Privacy-Preserving Framework

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Period ending 2026-09-21

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139 papers

Latest in Privacy-Preserving Framework

Sep 20, 2026cs.CL

Perplexity Predicts Protection: Choosing Pretrained Backbones for Worst-Client Fairness in Federated Parameter-Efficient Fine-Tuning

Federated learning lets multiple parties train a shared model without pooling their data, but a client with far less data than the others can end up poorly served even when the group's average accuracy looks fine. We ask whether the choice of pretrained backbone affects this under LoRA fine-tuning, and whether per-word perplexity on the target text predicts which backbone helps the worst-off client before federated training starts. We ran 313 experiments across three text-classification datasets and three similarly sized backbones (RoBERTa, BERTweet, PubMedBERT), each compared against a task-specific baseline on identical data splits. Lower-perplexity backbones consistently produced larger gains for the worst-performing client, with a rank correlation of -0.87 across nine dataset-backbone pairs; a backbone held out of the analysis confirmed the pattern. Personalization with Ditto recovered only 4-12% of the gap between training alone and full federation, and removing aggregation entirely erased the benefit. A client's update also showed no sign of conflicting with the group's update; the two are close to orthogonal, ruling out one proposed explanation for this failure. Practically: measure perplexity on a sample of task text before choosing a backbone, and do not rely on personalization to protect a data-poor client. We release our code, predictions, and full results for others to test.
Kiran Naseer, Samreen Azhar, Umar Shoaib +2
Sep 17, 2026cs.LG

Opinion Dynamics-based Coalition Formation for Federated Learning in Heterogeneous IoT Systems

Federated learning (FL) enables privacy-preserving, on-device training across heterogeneous Internet-of-Things (IoT) deployments such as smart-city water-metering networks, where each smart meter observes a household-specific consumption time series. Under such statistical heterogeneity, the standard Federated Averaging (FedAvg) aggregation averages dissimilar local models into a single global model that may fail to capture client-specific patterns. We address this by forming client coalitions directly in the local-weight space and aggregating at the coalition level. Extending a prior weight-driven coalition-formation scheme, we model coalition formation as a Hegselmann-Krause (HK) bounded-confidence opinion-dynamics process acting on the local weights, and develop variants of the HK interaction based on Euclidean-distance and cosine-similarity confidence criteria. The framework is applied to short-term water-consumption forecasting with local Long Short-Term Memory (LSTM) models and evaluated against FedAvg, Per-FedAvg, FedProx, and FedAvg with Euclidean-distance or cosine-similarity coalition formation. Experiments on a real smart-metering dataset of water consumption show that the proposed HK-based coalition formation produces stable, endogenous coalition structures within at most ten inner iterations, incurs no additional client-side computation or communication compared to FedAvg, and reduces the average MAE by up to 54% relative to FedAvg, 39% relative to FedProx, and 24% relative to Per-FedAvg, while achieving the highest global accuracy (83-85%).
Mohammed El Hanjri, Anas Abouaomar, Hamidou Tembine +1
Sep 15, 2026cs.LG

Adaptive Bayesian Partner Selection for Federated Clinical Centers

Federated learning (FL) in healthcare faces pronounced heterogeneity and temporal concept drift across clinical centers, where evolving patient populations and care practices shift data distributions. Existing approaches rely on persistent global communication, incurring substantial bandwidth overhead while risking negative transfer from poorly aligned peers. We propose Adaptive Bayesian Partner Selection (ABPS), a peer-to-peer framework that governs who collaborates, when, and at what cost. Each center maintains a Beta-Bernoulli posterior over prospective peers' Shapley marginal utility, ranks candidates with an Upper Confidence Bound (UCB) criterion, and forms collaborations through a lightweight propose-reject mechanism, with the option to abstain from communication when no mutually beneficial partner exists. The framework admits a stochastic decision interpretation, yielding finite-sample concentration guarantees and O(kappa log T) regret in partner selection, along with conditions under which intentional isolation is optimal under negative transfer. Lightweight extensions (head personalization, bfloat16 quantized communication, and a tunable active-set size) further improve efficiency, and a goal-aware metadata filter enables institution-specific collaboration strategies. On binary in-hospital mortality prediction over the first 24 hours of an ICU stay, with 230 non-IID clinical centers drawn from MIMIC-IV, the full ABPS-X variant matches the strongest federated baseline (FedDyn, AUROC 0.758) at 0.09x the communication cost of FedAvg, with reduced variability. A diversity-driven configuration activates intentional isolation for a substantial fraction of centers. These results show that adaptive, utility-aware collaboration reduces communication without sacrificing accuracy when centers are numerous and small, offering a scalable paradigm for healthcare FL.
Navid Seidi, Satyaki Roy, Sajal K. Das
Sep 14, 2026cs.LG

LLM-Based Schema-Aware Split Learning for Privacy-Preserving Mental Distress Prediction Across Heterogeneous Surveys

Rising societal and lifestyle complexity has been linked to a growing prevalence of mental distress worldwide. Educational institutions, workplaces, clinics, etc. collect large volumes of mental health survey data to understand and reduce this burden. Collaborative analysis of such data could yield effective generalizable predictive models. Privacy constraints and varied survey designs (i.e., different questions, scales, and formats) hinder direct integration. We propose a schema-aware split learning (SL) framework that preserves privacy, using a large language model (LLM) as a shared semantic encoder to harmonize heterogeneous survey schemas across institutions. We serialize each survey record into a natural-language description, unifying disparate survey schemas into a common format. The LLM is fine-tuned for mental distress assessment via Low-Rank Adaptation (LoRA) and partitioned across client and server. Clients retain the raw survey responses locally and run only a lightweight front-end, so original records never leave the institution that collected them. The resource-intensive backbone runs on the server, minimizing client-side computation. Using LLaMA-3.2-3B-Instruct, the framework attains an average ANLS of 0.708 with only 2,000 training samples, surpasses federated learning (FL) in eight of nine settings, and cuts per-client computation by three orders of magnitude, while generalizing to unseen datasets. Overall, it enables accurate, privacy-preserving, and resource-efficient collaborative learning from heterogeneous mental health survey data.
Md Khalid Syfullah, Alvi Ataur Khalil
Sep 14, 2026cs.AI

GRIN+: Towards Fast Yet Effective Machine Unlearning for Imbalanced Medical Data

As deep learning models become fundamental to modern healthcare, the "Right to be Forgotten" mandated by privacy regulations like GDPR and HIPAA necessitates effective machine unlearning (MU) to remove sensitive patient data from trained models. However, existing MU techniques often struggle with a fundamental "privacy-efficiency-utility" (PEU) trilemma, particularly in medical scenarios where data is frequently characterized by severe class imbalance and long-tailed distributions. In such cases, standard unlearning methods can fail to protect key clinical knowledge or mistakenly delete features essential for diagnosing rare conditions due to the gradient dominance of majority classes. To address these challenges, we propose GRIN+, a novel machine unlearning framework designed for fast and precise data erasure in imbalanced medical scenarios. GRIN+ decouples unlearning-specific knowledge from generalized representations at the parameter level by analyzing the gradient contributions of both "forget" and "retain" sets. It introduces a class-adaptive influence scoring mechanism to rectify gradient dominance and employs a direction-constrained update strategy to prevent the unintended erosion of vital clinical knowledge. Comprehensive benchmarking across multiple medical datasets, including skin cancer (ISIC), brain tumor (MRI), and breast ultrasound (BUSI), demonstrates that GRIN+ achieves an optimal balance of the PEU trilemma. Experimental results show that GRIN+ maintains high diagnostic accuracy and robust privacy while significantly enhancing runtime efficiency compared to existing baselines. We open-source the GRIN+ code and benchmarks to support further research.
Minghui Huang, Junxiao Wang
Sep 14, 2026cs.SE

Retrieval-Augmented Generation for Scientific Code Understanding

Large language models have become central to modern coding assistants, but state-of-the-art systems such as Claude Code or Codex rely on very large, cloud-hosted models with significant computational cost and data-privacy implications. This work investigates whether a useful, fully local coding agent can be built around small open-source models by shifting the computational burden away from inference. We develop a Retrieval-Augmented Generation (RAG) system for scientific code understanding that strictly separates an expensive offline ingestion stage parsing, structural graph construction, LLM-generated entity explanations, and embedding from a lightweight online answering stage. The system is evaluated on a 100-question benchmark spanning eleven categories over the IPPL scientific codebase written in C++, with answers scored by an independent frontier model as the judge. Across seven answering models, we find that model family and retrieval quality matter more than parameter count, i.e. a 9B model achieves the highest average score (0.795), outperforming both larger models within our pipeline and the same models embedded in the Claude Code retrieval architecture. The results indicate that front-loading code understanding into a reusable, codebase-specialised vector store enables small local models to deliver grounded and repository-specific answers, making the agent well suited as a privacy-preserving development tool for in-house scientific codebases.
Aaron Nobile, Andreas Adelmann, Mohsen Sadr
Sep 14, 2026cs.CV

USPLIT-VQA: U-Shaped Split Learning for Visual Question Answering with Contribution-Aware Weighted Aggregation

Visual Question Answering (VQA) systems, jointly interpreting images and natural language queries, hold significant promise across many domains, yet the privacy-sensitive nature of user data creates a fundamental barrier. Centralized training requires access to all data, while federated learning requires each client to host the full model. We propose USPLIT-VQA, a U-shaped split learning framework for privacy-preserving VQA in which each client retains the initial layers and the classification head while the server hosts the computationally heavy intermediate layers, keeping raw inputs and labels on the client device. We further introduce Contribution-Aware Weighted Aggregation (CAWA), a gradientsimilarity-based client scoring mechanism designed to reduce the influence of malicious updates. Experiments on four VQA datasets (VQA-RAD, SLAKE, PathVQA, and VizWiz) with two backbones show accuracy gains over Federated Learning for the Custom model and reduced accuracy for BiomedCLIP under the evaluated fixed split, alongside client memory reductions of up to 5.8X and communication reductions of up to 10.8X. With one malicious client, CAWA reduces the attacker's influence by over 98%, while experiments at higher corruption levels identify its limitations. Reconstruction experiments further show lower inversion quality under the evaluated attacks.
Md Khalid Syfullah, Alvi Ataur Khalil
Sep 13, 2026cs.CY

