RAG Security

RAG: Retrieval-Augmented Generation

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7 papers in the last four weeks, up 17% on the four weeks before. 0.1% of all new papers.

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Oct 6, 2026cs.CR

RAG-PIBench: A Leakage-Aware Benchmark for Prompt-Injection Detection in Trustworthy RAG Systems

Retrieval-Augmented Generation (RAG) systems are vulnerable to prompt-injection attacks embedded in retrieved content. We introduce RAG-PIBench, a benchmark for RAG-style prompt-injection detection containing 4,876 contextual examples across frozen train, validation, and protected-test splits. Using a leakage-aware construction pipeline and strict evaluation protocol, we compare keyword-based, semantic-reference, TF-IDF, and transformer-based detectors. DistilBERT achieves the best protected-test performance (F1 = 0.896, PR-AUC = 0.968), while TF-IDF SVM and logistic regression remain competitive. Our results demonstrate the value of leakage-aware benchmark design and strong sparse baselines for reliable prompt-injection detection in RAG systems.

Niveen O. Jaffal, Ahmet Yuksel, David Mohaisen

Birzeit University, Birzeit, Palestine · Independent Researcher · University of Central Florida, Orlando, FL, USA

RAG Security Prompt Injection Attacks on LLMs Prompt Injection Detection

Oct 1, 2026cs.AI

Mapping the RAG Landscape: A Four Axis Taxonomy of Efficiency, Defense, Interactivity, and Reasoning

Large Language Models (LLMs) have demonstrated remarkable fluency across many tasks but remain limited by their static, parameter bound knowledge and their susceptibility to hallucinating information. Retrieval Augmented Generation (RAG) addresses these issues by incorporating external retrieval into the generation process, grounding model outputs in verifiable and up to date sources. While prior surveys primarily focus on core RAG architectures and standard pipelines, recent research explores broader challenges and capabilities that extend beyond these foundational designs. This survey provides a consolidated and structured examination of contemporary RAG developments, organizing the field into a four axis taxonomy: improving retrieval efficiency, strengthening robustness and security, supporting user driven and interactive workflows, and enabling multi step or complex reasoning. We formalize key components of the RAG framework and review methods spanning dense and sparse retrieval, fusion strategies, embedding optimizations, and reinforcement learning based retrieval policies, highlighting how these advances influence practical deployment and system design. We also synthesize evaluation practices, domain specific applications, and architectural variants such as Naive, Advanced, and Modular RAG. Finally, we outline persistent challenges related to retrieval quality, reliability, domain adaptation, scalability, and explainability, and identify opportunities for building RAG systems that are more reliable, adaptable, and transparent.

Meghana Sunil, Shravya V, Shravan Venkatraman +1

School of Computer Science and Engineering, Vellore Institute of Technology, Chennai, India. · Mohamed bin Zayed University of Artificial Intelligence, Abu Dhabi, UAE.

Retrieval-Augmented Generation RAG Security RAG Evaluation RAG Robustness

Sep 28, 2026cs.CR

Quantization Enables Private Dense Retrieval against Malicious Service Providers

Dense retrieval, the key component of Retrieval Augmented Generation (RAG), retrieves the most relevant documents by comparing dense vector representations of queries and passages from a large corpus. In privacy-sensitive applications, the server observes the query and controls which evidence is returned, creating both confidentiality and integrity risks. We formulate private dense retrieval as providing query privacy and retrieval integrity against a malicious server, and develop a two-round cryptographic protocol that provides both guarantees. Our protocol reduces private and verifiable retrieval to multiplication of a committed matrix by an encrypted vector and uses low-bit quantization to make this computation practical. We evaluate the resulting trade-off between cryptographic cost, retrieval quality, and downstream RAG accuracy across six embedding models, four language models, and corpora of up to 2.68 million passages. Our results show that, with a clipped quantizer, three-bit quantization largely preserves retrieval quality and downstream accuracy, while a private query over a corpus the size of a clinical reference requires one to three minutes of server time. These results suggest that private dense retrieval is already practical for moderately sized, privacy-sensitive corpora when minute-scale latency is acceptable.

Louis Tremblay Thibault, Sofiane Azogagh, Marc-Olivier Killijian +1

École de technologie supérieure and Mila · Eurecom · Université du Québec à Montréal

RAG Security Dense Retrieval

Sep 21, 2026cs.AI

RAG-NAROK: Retrieval-Aware Knowledge Corpus Poisoning in RAG with Source-specific Refutation

Retrieval augmented generation (RAG) systems have emerged as the dominant architecture for grounding large language model (LLM) outputs in verifiable external knowledge, yet their structural reliance on a dynamic retrieval pipeline introduces a largely unexplored class of adversarial vulnerability. Existing knowledge-base poisoning attacks are fundamentally static. Adversarial documents are pre-computed and injected without any awareness of what the victim system will actually retrieve for a given query, leaving the attack blind to the competitive documentary landscape that surrounds its payload in the generator's context window. Unlike traditional static poisoning attacks that are blind to the retrieved context, we introduce RAG-NAROK (Retrieval-Anchored Generation Negation And Response Quality Collapse), a RAG attack framework that adapts to the query text. RAG-NAROK exploits the transparency inherent in RAG pipeline to first extract the legitimate source identities, then generate Anchor-Specific Refutation documents that explicitly name and devalue retrieved sources while leveraging recency and authority biases to steer the text generation toward a target answer. Our results demonstrate that RAG-NAROK significantly outperforms static baselines across diverse domains, revealing a fundamental tension between RAG transparency and AI security.

