Recognizing Study Lineage Is Not Enough: Over-Crediting Same-Trial Evidence in LLM-Based Medical Verification
Organizations: School of Computing, University of Kent, UK · Cancer Research UK Cambridge Institute, University of Cambridge, UK · Shanghai University of Finance and Economics, China
Abstract
Publication count is not study count. A model can identify shared trial lineage correctly in a direct task yet over-credit a second publication from the same trial when aggregating evidence. We evaluate this behavior in medical LLM verification using 14 source-audited clinical families and five model conditions. The families span provenance, clinical applicability, result direction, and composition; the provenance families provide the direct lineage tests. Recognition and aggregation are separate stateless calls, and repeated calls assess within-input stability. Across all three original provenance families, GPT-5.5 identifies the independent update in 10/10 recognition calls per family but over-credits the same-trial report in 5/5 separate aggregation calls per family. Selected Qwen3-4B and Ministral-3-8B conditions show the same cross-task contrast. A study-grouping instruction reduces GPT-5.5 over-credit from 4/5 to 0/5 in each later pure-provenance family. Other model conditions show mixed behavior, and rejected outputs limit several comparisons. The results identify a behavioral gap between elicited lineage recognition and evidence aggregation. The code and data artifacts are available at https://anonymous.4open.science/r/study-lineage-review-artifact.
Figures & tables
| Family | Clinical target | Tested contrast | Inputs |
| CF-P1 | Erenumab; episodic migraine | STRIVE post-hoc analysis vs ARISE | 6 |
| CF-P2 | Dupilumab; uncontrolled asthma | QUEST analysis vs distinct trial | 6 |
| CF-P3 | SGLT2 inhibition; kidney disease | EMPA-KIDNEY analysis vs distinct trial | 6 |
| CF-A1 | Adjuvant pembrolizumab; melanoma | applicable vs out-of-scope evidence | 6 |
| CF-A2 | Factor Xa inhibition; atrial fibrillation | applicable vs out-of-scope evidence | 6 |
| CF-A3 | Olaparib; ovarian-cancer maintenance | first-line vs relapsed disease | 6 |
| Model | Recognition | Aggregation | Rejected R/A |
|---|---|---|---|
| GPT-5.5 | 3/3 | 0/3 | 0/0 |
| Qwen3-4B | 3/3 | 0/2 | 0/5 |
| Gemma3-4B | 0/3 | N/E | 0/10 |
| Llama-3.1-8B | 0/3 | N/E | 0/10 |
| Ministral-3-8B | 1/3 | 0/1 | 10/5 |
Appendix figures & tables15 assets
Supplementary material from the paper’s appendix.
Appendix
| Design component | Families/conditions | Analysis status | Role in the paper |
|---|---|---|---|
| Original suite | CF-P1–P3, CF-A1–A3, CF-D1–D3, H3 | prospectively frozen primary evaluation | recognition and aggregation across provenance, applicability, direction, and composition |
| Later package | P5R, P6R, H5, H6 | separately frozen follow-up | study grouping and preservation of genuinely independent evidence |
| Prompt-order audit | P5R, P6R | secondary robustness | tests one semantically equivalent verifier-prompt reordering |
| Oracles and cue ablation | CF-P3 oracles, H3-M1 | post-hoc diagnostic | tests explicit relation/policy information and removal of the study-group cue |
| Lineage overlap | ProMISe/ARISE control | exploratory, policy-instructed | separates application of a stated lineage rule from ordinary passage overlap |
