Retrieval-Augmented Generation

Financial institutions operate under dense, frequently amended rulebooks, and answering a compliance question correctly requires not only fluency but verifiable grounding in the authoritative text. Large language models are attractive for this task, yet the models that firms can realistically deploy on-premise are compact ones, and compact models hallucinate obligations. We study whether a carefully domain-adapted retrieval-augmented generation pipeline closes that gap. Our retriever is built in three stages on top of LegalBERT: entailment tuning that recasts question--passage matching as premise--hypothesis reconstruction, contrastive tuning with in-batch negatives, and score-level fusion with BM25. Our generator is a compact model (2B--12B parameters) served under 4-bit quantization, either prompted or adapted with retrieval-aware fine-tuning (RAFT) through LoRA. On ObliQA, a question-answering benchmark built from the Abu Dhabi Global Market rulebooks, the staged retriever raises Recall@10 from 0.256 to 0.774 and outperforms BM25 (0.678) and E5-large-v2 (0.758), the strongest general-purpose dense encoder we tested. RAFT-LoRA then improves the composite RePASs answer-quality score for every model we could adapt, with the largest gain on the weakest one. However, the adapted models do not transfer to Australian case-law questions, and a closed-book model that receives no passages at all scores within 0.011 RePASs of the full pipeline while producing answers that cite nothing and misstate obligations. The retrieval gain is therefore measured directly, the generation gain is a gain in RePASs rather than demonstrated grounding, and grounding itself requires an evaluation protocol that RePASs does not provide.

Cancer registrars, including Oncology Data Specialists (ODSs), must interpret complex and frequently updated coding and staging standards. We developed CRISS (Cancer Registry Intelligent Support System), a retrieval-augmented generation (RAG) conversational assistant that provides rapid, citation-supported access to registry guidance. This study evaluated whether CRISS could (1) support accurate and citation-supported responses, (2) improve access to and interpretation of relevant guidance, and (3) support training/helpdesk use while preserving human oversight of final abstraction decisions. We built a domain-specific knowledge base from national cancer registry standards, segmented into metadata-tagged passages and indexed as dense embeddings. Retrieved passages were used to generate citation-grounded responses through a large language model (LLM). Open-weight, proprietary, and non-RAG baseline models across Gemini and GPT families were evaluated on easy, medium, and hard registry questions using an LLM-as-a-Judge protocols. RAG configurations consistently outperformed non-RAG approaches, especially as question difficulty increased. Mean grounding scores for RAG were 0.62/0.56/0.59 across easy/medium/hard tiers versus 0.29/0.26/0.29 for non-RAG. RAG models also achieved higher semantic-similarity scores overall. Proprietary RAG models performed strongest on easy and medium questions, while local RAG models ranked highest on hard questions and proprietary models were generally more cautious. Domain-specific RAG improved evidence grounding and response quality for cancer registry questions while enabling citation-supported assistance across complexity levels. CRISS demonstrates the potential of human-centered, citation-grounded AI to support cancer registrars while preserving human oversight for final coding decisions.

Retrieval-augmented generation often relies on multiple retrieved contexts that contain substantial redundancy, motivating context compression to preserve useful information under limited input budgets. Likelihood-based compressors can account for cross-context redundancy through sequential scoring, but this makes evidence scores dependent on context order. We show that permuting the same contexts under an unchanged compressor can substantially change which supporting evidence survives compression. We attribute this sensitivity to information preemption: earlier, partially relevant contexts can absorb credit for shared information, reducing the incremental scores of later, stronger evidence and increasing its risk of removal. Controlled pair-swap interventions provide direct empirical support for this mechanism by showing that placing stronger evidence before overlapping, partially relevant contexts can improve its survival. Based on this insight, we introduce MORSE, a compression-aware method for evidence-preserving context ordering. MORSE uses reverse query likelihood to construct an evidence-first anchor and to evaluate compressed candidate outputs, enabling compression-aware selection among alternative permutations. Across multi-hop Question Answering (QA) benchmarks, compression procedures, budgets, and scoring models, MORSE improves evidence retention over reverse ordering and generally outperforms matched random search, with downstream QA gains. Our code is available at https://github.com/tbn5pj/MORSE_code

