a global model without transferring their raw customer data. However, real-world customer data are often heterogeneous (non-IID), which may negatively affect the performance of standard federated learning. Trained models can also suffer from privacy attacks. To address those issues, we propose a Differentially Private (DP) based Federated Proximal optimization (FedProx) framework. All experiments were performed on two publicly available telecom churn datasets. We trained Federated Averaging (FedAvg), DP-FedAvg, FedProx, and the proposed DP-FedProx framework. For baseline comparison, we also used several centralized and local models. To evaluate the models, we employed seven widely used evaluation metrics. The experimental results show that the FedProx based models consistently outperform the FedAvg based models. Compared with the best centralized model, the proposed DP-FedProx framework achieves competitive prediction performance with only a small reduction in accuracy while providing privacy guarantees. To explain our model, we conducted SHAP analysis which shows that DP-FedProx method priorities revenue group features. These results indicate that the proposed DP-FedProx framework provides a practical balance between prediction performance and data privacy protection.
Component-Aware Differential Privacy for Federated Multilingual Speech-LLMs
Per-layer differential privacy (DP) clipping improves gradient fidelity in federated learning by allocating per-matrix clipping budgets proportional to parameter count. We show that this recipe breaks for speech large language models (speech-LLMs), when the acoustic encoder and the language decoder differ by an order of magnitude in update norm. Single-pool per-layer methods suffer \emph{cross-component budget collapse}, dragging word error rate (WER) far from flat global clipping or collapsing training entirely. When the norm imbalance is milder, adaptive single-pool methods partially recover, confirming that collapse severity scales with the inter-component norm ratio. We empirically diagnose the root cause across six per-layer methods and three speech-LLM architectures. We then propose \emph{-split}, a two-pool allocation that normalises encoder and LLM parameters into independent pools, and show that joint sensitivity and the original -DP guarantee are unchanged. At architecture-calibrated , our method recovers WER utility compared to flat DP, while granting the encoder tighter per-component noise protection against speaker voice-based gradient-inversion attacks at only LLM noise overhead.
Pushing the (Decision) Boundaries: Dynamically Calibrating Differentially Private Noise to Explainability in Federated Learning
Federated Learning (FL) with Differential Privacy (DP) is increasingly adopted to preserve data confidentiality in distributed machine learning. However, DP noise distorts learned representations and degrades explanation fidelity, limiting differentially private FL where trustworthy explanations are required, such as assistive clinical diagnosis. Prior work adapted DP noise with static feature-importance signals, restricting explainability to post hoc analysis and precluding noise calibration to explanation quality during training. We propose XCal-FL, a closed-loop, explainability-driven local training algorithm for image classification in cross-silo FL that dynamically calibrates DP noise from three complementary signals: (1) prediction logit variations, measuring causal influence on model confidence, (2) counterfactual margins, capturing decision-boundary sensitivity, and (3) saliency concentration, quantifying spatial coherence of model attention, while enforcing formal DP guarantees via adaptive privacy accounting. Experiments on three medical imaging datasets across varying FL configurations show that XCal-FL yields more accurate and interpretable global models, improving predictive performance by over 10% and explanation fidelity by up to 5 over static-noise FL, and outperforming state-of-the-art adaptive DP methods in fidelity. XCal-FL also achieves higher privacy-budget efficiency, turning each unit of cumulative privacy loss into larger gains in both accuracy and explanation fidelity. Our analysis further reveals that, unlike predictive performance, which scales roughly linearly with privacy loss, explanation fidelity exhibits non-linear dynamics. These findings suggest explainability is a distinct dimension of the privacy trade-off that cannot be inferred from utility alone, with implications for training and privacy-budget allocation in decision-critical applications.
