LLM Safety

LLM: Large Language Model

Overview

LLM safety studies how models can avoid harmful assistance, manipulation, privacy violations, and unreliable advice while still helping with legitimate requests. Approaches include safety training and data filtering, inference-time guardrails and steering, output monitoring, and mechanistic methods that probe or edit internal representations. Benchmarks increasingly test jailbreaks across languages and modalities, long conversations, tool use, and high-stakes settings such as health and cybersecurity. A central challenge is maintaining robustness against adaptive attacks and changing contexts without causing over-refusal or sacrificing utility.

Latest papers

442 papers68 papers in the last four weeks, up 70% on the four weeks before. 0.4% of all new papers.

Apr 17, 2026

TWGuard: A Case Study of LLM Safety Guardrails for Localized Linguistic Contexts

Safety guardrails have become an active area of research in AI safety, aimed at ensuring the appropriate behavior of large language models (LLMs). However, existing research lacks consideration of nuances across linguistic and cultural contexts, resulting in a gap between reported performance and in-the-wild effectiveness. To address this issue, this paper proposes an approach to optimize guardrail models for a designated linguistic context by leveraging a curated dataset tailored to local linguistic characteristics, targeting the Taiwan linguistic context as a representative example of localized deployment challenges. The proposed approach yields TWGuard, a linguistic context-optimized guardrail model that achieves a huge gain (+0.289 in F1) compared to the foundation model and significantly outperforms the strongest baseline in practical use (-0.037 in false positive rate, a 94.9% reduction). Together, this work lays a foundation for regional communities to establish AI safety standards grounded in their own linguistic contexts, rather than accepting boundaries imposed by dominant languages. The inadequacy of the latter is reconfirmed by our findings.
Apr 16, 2026

FineSteer: A Unified Framework for Fine-Grained Inference-Time Steering in Large Language Models

Large language models (LLMs) often exhibit undesirable behaviors, such as safety violations and hallucinations. Although inference-time steering offers a cost-effective way to adjust model behavior without updating its parameters, existing methods often fail to be simultaneously effective, utility-preserving, and training-efficient due to their rigid, one-size-fits-all designs and limited adaptability. In this work, we present FineSteer, a novel steering framework that decomposes inference-time steering into two complementary stages: conditional steering and fine-grained vector synthesis, allowing fine-grained control over when and how to steer internal representations. In the first stage, we introduce a Subspace-guided Conditional Steering (SCS) mechanism that preserves model utility by avoiding unnecessary steering. In the second stage, we propose a Mixture-of-Steering-Experts (MoSE) mechanism that captures the multimodal nature of desired steering behaviors and generates query-specific steering vectors for improved effectiveness. Through tailored designs in both SCS and MoSE, FineSteer maintains robust performance on general queries while adaptively optimizing steering vectors for targeted inputs in a training-efficient manner. Extensive experiments on safety and truthfulness benchmarks show that FineSteer outperforms state-of-the-art methods in overall performance, achieving stronger steering performance with minimal utility loss. Code is available at https://github.com/YukinoAsuna/FineSteer
Apr 16, 2026

Segment-Level Coherence for Robust Harmful Intent Probing in LLMs

Large Language Models (LLMs) are increasingly exposed to adaptive jailbreaking, particularly in high-stakes Chemical, Biological, Radiological, and Nuclear (CBRN) domains. Although streaming probes enable real-time monitoring, they still make systematic errors. We identify a core issue: existing methods often rely on a few high-scoring tokens, leading to false alarms when sensitive CBRN terms appear in benign contexts. To address this, we introduce a streaming probing objective that requires multiple evidence tokens to consistently support a prediction, rather than relying on isolated spikes. This encourages more robust detection based on aggregated signals instead of single-token cues. At a fixed 1% false-positive rate, our method improves the true-positive rate by 35.55% relative to strong streaming baselines. We further observe substantial gains in AUROC, even when starting from near-saturated baseline performance (AUROC = 97.40%). We also show that probing Attention or MLP activations consistently outperforms residual-stream features. Finally, even when adversarial fine-tuning enables novel character-level ciphers, harmful intent remains detectable: probes developed for the base LLMs can be applied ``plug-and-play'' to these obfuscated attacks, achieving an AUROC of over 98.85%.
Apr 16, 2026

Bounded Autonomy for Enterprise AI: Typed Action Contracts and Consumer-Side Execution