Vietnam's Personal Data Protection Law (Law No. 91/2025/QH15) and Decree No. 356/2025/ND-CP, effective January 1, 2026, require organizations to establish and maintain Records of Processing Activities (RoPA). Manual RoPA preparation is labor-intensive, while cloud-hosted large language models (LLMs) may conflict with data-sovereignty requirements. We propose RoPA Manager, a system for automated RoPA information extraction using hybrid retrieval that combines lexical ranking over tsvector, dense-vector search, Reciprocal Rank Fusion (RRF), and locally deployed LLMs. We introduce a Vietnamese RoPA benchmark with 32 organizations, 77 processing activities, 12 field groups, and 4,338 reference values. Evaluation is reported at three distinct levels. The automated scorer, tested on perturbed data without invoking an LLM, achieved F1 = 0.9493 [0.9436, 0.9548]; this measures scorer robustness rather than end-to-end extraction accuracy. End-to-end extraction achieved token coverage of 50.04-55.25% against the reference labels. Two independent experts reviewed 1,558 reference values (35.9% of the benchmark), found no incorrect values, and achieved 99.68% agreement with PABAK = 0.9936. Value-level precision was not measured. Across 32 paired scenarios on a 24 GB GPU, locally deployed Qwen3.5-27B-GPTQ-Int4 showed no statistically significant difference from cloud-based DeepSeek-V4-Flash (difference 0.20 percentage points in favor of DeepSeek, 95% CI [-0.93, 1.32], p = 0.72), while Gemma-4-31B performed significantly worse (p < 0.01).

Modern information retrieval increasingly employs both embedding and generative models to handle complex queries. However, current serving systems suffer from low throughput and poor GPU utilization because they execute these models in isolation. Coarse-grained partitioning, such as dedicating GPUs to specific tasks, fails to adapt to dynamic workloads and creates computational "bubbles". To address these, we present Orthrus, a serving system that performs heterogeneous batching within a unified inference loop. The primary challenge lies in unifying embedding and generation workloads with conflicting computational patterns while optimizing batch composition for high performance. Orthrus addresses these challenges through chunked embedding with incremental pooling and by adjusting batch composition in a workload-aware manner. Evaluation on four A100 GPUs shows that, relative to baseline deployments, Orthrus achieves 1.28$\times$--4.52$\times$ higher throughput on controlled workloads and up to 55.8% lower end-to-end p99 latency on an iterative-RAG benchmark. We release our code at https://github.com/illinoisdata/Orthrus .

Large language models are increasingly deployed as course-specific tutors, but their usefulness depends on grounding in vetted instructional materials that are often revised mid-semester. Our prior work built a multimodal retrieval-augmented generation (RAG) system over an authentic machine learning course corpus (Foundations of Machine Learning) and found that retrieval improved contextual grounding, but that fixed retrieval strategies were suboptimal. That motivates a different question: whether how a corpus is structured at ingest time matters more than how much is retrieved at query time. We present a controlled head-to-head comparison of two knowledge representations over an identical classroom corpus: (A) vector RAG, replicating the best-performing configuration from our prior study, and (B) an LLM-compiled wiki (Karpathy framework), in which the corpus is synthesized at ingest into linked concept pages with explicit cross-references and citations back to source materials. We evaluate 59 questions spanning single-fact recall, cross-unit concept linking, synthesis and explanation, and currency after a syllabus revision, scored by an LLM judge against a human-authored rubric. Both representations answered single-fact questions about equally well (9.33 vs. 9.96 of 10), but diverged sharply on questions requiring links across course units. The compiled wiki remained accurate and grounded (9.93; 100% grounded in cited sources), while retrieval scored lower and was markedly less grounded (8.14; 64%). The wiki's citations let students and instructors trace any claim back to the lecture that introduced it, adding a layer of dynamic retrieval that machine learning courses require. While further testing is needed, instructors using AI to support learning in ML courses should consider wiki-based structure for its potential to support foundational elements of best practice.

Retrieval-Augmented Generation (RAG) systems over enterprise knowledge bases must ingest heterogeneous document formats -- PDFs, Word documents, presentations, and scans -- whose content is locked inside complex visual layouts, multi-column pages, and dense tables. Rule-based extraction and OCR destroy reading order, flatten tables, and lose heading hierarchy, while fully agentic chunking over extracted text incurs high token costs and hallucination risk. We present Document Retrieval-Aware Chunking (D-RAC), an extension of our Web Retrieval-Aware Chunking (W-RAC) framework to arbitrary document formats. D-RAC first normalizes any input document into PDF, exploiting the fact that virtually every format has a faithful, deterministic PDF rendering. A single multimodal LLM pass then converts rendered pages into retrieval-optimized Markdown -- rewriting tables as self-contained prose statements and preserving heading hierarchy -- after which chunking proceeds exactly as in W-RAC: deterministic parsing into ID-addressable units followed by lightweight LLM-based chunk planning over identifiers rather than text. Source text is never regenerated during chunking, preserving W-RAC's cost, determinism, and observability benefits while unlocking every renderable format as a first-class input. On the 236-document, 795-page PDF subset of the RAG-Multi-Corpus benchmark spanning five enterprise domains, D-RAC converts and chunks the entire corpus in 72 minutes with zero errors, producing 1,748 retrieval-ready chunks. Compared to agentic chunking with frontier LLMs, D-RAC reduces chunking-stage output tokens by 95.7%, cutting chunking cost by 77.8% (GPT-4.1 pricing) to 85.6% (Gemini 2.5 Pro pricing) and chunking time by 75%. D-RAC scales linearly to documents of 500+ pages.