Privacy, Robustness, and Fairness Trade-offs in Federated Intrusion Detection: Geometric Indistinguishability at the Aggregation Interface
Federated learning enables privacy-conscious collaboration for network intrusion detection without centralizing sensitive traffic data, yet its deployment in operational environments must simultaneously satisfy three competing requirements: formal differential privacy guaranties, tolerance to Byzantine-adversarial participants, and reliable detection coverage across severely imbalanced attack categories. Existing literature treats these properties as independently composable, an assumption that this paper challenges both theoretically and empirically. In this paper, we study how these requirements interact in class-imbalanced federated NIDS and introduce geometric indistinguishability as a conceptual lens for a regime in which privacy-induced dispersion in client updates can make minority-class signals harder for robust aggregation to preserve. Using UNSW-NB15 as a case study, we evaluate DP-SGD combined with coordinate-wise median under label-flip and model-poisoning attacks, with threat coverage assessed across attack categories. Our results provide initial evidence that the joint use of privacy noise and robust aggregation can disproportionately degrade detection of rare attacks relative to majority classes. We also show that part of the observed collapse under strong privacy can arise from training miscalibration, while a residual performance floor may remain for ultra-rare categories even after epsilon-dependent tuning. These findings motivate studying privacy, robustness, and rare-attack coverage jointly rather than as independently composable properties, and suggest that aggregation-aware modeling and sample-aware evaluation are promising directions for trustworthy federated NIDS.
Differentially private federated learning with Byzantine-robust aggregation: A cross-domain framework for secure model training in banking and healthcare systems
Federated learning allows banks, hospitals, and other regulated organizations to train a shared model without moving raw records off their own servers, which is attractive wherever data protection law or competitive sensitivity rules out pooling data centrally. Two problems limit how far this promise can be trusted in practice. First, the parameter updates that clients exchange still leak information about local records through gradient inversion and membership inference attacks. Second, an honest averaging rule such as FedAvg has no defense against a subset of clients that submit corrupted or adversarial updates, so a small number of malicious or compromised participants can quietly steer the shared model off course. This paper presents a federated learning framework, DP-BR-FedAvg, that combines a Gaussian-mechanism differential privacy layer with a coordinate-wise trimmed-mean Byzantine-robust aggregation rule, evaluated on a simulated cross-institutional classification task resembling fraud and clinical-risk scoring. Across sixty communication rounds with twenty clients, a quarter of them Byzantine, plain FedAvg collapses on the minority class (F1-score 0.030) while the proposed framework recovers substantially more of the signal (F1-score 0.119) while bounding the privacy loss of any single client's contribution. A Byzantine-robust aggregator with no privacy layer performs best in raw accuracy, quantifying the cost privacy imposes on robustness. The results show that privacy and robustness mechanisms interact rather than simply add, and that system design for regulated, adversarial, cross-institutional settings needs to budget for that interaction.
Towards Privacy-Preserving Federated Prompt Tuning under Data Heterogeneity: A Subspace-Decomposed Expert Approach
Federated prompt tuning (FPT) enables collaborative adaptation of vision--language models (VLMs) using lightweight prompts. Existing methods often address heterogeneity and privacy through a split-prompt design under local differential privacy (DP), combining a shared prompt for global transfer with private prompts for local adaptation. However, a single shared prompt may over-smooth diverse transferable knowledge, weakening the balance between personalization and generalization. Multi-expert prompts (MEPs) can better capture this diversity, but enlarge the communicated space, increasing DP noise and communication cost while making robust expert composition more difficult. We propose FedSEPT, a privacy-preserving Fed}erated Subspace-decomposed Expert Prompt Tuning. Specifically, we employ Subspace-decomposed Expert Modeling (SEM) to parameterize multiple prompt experts with shared low-rank factors, a fixed public basis, and private residuals, thereby confining communication and DP perturbation to a compact factor space while enabling direct server aggregation in a common coordinate system. We further design Instance-aware Expert Fusion (IEF), which adaptively combines semantically complementary experts via on-device routing and performs efficient logit-level fusion using cached expert-specific text features. Extensive experiments on 11 heterogeneous benchmarks show that, under the same privacy constraints, FedSEPT achieves a better trade-off between local adaptation and global generalization than strong baselines.
