Low-Rank Adaptation

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Period ending 2026-09-21

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Period ending 2026-09-14

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858 papers

Latest in Low-Rank Adaptation

Jun 12, 2025cs.LG

TreeLoRA: Efficient Continual Learning via Layer-Wise LoRAs Guided by a Hierarchical Gradient-Similarity Tree

Many real-world applications collect data in a streaming environment, where learning tasks are encountered sequentially. This necessitates continual learning (CL) to update models online, enabling adaptation to new tasks while preserving past knowledge to prevent catastrophic forgetting. Nowadays, with the flourish of large pre-trained models (LPMs), efficiency has become increasingly critical for CL, due to their substantial computational demands and growing parameter sizes. In this paper, we introduce TreeLoRA (K-D Tree of Low-Rank Adapters), a novel approach that constructs layer-wise adapters by leveraging hierarchical gradient similarity to enable efficient CL, particularly for LPMs. To reduce the computational burden of task similarity estimation, we employ bandit techniques to develop an algorithm based on lower confidence bounds to efficiently explore the task structure. Furthermore, we use sparse gradient updates to facilitate parameter optimization, making the approach better suited for LPMs. Theoretical analysis is provided to justify the rationale behind our approach, and experiments on both vision transformers (ViTs) and large language models (LLMs) demonstrate the effectiveness and efficiency of our approach across various domains, including vision and natural language processing tasks.
Yu-Yang Qian, Yuan-Ze Xu, Zhen-Yu Zhang +2
Jun 10, 2025cs.LG

MetaTT: A Global Tensor-Train Adapter for Parameter-Efficient Fine-Tuning

We present MetaTT, a Tensor Train (TT) adapter framework for fine-tuning of pre-trained transformers. MetaTT enables flexible and parameter-efficient model adaptation by using a single shared TT to factorize transformer sub-modules. This factorization indexes key structural dimensions, including layer and matrix type, and can optionally incorporate heads and tasks. This design allows MetaTT's parameter count to scale with the sum, rather than the product, of the modes, resulting in a substantially more compact adapter. Our benchmarks compare MetaTT with LoRA along with recent state-of-the-art matrix and tensor decomposition based fine-tuning methods. We observe that when tested on single-task standard language modeling benchmarks, MetaTT achieves competitive parameter efficiency to accuracy tradeoff. We further demonstrate that MetaTT performs competitively when compared to state-of-the-art methods on multi-task learning. Finally, we leverage the TT decomposition to design a rank adaptive optimizer inspired by the DMRG method from many-body physics. Our results demonstrate that integrating this approach with AdamW enhances optimization performance for a specified target rank.
Javier Lopez-Piqueres, Pranav Deshpande, Archan Ray +3
May 22, 2025cs.LG

Watch your steps: Dormant Adversarial Behaviors that Activate upon LLM Finetuning

Finetuning open-weight Large Language Models (LLMs) is standard practice for achieving task-specific performance improvements. Until now, finetuning has been regarded as a controlled and secure process in which training on benign datasets leads to predictable behaviors. In this paper, we demonstrate, for the first time, that an adversary can create compromised LLMs that are performant and benign, yet exhibit adversarial behaviors once finetuned by downstream users. To this end, we propose an attack, FAB (Finetuning-activated Adversarial Behaviors), which compromises an LLM via meta-learning techniques that simulate downstream finetuning, explicitly optimizing for the emergence of adversarial behaviors in the finetuned models. At the same time, the compromised LLM is regularized to retain general capabilities and to exhibit no adversarial behaviors prior to finetuning. As a result, when users finetune (e.g., instruction-tuning, distillation, DPO) the seemingly benign model on their own datasets, they unknowingly trigger its dormant adversarial behavior. We experimentally demonstrate the effectiveness of FAB across multiple LLMs and three commonly considered target behaviors: unsolicited advertising, jailbreakability, and over-refusal. We show that FAB-triggers are robust to various finetuning choices made by the user (e.g., dataset, number of steps, scheduler, post-training algorithm). Our findings challenge prevailing assumptions on the security of finetuning, revealing a critical attack vector.
Thibaud Gloaguen, Mark Vero, Robin Staab +1
May 19, 2025cs.LG