Large language models are increasingly used as natural-language interfaces to enterprise software, but their direct use as system operators remains unsafe. Model errors can propagate into unauthorized actions, malformed requests, cross-workspace execution, and other costly failures. We argue this is primarily an execution architecture problem. We present a bounded-autonomy architecture in which language models may interpret intent and propose actions, but all executable behavior is constrained by typed action contracts, permission-aware capability exposure, scoped context, validation before side effects, consumer-side execution boundaries, and optional human approval. The enterprise application remains the source of truth for business logic and authorization, while the orchestration engine operates over an explicit published actions manifest. We evaluate the architecture in a deployed multi-tenant enterprise application across three conditions: manual operation, unconstrained AI with safety layers disabled, and full bounded autonomy. Across 25 scenario trials spanning seven failure families, the bounded-autonomy system completed 23 of 25 tasks with zero unsafe executions, while the unconstrained configuration completed only 17 of 25. Two wrong-entity mutations escaped all consumer-contributed layers; only disambiguation and confirmation mechanisms intercept this class. Both AI conditions delivered 13-18x speedup over manual operation. Critically, removing safety layers made the system less useful: structured validation feedback guided the model to correct outcomes in fewer turns, while the unconstrained system hallucinated success. Several safety properties are structurally enforced by code and intercepted all targeted violations regardless of model output. The result is a practical, deployed architecture for making imperfect language models operationally useful in enterprise systems.
Apr 16, 2026

CausalDetox: Causal Head Selection and Intervention for Language Model Detoxification

Large language models (LLMs) frequently generate toxic content, posing significant risks for safe deployment. Current mitigation strategies often degrade generation quality or require costly human annotation. We propose CAUSALDETOX, a framework that identifies and intervenes on the specific attention heads causally responsible for toxic generation. Using the Probability of Necessity and Sufficiency (PNS), we isolate a minimal set of heads that are necessary and sufficient for toxicity. We utilize these components via two complementary strategies: (1) Local Inference-Time Intervention, which constructs dynamic, input-specific steering vectors for context-aware detoxification, and (2) PNS-Guided Fine-Tuning, which permanently unlearns toxic representations. We also introduce PARATOX, a novel benchmark of aligned toxic/non-toxic sentence pairs enabling controlled counterfactual evaluation. Experiments on ToxiGen, ImplicitHate, and ParaDetox show that CAUSALDETOX achieves up to 5.34% greater toxicity reduction compared to baselines while preserving linguistic fluency, and offers a 7x speedup in head selection.
Apr 15, 2026

A Multi-Domain Red Teaming Framework for Safety, Robustness, and Fairness Evaluation of Medical Large Language Models

Large language models (LLMs) are increasingly deployed across healthcare, yet existing benchmarks fail to capture model behavior under adversarial or ethically complex conditions common in clinical practice. We developed a multi-domain red teaming framework evaluating eleven contemporary LLMs across 690 clinically grounded scenarios spanning nine domains and over 150 subcategories. Scenarios incorporated adversarial transformations, and responses were assessed using a seven-dimension rubric with LLM-assisted scoring and human-in-the-loop validation. Results revealed substantial performance variance, with mean scores ranging from 0.791 to 0.984. Critically, several high-performing systems produced complete failures in individual safety-critical scenarios, demonstrating that aggregate accuracy masks clinically meaningful risk. The highest-performing systems (X-BAI, GPT-5, Claude Opus 4.1) achieved scores above 0.97 with low variance, while performance varied significantly across domains. Equity-related tasks showed 10-20% error amplification with demographic modifications, and human reviewers identified clinically relevant failures missed by automated evaluation. Our findings demonstrate that performance variance and worst-case failures provide more clinically meaningful reliability indicators than mean accuracy alone, and that hybrid evaluation approaches combining automation with clinician oversight are essential for credible safety assessment.
Apr 14, 2026

HazardArena: Evaluating Semantic Safety in Vision-Language-Action Models

Vision-Language-Action (VLA) models inherit rich world knowledge from vision-language backbones and acquire executable skills from action demonstrations. Yet current evaluations primarily measure task completion, leaving the semantic safety of learned action policies underexplored. This gap creates a critical vulnerability: a policy may execute the intended action correctly while producing unsafe outcomes when the surrounding visual-linguistic context changes. We present HazardArena, a benchmark for stress-testing semantic safety in VLA systems. Its core design is a set of safe/unsafe twin scenarios: paired environments with matched objects, layouts, and action requirements, but different semantic risk contexts. This controlled contrast isolates safety judgment from motor capability and directly tests whether a VLA can recognize when an otherwise valid action becomes hazardous. HazardArena includes over 2,000 assets and 51 risk-sensitive tasks across seven safety categories grounded in robotic safety standards. Across four representative VLA backbones, we observe a consistent and alarming pattern: safe-only fine-tuning improves benign task success while also increasing hazardous execution on matched unsafe scenarios. Physical-world experiments confirm that this failure transfers beyond simulation. These results show that stronger action execution does not imply safer behavior, and motivate semantic-risk-aware evaluation and enforcement as first-class requirements for real-world VLA deployment. Code released at https://github.com/HazardArena-Team/HazardArena ; updated code availability information.
Apr 14, 2026

