RAG Security
RAG: Retrieval-Augmented Generation
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7 papers in the last four weeks, up 17% on the four weeks before. 0.1% of all new papers.
Latest papers 74
Injecting malicious knowledge into retrieval-augmented generation (RAG) systems can manipulate retrieved evidence and mislead downstream generation, posing a serious security threat for AI applications. Existing RAG injection attacks mainly rely on manipulating external knowledge bases, such as crafting malicious corpus. However, the synthetic text crafted by such data-centric methods could be detectable, leading to the failure of attacks. Beyond corpus manipulation, open-source retrievers are increasingly exposing RAG systems to model-centric attacks. In this paper, we propose conflict-aware retriever editing, i.e., CAREATTACK, a model-centric retriever attack framework for malicious knowledge injection in RAG. Specifically, CAREATTACK consists two stages of conflict-aware retriever editing and attack-preserving anchor repair. Conflict-aware retriever editing adapts efficient closed-form parameter editing to the dense retrieval model, promoting malicious knowledge above benign competing passages and resolving potential parameter conflicts through graph-based conflict detection and parameter editing projection. Then, attack-preserving anchor repair performs lightweight calibration on the edited retriever to further eliminate the impact on non-target prompts while preserving the attack effectiveness for target prompts. We instantiate CAREATTACK on Qwen3-Embedding-0.6B and BGE-M3, and conduct evaluation on three benchmark datasets. Experimental results demonstrate our method substantially promote malicious passages into the retrieved knowledge of RAG systems and can perform attacks for batches of target prompts and passages, given the access of retrieval model parameters. Since most RAG systems are built upon open-source retrieval models, this work reveals a practical attack surface in RAG systems. Codes are public accessible at https://anonymous.4open.science/r/CareAttack-3F1C.
PARSE: Provenance-Aware Retrieval Sanitization for Professional Domain LLM Agents
Prompt injection defenses evaluated on synthetic benchmarks do not generalize to real enterprise documents, which are longer, denser, and interleave legitimate authority language with factual content. We demonstrate this gap with a real-document benchmark of 122 tasks across five professional domains (financial, legal, medical, scientific, DevOps) using actual SEC filings, Federal Register rules, PubMed abstracts, arXiv papers, and GitHub postmortems. Paraphrasing, the strongest defense on synthetic benchmarks, shows no statistically significant attack success rate reduction on real documents (p=0.500) while degrading utility from 91.8% to 82.8%. We introduce PARSE (Provenance-Aware Retrieval Sanitization), a domain-aware, fact-preserving sanitization pipeline that classifies each sentence by injection likelihood, extracts structured facts before rewriting, and verifies fact preservation via a consistency-checking loop. A directiveness gate routes 59% of real enterprise documents to a lightweight path, concentrating computational cost on high-risk documents. PARSE achieves 15.6% attack success rate -- a 38% reduction versus the 25.4% baseline -- at 86.9% utility, the only condition that is both statistically significant (p=0.014, adequately powered) and maintains near-baseline utility. Practitioners should evaluate defenses on domain-matched real documents, not synthetic proxies.
One Polluted Page Is Enough: Evaluating Web Content Pollution in Generative Recommenders
Search-augmented LLMs increasingly mediate everyday consumer recommendations by retrieving live web content. This creates a new risk: generative recommenders may consume polluted web content, such as fake reviews and promotional pages crafted to mislead recommendations. We ask: to what extent do search-augmented LLMs become unwitting promoters of fake products when consuming polluted retrieval results? To answer this, we introduce FORGE (Fake Online Recommendations in Generative Environments), a benchmark for measuring fake-product promotion under controlled web-content pollution. Given an upstream search result, FORGE locally rewrites real products in retrieved web pages into fake ones to simulate web-content pollution, and measures how often the LLM recommends the fake product. FORGE covers 225 real-world products across 15 categories and 5 consumer scenarios. Across 12 commercial and open-weights LLMs, all models are vulnerable: a single polluted page yields fooled rates of up to 27%, while the full top-3 replacement raises this to 73.8%. Vulnerability varies substantially across categories, increasing when models lack stable prior knowledge of the relevant products. Reasoning does not mitigate this vulnerability; instead, it often generates spurious social proof to justify false recommendations. We evaluate three defenses: skepticism prompting and consensus filtering (over model priors or cross-document evidence). Skepticism can exacerbate vulnerability, much like reasoning, while filtering risks suppressing legitimate products. We release FORGE at https://github.com/leoluolol/forge-benchmark.