LLMs as Oracles: Reliance on LLMs for Subjective Personal Questions

We characterize how people are turning to LLMs as oracles: all-knowing authorities on subjective personal questions. Motivated by risks to users' autonomy and well-being, we develop a typology and LLM-based methods to measure this form of AI reliance at scale and understand how people are offloading judgment and decision-making to AI. Applying our typology to public usage data (68K prompts from WildChat and ThoughtTrace), we find that LLM-as-oracle use has increased over time (2023-2026) and is more prevalent among younger users. We further build a privacy-preserving data donation tool to analyze individuals' longitudinal usage data (140K prompts from 52 participants), identifying similar trends. People are often unaware of their own LLM-as-oracle use, and express dissatisfaction with this behavior after seeing our tool's analysis. Finally, we identify two drivers of LLM-as-oracle use: people's perceptions of AI and the behavior of AI models themselves, which motivate possible interventions to support users' self-deliberation.
Myra Cheng, Lujain Ibrahim, Grace Liu +5
Sep 9, 2026cs.LG

Privacy-Preserving Split Learning for Federated LLM Fine-Tuning

Fine-tuning large language models (LLMs) on domain-specific data is essential for downstream adaptation. In many deployments, a participant cannot hold the complete model locally. This happens because the model owner keeps the full model proprietary, or because the participant lacks sufficient compute resources. Split Learning (SL) addresses this by partitioning the model between the participant and a server so that only a small portion runs locally. When the underlying data is additionally distributed across multiple institutions with privacy requirements, Federated Learning (FL) further enables collaborative training across participants by sharing only model updates instead of raw data. In this combined setting, each client transmits intermediate activations to the server, and for LLM fine-tuning, this exchange poses an inherent privacy paradox. The autoregressive nature of LLMs causes the transmitted activations to leak the input, and existing perturbation-based defenses are fundamentally ineffective in this setting. We address this leakage through a learned obfuscate-and-recover scheme that protects participants' private datasets while still allowing an independently deployable model to be trained on the server side. Experiments demonstrate that our approach achieves strong privacy protection with modest utility loss and system overhead, making split-based federated LLM fine-tuning practically viable.
Heng Jin, Chaoyu Zhang, Hexuan Yu +2
Sep 8, 2026cs.LG

Geographically Regularized AUC-Maximizing Personalized Federated Learning

Accurate diagnostic and risk-prediction models are important for supporting clinical decision-making during infectious disease outbreaks. However, privacy and governance requirements may restrict patient-level data sharing across healthcare institutions, and data distributions often vary. Moreover, AUC is widely used to evaluate discriminative performance, motivating its direct optimization in model development. We propose geographically regularized AUC-maximizing personalized federated learning (GrAUC-PFL), which directly optimizes a smooth pairwise AUC surrogate to learn personalized models while keeping patient-level data local and accounting for institutional heterogeneity. Graph-based regularization encourages geographically neighboring institutions to have similar coefficient vectors while retaining a personalized models. Simulations and a real-data application suggest improved discriminative performance, particularly when geographically neighboring institutions have similar data-generating characteristics.
Mayu Hiraishi, Kensuke Tanioka, Toshio Shimokawa
Sep 3, 2026cs.CR

Spruce: Scalable Private Outsourced Retrieval Using Compact Embeddings

Retrieval-Augmented Generation (RAG) has made dense retrieval over large document collections a standard building block. Organizations increasingly outsource vector indexes to untrusted clouds, exposing proprietary corpora and user queries. Cryptographic protection is challenging because each query searches corpus-scale state, causing computation, correlated randomness, and communication to grow with the corpus. At million-document scale, a naive secure implementation takes minutes and about 90 GB of communication per query. Even recent optimized systems require 10--22 seconds. We propose Spruce (Scalable Private Outsourced Retrieval Using Compact Embeddings), which co-designs representations with the cryptographic protocol. Spruce learns compact binary codes that preserve candidates for full-precision reranking, replacing corpus-wide embedding scoring with efficient Hamming-distance computation under two-server multi-party computation (MPC). A corpus-calibrated fixed-radius protocol avoids multi-round candidate selection while preserving retrieval quality. Spruce also provides private cluster pruning, which trades minor quality loss for substantially less computation, and a one-core owner-operated dealer that removes cloud OT preprocessing bottlenecks. Across four corpora containing 383K--5.42M documents, Spruce preserves the original search quality with median candidate sets of only 382--1,952. At 10 Gbps inter-server bandwidth, full scans take 0.21--2.97 seconds, 4.84.8--6.7×6.7\times faster than the closest measured prior work. Private pruning takes 0.06--1.09 seconds, achieves 13.113.1--22.9×22.9\times speedups, and retains 93.9%93.9\%--97.3%97.3\% of full-float NDCG. On the largest corpus, pruning and the dealer jointly improve sustained throughput by 31.5×31.5\times at 1 Gbps per link.
Peichun Hua, Yunming Xiao
Sep 2, 2026cs.CR

Privacy Leakage in Federated Learning: Gradient-Based Client Identity Inference and Defenses for Inertial Sensing in Vehicular Edge Networks

As vehicular networks move toward 5G/6G edge intelligence, federated learning (FL) is widely promoted as a privacy-preserving way for vehicles and infrastructure to train shared models without exposing raw sensor data. Yet the updates clients transmit still leak enough information to identify who sent them, which threatens the anonymity that safety-critical V2X applications assume and adds to existing concerns over adversarial ML, model poisoning, and backdoor attacks. We study server-side client identity inference from transmitted weight deltas using inertial (IMU) measurements, evaluated on the UCI Human Activity Recognition (HAR) benchmark as an accessible proxy for the IMU streams produced onboard connected vehicles. Across five attack classifiers and five non-IID partitions, an honest-but-curious server recovers client identity with near-perfect accuracy (approximately 1.000) from undefended updates, confirming a concrete identifiability risk. We then quantify the privacy-utility trade-off of a lightweight clip-then-noise defense by sweeping Gaussian noise (sigma in {0.00, 0.05, 0.10, 0.20, 0.50, 1.00}) at fixed clipping (C=1.0), and report formal (epsilon, delta)-DP budgets through Renyi accounting. A practical region (sigma in [0.1, 0.2]) drives attack accuracy to near-random while costing under 5% relative FL accuracy. Ensemble FL supplies complementary structural privacy with a 1/K anonymity-set bound and no noise penalty. Results are supported by cryptographic (SHA-256) train/evaluation gradient disjointness, three seeds, and a count-normalized attacker-advantage metric. We position HAR explicitly as a proxy and discuss what validation on true vehicular telemetry would require.
Ali Akarma, Toqeer Ali Syed, Muhammad Khan +2
Sep 2, 2026cs.CR

Privacy-Preserving Topology-Guided Safety for LLM-Based Multi-Agent Systems via Federated Graph Learning

Topology-guided safeguards for LLM-based multi-agent systems (MAS) train a GNN over the inter-agent communication graph to localize risky agents and intervene on the topology---but they assume one operator can pool all labeled traces. Across organizations that assumption breaks: episodes contain private prompts, tool outputs, and proprietary workflows, and no silo alone sees the full attack distribution. We cast privacy-preserving MAS safeguarding as graph federated learning and instantiate FGLGuard: each operator fits an edge-featured graph attention detector on its own judge-labeled episode graphs and shares only model updates. The method couples a proximal local objective for non-IID clients, domain-balanced aggregation, over-refusal-constrained threshold calibration, corroborated upstream scoring, and a guarded rewrite for blocked answers. Federation is not optional: off-the-shelf transfer collapses under distribution shift (AUROC 0.51 to 0.70 only after in-domain retraining), so a deployable guard must adapt on each site's private traces. On Agent-SafetyBench, R-Judge, and AgentDojo, federated FGLGuard exceeds the in-domain centralized ceiling on all three benchmarks without pooling any data---where unsupervised anomaly guards and local-only training fail. One guard federated across four different-domain operators comes within 0.03 AUROC of multi-domain centralization, while any single-domain guard collapses on the others. Live FGLGuard cuts AgentDojo's ground-truth attack-success rate by 43% at near-unguarded utility, zero API cost, and negligible capability loss.
Jinxi Yu, Eric Hanchen Jiang, Levina Li +6
Aug 30, 2026cs.CL

PrivBench: A Holistic and Modular Benchmarking Platform for Evaluating Text-to-Text Privatization

Natural Language Processing methods have enabled novel solutions and advances in the field of privacy, particularly in the sub-domain of text-to-text privatization, where the goal is to transform a sensitive input text into a privatized output by ideally masking (in)directly identifiable or otherwise private information. The evaluation of text-to-text privatization, however, is not straightforward, and the extant literature has utilized a myriad of techniques and metrics to quantify the privacy-preserving capabilities of privatization methods. Seeking to unify the evaluation of text-to-text privatization, we introduce PrivBench, a holistic and modular benchmarking platform for researchers and practitioners working on text privatization. PrivBench is holistic in that it evaluates privatization on a series of defined desiderata, which are structured into modules. PrivBench is not only modular but also extensible, allowing for future updates and benchmark versions. PrivBench is user-centered and promotes competition via real-time evaluation and a live public leaderboard. The platform is free to use and openly accessible at https://privbench.com/.
Stephen Meisenbacher, Andreea-Elena Bodea, Ahmet Bilal Akın +3
Aug 28, 2026cs.LG

Performative Privacy: When Differential Privacy Maximizes Utility

Privacy-preserving learning is often motivated by the idea that protecting users' data can preserve trust and thus participation, improving utility in the long term. However, this claim has not been formalized so far. In parallel, performative learning provides a framework for studying learning systems whose deployment affects the data they later observe. In this work, we bring these two perspectives together and introduce performative privacy, where data leakage reduces future participation. We study a simple model where agents repeatedly contribute data for mean estimation but may leave the system when their data is leaked. Privacy is implemented through differentially private mechanisms, creating a trade-off between estimation noise and future participation. We show, through a theoretical study of the dynamics and numerical experiments, that a finite privacy budget can outperform non-private estimation in the long term when the feedback loop between leakage and participation is sufficiently strong. This provides first evidence that differential privacy can be optimal not only as a protection mechanism, but also from the perspective of long-term utility.
Uddalak Mukherjee, Edwige Cyffers, Yann Chevaleyre
Aug 19, 2026cs.LG