Preventing Safety Drift in Large Language Models via Coupled Weight and Activation Constraints

Safety alignment in Large Language Models (LLMs) remains highly fragile during fine-tuning, where even benign adaptation can degrade pre-trained refusal behaviors and enable harmful responses. Existing defenses typically constrain either weights or activations in isolation, without considering their coupled effects on safety. In this paper, we first theoretically demonstrate that constraining either weights or activations alone is insufficient for safety preservation. To robustly preserve safety alignment, we propose Coupled Weight and Activation Constraints (CWAC), a novel approach that simultaneously enforces a precomputed safety subspace on weight updates and applies targeted regularization to safety-critical features identified by sparse autoencoders. Extensive experiments across four widely used LLMs and diverse downstream tasks show that CWAC consistently achieves the lowest harmful scores with minimal impact on fine-tuning accuracy, substantially outperforming strong baselines even under high harmful data ratios.
Apr 14, 2026

Compiling Activation Steering into Weights via Null-Space Constraints for Stealthy Backdoors

Safety-aligned large language models (LLMs) are increasingly deployed in real-world pipelines, yet this deployment also enlarges the supply-chain attack surface: adversaries can distribute backdoored checkpoints that behave normally under standard evaluation but jailbreak when a hidden trigger is present. Recent post-hoc weight-editing methods offer an efficient approach to injecting such backdoors by directly modifying model weights to map a trigger to an attacker-specified response. However, existing methods typically optimize a token-level mapping that forces an affirmative prefix (e.g., ``Sure''), which does not guarantee sustained harmful output -- the model may begin with apparent agreement yet revert to safety-aligned refusal within a few decoding steps. We address this reliability gap by shifting the backdoor objective from surface tokens to internal representations. We extract a steering vector that captures the difference between compliant and refusal behaviors, and compile it into a persistent weight modification that activates only when the trigger is present. To preserve stealthiness and benign utility, we impose a null-space constraint so that the injected edit remains dormant on clean inputs. The method is efficient, requiring only a small set of examples and admitting a closed-form solution. Across multiple safety-aligned LLMs and jailbreak benchmarks, our method achieves high triggered attack success while maintaining non-triggered safety and general utility.
Apr 13, 2026

Why Do Large Language Models Generate Harmful Content?

Large Language Models (LLMs) have been shown to generate harmful content. However, the underlying causes of such behavior remain under explored. We propose a causal mediation analysis-based approach to identify the causal factors responsible for harmful generation. Our method performs a multi-granular analysis across model layers, modules (MLP and attention blocks), and individual neurons. Extensive experiments on state-of-the-art LLMs indicate that harmful generation arises in the later layers of the model, results primarily from failures in MLP blocks rather than attention blocks, and is associated with neurons that act as a gating mechanism for harmful generation. The results indicate that the early layers in the model are used for a contextual understanding of harmfulness in a prompt, which is then propagated through the model, to generate harmfulness in the late layers, as well as a signal indicating harmfulness through MLP blocks. This is then further propagated to the last layer of the model, specifically to a sparse set of neurons, which receives the signal and determines the generation of harmful content accordingly.
Apr 13, 2026

Persona Non Grata: Single-Method Safety Evaluation Is Incomplete for Persona-Imbued LLMs

Personality imbuing customizes LLM behavior, but safety evaluations almost always study prompt-based personas alone. We show this is incomplete: prompting and activation steering expose different, architecture-dependent vulnerability profiles, and testing with only one method can miss a model's dominant failure mode. Across 5,568 judged conditions on four standard models from three architecture families, persona danger rankings under system prompting are preserved across all architectures (ρ=0.71ρ= 0.71--0.960.96), but activation-steering vulnerability diverges sharply and cannot be predicted from prompt-side rankings: Llama-3.1-8B is substantially more AS-vulnerable, whereas Gemma-3-27B and Qwen3.5 are more vulnerable to prompting. The most striking illustration of this divergence is the prosocial persona paradox: on Llama-3.1-8B, P12 (high conscientiousness + high agreeableness) is among the safest personas under prompting yet becomes the highest-ASR activation-steered persona (ASR ~0.818). This is an inversion robust to coefficient ablation and matched-strength calibration, and replicated on DeepSeek-R1-Distill-Qwen-32B. A trait refusal alignment framework, in which conscientiousness is strongly anti-aligned with refusal on Llama-3.1-8B, offers a partial geometric account. Reasoning provides only partial protection: two 32B reasoning models reach 15--18% prompt-side ASR, and activation steering separates them sharply in both baseline susceptibility and persona-specific vulnerability. Heuristic trace diagnostics suggest that the safer model retains stronger policy recall and self-correction behavior, not merely longer reasoning.
Apr 11, 2026