SMSR: Certified Defence Against Runtime Memory Poisoning in Persistent LLM Agent Systems
Retrieval-augmented generation (RAG) agents increasingly run with persistent memory that accumulates across user sessions. This creates a new attack surface: an adversary interacting only through normal channels can inject crafted memories that, once retrieved, steer the agent's responses for future users, without touching model weights or code. We call this Multi-Session Memory Poisoning (MSMP) and show that no existing defence certifies against it; static-corpus defences (RobustRAG, ReliabilityRAG) assume a fixed knowledge base, and heuristic filters are bypassed by fluent enterprise-style text. We present Signed Memory with Smoothed Retrieval (SMSR), the first defence with a certified robustness bound for this setting. Component 1 adds HMAC-SHA256 provenance at write time, blocking unsigned injection. Component 2 applies randomised memory ablation with verdict-based majority voting at query time, bounding the influence of authenticated adversaries. We prove that no provenance-free retrieval-time filter can certify against adaptive injection, derive a hypergeometric certificate for Component 2, and formalise the Consistent Minority Effect, whereby a consistent adversarial answer wins string-based voting as a numerical minority while verdict-based voting removes it. Across 15 enterprise scenarios (3,150 repeated trials), Component 1 cuts attack success from 93-100% to 0% for all unsigned variants. For an authenticated adversary with a single injection, Component 2 holds success to 8.0% (95% CI [5.8, 10.9], n=450), below the certified worst case. In an end-to-end query-only attack where the agent itself writes the poison rather than it being pre-seeded, SMSR reduces success from 65.3% to 5.3% (n=150, non-overlapping CIs) on a live agent stack. Clean-query utility is 90% (Component 1) and 85% (combined).
When Poison Fails After Retrieval: Revisiting Corpus Poisoning under Chunking and Reranking Pipelines
Retrieval-Augmented Generation (RAG) systems are vulnerable to corpus poisoning attacks that manipulate downstream model outputs through malicious knowledge injection. Existing studies mainly evaluate poisoning under simplified retrieval settings, overlooking practical RAG pipelines involving document chunking, dense retrieval, reranking, and grounded generation. In this paper, we revisit corpus poisoning under realistic multi-stage retrieval pipelines and show that many existing attacks substantially degrade after reranking despite achieving high retrieval-stage relevance. We identify retrieval granularity mismatch as a key reason for this failure: document-level adversarial signals are often fragmented during chunking, while rerankers favor locally coherent and answer-bearing passages rather than globally optimized semantic similarity. Based on this observation, we propose Chunk-aware and Rerank-Consistent Poisoning (CRCP), a poisoning framework that jointly optimizes retrieval relevance, reranker consistency, and chunk-boundary robustness. CRCP explicitly models chunking transformations during optimization to generate locally self-contained adversarial passages that remain effective under varying chunking configurations. Experiments on standard RAG benchmarks with multiple retrievers and rerankers show that existing poisoning methods are highly sensitive to chunk size and reranking strategies, whereas CRCP achieves substantially higher attack success rates and stronger robustness across realistic retrieval pipelines. Our findings highlight an important realism gap in current RAG security evaluation and suggest that poisoning in modern RAG systems should be studied as a multi-stage retrieval consistency problem rather than a retrieval-only problem.
Document-Authored Control-Signal Impersonation: A Low-Cost Indirect Prompt Attack on RAG Safety Boundaries
Retrieval-augmented generation (RAG) systems often serialize user queries, retrieved documents, metadata, system labels, and task instructions into one natural-language prompt. We study a source-authority boundary failure in this design: attacker-authored retrieved text can impersonate metadata, provenance, authority, or disclosure-policy signals that appear control-relevant to the model. We call this pattern Document-Authored Control-Signal Impersonation (DACSI). DACSI is a non-imperative, metadata-like payload subclass within indirect prompt injection. Its central lesson is simple: document-authored labels are data, not policy. Command-style injection asks the model to ignore, override, or violate policy; DACSI asks whether untrusted document text can be misattributed as an authorized control signal when RAG prompt rendering collapses trusted and untrusted text into the same natural-language channel. We evaluate DACSI across six model settings, prompt-pressure levels, injection baselines, signal taxonomies, RAG-mediated pipelines, system-control probes, a source-authority attribution probe, and synthetic canary formats. We interpret the evidence by model regime rather than as six equal replications: DeepSeek V4 Pro and Qwen3.5-397B provide the cleanest positive lift, DeepSeek V4 Flash is a high-susceptibility setting, GPT-5.5 and Gemini 3.1 Pro Low are strong-boundary probes with selected residual risks, and GLM-4.7 is a saturated leakage boundary case. Across these regimes, DACSI warrants separate evaluation because it uses a command-free metadata/provenance/policy surface, follows a RAG-specific source-authority path, and responds to source/channel separation. The source-authority probe is behavioral attribution evidence, not proof of an internal mechanism.
Answer Presence Drives RAG Rewriting Gains
Retrieval-augmented QA pipelines often route retrieved passages through an LLM \emph{rewriter} before a smaller reader, lifting F1 by tens of points on multi-hop benchmarks; this gain is typically credited to improved evidence quality. We ask whether that lift is causally driven by the gold answer string appearing in the rewritten context rather than by curation per se, using a controlled intervention audit. For each rewritten context we re-run the reader after one of four controlled edits to the compile output: removing the gold answer span, replacing a length-matched random non-answer span (placebo), or injecting the gold into rewrites where it was absent (at the prefix or at a midpoint sentence boundary). Across twelve completed (cell, baseline) intervention runs spanning three reader families (Qwen2.5-7B, Qwen3.5-35B, GLM-4.7), two datasets (HotpotQA, 2WikiMultihopQA), and three compiler arrangements (MA-only, MB-only, MAverify), removing the gold answer drops reader F1 by to points beyond the length-matched placebo on paired \texttt{answer-in-compile} strata, and prepending the gold into rewrites that lacked it raises F1 by to points in of (cell, baseline) combinations. A companion five-sentinel audit shows the conventional single-\texttt{[MASK]} probe is itself sentinel-fragile: on 2Wiki it reports a ~F1 ``non-leakage residual'' that flips to to ~F1 under four alternative sentinels and fails an equivalence test for three of those four (~pass). We do not propose a new rewriter or mitigation; we release the intervention runner and the sentinel panel so that other rewriter-gain claims can be tested against the same standard.
