LLM Safety Alignment

LLM: Large Language Model

Momentum

25 papers in the last four weeks, up 14% on the four weeks before. 0.2% of all new papers.

Jul 13Week of Sep 28

Latest papers 236

Sep 7, 2026cs.AI

The Profit Alignment Problem: How Profit Mandates Induce Alignment Failures in LLMs

We show that ordinary business language --- "maximize profitability" --- induces profit-oriented ambiguity resolution: LLMs systematically dismiss ambiguous signals of potential safety violations to serve business objectives. In 3,600 controlled trials across eight reasoning-capable LLMs, adding a profit mandate to otherwise identical prompts increases risk-dismissing judgments by 6.8 percentage points (p < 0.0001), suppresses board escalation recommendations by 13.9pp (p < 0.0001), and shifts severity assessments downward (p < 0.0001). The mandate never instructs models to downplay risks; instead, chain-of-thought traces reveal motivated reasoning: models acknowledge concerns, then invoke profit logic to justify dismissing them. We characterize these findings as the Profit Alignment Problem: when AI systems are given ordinary business objectives, they develop systematic strategies for suppressing inconvenient information that no designer intended or specified.
Sep 3, 2026cs.AI

HarvestBench: Measuring Whether LLM Agents Will Pay to Avoid Killing Animals

HarvestBench is the first benchmark to 1) put a price on avoiding a side effect and 2) name the side effect as a living creature. Nine LLMs each drive a crew of two tractors to gather a corn harvest. The animals in their path are not part of the goal function. When an animal blocks the route the autopilot pauses and asks the agent whether to drive over it for free or swerve for a given fuel cost. All scoring is programmatic and does not involve LLM judges. Kill rates range between 0.4% and 98.8%, though the kill rate is not ordered by capability. Every model competently avoids damaging rock hits, so every animal killed is a choice, rather than an accident. Under the morality briefing the kill rate was under 6% in 5 of 6 reasoning models. Removing it (the neutral briefing) raised the kill rate to above 84% in all six models. Every model kills wild animals more often than farmed ones. Four out of six models' kill rate per answered encounter were sensitive to price changes. The moral instruction is also fragile. Four bullets of driving mechanics change Sonnet 5's kill rate from 3% to 18% and Gemini 2.5 Flash's from 4% to 39%. A moral instruction in a system prompt is overridden by a short block of operating instructions and a value that can be ignored that easily is not a good method of ensuring agents are aligned.
Sep 3, 2026cs.CL

Representational alignment yields generalizable safety in language models

Aligning large language models (LLMs) is essential for their safe deployment. Current alignment methods mainly optimize observable responses, yet models remain vulnerable when the same harmful intent is recast in unfamiliar or adversarial forms that humans can easily recognize. Prototype theory offers an account of this adaptability. Human concepts are represented around central cases, and new instances are categorized according to their graded typicality relative to these prototypes. Here we show that such categorization of moral concepts is weakly preserved in current LLMs. Across 23 LLMs, models often failed to distinguish opposed moral categories or preserve fine-grained typicality within each category. These deficits persist across parameter sizes and alignment stages. We developed representational similarity optimization, which directly aligns the latent representations in LLMs with the categorization expressed in human moral judgements, without supervising generated responses. In matched experiments using the same 251,334 moral annotations, standard behavioral alignment learned the intended moral judgements at the response level while leaving the categorization structure largely unchanged and increasing vulnerability across adversarial evaluations. Reorganizing moral categorization produced more modest gains in explicit judgements but consistently improved adversarial robustness across model scales on diverse benchmarks and attack strategies. Our findings provide functional support for the view that prototype-based categorization contributes to behavioral adaptability. They also show that transferring this representational principle to LLMs yields generalizable safety under adversarial conditions.
Sep 2, 2026cs.AI

SafeEvolve: Harness-Policy Co-Evolution from Agent Experience for Safety Alignment

The performance of LLM-based agents is jointly shaped by the base model and the harness used when interacting with the environment. This exposes them to safety risks in both harmful final responses and multi-step execution trajectories. Existing safety alignment mechanisms often rely on either external harness updates or policy optimization, yet applying either paradigm in isolation fails to bridge runtime control with intrinsic safety. We propose SafeEvolve, an experience-driven self-evolving framework for agent safety alignment. SafeEvolve leverages safety experience from completed on-policy trajectories to drive a continual loop of harness-policy co-evolution. On the harness side, SafeEvolve converts trajectory-level safety evidence into bounded, component-level updates across safety prompt and hierarchical skills, yielding auditable and reversible harness artifacts. On the policy side, SafeEvolve follows a two-stage SFT-RL paradigm, where harness-use SFT bootstraps the policy to actively leverage evolved harness artifacts, and harness-augmented RL further shapes autonomous safety behaviors during multi-step exploration via verifier-decomposed rewards. Through harness-policy co-evolution, SafeEvolve converts safety experience into an evolved runtime harness and improved policy behavior. Experiments on agentic safety benchmarks show that SafeEvolve achieves a stronger safety-utility tradeoff than existing baselines. For Qwen3.5-4B, SafeEvolve achieves a 3×3\times ASR reduction on AgentDojo while improving benign utility from 59.79% to 61.86%.
Sep 2, 2026cs.LG