Collaborative Synthetic Data Generation for Knowledge Transfer in Federated Learning
One-shot federated learning (OSFL) addresses the communication overhead of federated learning by limiting training to a single round, but doing so without sacrificing model quality is non-trivial, particularly when client data distributions diverge. Recent work has addressed this challenge by aggregating client knowledge on the server through the construction of transferable synthetic datasets or distillates. However, most of these methods lack formal privacy guarantees, leaving a gap in jointly achieving low communication, robustness to heterogeneity, and rigorous privacy. We propose FedKT-CSD (Federated Knowledge Transfer via Collaborative Synthetic Data), a framework inspired by neural image compression that closes this gap by leveraging publicly pretrained autoencoders as a shared latent space. Each client encodes its private data in a single forward pass, computes class-conditional latent statistics, and transmits these to the server. The server aggregates these statistics via secure aggregation, adds calibrated differential privacy noise, and decodes a synthetic dataset for training a global model and further downstream tasks. This design provides formal -differential privacy by construction, while keeping client-side computation and communication lightweight. Despite operating under privacy constraints, FedKT-CSD is competitive with and even outperforms non-private baselines across diverse datasets and heterogeneity settings, and scales to a large number of clients. Our code is available at: https://github.com/an7123/FedKT-CSD
Escaping Iterative Parameter-Space Noise: Differentially Private Learning with a Hypernetwork
Differentially private (DP) training of neural networks is often hindered by the large amount of noise required by gradient-based methods such as DP-SGD, which repeatedly inject high-dimensional noise in parameter space throughout training. In this paper, we propose a new framework for DP learning that avoids iterative optimization in parameter space. Instead of updating the target model using privatized gradients, we employ a hypernetwork trained on public datasets to map a private dataset to the parameters of the target model. Specifically, each example is embedded into a low-dimensional representation, the embeddings are aggregated and perturbed to obtain a DP dataset embedding, and the hypernetwork generates the target model parameters from this noisy embedding. Because privacy noise is injected only once into a low-dimensional dataset representation, our approach can significantly reduce the adverse effect of noise. We theoretically show in a synthetic setting that, under a fixed privacy budget, models produced by our approach achieve higher utility than those trained with DP-SGD. Moreover, we apply our approach to LoRA fine-tuning of diffusion models and show that it achieves lower FID than LoRA models trained with DP-SGD and other public-data-guided methods.
Your Privacy My Cloak: Backdoor Attacks on Differentially Private Federated Learning
Prior research suggests that differential privacy (DP) can enhance the robustness of federated learning (FL) against backdoor attacks. In this paper, we challenge this assumption. Through an empirical analysis of two baseline attack strategies, we uncover a fundamental tension in DP-FL: while bypassing DP allows state-of-the-art defenses to detect and filter malicious updates, complying with DP inadvertently masks their distinguishing statistical characteristics. Consequently, existing defenses become ineffective as DP reduces the raw backdoor signal. Building on this masking effect, we propose RING, a novel attack that explicitly exploits DP to conceal malicious contributions while maximizing attack impact. By collaboratively crafting adversarial perturbations, compromised clients reconstruct a strong backdoor signal during aggregation without triggering anomaly detection. RING operates as a perturbation layer that is agnostic to the underlying backdoor technique, making it broadly applicable and composable with existing attacks -- a property that significantly amplifies the threat it poses to DP-FL. Extensive evaluations across four image and text datasets under non-iid distributions show that RING achieves an average attack success rate of 90.3% against six state-of-the-art defenses under a moderate privacy budget, an improvement of up to 38.4% over baseline strategies. Finally, we evaluate potential countermeasures and find that mitigating this threat incurs significant utility trade-offs, exposing a fundamental security gap in the deployment of differentially private FL.