Inference Cost Attacks for Retrieval-Augmented Large Language Models
Retrieval-Augmented Generation (RAG)-enhanced LLM systems, while powerful, introduce substantial inference costs due to the inclusion of an extra multi-stage pipeline that dynamically retrieves and synthesizes information from external knowledge sources. This high operational cost exposes a critical vulnerability to Inference Cost Attacks (ICAs). However, existing ICAs often rely on the impractical assumption of direct prompt manipulation. We argue that a more feasible and potent threat to RAG-enhanced LLM systems arises from poisoning external knowledge bases (e.g., web knowledge from the Internet). In this work, we introduce the Retrieval-Augmented Inference Cost Attack (RA-ICA), a novel attacking paradigm that targets the computational cost of RAG-enhanced LLM systems by injecting malicious documents into external knowledge corpus. To operationalize this attack, we propose Computational Resource Exhaustion via External Poisoning (CREEP), a novel framework that leverages LLM agents to automatically craft malicious documents that are both semantically relevant for retrieval and potent for inducing an abnormal increase in token consumption during the inference phase. To enhance the attack's effectiveness, we introduce Memory-Augmented Group Relative Policy Optimization (MA-GRPO), a novel reinforcement learning algorithm that fine-tunes the agents by learning from a dynamic memory of historical best adversarial documents. Extensive experiments across three real-world datasets demonstrate that RA-ICA increases token consumption by up to 13.12 times with an over 90% success rate, without degrading the integrity of the generated answer.
DiscourseFlip: An Oblique Discourse-Level Opinion Manipulation Attack against Black-box Retrieval-Augmented Generation
Retrieval-Augmented Generation (RAG) systems are widely deployed and increasingly influential, but their reliance on external corpora exposes new security risks from poisoned retrieval content. Existing RAG attacks are largely focusing on individual queries or narrow topic-local query sets, which limits their practical reach and offers limited camouflage in real-world settings. In this paper, we introduce discourse-level opinion manipulation, a new threat model in which coordinated influence across a semantic query network induces opinion shifts over a holistic, multi-topic query space. We formalize this threat in a black-box setting and propose DiscourseFlip, an agentic, graph-guided attack that dynamically allocates a limited poisoning budget to maximize discourse-level opinion deviation. Extensive experiments demonstrate that DiscourseFlip consistently induces targeted opinion shifts across the contextualized query network and significantly outperforms existing baselines in terms of coverage and effectiveness. User studies further confirm that DiscourseFlip is effective while remaining well camouflaged from user detection. Moreover, systematic analyses show that existing mitigation strategies are ineffective against discourse-level manipulation, underscoring the urgent need for more robust and adaptive defenses to address discourse-level vulnerabilities.
Relevance as a Vulnerability: How Web Retrieval Degrades Safety Alignment in LLM Agents
AI agents augment large language models with external tools such as web retrieval, enabling grounded and up-to-date responses. However, incorporating external content into the generation pipeline can weaken the safety alignment mechanisms that govern model outputs. Prior work shows that enabling retrieval in agents increases compliance with harmful requests. We introduce AgentREVEAL, a diagnostic framework for analyzing retrieval-induced safety degradation in LLM agents. The framework examines two axes: how retrieval is integrated into the agent pipeline and the properties of the retrieved content. Along the integration axis, we find that binding tool invocation and response generation in a single step amplifies harmful outputs. Along the content axis, we uncover the Safe Source Paradox: even oppositional or safety-oriented sources, such as pages containing warnings or risk disclaimers, can increase harmful compliance by an average of 25% compared to the no-retrieval baseline. Finally, we show that relevance acts as a shared activation condition for both vulnerabilities. Similar patterns appear on frontier closed models, and harmful compliance remains elevated under several representative pipeline interventions, with some agents also entering this regime under autonomous retrieval. Because relevance is also what makes retrieval useful, these results expose a safety-utility trade-off for retrieval-enabled agents. We introduce HarmURLBench, a benchmark containing 1,405 real-world URLs paired with 320 harmful behaviors to support future evaluations.