Coordination on a Budget: Federated Active Learning with Few Labels

Federated Active Learning (FAL) addresses the dual challenges of data privacy and label scarcity, where the absence of a global data view introduces additional hurdles for coordinated query selection. We study cross-silo FAL in the low-budget regime, where annotation decisions are most critical. We characterize, both theoretically and empirically, a heterogeneity reversal: in low-budget settings, homogeneous (IID) data requires stronger coordination to avoid redundant queries, whereas heterogeneous data naturally promotes diversity; this trend reverses at higher budgets. Thus, in contrast to the standard federated learning (FL) narrative where heterogeneity is a primary challenge, we show that IID settings are more challenging for query selection in FAL. Motivated by these findings, we propose a new FAL framework that utilizes federated representation learning to align client data in a shared embedding space. This enables the server to perform globally coordinated active selection over optionally obfuscated client embeddings, while annotation remains local to each client. Although our framework operates in the more challenging low-budget regime, it achieves performance that surpasses existing FAL methods even when they are given substantially larger annotation budgets, demonstrating the value of centralized coordination under privacy constraints.
Liam Mohr, Daphna Weinshall
Aug 10, 2026cs.CR

Overcoming Data Scarcity and Confidentiality in Hardware Assurance via Synthetic Generation

Hardware assurance relies on scanning electron microscopy (SEM) to verify nanoscale structures, but assembling the large, high-quality datasets required for automated analysis is impeded by time-intensive acquisition and strict intellectual property (IP) constraints on proprietary designs. We propose a privacy-preserving pipeline that secures IP by heavily distorting the functional design while generating a visually realistic synthetic dataset from a small set of initial examples. A StyleGAN first learns the distribution of hardware layout masks to generate novel, macroscopically varied structures. Subsequently, a conditional GAN (Pix2PixHD) translates these masks into realistic SEM images that preserve authentic textures and noise. The primary finding of this work is that a segmentation model trained exclusively on this synthetic data not only demonstrates a successful "sim-to-real" transfer to real images but also outperforms a baseline model trained on the limited real dataset. Because the underlying synthetic layouts are demonstrably novel and reproduce none of the specific proprietary routing of the original design, deploying the final segmentation model mitigates the risk of exposing sensitive IP to attacks like gradient inversion and membership inference, providing a highly secure, high-performance solution for hardware assurance.
Gijung Lee, Ronald Wilson, Damon L. Woodard +1
Aug 9, 2026stat.ME

Population-Level Generative Modeling for Ranking Data

Ranking data arise in scientific and machine learning applications, including recommendation systems, information retrieval, voting, marketing, and AI preference ranking from human feedback. Existing statistical work has primarily focused on inference tasks such as preference estimation, rank aggregation, and ranking prediction. However, generating realistic synthetic rankings from an observed population is important for privacy-preserving data sharing, benchmark construction, simulation, and uncertainty quantification. This task is challenging because rankings are high-dimensional combinatorial objects with non-Euclidean dependence structures, while ranking populations often exhibit substantial preference heterogeneity. We propose a framework for population-level generative modeling through a latent preference simplex embedding. It estimates a low-dimensional latent preference simplex through a likelihood-based ranking model, leverages flow matching to learn the population distribution of latent preferences, and generates new rankings through the fitted probabilistic ranking model. We show that ranking generation admits an oracle reduction to latent distribution learning and derive finite-sample generative guarantees that clarify how the number of items, ranking length, and latent dimension affect accuracy. Experiments on synthetic and real datasets demonstrate improved population-level fidelity and provide a statistically interpretable representation of preference heterogeneity.
Zhaoyang Shi
Aug 7, 2026cs.SE

PACE: Primitive-Aware Code Evolution for Automated Algorithm Design

Large Language Model (LLM)-based automated algorithm design typically evolves algorithms as complete, indivisible programs. While this whole-program perspective simplifies the search space, it fundamentally couples the useful local logic to its host program. Consequently, valuable code snippets vanish when the overall program is discarded, making it highly difficult to assess the contribution of individual algorithmic components.To address this, we propose Primitive-Aware Code Evolution (PACE), which decouples local logic from complete programs by representing it as persistent units called Executable Algorithmic Primitives (EAPs). To enable code-level transfer, PACE maintains a dynamic set of EAPs. Algorithm evolution is driven by primitive-aware operators that structurally guarantee the retention and cross-program transfer of these components. To evaluate them effectively, PACE leverages Thompson sampling based on parent-relative performance improvements, guiding primitive selection from the set without requiring extra evaluation datasets. Experiments on four tasks demonstrate that PACE effectively discovers competitive algorithms while structurally preserving valuable algorithmic components.
Zhuoliang Xie, Ruihao Zheng, Xiang Xu +2
Aug 4, 2026cs.LG

FedCARE: A Multi-Objective Personalised Federated Learning Framework for Smart Healthcare

Federated Learning (FL) enables collaborative model training across distributed healthcare institutions without centralising sensitive patient data. However, real-world healthcare federations are often characterised not only by non-IID data, but also by heterogeneous clinical objectives and partially overlapping feature spaces. Different hospitals may optimise distinct and potentially conflicting objectives, such as mortality risk prediction, readmission reduction, or length-of-stay estimation, while also retaining institution-specific clinical features that cannot be shared with other participants. Existing personalised FL methods mainly address statistical heterogeneity, whereas multi-objective FL approaches typically learn a shared global model without explicit client-level adaptation. To address these limitations, we propose \textbf{FedCARE}, a multi-objective personalised FL framework for smart healthcare services. FedCARE follows a two-stage training strategy. First, it learns a shared global backbone from common clinical features using Pareto-driven multi-objective federated optimisation. Second, each client independently fine-tunes the shared backbone using its private features and local clinical objectives, enabling institution-specific personalisation without additional communication overhead. We implement FedCARE in a cloud-based client-server federated deployment on the Melbourne Research Cloud and evaluate it on two real-world healthcare datasets, MIMIC-III and Diabetes 130-US Hospitals. Experimental results show that FedCARE consistently outperforms standard FL, multi-objective FL, and personalised FL baselines, achieving up to 12.5% AUROC improvement and 32.0% MAE reduction over FedAvg.
Rojalini Tripathy, Padmalochan Bera, Shreya Ghosh +1
Aug 4, 2026cs.LG

Robust and Personalized Federated Learning for Aircraft-Engine Prognostics under Benign and Adversarial Client Heterogeneity

Federated learning (FL) enables aircraft fleet operators to jointly train remaining-useful-life (RUL) models from engine sensor telemetry without sharing raw data. This study examines two complementary challenges: benign heterogeneity, where honest operators observe different operating conditions and fault modes, and adversarial heterogeneity, where compromised operators submit poisoned updates. We conduct a controlled, safety-oriented evaluation using a multi-task one-dimensional convolutional neural network and a structurally non-IID partition of the Commercial Modular Aero-Propulsion System Simulation (C-MAPSS) benchmark. We compare four remedies for benign heterogeneity and evaluate five attacks against four aggregation methods, including a physically motivated sensor-value backdoor designed to mask engine degradation. Shared-representation personalization closes approximately 70% of the local-to-centralized root-mean-square-error gap, compared with 21% for proximal regularization and 10% for server-side reweighting. The backdoor achieves a 94.9% attack success rate against standard averaging while leaving clean accuracy statistically unchanged, demonstrating that accuracy alone cannot certify model safety and that attack success must be evaluated explicitly. Krum reduces attack success by an order of magnitude and is the only evaluated aggregator that withstands coordinated attackers, whereas personalization alone provides no protection. Combining personalization with robust aggregation restores robustness (2.8% attack success) with only a small accuracy cost, revealing a trade-off between robust update selection and collaborative representation learning. Results remain consistent across client counts and on a harder six-condition dataset. Code and data partitions are released for reproducibility.
Chinmoy Mitra, Md. Mehedi Hasan Nipu, Mohammad Sakib Mahmood +2
Aug 2, 2026cs.CV

Lethe: How Hard Is It to Forget? A Benchmark for Federated Unlearning in Medical Imaging

Federated learning enables medical-imaging models to be trained across hospitals, and privacy law, most explicitly the GDPR ``right to be forgotten'', turns removing a hospital's, a class's, or a patient's influence from such a model into a federated unlearning problem. This need is most acute in medicine, where patients withdraw consent and hospitals leave collaborations. Yet nearly all unlearning evidence comes from natural images, whose heterogeneity and task structure differ sharply from clinical data, so it is unclear whether existing methods transfer, and no shared protocol covers clinical data. We present Lethe, a benchmark for federated unlearning in medical imaging. It evaluates twelve methods across eight task families, from classification and segmentation to denoising, cross-modality synthesis, and vision-language question answering, at three forgetting granularities and against a retrained gold standard on utility, privacy, and cost. The central result is that what separates methods is the difficulty of the forgetting request, not the method itself. The easy removals that dominate the literature leave the methods that preserve utility indistinguishable, while only hard ones separate them. More striking, on the many medical tasks that generalize across sites, forgetting a client barely changes task performance, leaving residual membership as the signal that must be erased.
Shengchao Chen, Ting Shu
Jul 30, 2026cs.CR

Secure Aggregation for Privacy-Preserving Federated Learning on Clinical EEG Data

Federated learning enables multiple institutions to collaboratively train a shared model without exchanging their raw data. However, individual model updates are data-dependent and may reveal information about clients' local training data. This paper presents a privacy-preserving federated learning framework for clinical EEG data that uses masking-based secure aggregation as its core protection mechanism. The framework combines graph-based communication, threshold secret sharing, dropout recovery, local update clipping, an optional Bloom filter-based privacy-preserving record-linkage initialization module, and auxiliary-notary-based verifiability. It supports semi-honest and malicious aggregation settings and is implemented using the Flower federated learning framework. The secure aggregation variants are evaluated in a simulated cross-silo healthcare setting using TUH EEG-derived data under different client configurations. Under the stated assumptions, the secure variants hide individual updates from the aggregation server. The results show that these variants remain compatible with federated model training, although malicious-setting safeguards and lightweight consistency-checking mechanisms introduce additional computation, communication, and round-duration overhead. Among the proposed secure configurations, the base semi-honest variant incurs the lowest overhead; the malicious-server variants add protocol-consistency and authenticity safeguards, and the auxiliary-notary variants add lightweight aggregate-consistency checking.
Pouya Rajabi, Mohsen Toorani
Jul 28, 2026cs.CV