Legal information in Bangladesh is inaccessible to most citizens. Statutory text is English-only, trained lawyers are concentrated in urban centres, and cloud-dependent AI fails where mobile connectivity is unreliable, a setting in which hallucinated legal text causes direct harm. The system addresses statutory interpretation only; queries that require judicial precedent or case-law reasoning fall outside its scope. We target the statutory access gap by compressing a 9-billion-parameter Gemma-2 teacher into a 2-billion-parameter student through two-phase progressive knowledge distillation. Phase 1 performs supervised fine-tuning on 9,429 quality-gated legal question-answer pairs (65% acceptance from 14,514 generated queries); Phase 2 minimises sparse Kullback-Leibler divergence against the teacher's top-50 per-token logits at temperature tau = 4.0, implemented via QLoRA (4-bit NF4, rank-32 LoRA adapters). Prior legal language models target general legal English; this system specialises in Bangladeshi statutory law. Every response is grounded through hybrid retrieval combining dense semantic search (60%) and BM25 (40%) across 36,029 statutory passages from the Bangladesh Constitution and national legislation. On a 50-query English benchmark, the distilled model reaches ROUGE-L 0.4715 and BERTScore F1 0.5679, a 103% ROUGE-L and 143% BERTScore gain over the retrieval-augmented undistilled baseline (ROUGE-L 0.2323, BERTScore 0.2340). The adapter quantises to 1.6 GB (GGUF Q4_K_M) and runs at 4-8 tokens per second on a Pixel 6 with no network access. Cross-lingual evaluation on 50 Bangla queries yields ROUGE-L 0.4083 and BERTScore 0.8133, showing effective retrieval from Bangla input against an English-only corpus. In a single-evaluator pilot, a practising lawyer rated 50 responses at a weighted mean of 4.16/5 (90% rated 4 or 5), supporting utility beyond text-overlap metrics.

Effective troubleshooting agents in enterprise customer support depend on retrieving actionable guidance from similar historical cases, yet existing retrieval-augmented generation (RAG) systems treat support cases as static documents and overlook their multi-stage, stateful nature. We introduce RAFT (Retrieval-Augmented Framework for Troubleshooting Agents), a stateful RAG framework that abstracts each closed historical case into a directed chain of timeline entries and retrieves at the entry level, surfacing cases whose intermediate states match the active case and returning the parent-case trajectory anchored at the matched state; an optional case-level graph links cases through a configurable similarity representation. We evaluate this retrieval layer directly, which, unlike evaluating a full agent system, requires no production deployment. Because public multi-stage troubleshooting data is extremely rare, we pair a synthetic benchmark built from Microsoft Learn Windows Server documentation with real Apache Jira issues carrying human-created duplicate labels. RAFT improves Case Hit over vanilla RAG and GraphRAG baselines at every stage of case progress, with statistically significant gains over the strongest baseline; the Jira results provide directional evidence that the advantage transfers to real case histories. We release our benchmark, implementation, and the Apache Jira evaluation set.

When someone asks an AI assistant which doctor to see or which firm to trust with their savings, the answer is a referral. We audit AI provider recommendations in four registry-backed service domains across the 100 largest U.S. metropolitan areas, matching every recommendation against the official registry for its domain (Medicare clinician and facility records, and SEC adviser disclosures), under three conditions: an open-weight model, a proprietary model without web search, and the same proprietary model with search. Without search, both models largely fabricate recommendations in the domains the web covers thinly. Only 4% of the open-weight model's recommended doctors and 11% of the proprietary model's match a clinician in the queried city, and the open-weight matches are name coincidences: its matched clinicians are no likelier to be primary-care doctors than names drawn at random from the registry. With search, 64-71% of recommendations in the same domains match a real provider. Search also changes who is recommended. Without it, recommended advisory firms carry SEC misconduct disclosures at 3.6 times the registry base rate, even after adjusting for firm size; with search, significantly below it. Restaurants, where quality and visibility are separately measurable, show a 3-5x review-count premium but a rating premium of at most a tenth of a star. Finally, search largely removes the metro-size penalty: without it, real recommendations concentrate in the largest metros; with it, match rates are similar across metro-size terciles. Whether an AI referral is trustworthy depends strongly on its retrieval configuration rather than on the underlying model alone, yet an answer produced without retrieval often carries no sign that its recommendations were never verified.