GraphSteal: Structural Knowledge Stealing from Graph RAG via Traversal Reconstruction
Retrieval-Augmented Generation (RAG) enhances LLMs by grounding generation in query-relevant external evidence. Beyond unstructured text corpora, Graph RAG integrates knowledge graphs into the retrieval pipeline, enabling LLMs to access entities, relations, and multi-hop dependencies encoded in structured knowledge. However, the same structured knowledge that empowers Graph RAG also creates a new privacy attack surface. We demonstrate that Graph RAG systems can be turned into structural oracles: through adaptive black-box interactions, an adversary can elicit sufficient relational evidence to reconstruct substantial portions of the hidden knowledge graph. We propose a structure-oriented reconstruction framework that recovers targeted graphs from both local and global perspectives. Specifically, Depth-Wise Heuristic Search extracts fine-grained node attributes by recursively expanding entity-centered evidence, while Breadth-Wise Diffusion Search infers graph topology by propagating across relation-induced neighborhoods. Experiments on generic and healthcare scenarios demonstrate that our method can recover over 90% of the original knowledge graph from representative Graph RAG systems, revealing sensitive entities, relations, and structural dependencies with high fidelity. Existing guradrails provide limited defense against our attack, highlighting the inherent difficulty of safeguarding structural privacy in Graph RAG pipelines.
A Wolf in Sheep's Clothing: Targeted Routing Hijacking in Federated RAG
Federated Retrieval-Augmented Generation (FedRAG) is attractive for privacy-sensitive applications because raw data remain local. As a result, routing must rely on client-provided semantic profiles, creating a new opportunity for manipulation. We introduce Routing Hijacking, a routing-stage attack in which a malicious client forges its profile to attract target queries despite having irrelevant underlying data. We show that this vulnerability is severe. Across three representative FedRAG routing architectures, Routing Hijacking consistently misroutes target queries and leads to downstream disruptions and failures, including missing evidence, poisoning, incorrect answers, and hallucinations. In a high-stakes MedQA-USMLE case study, we further show that poisoned retrieved evidence can mislead models across scales, leading to incorrect answers, hallucinations, and sycophantic failures. Existing defenses do not close this gap: encrypted routing preserves the exploited ranking, and Byzantine-robust Federated Learning (FL) rules transfer poorly to heterogeneous routing profiles. To address this gap, we propose a trust-aware post-routing framework that reweights clients using returned-evidence feedback, including retrieval relevance, profile consistency, and cross-client agreement; online experiments show that it suppresses persistent hijacking over recurring queries and transfers to a learned neural router. Our findings establish routing integrity as a new security challenge in FedRAG and highlight the need for stronger defenses for secure federated retrieval.
SilentRetrieval: Hijacking Retrieval-Augmented Generation via Semantically-Preserving Adversarial Data Poisoning
Retrieval-Augmented Generation (RAG) mitigates LLM hallucinations but introduces a critical vulnerability: corpus integrity. We present SilentRetrieval, a two-stage data poisoning attack that hijacks RAG systems through adversarially crafted yet fluent documents. Stage 1 uses Coordinated Beam Search, a multi-token joint optimization method with a fluency-similarity objective, to keep a poisoned host document retrievable while constraining perplexity. Stage 2 uses Context-Adaptive Trigger Generation, a lightweight trigger-fusion step driven by a frozen LLM, to integrate manipulation triggers into document content. Under a one-poisoned-document-per-query evaluation with synthetic target answers, SilentRetrieval achieves 84.6%/81.3% HR@10 and 57.5%/54.8% ASR-LLM on Natural Questions and MS MARCO, while maintaining near-benign perplexity. Cross-model evaluation across four target LLMs shows nontrivial effectiveness under a fixed trigger generator, and transfer tests against unseen retrievers, including ColBERT and commercial embedding models, yield 64.7% average HR@10 under the same injected-corpus protocol. In a sampled Wikipedia-scale evaluation, SilentRetrieval retains 74.2% HR@10 at a 0.016% poisoning ratio. Combined retrieval-side and generation-side defenses reduce attack success substantially but incur a latency trade-off. Human evaluation shows substantially lower flag rates than disfluent baselines, while remaining numerically more suspicious than benign content at the current sample size.
Grounded Cache Routing for Retrieval-Augmented Generation: When Is It Safe to Reuse an Answer?
Modern retrieval-augmented generation(RAG) deployments increasingly rely on caching to reduce token cost and time-to-first-token(TTFT). Prefix-level KV reuse is now standard in serving stacks such as vLLM, and chunk-level and position-independent reuse have been pushed further by recent systems(RAGCache, TurboRAG, CacheBlend, EPIC, ContextPilot, PCR, LMCache). Output-level semantic answer caches, by contrast, remain fragile: similar prompts can map to different correct answers, retrieved evidence drifts as the corpus is updated, and adversarial collision attacks have been shown to hijack cached responses. We argue that the right framing for cached answer reuse is not how to reuse faster but when reuse is safe. We propose GroundedCache, an evidence-validated cache router that admits a cached answer only when 4 cheap gates simultaneously hold: query similarity, retrieved-evidence overlap, source-version validity, and lexical (or judge-based) support of the cached answer by the freshly retrieved evidence. We build a six-regime workload that stress-tests cache safety rather than only hit rate, and introduce an operator-facing metric, the unsafe-served rate (USR), fraction of all queries that received a wrong cached answer. Across 2 datasets and 12,000 real-LLM generations(Qwen2.5-7B-Instruct on vLLM with Automatic Prefix Caching), GroundedCache drives USR to 0.0% on every HotpotQA regime(vs. 15-35% under naive caching) and to 1.5% on mtRAG document drift(vs. 51.5%), a 34x reduction on the design-point adversarial regime and 3-10x reductions across the other mtRAG regimes, while end-to-end p50 latency stays within 1.04-1.07x of a no-cache RAG baseline. A per-gate ablation isolates the lexical support gate as the load-bearing safety mechanism on both datasets, with the remaining gates providing defense-in-depth at near-zero cost. We release the implementation, workload, and evaluation harness.