Face De-Identification: A Domain-Centric Survey from Capture to Processing

Face de-identification (De-ID) aims to remove or conceal personally identifiable facial features in images or videos to prevent identity recognition while preserving utility for downstream tasks. With the rising emphasis on data privacy and responsible AI, face De-ID has emerged as an active research area spanning computer vision and privacy-preserving communities. Early approaches, and many contemporary ones, operate in the digital domain by modifying pixel-level or appearance-level features through post-capture processing. Recent advances extend face De-ID beyond post-processing by integrating privacy mechanisms directly into sensors during image acquisition, bridging sensing systems and downstream vision algorithms. In parallel, physical-domain methods explore wearable accessories and materials that conceal identity information in real-world environments prior to capture. In this survey, we present the first unified overview that spans the full data acquisition pipeline, encompassing the physical, sensor, and digital domains. Through this domain-centric lens, we systematically analyze current methodologies, technical progress, and the distinct challenges inherent to each stage. We then review and organize existing evaluation protocols, examining current practices and highlighting the critical need for standardized, comprehensive benchmarks. Finally, we identify key open problems and outline emerging research directions to guide future work in this rapidly evolving field. To support ongoing research, we maintain a project page that organizes relevant literature with collected datasets and open source code: https://github.com/CV-AC/Awesome-FaceDe-ID.
Hui Wei, Hao Yu, Guoying Zhao
Jul 27, 2026cs.CR

MOSAIC-FL, a micro-service based privacy-preserving framework with application to genomics

Security and privacy are primordial requirements for Federated Learning (FL), especially in fields such as healthcare and genomics where sensitive information has to be analyzed. Our FL framework is designed to address these challenges while proposing a modular, flexible and micro-service architecture. More precisely, it integrates an efficient gRPC communication layer and a Finite State Machine to ensure robust component synchronization and threat detection, while relying on a fault-tolerant secure aggregation protocol using a Threshold variant of the CKKS homomorphic cryptosystem. This allows blind model aggregation by an orchestration server, requiring a minimum of tt-out-of-NN active clients for decryption while minimizing communication overhead thanks to both cryptographic and network protocols. We ensure IND-CPA-D security through noise flooding and mitigate the recent key-recovery attack on synchronized decryptors by renewing the collective key material at every round. We demonstrate the framework's effectiveness through diverse use cases, ranging from standard image recognition (EMNIST) to complex genomic classification including breast cancer subtyping on TCGA, evaluating system performance across different threshold values and model scales.
Paul Largillier, Karl Paygambar, Cédric Gouy-Pailler +3
Jul 25, 2026stat.ML

FedSLIM: Privacy-Preserving Federated MDL-Based Descriptive Pattern Mining Across Data Silos

Federated learning has achieved considerable success for predictive modelling, yet federated descriptive analytics remains largely unexplored. Existing federated pattern mining approaches are predominantly support-based and do not optimise a principled global objective such as Minimum Description Length (MDL). We introduce FedSLIM, the first federated MDL-based framework for descriptive pattern mining. Building on the SLIM principle, FedSLIM enables collaborative optimisation of compact pattern models across distributed databases without sharing raw transactions. We propose two complementary variants that balance privacy, communication, and optimisation fidelity under different deployment assumptions. To evaluate federated MDL mining, we introduce fidelity and discovery-oriented metrics that quantify agreement with a centralised baseline and assess recovery of globally informative patterns. Experiments on multiple real-world datasets under IID and non-IID partitioning show that both variants preserve high-quality compression structure while requiring orders of magnitude less search than the centralised baseline. We further reveal a local-global discovery gap in distributed MDL mining, where globally compressive patterns may be undiscoverable through isolated local optimisation. Both variants recover globally informative patterns absent from all standalone local models, demonstrating the benefits of federated optimisation beyond independent local mining. These results establish federated MDL mining as a practical foundation for privacy-preserving descriptive analytics across distributed data silos.
Samar Samir Khalil, Noha S. Tawfik, Marco Spruit
Jul 22, 2026cs.LG

A Drift Stable Quantum Federated Learning for Intelligent Services

Quantum federated learning enables distributed clients to train quantum neural networks without sharing local data, making it promising for privacy-aware intelligent services. Intelligent services in this context refer to privacy-sensitive distributed decision systems, such as fraud detection and genomic classification, where reliable and fair client-level learning is as important as the accuracy of the aggregate model. However, heterogeneous client data and noisy quantum optimization often cause unstable local updates, client drift, and unfair performance between clients. This paper proposes DUQFL-Prox, a drift-stable quantum federated learning framework based on deep-unfolded local optimization. Instead of using a fixed local optimizer, each client performs adaptive unfolded SPSA updates, while a proximal term keeps the local model close to the global model. A lightweight controller learns step-specific optimization parameters to improve post-aggregation performance. Experiments on financial fraud and genomic classification tasks show that DUQFL-Prox improves stability, generalization, and client fairness compared with standard QFL baselines. The results suggest that deep-unfolded quantum federated learning can support more reliable and fair intelligent services in heterogeneous distributed environments.
Shanika Iroshi Nanayakkara, Shiva Raj Pokhrel
Jul 18, 2026cs.AI

Tractable Query Answering under Epistemic Confidentiality Policies in DL Ontologies (extended version)

We study Controlled Query Evaluation (CQE), a declarative approach to confidentiality-preserving data access, in the context of Description Logic (DL) ontologies, and for confidentiality policies expressed through Epistemic Dependencies (EDs). We first address the problem of answering queries (specifically, Boolean unions of conjunctive queries) under known semantics for CQE (GA- and IGA-entailment). Our results show that if the TBox is expressed in DL-LiteR\text{DL-Lite}_{\mathcal{R}}, CQE is computationally intractable in general. Moreover, in the presence of EDs, the IGA semantics has recently been proven not to satisfy an important confidentiality preservation property known as indistinguishability. With the goal of defining computationally easier and confidentiality-preserving forms of CQE, we introduce a new semantics for CQE, based on the notion of minimal policy violation (MPV). We show that the new semantics provides a sound approximation of the previous ones, while satisfying the indistinguishability property. We also prove that, in the case of DL-LiteR\text{DL-Lite}_{\mathcal{R}} ontologies, query entailment under the MPV semantics can be decided in polynomial time in data complexity. Finally, we present a software implementation of our framework that we used to evaluate the feasibility of this new approach using an existing benchmark for OWL 2 QL.
Lorenzo Marconi, Daniela Rieti, Riccardo Rosati
Jul 13, 2026cs.LG

Signal-Guided Optimization for Machine Unlearning

Current machine unlearning methods predominantly rely on global, coarse-grained intervention strategies. They lack precise pilot signals to guide the unlearning process and fail to provide differentiable guidance across different unlearning tasks. Due to the varying memorization strengths of samples during original training, such a uniform strategy leads to two problems: some samples are over-unlearned, which harms model utility; while others are under-unlearned, leaving residual information that can be exploited by privacy attacks. In this paper, we propose GSUO, a guidance-signal-aware unlearning optimization framework that designs task-specific fine-grained guidance signals to steer the unlearning process and is applicable to both random-subset and class-wise forgetting tasks. Extensive experiments demonstrate that GSUO outperforms 14 baselines in terms of both unlearning effectiveness and generalization, while achieving high efficiency and significant speedups, validating its effectiveness for reliable machine unlearning.
Xujia Li, Dan Li, Jian Lou +1
Jul 9, 2026cs.CR

MLQENABLER: Enabling Secure Machine Learning Queries over Encrypted Database in Cloud Computing

In cloud computing, the public cloud service providers (CSPs) can provide cloud storage as the primary service while providing additional machine learning (ML)-based services by using the clients' data in storage. This business model extends the border of cloud computing services and brings in new business growth possibilities. Although it is promising, the model also brings in security concerns since the public commercial cloud cannot be fully trusted. For example, the public commercial clouds may sell clients' sensitive data to the government or other companies. To address the security concerns, an immediate solution is to require clients to encrypt their datasets before outsourcing to the cloud. However, if a database is formally encrypted, then the database contains only pseudorandom numbers, making it impossible to enable ML over it. In this project, we propose MLQENABLER (ML Queries Enabler) scheme to enable secure ML queries over encrypted database in cloud storage. MLQENABLER employs an index-aid approach to achieve security and ML capability simultaneously. Our initial experiments show that MLQENABLER achieves an acceptable security level while incurring only a slight ML performance degradation.
Xu Zhou, Haoyang Chen, Xinyu Lei
Jul 9, 2026quant-ph

Equivariant Quantum Clustering with Differential Privacy: Parameter-Efficient Privacy-Preserving Analysis Across Heterogeneous Sensitive Datasets

Privacy-preserving clustering is critical for analyzing sensitive data in healthcare, cybersecurity, and enterprise applications, where maintaining data confidentiality must be balanced with analytical performance. This paper presents Equivariant Quantum Clustering (EQC), a parameter-efficient framework that integrates symmetry-aware quantum circuits with differential privacy to improve the privacy-utility tradeoff. EQC employs p4m equivariant parameter sharing to reduce circuit complexity while preserving informative feature representations. The framework is evaluated on three privacy-sensitive datasets: NSL-KDD, CERT Insider Threat v6.2, and a synthetic MIMIC-III clinical dataset. On the NSL-KDD benchmark, EQC achieves 79.3% clustering accuracy while reducing membership inference attack success to 38.3% under a privacy budget of ε = 1.0 and δ = 10^-5, outperforming representative classical and quantum baselines. Ablation studies indicate that the performance gains primarily arise from parameter-efficient circuit design combined with differential privacy. The results demonstrate that EQC provides a practical quantum-ready framework for secure and privacy-preserving clustering across heterogeneous sensitive datasets.
B. M. Taslimul Haq, Md Arifur Rahman, Tawfiq Al Islam Foysal +2
Jul 8, 2026cs.LG

Trustworthy Machine Learning through the Lens of Combinatorial Optimization: Survey and Research Perspectives