DPDL: Towards Differential Privacy Preservation in Decentralized Stochastic Learning on Non-IID Data
In the paradigm of decentralized learning, a group of agents collaborate to train a global model using distributed datasets without a central server. Although the power of collaboration has been verified by many state-of-the-art studies, it entails extensive gradient information exchanging among the agents and thus induces high risk of privacy leakage for the individual agents. Moreover, in real-world applications, the training data are usually non-identically and independently distributed across the agents, inducing more challenges to enable privacy-preserved decentralized learning. To address these issues, we propose a privacy-preserved decentralized learning algorithm with non-IID data, DPDL, which leverages the notion of Differential Privacy (DP) in cross-gradient aggregation through a similarity-based calibration technique. Specifically, in each round, each agent perturbs the cross-gradients (i.e., the derivatives of its neighbors' local model in its private local data) by Gaussian noise mechanism before sharing them with its neighbors; it then adopt cosine similarity to calibrate the received perturbed cross-gradients such that the aggregation of the calibrated cross-gradients can be utilized to effectively update local model in a momentum-like manner. Our rigorous theoretical analysis not only reveals the minimum noise level required to achieve a specific level of privacy preservation, but also illustrates that our algorithm still achieves a linear speedup in training with non-IID data. We finally conduct extensive experiments on real-world dataset to validate the effectiveness of our algorithm in defending privacy attacks and in training accurate models.
IntraShuffler: A Privacy Preserving Framework for Heterogeneous DP Federated Learning
Heterogeneous Differential Privacy (HDP) in Federated Learning (FL) allows clients to select individual privacy budgets () according to institutional policies and data sensitivity. In practice, many HDP-FL systems employ -aware server aggregation to improve model utility by re-weighting client updates according to their declared privacy budgets. However, gradient updates in FL retain structural patterns induced by non-independent and identically-distributed (non-IID) data, and these additional signals exposed by -aware aggregation create new opportunities for inference by an honest-but-curious server. In this work, we first show that a server equipped with gradient denoising and surrogate modeling can mount a \emph{Privacy Inference Attack} that infers distributional attributes of clients and links updates from the same client across training rounds, measured via surrogate inference accuracy and linkage success, under realistic knowledge constraints. The Shuffle-Model has been widely studied as a defense against such inference risks by anonymizing update sources, but it is fundamentally incompatible with HDP-FL -aware aggregation. To address this challenge, we propose \textbf{IntraShuffler}, a middleware defense framework designed for HDP-FL systems. IntraShuffler introduces a privacy-aware shuffling mechanism that groups clients into privacy-compatible buckets and performs parameter-level shuffling within each bucket to disrupt persistent gradient structure while preserving -aware aggregation. Experiments across four different datasets show that IntraShuffler reduces gradient recoverability by over 60% and decreases surrogate inference accuracy from 0.78 to 0.33 while maintaining comparable model utility across multiple FL aggregation rules.
Canonicalized Stable-List Replay for Private Federated Continual Learning over Language-Model Embeddings
Federated continual learning (FCL) lets distributed clients adapt language-model heads to evolving NLP tasks without sharing raw text. Under user-level differential privacy (DP), replay-based continual learning faces a structural obstacle: clients can release only small noisy lists of candidate replay summaries, and those lists are unordered across clients. We introduce Canonicalized Stable-List Replay (CSLR), where clients privately produce candidate replay distributions over a shared sentence-embedding space and the server aligns them using signatures induced by public anchor sentences. The anchors provide identifiability for aggregation rather than additional replay data. We prove that, under an observable anchor-signature margin, anchors distinguish candidate list elements with probability at least , and we give a scoped anchorless non-identifiability result for unordered-label oracle models. Across five seeds on continual classification, NER, and dialogue benchmarks, CSLR improves the final average task metric by 3.9--5.6 points over the strongest non-CSLR DP baseline at under the reported replay-release budget, while also outperforming Hungarian and optimal-transport matchers. The formal privacy guarantee covers replay release; end-to-end private training additionally requires composition with a private optimizer for task-head updates.