RAFP: Identifying LLM Lineages via Rare-Region Fingerprints

Large language models (LLMs) are increasingly released under restricted licenses, creating a growing need for robust model ownership verification. Existing fingerprinting methods are often fragile under downstream finetuning, require invasive training modifications, or fail in black-box settings. We introduce RAFP, a robust framework for identifying LLM lineages via rare-region fingerprints. Our key insight is that downstream finetuning primarily updates common high-density language behaviors, while low-probability prompt regions receive weak optimization signal and limited gradient alignment under finetuned distribution. As a result, rare prompt-response behaviors remain stable across common model adaptations. RAFP is non-invasive, constructing fingerprints via discrete gradient-based optimization over rare prompts without modifying model weights. We provide a theoretical analysis showing that the likelihood change of rare-region fingerprints under finetuning remains bounded. Experiments across four LLM families and multiple downstream adaptations, including supervised finetuning, LoRA, quantization, prompt-template variation, and decoding changes, show that RAFP achieves strong fingerprint persistence and substantially outperforms prior fingerprinting baselines in black-box settings.
Yun-Yun Tsai, Jia Hao Liang, Chuan Guo +2
Mar 20, 2025physics.optics

Physically Grounded Monocular Depth via Nanophotonic Wavefront Encoding

Depth foundation models (DFMs) offer strong learned priors for 3D perception from single RGB images but lack physical depth cues, leading to ambiguities in metric scale. We introduce metalenses, an emerging class of ultrathin planar optical elements, as a solution to physically encode missing metric depth cues via nanophotonics. In this paper, we bridge the gap between metalens and DFMs to achieve accurate metric monocular depth sensing. In a single monocular shot, our metalens embeds depth-dependent positional shifts into two polarized optical wavefronts. With an input adaptation strategty, we enable direct fine-tuning that aligns a pretrained DFM with the optical signals. To scale the training data, we further develop a comprehensive simulation pipeline that synthesizes metalens responses from RGB-D datasets, incorporating physical factors to minimize the sim-to-real gap. Experiments demonstrate that this approach outperforms both monocular metric depth estimation and depth-from-defocus baselines, showing an effective pathway for accurate monocular metric depth sensing.
Bingxuan Li, Jiahao Wu, Yuan Xu +6
Jan 22, 2025stat.ML

Low-dimensional adaptation of diffusion models: Convergence in total variation

This paper investigates how diffusion generative models leverage (unknown) low-dimensional structure to accelerate sampling. Focusing on two mainstream samplers -- the denoising diffusion implicit model (DDIM) and the denoising diffusion probabilistic model (DDPM), we prove that their iteration complexities under exact score functions are at most the order of k/εk/\varepsilon (up to log factor), where ε\varepsilon is the precision in total variation distance and kk is some intrinsic dimension of the target distribution. We further extend these convergence guarantees to the setting in which the score functions are learned from data rather than known exactly, showing that the convergence performance degrades gracefully under suitable score estimation assumptions. We then show that these assumptions are attainable via kernel-based score estimators with finite-sample guarantees that also adapt to the low-dimensional structure. Our results apply to a broad family of target distributions without requiring smoothness or log-concavity. Our findings provide the first rigorous evidence for the adaptivity of the DDIM-type samplers to unknown low-dimensional structure, and improve over the state-of-the-art DDPM theory regarding total variation convergence.
Jiadong Liang, Zhihan Huang, Yuxin Chen
Oct 16, 2024cs.CL

Tuning Language Models by Mixture-of-Depths Ensemble

Transformer-based Large Language Models (LLMs) traditionally rely on final-layer loss for finetuning and final-layer representations for predictions, potentially overlooking the predictive power embedded in late layers. Interpretability tools such as the logit lens show that late-layer representations already carry largely formed, task-relevant predictions; here we ask whether that observation can be turned into an actionable training signal. We find that focusing tuning effort on these layers can yield losses comparable to those of the final layer, with complementary test-time behaviour. Building on this, we introduce a tuning framework, Mixture-of-Depths Ensemble (MoDE), which treats the late layers as an ensemble that contributes to the final logits through learned routing weights. MoDE can be applied on top of any existing tuning method (e.g., LoRA) and, in our experiments, modestly improves reasoning performance at a small parameter overhead. We present MoDE as a mechanism study showing that late-layer logits can be made directly useful for tuning, and that they can substitute for substantially larger trainable modules with comparable performance.
Haoyan Luo, Lucia Specia
Aug 8, 2024cs.CL