SEAL: Reinforcing Global Safety in Mixture-of-Experts through Shared Expert ALignment

Mixture-of-Experts (MoE) is a scaling architecture for large language models that activates only a small subset of expert modules per token, enabling massive parameter growth with nearly constant computation. Recent Hybrid MoE architecture adds \textit{shared experts} to capture consistently useful representations, further improving stability and generalization. MoE now powers many flagship open-source and commercial models, yet remains vulnerable to adversarial attacks. Specifically, sparse routing introduces a structural vulnerability: MoE safety hinges on which experts are activated, and adversaries can subvert this selection through jailbreak prompts, malicious fine-tuning, and weight-level pruning of safety-critical neurons. Existing defenses primarily focus on hardening the router, but an adversary may still manipulate or bypass the routing trajectory due to the routing process's nondeterministic nature, thereby collapsing the defense. To cope with this problem, we first identify theoretically and empirically that shared expert, an always-activated component containing a small proportion of safety-critical neurons, can overcome the uncertainty of sparsely activated routing path and serve as a router-independent anchor to enhance global safety alignment. Based on this insight, we propose SEAL, a training-time parameter-efficient defense that produces a plug-and-play adapter attached to shared expert, and SEAL++, a variant that adds an orthogonal constraint preserving pre-existing safety subspaces during training. We evaluate SEAL and SEAL++ across six attack scenarios that combine three adversarial inputs (harmful prompting, jailbreak, malicious fine-tuning) with and without neuron pruning. SEAL reduces attack success rate (ASR) by up to 60%, at a capability cost of at most 1.4% on a five-benchmark average. Additionally, SEAL can seamlessly integrate with router-level ......
Sep 1, 2026cs.CR

When Safety Routing Breaks: Understanding Alignment Fragility under Benign Fine-Tuning

Benign fine-tuning severely weakens the safety alignment of large language models (LLMs), so we study why refusal behavior is so fragile. While prior work often attributes this failure to gradient conflict, we propose a fundamentally different Fisher-geometric explanation: safety Fisher is low-rank, and alignment makes the safety geometry flatter while preserving an output-routing pathway. After 100 benign fine-tuning examples, this pathway is selectively re-sharpened in output-side MLP modules, explaining the asymmetric fragility: safety can collapse to high attack success rates, while general utility degrades mildly. The routing view also explains why few safety examples can restore refusal behavior, indicating that internal safety-relevant representations are preserved. Finally, we show that LoRA and ASAM mitigate early collapse by suppressing output-side sharpness, but their protection weakens at larger fine-tuning scales. Overall, safety failure is best understood as a disruption of a low-rank output-routing mechanism
Sep 1, 2026cs.CL

Trust Your Guide Only When Certain: Uncertainty-Aware Sparse Alignment at Inference Time

A prominent paradigm in inference-time alignment employs lightweight supervisors to steer Large Language Models (LLMs). Through empirical analysis, we identify a structural mismatch in this paradigm: weak supervisors exhibit pervasive high entropy across the vast majority of tokens, yet prevailing dense intervention approaches mandate supervision at every decoding step. This leads to frequent low-confidence interventions that can disrupt valid base-model reasoning and incur substantial utility costs. To resolve this, we propose TUSA (Trust-based Uncertainty Sparse Alignment). Moving away from continuous oversight, TUSA reframes alignment as a dynamic arbitration process, introducing an uncertainty-aware arbiter that authorizes intervention only when two conditions are met: the supervisor is confident and the token is semantically salient. This mechanism effectively filters out uncertainty-driven noise and redundant supervision. Extensive experiments across multiple models and benchmarks show that TUSA consistently improves both safety alignment and general helpfulness. By bypassing approximately 50% of alignment steps, it not only enhances safety preference by up to 15.6%, but also boosts general preference rates by up to 12.0% compared to the dense baseline, demonstrating that selective, high-precision alignment can outperform continuous supervision.
Aug 31, 2026cs.LG