A Van Trees Lower Bound for Fully Interactive Differentially Private Federated Learning
Federated differentially private protocols can communicate over many adaptive rounds and reuse each client's local samples. Existing lower bound arguments for federated DP are often restricted to noninteractive protocols or fresh batch decompositions, so the fundamental information-theoretic limit of estimation under fully interactive protocols remains unknown. We establish a federated van Trees inequality for parameter estimation under squared \ell_2 loss from any complete public transcript satisfying a clientwise zCDP constraint at the sample level. A scalar trace form covers homogeneous experiments, while a matrix form preserves directional Fisher geometry in heterogeneous experiments where different clients are informative in different subspaces. Together with existing upper bounds for the corresponding problems, these results identify the minimax rates for various statistical problems including mean estimation, linear regression, nonparametric regression, and functional mean estimation over the full class of interactive public-transcript protocols. For these problems, arbitrary public interaction and repeated sample reuse do not improve the rate over simpler restricted protocols. The key technical ingredient in our paper is a contraction inequality for the Fisher information in the transcript: each client's contribution is bounded both by the Fisher information in its local experiment and by its total privacy budget.
FedMental: Evaluating Federated Learning for Mental Health Detection from Social Media Data
Social media text data are often used to train Machine Learning (ML) models to identify users exhibiting high-risk mental health behaviors. However, sharing this sensitive data poses privacy risks and limits the growth of benchmark datasets. We comprehensively evaluate whether privacy-preserving ML techniques can enable safer data sharing while preserving performance. Specifically, we apply federated learning (FL) and Differentially Private FL for two widely-studied mental health prediction tasks: depression detection on X (Twitter) and suicide crisis detection on Reddit. We simulate realistic data-sharing scenarios by treating each user as a client in a non-IID setting, evaluating across different client fractions, aggregation strategies, and privacy budgets. While FL achieves comparable performance to centralized training (centralized F1 = 85.63; best FL model F1 = 83.16) on depression identification, we find that Differentially Private FL has a large performance-privacy trade-off (up to F1 = 27.01 drop) even with low levels of noise (epsilon = 50). This is due to the distortion of highly informative yet sparse mental health linguistic markers related to mental health, like health topics and emotion words. This research empirically demonstrates the potential and limitations of current privacy preservation techniques for mental health inference tasks.
Statistical Limits and Efficient Algorithms for Differentially Private Federated Learning
Federated Learning is a leading framework for training ML and AI models collaboratively across numerous user devices or databases. We study the trade-offs among estimation accuracy, privacy constraints, and communication cost for differentially private (DP) federated M estimation. The two standard methods in the literature are FedAvg, which may suffer from high federation bias, and FedSGD, which can incur high communication cost. Aimed at improving accuracy at a reduced communication cost, we propose FedHybrid, which uses FedSGD starting with an improved initialization by the FedAvg estimator. We propose FedNewton, which averages local Newton iterations to reduce bias in FedAvg, achieving an estimation accuracy comparable to FedSGD with much fewer communication rounds when the number of clients grows sufficiently slowly. We establish finite sample upper bounds on the mean-squared error rates of the DP versions of these estimators as functions of the number of clients, local sample sizes, privacy budget, and number of iterations. We further derive a minimax lower bound on the MSE of any iterative private federated procedure that provides a benchmark to assess the optimality gap of these methods. We numerically evaluate our methods for training a logistic regression and a neural network on the computer vision datasets MNIST and CIFAR-10.
DP-LAC: Lightweight Adaptive Clipping for Differentially Private Federated Fine-tuning of Language Models
Federated learning (FL) enables the collaborative training of large-scale language models (LLMs) across edge devices while keeping user data on-device. However, FL still exposes sensitive information through client-provided gradients. Differentially private stochastic gradient descent (DP-SGD) mitigates this risk by clipping each client's contribution to a threshold and adding noise proportional to . Existing adaptive clipping techniques dynamically adjust but demand tedious hyperparameter tuning, which can erode the privacy budget. In this paper, we introduce DP-LAC, a method that first estimates an initial clipping threshold within an order of magnitude of the optimum using private histogram estimation, and then adapts this threshold during training without consuming additional privacy budget or introducing new hyperparameters. Empirical results show that DP-LAC outperforms both state-of-the-art adaptive clipping methods and vanilla DP-SGD, achieving an average accuracy gain of .