Modern machine learning (ML) increasingly relies on complex models whose behavior is difficult to characterize beyond empirical performance metrics. Across a wide range of tasks, including prediction, generation, and decision-making, models with similar empirical performance can exhibit markedly different properties in terms of their transparency, interpretability, robustness, fairness, privacy, and certifiability. This survey highlights how optimization- and certification-oriented reasoning can provide a useful framework for reasoning about such differences, supporting tasks ranging from model training and selection to auditing and certification. We review and synthesize recent advances at the intersection of combinatorial optimization (CO) and trustworthy ML, covering both training and post-training tasks, including interpretable model learning, explanation generation, robustness analysis, fairness auditing, model compression, and privacy attacks and protections. Across these domains, CO formulations offer additional capabilities over purely heuristic approaches, e.g., gradient-based ones, notably global guarantees, formal certificates, and explicit treatment of trade-offs. While scalability remains an important challenge, continued progress in solvers and hybrid algorithms suggests a growing role for CO in the design and deployment of trustworthy ML systems.
Thibaut Vidal, Julien Ferry
Jul 8, 2026cs.LG

FedCVESA: Taking Away Training Data in Federated Learning via Correlation Value Encoding and Segmented Aggregation

Federated learning (FL) avoids explicit data exposure by keeping raw data on local clients, yet privacy risks remain in the training process and the learned model itself. Recently, centralized Taking Away Training Data (TATD) attacks have shown that malicious training could abuse the memorization capacity of deep models to store and later recover training data. However, this memorization-based threat has not been systematically studied under FL environments, where multi-client averaging could overwrite encoded training data. In this paper, we study a white-box TATD attack in which a malicious server selects n target clients from K participating clients and actively writes private training data into the global model during federated training. We propose FedCVESA, a federated variant of Correlation Value Encoding Attack (CVEA), by adding a Pearson-correlation regularizer to the loss function of target clients, so that private training data are gradually encoded into selected model parameters, referred to as carrier parameters. To reduce the overwriting of carrier parameters during server aggregation, we further propose segmented aggregation over dispersed carrier parameters, preserving selected carrier parameters while keeping standard averaging on the remaining parameters. Experiments on MNIST, Fashion-MNIST, and CIFAR-10 under Dirichlet non-IID partitions show that the proposed method can steal semantically meaningful private training images from the trained model while maintaining acceptable main-task utility in a controlled proof-of-concept setting. These results demonstrate that FL can become a parameter-level memorization channel for active TATD attack under the studied white-box malicious-server setting.
Chongkai Li, Bang Zhang, Wenjian Luo
Jul 6, 2026cs.CR

Privacy-Preserving Robustness Verification for Neural Networks

Neural network verification and data privacy are inherently in tension: verification demands full access to model parameters and input data, yet both are increasingly restricted by privacy regulations and intellectual property constraints. This tension has left robustness verification impractical in privacy-sensitive domains. In this work, we address this gap with SecureCROWN, the first framework for privacy-preserving neural network robustness verification. Built upon secure two-party computation (2PC), our framework enables a model owner and a data owner to jointly compute certified robustness bounds -- revealing only the final result while provably protecting both parties' private data under the semi-honest security model. A key challenge is securely computing the conditional operations in Linear Bound Propagation, where the data-dependent branching is incompatible with standard secure computation protocols. We eliminate branching by formulating conditional logic as continuous arithmetic operations. Additionally, we introduce a Newton--Raphson refinement method to improve numerical stability. Extensive analysis and experiments show that SecureCROWN strictly matches plaintext verification results, while completing in 0.1--200s across varied model sizes and communication settings (LAN/WAN), demonstrating the feasibility of privacy-preserving neural network verification.
Nianyun Song, Xiaokun Luan, Yu Guo +3
Jul 3, 2026cs.LG

FedAvg for HAR: Exploring the Tradeoff Between Personalized and Generalization Accuracy

The federated learning (FL) paradigm fosters distributed pervasive computing combined with artificial intelligence techniques, allowing for optimized data usage and improved mitigation of privacy concerns. Indeed, model training occurs on the client's local devices, and model parameters are subsequently shared with a centralized server. However, there is a need to find a tradeoff between models' personalization and generalization capabilities. In this paper, we design and implement several testing scenarios devoted to evaluating and comparing the centralized, local, and federated paradigm performances. We also design and implement a scenario that emulates a change in clients' data. We then present experimental results of the FedAvg algorithm applied to the Human Activity Recognition (HAR) domain to understand the trade-off between personalized and generalized accuracy. Results show that, although FedAvg confirms a higher degree of personalization capabilities while keeping a high degree of generalization with respect to the traditional centralized learning, this result is not so obvious under stressful conditions, such as when varying class distribution over clients.
Andrea De Luna, Susanna Peretti, Chiara Contoli +1
Jul 2, 2026cs.LG

Privacy-Preserving and Verifiable Approximate Distributed Coded Computing

Distributed machine learning enables collaborative model training without centralizing data, but it also exposes learning processes to privacy leakage and malicious manipulation. Existing defenses typically address these threats in isolation and are often tailored to specific learning paradigms or model architectures, limiting their applicability in realistic deployments. In particular, federated learning and decentralized learning exhibit distinct adversarial surfaces that are rarely addressed within a unified framework. In this paper, we present a model-agnostic framework for adversary-resistant distributed learning that jointly addresses privacy preservation and malicious behavior across both federated and decentralized settings. Our approach combines paradigm-specific defense mechanisms with GPBACC, a privacy-enhancing coded computing technique applicable to arbitrary machine learning models. For federated learning, we integrate robust aggregation strategies to mitigate the impact of malicious participants, while for decentralized learning we employ approximate decode-and-compare and group testing techniques to enable lightweight verification and adversary isolation without relying on a trusted aggregator. Crucially, we evaluate the proposed framework through an explicit, attack-driven analysis. We implement representative privacy attacks and malicious behaviors, and empirically demonstrate that the combination of GPBACC with robust aggregation and verification mechanisms significantly reduces privacy leakage and improves resilience against active adversaries. These results suggest that privacy-enhancing coded computing, when combined with appropriate adversary-resistance strategies, provides a practical and deployable foundation for secure distributed machine learning.
Xavier Martínez-Luaña, Alba Gude-Santos, Manuel Fernández-Veiga +1
Jun 30, 2026cs.LG

A Filtered Mixture-of-Generators for Fully Synthetic Survival Training

Survival analysis models time-to-event data, but in clinical settings training data are costly and scarce: events accrue over years of follow-up, cohorts are small, and privacy regulations restrict sharing across institutions. Tabular generative models promise augmentation and privacy-preserving cohort sharing, yet are themselves data-hungry -- on the small cohorts typical of survival analysis, a single generator rarely characterizes the population well enough for downstream models trained on its output to match real-data performance. FoGS (Filtered Mixture-of-Generators for Survival analysis) reframes synthetic-data construction as sample selection rather than generation. A candidate pool is drawn from four architecturally distinct tabular generators, and each sample is scored by an ensemble of seven survival models trained on real data, using proper scoring rules as a per-sample plausibility proxy. A two-level pipeline optimizes, in its outer loop, a selection policy -- generator quotas, scorer weights, a random complement, and stratified balancing on event time and censoring -- against held-out downstream performance, while an inner loop tunes the downstream model (XGBoost-Cox). On 16 public datasets under train-on-synthetic, test-on-real (C-index and IBS, 00--100100 scale), FoGS yields mean improvements of +2.17+2.17 in C-index and +0.67+0.67 in IBS, improving both metrics on 9 of 16 datasets and at least one on 13 (one-sided Wilcoxon p=0.039p=0.039 and p=0.035p=0.035). It matches or exceeds real-data training on most cohorts, with no significant change in nearest-neighbour privacy margin relative to unfiltered sampling. Sample filtering over a heterogeneous generator pool is thus a viable substitute for real-data training in privacy-restricted clinical settings.
Niccolò Maria Rizzi, Eugenio Lomurno, Alberto Archetti +1
Jun 29, 2026cs.LG

When Is a Draft Accepted? A Theory of Acceptance in Speculative Decoding

Speculative decoding accelerates language model inference by using a fast drafter to propose candidate tokens that are then verified by a larger target model. Existing theory largely studies the stochastic, distribution-preserving setting, where the goal is to exactly sample from the target distribution. In contrast, many practical systems use greedy decoding, relaxed acceptance rules, or tree-based candidate sets, where success is governed by local ranking and threshold events rather than exact distributional equality. We develop a theory for these regimes. We identify that many common acceptance criteria have rejection regions that can be characterized as lower level sets of the target distribution. For these, we characterize the exact KL divergence required for rejection yielding exact certificates and sharp margin-based bounds for strict greedy decoding, additive and multiplicative relaxed acceptance, top-(m) relaxed criteria, and entropy-thresholded acceptance. We then extend the framework to greedy tree decoding, deriving exact and margin-only certificates for when the target greedy token remains covered by the drafter's top-(m) candidates. Finally, we evaluate the resulting certificates on Qwen3 models, showing that relaxed and tree-based criteria substantially enlarge the region of certified acceptance, especially on decoding steps with low target model distribution margin. These results complement existing distribution-preserving analyses of speculative decoding by characterizing the deterministic local acceptance events common in practical inference systems.
Aaryam Sharma
Jun 25, 2026cs.LG

Quantization in Federated Learning: Methods, Challenges and Future Directions

Federated Learning (FL) has become a foundational paradigm for privacy-preserving distributed intelligence, yet its scalability remains fundamentally constrained by communication bottlenecks, device heterogeneity, and the challenges of training under statistically non-IID data. Quantization is one of the most effective mechanisms for mitigating these limitations, reducing both uplink/downlink payloads and on-device computation. This paper provides the first FL-centric systematic review of quantization, introducing a novel taxonomy organized around FL-specific dimensions, including client heterogeneity, aggregation consistency, communication-scheduling adaptation, non-IID robustness, privacy/security integration, and hardware/energy co-optimization. Beyond cataloging existing methods, we analyze how quantization interacts with core FL behaviors such as client drift, partial participation, convergence stability, secure aggregation, and differential privacy. We further identify cross-method insights, open research gaps, and design guidelines for practitioners deploying quantized FL on mobile, IoT, and edge platforms. This survey thus establishes quantization not merely as a compression technique, but as a fundamental systems component shaping the performance, robustness, and practicality of modern FL.
Farwa Ikram, Dipanwita Thakur, Antonella Guzzo +1
Jun 24, 2026cs.LG

TL++: Accuracy and Privacy Preserving Traversal Learning for Distributed Intelligent Systems

