LLM Refusal

LLM: Large Language Model

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Latest papers 8

Jul 21, 2026cs.LG

Mark, Don't Erase: Token Inoculation for Dual-Use Knowledge in LLMs

Safety interventions on dual-use knowledge typically choose between destroying hazardous content (e.g., unlearning, filtering) and suppressing it at the output layer (e.g., refusal training); both pay a tax in adjacent-domain competence or over-refusal. We argue that the right operation is conditioning, not reduction: we show that hazardous knowledge can be retained in the model and behaviorally gated by a privileged control token. Our method, Token Inoculation, introduces a binding-and-branching approach. First, during continued pre-training, we mark hazardous content by inserting a special token alongside dual-use documents, so the model binds the marker to the underlying semantics of the hazardous domain. Second, during supervised fine-tuning, we teach the model to answer hazardous queries correctly when the special token is present and to refuse them when it is absent, thereby enabling selective refusal without removing dual-use knowledge. On hazardous domain (e.g., WMDP-Bio), Token Inoculation reduces accuracy from 79% to 18% while retaining 93% of the base-model's benign-domain performance (e.g., MMLU), achieving the best safety-utility trade-off against unlearning and refusal-tuning baselines across 1B-14B model scales. We further show that refusal selectivity is controllable through the quality of the conditioning signal and that domain-specific semantic binding during pre-training is critical for the conditional behavior to generalize beyond memorized triggers. Our results suggest that safety alignment is better cast as a conditioning problem than a forgetting one: behavioral control is more precise when sensitive knowledge is retained under controlled access than when it is destroyed.
Jul 6, 2026cs.CL

Faithfulness to Refusal: A Causal Audit of Neuron Selectors

Attribution scores increasingly identify which neuron rows of a language model matter for applications such as pruning, interpretability, and editing for safety, yet whether they identify causally important rows is rarely tested directly. We address this with two paired audits built on one-shot neuron-row zeroing. We first audit selectors at the language-modeling level: attribution methods substantially outperform activation and magnitude-based baselines at identifying dispensable rows across five LLMs. We then adapt the same intervention into a behavior test by driving it with a contrastive harmful-versus-benign signal; the attributed rows are sufficient to install refusal on hate and crime while keeping benign over-refusal low and preserving language model fluency, and specific in that layer-matched random controls at the same depths fail. Highly rank-stable selectors can be among the least causally valid. Refusal moreover lives in a redundant subspace, where different attribution methods install it through largely disjoint row sets, so the recovered edit is one realization of a sufficient set rather than a unique mechanism. Together, these findings show that rank-stability proxies miss the kinds of selector failures a direct causal audit can surface.%
Jul 2, 2026cs.CR

Not All Refusals Are Equal: How Safety Alignment Fails Cybersecurity at Scale

There is no doubt that safety alignment is an essential step in LLM training. However, conceptually it does not distinguish between various domains and the level of potential harm of a query, which creates significant complications in the fields like cyber security, where a model should not be constrained by its safety circuits to accomplish the goals of legitimate, authorized operations. In this work, we share our findings from a large scale abliteration experiment on 24 open-source LLMs and show that domain-specific abliteration is achievable with standard methodology on the example of a 1T-parameter Kimi K2. Building on recent work showing that refusal in LLMs occupies a multi-dimensional subspace within layers, we find that it is also distributed widely across layers, especially in trillion-parameter MoE architectures, and so we aim to capture the part of it that represents harmful concepts in the cybersecurity domain exclusively. We also investigate the correlation between models' features and the effect of domain-specific abliteration, identifying that the type of safety training and architecture are the most reliable predictors. Finally, we classify the models into 3 abliteration susceptibility tiers and put forward a set of conjectures as to why a particular effect from this intervention might be observed in a given model.
Jun 8, 2026cs.CL

PsychoSafe: Eliciting Psychologically-Informed Refusals in Large Language Models

Large language models (LLMs) routinely face requests that should be refused, creating a trade-off between helpfulness and harm prevention. However, refusals themselves can be helpful. In high-risk interactions involving crisis, coercion, or escalating intent, blunt non-compliance may prevent direct harm while still failing to support the needs of the person behind the request. We present PsychoSafe, a psychologically-informed refusal framework that reframes refusal as structured supportive communication grounded in evidence-based intervention strategies. To develop PsychoSafe, we construct a corpus of 8019 prompt-response pairs spanning five psychologically salient risk domains and apply prompting and parameter-efficient fine-tuning to Qwen 3.5 27B. On a balanced validation set of 500 prompts, evaluated with an LLM judge and validated through human ratings, PsychoSafe prompting improves overall refusal quality by 28.1% over a generic baseline, with particularly strong gains in external resource referral (+46.8%) and psychological grounding (+34.8%), while preserving downstream performance on non-refusal tasks. Fine-tuning achieves near-perfect refusal and resource-referral rates but reduces response relevance. Additional evaluations on SORRY-Bench and XSTest show strong in-domain robustness but limited out-of-domain generalization, suggesting that future work should diversify fine-tuning data to help models apply interventions selectively rather than schematically.
May 16, 2026cs.LG

Distinguishable Deletion: Unifying Knowledge Erasure and Refusal for Large Language Model Unlearning