Safin-1: Safety from Within through Memory-Native State Evolution

Long-horizon complex tasks require foundation models to accumulate information, maintain internal states, and adapt over extended interactions. Safety should be an intrinsic property of the model itself, rather than a behavioral constraint relying solely on external safeguards or post-hoc alignment such as supervised fine-tuning. This motivates Safety from Within, where safety-relevant capabilities are represented and invoked through the model's native computation. We present Safin-1, a family of foundation models realizing this principle through memory routing and state evolution. Safin-1 is built on Memory-Anchor Routing across Context History (MARCH), a network architecture that maintains structured memory states and selectively retrieves relevant historical information through content-conditioned routing. It supports test-time adaptation of persistent capability states without repeatedly modifying the backbone, enabling controlled specialization over a shared foundation. We investigate this interface on downstream safety tasks through a Safety State, demonstrating effective state-based adaptation with substantial safety improvements. More broadly, the routed-state interface unifies contextual memory and persistent capability adaptation within the model's native computation, reframing memory from a passive record of prior context into an active substrate for maintaining and evolving model behavior. Evaluations across general capabilities, long-context understanding, retrieval, and efficiency further validate Safin-1. These findings provide a path toward safety as a state-native and adaptively maintainable capability. This work is only an initial architectural exploration of Safety from Within, and substantial further work is needed to realize this broader vision.
Aug 31, 2026cs.CL

Beyond Token-Level Guidance: Inference-Time Alignment of Specialized LLMs via Cross-Family Representation Steering

Large language models (LLMs) finetuned for specialized domains represent crucial high-impact applications. Inference-time alignment improves safety degraded from specialization finetuning without requiring substantial computational resources, complementing finetuning-based methods with an easy-to-use, plug-and-play solution. However, existing inference-time methods fail to reliably improve safety without disrupting domain capability. We identify the root cause as complementary expertise orthogonality: specialized base models and general-domain guidance models have orthogonal competencies, making the guidance signal unreliable for specialized generation. This primarily manifests as stop token interference, where the guidance model's tendency toward continuation overrides the base model's decision to stop, burying correct answers under guidance-induced continuation. To address this problem, we propose CREST, an inference-time alignment method that steers base model hidden representations using safety directions extracted from a guidance model of any family, avoiding token-level structural limitations entirely. CREST improves safety where specialization has weakened it while preserving both domain-specific capability and the safety of already well-aligned models, outperforming baselines by up to 22.2% on safety benchmarks. Our code is available at: https://github.com/DecayingSeart/CREST.
Aug 31, 2026cs.CL

ALTSTEER: Selective Safety Steering for Moving Beyond Hard Refusals to Constructive Alternatives

Safety alignment is essential for deploying large language models, requiring systems to prevent harmful compliance while preserving helpfulness on benign requests. Activation steering offers a training-free inference-time approach to safety control, but effective safety steering requires addressing two coupled questions: when to intervene and how generation should be shaped after intervention. However, existing safety steering methods remain limited along both dimensions, as their triggering mechanisms can be unstable across domains and refusal-oriented steering often yields rigid refusals rather than constructive safe guidance. To address these limitations, we propose ALTSTEER, an inference-time framework that couples selective intervention with refusal-anchored constructive redirection within a single inference pass. ALTSTEER uses an internal refusal-relevant signal to decide when to steer, and applies staged steering to shift generation from refusal-oriented control toward constructive alternatives. Evaluations on Llama-3.1 and Qwen2.5 show that ALTSTEER preserves benign utility while improving constructive safe-completion behavior, especially on models that otherwise tend to produce short refusals for harmful requests.
Aug 31, 2026cs.CR

Balancing Privacy, Utility, and Safety in LLM Alignment through Preference Optimization

Preference optimization is widely used to align large language models with human preferences, but preference-data composition may also influence privacy-relevant memorization. We examine whether adding synthetic privacy-preference pairs to Direct Preference Optimization (DPO) is associated with lower canary-based memorization signals without modifying the objective or introducing a formal privacy mechanism. We propose Privacy-Pressure Preference Mixing (P3M), a data-composition protocol that varies the amount of privacy-preference data while keeping helpfulness and harmlessness preference data fixed. We evaluate a non-privacy Baseline and privacy-mixing ratios of 0.5, 1.0, and 2.0 using Gemma 3 270M-IT across five random seeds and validate the same four conditions using 4-bit-quantized Gemma 2 2B-IT across three seeds. Overall, under the tested conditions, privacy-preference mixing is associated with lower mean canary suffix log-likelihood proxy values across both model settings and lower aggregate membership-inference attack performance relative to the Baseline in the mixed-source 2B evaluation. Specifically, across the privacy-aware 2B configurations, the mean area under the receiver operating characteristic curve (AUROC) ranges from 0.596 to 0.629, and the mean area under the precision-recall curve (AUPRC) ranges from 0.541 to 0.575, compared with 0.804 and 0.790, respectively, for the Baseline. However, the reduction in membership distinguishability does not hold uniformly across data sources. Moreover, the relationship between the privacy ratio and harmlessness preference accuracy varies by model setting, whereas helpfulness preference accuracy remains broadly stable. These findings suggest that P3M should be viewed as a lightweight empirical protocol for examining privacy-utility-safety trade-offs rather than as a formal privacy guarantee or a defense against extraction attacks.
Aug 30, 2026cs.CL