Detecting Is Not Resolving: The Monitoring Control Gap in Retrieval Augmented LLMs
Retrieval-augmented LLMs are deployed for tasks where evidence quality determines action safety, yet evaluation protocols assume that single-turn robustness predicts robustness when evidence accumulates across turns. We show this assumption is fundamentally incorrect. Models exhibit a monitoring-control gap: they readily acknowledge contradictory evidence, yet this awareness fails to constrain their final recommendations - detecting epistemic conflict does not imply resolving it safely. Through a multi-turn document accumulation protocol across four model families (1.5B-32B parameters) and over 50,000 turn-level evaluations, we demonstrate that single-turn diagnostics systematically overestimate RAG safety, that contradiction acknowledgement is uncorrelated with safe resolution, a pattern corroborated by targeted human validation, and that no universal prompt fix exists. Converging mechanism evidence - hidden-state probing, attention analysis, and response-strategy taxonomy - points to action selection as the most plausible locus of the deficit: danger-relevant information is internally represented and receives enhanced attention during unsafe generation, yet fails to constrain output behavior. The gap between what models recognize and what they do must be measured and closed before retrieval-augmented systems can be trusted in high-stakes settings.
Cordon-MAS: Defending RAG against Knowledge Poisoning via Information-Flow Control
Retrieval-augmented generation (RAG) increasingly underpins high-stakes applications, yet remains vulnerable to Confundo-style poisoning where adversarially optimized documents manipulate generated outputs. Existing defenses assume that detecting poisoned evidence prevents harm. We show this assumption is incorrect: models exhibit a monitoring-control gap -- they can detect contradictions in retrieved evidence yet still act on poisoned claims. We introduce the Cordon Principle -- no agent capable of final synthesis may access untrusted natural-language evidence -- and realize it through CORDON-MAS, a compartmentalized framework that enforces this principle architecturally by separating evidence extraction, cross-source audit, and answer synthesis into agents with asymmetric memory privileges. Across five BEIR datasets, CORDON-MAS reduces attack success rate by 92.4% relative to undefended RAG. This reframes RAG poisoning from a detection problem to an information-flow control problem.
Intelligent Detection and Mitigation of Carpet-Bombing DDoS Attacks in SDN Using Retrieval-Augmented Generation and Large Language Models
Software-Defined Networking (SDN) provides flexible and programmable network management; however, its centralized control architecture remains highly vulnerable to Distributed Denial-of-Service (DDoS) attacks, particularly Carpet-Bombing DDoS attacks that distribute malicious traffic across multiple targets to evade conventional detection mechanisms. In this paper, a Retrieval-Augmented Generation (RAG)-based framework is proposed for real-time detection and mitigation of Carpet-Bombing DDoS attacks in SDN environments. The proposed framework combines interface-level traffic features representation, semantic embedding generation, FAISS-based similarity retrieval, and Large Language Model (LLM)-driven contextual inference to classify traffic behavior without requiring conventional supervised model training or retraining. To evaluate the effectiveness of the proposed framework, extensive experiments were conducted under multiple Carpet-Bombing DDoS attack scenarios with different attack intensities. In addition, two traffic representation strategies, namely structured JSON-based representation and natural language-based representation (NLR), were investigated using multiple state-of-the-art LLMs. The experimental results demonstrate that the proposed framework achieved highly accurate and stable attack detection performance, while the framework configuration utilizing the Gemma-4-31B-IT model achieved the strongest overall detection results. Furthermore, real-time experiments confirmed the capability of the proposed framework to rapidly detect and mitigate Carpet-Bombing DDoS attacks while maintaining stable SDN network operation. The obtained results highlight the effectiveness of integrating RAG mechanisms with LLM for intelligent and adaptive SDN security analysis.
Auditing Privacy in Multi-Tenant RAG under Account Collusion
Multi-tenant RAG services often treat the account as the privacy boundary: each account receives an -DP retrieval guarantee against the tenant index. We show that this framing understates leakage under same-index account collusion. For Gaussian noise-then-select retrieval, coordinated same-tenant accounts compose to joint leakage , not ; we give a matching membership-inference attack and validate the predicted AUC trend in scalar, top-, trained-embedder, and production-scale HNSW settings. We then give a verifier-runnable audit protocol that attests noise-then-select retrieval and reports for coalitions up to a declared cap , without disclosing the index or changing the retrieval decision rule. The claim is retrieval-channel only: generation-channel leakage and adversarially robust coalition-size estimation are complementary audit predicates.