Jailbreaking the Matrix: Nullspace Steering for Controlled Model Subversion

Large language models remain vulnerable to jailbreak attacks -- inputs designed to bypass safety mechanisms and elicit harmful responses -- despite advances in alignment and instruction tuning. We propose Head-Masked Nullspace Steering (HMNS), a circuit-level intervention that (i) identifies attention heads most causally responsible for a model's default behavior, (ii) suppresses their write paths via targeted column masking, and (iii) injects a perturbation constrained to the orthogonal complement of the muted subspace. HMNS operates in a closed-loop detection-intervention cycle, re-identifying causal heads and reapplying interventions across multiple decoding attempts. Across multiple jailbreak benchmarks, strong safety defenses, and widely used language models, HMNS attains state-of-the-art attack success rates with fewer queries than prior methods. Ablations confirm that nullspace-constrained injection, residual norm scaling, and iterative re-identification are key to its effectiveness. To our knowledge, this is the first jailbreak method to leverage geometry-aware, interpretability-informed interventions, highlighting a new paradigm for controlled model steering and adversarial safety circumvention.
Apr 10, 2026

Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types

Large language models remain vulnerable to jailbreaks that elicit harmful responses, yet the mechanism behind harmful response generation is poorly understood. Here, we investigate how this capability is organized within model parameters. We identify and prune parameters that specifically support harmful compliance, providing a direct mechanistic analysis at the parameter level. We find that this capability depends on a sparse set of critical parameters: pruning these parameters substantially reduces harmful compliance while causing only limited degradation in benign capabilities, suggesting that key components of harmful generation are separable from those of general utility. Parameters identified from one harm category also reduce harmful responses in others, indicating components shared across harm types. This separability appears primarily in aligned models, suggesting that alignment training internally reshapes the harmful response mechanism even when behavioral safeguards remain brittle. We further show that harmful response generation is dissociable from the ability to recognize and reason about harmfulness. Finally, we extend our analysis to emergent misalignment and identify a sparse set of parameters contributing to it, with substantial sharing across fine-tuning domains. Together, these results reveal a consistent parameter-level organization underlying unsafe behaviors and point toward more principled interventions for improving model safety.
Apr 10, 2026

Conflicts Make Large Reasoning Models Vulnerable to Attacks

Large Reasoning Models (LRMs) have achieved remarkable performance across diverse domains, yet their decision-making under conflicting objectives remains insufficiently understood. This work investigates how LRMs respond to harmful queries when confronted with two categories of conflicts: internal conflicts that pit alignment values against each other and dilemmas, which impose mutually contradictory choices, including sacrificial, duress, agent-centered, and social forms. Using over 1,300 prompts across five benchmarks, we evaluate three representative LRMs - Llama-3.1-Nemotron-8B, QwQ-32B, and DeepSeek R1 - and find that conflicts significantly increase attack success rates, even under single-round non-narrative queries without sophisticated auto-attack techniques. Our findings reveal through layerwise and neuron-level analyses that safety-related and functional representations shift and overlap under conflict, interfering with safety-aligned behavior. This study highlights the need for deeper alignment strategies to ensure the robustness and trustworthiness of next-generation reasoning models. Our code is available at https://github.com/DataArcTech/ConflictHarm. Warning: This paper contains inappropriate, offensive and harmful content.
Apr 9, 2026

Silencing the Guardrails: Inference-Time Jailbreaking via Dynamic Contextual Representation Ablation

While Large Language Models (LLMs) have achieved remarkable performance, they remain vulnerable to jailbreak attacks that circumvent safety constraints. Existing strategies, ranging from heuristic prompt engineering to computationally intensive optimization, often face significant trade-offs between effectiveness and efficiency. In this work, we propose Contextual Representation Ablation (CRA), a novel inference-time intervention framework designed to dynamically silence model guardrails. Predicated on the geometric insight that refusal behaviors are mediated by specific low-rank subspaces within the model's hidden states, CRA identifies and suppresses these refusal-inducing activation patterns during decoding without requiring expensive parameter updates or training. Empirical evaluation across multiple safety-aligned open-source LLMs demonstrates that CRA significantly outperforms baselines. These results expose the intrinsic fragility of current alignment mechanisms, revealing that safety constraints can be surgically ablated from internal representations, and underscore the urgent need for more robust defenses that secure the model's latent space.
Apr 7, 2026