Mitigating sensitive and harmful outputs is fundamental to ensuring safe deployment of LLMs. Existing approaches typically follow two paradigms: Knowledge Deletion (KD), which erases undesirable information during training, and Distinguishable Refusal (DR), which steers models away from using sensitive knowledge during inference. Despite rapid progress, KD-based unlearning struggles with biased deletion due to suppressing specific token sequences as a substitute for complete knowledge removal, whereas DR-based unlearning risks the re-emergence of harmful knowledge because the underlying knowledge remains intact. To address these issues, we propose Distinguishable Deletion (D2\mathrm{D^2}), a paradigm that restricts the response distribution in the latent representation rather than specific tokens to erase undesirable knowledge, while distinguishing it from retained knowledge, enabling a refusal mechanism to handle unlearned inputs safely and coherently. To implement D2\mathrm{D^2}, we introduce an energy index that quantifies the presence of knowledge and the separation between unlearned and retained content. Mathematical and empirical analyses show that energy is both accurate and efficient, enabling Energy-based Unlearning Alignment (EUA) to enforce energy-boundary unlearning during training and apply an energy-based refusal mechanism at inference. Extensive experiments demonstrate that EUA significantly outperforms previous methods, indicating the superiority of D2\mathrm{D^2}. Our code is available at https://github.com/Puning97/EUA-for-LLM-Unlearning.
May 12, 2026cs.LG

Targeted Neuron Modulation via Contrastive Pair Search

Language models are instruction-tuned to refuse harmful requests, but the mechanisms underlying this behavior remain poorly understood. Popular steering methods operate on the residual stream and degrade output coherence at high intervention strengths, limiting their practical use. We introduce contrastive neuron attribution (CNA), which identifies the 0.1% of MLP neurons whose activations most distinguish harmful from benign prompts, requiring only forward passes with no gradients or auxiliary training. In instruct models, ablating the discovered circuit reduces refusal rates by over 50% on a standard jailbreak benchmark while preserving fluency and non-degeneracy across all steering strengths. Applying CNA to matched base and instruct models across Llama and Qwen architectures (from 1B to 72B parameters), we find that base models contain similar late-layer discrimination structures but steering these neurons produces only content shifts, not behavioral change. These results demonstrate that neuron-level intervention enables reliable behavioral steering without the quality tradeoffs of residual-stream methods. More broadly, our findings suggest that alignment fine-tuning transforms pre-existing discrimination structure into a sparse, targetable refusal gate.
May 6, 2026cs.AI

FinRAG-12B: A Production-Validated Recipe for Grounded Question Answering in Banking

Large language models (LLMs) are rapidly being adopted across various domains. However, their adoption in banking industry faces resistance due to demands for high accuracy, regulatory compliance, and the need for verifiable and grounded responses. We present a unified, data-efficient framework for training grounded domain-specific LLMs that optimizes answer quality, citation grounding, and calibrated refusal under real-world deployment constraints. First, we describe a data generation pipeline that combines LLM-as-a-Judge filtering, citation annotation, and curriculum learning with only 143M tokens. The resulting 12B model achieves high answer quality outperforming GPT-4.1 on citation grounding, with a modest citation tradeoff versus the untuned base. Second, we propose a calibrated refusal mechanism: training on 22% unanswerable examples yield a 12% "I don't know" rate, substantially improving over the base model's unsafe 4.3% rate while avoiding GPT-4.1's over-refusal (20.2%). Third, we present an end-to-end methodology spanning from data curation to quantized serving. The system is deployed at 40+ financial institutions, achieving a 7.1 percentage point improvement in query resolution (p < 0.001). Additionally, the model delivers 3-5x faster responses at 20-50x lower cost compared to GPT-4.1.
Jan 25, 2026cs.AI

Health-ORSC-Bench: A Benchmark for Measuring Over-Refusal and Safety Completion in Health Context

Safety alignment in Large Language Models is critical for healthcare; however, reliance on binary refusal boundaries often results in over-refusal of benign queries or unsafe compliance with harmful ones. While existing benchmarks measure these extremes, they fail to evaluate Safe Completion: the model's ability to maximise helpfulness on dual-use or borderline queries by providing safe, high-level guidance without crossing into actionable harm. We introduce Health-ORSC-Bench, the first large-scale benchmark designed to systematically measure Over-Refusal and Safe Completion quality in healthcare. Comprising 31,920 benign boundary prompts across seven health categories (e.g., self-harm, medical misinformation), our framework uses an automated pipeline with human validation to test models at varying levels of intent ambiguity. We evaluate 30 state-of-the-art LLMs, including GPT-5 and Claude-4, revealing a significant tension: safety-optimised models frequently refuse up to 80% of "Hard" benign prompts, while domain-specific models often sacrifice safety for utility. Our findings demonstrate that model family and size significantly influence calibration: larger frontier models (e.g., GPT-5, Llama-4) exhibit "safety-pessimism" and higher over-refusal than smaller or MoE-based counterparts (e.g., Qwen-3-Next), highlighting that current LLMs struggle to balance refusal and compliance. Health-ORSC-Bench provides a rigorous standard for calibrating the next generation of medical AI assistants toward nuanced, safe, and helpful completions. Furthermore, our benchmark facilitates reproducible evaluation, encourages safety calibration, and supports development of clinically reliable, context-aware, human-aligned medical AI systems. Our code and data are available at: https://github.com/ZhihaoZhang97/Health-ORSC-Bench. Warning: Some contents may include toxic or undesired contents.