Large language models (LLMs) suffer from a long-tail deficit: culturally specific facts, particularly those concerning underrepresented regions such as Latin America, appear too rarely in pretraining corpora to be reliably memorized. Retrieval-Augmented Generation (RAG) addresses this by grounding generation in external text, but structured alternatives such as Knowledge Graphs (KGs) offer tighter control over what enters the context, along with potential gains in explainability and updatability. We benchmark Graph-RAG against standard RAG on LatamQA, a culturally grounded multiple-choice dataset spanning eight thematic categories. The graphs are built end-to-end from Wikipedia articles with KGGen, a recent open-domain extractor, without manual curation in our main setting. G-Retriever is competitive with RAG and reduces the error of the base LLM by 72% with a standard KG and 78% with a benchmark-aware variant, the gap to RAG narrowing further as the graph is oriented toward task-relevant content. The trained projection transfers zero-shot to Portuguese without target-language fine-tuning, indicating multilingual reach.

Graph-based retrieval-augmented generation (RAG) can help answer questions that require information from many documents. However, building a graph often requires many language-model calls during ingestion. It is therefore important to ask whether its quality gains justify the additional cost. We present EffiRAG, a graph-based RAG system designed to reduce this cost. It uses the graph to locate relevant passages and generates answers from the original text. This design preserves source information while keeping graph construction and query processing lightweight. We evaluate EffiRAG on UltraDomain, which contains 120 open-ended questions from four domains. Compared with LightRAG-hybrid, EffiRAG produces the preferred answer on 93 questions. LightRAG is preferred on 7, and the remaining 20 are splits. EffiRAG also reduces total system cost by 57 percent, from USD 0.952 to USD 0.408. The cost includes language-model calls during ingestion and querying. The advantage remains as the corpus grows. At 10 and 20 documents per domain, EffiRAG uses a lightweight, non-LLM filter to skip low-salience chunks. It remains preferred over LightRAG-hybrid. It costs 4.2 times and 4.5 times less, respectively. The comparisons identify different quality-cost trade-offs. Graph-based RAG systems should therefore be evaluated by both answer quality and cost. The results favor graph structure that locates and preserves source evidence.

KV-cache reuse can reduce inference cost in retrieval-augmented generation and agentic systems, but cached contexts may become stale when retrieved knowledge, working memory, or user state is edited. Under causal self-attention, even a local edit can affect downstream KV states. A full re-prefill reliably restores consistency but is costly, whereas refreshing only the edited span can leave downstream dependencies stale. We formulate in-place repair as budgeted recomputation and compare training-free position-selection policies on a factual RAG benchmark with matched direct and derived edits. Across three model families, all policies repair direct cases, but derived cases clearly separate them. At the primary budget, a contiguous edit-local window recovers at least 0.94 of the post-edit answer margin and substantially outperforms attention-based, KV-deviation, and structural selectors. Mechanistic analysis shows that position sets effective under clean-state transplantation can fail under actual recomputation because scattered positions inherit surrounding staleness. The edit-local advantage also depends on adjacency and largely disappears when the answer-bearing text moves downstream. Because answer-relevant edits almost always corrupt model behavior, failure severity is difficult to predict, and repair is 13-21 times faster than full re-prefill, our results support unconditional edit-local repair when the dependent text remains adjacent to the edit.

Retrieval-Augmented Generation (RAG) systems typically employ fixed retriever and generator configurations across queries, despite substantial differences in query complexity and information needs, leading to inefficient allocation of computational resources. While retrieval and generation adaptivity have been studied independently, their joint effect on end-to-end RAG performance remains underexplored. We systematically analyze how retriever and generator complexity interacts across factoid and multi-hop question answering (QA), including bridge and composition reasoning tasks. Our analysis shows that stronger retrieval generally yields larger gains than increased generation effort, but both exhibit diminishing and non-monotonic returns, indicating that higher-complexity configurations are not uniformly better across queries. Motivated by these findings, we introduce DRAG, a query-adaptive framework for selecting retriever-generator configurations. We first propose DRAG$_\text{QPP}$, a training-free routing approach that uses Query Performance Prediction (QPP) signals to guide retriever selection and perplexity-based measures over retrieved context to guide generator selection. We further introduce DRAG$_\text{SFT}$, a supervised routing approach that fine-tunes an LLM to jointly predict retriever-generator configurations. Across three LLM families and four QA benchmarks, \qpprag~achieves performance comparable to strong static RAG baselines while substantially reducing inference latency, whereas DRAG$_\text{SFT}$ consistently improves effectiveness over static and training-free adaptive baselines. Overall, DRAG demonstrates that jointly adapting retrieval and generation achieves a more favorable effectiveness-efficiency trade-off than static RAG pipelines.