When Safety Speaks a Language: A Mechanistic Analysis of Safety-Language Identity Entanglement in LLMs

Safety alignment of large language models (LLMs) degrades across languages, yet the internal mechanism driving this asymmetry remains poorly understood. Our work, therefore, presents a systematic mechanistic analysis of multilingual safety using sparse autoencoder (SAE) features, sparse interpretable directions in the residual stream associated with harmful and harmless model behavior across three instruction-tuned LLMs, eight languages, and all model layers. We observe that safety-relevant features are architecture-dependent in terms of where they are located and how they are distributed across layers. Additionally, they are geometrically entangled with language identity and exhibit cross-lingual sharing patterns, i.e., languages share safety features to varying degrees across model depths and architectures. This safety-language entanglement has direct consequences such that ablating safety features impacts not only harmful response rates but also target language, with the degree of intervention predicted by the relationship between safety and language features. Our findings qualify the language-universality of safety alignment as architecture-dependent and offer a mechanistic account of multilingual safety interventions.
Aug 28, 2026cs.AI

Automated Researchers Can Mitigate Well-characterized Alignment Failures

Automating alignment research may accelerate progress toward aligned AI, but whether it does is hard to measure. Luckily, many alignment failures, such as deception, sycophancy, and jailbreaks, are already measurable by public benchmarks. We study whether automated alignment researchers (AARs) can post-train to mitigate alignment failures by proposing training methods and data to simultaneously optimize multiple safety benchmarks, while largely preserving general capability. Across 10 alignment failures, the strongest AAR methods significantly reduce the targeted alignment failures and generalize to a held-out benchmark, multi-turn behavioral audits, and models up to 4.7x larger than the target model. As a human baseline, 28 experienced researchers receive up to eight hours to develop one-shot methods for the same benchmarks, but their methods underperform the best AAR methods. Using human ideas as the AARs' initial research direction does not improve performance, suggesting current AARs may not need guidance from experienced researchers. These results suggest that automating alignment research on well-characterized failures may be practical in the near term.
Aug 13, 2026cs.LG

Synthetic Persona Pretraining: Alignment from Token Zero

As language-model-based AI is increasingly deployed in autonomous settings, aligning its goals and values with those of humans becomes critical. Today, alignment, and the assistant identity itself, are typically introduced only after pretraining, once behavioral priors are already established. This can make values a thin overlay, rather than deeply rooted, and facilitate subsequent misalignment. Pursuing a different paradigm, we introduce Synthetic Persona Pretraining (SPP), which installs the desired assistant persona from token zero in pretraining. First, we annotate pretraining documents with value-aligned first-person reflections derived from a normative value constitution. Second, we pretrain via the standard cross-entropy loss on standard pretraining documents as well as their reflections, which installs the desired persona among a multitude of other personas. Finally, we post-train on user-assistant dialogue data, which binds this desired persona to the assistant identity, a process we call persona binding. By pretraining models up to 3B parameters on 500B tokens, we show that SPP improves constitution following and jailbreak robustness, and reduces the misalignment rate in out-of-distribution moral dilemmas, while preserving capabilities. Early intervention matters: compared with alignment from token zero, introducing SPP only at the end of pretraining yields weaker constitution adherence, does not shift value priorities, and leads to less aligned choices in dilemmas. This advantage depends on persona binding and, importantly, increases with pretraining budget. Overall, our results show that shaping values early is critical for alignment and establish pretraining-time persona interventions as an effective approach to do so.
Aug 13, 2026cs.CL

Refusing Intent, Not Form: Wrapper-Based Intent-Group Supervision for LLM Safety

Safety tuning can improve harmful refusal, but models may learn surface-form shortcuts: wrapped harmful prompts bypass safety, while similarly wrapped benign prompts are over-refused. We propose Wrapper-Based Intent-Form Augmentation (WIFA), an automatic intent-group augmentation method that pairs wrapped harmful examples with structurally matched wrapped benign counterexamples, requiring no external teacher or manual per-wrapper intent labels. We use WIFA as a common data layer for two complementary fine-tuning routes: WIFA-Boost, a two-stage high-safety recipe, and Anchored Group-Consistent Refusal Training (A-GCRT), which regularizes refusal/compliance decision scores across same-intent wrappers and anchors harmful and benign groups on opposite sides of a margin. In the Qwen setting, WIFA-Boost reaches the strongest transformed-harmful refusal, while A-GCRT reduces OR-Bench over-refusal from 25.7% for the base model to 17.4%; reproduced baselines do not match these operating points. Llama results and ablations over data structure, two-stage order, and A-GCRT components support this intent-group interpretation without claiming universal below-base over-refusal.
Aug 13, 2026cs.CY