BA-LoRA: Bias-Alleviating Low-Rank Adaptation to Mitigate Catastrophic Inheritance in Large Language Models

Parameter-efficient fine-tuning (PEFT) has become a de facto standard for adapting large language models (LLMs). However, we identify a critical vulnerability within popular low-rank adaptation methods such as LoRA: they can exacerbate "Catastrophic Inheritance" - the unchecked propagation of biases, noise, and data imbalances from pre-training. This phenomenon can degrade model robustness and fairness, undermining the benefits of efficient adaptation. To address this, we introduce Bias-Alleviating Low-Rank Adaptation (BA-LoRA). Our approach is founded on a principled decomposition of Catastrophic Inheritance into three core challenges: Knowledge Drift, Representation Collapse, and Overfitting to Noise. BA-LoRA systematically mitigates these issues by incorporating a trio of targeted regularizers: consistency, diversity, and an SVD-based term, designed to preserve core knowledge, promote representational richness, and encourage robust, low-rank output representations, respectively. We conduct comprehensive evaluations on a suite of Natural Language Generation (NLG) and Natural Language Understanding (NLU) tasks using diverse, prominent open-source language models (e.g., LLaMA-2-7B and DeBERTa-v3-base). Our results show that BA-LoRA not only outperforms state-of-the-art LoRA variants in terms of performance and stability, but also demonstrates superior robustness and bias mitigation on targeted evaluations. These results provide evidence that BA-LoRA can counteract the adverse effects of Catastrophic Inheritance.
Yupeng Chang, Yi Chang, Yuan Wu
Jun 3, 2024cs.CL

Decoupled Alignment for Robust Plug-and-Play Adaptation

We introduce a training-free safety enhancement method for aligning large language models (LLMs) without the need for supervised fine-tuning or reinforcement learning from human feedback. Our main idea is to provide a robust plug-and-play approach to prevent shadow alignment when models are adapted to downstream tasks. Specifically, we leverage knowledge distillation to extract alignment signals from well-aligned LLMs and inject them into shadow-aligned models via model fusion, enabling plug-and-play alignment correction. In our methodology, we employ delta debugging to identify the critical components of knowledge necessary for effective distillation. On the harmful question dataset, our method significantly enhances the average defense success rate by approximately 14.42%, reaching as high as 51.39% across 17 influenced LLMs, without compromising performance. Our code is available at https://github.com/NWULIST/DAPA.
Haozheng Luo, Jiahao Yu, Wenxin Zhang +9
May 28, 2024cs.CL

Learning diverse attacks on large language models for robust red-teaming and safety tuning

Red-teaming, or identifying prompts that elicit harmful responses, is a critical step in ensuring the safe and responsible deployment of large language models (LLMs). Developing effective protection against many modes of attack prompts requires discovering diverse attacks. Automated red-teaming typically uses reinforcement learning to fine-tune an attacker language model to generate prompts that elicit undesirable responses from a target LLM, as measured, for example, by an auxiliary toxicity classifier. We show that even with explicit regularization to favor novelty and diversity, existing approaches suffer from mode collapse or fail to generate effective attacks. As a flexible and probabilistically principled alternative, we propose to use GFlowNet fine-tuning, followed by a secondary smoothing phase, to train the attacker model to generate diverse and effective attack prompts. We find that the attacks generated by our method are effective against a wide range of target LLMs, both with and without safety tuning, and transfer well between target LLMs. Finally, we demonstrate that models safety-tuned using a dataset of red-teaming prompts generated by our method are robust to attacks from other RL-based red-teaming approaches.
Seanie Lee, Minsu Kim, Lynn Cherif +8
Oct 6, 2023cs.LG

Amortizing intractable inference in large language models

Autoregressive large language models (LLMs) compress knowledge from their training data through next-token conditional distributions. This limits tractable querying of this knowledge to start-to-end autoregressive sampling. However, many tasks of interest -- including sequence continuation, infilling, and other forms of constrained generation -- involve sampling from intractable posterior distributions. We address this limitation by using amortized Bayesian inference to sample from these intractable posteriors. Such amortization is algorithmically achieved by fine-tuning LLMs via diversity-seeking reinforcement learning algorithms: generative flow networks (GFlowNets). We empirically demonstrate that this distribution-matching paradigm of LLM fine-tuning can serve as an effective alternative to maximum-likelihood training and reward-maximizing policy optimization. As an important application, we interpret chain-of-thought reasoning as a latent variable modeling problem and demonstrate that our approach enables data-efficient adaptation of LLMs to tasks that require multi-step rationalization and tool use.
Edward J. Hu, Moksh Jain, Eric Elmoznino +4
Date pendingcs.CV

