Agentic Governance and Adversarial Verification for Policy-Constrained LLM Healthcare Appeal Generation
Organizations: Sliced Health, Woodstock, GA, United States
Abstract
Claim denial management costs U.S. healthcare approximately $260 billion annually in administrative overhead. Large Language Models (LLMs) and Retrieval-Augmented Generation (RAG) can produce fluent clinical text, but single-agent architectures fail in high-stakes healthcare: they introduce unsupported clinical details and lose the logical structure of hierarchical payer policy. We propose AGVF (Agentic Governance and Adversarial Verification Framework), a multi-agent architecture for medical-necessity appeal generation under explicit policy and evidence constraints. AGVF models appeal synthesis as a Constrained Markov Decision Process (CMDP) over five agents: policy formalization, evidence retrieval, gap analysis, adversarial critique, and gated synthesis. We prove that refinement over a fixed policy constraint graph monotonically reduces evidence-deficiency and terminates with either a complete satisfying frontier or a localized evidence gap. A deterministic citation- grounding gate prevents assertions without admissible evidence from entering shared state. We provide a reference implementation and validate it on 1,000 synthetic appeal cases parameterized from de-identified public hospital discharge data. The validation confirms zero citation-grounding violations across all AGVF cases and monotone deficiency reduction in every episode; ablating the gate raises violations to 100%, confirming it is load-bearing. The study uses no real patient records and does not measure clinical efficacy. AGVF thus contributes a theory-backed agentic architecture and verified reference implementation for policy-constrained LLM generation in healthcare.
Figures & tables
| Component | Implemented in reported validation | Future production extension |
|---|---|---|
| Policy graph | Hand-authored JSON Boolean graphs | Automated policy-to-graph extraction and expert validation |
| Retrieval | Exact-key lookup over synthetic oracle-labeled pools | Dense, sparse, hierarchical, or graph retrieval with span verification |
| Synthesis | Mock LLM text plus deterministic citation gate | Real LLM synthesis with semantic entailment verification |
| Critic | Deterministic gap critic returning | Role-specialized LLM adversarial critic with boundary checks |
| Regulatory checks | Checklist interface only | Jurisdiction-specific statutory template validation |
| Audit trace | In-memory transition trace | Durable evidence-span audit package and HITL workflow |
AI Agent Governance
AI agent governance studies how to authorize, constrain, monitor, and hold autonomous and multi-agent systems accountable.
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