Abdullahil Kafi, Alvi Ataur Khalil

Transformative Innovation for Trustworthy AI and Network Security (TITANS) Lab, Computer Science, Southern Illinois University, USA

RAG Poisoning Attacks RAG Security RAG Robustness

Sep 14, 2026cs.CL

RAG-CT: Mitigating Privacy Risks on Retrieval-Augmented Generation Systems via Scanning Prompt Distribution

Retrieval-Augmented Generation (RAG) has emerged as a powerful paradigm for improving the quality of generated contents of Large Language Models (LLMs) by grounding responses in external knowledge, thus reducing hallucinations and factual errors. However, recent studies have highlighted a critical vulnerability: adversaries can exploit the retrieval process to extract personally identifiable information (PII) from the underlying corpus. To mitigate this risk, we propose a novel defense, RAG-CT, that identifies malicious queries by analyzing their entropy and margin distributions and using a score-based detection method. Extensive experiments with four state-of-the-art attack strategies and four defense baselines on two datasets show that our approach significantly reduces PII leakage while outperforming existing defenses. This work provides a lightweight yet effective mechanism to protect RAG systems against PII leakage without requiring modifications to the underlying LLM or retriever.

Xingyu Lyu, Jiayimei Wang, Jianfeng He +3

University of Massachusetts Lowell, Lowell, MA 01854, USA · City University of Hong Kong, Kowloon, Hong Kong SAR, 999077, China · Virginia Tech, Blacksburg, VA 24061, USA +2

Privacy Leakage in Language Models RAG Security Anomaly Detection

Sep 14, 2026cs.CR

CiteShade: Citation Laundering in Multi-Source Retrieval-Augmented Generation and Its Counterfactual Defense

Retrieval-augmented generation (RAG) grounds a language model's answers on retrieved external knowledge and returns each answer with citations that identify its sources. Those citations are the user's audit trail: they let a reader verify a claim without trusting the model. Prior security work on RAG asks whether an attacker can corrupt the answer, leaving the citation channel unexplored. We show that this channel is a new and practical attack surface. We propose CiteShade, the first citation laundering attack to RAG, in which an attacker controlling a single source induces a model to produce an attacker-chosen wrong answer and to attribute it to a trusted source that does not support it, while the evidence for the correct answer remains in context. We formulate the attack as an optimization problem, derive three necessary conditions (retrieval, generation, and citation) and construct sources satisfying them without any instruction. On multi-source multi-hop question answering the attack raises the wrong-answer rate from 0.01 to 0.68, and source deletion confirms the malicious source is the causal driver in every measured case. Vulnerability tracks a model's propensity to cite rather than its scale, reaching CLR 0.84 under explicit instruction and 0.64 with no instruction at all on the most citation-prone model tested. We then show that perplexity filtering and citation-support checking are each insufficient, and propose a counterfactual defense that verifies which source actually drove the answer.

Guo Fuzheng

City University of Hong Kong

RAG Poisoning Attacks RAG Security

Sep 11, 2026cs.CL

RAG-Safety-Bench: Reliable Evaluation of Retrieval-Augmented LLM Safety

Allowing large language models (LLMs) to retrieve information from a set of trusted documents can increase reliability and reduce hallucination. However, recent work has demonstrated that retrieval-augmented generation (RAG) can have unintended side effects on the overall safety of the generated responses, when prompted for harmful or dangerous content. A clearer understanding of the mechanisms leading to this result is needed, as increasing numbers of end users turn to RAG to incorporate corporate documents and knowledge bases into LLM-based systems. We introduce RAG-Safety-Bench, a benchmark to measure the safety impact of RAG on LLM models. By removing the confounding effect of retriever quality, and cleanly separating the problem into four conditions -- non-RAG, RAG with an oracle document containing the answer to the harmful request, RAG with documents related to the harmful request but without the specific answer, and RAG with random, safe documents -- the benchmark isolates the impacts of different factors in the observed safety degradation. We report results across five open-source LLMs, showing an inverse relationship between benign and unsafe capability, strong evidence that baseline safety guardrails do not lead to downstream safety guarantees in the RAG case, and model-specific support for previous findings that even benign documents can lead to unsafe generation in retrieval-enabled systems.

Adithiyan Rajan Indira Saravanan, Kathleen C. Fraser

Faculty of Engineering University of Ottawa Ottawa, Canada

LLM Safety Benchmarks LLM Safety RAG Security RAG Evaluation

Sep 10, 2026cs.CR

In RAG We Trust? Measuring Robustness of Retrieval-Augmented Generation Under Document Poisoning

Retrieval-augmented generation (RAG) grounds a language model in retrieved documents, which reduces hallucination but creates a new attack surface: if retrieved text is tampered with, the model may repeat the falsehood. We study how much a small quantized model, Llama 3.1 8B, degrades when a fraction of its retrieved context is poisoned. Three corruption strategies are tested, entity swap, number swap, and negation, each applied to zero, one, two, or three of the three retrieved passages, over a factorial sweep of 588 runs on a fact-checking task built from FEVER. Accuracy falls from 77.9% on clean context to 43.5% when all three passages are corrupted. Entity swap flips the largest share of answers that were correct on clean context. Number-based corruption stays flat while poisoned passages are a minority and jumps once they form a majority, a pattern we re-check with query-level bootstrap intervals. The model rarely invents new falsehoods; its dominant reaction is to abstain, and a lexical overlap proxy of unsupported generation falls under attack rather than rising. The study is a small-scale measurement with coarse automated labels; we treat the strategy contrasts as suggestive until decoding is controlled and stronger adjudication is in place.

Iliano Fasolino

Department of Computer Science University of Milan Milan, Italy

RAG Poisoning Attacks RAG Security RAG Robustness

Sep 3, 2026cs.CR

Rent-a-RAG: Embedding-Space Watermarks for Auditing Third-Party RAG

Third-party retrieval-augmented generation (RAG) marketplaces create a new auditing problem: data providers may license corpora to a RAG operator, yet later have no visibility into whether their documents are being reused without compensation. Auditing this misuse is difficult because the operator is non-cooperative, answers are paraphrased by the generator, and one response may combine evidence from many providers. We propose DirBucket, a provider-side semantic watermarking and black-box auditing framework for document-level reuse in multi-provider RAG. DirBucket watermarks documents by meaning-preserving paraphrases whose embeddings are biased toward provider-bucket secret directions, enabling detection from black-box answers while preserving retrieval utility. On a challenging benchmark that reflects mixed-provider reuse under black-box access, DirBucket is the only method that consistently achieves strong target detection with no non-target activation, detecting non-compliance in every audit within 23 audited answers on our primary benchmark. The watermark survives adversarial post-answer laundering, and none of the evaluated evasion strategies simultaneously defeats detection while preserving user-perceived answer quality. Detection transfers unchanged to a second benchmark built from real clinical, cyber-threat-intelligence, and legal provider corpora. These results suggest that embedding-space watermarking can make document reuse in third-party RAG statistically auditable.