SPECTRA: Band-Routed Embedding and Stage-Wise LoRA for Cross-Sensor Fine-Tuning of Geospatial Foundation Models

Geospatial foundation models (GeoFMs), pretrained on large-scale geospatial data such as Earth observation (EO), climate, and weather data, have shown promising performance when fine-tuned on diverse downstream tasks. However, there are two challenges of adapting EO-pretrained GeoFMs to practical downstream datasets. The first challenge is how to handle spectral mismatch: pretrained patch embeddings expect a fixed set of input bands, whereas downstream sensors may provide different channels. The second challenge is how to reduce fine-tuning cost and make it efficient. While existing work has made efforts on these challenges individually, jointly improving fine-tuning performance under spectral mismatch while reducing adaptation cost remains underexplored. We propose SPECTRA, a parameter-efficient fine-tuning framework that addresses both spectral mismatch and adaptation cost. To handle spectral mismatch, SPECTRA introduces Band-Routed Embedding (BRE), which maps all available downstream bands into the band space expected by the pretrained GeoFM. By using BRE, all available bands in the downstream dataset are utilized to improve the selected-band input without changing the pretrained patch embedding interface. To reduce adaptation cost, SPECTRA further introduces a Stage-wise Transferability-aware LoRA (ST-LoRA) fine-tuning. ST-LoRA estimates stage-wise transferability before fine-tuning and assigns stage-specific LoRA ranks, concentrating trainable parameters on the stages with high transferability for the target task. Across three EO-pretrained GeoFMs and four downstream segmentation datasets, experiments show that BRE improves performance by utilizing all spectral bands, while ST-LoRA reduces trainable parameters compared with full fine-tuning and standard LoRA. Code is available at https://github.com/big-data-lab-umbc/SPECTRA.
Xingyan Li, Jordan A. Caraballo-Vega, Jie Gong +2
Date pendingcs.AI

Efficient Adaptation of LLMs for Hate Speech Detection in Low-Resource Languages: A Comparative Study on Roman Urdu

It is challenging to detect hate speech in Low Resource Languages (LRLs) because of the absence of annotated data, the informality of its language structure, and the lack of standardized grammar. A good example of such a challenge is Roman Urdu which is broadly used by South Asians on social media and has a high variation while lacking contextually consistent spellings. The objective of this paper is to conduct a comprehensive assessment of Large Language Models (LLMs) for Hate Speech Detection (HSD) in Roman Urdu script and fine-tune these models using the Parameter-Efficient Fine-Tuning (PEFT) method called Low-Rank Adaptation (LoRA). To evaluate zero-shot inference, we benchmarked it against PEFT on different transformer models, including Mistral, LLaMA, Falcon, and multilingual BERT. Experiments are conducted on the PURUTT (Parallel Urdu and Roman Urdu Corpus for Toxic Comments and Transliteration) dataset with over 72,000 annotated comments. The results suggest that zero shot models perform moderately (F1 = 0.56), but updating a small fraction of the model trainable parameters improves the classification performance significantly (F1 > 0.93). Our results have shown that PEFT delivers outstanding performance alongside excellent computational efficiency, making it highly suitable for low-resource language processing tasks.
Toneema Zubair, Muhammad Junaid Asif, Faisal Kamiran +2
Date pendingcs.CL

ShadowPEFT: Shadow Network for Parameter-Efficient Fine-Tuning

Popular low-rank parameter-efficient fine-tuning (PEFT) methods represent adaptation as separate updates to selected backbone weights, without maintaining an explicit task-specific state that is updated and reused across depth. These updates also require the backbone at inference and therefore cannot operate as standalone predictors. We propose ShadowPEFT, which consolidates trainable adaptation into a modular shadow component centered on a compact shadow model and lightweight Transformer layer-specific coupling modules. A persistent shadow state refines the frozen backbone representations and is updated from them in an interactive manner. Because the shadow model is trained as a complete predictor, it can be detached for shadow-only inference without executing the base model and can be initialized from a pretrained model. Experiments on text and image generation and understanding benchmarks show that ShadowPEFT matches or outperforms LoRA and DoRA under comparable trainable-parameter budgets. Additional analyses on shadow pretraining, cross-dataset transfer, parameter scaling, inference latency, and system-level evaluation suggest that centralized layer-space adaptation is a competitive and flexible alternative to conventional low-rank PEFT.
Xianming Li, Zongxi Li, Tsz-fung Andrew Lee +3
Date pendingcs.LG