Mental Damage: Caption Poisoning Attacks on Retrieval-Augmented Text-to-Music Generation
Retrieval-augmented text-to-music (TTM) systems augment underspecified user prompts using captions retrieved from a music caption dataset. This design introduces an integrity dependency on the music knowledge database. We show that an attacker can poison the database by injecting a small number of crafted music captions, causing the system to retrieve malicious captions that bias prompt augmentation and steer generation away from the user's intended function, without modifying the user prompt, retriever, or generator. To achieve the music caption poisoning attack, we propose a dual-layer caption poisoning strategy that preserves high-level retrieval anchors while injecting low-level acoustic descriptors to steer prompt augmentation and downstream music generation toward an attacker-chosen target intent. In a MusicCaps knowledge database, CLAP retriever, and MusicGen pipeline, poisoned generations move substantially closer to the attacker's target, while remaining comparably aligned with the original user query. These results expose a practical integrity risk for retrieval-augmented creative AI systems. Our demo can be found at: https://yizhu-wen.github.io/Mental-Damage/
Privacy Policy Enforcement Guardrails for Data-Sensitive Retrieval-Augmented Generation
Standard PII filters often miss contextual data leakage in RAG systems, such as non-regulated attribute clusters that collectively identify individuals. We introduce a Privacy Policy Enforcement (PPE) framework using dual one-class density estimators with fused text embeddings and a calibrated abstain region for out-of-distribution inputs. Using an axis-stratified, multi-LLM synthetic data pipeline across medicine, finance, and law, we found that traditional Gaussian Mixture baselines fail on borderline-safe stress tests by focusing on linguistic register rather than content. Our proposed T3+OCSVM detector, trained on safe and borderline-safe data, achieves a borderline AUROC of 0.93+ while reducing false positives by 44-55 percentage points and maintaining millisecond latency. Compared to supervised MLP classifiers or 14B-parameter LLM judges, our framework offers superior operational suitability, as the former suffers from high abstention rates and the latter from latency and calibration issues. This methodology provides a robust stress-testing standard for any synthetic-data-trained classifier.
VectorSmuggle: Steganographic Exfiltration in Embedding Stores and a Cryptographic Provenance Defense
Modern retrieval-augmented generation (RAG) systems convert sensitive content into high-dimensional embeddings and store them in vector databases that treat the resulting numerical artifacts as opaque. Major vector-store products do not provide native controls for embedding integrity, ingestion-time distributional anomaly detection, or cryptographic provenance attestation. We show this opens a class of steganographic exfiltration attacks: an attacker with write access to the ingestion pipeline can hide payload data inside embeddings using simple post-embedding perturbations (noise injection, rotation, scaling, offset, fragmentation, and combinations thereof) while preserving the surface-level retrieval behavior the RAG system exposes to legitimate users. We evaluate these techniques across a synthetic-PII corpus on text-embedding-3-large, four locally hosted open embedding models, a cross-corpus replication on BEIR NFCorpus and a Quora subset (over 26,000 chunks combined), seven vector-store configurations, an adaptive-attacker variant of the detector evaluation, and a paraphrased-query retrieval benchmark. Distribution-shifting perturbations are often caught by simple anomaly detectors; small-angle orthogonal rotation defeats distribution-based detection across every (model, corpus) pair tested. A disjoint-Givens rotation encoder gives a closed-form per-vector capacity ceiling of floor(d/2) * b bits, but real embedding manifolds impose a capacity-detectability trade-off, and the retrieval-preserving operating point sits well below it. We propose VectorPin, a cryptographic provenance protocol that pins each embedding to its source content and producing model via an Ed25519 signature over a canonical byte representation. Any post-embedding modification breaks signature verification. Embedding-level integrity is a deployable, standardizable control that closes this attack class.
RUBEN: Rule-Based Explanations for Retrieval-Augmented LLM Systems
This paper demonstrates RUBEN, an interactive tool for discovering minimal rules to explain the outputs of retrieval-augmented large language models (LLMs) in data-driven applications. We leverage novel pruning strategies to efficiently identify a minimal set of rules that subsume all others. We further demonstrate novel applications of these rules for LLM safety, specifically to test the resiliency of safety training and effectiveness of adversarial prompt injections.
Knowledge Poisoning Attacks on Medical Multi-Modal Retrieval-Augmented Generation
Retrieval-augmented generation (RAG) is a widely adopted paradigm for enhancing LLMs in medical applications by incorporating expert multimodal knowledge during generation. However, the underlying retrieval databases may naturally contain, or be intentionally injected with, adversarial knowledge, which can perturb model outputs and undermine system reliability. To investigate this risk, prior studies have explored knowledge poisoning attacks in medical RAG systems. Nevertheless, most of them rely on the strong assumption that adversaries possess prior knowledge of user queries, which is unrealistic in deployments and substantially limits their practical applicability. In this paper, we propose M\textsuperscript{3}Att, a knowledge-poisoning framework designed for medical multimodal RAG systems, assuming only limited distribution knowledge of the underlying database. Our core idea is to inject covert misinformation into textual data while using paired visual data as a query-agnostic trigger to promote retrieval. We first propose a unified framework that introduces imperceptible perturbations to visual inputs to manipulate retrieval probabilities. Besides, due to the prior medical knowledge in LLMs, naively poisoned medical content with explicit factual errors can be corrected during generation. Thus, we leverage the inherent ambiguity of medical diagnosis and design a covert misinformation injection strategy that degrades diagnostic accuracy while evading model self-correction. Experiments on five LLMs and datasets demonstrate that M\textsuperscript{3}Att consistently produces clinically plausible yet incorrect generations. Codes: https://github.com/ypr17/M3Att.