Distributed intelligent systems increasingly need to train across data silos without centralizing raw data. Federated learning keeps data local but can suffer under heterogeneous partitions and requires repeated full-model exchange. Split learning reduces communication through cut-layer activations, but standard protocols generally do not recover centralized mini-batch gradient behavior and may expose activations and gradients in plaintext. We present TL++, a two-mode traversal-learning framework that constructs virtual batches across nodes to recover centralized mini-batch gradient behavior under explicit synchronization assumptions. Base mode exchanges cut-layer activations and gradients rather than full models. Secure mode secret-shares each cut-layer activation and gradient between an orchestrator and a non-colluding helper, preventing either server from observing plaintext cut-layer tensors. This protection is limited to a semi-honest two-server setting; labels and loss-related outputs remain visible to the orchestrator. In the lightweight secure path evaluated here, exactness requires a linear or affine server path, while nonlinear operations require nonlinear MPC or approximation. We formalize TL++, analyze communication and computation costs, and evaluate it against federated and split-learning baselines on CIFAR-10 and BioGPT/PubMedQA using full fine-tuning and LoRA. On CIFAR-10, TL++ base cut 1 and exact secure cut 3 achieve accuracies of 91.41% (SD 0.19) and 90.93% (SD 0.17), respectively, exceeding the strongest measured non-TL++ baseline by more than 12 percentage points. TL++ base cut 1 also reduces per-step communication by 13.1-fold relative to full-model synchronization. PubMedQA results similarly favor TL++. Overall, TL++ approaches centralized-training performance while reducing communication and providing activation-level secret sharing.
Erdenebileg Batbaatar, Young Yoon
Jun 23, 2026cs.LG

FedUP: One-Shot Federated Unlearning via Centroid-Guided Plug-in Filters

Federated unlearning (FU) is critical for complying with legal mandates like the right to be forgotten in decentralized systems, yet current methods face a persistent dilemma between non-target knowledge loss and high request latency. To resolve these issues, we propose FedUP, a one-shot federated unlearning framework utilizing lightweight pluggable filters that act as a "knowledge funnel" to screen out target data while preserving original model performance. By freezing original model parameters and training filters at the server side using differentially private (DP)-protected class centroid samples, FedUP bypasses the need for multi-round client-server communication and complex retraining, reducing unlearning latency from minutes to mere seconds. Additionally, the framework's pluggable architecture ensures inherent reversibility, enabling the seamless restoration of forgotten knowledge by simply removing the filters. Extensive experiments on diverse image and text tasks demonstrate that FedUP effectively reduces non-target knowledge loss and achieves superior unlearning precision and efficiency across various scenarios. Code is available at: https://github.com/suows/FedUP-code.
Feihong Nan, Zhengyi Zhong, Pan Wang +4
Jun 22, 2026cs.SD

EmotionAI: A Privacy-Preserving Computational Intelligence Pipeline for Speech-Emotion-Grounded Conversational Analysis

Reviewing recorded interviews for affective cues such as composure, hesitation and agitation is slow and subjective, and cloud services that could automate it require sensitive audio to leave the device. EmotionAI is a fully local Computational Intelligence (CI) pipeline that couples Speech Emotion Recognition (SER) with generative reasoning. Speaker diarisation, Whisper Automatic Speech Recognition (ASR) and a wav2vec2 emotion classifier produce per-segment affective evidence, which is then passed to an adversarial three-model local Large Language Model (LLM) panel for timestamp-grounded and citation-constrained question answering. Zero-shot evaluation on the RAVDESS four-class English subset (n = 672) exposes cross-corpus fragility rather than classifier superiority: the deployed classifier scores 48.8% accuracy, above random (24.9%) and majority (28.6%) baselines but below an in-domain MFCC + logistic-regression comparator (71.0%). The complete pipeline runs in a mean 157 s on CPU (real-time factor approximately 1.33) with zero external calls. The contribution is not state-of-the-art SER but an auditable, privacy-preserving integration of imperfect affective evidence into grounded conversational analysis, together with an honest empirical account of where cross-corpus transfer and human-centred validation still fall short.
Wai Laam Mak, Isibor Kennedy Ihianle, Pedro Machado
Jun 22, 2026q-bio.GN

Privacy-preserving federated tensor decomposition of single-cell immune data: recovering multicellular programs across institutions

Tensor decomposition of donor ×\times cell-type ×\times gene single-cell data recovers \emph{multicellular programs}: coordinated axes of inter-individual transcriptional variation that span cell types and stratify disease. Yet immune single-cell atlases are increasingly multi-institution, multi-ancestry, and governed, so patient cells often cannot be pooled. We present a federated estimator: each site computes a local program subspace, and a coordinator merges these by stacked SVD under federated global-mean centering, provably equivalent (up to truncation) to the centralised decomposition. This centering makes the merge robust to site-label confounding (program AUC 0.9570.957 vs.\ 0.8610.861 for naive per-site centering). Only program subspaces leave a site, and aggregation is compatible with secure aggregation. On a 261-donor systemic lupus erythematosus atlas it recovers the canonical interferon program (ISG enrichment AUC 0.9980.998; case--control separation 0.9580.958; bootstrap ΔAUC=0.000Δ\text{AUC}=-0.000, 95% CI [0.004,+0.012][-0.004,+0.012] vs.\ centralised), across institution-scale and multi-ancestry partitions, and across three \emph{real} COVID-19 sites (subspace correlation 0.9890.989). It recovers the program when \emph{no site observes all cell types} (correlation 1.0001.000, exact by construction), which fixed-feature federated PCA cannot. On an interstitial-lung-disease atlas the recovered program predicts disease better than the best single cell type (AUC 0.960.96 vs.\ 0.910.91; gap 95% CI excludes zero) and the advantage survives federation; a liver cohort is consistent (p=0.005p=0.005). Membership-inference shows secure aggregation cuts attack AUC from 0.910.91 to 0.610.61. The method enables cross-institution, cross-ancestry recovery of multicellular immune programs without sharing cells.
Axel Faes, Stephanie M. van den Berg, Maryam Amir Haeri
Jun 22, 2026cs.DC

Development and Design of FLKit: A Structured Onboarding Toolkit for Federated Learning in Health and Life Sciences

Federated learning lets institutions train shared models without moving their data, which makes it a natural fit for health and life sciences research under strict privacy regulation. The methods are maturing fast, but the practical barrier now comes earlier: a team starting a federated project meets a scattered mix of frameworks, governance obligations, and unfamiliar roles, with no structured place to begin that fits its own background. FLKit closes that gap. It is an open, community-maintained onboarding toolkit that takes a multidisciplinary team through the full federated learning lifecycle and gives every contributor, clinical, legal, governance, or technical, a role-aware entry point instead of assuming fluency across all four. We modeled it on the ELIXIR Research Data Management Kit and built it with a multidisciplinary core team, a wider consortium supplying milestone reviews and roadmap direction, and external practitioners interviewed to keep the content grounded in real practice. FLKit sits on four lifecycle stages, Governance, Infrastructure, Wrangling, and Analysis, and connects them through 11 role-specific entry points, a cross-disciplinary glossary, a reusable FAIR-aligned FL Story template for planning and documenting projects, and a curated directory of tools, frameworks, and communities. Since the December 2024 demo it has grown to 39 pages across eight sections, with seven FL Stories documenting completed and ongoing projects in multiple sclerosis disability prediction, inflammatory bowel disease, genomics, and brain-computer interfaces. It is openly available at https://uhasselt-biomedicaldatasciences.github.io/federated-learning-toolkit/ and welcomes contributions from across the life sciences.
Ashkan Pirmani, Ilse Vermeulen, Goran Vinterhalter +7
Jun 22, 2026cs.LG

FLFL: Federated Latent Factor Learning for Private Recovery of Spatio-Temporal Signals

Wireless sensor network (WSNs) stands out as a burgeoning and promising domain in intelligent sensing. Owing to various factors such as sudden sensor malfunctions or deliberate shutdown of partial nodes to save energy, the collected sensing signals from WSNs commonly have massive missing data, leading to adverse effects on subsequent analysis or decision-making. Latent factor learning (LFL) has proven to be highly effective in recovering the missing data for WSNs. However, the existing LFL models require the collected sensing signals to be maintained in one central place like a central server, which is becoming unacceptable for data owners who are getting increasingly privacy-sensitive. To address this issue, this paper innovatively proposes a federated latent factor learning (FLFL) model for privacy-preserving spatio-temporal signal recovery. Its main idea is two-fold: 1) it designs a sensor-level federated learning framework based on LFL, where each sensor only needs to upload gradient information rather than raw data for training a privacy-preserving recovery model, and 2) it incorporates the spatio-temporal correlation into the designed federated learning framework as the regularization constraint to improve its recovery accuracy. With such designs, FLFL can not only accurately recover the missing data of WSNs but also ensure data owners' privacy-preserving of raw data. To evaluate the proposed FLFL model, extensive experiments have been conducted on four real-world WSN datasets. The results demonstrate that FLFL significantly outperforms eight state-of-the-art federated and non-federated signal recovery models in terms of recovery accuracy with privacy-preserving.
Chengjun Yu, Di Wu, Yi He +1
Jun 22, 2026cs.LG

Towards Robust Personalized Federated Learning: Vulnerability Assessment and Defense Co-Design

The proliferation of IoT devices has fueled distributed edge systems to collect vast amounts of sensitive data, creating fertile ground for on-device machine learning applications. While federated learning (FL) mitigates privacy concerns by exchanging model parameters instead of raw data, we identify a critical blind spot in current research. We examine the most commonly used personalized federated learning (PFL) methods, which allow clients to maintain private, personalized models to address data heterogeneity across clients. Through systematic analysis, we reveal that PFL methods exhibit heightened vulnerability to transfer-based adversarial attacks compared to centralized learning paradigms. Wherein, malicious clients can exploit local model knowledge to craft adversarial examples that can compromise peer clients' personalized models. We establish this vulnerability through both theoretical analysis and empirical evaluation across multiple benchmark datasets, demonstrating significant accuracy drops across various PFL methods. To address this challenge, we propose a defense framework combining stochastic input noise, input-scaled trace regularization, and parameter sensitivity maximization to improve FL's robustness. Our findings establish the first systematic study of adversarial threats in PFL systems, providing both diagnostic tools and practical countermeasures.
Mingyuan Fan, Cen Chen
Jun 20, 2026cs.CR

