Privacy-Preserving Framework

The use of Machine Learning (ML) for data-driven decision-making often relies on access to sensitive datasets, which introduces privacy challenges. Traditional encryption methods protect data at rest or in transit but fail to secure it during processing, exposing it to unauthorized access. Homomorphic encryption emerges as a transformative solution, enabling computations on encrypted data without decryption, thus preserving confidentiality throughout the ML pipeline. This paper addresses the challenge of training ML models on encrypted data while maintaining accuracy and efficiency by proposing a proof-of-concept for a privacy-preserving framework that leverages Cheon-Kim-Kim-Song (CKKS) for approximate real-number arithmetic. Also, it demonstrates the feasibility of training K-Nearest Neighbors (KNN) and linear regression models on encrypted data, and evaluates encrypted inference for a basic Multilayer Perceptron (MLP) architecture. Experimental results show that models trained under Homomorphic encryption achieve performance metrics comparable to plaintext-trained models, validating the approach. However, challenges such as computational overhead, noise management, and limited support for non-polynomial operations persist. This work lays the groundwork for broader adoption of privacy-preserving ML in real-world applications, balancing security with computational feasibility.

Synthetic data generation offers promise for addressing data scarcity and privacy concerns in educational technology, yet practitioners lack empirical guidance for selecting between traditional resampling techniques and modern deep learning approaches. This study presents the first systematic benchmark comparing these paradigms using a 10,000-record student performance dataset. We evaluate three resampling methods (SMOTE, Bootstrap, Random Oversampling) against three deep learning models (Autoencoder, Variational Autoencoder, Copula-GAN) across multiple dimensions: distributional fidelity (Kolmogorov-Smirnov distance, Jensen-Shannon divergence), machine learning utility such as Train-on-Synthetic-Test-on-Real scores (TSTR), and privacy preservation (Distance to Closest Record). Our findings reveal a fundamental trade-off: resampling methods achieve near-perfect utility (TSTR: 0.997) but completely fail privacy protection (DCR ~ 0.00), while deep learning models provide strong privacy guarantees (DCR ~ 1.00) at significant utility cost. Variational Autoencoders emerge as the optimal compromise, maintaining 83.3% predictive performance while ensuring complete privacy protection. We also provide actionable recommendations: use traditional resampling for internal development where privacy is controlled, and VAEs for external data sharing where privacy is paramount. This work establishes a foundational benchmark and practical decision framework for synthetic data generation in learning analytics.

Federated learning (FL) enables training of a global model while keeping raw data on end-devices. Despite this, FL has shown to leak private user information and thus in practice, it is often coupled with methods such as differential privacy (DP) and secure vector sum to provide formal privacy guarantees to its participants. In realistic cross-device deployments, the data are highly heterogeneous, so vanilla federated learning converges slowly and generalizes poorly. Clustered federated learning (CFL) mitigates this by segregating users into clusters, leading to lower intra-cluster data heterogeneity. Nevertheless, coupling CFL with DP remains challenging: the injected DP noise makes individual client updates excessively noisy, and the server is unable to initialize cluster centroids with the less noisy aggregated updates. To address this challenge, we propose PINA, a two-stage framework that first lets each client fine-tune a lightweight low-rank adaptation (LoRA) adapter and privately share a compressed sketch of the update. The server leverages these sketches to construct robust cluster centroids. In the second stage, PINA introduces a normality-driven aggregation mechanism that improves convergence and robustness. Our method retains the benefits of clustered FL while providing formal privacy guarantees against an untrusted server. Extensive evaluations show that our proposed method outperforms state-of-the-art DP-FL algorithms by an average of 2.9% in accuracy for privacy budgets (epsilon in {2, 8}).