Follow the Norm: Accounting for Fine-Tuning and Prompt Effects on Model Rationales

Normative datasets are often used to train and align AI systems, but the norms they contain can function as action-guiding patterns rather than neutral moral knowledge. We propose treating the AI system as a proxy actor and test whether dataset-level norms can shift it away from its baseline safety behavior when it faces high-conflict dilemmas. We make three contributions. First, we demonstrate in controlled experiments that norm-breaking fine-tuning yields norm-divergent actions justified by self-interested rationales, suggesting a systematic shift in patterns of justification. Second, we establish a practical audit trail linking downstream justifications to upstream norms using mixed methods. Third, we show that system prompts can both suppress and elicit these patterns. We conducted experiments on three models (LLaMA-3.2-11B, Qwen-3.5-9B, and Pixtral-12B) using Low-Rank Adaptation (LoRA) fine-tuning on Social Chemistry 101 Fairness/Cheating (norm-following vs. norm-breaking) with prompt steering. Across all three models, we find that norm-breaking fine-tuning shifts the model's default rationale style from safety compliance to instrumental self-interest, whereas system prompts can override this behavior. Our results support a distributed view of alignment in which observed behavior depends jointly on training data, fine-tuning, and prompting, motivating norm-aware documentation and rationale logging for contestable oversight.
Aug 13, 2026cs.LG

HiRoute: Hierarchical Routed Prompt Tuning for Safety Alignment of Large Language Models

Large language models (LLMs) remain vulnerable to harmful requests and jailbreak attacks. Parameter-efficient safety alignment methods based on prompt tuning typically rely on a single global prompt or externally selected prompt modules. Such static designs struggle to maintain a cross-category safety boundary while generating constructive responses tailored to specific risks and avoiding over-refusal of benign inputs. To address these limitations, we propose HiRoute, an input-adaptive hierarchical prompt-tuning framework that separates category-agnostic safety control from category-specific response guidance. HiRoute first trains a lightweight hierarchical router on representations extracted from a frozen LLM to jointly detect harmful intent and predict multi-label risk scores. It then freezes both the backbone model and the router and uses preference optimization with alternating gradient updates to learn a shared coarse-grained prompt and a set of fine-grained prompt experts as continuous embeddings. At inference time, benign inputs bypass the safety branch, whereas risky inputs are processed using the shared prompt together with a router-weighted mixture of risk-specific prompt experts. Experiments across three instruction-tuned models show that HiRoute achieves high safety rates across multiple safety benchmarks while preserving safe-response helpfulness, reducing over-refusal, and maintaining competitive performance on general-purpose tasks.
Aug 12, 2026cs.CR

ToolHazard: Scaling Adversarial Environments for Security Evaluation and Alignment of LLM-based Agents

Large language model (LLM) agents integrated with external tools are vulnerable to indirect prompt injections embedded in environmental states. However, existing studies largely rely on manually implemented or reused environments, stochastic LLM-based tool simulation, and predefined injection locations, limiting scalable security research across broader domains. To bridge this gap, we propose ToolHazard, a scalable adversarial environment synthesis framework that reduces human engineering and supports expansion with additional seed domains and compute. Through an Environment Simulator, an Attacker Agent, and a User Simulator, ToolHazard synthesizes executable stateful environments, discovers viable injection points and generates environment-specific payloads, and constructs state-grounded long-horizon tasks. Based on ToolHazard, we build ToolHazard-Bench for stress-testing agents under complex workflows and diverse environmental attacks. Experiments reveal substantial agent vulnerabilities and show that injection timing and placement affect attack effectiveness. Moreover, ToolHazard-generated alignment data improves security on both ToolHazard-Bench and AgentDojo while preserving benign task utility.
Aug 12, 2026cs.AI

Making Your LLMs More Objective: Stabilizing LLM Safety Behavior Across Traits with Trait-Invariant Safety Tuning

Aligned large language models (LLMs) are expected to exhibit safety behavior based on the content of the user request: they should refuse unsafe requests and comply with safe ones. However, we show that the same request can elicit substantially different safety decisions under different traits assigned in the system prompt, a failure mode we call trait-induced safety variation. To measure this failure, we introduce refusal-based metrics: Trait-Induced Deviation measures dataset-level deviation from the no-trait baseline, while Trait-Induced Flip Rate measures whether the same request receives different safety decisions across traits. We then provide a representation-level analysis of the mechanism behind trait-induced safety shifts and find that traits perturb the model's safety representations within a low-dimensional subspace. To achieve trait-invariant safety, where safety behavior remains stable across traits, we introduce Trait-Invariant Safety Tuning (TIST), a simple yet effective self-distillation framework that aligns an LLM's trait-conditioned behavior with its no-trait behavior. Guided by our analysis, we further propose Trait-Subspace Neutralization (TraSN), an instantiation of TIST, which enforces invariance only within the identified trait subspace. Experiments show that TraSN improves trait-invariant safety and strengthens harmful-request safety while preserving general capability. Our results highlight traits as an important factor in LLM safety and robust model behavior.
Aug 11, 2026cs.CL