Medical knowledge evolves continuously, whereas the parametric knowledge encoded in large language models (LLMs) is fixed at training time. External retrieval, including retrieval-augmented generation (RAG), can provide access to newly available evidence, but retrieved information may be irrelevant, incomplete, or conflicting. As a result, external retrieval can in turn degrade the factual accuracy and evidence grounding of LLM outputs. To address this challenge, we propose \textbf{CLEAR}, an agentic framework for cross-source evidence adjudication in LLMs in medicine. CLEAR independently generates candidate answers from three complementary pathways---parametric knowledge, locally curated corpora, and dynamically retrieved evidence---reflecting three common sources of information available to LLMs. An aggregation verifier jointly evaluates the candidates, supporting evidence, provenance, and source-quality information to identify agreement and conflict across sources. An adjudication module then determines whether the current conclusion should be preserved or revised through complementary override-guard and challenge-audit mechanisms, while unresolved conflicts trigger targeted follow-up search and re-adjudication.

Retrieval-augmented generation (RAG) can improve access to complex information; however, retrieving evidence alone does not ensure that answers are grounded, citation-valid, or appropriately refused. This paper introduces CiteGuard-RAG, a validation-centered AI system for evidence-grounded question answering. The system integrates hybrid semantic-lexical retrieval, citation-constrained generation, sentence-level grounding validation, and single-pass regeneration. Validation is used at runtime to determine whether a candidate answer should be accepted, refused, or regenerated before final delivery. CiteGuard-RAG is evaluated on 400 questions across a controlled housing-law dataset, PrivacyQA, and CUAD. In the controlled evaluation, it achieves 99.1% retrieval accuracy, 98.3% grounded-answer accuracy, and 98.3% citation validity, with no validation-detected hallucinations. Ablation results show that grounded-answer accuracy drops sharply when validation is removed, even when retrieval accuracy remains unchanged. External evaluation shows that while citation validity remains strong, evidence utilization, span alignment, and refusal calibration become harder under domain shift. These findings indicate that trustworthy RAG systems require explicit validation between retrieval and final answer delivery. CiteGuard-RAG provides a practical architecture for linking retrieval, generation, citation checking, abstention, and regeneration in high-stakes information access.

Large language models are increasingly used for automated fact checking, but end-to-end prompting often entangles evidence retrieval, reasoning, and uncertainty estimation, making failures difficult to diagnose and confidence difficult to trust. We present R2VC, a modular retrieve, reason, verify, calibrate architecture for evidence-grounded fact checking with citations and abstention. R2VC combines hybrid sparse+dense retrieval over Wikipedia, a supervised fine-tuned and DPO-aligned generator that produces diverse structured verdict candidates, an external NLI cross-encoder for evidence-based candidate selection, and a lightweight sequence-level calibrator for confidence estimation and selective abstention. On FEVER, an 8B backbone with R2VC achieves 13.74% higher accuracy than baseline. Ablation studies show that verifier-based candidate selection and confidence calibration are the largest contributors to performance. Removing candidate selection drops FEVER accuracy to 76.24%, while removing calibration nearly doubles the Brier score to 0.161. A manual analysis of 250 errors further shows that retrieval failures, especially wrong-entity evidence, remain the dominant bottleneck. Together, these results show that modular fact-checking pipelines can substantially improve both predictive accuracy and confidence reliability in open-domain verification.

Large language models have become central to modern coding assistants, but state-of-the-art systems such as Claude Code or Codex rely on very large, cloud-hosted models with significant computational cost and data-privacy implications. This work investigates whether a useful, fully local coding agent can be built around small open-source models by shifting the computational burden away from inference. We develop a Retrieval-Augmented Generation (RAG) system for scientific code understanding that strictly separates an expensive offline ingestion stage parsing, structural graph construction, LLM-generated entity explanations, and embedding from a lightweight online answering stage. The system is evaluated on a 100-question benchmark spanning eleven categories over the IPPL scientific codebase written in C++, with answers scored by an independent frontier model as the judge. Across seven answering models, we find that model family and retrieval quality matter more than parameter count, i.e. a 9B model achieves the highest average score (0.795), outperforming both larger models within our pipeline and the same models embedded in the Claude Code retrieval architecture. The results indicate that front-loading code understanding into a reusable, codebase-specialised vector store enables small local models to deliver grounded and repository-specific answers, making the agent well suited as a privacy-preserving development tool for in-house scientific codebases.