Federated Learning (FL) enables collaborative model training among multiple parties without centralizing raw data. There are two main paradigms in FL: Horizontal FL (HFL), where all participants share the same feature space but hold different samples, and Vertical FL (VFL), where parties possess complementary features for the same set of samples. A prerequisite for VFL training is privacy-preserving entity alignment (PPEA), which establishes a common index of samples across parties (alignment) without revealing which samples are shared between them. Conventional private set intersection (PSI) achieves alignment but leaks intersection membership, exposing sensitive relationships between datasets. The standard private set union (PSU) mitigates this risk by aligning on the union of identifiers rather than the intersection. However, existing approaches are often limited to two parties or lack support for typo-tolerant matching. In this paper, we introduce the Sherpa.ai multi-party PSU protocol for VFL, a PPEA method that hides intersection membership and enables both exact and noisy matching. The protocol generalizes two-party approaches to multiple parties with low communication overhead and offers two variants: an order-preserving version for exact alignment and an unordered version tolerant to typographical and formatting discrepancies. We prove correctness and privacy, analyze communication and computational (exponentiation) complexity, and formalize a universal index mapping from local records to a shared index space. This multi-party PSU offers a scalable, mathematically grounded protocol for PPEA in real-world VFL deployments, such as multi-institutional healthcare disease detection, collaborative risk modeling between banks and insurers, and cross-domain fraud detection between telecommunications and financial institutions, while preserving intersection privacy.

Federated Learning (FL) faces challenges from client data heterogeneity and resource-constrained mobile devices, which can degrade model accuracy. Personalized Federated Learning (PFL) addresses this issue by adapting shared global knowledge to local data distributions. A promising approach in PFL is model decoupling, which separates the model into global and personalized parameters, raising the key question of which parameters should be personalized to balance global knowledge sharing and local adaptation. In this paper, we propose a Federated Optimal Brain Personalization (FedOBP) algorithm with a quantile-based thresholding mechanism and introduce an element-wise importance score. This score extends Optimal Brain Damage (OBD) pruning theory by incorporating a federated approximation of the first-order derivative in the Taylor expansion to evaluate the importance of each parameter for personalization. Moreover, we move the metric computation originally performed on clients to the server side, to alleviate the burden on resource-constrained mobile devices. To the best of our knowledge, this is the first work to bridge classical saliency-based pruning theory with federated parameter decoupling, providing a rigorous theoretical justification for selecting personalized parameters based on their sensitivity to local loss landscapes. Extensive experiments demonstrate that FedOBP outperforms state-of-the-art methods across diverse datasets and heterogeneity scenarios, while requiring personalization of only a very small number of personalized parameters.

We propose PRISM-FCP (Partial shaRing and robust calIbration with Statistical Margins for Federated Conformal Prediction), a communication-efficient Byzantine-robust federated conformal prediction framework that uses partial model sharing to mitigate stochastic model-poisoning attacks during training and histogram-based filtering to mitigate adversarial calibration submissions. Existing robust FCP approaches primarily address adversarial behavior during calibration, leaving training-stage poisoning to separate robust-training mechanisms. PRISM-FCP instead considers the coupling between the two stages. During training, clients partially share updates by transmitting only $M$ of $D$ parameters per round. Under the stated stochastic attack model, this attenuates the expected energy of each Byzantine client's perturbation contribution to the aggregate by a factor of $M/D$ relative to full sharing. When this benefit outweighs the optimization slowdown caused by partial updates, it can reduce training error and improve interval efficiency. During calibration, the server uses client-provided characterization vectors to filter suspected Byzantine clients before estimating the conformal quantile from the retained clients. Experiments on synthetic benchmarks and the UCI Superconductivity and YearPredictionMSD datasets, including Gaussian, ALIE, and sign-flipping training-stage attacks, demonstrate near-nominal empirical coverage and favorable communication--performance tradeoffs in the studied settings.

Federated Learning (FL) enables multiple parties to collaboratively train machine learning models without sharing raw data. However, before training, data must be preprocessed to address missing values, inconsistent formats, and heterogeneous feature scales. This preprocessing stage is critical for model performance but is largely overlooked in FL research. In practical FL systems, privacy constraints prohibit centralizing raw data, while communication efficiency introduces further challenges for distributed preprocessing. We introduce FedPS, a framework for federated data preprocessing based on aggregated statistics. FedPS leverages data-sketching techniques to efficiently summarize local datasets while preserving essential statistical information. Building on these summaries, we design federated algorithms for feature scaling, encoding, discretization, and missing-value imputation, and extend preprocessing-related models such as Bayesian Linear Regression to both horizontal and vertical FL settings. FedPS provides flexible, communication-efficient, and consistent preprocessing pipelines for practical FL deployments.