Defense effectiveness across architectural layers: a mechanistic evaluation of persistent memory attacks on stateful LLM agents
Persistent memory in LLM agents creates an attack surface that production safety classifiers do not observe: the payload enters via RAG retrieval and persists across sessions via tool-mediated memory. We evaluate six defenses across four architectural layers against delayed-trigger attacks on nine open-source models (5,040 runs, N=40 per condition). Five of six defenses fail: input-level filters never see the payload (it enters via RAG, not user input); retrieval-level classifiers observe it but cannot distinguish compliance-framed injection from legitimate policy; instruction-level hardening is overridden by the stored rule's compliance framing. Only tool-gating at the memory layer (Memory Sandbox) reduces ASR to 0% for eight of nine models, with zero utility cost. A reasoning model inverts this defense via goal-directed RAG fallback, a mechanism that replicates cross-family on Bedrock. A reasoning-mode ablation reveals a double dissociation: no single sandbox implementation is safe across both reasoning and non-reasoning model classes. We resolve this with a content-layer proof-of-concept (RATG), validated on non-reasoning models. A loaded-corpus frontier evaluation (21 models, 3 providers, N=40) overturns an initial empty-corpus screen showing 0/210 exfiltrations: that was a threat-model artifact, not model safety. Under realistic conditions, Gemini 3.1 Pro Preview exfiltrates at 95% ASR, GPT-5.1 regresses to 22.5% relative to GPT-5 (5%), and Anthropic blocks at the injection layer (0-17.5% storage, 0% ASR). Nearly all OpenAI and Gemini models store the rule at 100% regardless of execution resistance, creating supply-chain risk in shared-memory deployments. Defense effectiveness is determined by architectural layer and reasoning capability, not classifier quality.
PRA-RAG: Provably Robust Aggregation in Retrieval-Augmented Generation against Retrieval Corruption
Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, effectively mitigating their inherent knowledge limitations. However, RAG remains vulnerable to poisoning attacks that manipulate retrieved texts to mislead model outputs. Existing defense mechanisms often lack theoretical robustness guarantees and perform unreliably when the LLM has limited knowledge of the retrieved content. In this work, we propose PRA-RAG, a provably robust retrieval aggregation algorithm designed to defend against poisoning attacks on retrieved texts. PRA-RAG samples multiple combinations of retrieved texts and utilizes geometric structures in the embedding space to identify a robust subset, from which a stable aggregated representation is derived. We provide theoretical bounds on the maximum impact of poisoned retrieved content and establish a quantitative measure of RAG's robustness. Experiments across multiple benchmarks and RAG architectures demonstrate that PRA-RAG reduces the attack success rate to as low as 1% while maintaining an accuracy of 71%, significantly outperforming representative state-of-the-art methods.
LeakDojo: Decoding the Leakage Threats of RAG Systems
Retrieval-Augmented Generation (RAG) enables large language models (LLMs) to leverage external knowledge, but also exposes valuable RAG databases to leakage attacks. As RAG systems grow more complex and LLMs exhibit stronger instruction-following capabilities, existing studies fall short of systematically assessing RAG leakage risks. We present LeakDojo, a configurable framework for controlled evaluation of RAG leakage. Using LeakDojo, we benchmark six existing attacks across fourteen LLMs, four datasets, and diverse RAG systems. Our study reveals that (1) query generation and adversarial instructions contribute independently to leakage, with overall leakage well approximated by their product; (2) stronger instruction-following capability correlates with higher leakage risk; and (3) improvements in RAG faithfulness can introduce increased leakage risk. These findings provide actionable insights for understanding and mitigating RAG leakage in practice. Our codebase is available at https://github.com/yeasen-z/LeakDojo.