Exclusive Unlearning

When introducing Large Language Models (LLMs) into industrial applications, such as healthcare and education, the risk of generating harmful content becomes a significant challenge. While existing machine unlearning methods can erase specific harmful knowledge and expressions, diverse harmful content makes comprehensive removal difficult. In this study, instead of individually listing targets for forgetting, we propose Exclusive Unlearning (EU), which aims for broad harm removal by extensively forgetting everything except for the knowledge and expressions we wish to retain. We demonstrate that through Exclusive Unlearning, it is possible to obtain a model that ensures safety against a wide range of inputs, including jailbreaks, while maintaining the ability to respond to diverse instructions related to specific domains such as medicine and mathematics.
Apr 7, 2026

CareGuardAI: Context-Aware Multi-Agent Guardrails for Clinical Safety & Hallucination Mitigation in Patient-Facing LLMs

Integrating large language models (LLMs) into patient-facing healthcare systems offers significant potential to improve access to medical information. However, ensuring clinical safety and factual reliability remains a critical challenge. In practice, AI-generated responses may be conditionally correct yet medically inappropriate, as models often fail to interpret patient context and tend to produce agreeable responses rather than challenge unsafe assumptions. Unlike clinicians, who infer risk from incomplete information, LLMs frequently lack contextual awareness. Moreover, real-world patient interactions are open-ended and underspecified, unlike structured benchmark settings. We present CareGuardAI, a risk-aware safety framework for patient-facing medical question answering that addresses two key failure modes: clinical safety risk and hallucination risk. The framework introduces Clinical Safety Risk Assessment (SRA), inspired by ISO 14971, and Hallucination Risk Assessment (HRA) to evaluate medical risk and factual reliability. At inference time, CareGuardAI employs a multi-stage pipeline consisting of a controller agent, safety-constrained generation, and dual risk evaluation, followed by iterative refinement when necessary. Responses are released only when both SRA and HRA are less than or equal to 2, ensuring clinically acceptable outputs with bounded latency. We evaluate CareGuardAI on PatientSafeBench, MedSafetyBench, and MedHallu, covering both safety and hallucination detection. Across these benchmarks, the framework consistently outperforms strong baseline models, including GPT-4o-mini, demonstrating the importance of context-aware, risk-based, inference-time safety mechanisms for reliable deployment in healthcare.
Apr 7, 2026

The Role of Emotional Stimuli and Intensity in Shaping Large Language Model Behavior

Emotional prompting - the use of specific emotional diction in prompt engineering - has shown increasing promise in improving large language model (LLM) performance, truthfulness, and responsibility. However these studies have been limited to single types of positive emotional stimuli and have not considered varying degrees of emotion intensity in their analyses. In this paper, we explore the effects of four distinct emotions - joy, encouragement, anger, and insecurity - in emotional prompting and evaluate them on accuracy, sycophancy, and toxicity. We develop a prompt-generation pipeline with GPT-4o mini to create a suite of LLM and human-generated prompts with varying intensities across the four emotions. Then, we compile a "Gold Dataset" of prompts where human and model labels align. Our empirical evaluation on LLM behavior suggests that positive emotional stimuli lead to more accurate and less toxic results, but also increase sycophantic behavior.
Apr 7, 2026

From Retinal Evidence to Safe Decisions: RETINA-SAFE and ECRT for Hallucination Risk Triage in Medical LLMs

Hallucinations in medical large language models (LLMs) remain a safety-critical issue, particularly when available evidence is insufficient or conflicting. We study this problem in diabetic retinopathy (DR) decision settings and introduce RETINA-SAFE, an evidence-grounded benchmark aligned with retinal grading records, comprising 12,522 samples. RETINA-SAFE is organized into three evidence-relation tasks: E-Align (evidence-consistent), E-Conflict (evidence-conflicting), and E-Gap (evidence-insufficient). We further propose ECRT (Evidence-Conditioned Risk Triage), a two-stage white-box detection framework: Stage 1 performs Safe/Unsafe risk triage, and Stage 2 refines unsafe cases into contradiction-driven versus evidence-gap risks. ECRT leverages internal representation and logit shifts under CTX/NOCTX conditions, with class-balanced training for robust learning. Under evidence-grouped (not patient-disjoint) splits across multiple backbones, ECRT provides strong Stage-1 risk triage and explicit subtype attribution, improves Stage-1 balanced accuracy by +0.15 to +0.19 over external uncertainty and self-consistency baselines and by +0.02 to +0.07 over the strongest adapted supervised baseline, and consistently exceeds a single-stage white-box ablation on Stage-1 balanced accuracy. These findings support white-box internal signals grounded in retinal evidence as a practical route to interpretable medical LLM risk triage.
Apr 6, 2026