ππ-RAG: Oblivious Retrieval via Semantic Quantization and Transcendental Addressing for Large Language Models

This paper introduces ππ-RAG, a novel architecture for oblivious retrieval that decouples Large Language Models (LLMs) from sensitive data storage without sacrificing semantic understanding. Traditional Retrieval-Augmented Generation (RAG) architectures expose raw vector embeddings to potential inversion attacks and nondeterministic retrieval failures. To address this, we utilize the digits of ππ as a source of transcendental entropy, creating an immutable indirection layer between the LLM and private records. The value ππ provides immutability, is uneditable and math governs it. The architecture also introduces a Semantic Quantization Layer. This layer projects user inputs onto a pre-computed manifold of Canonical Intent Centroids. RAG performs vector cosine similarity but here it maps the centroids to deterministic offsets via cryptographic salt. The resulting ππ-key is a pointer to standardized payload from the actual datastore. By replacing direct access to the datastore via LLM with this transcendental layer, ππ-RAG mathematically guarantees that the inference remains oblivious to the data. This architecture unifies deterministic randomness, auditability, and differential privacy, demonstrating high efficacy for high-compliance sectors such as finance and healthcare.
Aniket Wattamwar, Mrunal Kakirwar
Jun 19, 2026cs.LG

Privacy-Preserving Federated Temporal Graph Learning with Digital Twin--Guided Adaptive Deception for Cyber-Resilient IoMT

The rapid proliferation of IoT and IoMT devices introduces critical cybersecurity vulnerabilities in healthcare and industrial environments where resource-constrained devices operate under strict latency and data-privacy regulations. This paper presents the Federated Temporal Graph Convolutional Network with Advantage Actor-Critic (Federated TGCN-A2C), a privacy-preserving defense architecture integrating four mechanisms: a PyG-based Temporal GCN using GCNConv layers with global mean pooling and a learned anomaly gate for flow-level threat classification; LSTM-based Digital Twins generating per-device anomaly scores gating the classifier via learned sigmoid coupling; a Federated A2C agent selecting among ALLOW, ISOLATE, and HONEYPOT-REDIRECT actions based on a seven-dimensional state capturing confidence, entropy, anomaly magnitude, and traffic composition; and an enhanced honeypot layer converting suspicious traffic into threat intelligence with adaptive thresholds. Federated aggregation employs EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients to stabilize global model updates under non-IID distributions, with cosine-annealed learning rates per round. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, the framework achieves 99.48% and 99.61% test accuracy with weighted-F1 scores of 0.9948 and 0.9961, converging within 25 and 10 federated rounds, outperforming Fed-Inforce-Fusion by 0.21 percentage points while covering three additional attack categories. All sixteen CICDDoS 2019 classes achieve F1 of at least 0.9237 and all ten TON-IoT classes achieve F1 of at least 0.9488, including the severely imbalanced MITM category. Post-hoc explainability via SHAP, LIME, Grad-CAM, and counterfactual analysis confirms decisions are grounded in semantically meaningful flow features, supporting regulatory accountability in clinical deployments.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 19, 2026cs.LG

Federated Temporal Attention Intelligence for Cyber-Resilient IoMT: Lightweight Digital Twins and PPO-Driven Honeypot Deception

The rapid proliferation of Internet of Medical Things (IoMT) devices introduces critical cybersecurity vulnerabilities in healthcare environments where resource-constrained medical devices operate under strict latency requirements and stringent data-privacy regulations. To address these challenges, this paper presents the Lightweight Digital Twin and Federated Reinforcement Learning (LDT-FRL) framework, a privacy-preserving defense architecture integrating four complementary mechanisms: a Temporal Attention Encoder (TAE) built on a GRU backbone with learned temporal self-attention for flow-level threat classification; lightweight LSTM-based Digital Twins trained on normal-class traffic to generate per-device anomaly scores that gate the TAE classifier through a learned sigmoid coupling; a Federated Proximal Policy Optimization (PPO) agent selecting among ALLOW, ISOLATE, and HONEYPOT_REDIRECT actions based on a seven-dimensional state; and an intelligent honeypot layer that converts redirected suspicious traffic into actionable threat intelligence. A federated aggregation strategy employing EMA-smoothed per-client validation losses as inverse-weighted FedAvg coefficients stabilizes global model updates under non-IID client distributions. Evaluated on CICDDoS 2019 and TON-IoT benchmarks, LDT-FRL achieves 99.66% and 99.95% test accuracy respectively, with macro-F1 scores of 0.9913 and 0.9995, converging 81% faster than the DTFL-CD baseline while attaining perfect F1=1.000 on the severely imbalanced MITM class. Explainability analysis via SHAP, LIME, Grad-CAM, and counterfactual methods confirms that the TAE focuses on semantically meaningful flow features, providing interpretable evidence for each defense decision.
Syed Zeeshan Haider, Anwar Shah, Muneeb Arif +2
Jun 18, 2026cs.CV

GEN-Guard: Correcting Generalization Failures for Deployable Federated Surgical AI

Federated Learning (FL) in surgical video AI enables collaborative model training without sharing sensitive data. However, standard evaluation practices - selecting the "best" global model based only on validation data from participating hospitals - can lead to suboptimal deployment choices. We identify this critical failure mode as performance leakage, where the selected model overfits internal federation data and fails to generalize to unseen institutions. We propose GEN-Guard, a practical post-hoc framework to detect and correct generalization failures in federated surgical AI. It integrates Generalization Detection via Client-Blocked Evaluation (CBE), which validates performance on isolated client distributions to prevent performance leakage, and Generalization Correction through Disagreement-Aware Distillation (DAD), which learns adaptive feature-level corrections for cross-institutional robustness. Both components operate after standard FL convergence while providing robust support for zero-shot adaptation to unseen environments. We first quantify the severity of performance leakage, observing Model Selection Failures (MSFs) exceeding 80% under standard evaluation. GEN-Guard is evaluated on two multi-center clinical challenges: surgical phase recognition in laparoscopic cholecystectomy and polyp segmentation in colonoscopy. Across both datasets, GEN-Guard consistently corrects these failures, improving in-federation F1 scores by up to 2 points, unseen-institution performance by up to 3 points, and worst-case institutional performance by 3-9 points. Performance leakage represents a systematic and previously under-recognized risk in federated surgical AI. GEN-Guard provides a practical solution for detecting and correcting such failures. By improving cross-institutional robustness and zero-shot generalization, it strengthens the reliability of FL for real-world surgical deployment.
Julia Alekseenko, Pietro Mascagni, AI4SafeChole Consortium +1
Jun 16, 2026cs.LG

PSyGenTAB: A Privacy-Preserving Framework for Synthetic Clinical Tabular Data Generation via Constrained Optimization

The development of medical AI is constrained by limited access to high-quality clinical data due to institutional silos and strict privacy regulations such as HIPAA and GDPR. Synthetic data generation offers a potential solution, but existing methods lack principled mechanisms to explicitly manage the privacy-utility trade-off, often degrading clinically meaningful patterns or risking patient re-identification. We present PSyGenTAB, a privacy-preserving generative framework that formulates synthetic healthcare data generation as a constrained optimization problem solved using the Augmented Lagrangian Method. By embedding configurable privacy constraints directly into model training, PSyGenTAB enforces minimum privacy thresholds while maximizing clinical data utility. Across multiple clinically motivated benchmarks, PSyGenTAB preserves inter-feature clinical relationships and minority-class diagnostic patterns essential for reliable health AI. Downstream evaluation using Train-on-Synthetic, Test-on-Real and Train-on-Real, Test-on-Synthetic protocols shows that models trained on synthetic data achieve performance comparable to those trained on real patient records. Privacy auditing further demonstrates reduced exact record reproduction and strong resilience to membership inference attacks. These results establish PSyGenTAB as a principled framework for balancing privacy protection and clinical utility in synthetic healthcare data, supporting secure cross-institutional AI development.
Arshia Ilaty, Hossein Shirazi, Manasi Chitale +5
Jun 15, 2026cs.LG

Federated Explainable Artificial Intelligence: Roles, Architectures, Evaluation, and Open Challenges

Federated Learning (FL) has emerged as a key paradigm for privacy-preserving collaborative model training across distributed and heterogeneous data sources. By keeping raw data local, FL addresses data confidentiality concerns, yet it does not resolve the opacity of modern machine learning models. In parallel, Explainable Artificial Intelligence (XAI) has gained attention for improving transparency, trust, and accountability, particularly in high-stakes domains. Their intersection has given rise to Federated Explainable Artificial Intelligence (FedXAI) paradigm, which aims to jointly satisfy privacy and explainability requirements. This survey provides a systematic review of FedXAI, highlighting the transition of explainability from a post-hoc tool to an integral component of the FL lifecycle. We show how explainability supports aggregation, personalization, robustness, coordination, and system-level decision making. To organize the literature, we introduce a taxonomy that classifies FedXAI methods by the role of explainability, model and explainer types, explanation scope, integration level, FL settings, and data heterogeneity. We review approaches ranging from model-agnostic explanations to interpretable federated models and explainability-aware aggregation mechanisms. We also examine evaluation practices and discuss the lack of standardized benchmarks and metrics for measuring explanation quality, stability, privacy leakage, and computational overhead. Finally, we identify key challenges, including explainability under non-IID data, explanation-centric security threats, communication-efficient XAI, continual FedXAI, and the integration of domain knowledge and regulatory constraints. By consolidating existing work and identifying key gaps, this survey serves as a reference framework for designing trustworthy, transparent, and privacy-preserving federated AI systems.
Masoume Gholizade, Fabrizio Ruffini, Pietro Ducange +1
Jun 15, 2026cs.CL

The Art of Mixology: Mixup-based Obfuscation for Privacy-Preserving Split Learning in Large Language Models