Alexandr Goultiaev Tolstokorov, Kyriakos Mouratidis, Javad Dogani +1

IMDEA Networks Institute, Madrid, Spain · Universidad Carlos III de Madrid, Madrid, Spain · Singapore Management University, Singapore

Dataset Watermarking RAG Security Black-Box Model Auditing

Aug 31, 2026cs.CL

TRIS: A Tri-Layer Retrieval Integrity Sieve Against Knowledge Poisoning

Retrieval-Augmented Generation (RAG) grounds large language models in external corpora, but implicit trust in retrieved documents creates a critical attack surface: PoisonedRAG shows that a handful of crafted passages can dominate dense retrieval and steer generation toward attacker-chosen answers. We present the Tri-Layer Sieve, a middleware defense that sanitizes retrieved evidence through cross-embedding-space clustering with an independent judge model, structural filtering of trigger-payload artifacts, and LLM consistency verification. The design exploits a key weakness of retrieval-stage poisoning: a single document must satisfy one embedding geometry, one internal Trigger-Payload structure, and one generation objective - rarely all three simultaneously, a fragility that persists even against an adaptive attacker who paraphrases around it. On Natural Questions, HotpotQA, and MS-MARCO with Contriever retrieval (k=50), the Sieve reduces black-box Attack Success Rate from 67.0/87.0/64.0% to 3.0/14.0/4.0%, mitigates white-box HotFlip attacks from ~74% to 27.8% on NQ with Layer 3 enabled, and drives poisoned-document MRR to 0.000, while restoring clean accuracy from 13-33% under attack to 58-76%. Under an architecture-aware adversary who paraphrases triggers to evade the structural filter, enabling the consistency layer halves adaptive ASR (32.0% to 15.0% on NQ) while raising clean accuracy by 18 points, at an added latency of ~16-19 s/query under live retrieval.

Muhaimin Bin Munir, Akib Jawad Ononto, Nazia Shehnaz Joynab +2

University of Texas at Dallas

RAG Poisoning Attacks Retrieval Robustness RAG Security RAG Robustness

Aug 17, 2026cs.CL

When Detection Does Not Guarantee Resistance: Reasoning and Poisoned Context in RAG

Retrieval-Augmented Generation (RAG) exposes large language models to knowledge-poisoning attacks, where misinformation injected into retrieved documents can influence model outputs. Prior work has shown that models may detect contradictory evidence yet still allow it to influence their responses, revealing a gap between monitoring and control. We investigate whether deliberative reasoning changes this relationship. Because attack success and poison detection alone do not reveal whether detected poison continues to influence the final answer, we use two complementary measures: Cordon Rate, the probability that a model detects poison and nevertheless produces a poison-aligned answer, conditioned on a non-poison-aligned no-RAG response; and Leakage Rate, the probability that poisoned context influences the answer despite an explicit instruction to ignore retrieved documents. Across 200 SciFact questions, we compare reasoning-disabled and reasoning-enabled configurations of DeepSeek-V4-Flash and Qwen3.6-Plus. For DeepSeek-V4-Flash, reasoning reduces Cordon Rate from 0.205 to 0.075 and Leakage Rate from 0.235 to 0.140, despite increasing Attack Success Rate from 0.233 to 0.298 and decreasing Poison Detection Rate from 0.965 to 0.665. Qwen3.6-Plus shows the same qualitative pattern. These results demonstrate that poison detection and downstream influence capture distinct aspects of poisoning behavior.

Mehrdad Ghassabi, Audrina Ebrahimi, Sadra Hakim +3

University of Isfahan · University of Texas at Dallas · University of Windsor

Knowledge Conflicts in Language Models RAG Poisoning Attacks Retrieval Robustness RAG Security Language Model Robustness RAG Robustness

Aug 13, 2026cs.CL

RAGSieve: Self-Referenced Local Contrast for Knowledge-Poison Detection in Retrieval-Augmented Generation

Retrieval-augmented generation uses an external corpus as inference-time evidence, allowing an attacker to promote a false answer by injecting a handful of documents. Detection must distinguish this manipulation from ordinary relevance without knowing which queries or documents are targeted. Existing detectors use text irregularity, candidate consensus, or corpus-level graph structure, whose reliability varies with the attack and local context. We present RAGSieve, which constructs a reference matched to each detection scope. At query time, RAGSieve-Query (RSQ) compares generation candidates with the lower-ranked tail of the same retrieval, exposing answer-token concentration and carrier-payload seams. At corpus time, RAGSieve-Graph (RSG) compares each document's strongest semantic relations with its own neighborhood floor to measure coordinated density. Neither requires poison labels, a trusted corpus, or training. Across three QA datasets, three dense retrievers, and six poisoning constructions, RSQ reaches 95.2% AUROC and detects 82.2% of poison at a 5% clean-removal budget, against 81.1% and 52.5% for the strongest query-time baseline; RSG reaches 93.3% and 79.8% against 79.4% and 37.6% for the strongest corpus-time baseline, with a 79.6% versus 1.4% detection rate on camouflaged injections. Joint deployment cuts attack success from 67.4% to 16.1% while retaining unpoisoned-retrieval F1 at 41.0%, compared with 42.1% without filtering. Source code is available at https://github.com/XrazyMee/RAGSieve.