Architecture Matters: Comparing RAG Systems under Knowledge Base Poisoning
Retrieval-Augmented Generation (RAG) systems are vulnerable to knowledge base poisoning, yet existing attacks have been evaluated almost exclusively against vanilla retrieve-then-generate pipelines. Architectures designed to handle conflicting retrieved information - multi-agent debate, agentic retrieval, recursive language models - remain untested against adversarially optimized contradictions. We evaluate four RAG architectures (vanilla RAG, agentic RAG, MADAM-RAG, and Recursive Language Models) under controlled single-document (N=1) poisoning on 921 Natural Questions QA pairs, comparing a clean baseline, naive injection, and CorruptRAG-AK - an adversarial attack whose meta-epistemic framing targets credibility assessment. Architecture is a high-impact variable in adversarial robustness: under CorruptRAG-AK, attack success rates range from 81.9% (vanilla) to 24.4% (RLM) - a spread of nearly 58 percentage points across architectures with comparable clean accuracy (~92%). Decomposing this gap, once the poisoned document is retrieved, adversarial framing - not retrieval optimization - drives the majority of CorruptRAG-AK's advantage for three of four architectures, localizing the cross-architecture vulnerability at the content-reasoning stage. Our MADAM-RAG reimplementation shows the highest apparent contradiction detection rate, though our LLM judge over-identifies this behavior (~48.5% precision), so reported rates are upper bounds. Regardless of detection, MADAM-RAG cannot resolve contradictions reliably, producing a 41.4% non-answer rate even on clean inputs - though implementation divergences from the original may contribute. We introduce a seven-category behavioral taxonomy capturing contradiction detection, hedging, and failure modes beyond binary accuracy. Code, data, and analysis notebooks are publicly available.
Privacy Without Losing Place: A Paradigm for Private Retrieval in Spatial RAGs
This work introduces PAS -- Privacy Anchor Substitution, a structured mechanism for enabling user location privacy in spatial retrieval-augmented generation (RAG) systems. Unlike conventional differential privacy methods that directly perturb user locations, PAS represents location with relative anchor encoding consisting of an anchor, direction bin, and distance bin, allowing seamless integration with modern RAG pipelines. We evaluate PAS on a synthetic urban dataset and show that it achieves impressive coarse privacy guarantees, with approximately 370-400m adversarial location error, while retaining more than half of the baseline retrieval performance. Despite the slight drop in retrieval performance, the downstream generation quality under PAS remains comparatively robust, indicating that large language models can compensate for imperfect spatial retrieval. Furthermore, we provide empirical analysis showing that PAS exhibits non-monotonic privacy-utility relationship with respect to privacy parameters. We attribute this to geometric bias induced by anchor discretization, making it different from continuous noise mechanisms such as geo-indistinguishability. Our results show that structured spatial representations offer a practical approach to privacy in location based reasoning in RAG systems.
Securing the Agent: Vendor-Neutral, Multitenant Enterprise Retrieval and Tool Use
Retrieval-Augmented Generation (RAG) and agentic AI systems are increasingly prevalent in enterprise AI deployments. However, real enterprise environments introduce challenges largely absent from academic treatments and consumer-facing APIs: multiple tenants with heterogeneous data, strict access-control requirements, regulatory compliance, and cost pressures that demand shared infrastructure. A fundamental problem underlies existing RAG architectures in these settings: retrieval systems rank documents by relevance--whether through semantic similarity, keyword matching, or hybrid approaches--not by authorization, so a query from one tenant can surface another tenant's confidential data simply because it scores highest. We formalize this gap and analyze additional shortcomings--including tool-mediated disclosure, context accumulation across turns, and client-side orchestration bypass--that arise when agentic systems conflate relevance with authorization. To address these challenges, we introduce a layered isolation architecture combining policy-aware ingestion, retrieval-time gating, and shared inference, enforced through server-side agentic orchestration. This approach centralizes security-critical operations--tool execution authorization, state isolation, and policy enforcement--on the server, creating natural enforcement points for multitenant isolation while allowing client-side frameworks to retain control over agent composition and latency-sensitive operations. We validate the proposed architecture through an open-source implementation in OGX, a vendor-neutral framework that implements an OpenAI-compatible, open-source Responses API with server-side multi-turn orchestration. We evaluate it empirically and show that ABAC gating eliminates cross-tenant leakage while introducing negligible overhead.
MEMSAD: Gradient-Coupled Anomaly Detection for Memory Poisoning in Retrieval-Augmented Agents
Persistent external memory enables LLM agents to maintain context across sessions, yet its security properties remain formally uncharacterized. We formalize memory poisoning attacks on retrieval-augmented agents as a Stackelberg game with a unified evaluation framework spanning three attack classes with escalating access assumptions. Correcting an evaluation protocol inconsistency in the triggered-query specification of Chen et al. (2024), we show faithful evaluation increases measured attack success by (ASR-R: ). Our primary contribution is MEMSAD (Semantic Anomaly Detection), a calibration-based defense grounded in a gradient coupling theorem: under encoder regularity, the anomaly score gradient and the retrieval objective gradient are provably identical, so any continuous perturbation that reduces detection risk necessarily degrades retrieval rank. This coupling yields a certified detection radius guaranteeing correct classification regardless of adversary strategy. We prove minimax optimality via Le Cam's method, showing any threshold detector requires calibration samples and MEMSAD achieves this up to factors. We further derive online regret bounds for rolling calibration at rate , and formally characterize a discrete synonym-invariance loophole that marks the boundary of what continuous-space defenses can guarantee. Experiments on a attack-defense matrix with bootstrap confidence intervals, Bonferroni-corrected hypothesis tests, and Clopper-Pearson validation () confirm: composite defenses achieve TPR , FPR across all attacks, while synonym substitution evades detection at ASR-R , exposing a gap existing embedding-based defenses cannot close.