Short-form video moderation is increasingly pushed toward edge and privacy-sensitive settings, where users may intend videos for a limited audience, such as friends or private groups, but sending raw clips to a central server can broaden exposure, consume bandwidth, and add moderation latency. Federated learning can keep videos on device, but unprotected model updates may still leak information, and full-video backbones are expensive to communicate. We present FedVideoMAE, a privacy-preserving federated framework for violence detection that adapts a frozen VideoMAE backbone with lightweight LoRA and prompt parameters. Each training round combines self-supervised masked video reconstruction with client-side differential privacy and pairwise masked aggregation (SA) of adapter updates. Violence labels are held out from federation and used only for downstream evaluation, separating private representation learning from supervised assessment. On RWF-2000, exchanging 5,518,848 trainable parameters instead of the 156,371,328-parameter instantiated pretraining state gives a 28.3x model-state payload ratio. FedVideoMAE reaches 77.25% test accuracy without DP or SA, while accuracy under DP+SA remains in the 65.25-66.00% range. Transfer experiments on RLVS and binary UCF-Crime show similar behavior. These results characterize the privacy-utility trade-off for edge video moderation. Code is available at: https://github.com/zyt-599/FedVideoMAE

Developing generalizable surgical AI requires multi-institutional data, yet privacy constraints preclude direct data sharing, making Federated Learning (FL) a natural candidate. Its application to complex, spatiotemporal surgical video remains largely unbenchmarked. We present the FedSurg Challenge, the first international initiative dedicated to FL in surgical vision, as a proof-of-concept evaluation using a multi-center dataset of laparoscopic appendectomies (subset of Appendix300). Three participant submissions were evaluated on generalization to an unseen clinical center and center-specific local adaptation, alongside centralized, Swarm Learning, parameter-efficient fine-tuning baselines, and reference classifiers. Our analysis identifies temporal modeling as the architectural factor most consistently associated with generalization to the unseen center, although effects vary across metrics. Classifier collapse arises from both the global model's failure to transfer under domain shift and unconstrained fine-tuning on small, imbalanced local datasets, motivating structured personalized FL for center-specific adaptation. Absolute performance remains far from clinical viability: even with all data pooled centrally, the task reached a 26.31% F1-score on the unseen center. Paired permutation tests resolve only large differences, and no adaptation comparison reaches significance at this sample size. By characterizing these limitations, this work establishes a methodological reference point for privacy-preserving surgical video AI.

Federated learning enables distributed information sharing and collaborative model training without exposing raw client data. However, shared gradients or model updates may still contain sensitive information, making federated learning vulnerable to gradient inversion attacks. Most existing gradient inversion attacks rely on simplified update observations, such as single-step gradients or endpoint-based matching. In practical FL, however, FedAvg produces an accumulated trajectory-dependent update after multiple local steps, rather than a gradient computed at a single model state.To address this issue, we propose NL-SME, a trajectory-aware information matching method for multi-step gradient inversion. NL-SME constructs a learnable nonlinear surrogate trajectory to approximate hidden local states and integrates trajectory-level information with calibrated gradient matching. For perturbed updates, NL-SME can further use an observed-update reliability-aware strategy to reduce the influence of unreliable components. Extensive experiments under diverse multi-step FedAvg settings show that NL-SME outperforms state-of-the-art gradient inversion baselines in reconstruction quality and update-matching accuracy. Additional evaluations on natural and medical images, as well as under fused-update observations and representative defense strategies, further suggest that observable multi-step updates may still retain reconstruction signals. These results reveal potential privacy leakage risks in federated information sharing. Code is available at https://anonymous.4open.science/r/NL-SME-main/README.md.

In high-stakes domains such as healthcare, privacy concerns severely limit the use of real-world training data. Differentially private (DP) synthetic data offers a promising alternative with formal privacy guarantees, but achieving strong utility remains challenging for clinical note generation due to domain specificity and long-form text complexity. We present Term2Note, a method for synthesising full-length clinical notes under DP constraints. By structurally separating content and form, Term2Note generates section-wise note content conditioned on medical terms, with terms and notes privatised under separate DP constraints, and applies a DP quality maximiser to improve outputs. Experiments demonstrate that Term2Note produces synthetic notes with statistical properties closely aligned with real clinical notes, and that downstream models trained on these notes achieve performance comparable to those trained on real clinical data. Compared to existing DP text generation baselines, Term2Note substantially improves both fidelity and utility, without relying on label distribution assumptions, highlighting its effectiveness as a practical privacy-preserving alternative to real clinical notes.