Xinlong Xu, Yoshua Y. Li

Nanjing University of Information Science and Technology · Meituan

RAG Poisoning Attacks RAG Security RAG Robustness Anomaly Detection

Aug 13, 2026cs.AI

Privacy-Preserving RAG by Concealing Sensitive Information from External LLMs

Retrieval-Augmented Generation (RAG) is widely used to improve the performance of Large Language Models (LLMs) in answering user queries. Existing privacy research on RAG has focused on preventing unauthorized users from accessing sensitive data. However, another important problem that is often overlooked in RAG privacy research is that external generators have access to the query and the retrieved documents, which may contain confidential information that could potentially be misused or accessed for unintended purposes. In this paper, we introduce the Sensitive Entity Alias Generator (SEAG), a privacy-preserving framework that empowers users to utilize powerful third-party generators without disclosing sensitive information. SEAG introduces a lightweight model that locates sensitive entities, generates corresponding aliases, and constructs an entity replacement table. The table is used to replace sensitive words in the user's query and in the retrieved documents before they are forwarded to an external generator. For this purpose, two datasets were constructed: one for fine-tuning SEAG models to generate entity replacement tables, and another for evaluating the entire SEAG framework. The experimental results demonstrate the success of the SEAG framework. As for the User metric, which measures the ability of the model to provide a correct response to the user while hiding sensitive information from the external generator, all SEAG models achieved over 80% accuracy. Additional analysis further evaluated the ability of SEAG models Qwen-3, LLaMA-3.2, and Phi-4 to hide all sensitive entities within given documents. The results show good performance with total accuracies of 77.83%, 76.73%, and 74.91%, respectively.

Saleh Almohaimeed, Saad Almohaimeed, Mousa Jari +2

College of Applied Computer Science, King Saud University, Riyadh, Saudi Arabia

Retrieval-Augmented Generation Privacy Leakage in Language Models RAG Security

Aug 10, 2026cs.CR

Mind the Hook: Source-Level Auditing of Privacy Defenses in Retrieval-Augmented Generation

Black-box privacy scores for retrieval-augmented generation (RAG) are difficult to interpret unless the audited defense's active pipeline hook is known. We propose an active-path audit: inventory source-level hooks over retrieval, retrieved content, and generation; map each metric to the leakage channel it observes; and validate generated-text effects with exact-match canaries. In our benchmark reimplementations, the DP-style defenses modify retrieval scores only: their generation hooks are TODO-flagged stubs that return responses unchanged. This active path explains why they affect membership-inference behavior but track No-Defense on generated-text named-entity leakage, measured by NEL_strict. By contrast, the end-to-end LPRAG path is canary-validated on the email channel, recovering 53/150 canaries under No-Defense and 0/150 under LPRAG. These findings concern our reimplementations on our stack, not released defenses or defense families; the contribution is a methodology and case study, not a universal ranking

Yanhang Li, Zhichao Fan, Zexin Zhuang

Northeastern University · University of Illinois Urbana-Champaign · Southern Methodist University

Retrieval-Augmented Generation RAG Security Language Model Auditing

Aug 6, 2026cs.AI

HERALD: Counterfactual Audits and Minimal Repairs for Proof-of-Retrieval Rewards

Search-agent rewards mix answer quality, citation grounding, tool cost, and anti-hacking terms; a high score therefore need not imply that cited evidence was retrieved, and added penalties can cancel. We introduce HERALD, an offline audit that applies exact same-question interventions, separates candidate-visible from oracle information, and enumerates detector contracts before policy optimization. On four Qwen3-8B pools from HotpotQA, 2WikiMultiHopQA, and MuSiQue,

R_0

rejects search deletion and fake IDs, but a label-free citation-laundering attack succeeds. A complete

2^3

ablation identifies targeted strengthening of

L

---citing a corpus passage absent from the retrieved evidence---as the observed inclusion-minimal repair:

R[L]

has zero empirical ASR with a 0.50% one-sided cluster upper bound. The gap persists across pool rules, a visible BM25 attacker, and four models; broader hardening remains vulnerable when the attack removes an oracle support-ID penalty. Under strict 5M-token matched training evaluated on 256 paired questions per benchmark,

R[L]

meets the EM non-inferiority gate on HotpotQA and 2Wiki but not MuSiQue. Equal-suite citation precision and support recall improve by 2.02 and 1.46 points, unsupported citations fall by 1.69, and laundering attackability falls on 2Wiki and MuSiQue. Natural

L

is not reduced, and the detector appears in only 18 of 58,368 training trajectories. HERALD thus separates robust scoring, sparse learning signal, and policy transfer.

Zhuowen Liu, Bohan Cui, YinShang Guo +2

The Chinese University of Hong Kong · Fudan University · Nanjing University +2

Reward Hacking LLM Auditing Citation Verification RAG Security RAG Evaluation

Aug 5, 2026cs.CR

Combating Knowledge Corruption in Agent Systems: A Byzantine-Tolerant Secure Collaborative RAG Framework

While retrieval-augmented generation systems partially address the hallucination issues in large language models, it also introduces new vulnerabilities to knowledge corruption attacks. Adversaries exploit these vulnerabilities by poisoning documents provided by RAG system to manipulate LLM outputs. To counter this threat, we propose SecureCollaRAG, a Byzantine-tolerant collaborative RAG framework leveraging Multi-source Knowledge Validation Mechanism. Our approach enables agent system to securely verify document provenance through dynamic GNN-based credibility scoring, effectively preventing stealthy knowledge corruption attacks while preserving essential domain knowledge integrity. Through extensive evaluations and formal analysis, we demonstrate that SecureCollaRAG maintains robustness against attackers under non-IID data distributions.