UMEDA: Unified Multi-modal Efficient Data Fusion for Privacy-Preserving Graph Federated Learning via Spectral-Gated Attention and Diffusion-Based Operator Alignment
Device-free localization trains models from heterogeneous wireless and visual sensors (e.g., Wi-Fi, LiDAR) distributed across edge devices. Federated learning offers a privacy-respecting framework, but is brittle when clients differ in sensor modality and resolution, when their data distributions drift, and when privacy noise destroys the structural signal needed for localization. We propose UMEDA, a graph federated learning framework in which clients form nodes of a global graph that share a continuous integral operator, and aggregation is reformulated as spectral signal processing on this operator. Each client encodes its local sensors with a linear-attention layer whose kernel spectrum is low-rank filtered, suppressing modality-specific residuals so clients with different sensors align in a common low-rank subspace. The server then aggregates client updates via a diffusion model over the kernel's spectral coefficients, treating updates as discretizations of a shared operator rather than topology-bound weights -- this absorbs varying graph sizes and missing modalities without node-wise correspondence. To balance privacy and utility, we add an anisotropic differential-privacy mechanism that projects noise preferentially into the null space of the signal subspace, preserving dominant eigendirections while ensuring formal -DP under gradient clipping. On MM-Fi and the RELI11D out-of-distribution benchmark, UMEDA outperforms state-of-the-art federated baselines in accuracy, convergence, and communication efficiency, particularly under high modality heterogeneity and tight privacy budgets.
Modulated learning for private and distributed regression with just a single sample per client device
This work focuses on the question of learning from a large number of devices with each device holding only a single sample of data. Several real-world applications exist to this one sample per client setup up including learning from fitness trackers, data/app usage aggregators, body-worn sensing devices, and daily event monitors to name a few. When a client has only one sample, the standard federated learning paradigm breaks down as a local update based on that single point is far from being useful, especially in the earlier rounds for estimation of the model coefficients. This utility is further weakened by the privacy-inducing noise applied at every round. This work caters to this problem to enable such clients to collaboratively contribute to effectively learn a global model without leaking the privacy of their data. The proposed approach injects a single, carefully calibrated noisy perturbation to transform the sample at each client, followed by a post-processed representation which is shared with the server. These representations aggregated at the server are processed to obtain an unbiased gradient update that in expectation matches the non-private centralized gradient while preserving data privacy. This approach is different than traditional private federated learning, where the communication payloads involve model coefficients as opposed to privately transformed data samples. This method enables devices with extremely limited data to collaborate and learn accurate, privacy-preserving models without requiring large local datasets or sacrificing individual privacy.
Adaptive Selection of LoRA Components in Privacy-Preserving Federated Learning
Differentially private federated fine-tuning of large models with LoRA suffers from aggregation error caused by LoRA's multiplicative structure, which is further amplified by DP noise and degrades both stability and accuracy. Existing remedies apply a single update mode uniformly across all layers and all communication rounds (or alternate them on a fixed schedule), ignoring both the structural asymmetry between the two LoRA factors and the round-wise dynamics of training. We propose AS-LoRA, an adaptive framework defined by three axes (i) layer-wise freedom, in which each layer independently selects its active component, (ii) round-wise adaptivity, in which the selection updates over communication rounds, and (iii) a curvature-aware score derived from a second-order approximation of the loss. Theoretically, AS-LoRA eliminates the reconstruction-error floor of layer-tied schedules, accelerates convergence, implicitly biases solutions toward flatter minima, and incurs no additional privacy cost. Across GLUE, SQuAD, CIFAR-100, and Tiny-ImageNet under strict DP budgets and non-IID partitions, AS-LoRA improves over the federated LoRA baselines by up to pp on GLUE and pp on MNLI-mm for example, while matching or exceeding SVD-based aggregation methods at lower aggregation cost and with negligible communication overhead. Code for the proposed method is available at https://anonymous.4open.science/r/as_lora-F75F/.