Gradient-Controlled Decoding: A Safety Guardrail for LLMs with Dual-Anchor Steering

Large language models (LLMs) remain susceptible to jailbreak and direct prompt-injection attacks, yet the strongest defensive filters frequently over-refuse benign queries and degrade user experience. Previous work on jailbreak and prompt injection detection such as GradSafe, detects unsafe prompts with a single "accept all" anchor token, but its threshold is brittle and it offers no deterministic guarantee that harmful content will not be emitted once decoding begins. We introduce Gradient-Controlled Decoding (GCD), a training-free guardrail that combines an acceptance anchor token ("Sure") and refusal anchor token ("Sorry") tightening the decision boundary and significantly lowering false positives. In the mitigation stage, if a prompt is flagged, GCD preset-injects one or two refusal tokens ("Sorry, I can't...") before autoregressive decoding resumes, guaranteeing first-token safety regardless of sampling strategy. On ToxicChat, XSTest-v2, and AdvBench, GCD reduces false positives by 52% vs. GradSafe at comparable recall, lowers attack success rate by up to 10% vs. the strongest decoding-only baseline, adds under 15-20 ms latency on an average on V100 instances, transfers to LLaMA-2-7B, Mixtral-8x7B, and Qwen-2-7B, and requires only 20 demonstration templates.
Apr 6, 2026

Do No Harm: Exposing Hidden Vulnerabilities of LLMs via Persona-based Client Simulation Attack in Psychological Counseling

The increasing use of large language models (LLMs) in mental healthcare raises safety concerns in high-stakes therapeutic interactions. A key challenge is distinguishing therapeutic empathy from maladaptive validation, where supportive responses may inadvertently reinforce harmful beliefs or behaviors in multi-turn conversations. This risk is largely overlooked by existing red-teaming frameworks, which focus mainly on generic harms or optimization-based attacks. To address this gap, we introduce Personality-based Client Simulation Attack (PCSA), the first red-teaming framework that simulates clients in psychological counseling through coherent, persona-driven client dialogues to expose vulnerabilities in psychological safety alignment. Experiments on seven general and mental health-specialized LLMs show that PCSA substantially outperforms four competitive baselines. Perplexity analysis and human inspection further indicate that PCSA generates more natural and realistic dialogues. Our results reveal that current LLMs remain vulnerable to domain-specific adversarial tactics, providing unauthorized medical advice, reinforcing delusions, and implicitly encouraging risky actions.
Apr 6, 2026

How Alignment Routes: Localizing, Scaling, and Controlling Policy Circuits in Language Models

Models can represent policy-relevant content yet respond differently. We study the policy-routing circuit that turns detection into refusal. Using political censorship and harmful-request refusal as test cases, four-method circuit analyses in Qwen3-8B, Phi-4-mini, and Gemma-2-2B reveal sparse gate-amplifier circuits at architecture-specific locations. An intermediate-layer gate initiates routing, while later, distributed amplifier heads strengthen a refusal-directed signal. The gate is hard to find with direct logit attribution (DLA): in Qwen3-8B, it contributes less than 1% of output DLA. We therefore combine DLA screening, directional intervention, activation interchange, and gate-to-amplifier knockout. Activation interchange identifies upstream trigger candidates, and knockout suppresses a majority of tested later-head contributions in all three models. The gate is an upstream trigger, not a self-contained refusal mechanism; later amplifiers strengthen the signal toward the output. Candidate-head screens in nine additional models from six labs, spanning 2B-72B parameters, nominate similarly localized routing candidates without establishing head-level homology. Policy routing is a sparse, causally structured interface between content detection and aligned behavior that output attribution alone can miss.
Apr 5, 2026

Shorter, but Still Trustworthy? An Empirical Study of Chain-of-Thought Compression

Long chain-of-thought (Long-CoT) reasoning models have motivated a growing body of work on compressing reasoning traces to reduce inference cost, yet existing evaluations focus almost exclusively on task accuracy and token savings. Trustworthiness properties, whether acquired or reinforced through post-training, are encoded in the same parameter space that compression modifies. This means preserving accuracy does not, a priori, guarantee preserving trustworthiness. We conduct the first systematic empirical study of how CoT compression affects model trustworthiness, evaluating multiple models of different scales along three dimensions: safety, hallucination resistance, and multilingual robustness. Under controlled comparisons, we find that CoT compression frequently introduces trustworthiness regressions and that different methods exhibit markedly different degradation profiles across dimensions. To enable fair comparison across bases, we propose a normalized efficiency score for each dimension that reveals how naïve scalar metrics can obscure trustworthiness trade-offs. As an existence proof, we further introduce an alignment-aware DPO variant that reduces CoT length by 19.3% on reasoning benchmarks with substantially smaller trustworthiness loss. Our findings suggest that CoT compression should be optimized not only for efficiency but also for trustworthiness, treating both as equally important design constraints.
Apr 1, 2026