From Interpretability to Control: Insights from Six Years of the TrustNLP Workshop

The Workshop on Trustworthy Natural Language Processing (TrustNLP), co-located with major ACL conferences since 2021, has grown from 8 proceedings papers to 41 over six editions, documenting a field-wide transition from post-hoc interpretability of static models to mechanistic understanding and proactive control of generative systems. We synthesize insights from all 144 proceedings papers, classifying them along six trust dimensions grounded in established frameworks (TrustLLM, DecodingTrust). We observe co-occurrences with capability emergence. The release of the first high-impact chat models activated all trust dimensions simultaneously, while subsequent model generations shifted focus toward truthfulness and safety alignment. Analysis from the classification study reveals that truthfulness is the fastest-growing dimension (absent in 2021-2022, comprising 37% of papers by 2025-2026), fairness remains the most consistent theme, and explainability exhibits a U-shaped trajectory; declining as post-hoc methods lost relevance but resurging in 2026 through mechanistic interpretability. A cross-venue comparison with ACL, NAACL, EACL, and EMNLP (~2K papers) in the same period shows that TrustNLP's topical distribution closely follows the field average. We identify four structural insights and conclude with actionable directions for the research community.
Aug 11, 2026cs.CL

The Illusion of Cross-Lingual Safety in Low-Resource Languages

Safety alignment in large language models (LLMs) is largely developed in English, assuming these safeguards generalize across multilingual settings. However, this assumption remains underexplored and exposes a vulnerability in low-resource languages. We investigate cross-lingual safety transfer in four African languages, Twi, Hausa, Amharic, and Swahili, using LoDNA, a new safety dataset that pairs literal translations with culturally localized prompts. To move beyond generation-based evaluation, we propose a latent geometric framework that probes hidden-state refusal representations in LLMs. Our experimental results show that cross-lingual safety transfer is severely limited; harmful prompts retain less than 10% of the English refusal signal across most language-model pairs. Literal and localized prompts are semantically aligned (cosine 0.95-0.996) but drift across layers, suggesting models encode the concepts without routing them to safety mechanisms. These findings demonstrate that current multilingual safety alignment is superficial, providing strong evidence against the assumption of a universal, language-agnostic harm manifold within the specific low-resource languages studied. Warning: This paper contains example data that may be offensive or harmful.
Aug 10, 2026cs.LG

Dual-Adversarial Safety Alignment: Cultivating Intrinsic Threat Comprehension in LRMs

Large reasoning models (LRMs) achieve remarkable success on complex tasks but remain vulnerable to harmful prompts that induce unsafe outputs. Recent methods align LRMs using direct refusals or safety rationales, yet often focus on prompt patterns rather than intrinsic attack mechanisms. As a result, these pattern-centric alignments struggle to generalize across diverse jailbreaks, compromising adversarial robustness and reasoning utility. We propose AdvSafe, a dual-adversarial framework that enables LRMs to internalize unsafety knowledge by explicitly deconstructing adversarial mechanisms. This moves beyond pattern-dependent traces, fostering robust cognitive defense without compromising reasoning utility. Our pipeline operates via a two-phase adversarial game. First, in adversarial synthesis, an autonomous agent dynamically crafts deceptive jailbreak prompts, adapting its strategies to breach a strong teacher model. Second, in adversarial extraction, the breached teacher executes a cognitive counter-attack. For every successful jailbreak, the teacher unmasks the camouflage, explaining why the attack succeeds and how such prompts can be identified and mitigated. This dual-adversarial process yields a compact reasoning dataset capturing rich, generalizable unsafety knowledge. Student models trained on this dataset implicitly acquire safety alignment through intrinsic threat comprehension. Experiments show that with only 1K synthesized samples, AdvSafe-aligned LRMs achieve significantly stronger jailbreak robustness than existing baselines, with almost no utility degradation. Furthermore, AdvSafe improves robustness against out-of-distribution prompts, demonstrating that learning unsafety knowledge enables a superior robustness-utility trade-off and generalizes beyond seen attack patterns.
Aug 10, 2026cs.AI

Who Bridges Safety? Identifying and Targeting Cross-Lingual Shared Safety Pathways