Zhaoqi Wang, Daqing He, Zijian Zhang +13

Beijing Institute of Technology, Beijing, China

RAG Poisoning Attacks AI Agent Security RAG Security

Jul 31, 2026cs.CR

GoldenRetriever: Non-Interactive Homomorphic Encrypted Retrieval for Privacy-Preserving RAG

Retrieval-Augmented Generation (RAG) enhances large language models by incorporating external knowledge, but existing pipelines typically operate on plaintext data, raising significant privacy concerns. Prior work on privacy-preserving retrieval leverages cryptographic techniques such as homomorphic encryption (HE) and private information retrieval (PIR), but often relies on interactive protocols or ranking-based selection mechanisms that incur high latency and potential information leakage. In this paper, we propose a practical non-interactive encrypted retrieval framework for RAG based on threshold selection. Instead of performing expensive top-

k

ranking under encryption, our approach selects documents whose similarity scores exceed a predefined threshold, reducing computational complexity from quadratic to linear in the corpus size. We implement this design using CKKS-based homomorphic computation, enabling fully encrypted similarity evaluation and document selection without revealing query content, intermediate scores, or selected indices. To bridge the gap between approximate encrypted computation and discrete token reconstruction, we introduce a precision-stable mask polarization method that ensures accurate recovery of selected documents. Experiments on standard retrieval benchmarks demonstrate that our approach achieves competitive retrieval effectiveness while significantly reducing latency compared to ranking-based encrypted methods. These results highlight threshold-based selection as a practical foundation for scalable and secure RAG systems.

Yang Gao, Gang Quan, Scott Piersall +3

Department of Computer Science, University of Central Florida, Orlando, FL, USA · Electrical and Computer Engineering Department, Florida International University, Miami, FL, USA · College of Design, Construction and Planning, University of Florida, Gainesville, FL, USA

Retrieval-Augmented Generation Homomorphic Encryption Information Retrieval RAG Security

Jul 28, 2026cs.LG

RAGuard: A Layered Defense Framework for Retrieval-Augmented Generation Systems Against Data Poisoning

Retrieval-Augmented Generation (RAG) systems ground large language models (LLMs) in external corpora, but this reliance exposes them to corpus poisoning: maliciously injected passages that manipulate retrieved evidence. We introduce RAGuard, a layered defense against \emph{factual} corpus-poisoning attacks on RAG pipelines. The first layer adversarially fine-tunes a dense retriever on synthetic poisoned documents (fabricated facts, contradictions, and reasoning traps), teaching it to downrank malicious passages before generation. The second layer, the Zero-Knowledge Inference Patch ZKIP, is a label-free, black-box filter: for each retrieved document, it performs a leave-one-out decode and scores the document by the semantic shift and output-entropy change that its removal induces. ZKIP requires no poison labels, no ground-truth answers, and no access to model internals; it compares the model's own answers under counterfactual contexts. On poisoned Natural Questions at 5--30% poison ratios, adversarial retriever training alone reduces but does not eliminate attack success, while ZKIP drives the measured attack success rate to 0.000 in every defended configuration, keeping Recall@5 within 0.03 of the clean-corpus baseline. Supervised analyses on both Natural Questions and BEIR (NFCorpus) confirm that the counterfactual signals ZKIP relies on carry learnable poison structure. The defense costs

k{+}1

generator passes per query (

6\times

for

k{=}5

); we analyze batching and early-stopping approximations that reduce this overhead. We also show that keyword-preserving poisons leave lexical retrievers such as BM25 essentially unaffected, an observation that delineates the boundary of the threat model. Code, datasets, and evaluation harnesses are released for reproducibility.

Pushkal Kumar, Tucker Nielson, Tanish Kolhe +2

RAG Poisoning Attacks RAG Security RAG Robustness

Jul 26, 2026cs.CR

TriShieldRAG: A Three-Ring Defense-in-Depth Framework Against Knowledge Corruption in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) lets a large language model answer questions using documents retrieved from an external knowledge base at query time. This makes RAG useful for private data, fast-changing information, and reducing hallucination, but it also means the model's answer is only as trustworthy as whatever the retriever hands it. If the knowledge base accepts writes from more than one party, an attacker needs only a handful of adversarial documents to steer the model toward a chosen wrong answer. PoisonedRAG demonstrated this: as few as five crafted documents flip an undefended system's answer roughly 90% of the time, and three natural single-stage defenses (perplexity filtering, query paraphrasing, knowledge-base expansion) leave attack success at 30% or higher. We built TriShieldRAG to close that gap. Rather than relying on one checkpoint, we place three independent, formally specified rings across the pipeline: an Ingest Guard that screens documents for lexical and statistical poisoning signatures; a Retrieval Scorer that re-ranks the retrieved set by a provenance and consistency-weighted trust score; and a Cross-LLM Consensus stage that polls three architecturally diverse language models (Claude, Mistral Small, Llama 3.2) and allows one bounded re-retrieval on disagreement. We derive the conditions under which Rings 2 and 3 are expected to work: a minority-poison assumption and an explicit provenance-tag assumption. Our reported configuration is consistent with this analysis, though we have not yet run the controlled poison-fraction sweep needed to confirm it independently. Evaluated against the non-adaptive attacker from the original PoisonedRAG, over a 5,000-document Wikipedia knowledge base with 10 target questions, the full pipeline reduces attack success rate from roughly 91% to roughly 13% while preserving accuracy on benign queries.