Retrieval-augmented generation (RAG) can improve knowledge-intensive question answering, but the first design choice is easy to overlook: how should the source corpus be partitioned into retrievable units? Fixed-size chunks often return long passages whose relation to the question is only implicit. We introduce EAR, an Entity-Aware Partitioning approach for multiple-choice question answering (MCQA). EAR extracts normalized surface anchors from the question, answer options, and corpus; retrieves local windows around matching corpus anchors; and can attach a larger parent passage through an extractive summary. We evaluate EAR on a cleaned Massive Multitask Language Understanding (MMLU)-style subset of 153 questions selected by an automatic corpus-support heuristic and using decontaminated public textbook text. Across same-protocol top-k = 3 and top-k = 8 sweeps with Mistral, Gemma, and DeepSeek, EAR entity-window reduces retrieved words by 37.5-40.2% relative to chunks. Observed accuracy changes are +5.2, +1.3, and -3.9 points at top-k = 3, and +5.9, -3.3, and -4.6 points at top-k = 8; none of the entity-window differences is statistically significant. The scoped contribution is methodological: EAR provides a compact and inspectable retrieval unit, while its rule-based anchor extractor remains domain-specific and requires separate validation before transfer.

Retrieval-Augmented Generation (RAG) has empowered Large Language Models (LLMs) to tackle knowledge-intensive tasks. However, navigating global, heterogeneous knowledge bases (large-scale knowledge graphs and text corpora) for complex reasoning remains a challenge. Existing methods typically employ reactive, graph-driven exploration strategies, which blindly follow graph topology without adapting to the question context or evolving exploration progress, and lack deep bidirectional synergy between graph and text. To address these limitations, we propose CoG (Cognition on Graph), a cognitive-inspired, training-free framework for adaptive knowledge exploration. Drawing inspiration from human problem-solving, CoG performs a continuous plan-explore-reflect cycle, where it proactively formulates investigation plans, performs dual-source retrieval, and dynamically reflects on progress to adjust strategies. Crucially, it establishes deep bidirectional synergy between structured graph and unstructured text, where entities extracted from text dynamically guide graph exploration to bridge knowledge gaps. Extensive experiments on seven multi-hop QA benchmarks demonstrate that CoG significantly outperforms state-of-the-art methods while achieving superior exploration efficiency. Our code and datasets are available at https://github.com/zhougengxian/CoG.

Cloud-hosted large language models (LLMs) are increasingly used for root cause analysis (RCA) in AIOps pipelines, but they introduce data privacy risk, network latency, and per-query cost that scale poorly with production log volumes. We present TriCalRAG, a benchmark evaluating open-weight LLMs served locally via vLLM on a single high-memory workstation GPU (NVIDIA RTX PRO 6000, 96GB) against a classical LSTM-based log anomaly detector (DeepLog), across four real, publicly available log datasets (BGL, HDFS, Thunderbird, OpenStack). We evaluate two open-weight models (Qwen2.5-14B, Mistral-Small) under three prompting strategies: zero-shot, few-shot, and retrieval-augmented generation (RAG) over a labeled incident history, reporting accuracy, precision/recall, and F1 with bootstrap 95% confidence intervals across 3 random seeds, alongside throughput and VRAM footprint. Our results show that RAG not only improves mean F1 by 0.10-0.27 over zero-shot prompting but, more importantly, substantially stabilizes model calibration: zero-shot prompting drives both models toward near-degenerate behavior (predicting "anomaly" on up to 100% of incidents on some datasets), while RAG keeps predicted-positive rates close to the true class balance in the majority of configurations. Mistral-Small achieves higher macro-averaged F1 than Qwen2.5-14B (0.644 vs. 0.560) but exhibits calibration failures in more configurations (7 vs. 5 of 12), while running at roughly half the throughput - indicating the better model choice depends on whether a deployment prioritizes peak accuracy or predictable behavior across prompting conditions. Ablations show batching scales throughput 41 times on a single card and that 4-bit quantization reduces latency 20% with no measurable accuracy loss. We release our benchmark harness, dataset splits, and evaluation code to support reproducible on-premise AIOps research.

State-of-the-art retrieval-augmented generation (RAG) methods exploit document structures to acquire sufficient evidence, but often incur substantial token costs. To reduce structural-context tokens without compromising high RAG accuracy, we present {\sf VikingRAG}, a directory-aware semantic data management system that tightly integrates semantic and structural access to support structural-context-efficient, evidence-gap-driven multi-round retrieval. To further reduce token overhead of multi-round interaction, we materialize agentic multi-round retrieval traces as experience edges, and reuse these edges for similar queries, avoiding repeated multi-round exploration. To additionally reduce token costs when agentic multi-round retrieval is unnecessary, we introduce an adaptive escalation strategy that answers from one-round experience-augmented retrieval when the evidence is sufficient, and invokes agentic multi-round retrieval only otherwise. Experiments on real datasets show that the base system {\sf VikingRAG} matches high accuracy of state-of-the-art methods while consuming only 11.6%--51.9% of their tokens. With retrieval-trace reuse and adaptive escalation, token costs drop to 5.1%--32.5% while maintaining competitive accuracy and practical document-storage performance, showing the utility of this work for emerging AI knowledge bases.