Uncovering the internal mechanisms underlying the safety capabilities of large language models (LLMs) is crucial for developing trustworthy artificial intelligence. Currently, mechanistic interpretability studies on multilingual safety are largely confined to local components, such as isolated neurons. However, this static and fragmented perspective overlooks the synergy among components and fails to elucidate how safety signals dynamically propagate within the model to drive safety decisions ultimately. In this work, we move beyond isolated neurons to identify and target the cross-layer functional pathways formed during safety signal propagation, thereby uncovering the mechanisms driving the cross-lingual safety gap. Specifically, we first identify monolingual safety pathways and validate their impact on refusing harmful requests. Subsequent cross-lingual analyses reveal a sparse subset of cross-lingual shared safety pathways, confirming that this intersection acts as the internal bridge transferring safety capabilities from high-resource (HR) languages to non-high-resource (NHR) languages. Building on these mechanistic findings, we propose a pathways-targeted alignment method based on the cross-lingual shared safety pathways. Experimental results show that updating only a small fraction of pathway parameters significantly improves safety in NHR languages while largely preserving the model's general capabilities.
Aug 9, 2026cs.CL

Safety Cost of Steering Vectors Is Separable and Reducible

Steering vectors are a lightweight tool for controlling LLM behavior. However, emerging evidence shows that steering vectors can unintentionally compromise a model's safety mechanisms and increase compliance with harmful requests, while no effective mitigation yet exists. In this work, we show that this safety degradation arises from a separable component in the vector that disrupts the model's safety mechanisms but contributes little to the steering objective. We identify and remove this safety-degrading component, formulating the task as a constrained optimization problem solved through primal-dual updates, subject to preserving the intended steering effect and bounding false refusal. The resulting solution is both interpretable and surgical: the optimization recovers a single direction whose ablation from the steering vector restores model safety with minimal utility cost. Across models, steering behaviors, and attack suites, including unseen attacks types, our method substantially reduces steering-induced safety degradation while preserving the original steering effect with minimal impact on false refusal. Our method offers a post-hoc correction to steering vectors that mitigates their safety cost, and more broadly, it provides a general recipe for applying activation-level model interventions without paying a safety tax.
Aug 8, 2026cs.AI

Decided Upstream, Written Late: Locating and Pricing the Cross-Lingual Refusal Circuit of a Multilingual MoE

Safety alignment in multilingual models is uneven: a model that reliably refuses a harmful request in English will often comply with the same request in a lower-resource language. We trace this gap mechanistically in sarvam, an Indic-multilingual mixture-of-experts reasoning model, and find it is not a failure to detect harm. Harm is encoded as an internal direction that is nearly language-invariant in mid-network (English-vs-Indic cosine ≈0.9{\approx}0.9 at L11L11), and steering that direction upstream causally controls refusal. But the detection direction is orthogonal to the change that actually writes the refusal, which is late and assembled over the course of generation rather than read off in a single forward pass. We attribute the write to a specific, localizable circuit, a mixture-of-experts writer held in check by an attention opposer and price every way of intervening on it: damping the opposer is cheap and effective, amplifying the writer is a cost wall, and surgical edits to the responsible heads do nothing. The circuit's organization, and the gradient method that exposes it, recur in a second, unrelated MoE model, while the lever's strength is architecture-specific. The result is a cost-measured map of where a multilingual safety repair can land, and what it costs
Aug 7, 2026cs.LG

Diffusion LLMs as Targets and Adversaries: Mechanistic Safety Exploits

Diffusion Large Language Models (DLLMs) replace autoregressive next-token prediction with iterative parallel denoising, yet their internal safety mechanisms remain poorly understood. In this work, we investigate DLLMs both as targets and as adversaries, exposing mechanistic vulnerabilities in diffusion-based alignment. We first show that safety alignment in DLLMs remains sparse and transferable across architectures. DLLMs initialized from autoregressive predecessors inherit the same mechanistic safety footprint as their source models, enabling transfer attacks via direct safety neuron mapping and pruning. Self-pruning increases attack success rates (ASR) from 2.6% to 73.8% on LLaDA and from 1.9% to 86.6% on Dream, while transfer pruning from Qwen2.5 increases ASR from 1.9% to 73.2% on Dream and from 7.0% to 86.3% on Fast-dLLM. Building on these findings, we introduce SN-Guided Diffusion, a fully offline black-box jailbreak framework that steers the diffusion process away from safety-triggering regions using a weighted safety neuron loss, which achieves near-perfect prompt separability (AUROC = 1.0 for benign-vs-jailbreak discrimination). Across multiple open and proprietary targets, our method achieves a transfer ASR of up to 77.1% on Llama-3-8B-Instruct, 86.9% on Qwen2.5-7B-Instruct, and 74.3% against Gemini-2.5-Flash-Lite, while requiring only 20 generation episodes per prompt. Compared to prior jailbreaking frameworks, our method achieves competitive transferability with orders-of-magnitude lower generation cost. Our codebase is available at https://github.com/ellyoana/sn-guided-diffusion.
Aug 5, 2026cs.CL