As end-user device capability increases and demand for intelligent services at the Internet's edge rises, distributed learning has emerged as a key enabling technology for the intelligent edge. Existing approaches like federated learning (FL) and decentralized FL (DFL) enable privacy-preserving distributed learning among clients, while gossip learning (GL) approaches have emerged to address the potential challenges in resource-constrained, connectivity-challenged infrastructure-less environments. However, most distributed learning approaches assume largely homogeneous data distributions and may not consider or exploit the heterogeneity of clients and their underlying data distributions. This paper introduces Chisme, a novel fully decentralized distributed learning algorithm designed to address the challenges of implementing robust intelligence in network edge contexts characterized by heterogeneous data distributions, episodic connectivity, and sparse network infrastructure or lack thereof. Chisme leverages the affinity between clients' underlying data distributions calculated from received model exchanges to inform how much influence received models have when merging into the local model. By doing so, it enables clients to strategically balance between broader collaboration to build more general knowledge and more selective collaboration to build specific knowledge. We evaluate Chisme against contemporary approaches using image recognition and time-series prediction scenarios while considering different network connectivity conditions, representative of real-world distributed intelligent systems running at the network's edge. Our experiments demonstrate that Chisme outperforms state-of-the-art edge intelligence approaches in almost every case -- clients using Chisme exhibit faster training convergence, lower final loss after training, and lower performance disparity between clients.

Deep learning, when integrated with a large amount of training data, has the potential to outperform machine learning in terms of high accuracy. Recently, privacy-preserving deep learning has drawn significant attention of the research community. Different privacy notions in deep learning include privacy of data provided by data-owners and privacy of parameters and/or hyperparameters of the underlying neural network. Federated learning is a popular privacy-preserving execution environment where data-owners participate in learning the parameters collectively without leaking their respective data to other participants. However, federated learning suffers from certain security/privacy issues. In this paper, we propose Split-n-Chain, a variant of split learning where the layers of the network are split among several distributed nodes. Split-n-Chain achieves several privacy properties: data-owners need not share their training data with other nodes, and no nodes have access to the parameters and hyperparameters of the neural network (except that of the respective layers they hold). Moreover, Split-n-Chain uses blockchain to audit the computation done by different nodes. Our experimental results show that: Split-n-Chain is efficient, in terms of time required to execute different phases, and the training loss trend is similar to that for the same neural network when implemented in a monolithic fashion.

Federated learning (FL) enables collaborative analysis of biomedical data without exchanging sensitive patient-level information, but its performance in multi-center studies may be compromised by batch effects which can obscure biological signals. Here, we systematically assess the impact of uncorrected batch effects on FL outcomes using four multi-center omics datasets, including transcriptomic, proteomic, and metabolomic data, and two representative algorithms: federated k-means clustering and federated random forest classification. Our results demonstrate that uncorrected batch effects undermine unsupervised FL and can substantially degrade supervised FL performance, indicating that privacy-aware batch-effect correction is essential for reliable FL. To enable privacy-preserving BEC in distributed bulk omics data, we introduce fedRBE ( https://featurecloud.ai/app/fedrbe ), a federated implementation of limma's removeBatchEffect() method enhanced by secure multi-party computation, suitable for datasets with missing values and non-identical feature sets across clients, including proteomics and metabolomics data.

Personalized collaborative learning in federated settings faces a critical trade-off between customization and participant trust. Existing approaches typically rely on centralized coordinators or trusted peer groups, limiting their applicability in open, trust-averse environments. While recent decentralized methods explore anonymous knowledge sharing, they often lack global scalability and robust mechanisms against malicious peers. To bridge this gap, we propose TPFed, a \textit{Trust-free Personalized Decentralized Federated Learning} framework. TPFed replaces central aggregators with a blockchain-based bulletin board, enabling participants to dynamically select global communication partners based on Locality-Sensitive Hashing (LSH) and peer ranking. Crucially, we introduce an ``all-in-one'' knowledge distillation protocol that simultaneously handles knowledge transfer, model quality evaluation, and similarity verification via a public reference dataset. This design ensures secure, globally personalized collaboration without exposing local models or data. Extensive experiments demonstrate that TPFed significantly outperforms traditional federated baselines in both learning accuracy and system robustness against adversarial attacks.