| Family | Inputs | Tested claim/contrast | Study identifiers recorded in selected verifier inputs |
|---|---|---|---|
| CF-P1 | 6 | Erenumab and episodic-migraine frequency | STRIVE: NCT02456740 ; ARISE: NCT02483585 |
| CF-P2 | 6 | Add-on dupilumab in uncontrolled asthma | NCT02414854 ; NCT01854047 |
| CF-P3 | 6 | SGLT2 inhibition in chronic kidney disease | NCT03594110 ; NCT03036150 |
| CF-A1 | 6 | Adjuvant pembrolizumab and melanoma recurrence | NCT02362594 ; S1404; NCT01866319 |
| CF-A2 | 6 | Factor Xa inhibition for atrial-fibrillation stroke prevention | NCT00412984 ; NCT00403767 ; NCT00643201 |
| CF-A3 | 6 | First-line olaparib-containing ovarian-cancer maintenance | NCT01844986 ; NCT02477644 ; NCT00753545 |
| Family | One initial-source label in the frozen input | PMID |
|---|---|---|
| CF-P1 | A Controlled Trial of Erenumab for Episodic Migraine | 29171821 |
| CF-P2 | Dupilumab Efficacy and Safety in Moderate-to-Severe Uncontrolled Asthma | 29782217 |
| CF-P3 | Empagliflozin in Patients with Chronic Kidney Disease | 36331190 |
| CF-A1 | Adjuvant pembrolizumab versus placebo in resected stage III melanoma | 33857412 |
| CF-A2 | Apixaban versus warfarin in patients with atrial fibrillation | 21870978 |
| CF-A3 | SOLO1/GOG 3004 maintenance olaparib in newly diagnosed advanced ovarian cancer | 34715071 |
| Block | Planned calls per tested model | Tested model conditions | Planned calls |
|---|---|---|---|
| Original ten-family suite | 330 | 5 | 1,650 |
| Later four-family package | 220 | 5 | 1,100 |
| Prompt-order robustness | 40 | 3 | 120 |
| CF-P3 oracle + H3-M1 diagnostics | 65 | 3 | 195 |
| Exploratory lineage-by-overlap control | – | model-dependent | 36 total |
| Model | Family | Recognition correct/valid | Same-trial over-credit/valid |
|---|---|---|---|
| GPT-5.5 | CF-P1 | 10/10 | 5/5 |
| CF-P2 | 10/10 | 5/5 | |
| CF-P3 | 10/10 | 5/5 | |
| Qwen3-4B | CF-P1 | 10/10 | 5/5 |
| CF-P2 | 10/10 | 0/0 (5 rejected) | |
| CF-P3 | 10/10 | 5/5 |
| Family | Model | Recognition correct/valid (rej.) | D over-credit/valid (rej.) | G over-credit/valid (rej.) |
|---|---|---|---|---|
| P5R | GPT-5.5 | 10/10 (0) | 4/5 (0) | 0/5 (0) |
| Qwen3-4B | 10/10 (0) | 5/5 (0) | 5/5 (0) | |
| Gemma3-4B | 5/10 (0) | 5/5 (0) | 5/5 (0) | |
| Llama-3.1-8B | 5/10 (0) | 0/5 (0) | 0/5 (0) | |
| Ministral-3-8B | 10/10 (0) | 0/0 (5) | 0/0 (5) | |
| P6R | GPT-5.5 | 10/10 (0) | 4/5 (0) | 0/5 (0) |
| Family | Model | Recognition correct/valid (rej.) | D global flag/valid (rej.) | G global flag/valid (rej.) |
|---|---|---|---|---|
| H5 | GPT-5.5 | 20/20 (0) | 5/5 (0) | 4/5 (0) |
| Qwen3-4B | 15/20 (0) | 5/5 (0) | 5/5 (0) | |
| Gemma3-4B | 10/20 (0) | 0/0 (5) | 0/0 (5) | |
| Llama-3.1-8B | 10/20 (0) | 5/5 (0) | 0/0 (5) | |
| Ministral-3-8B | 20/20 (0) | 0/0 (5) | 0/0 (5) | |
| H6 | GPT-5.5 | 10/10 (0) | 5/5 (0) | 1/5 (0) |
| Model | CF-A1 | CF-A2 | CF-A3 | CF-D1 | CF-D2 | CF-D3 | H3 |
|---|---|---|---|---|---|---|---|
| GPT-5.5 | 10/10 | 10/10 | 10/10 | 10/10 | 10/10 | 10/10 | 30/30 |
| Qwen3-4B | 10/10 | 10/10 | 10/10 | 5/10 | 10/10 | 30/30 | |
| Gemma3-4B | 5/10 | 5/10 | 10/10 | 5/10 | 5/10 | 15/30 | |
| Llama-3.1-8B | 5/10 | 5/10 | 5/10 | 5/10 | 5/10 | 15/30 | |
| Ministral-3-8B | 10/10 | 10/10 | 10/10 | 10/10 | 5/10 | 10/10 | 20/30 |