Mood Matters: How Syntactic Sensitivity Undermines Safety Alignment

Large language models typically undergo post-training to align them with safety policies but there exist many sophisticated jailbreaks that sidestep established safeguards. For instance, prior work by Andriushchenko et al. (2025) has found that changing the grammatical tense from present to past can be enough to elicit harmful responses. In this work, we uncover a more general failure of non-imperative syntactic forms. We demonstrate that this syntactic vulnerability exists in 16 models up to 70B parameters, using behavioral evaluation. To investigate the root cause, we apply causal mediation analysis, finding that refusal is partially conditioned on upstream syntactic features. By steering these purely syntactic features we are able to trigger and suppress refusal. Finally, we trace this ill-conditioning to linguistically biased post-training data of open-source models and show that increasing syntactic diversity can mitigate the issue. Our findings suggest that current alignment approaches introduce confounders that prevent a pure semantic grounding of the refusal decision.
Aug 5, 2026cs.CR

Gradient Immunity: Null-Space Resistance to Malicious Fine-Tuning

Released aligned large language models remain vulnerable to malicious downstream finetuning. Existing defenses are largely designed for the fine-tuning-as-a-service (FTaaS) paradigm or rely on downstream users to follow additional safety procedures, and therefore do not directly address the setting we study: a provider controlled partially protected open-weight (PPOW) release setting in which most weights remain trainable while a small safety-critical component is preserved at release. We propose a Unidirectional Safety Gate (USG), instantiated as a Null Space Cubic Layer together with an Inverse Adapter inserted after the final Transformer layer. During downstream fine-tuning, the cubic layer suppresses or blocks gradients from harmful samples whose hidden states fall in a calibrated protected region, while the Inverse Adapter restores the base model's forward behavior. In practice, we calibrate a threshold using defender-held harmful data, allowing protection to generalize to nearby in-distribution harmful samples. Across six evaluated model-dataset settings, USG keeps post-finetuning attack success rate close to the pre-release level under a fixed release threshold, while maintaining high safe-pass rates on easier settings and exhibiting a clearer safety-utility trade-off on unsafe samples from BeaverTails. These results suggest that release-time representation-space blocking can raise the cost of malicious downstream adaptation without requiring downstream cooperation. The code is available at https://github.com/OpenCausaLab/Gradient-Immunity.
Aug 5, 2026cs.LG

Looking in the Mirror: Introspecting Side-Effect Misalignments Induced by Fine-Tuning

Fine-tuning enables a source model to acquire desired capabilities and behaviors in a target domain while retaining much of its general-purpose competence. However, this adaptation process can also degrade alignment properties that were present in the source model. Recent work has shown that large language models can be trained using LoRA-based modules known as introspection adapters (IAs) to describe behavioral changes induced by fine-tuning. However, existing studies primarily consider settings in which the model is fine-tuned on datasets explicitly designed to implant a specific behavior and is then asked to explain the implanted behavior. This differs from practical deployment scenarios, where the central concern is often side-effect misalignment: unintended degradation of alignment caused by fine-tuning on tasks that are not obviously related to safety or alignment. To bridge this gap, we formulate a novel problem setting called \emph{side-effect introspection}, in which the target of introspection is not a behavior explicitly implanted through fine-tuning, but rather alignment shifts that emerge as unintended side effects, and we construct a dataset for this setting. Furthermore, to enhance sensitivity to internal model changes, we propose the Delta-Aware Introspection Adapter (DAIA), a novel mechanism designed to explicitly process both base-model activations and activation differences induced by fine-tuning. Our empirical evaluation shows that introspection learning generalizes to unseen fine-tuned models and safety categories, and that DAIA consistently outperforms existing introspection adapters.
Aug 5, 2026cs.CL

DataRx: Missingness-Aware Sampling for Safer Large Language Model Task-Specific Fine-Tuning

Task-specific fine-tuning can improve the performance of large language models (LLMs) on downstream tasks. However, our study reveals that task-specific fine-tuning can also weaken the safety guardrails of aligned LLMs. A widely adopted strategy for preserving safety during fine-tuning is to incorporate safety data. Although previous studies have shown that randomly mixing safety data can alleviate safety degradation, the underlying principle determining why some safety examples are more effective than others still remains unclear. In this paper, we propose DataRx, a missingness-aware sampling method for selecting safety-critical examples. DataRx is based on the hypothesis that a safety sample is more effective when the selected examples provide safety signals that fill the missing parts of LLMs' safety capabilities. DataRx's key insight is leveraging high-dimensional hidden representations rather than discrete tokens to quantify the safety signal gap between the target model's native response and the safety reference response. The results show that, with only 1% additional safety samples from BeaverTails, DataRx reduces the average attack success rate of Llama3-8B-Instruct across seven downstream tasks from 59.23% under random sampling to 13.70%. In addition, DataRx can be combined with the existing safety data synthesis method to further enhance safety defenses during fine-tuning. We hope that DataRx will inspire more data-centric defense research.