Susil Kumar Mohanty, Rohit Patel, Kosuru Yuvaraj +2

Department of Computer Science and Engineering, Indian Institute of Technology Jodhpur, Jodhpur, India

Retrieval-Augmented Generation RAG Poisoning Attacks Retrieval Robustness RAG Security RAG Robustness

Jul 20, 2026cs.CR

Salience Induction against Multi-Hop RAG Agents: Threat and Defense

Agentic retrieval-augmented generation (RAG) systems increasingly retrieve external evidence and orchestrate tools for knowledge-intensive applications. In Multi-Hop question answering, agents chain facts across documents. Existing defenses focus on content poisoning, which injects false facts, and prompt injection, which embeds directives. We identify a third attack surface: the salience channel, through which fact position, emphasis, framing, and semantic proximity can redirect reasoning even when all retrieved claims are true and no instructions are present. We formalize Salience Induction as truth-preserving edits that redirect Multi-Hop attribute binding while leaving the retrieval trace semantically intact. We define six Salience-Editing operator classes and build an iterative proposer-verifier pipeline under factual and stealth constraints. We also introduce SalientWiki-MH, a decoy-annotated Multi-Hop benchmark. Evaluations across five frontier model families (GPT, Claude, Gemini, DeepSeek, and Qwen) and three agent architectures (ReAct, Reflexion, and tool-calling) show broad generalization. Under a 30% edit budget, Salience Induction achieves an 83.3% attack success rate; the strongest evaluated baseline defense leaves 75.7% post-defense ASR. Untargeted rewriting further reduces attacks only by degrading neutral task success. Our lightweight input-side defense, Salience Normalization, reduces attack success to 15.3% under standard attacks and 23.6% under an adaptive attack. These results show that truthfulness and instruction filtering alone are insufficient: robust agentic RAG also requires defenses against salience-relevance decoupling.

Xingfu Zhou, Pengfei Wang, Yuan Zhou +2

National University of Defense Technology China

Multi-Hop QA Adversarial Attacks Agentic RAG RAG Security

Jul 6, 2026cs.CL

MIRAGE: Defending Long-Form RAG Against Misinformation Pollution

Retrieval-Augmented Generation (RAG) improves factuality by grounding LLMs in external evidence, but real-world retrieval is often polluted: semantically relevant passages may contain subtle misinformation, misleading framings, or fabrications. We introduce MIRAGE, a training-free, model-agnostic defense for long-form RAG. MIRAGE builds an NLI-based cross-document claim graph and applies a Defended-Claims Gate to either condition generation on a consistent, multi-source supported subset or to block retrieval and answer parametrically. We also release a minimal-edit pollution protocol spanning four perturbation families (Unambiguous, Conflicting, Misleading, Fabricated) to construct matched clean, mixed, and fully polluted evaluation regimes. Across four long-form QA benchmarks and multiple commercial and open-weight LLMs, pollution severely degrades vanilla RAG, while MIRAGE consistently restores factuality under mixed and fully polluted evidence and outperforms prior robust-RAG methods. Our implementation and datasets are available at https://github.com/SaadElDine/MIRAGE.

Saadeldine Eletter, Ruihong Zeng, Yuxia Wang +3

Mohamed bin Zayed University of Artificial Intelligence (MBZUAI) · INSAIT, Sofia University St. Kliment Ohridski

RAG Poisoning Attacks Retrieval Robustness RAG Security RAG Evaluation RAG Robustness

Jul 4, 2026cs.CR

A Failure-Mode Benchmark for Polymorphic Sybil Poisoning in RAG

We release a benchmark and failure-mode-aware evaluation framework for grounded QA under coordinated retrieval poisoning. The framework partitions reader outputs into four mutually exclusive categories (\emph{gold}, \emph{hijack}, \emph{abstention}, \emph{drift}), with instance-level paired clean-to-poison transition matrices and a Forced Exposure protocol isolating reader-side conflict resolution from retrieval variance. We introduce \emph{polymorphic sybil poisoning}, a coordinated attack class in which

S

lexically diverse passages jointly support an attacker-chosen target while evading lexical near-duplicate filters that fully detect monomorphic baselines (capturing the residual 14.2% with E5 cosine raises false-positive rate 9

\times

on legitimate same-topic pairs). A monomorphic-polymorphic ablation under Forced Exposure isolates the diversity dimension and reveals a

+

18.8pp hijack amplification (95% paired bootstrap CI

[+15.4, +22.4]

,

B{=}5{,}000

): monomorphic copies register only 4.0% as hijack while polymorphic surface diversity recovers 22.8% -- a 5.7

\times

amplification of the ASR-visible attack channel. ASR alone treats every non-target output identically; under attack, abstention and drift together hold 47-66% of output mass, unmonitored by ASR+ACC, and two readers at nearly identical ASR (within 0.2pp) differ by 16.5pp on abstention and 17.2pp on drift -- failure profiles invisible to ASR. We release the frozen benchmark (3{,}145 questions, 2{,}982 retained sybil groups;

S{=}6

chosen to dominate top-10 retrieval slots, §\ref{sec:setup}), the official four-way evaluator, paired-transition utilities, and the Forced Exposure harness across five readers (7B-120B), two retrievers, and two cross-validation datasets (TriviaQA, 2Wiki), under CC~~BY-SA~~4.0 (data) and MIT (software); release information in §\ref{sec:release}.

Donghyun Lee, Juntae Kim

Dongguk University · Department of Computer Engineering Dongguk University Seoul, Republic of Korea

RAG Poisoning Attacks RAG Security RAG Evaluation

Jun 30, 2026cs.CR

A Lifecycle and Application-Stack Survey of Large Language Model Vulnerabilities: Attacks, Risks, Defenses, and Open Problems

Large language models are no longer only text generators. They are increasingly embedded in retrieval pipelines, enterprise assistants, coding environments, robotic systems, security-operation workflows, and autonomous agents that can read private data, call tools, write files, execute code, and act across organizational boundaries. This shift changes the security problem: risks do not arise from the model weights alone, but from the full lifecycle and application stack through which data, prompts, model outputs, tools, memories, and user authority interact. This paper systematizes the literature on vulnerabilities in large language model systems through a lifecycle and application-stack lens. We organize attacks across eight stages: data collection, pretraining, post-training alignment, model packaging and supply chain, retrieval and memory, prompting and inference, tool/agent execution, and deployment/maintenance. For each stage, we analyze attacker capabilities, affected security objectives, representative attacks, practical risks, evaluation practices, and defenses. We further map LLM-specific vulnerabilities to confidentiality, integrity, availability, safety, privacy, fairness, accountability, and agency-control objectives. Unlike taxonomies that list isolated attack names, the proposed systematization emphasizes where trust boundaries fail, how untrusted data becomes executable instruction, how delegated authority amplifies model errors, and why point defenses rarely compose. We close with a research agenda for secure LLM systems, including compositional security, provenance-aware retrieval, tool-call containment, long-horizon agent evaluation, privacy-preserving adaptation, realistic red teaming, and deployment-grade incident response.