| Control | Families/conditions | Expected handling | GPT-5.5 result |
|---|---|---|---|
| Exact repeat / null | CF-P1–P3, CF-A1–A3, CF-D1–D3 | no new independent evidence | duplicate or unchanged in 45/45 calls |
| Same-trial update | CF-P1–P3 | no independent corroboration | over-credit in 15/15 calls |
| Independent update | P5R, P6R | preserve independent support | 5/5 5/5 in each family |
| Out-of-scope positive | CF-A1–A3 | ignore for the fixed claim | out_of_scope and ignored, 15/15 |
| Challenging update | CF-D1–D3 | retain support and register conflict | conflict or mixed evidence, 15/15 |
| Family | Target update | GPT-5.5 integration outcome |
|---|---|---|
| CF-A1 | applicable vs positive out of scope | applicable update used; out-of-scope update ignored, 5/5 |
| CF-A2 | applicable vs positive out of scope | applicable update used; out-of-scope update ignored, 5/5 |
| CF-A3 | first-line vs relapsed maintenance | applicable update used; out-of-scope update marked out_of_scope and ignored, 5/5 |
| CF-D1 | agreeing vs mortality-challenging ICU evidence | challenging update treated as conflict/mixed, 5/5 |
| CF-D2 | agreeing vs mortality-challenging diabetes evidence | challenging update treated as conflict/mixed, 5/5 |
| CF-D3 | agreeing vs annual high-dose vitamin-D evidence | agreeing update supports 5/5; challenging update conflicts and yields mixed_evidence, 5/5 |
| Model | Same-trial over-credit | Independent audit pass | Strict valid | Canonical valid |
|---|---|---|---|---|
| GPT-5.5 | 16/20 | 14/20 | 40/40 | 40/40 |
| Qwen3-4B | 20/20 | 15/20 | 40/40 | 40/40 |
| Gemma3-4B | 20/20 | 20/20 | 0/40 | 40/40 |
| Cell | Source passage | Tokens | Chars | Jaccard | ROUGE-L | Cosine |
|---|---|---|---|---|---|---|
| Anchor | ProMISe primary numerical result | 68 | 335 | – | – | – |
| Same/high | ProMISe HTA numerical result | 57 | 299 | 0.634615 | 0.400000 | 0.846106 |
| Same/low | ProMISe HTA abstract conclusion | 30 | 182 | 0.109375 | 0.122449 | 0.656978 |
| Independent/high | ARISE primary numerical result | 56 | 303 | 0.423729 | 0.370968 | 0.922640 |
| Independent/low | ARISE primary conclusion | 23 | 132 | 0.118644 | 0.109890 | 0.678653 |
| Cell | Expected relation | Duplicate evidence | Independent corroboration |
|---|---|---|---|
| Same/high | same trial | 5/5 | 0/5 |
| Same/low | same trial | 5/5 | 0/5 |
| Independent/high | independent trial | 0/5 | 5/5 |
| Independent/low | independent trial | 0/5 | 5/5 |
| CF-P3 oracles | H3-M1 cue ablation | ||||
|---|---|---|---|---|---|
| Model | Relation: same | Policy: same | Independent R/P | Recognition | Same-trial flag |
| GPT-5.5 | 0/5 | 0/5 | 5/5, 5/5 | 10/10 | 5/5 |
| Qwen3-4B | 5/5 | 5/5 | 5/5, 5/5 | 5/10 | 5/5 |
| Gemma3-4B | 0/0 (5 rej.) | 0/0 (5 rej.) | 5/5, 5/5 | 5/10 | 5/5 |
| Family | Planned | GPT-5.5 | Qwen3-4B | Gemma3-4B | Llama-3.1-8B | Ministral-3-8B |
|---|---|---|---|---|---|---|
| CF-P1 | 30 | 30/0 | 30/0 | 15/15 | 20/10 | 30/0 |
| CF-P2 | 30 | 30/0 | 10/20 | 10/20 | 20/10 | 10/20 |
| CF-P3 | 30 | 30/0 | 25/5 | 10/20 | 25/5 | 25/5 |
| CF-A1 | 30 | 30/0 | 30/0 | 25/5 | 25/5 | 30/0 |
| CF-A2 | 30 | 30/0 | 30/0 | 20/10 | 25/5 | 30/0 |
| CF-A3 | 30 | 30/0 | 20/10 | 15/15 | 10/20 | 20/10 |
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