Contemporary AI faces the challenge of balancing generality with user-specific personalization. In federated learning (FL), this challenge is amplified by highly heterogeneous client data with complex non-IID patterns beyond standard IID assumptions. Many existing FL methods are designed for relatively restricted heterogeneity settings (e.g., a fixed number of clusters or a fixed form of personalization), limiting their robustness under complex structures. In this work, we study FL from a \emph{multi-level non-IID} perspective, where client similarity is captured by multiple granularities of shared knowledge: global, subgroup, and client-specific components. This view captures coarse-to-fine relationships while requiring less prior knowledge of task boundaries. Building on this insight, we propose \emph{Federated Multi-level Additive Modeling} (FeMAM), which learns multiple levels of shareable models and constructs personalized predictors via additive composition across levels. To move beyond a fixed structure, FeMAM allows models to grow and be pruned dynamically during training, adapting to diverse federated scenarios. Despite employing multiple models, FeMAM remains cost-friendly by unlocking only a small subset (one level) of models for training at a time. Extensive experiments show that FeMAM effectively approximates diverse complex non-IID structures and consistently outperforms representative clustered and personalized FL baselines.

Federated learning has emerged as a decentralized approach for training high-performance models without accessing user data. Despite its effectiveness, it is vulnerable to poisoning attacks, where malicious users manipulate the global model by uploading poisoned updates. In this paper, we propose FedReview, a review-based mechanism to identify and dispose the potential poisoned updates in federated learning. Under FedReview, the server randomly assigns a subset of clients as reviewers to evaluate model updates on their training datasets in each round. The reviewers rank the updates based on evaluation results and estimate the number of low-quality updates as potential poisoned ones. Based on the review reports, the server applies a majority voting mechanism to aggregate rankings, which tolerates wrong rankings from malicious reviewers and guides the removal of suspicious updates during model aggregation. In contrast to prior works such as FLTrust, FedReview does not require a server-side validation dataset or prior knowledge of clients, allowing flexible client participation. Extensive experiments demonstrate that FedReview enables the server to learn a well-performing global model in adversarial environments.

Data used to train predictive models via empirical risk minimization (ERM) often contain sensitive personal information. While differential privacy (DP) provides mathematically provable bounds to protect such data, previous work has focused almost exclusively on unweighted ERM. We consider weighted ERM (wERM) -- an important generalization where individual contributions to the objective function vary. We propose the first DP algorithm for general wERM with formal privacy guarantees and derive both its empirical and population excess risk bounds. Crucially, this general wERM framework provides a pathway for deriving privacy-preserving learning methods for individualized treatment rules, including the popular outcome-weighted learning (OWL) approach. We evaluate DP-wERM applied to OWL in simulated and real data experiments. Our empirical results demonstrate that training OWL models via wERM provides strong DP guarantees while maintaining robust performance, proving the method is practical for sensitive, real-world data.

Training logistic regression over encrypted data has emerged as a prominent approach to addressing security concerns in recent years. In this paper, we introduce an efficient gradient variant, termed the \textit{quadratic gradient}, which is specifically designed for privacy-preserving logistic regression while remaining equally effective in plaintext optimization. By incorporating this quadratic gradient, we enhance Nesterov's Accelerated Gradient (NAG), Adaptive Gradient (AdaGrad), and Adam algorithms. We evaluate these enhanced algorithms across various datasets, with experimental results demonstrating state-of-the-art convergence rates that significantly outperform traditional first-order gradient methods. Furthermore, we apply the enhanced NAG method to implement homomorphic logistic regression training, achieving comparable performance within only four iterations. The proposed quadratic-gradient approach offers a unified framework that synergizes the advantages of first-order gradient methods and second-order Newton-type methods, suggesting broad applicability to diverse numerical optimization tasks.