Seyed Bagher Hashemi Natanzi, Bo Tang

Department of Electrical and Computer Engineering, Worcester Polytechnic Institute, Worcester, MA, USA

AI Agent Security LLM Security Prompt Injection Attacks RAG Security

Jun 25, 2026cs.CR

MIRROR: Novelty-Constrained Memory-Guided MCTS Red-Teaming for Agentic RAG

Multimodal agentic retrieval-augmented generation (RAG) systems expand the attack surface beyond prompt injection to include text poisoning, image injection, direct-query attacks, and orchestrator-level tool manipulation. Existing red-teaming approaches are typically surface-specific and often recycle known attack templates; on text-poisoning benchmarks we measure 73-84% exact duplication. We present MIRROR, a unified cross-surface framework that performs memory-guided Monte Carlo tree search while conditioning candidate generation on retrieved context under an explicit novelty constraint. A deterministic Novelty Gate rejects any candidate matching the retrieval set under normalized comparison, allowing retrieval to inform search priors without enabling prompt copying. Across four attack surfaces on a multimodal agentic RAG target, MIRROR attains 76% ASR on image poisoning compared with 52% for baselines, 97% ASR on orchestrator attacks at half the query cost, and the lowest cross-surface variance (coefficient of variation 0.47). In contrast, specialized baselines collapse across surfaces: suffix optimization reaches 79% ASR on text poisoning but 1% on direct queries. We release ART-SafeBench with 41,815 in-package records and runtime adapters yielding 41,991+ total records across four surfaces.

Inderjeet Singh, Andrés Murillo, Motoyoshi Sekiya +2

Fujitsu Research of Europe, United Kingdom · Fujitsu Limited, Japan

Multimodal RAG Tool-Augmented Language Model Agents RAG Poisoning Attacks LLM Red Teaming Monte Carlo Tree Search AI Agent Security Benchmarks+2

Jun 24, 2026cs.CR

Tracing Target Answers in Poisoned Retrieval Corpora via Token Influence Attribution

Retrieval-Augmented Generation (RAG) systems are vulnerable to corpus poisoning attacks that manipulate model outputs through malicious retrieved documents. Existing detection methods typically rely on auxiliary classifiers or additional LLM-based verification, introducing substantial computational overhead. We present TRACE, a lightweight detection framework that identifies poisoning attacks by tracing answer-related tokens through token influence attribution. TRACE first discovers recurrent high-influence keywords across retrieved documents and then performs a secondary verification to confirm their influence on model predictions. Experiments on three QA benchmarks and six LLMs demonstrate strong detection performance while simultaneously uncovering attacker-specified target answers.

Yan-Lun Chen, Pin-Yu Chen, Chia-Mu Yu +3

National Yang Ming Chiao Tung University · IBM Research · Hon Hai Research Institute

RAG Poisoning Attacks RAG Security

Jun 24, 2026cs.CR

Security and Privacy in Retrieval-Augmented Generation: Architectures, Threats, Defenses, and Future Directions for Building Trustworthy Systems

Retrieval-Augmented Generation (RAG) has emerged as a dominant paradigm for enhancing large language models with external knowledge. By coupling retrieval mechanisms with generative models, RAG systems improve factual grounding and adaptability across domains. However, integrating retrieval pipelines introduces new security and privacy risks that extend beyond conventional language modeling threats. Sensitive information may be exposed through retrieval indices, query logs, context construction, or federated updates, while adversarial manipulation of knowledge bases can undermine trust in generated outputs. This survey provides a comprehensive examination of privacy and security challenges across RAG systems deployed in centralized, on-device (Micro-RAG), federated, and hybrid paradigms. We present a unified taxonomy of threat surfaces spanning the retrieval, context construction, and generation stages and systematically analyze attack classes, including membership inference, index inference, poisoning, gradient leakage, and collusion. We further review architectural, algorithmic, and cryptographic defenses, highlighting privacy-utility trade-offs and deployment considerations. Finally, we outline open research challenges toward building trustworthy, secure, and resilient RAG systems for real-world applications.

Balamurugan Palanisamy, G S S Chalapathi, Vikas Hassija +1

Department of Electrical and Electronics Engineering Birla Institute of Technology and Science, Pilani, Pilani Campus Vidya Vihar, Pilani, Rajasthan 333031, India · Department of Computer Engineering, KIIT University Bhubaneshwar, Odisha 751024, India · Quantum Cloud Computing and Distributed Systems (qCLOUDS) Laboratory Department of Computing and Information Systems The University of Melbourne, Melbourne, Australia

Retrieval-Augmented Generation Privacy-Preserving Language Models RAG Poisoning Attacks RAG Security

Jun 23, 2026cs.CL

Privacy-Preserving RAG via Multi-Agent Semantic Rewriting: Achieving Confidentiality Without Compromising Contextual Fidelity

Retrieval-Augmented Generation enhances large language models by incorporating external knowledge, but deploying it in sensitive scenarios risks privacy leakage via malicious prompts. To address this, we propose a multi-agent framework that sanitizes retrieved content through semantic rewriting. By employing three specialized agents for privacy extraction, semantic analysis, and reconstruction, our approach collaboratively removes sensitive identifiers while preserving the semantic core. We evaluate the framework on the ChatDoctor and Wiki-PII datasets across six large language models. Experimental results demonstrate a significant reduction in privacy leakage under targeted attacks. For instance, we reduced targeted information exposure in LLaMA-3-8B from 144 instances in the baseline to just 1. Furthermore, we maintain strong contextual fidelity with a BLEU-1 score of 0.122, outperforming the existing SAGE method's 0.117. Finally, the framework operates as an asynchronous preprocessing module, introducing no additional latency to online inference, as all rewriting is executed as a one-time offline preprocessing step. To promote reproducibility, the source code of this work is publicly available at https://github.com/foursoils/Privacy-Preserving-RAG.