The Silicon Mirror: Dynamic Behavioral Gating for Anti-Sycophancy in LLM Agents

Large Language Models (LLMs) increasingly prioritize user validation over epistemic accuracy - a phenomenon known as sycophancy. We present The Silicon Mirror, an orchestration framework that dynamically detects user persuasion tactics and adjusts AI behavior to maintain factual integrity. Our architecture introduces three components: (1) a Behavioral Access Control (BAC) system that restricts context layer access based on real-time sycophancy risk scores, (2) a Trait Classifier that identifies persuasion tactics across multi-turn dialogues, and (3) a Generator-Critic loop where an auditor vetoes sycophantic drafts and triggers rewrites with "Necessary Friction." In a live evaluation across all 437 TruthfulQA adversarial scenarios, Claude Sonnet 4 exhibits 9.6% baseline sycophancy, reduced to 1.4% by the Silicon Mirror - an 85.7% relative reduction (p < 10^-6, OR = 7.64, Fisher's exact test). Cross-model evaluation on Gemini 2.5 Flash reveals a 46.0% baseline reduced to 14.2% (p < 10^-10, OR = 5.15). We characterize the validation-before-correction pattern as a distinct failure mode of RLHF-trained models.
Mar 30, 2026

Trojan-Speak: Bypassing Constitutional Classifiers with No Jailbreak Tax via Adversarial Finetuning

Fine-tuning APIs offered by major AI providers create new attack surfaces where adversaries can bypass safety measures through targeted fine-tuning. We introduce Trojan-Speak, an adversarial fine-tuning method that bypasses Anthropic's Constitutional Classifiers. Our approach uses curriculum learning combined with GRPO-based hybrid reinforcement learning to teach models a communication protocol that evades LLM-based content classification. Crucially, while prior adversarial fine-tuning approaches report more than 25% capability degradation on reasoning benchmarks, Trojan-Speak incurs less than 5% degradation while achieving 99+% classifier evasion for models with 14B+ parameters. We demonstrate that fine-tuned models can provide detailed responses to expert-level CBRN (Chemical, Biological, Radiological, and Nuclear) queries from Anthropic's Constitutional Classifiers bug-bounty program. Our findings reveal that LLM-based content classifiers alone are insufficient for preventing dangerous information disclosure when adversaries have fine-tuning access, and we show that activation-level probes can substantially improve robustness to such attacks.
Mar 30, 2026

Information-Theoretic Limits of Safety Verification for Self-Improving Systems

Can a safety gate permit unbounded beneficial self-modification while maintaining bounded cumulative risk? We formalize this question through dual conditions -- requiring sum delta_n < infinity (bounded risk) and sum TPR_n = infinity (unbounded utility) -- and establish a theory of their (in)compatibility. Classification impossibility (Theorem 1): For power-law risk schedules delta_n = O(n^{-p}) with p > 1, any classifier-based gate under overlapping safe/unsafe distributions satisfies TPR_n <= C_alpha * delta_n^beta via Holder's inequality, forcing sum TPR_n < infinity. This impossibility is exponent-optimal (Theorem 3). A second independent proof via the NP counting method (Theorem 4) yields a 13% tighter bound without Holder's inequality. Universal finite-horizon ceiling (Theorem 5): For any summable risk schedule, the exact maximum achievable classifier utility is U*(N, B) = N * TPR_NP(B/N), growing as exp(O(sqrt(log N))) -- subpolynomial. At N = 10^6 with budget B = 1.0, a classifier extracts at most U* ~ 87 versus a verifier's ~500,000. Verification escape (Theorem 2): A Lipschitz ball verifier achieves delta = 0 with TPR > 0, escaping the impossibility. Formal Lipschitz bounds for pre-LayerNorm transformers under LoRA enable LLM-scale verification. The separation is strict. We validate on GPT-2 (d_LoRA = 147,456): conditional delta = 0 with TPR = 0.352. Comprehensive empirical validation is in the companion paper [D2].
Mar 29, 2026

Over-Refusal and Representation Subspaces: A Mechanistic Analysis of Task-Conditioned Refusal in Aligned LLMs