Retrieval-augmented generation (RAG) improves knowledge-intensive large language model (LLM) applications by conditioning generation on retrieved documents, but longer contexts increase latency, key-value (KV) cache memory, and token cost. Post-retrieval compression can reduce this cost, yet existing compressors often operate independently for each query, rely on auxiliary models or rewriting, and introduce online overhead that can offset the benefit of shorter prompts. We revisit RAG compression from a data-mining perspective by aggregating historical query--document--model interactions into reusable evidence views. We first show that modern compressors have unstable gains over simple truncation and can add substantial inference-time latency. We then propose Reusable Evidence View Aggregation (REVA), a framework that mines the target generator's historical attention traces into a document-keyed, budget-agnostic score store. REVA maps token-level attention to readable word units, aggregates importance across repeated document accesses, and renders budget-specific plain-text views that preserve document order and the standard RAG interface. Across four representative benchmarks and modern LLMs, REVA improves generation quality by 1.0--5.8 points over existing advances, while reducing compression overhead by a factor of 5.3 to 15.6, adding less than 40 ms of latency.

Five decades of litigation have disgorged hundreds of millions of pages of formerly secret business records from the tobacco industry, along with documents from the makers of drugs, chemicals, food, firearms, and fossil fuels. Yet these archives have been effectively inaccessible to general-purpose large language models (LLMs) because they have never been compiled into an LLM-readable corpus. Chatbots may be familiar with some of the materials contained in such archives but, with no direct access to the documents, they are vulnerable to hallucination and other defects. Here we introduce INDRA, a research platform designed to remedy such failures by embedding the conventions of archival historiography into a system-level protocol governing every output. The platform federates UCSF's Industry Documents Library, Columbia and CUNY's ToxicDocs, Stanford's SRITA, and other heretofore siloed collections, and provides three interlinked safeguards: (1) a closed evidentiary sandbox confines the model to a user-selected corpus, blocking retrieval from external sources that could introduce bias; (2) real-time provenance tagging marks the boundary between archival evidence and parametric inference; and (3) a system-level protocol enforced by deterministic scripts guides the structure of every output. Together these safeguards prevent the model from conflating "the documents say X" with "I think X" or "I learned X from prior training." The result is an LLM-powered research partner enabling massive multi-archival investigations, a tool whose outputs are designed to be checked rather than trusted, and whose architecture makes the conditions of knowledge production visible and auditable. Three case studies demonstrate the method's analytical value and limitations, including what we call the Heraclitus effect, the steppingstone dilemma, and the gullibility (or mafia) problem.

Graph-based retrieval can improve multi-hop question answering, but existing approaches often incur high query-time costs and produce diffuse, oversized contexts that reduce generation efficiency. We present LiteRAG, a graph-based retrieval method that replaces expensive retrieval-time LLM control with query-conditioned algorithmic exploration and reasoning-chain context construction. On DistComp, a benchmark for multi-hop retrieval over distributed-systems papers, LiteRAG attains the highest overall quality among the evaluated methods (0.798) while reducing per-query latency by over 100$\times$ and cost by over 99% relative to GraphRAG Global and DRIFT. On UltraDomain, it matches LinearRAG on overall quality while using about 14$\times$ fewer tokens. An ablation study indicates that LiteRAG's query-adaptive thresholding and community-aware hub penalization are the main drivers of its token-efficiency gains.

In Retrieval-Augmented Generation (RAG) systems, a large number of retrieved chunks are concatenated to form the input context so that users can receive high-quality responses based on external knowledge. As a result, the input context length increases substantially, leading to a larger prefill workload and, in turn, a longer time to first token (TTFT). While previous works that reuse precomputed key-value (KV) caches effectively reduce TTFT for long-context inputs, it remains unclear whether response quality is preserved when the input context becomes very long. In this paper, we propose a combined approach that (i) fine-tunes the model while taking KV cache concatenation into account and (ii) selectively recomputes a subset of the KV caches. By applying both techniques, we demonstrate improved accuracy for long-context inputs. Experiments on the RULER benchmark show that, for a 124k-token input, our method improves the RULER score by 9.7 point over the baseline that recomputes KV caches only. Moreover, TTFT is reduced by 80% compared with full attention.