Split learning provides a practical paradigm for resource-constrained users to train Large Language Models (LLMs) by offloading computation-intensive layers to a server while keeping raw data local. However, existing privacy-preserving split learning methods still face a difficult trade-off among utility, privacy, efficiency, and stability. Specifically, these methods often suffer from substantial utility degradation, remain vulnerable to advanced data reconstruction attacks, incur prohibitive computational and communication overhead, or exhibit unstable performance across different tasks. In this paper, we propose MIXGUARD, a novel mixup-based privacy-preserving split learning framework for LLMs. MIXGUARD introduces token-level obfuscation, representation-level obfuscation, and adaptive gradient perturbation mechanisms, which operate jointly to preserve useful learning signals while preventing privacy leakage to the server. Technically, MIXGUARD first constructs a lightweight calibration model on a public dataset to refine the approximated target representation, and then applies this model during privacy-preserving fine-tuning on private data. We conduct extensive experiments on four classification tasks and four text generation tasks across multiple LLM families, model sizes, architectures, and fine-tuning strategies. The results show that MIXGUARD preserves model utility comparable to non-split training baselines, consistently achieves stronger privacy protection than existing split learning defense methods against state-of-the-art data reconstruction attacks, and remains robust under adaptive attack settings.
Chen Chen, Xiang Gao, Xianshun Wang +6
Jun 15, 2026cs.CR

TrustErase: Auditable Instant Machine Unlearning with Passport-Embedded Representations

The demand for privacy-compliant AI has amplified the need for machine unlearning; yet, existing retraining or distillation-based methods remain unverifiable and computationally costly. We introduce TrustErase, a verifiable, data-free unlearning framework leveraging passport-embedded representations for instant, modular, and auditable forgetting. By treating passports as cryptographic keys within parameter-efficient adaptation layers, TrustErase enables the removal of specific classes or datasets through simple deactivation, without retraining, fine-tuning, or access to the original data. A singular value based decomposition conceals passports within model weights, ensuring that unlearning actions remain transparent and provably compliant. Evaluations on MNIST, CIFAR10 and CIFAR100 show that TrustErase matches or exceeds state-of-the-art benchmarks such as DELETE, L2UL, and Boundary Shrink, while operating in a strictly data-free regime. Ultimately, TrustErase establishes a new paradigm for trustworthy, accountable, and instantly forgettable AI systems.
Rutger Hendrix, Leonardo G. Russo, Concetto Spampinato +2
Jun 15, 2026cs.LG

Privacy from Symmetry: Orthogonally Equivariant Transformers for LLM Inference

Running large language models locally is often impractical, pushing inference on sensitive text to third-party providers. Split inference partially mitigates this by keeping tokens on the client and sending only hidden representations, but these representations can still be recovered via nearest-neighbor search against the public embedding table. We propose an orthogonal obfuscation procedure in which the client multiplies embeddings by a secret orthogonal matrix before transmission. To enable correct inference under arbitrary rotations, we introduce ConjFormer, a transformer variant that is exactly O(d)\mathrm{O}(d)-equivariant via a lightweight normalization change (scalar RMSNorm) together with blockwise orthogonal conjugation of all linear weights. As a result, the server performs the full forward pass entirely in the rotated basis and never observes unrotated hidden states. Experiments on GPT-2 and Llama 3.2 1B models fine-tuned on PubMed show that orthogonal obfuscation eliminates direct cosine nearest-neighbor inversion and reduces token recovery from over 35% top-10 to at most 1.3%, while increasing perplexity by only 0.4% after fine-tuning. These results indicate that enforcing symmetry at the architectural level can provide a practical defense for privacy-preserving LLM inference without noise injection or heavy cryptographic machinery.
Alexander Yukhimchuk, Andrey Shulga, Mladen Kolar +1
Jun 15, 2026cs.LG

pFedUL: Layer-Aware Federated Unlearning for Personalized Federated Learning

Federated unlearning (FU) enables the removal of specific data contributions from federated learning (FL) models to comply with regulations such as the General Data Protection Regulation (GDPR). However, most existing FU methods are designed for the FedAvg paradigm, where all clients share a single global model. In practice, personalized federated learning (pFL) methods such as FedPer, FedRep, Ditto, and FedBN have become widely adopted due to their superior handling of non-IID data. These methods decompose the model into shared global layers and client-specific personalized layers, fundamentally altering the semantics of unlearning, yet this setting has received little attention. We formalize FU under the pFL paradigm, identifying a tension between unlearning completeness on shared layers and personalization preservation for remaining clients. We then propose pFedUL, a layer-aware selective unlearning framework comprising three components: (1) gradient-based layer-wise contribution attribution that separately quantifies the target client's influence on shared and personalized parameters, (2) adaptive selective unlearning that applies differentiated forgetting strategies across layer types, and (3) a lightweight recalibration protocol enabling remaining clients to restore personalization with minimal overhead. We further introduce two new metrics, Personalization Preservation Score (PPS) and Cross-client Fairness Index (CFI), to evaluate pFL-specific unlearning quality. Experiments on CIFAR-10, CIFAR-100, and FEMNIST under varying non-IID settings indicate that pFedUL achieves unlearning effectiveness comparable to full retraining while maintaining an average of 97.3% personalized accuracy for remaining clients. Compared with six state-of-the-art FU methods adapted to the pFL setting, pFedUL consistently achieves superior personalization preservation.
Zhuodong Liu, Xiangyu Li, Zhihao Zhang
Jun 11, 2026cs.LG

FedSPC: Shared Parameter Correction for Personalized Federated Learning

Personalized federated learning (PFL) is one of the important approaches in federated learning for addressing statistical heterogeneity while enabling client-specific adaptation. Many PFL methods split the model into shared and personalized parameters, which are jointly trained on each client. However, this creates an optimization issue: shared parameters are updated by clients optimizing different local objectives, which can lead to inconsistent shared updates and weaken the shared representation. To address this problem, we propose Federated Shared Parameter Correction (FedSPC), a modular correction method for PFL. FedSPC applies control-variate correction only to the shared parameters of a given PFL method, while leaving personalized parameters unchanged. It can be integrated into three common PFL settings: shared feature extractors, shared classifiers, and fully shared models with local regularization. Experiments on CIFAR-100 and Tiny-ImageNet with ViT, ResNet-34, and VGG-11 show that FedSPC improves performance across representative PFL methods, including FedPer, FedRep, FedBABU, LG-FedAvg, and Ditto.
Kannanthodath Induchoodan Ajay Menon, Christian Prehofer, Yunfei Xu +1
Jun 11, 2026cs.CR

A Privacy-Preserving Framework Using Remote Data Science for Inter-Institutional Student Retention Prediction

This study explores privacy-preserving machine learning (PPML) techniques using the PySyft platform to enable collaborative prediction of student retention between institutions. We developed a remote data science (RDS) framework with a semi-air-gapped architecture consisting of high-side and low-side servers, allowing researchers from three universities to build predictive models on sensitive student data without direct data access. Using historical data from a small private university (N=720), we evaluated three synthetic data generation approaches and validated the framework through inter-institutional collaboration. The results demonstrate consistent classification performance across institutions (Macro F1: 0.690--0.695) while maintaining strict Family Educational Rights and Privacy Act (FERPA) compliance. We also propose Data-Type-Aware Templates, a novel synthetic data method that prioritizes privacy over distributional fidelity. Our findings confirm that RDS-based PPML is technically feasible for educational settings and offers a practical alternative to federated learning for small-scale inter-institutional collaborations. The code is available at https://github.com/jtfields/NAIRR240195-Privacy-Preserving-Machine-Learning.
John Fields, K M Sajjadul Islam, Ruchitha Thota +2
Jun 10, 2026cs.LG

Fed-FBD: Federated Functional Block Diversification for Isolation, Privacy, and Surgical Unlearning

Federated learning (FL) enables collaborative model training without sharing raw patient data, but standard approaches such as FedAvg treat each client as a black box and provide no mechanism for isolating an adversarial contributor, auditing per-client influence, or honoring a departed participant's right to be forgotten. We present Fed-FBD (Federated Functional Block Diversification), a modular federated architecture that decomposes a ResNet backbone into six functional blocks (the stem, four residual groups, and the classification head) and maintains a warehouse of N color variants, each assembled from independently tracked and contributor-stamped blocks. Fed-FBD provides three capabilities absent in FedAvg: (i) architecturally guaranteed block-level isolation, so that an adversarial or mislabelled client cannot contaminate the clean colous; (ii) privacy-by-design, where membership inference advantage is already indistinguishable from chance before any privacy mechanism is applied; and (iii) surgical machine unlearning of a departed participant's contribution at sub-second cost and without retraining. Experiments on six MedMNIST-2D datasets, PathMNIST at 224x224, and CIFAR-10 show that Fed-FBD trades a modest 0.3%-3.1% IID accuracy gap on the adequately sized datasets for these guarantees, remains within 0.8%-4.0% of FedAvg at Dirichlet alpha=1.0 on three of four datasets, and confines all six adversarial attacks we study to the poisoned client's own blocks with at most +/-0.01 AUC drift on the clean colors.
Weijie Chen, Alan B. McMillan
Jun 10, 2026cs.CR

Privacy-Preserving Federated Autoencoder for ECG Anomaly Detection on Edge Devices

Continuous electrocardiography (ECG) monitoring could surface rhythm abnormalities before they escalate into cardiovascular events. However, a deployable system must satisfy three requirements simultaneously: legal-grade privacy (GDPR, HIPAA), real-time inference on constrained edge hardware, and detection quality under non-IID cross-hospital data. We design and evaluate an end-to-end federated system addressing all three for unsupervised 12-lead ECG anomaly detection on PTB-XL dataset, combining three autoencoder families (VanillaAE, ConvAE, VAE), Flower-based federated averaging (FedAvg) across ten simulated hospitals, client-side differentially private SGD (DP-SGD) with a Rényi-DP accountant, and 8-bit integer (INT8) post-training quantization with Raspberry Pi 4 benchmarking. Our main contributions are: an empirical characterization of how these mechanisms compose, practical DP-specific recommendations, and technical and security insights for a clinically sensitive setting. Federated learning matches or exceeds the centralized baseline across all architectures (ConvAE federated area under the ROC curve, AUROC, 0.7820.782), and an ε\varepsilon sweep identifies ε=4\varepsilon=4 as the recommended clinical operating point. INT8 quantization roughly halves model size and cuts Pi 4 latency by up to 4444% with <0.12<0.12% AUROC loss. Crucially, DP and quantization penalties are empirically independent, so practitioners need not trade a strong privacy guarantee for a compact edge footprint. To our knowledge, this is the first system combining federated learning, formal (ε,δ)(\varepsilon,δ)-DP, unsupervised reconstruction-based detection, and quantized AArch64 deployment.
Kaan Arda Akyol, Jakub Kacper Szeląg, Aydin Abadi +9