Privacy Preserving Machine Learning Workflow: from Anonymization to Personalized Differential Privacy Budgets in Federated Learning
The growing development of artificial intelligence based solutions, together with privacy legislation, has driven the rise of the so-called privacy preserving machine learning architectures, such as federated learning. While federated learning enables model training on decentralized data preventing their sharing and centralization, it still faces several challenges related to data integrity and privacy. This paper presents a comprehensive privacy preserving federated learning workflow for sensitive tabular data, including anonymization and differential privacy techniques. We also introduce a formal definition for the concept of client drift, together with ways of detecting it to mitigate poisoning attacks. Then, we detail a complete methodology for assigning personalized privacy budgets for global differential privacy to the different clients participating in the network, based on a re-identification risk metric. The proposed methodology is presented and tested on an openly available dataset of medical records. Within the experimental setup we show that the approach based on personalized budgets, compared to the architecture including global differential privacy with fixed privacy budget, achieves a better model performance in terms of two error metrics.
Taming Noise-Induced Prototype Degradation for Privacy-Preserving Personalized Federated Fine-Tuning
Prototype-based Personalized Federated Learning (ProtoPFL) enables efficient multi-domain adaptation by communicating compact class prototypes, but directly sharing them poses privacy risks. A common defense involves per-example clipping before prototype computation to bound sensitivity, followed by isotropic Gaussian noise to enforce Local Differential Privacy (LDP). However, Isotropic Gaussian Prototype Perturbation (IGPP) typically over-perturbs discriminative dimensions and struggles to balance the clipping threshold with representation fidelity. In this paper, we propose VPDR, a client-side privacy plug-in that seamlessly integrates into existing ProtoPFLs. Motivated by the observation that dimension-wise class variance reflects discriminability, we introduce Variance-adaptive Prototype Perturbation (VPP), which allocates less noise to discriminative subspaces, preserving semantic separability while ensuring privacy. We further develop Distillation-guided Clipping Regularization (DCR), which enables feature norms to adaptively concentrate near the predefined clipping threshold while maintaining prediction consistency. Theoretical analysis shows that our groupwise mechanism provides privacy guarantees no weaker than the isotropic baseline under the same privacy constraints. Extensive experiments on multi-domain benchmarks demonstrate that VPDR achieves a superior privacy-utility trade-off, outperforming IGPP in personalized federated fine-tuning without sacrificing robustness against realistic attacks.
Enhanced Privacy and Communication Efficiency in Non-IID Federated Learning with Adaptive Quantization and Differential Privacy
Federated learning (FL) is a distributed machine learning method where multiple devices collaboratively train a model under the management of a central server without sharing underlying data. One of the key challenges of FL is the communication bottleneck caused by variations in connection speed and bandwidth across devices. Therefore, it is essential to reduce the size of transmitted data during training. Additionally, there is a potential risk of exposing sensitive information through the model or gradient analysis during training. To address both privacy and communication efficiency, we combine differential privacy (DP) and adaptive quantization methods. We use Laplacian-based DP to preserve privacy, which is relatively underexplored in FL and offers tighter privacy guarantees than Gaussian-based DP. We propose a simple and efficient global bit-length scheduler using round-based cosine annealing, along with a client-based scheduler that dynamically adapts based on client contribution estimated through dataset entropy analysis. We evaluate our approach through extensive experiments on CIFAR10, MNIST, and medical imaging datasets, using non-IID data distributions across varying client counts, bit-length schedulers, and privacy budgets. The results show that our adaptive quantization methods reduce total communicated data by up to 52.64% for MNIST, 45.06% for CIFAR10, and 31% to 37% for medical imaging datasets compared to 32-bit float training while maintaining competitive model accuracy and ensuring robust privacy through differential privacy.
