eess.SYApr 5, 2026

Optimization-Free Constrained Control with Guaranteed Recursive Feasibility: A CBF-Based Reference Governor Approach

Authors: Satoshi Nakano, Emanuele Garone, Gennaro Notomista

Organizations: Department of Engineering, Nagoya Institute of Technology, 466-8555 Aichi, Japan · Department of Control Engineering and System Analysis, Universite Libre de Bruxelles, 1050 Brussels, Belgium · Department of Electrical and Computer Engineering, University of Waterloo, ON N2L 3G1, Canada

Abstract

This letter presents a constrained control framework that integrates Explicit Reference Governors (ERG) with Control Barrier Functions (CBF) to ensure recursive feasibility without online optimization. We formulate the reference update as a virtual control input for an augmented system, governed by a smooth barrier function constructed from the softmin aggregation of Dynamic Safety Margins (DSMs). Unlike standard CBF formulations, the proposed method guarantees the feasibility of safety constraints by design, exploiting the forward invariance properties of the underlying Lyapunov level sets. This allows for the derivation of an explicit, closed-form reference update law that strictly enforces safety while minimizing deviation from a nominal reference trajectory. Theoretical results confirm asymptotic convergence, and numerical simulations demonstrate that the proposed method achieves performance comparable to traditional ERG frameworks.

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