Complementing reinforcement learning with SFT through logit averaging in the post training of LLMs

We introduce a novel method that averages the logits of a frozen reference policy (e.g., SFT) and a trainable policy, and incorporate the method into Group Relative Policy Optimization (GRPO). In contrast to Reinforcement Learning with Verifiable Rewards (RLVR) methods, our proposal does not involve a Kullback Leibler (KL) regularization or critic; the trainable policy and the reference anchor are coupled through the logit averaging structure to leverage the reasoning expertise of the trainable policy while maintaining the formatting advantage of SFT. Our method is evaluated on MATH, cn-k12, and MMLU, and the results show a higher accuracy or at least comparable accuracy relative to the canonical KL-regularized GRPO.
Xingwei Gan, Ying Zhu
Date pendingcs.CL

Palmyra x6 Technical Report: An Agentic, Tool-Use Model Post-Trained via Anchored Supervised Fine-Tuning

Palmyra x6 is a large language model optimized for use with enterprise-oriented agentic tasks. The model was built by post-training a Mixture-of-Experts base model with Anchored Supervised Fine-Tuning on a compact corpus of verified, synthetic tool-use trajectories, optimized with a Muon + Adam hybrid. The recipe is deliberately conservative and deliberately controlled: 626 trajectories, a single epoch, a low learning rate, and a KL anchor to the frozen base. The model shows substantial gains over the previous default model for Writer Agent, and compares favorably with several recent models on public benchmarks, scoring the highest on BFCL Core at 0.7850.785 and posts the highest six-benchmark mean of the cohort. Furthermore, the model has shown itself to be competitive or leading relative to comparators in our bias and safety evaluations.
Peng Du, Kiran Kamble, Rakshith Vasudev +5
Date pendingcs.LG

Aligning Language Models with Observational Data: Opportunities and Risks from a Causal Perspective

Large language models are being widely used across industries to generate text that contributes directly to key performance metrics, such as medication adherence in patient messaging and conversion rates in content generation. Pretrained models, however, often fall short when it comes to aligning with human preferences or optimizing for business objectives. As a result, fine-tuning with good-quality labeled data is essential to guide models to generate content that achieves better results. Controlled experiments, like A/B tests, can provide such data, but they are often expensive and come with significant engineering, logistical, and ethical challenges. Meanwhile, companies have access to a vast amount of historical (observational) data that remains underutilized. In this work, we study the challenges and opportunities of fine-tuning LLMs using observational data. We show that while observational outcomes can provide valuable supervision, directly fine-tuning models on such data can lead them to learn spurious correlations. We present empirical evidence of this issue using various real-world datasets and propose DeconfoundLM, a method that explicitly removes the effect of known confounders from reward signals. In simulation experiments, DeconfoundLM more accurately recovers causal relationships and mitigates failure modes of methods that assume counterfactual invariance, achieving over 16% higher objective score than ODIN and other baselines, when entangled confounding is present. Please refer to the project page for code and related resources.
Erfan Loghmani
Date pendingcs.LG

Diffract: Spectral View of LLM Domain Adaptation

We study continual pre-training (CPT) as a mechanism for adapting general-purpose large language models to specialized domains: mathematics, instruction, code, and natural text. Using singular value decomposition of weight matrices, we find that CPT leaves singular value spectra largely invariant, with adaptation driven mainly by changes in singular vectors. An analysis of attention-head projection matrices reveals strong, domain-dependent head heterogeneity, which we exploit to define a head importance criterion: up to 60% of head updates can be removed without measurable quality loss. Selectively rewinding low-importance heads to their pre-trained state improves benchmark accuracy by up to 4% versus the fully trained baseline. Finally, we identify domain connectivity - linear interpolation between CPT checkpoints yields smooth domain-quality interpolation without notable degradation on either domain - and release Diffract, an open-source toolkit for scalable spectral analysis of billion-parameter models.
Nikita Borodin, Maria Krylova, Artem Zabolotnyi +6