Differentially Private Clustered Federated Learning with Privacy-Preserving Initialization and Normality-Driven Aggregation
Federated learning (FL) enables training of a global model while keeping raw data on end-devices. Despite this, FL has shown to leak private user information and thus in practice, it is often coupled with methods such as differential privacy (DP) and secure vector sum to provide formal privacy guarantees to its participants. In realistic cross-device deployments, the data are highly heterogeneous, so vanilla federated learning converges slowly and generalizes poorly. Clustered federated learning (CFL) mitigates this by segregating users into clusters, leading to lower intra-cluster data heterogeneity. Nevertheless, coupling CFL with DP remains challenging: the injected DP noise makes individual client updates excessively noisy, and the server is unable to initialize cluster centroids with the less noisy aggregated updates. To address this challenge, we propose PINA, a two-stage framework that first lets each client fine-tune a lightweight low-rank adaptation (LoRA) adapter and privately share a compressed sketch of the update. The server leverages these sketches to construct robust cluster centroids. In the second stage, PINA introduces a normality-driven aggregation mechanism that improves convergence and robustness. Our method retains the benefits of clustered FL while providing formal privacy guarantees against an untrusted server. Extensive evaluations show that our proposed method outperforms state-of-the-art DP-FL algorithms by an average of 2.9% in accuracy for privacy budgets (epsilon in {2, 8}).
An Adaptive Differentially Private Federated Learning Framework
Federated learning enables collaborative model training across distributed clients while preserving data privacy. However, in practical deployments, device heterogeneity and non-independent and identically distributed (Non-IID) data often lead to unstable and biased gradient. When differential privacy is enforced, conventional fixed gradient clipping and Gaussian noise injection may further amplify gradient perturbations, resulting in training oscillation and degraded model performance. To address these challenges, we propose an adaptive differentially private federated learning framework that explicitly targets model efficiency under heterogeneous and privacy-constrained settings. On the client side, a lightweight local dimensionality reduction module is introduced to learn reduced-dimensional intermediate representations and produce more structured gradients during backpropagation, thereby mitigating noise amplification during local optimization. On the server side, an adaptive gradient clipping strategy dynamically adjusts clipping thresholds based on historical update statistics to avoid over-clipping and noise domination. Furthermore, a constraint-aware robust aggregation mechanism is designed to suppress unreliable or noise-dominated client updates and stabilize global optimization. Extensive experiments on CIFAR-10, SVHN, and STL-10 demonstrate that the proposed method consistently improves convergence stability and classification performance under differential privacy.
Inclusive Federated Learning Through Compliance-Weighted Noise Allocation in Healthcare AI
Background: Federated learning (FL) enables collaborative training of clinical AI models without centralizing patient data, but adoption is limited by privacy concerns, heterogeneous institutional compliance, and resource disparities; standard differential privacy (DP) applies uniform noise to all clients, penalizing well-compliant or under-resourced institutions. Objective: We introduce a compliance-aware FL framework that adapts DP to institutional compliance, letting lower-compliance sites participate without uniformly penalizing others. Methods: A compliance scoring tool aligned with HIPAA, GDPR, NIST, ISO, and HL7/FHIR maps each client score to a per-step Gaussian noise scale for server-side DP-SGD on a small aggregator dataset. The formal bound applies to the aggregator dataset under a semi-honest aggregator; client-level DP needs secure aggregation (future work). We evaluate five FL strategies on PneumoniaMNIST and BreastMNIST (16 clients, 50 rounds, five seeds); the cumulative aggregator-dataset is about 1434 (Breast) and 513 (Pneumonia) at . Results: Including 12 lower-compliance clients (Experiment 1) versus a compliant-only baseline (Experiment 4) changed BreastMNIST accuracy by +4.5 (FedAvg), +6.8 (FedMedian), +5.2 (FedProx), +1.6 (FedYogi), and -4.1 (FedAdam) percentage points (pooled +2.8 pp; not significant at n=5; up to +17 pp per configuration); compliance-weighted allocation matched uniform server-side DP at equal mean noise (+0.1 pp), carrying no utility penalty, and first-round noise cost 1.3 pp (Breast) and 2.5 pp (Pneumonia, FedAvg). Conclusions: Compliance-weighted server-side DP lets lower-compliance institutions join FL without degrading performance, giving auditable per-site noise control at no utility cost; formal guarantees apply to the aggregator dataset, with client-level DP requiring secure aggregation.