Threat hunting increasingly depends on converting unstructured knowledge (e.g., Cyber Threat Intelligence reports) into actionable hunt leads: concise, investigable hypotheses grounded in observable artifacts and adversary techniques. Producing such leads manually is a tedious and hard-to-scale task. Existing automated approaches stop at the entity layer, ignore the defender's operational environment, and analyze each report in isolation. To address these gaps, we introduce AHLERT, a system that automatically extracts relevant, environment-aware, and hunt leads from threat reports through (i) a hybrid retriever that combines dense vector search with multi-hop traversal over a knowledge graph seeded with MITRE ATT&CK; (ii) an ontology-grounding retrieval-augmented generation method that constrains each lead to the defender's own assets and controls; and (iii) an LLM-agnostic framework that emits structured, directly actionable leads rather than loose indicators of compromise. We evaluate AHLERT on public CTI reports for well-known APTs across multiple proprietary and open-weight models. Hybrid evidence retrieval with ontology grounding raises mean F1 by ~2x (0.44 to 0.85) over a single-route flat-RAG baseline, and AHLERT attains the highest effectiveness score (~86.95%) compared with off-the-shelf LLM models.

A wrong number is worse than no answer. Across factuality-critical domains -- audience metrics, scheduling and rights in media; dosages and lab values in healthcare; figures and citations in finance and legal -- a confident but fabricated value is more damaging than an honest admission of uncertainty. Yet this is the dominant failure mode we observe on small local language models: even when correct evidence is present in context, models fabricate plausible numbers and timestamps. Recent work characterizes a real limit of this regime: below 7B parameters, the bottleneck of retrieval-augmented generation (RAG) is not retrieval quality but context utilization. We present Noesis, the deterministic-first query plane of the Noesis architecture, which makes every deterministic judgment before generation. Its mechanisms follow from the ingestion architecture (subject of a separate patent application): (a) a producer-side fact layer rendering precomputed metric facts verbatim without ranking; (b) positional addressing with deterministic cross-source alignment, resolved ahead of query time at zero LLM cost; (c) provenance scoping as an attribution constraint with multi-tier named-reference routing; and (d) two-tier context with model-triggered verbatim hydration. Across four ablations, a 2B model reaches parity with a 35B model on factual integrity (exact values in all runs; zero confabulated numbers on absent-entity traps); structured retrieval beats flat RAG by +11.4 points at 2B; skeleton-only context preserves quantitative answers at 20-30% smaller prompts; and hydration recovers verbatim narrative in ~8s versus ~29s. Two properties matter for regulated domains: each query resolves in a single generation call, and every reported value is traceable to its exact source and position by construction.

Goal-oriented conversational systems must answer factual questions, understand visitor-provided information, and advance business objectives without becoming rigid questionnaires. This paper proposes a Symbolic-RAG-Generative architecture centered on the Goal-oriented Retrieval-Augmented Conversation Engine (GRACE). An instruction-constrained Business Goal Compiler transforms business intent into an immutable objective set, normalized priority vector, canonical questions, and initial state vector. At runtime, GRACE receives the complete conversation history, latest visitor message, current state, and grounded answer generated by a separate RAG component. It updates completion only from visitor-authored evidence and selects one contextually modulated follow-up. The core policy maximizes expected business progress subject to a minimum visitor-utility constraint. We formalize the state, monotonic transitions, source separation, question modulation, and constrained policy; present the reference architecture; and define an evaluation comprising 24 English real-estate and 10 Spanish professional-cleaning conversations, totaling 119 protocol-defined visitor turns. Across both domains, GRACE achieves 84.9% exact state-transition accuracy, 91.6% evidence precision, 89.6% evidence recall, 100% monotonicity, and 94.1% terminal-state accuracy. The evaluation establishes compelling symbolic-state performance across standard, multi-goal, RAG-detour, validation, refusal, and robustness scenarios.

This paper presents our system for CCL2026-Eval Task 5: Minor-Grain Breeding Information Extraction (MGBIE), which jointly extracts 12 entity types and 6 relation types from minor-grain breeding literature. We propose RAME (Retrieval-Augmented Multi-Prompt Ensemble), a training-free framework that elicits multiple LLM outputs under controlled diversity and aggregates them by majority voting to obtain high-confidence predictions. RAME combines (i) retrieval-augmented few-shot selection via a hybrid BM25-embedding retriever, (ii) a three-prompt ensemble (Strict, Relaxed, Balanced) spanning the precision to recall spectrum, and (iii) large-scale repeated sampling with majority voting to filter noisy predictions. Built on DeepSeek-V4-Flash, RAME achieves a Total Score of 0.499 (NER 0.730, RE 0.346) on the leaderboard, ranking 1st and surpassing the official Track-A baseline powered by GPT-5.5 (0.448), representing an 11.4% relative improvement. Code is available at https://github.com/king-wang123/CCL26-RAME.