Aligned language models that are trained to refuse harmful requests also exhibit over-refusal: they decline safe instructions that seemingly resemble harmful instructions. A natural approach is to ablate the global refusal direction, steering the hidden-state vectors away or towards the harmful-refusal examples, but this corrects over-refusal only incidentally while disrupting the broader refusal mechanism. In this work, we analyse the representational geometry of both refusal types to understand why this happens. We show that harmful-refusal directions are task-agnostic and can be captured by a single global vector, whereas over-refusal directions are task-dependent: they reside within the benign task-representation clusters, vary across tasks, and span a higher-dimensional subspace. Linear probing suggests that the two refusal types are representationally distinct from the early transformer layers. These findings provide a mechanistic explanation of why global direction ablation alone cannot address over-refusal, and establish that task-specific geometric interventions are necessary.
Mar 28, 2026

GUARD-SLM: Token Activation-Based Defense Against Jailbreak Attacks for Small Language Models

Small Language Models (SLMs) are emerging as efficient and economically viable alternatives to Large Language Models (LLMs), offering competitive performance with significantly lower computational costs and latency. These advantages make SLMs suitable for resource-constrained and efficient deployment on edge devices. However, existing jailbreak defenses show limited robustness against heterogeneous attacks, largely due to an incomplete understanding of the internal representations across different layers of language models that facilitate jailbreak behaviors. In this paper, we conduct a comprehensive empirical study on 9 jailbreak attacks across 7 SLMs and 3 LLMs. Our analysis shows that SLMs remain highly vulnerable to malicious prompts that bypass safety alignment. We analyze hidden-layer activations across different layers and model architectures, revealing that different input types form distinguishable patterns in the internal representation space. Based on this observation, we propose GUARD-SLM, a lightweight token activation-based method that operates in the representation space to filter malicious prompts during inference while preserving benign ones. Our findings highlight robustness limitations across layers of language models and provide a practical direction for secure small language model deployment.
Mar 26, 2026

Beyond Content Safety: Real-Time Monitoring for Reasoning Vulnerabilities in Large Language Models

Large language models increasingly rely on explicit chain-of-thought reasoning to solve complex tasks, yet the safety of the reasoning process itself remains largely unaddressed. Existing work focuses predominantly on content safety (i.e., detecting harmful, biased, or factually incorrect outputs), while treating the underlying reasoning chain as an opaque intermediate artifact. We argue that reasoning safety constitutes a fundamental security dimension orthogonal to content safety: the requirement that a model's reasoning trajectory be logically consistent, computationally efficient, and resistant to adversarial manipulation. In this paper, we formalize reasoning safety and introduce a systematic taxonomy of nine unsafe reasoning behaviors. We then conduct a large-scale prevalence study, annotating over 4,000 reasoning chains across benign benchmarks and four state-of-the-art reasoning attacks, empirically demonstrating that all nine error types occur in practice with mechanistically interpretable signatures. To mitigate these threats, we propose the Reasoning Safety Monitor: an external, zero-shot verification framework that runs in parallel with the target LLM. It inspects each reasoning step in real time via a taxonomy-embedded prompt and dispatches an interrupt signal upon detecting unsafe behavior. Extensive evaluations show our monitor achieves up to 87.11% step-level localization accuracy, outperforming hallucination detectors and the best process reward model baselines by a substantial margin. Crucially, the monitor maintains a low false positive rate on correct reasoning paths, operates with negligible latency overhead, and exhibits robust resilience against adaptive adversarial evasion. These findings establish reasoning safety monitoring as a highly feasible and essential component for the secure deployment of large reasoning models.
Mar 25, 2026

When Understanding Becomes a Risk: Authenticity and Safety Risks in the Emerging Image Generation Paradigm

Recently, multimodal large language models (MLLMs) have emerged as a unified paradigm for language and image generation. Compared with diffusion models, MLLMs possess a much stronger capability for semantic understanding, enabling them to process more complex textual inputs and comprehend richer contextual meanings. However, this enhanced semantic ability may also introduce new and potentially greater safety risks. Taking diffusion models as a reference point, we systematically analyze and compare the safety risks of emerging MLLMs along two dimensions: unsafe content generation and fake image synthesis. Across multiple unsafe generation benchmark datasets, we observe that MLLMs tend to generate more unsafe images than diffusion models. This difference partly arises because diffusion models often fail to interpret abstract prompts, producing corrupted outputs, whereas MLLMs can comprehend these prompts and generate unsafe content. For current advanced fake image detectors, MLLM-generated images are also notably harder to identify. Even when detectors are retrained with MLLMs-specific data, they can still be bypassed by simply providing MLLMs with longer and more descriptive inputs. Our measurements indicate that the emerging safety risks of the cutting-edge generative paradigm, MLLMs, have not been sufficiently recognized, posing new challenges to real-world safety.