Yuanhe Zhao, Tianyu Zhang, Huafei Xing +3

School of Control and Computer Engineering, North China Electric Power University, Beijing, 102206, China · Department of Computer & Information Science & Engineering, University of Florida, Gainesville, Florida, 32611, USA · NLP2CT Lab, Department of Computer and Information Science, University of Macau, Macao, 999078, Macao SAR +1

Retrieval-Augmented Generation Privacy Leakage in Language Models RAG Security

Jun 20, 2026cs.CR

$π$ -RAG: Oblivious Retrieval via Semantic Quantization and Transcendental Addressing for Large Language Models

This paper introduces

π

-RAG, a novel architecture for oblivious retrieval that decouples Large Language Models (LLMs) from sensitive data storage without sacrificing semantic understanding. Traditional Retrieval-Augmented Generation (RAG) architectures expose raw vector embeddings to potential inversion attacks and nondeterministic retrieval failures. To address this, we utilize the digits of

π

as a source of transcendental entropy, creating an immutable indirection layer between the LLM and private records. The value

π

provides immutability, is uneditable and math governs it. The architecture also introduces a Semantic Quantization Layer. This layer projects user inputs onto a pre-computed manifold of Canonical Intent Centroids. RAG performs vector cosine similarity but here it maps the centroids to deterministic offsets via cryptographic salt. The resulting

π

-key is a pointer to standardized payload from the actual datastore. By replacing direct access to the datastore via LLM with this transcendental layer,

π

-RAG mathematically guarantees that the inference remains oblivious to the data. This architecture unifies deterministic randomness, auditability, and differential privacy, demonstrating high efficacy for high-compliance sectors such as finance and healthcare.

Aniket Wattamwar, Mrunal Kakirwar

Privacy-Preserving Language Models RAG Security

Jun 17, 2026cs.CR

A Layered Security Framework Against Prompt Injection in RAG-Based Chatbots

Prompt injection is ranked as the most critical vulnerability in large language model (LLM) deployments by the OWASP Top 10 for LLM Applications, yet existing defenses operate at isolated pipeline stages and remain incomplete. Input filters cannot inspect retrieved documents, while output monitors cannot prevent malicious payloads from reaching the model. Consequently, retrieval-augmented generation (RAG) chatbots remain vulnerable to indirect injection, where a poisoned knowledge-base document compromises every user whose query retrieves it. We present a three-layer framework that intercepts both direct and indirect prompt injection throughout the inference pipeline. Layer 1 screens user input using a rule-based pattern library and a fine-tuned semantic anomaly classifier. Layer 2 enforces a provenance-based instruction hierarchy during context assembly, preventing retrieved content from overriding operator policy. Layer 3 audits model output using a policy rule engine and semantic drift detector before delivery. A continuous audit loop aggregates structured logs and supports retraining to adapt the classifier to emerging attack patterns. The framework is model-agnostic and deploys as middleware without modifying the underlying LLM. Evaluation on 5,080 samples across GPT-4o, Llama 3, and Mistral 7B shows that the framework reduces Attack Success Rate (ASR) from 71.4% to 11.3%, outperforming the best single-layer baseline by 27.3 percentage points and a published guardrail system by 23.8 percentage points, while maintaining a 4.8% false positive rate and a median latency overhead of 61.2 ms. Ablation studies confirm that all three layers provide complementary protection and that their combined effect exceeds the sum of individual contributions.

Gulshan Saleem, Nisar Ahmed, Muhammad Imran Zaman +1

Sparkverse AI Ltd, Bradford, 100190, West Yorkshire, England, UK

LLM Guardrails Indirect Prompt Injection Prompt Injection Defense RAG Security Prompt Injection Attacks on LLMs Prompt Injection Attacks on AI Agents+1

Jun 16, 2026cs.CR

Ghost Vectors: Soft-Deleted Embeddings Remain Reconstructible in HNSW Vector Databases

Retrieval-augmented generation (RAG) allows large language models to access external and private corpora for factual, domain-specific responses. Modern RAG pipelines use hierarchical navigable small world (HNSW) vector databases for efficient similarity search. When a user requests data deletion, the systems typically only mark the record as deleted, leaving the embedding on disk physically unchanged. This soft-delete operation raises compliance concerns under data-erasure and retention requirements such as GDPR Article 17 and HIPAA. Analysis on three HNSW implementations confirms that deleted vectors remain physically recoverable by accessing the raw index files at the storage layer, bypassing API access. Using the Vec2Text inversion model without domain-specific fine-tuning, we show this vulnerability on multiple real-world datasets and data modalities. On Wikipedia biographical living persons dataset (BLP), we successfully recover 25.5% of exact person names and 46.4% of geographic locations (ROUGE-L 0.185). Recovery reaches 100% for both patient age and gender markers (ROUGE-L 0.290) on highly structured, sensitive data (NIH Synthea dataset). On soft-deleted image embeddings, we show 100% tissue classification on histopathology patches (p=1.02e-07) and top-1 identity recovery reaches 99% on facial embeddings (p<0.01). This work introduces Epoch Key Rotation, which encrypts vectors and discards the key upon deletion. Epoch key rotation reduces observed PII recovery to 0% and completes in 2.5 ms for 500 deleted vectors (approximately 0.005 ms/record). Additionally, it generates an ECDSA-signed cryptographic proof as an auditable record of the deletion event.

Chandranil Chakraborttii, Jackeline García Alvarado, Sitora Abdulofizova +1

Trinity College, USA

Cybersecurity Privacy-Preserving ML RAG Security