Low-Rank Adaptation

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Sep 22, 2026cs.LG

From Experts to Sub-experts: Fine-grained Parameter-Efficient Fine-Tuning for MoE LLMs

As large language models (LLMs) scale rapidly, dense full-parameter adaptation becomes increasingly expensive, motivating sparse and modular architectures such as Mixture-of-Experts (MoE) models. This shift raises a key question for parameter-efficient fine-tuning (PEFT): at what granularity should parameters be selected and updated? Existing PEFT methods such as LoRA operate on predefined weight matrices, while expert-level sparse tuning methods update entire selected experts. However, we observe that activated experts are internally sparse, with only a small fraction of intermediate channels strongly responding to downstream tasks, indicating that expert-level adaptation is still too coarse. We propose NSFT (Neural Sub-expert Fine-Tuning), a fine-grained PEFT framework that refines MoE adaptation from experts to sub-experts. NSFT decomposes each expert along the intermediate dimension into structured channel groups and selects task-relevant sub-experts by combining routing importance with intra-expert activation saliency. To optimize sparse partial updates, NSFT further introduces learning-rate scaling and dynamic gradient scaling to compensate for the reduced effective update magnitude. Experiments on OLMoE and Ling-mini-2.0 across challenging domain-specific tasks and general benchmarks show that NSFT consistently outperforms representative PEFT and expert-level sparse tuning baselines, while using substantially fewer trainable parameters and preserving competitive general capability. These results suggest that sub-expert-level adaptation is a more precise and efficient PEFT paradigm for MoE LLMs.
Zhentao Tan, Chang Liu, Yao Liu +2
Sep 21, 2026cs.LG

A Practical Recipe for Semi-Supervised Federated ASR: Online Pseudo-Labels with Server Update Stabilization

Semi-supervised federated learning (SSFL) trains models on clients' unlabeled data using a teacher to generate pseudo-labels, with a small labeled seed dataset on the server. Automatic Speech Recognition (ASR) is particularly fragile here: pseudo-label errors compound across the output sequence and across training rounds into divergence, leaving a large gap to fully-supervised FL. We show that closing this gap turns on two coupled design axes -- the teacher (which model generates the pseudo-labels) and the anchor (the server-side updates on labeled data that stabilize training). On the teacher axis, a per-client online teacher (each client's own evolving model) diverges on its own, but once stabilized it matches or beats the broadcast global teacher (one server model, fixed within a round) -- decisively in-domain and competitively under domain shift. As the seed grows stronger and the online teacher's advantage narrows, a transitioning teacher (global \rightarrow online at round rr) matches or beats both. On the anchor axis, the server must keep training on labeled data between rounds -- otherwise the online teacher drifts -- and this interleaving, more than the seed model, governs convergence. The two axes are inseparable: aggressive teacher choices pay off only once the anchor stabilizes training, which is highly sensitive to data augmentation and batch size -- the settings that govern how much input and gradient noise the server injects. How much stabilization is needed is domain-dependent, governed by the dispersion of the seed data and its overlap with client data. These findings yield guidelines for SSFL in ASR training, improving over the strongest prior method on 9 of 11 pairs, by 20.8%20.8\% on average in-domain and 10.0%10.0\% cross-domain, narrowing the gap to fully-supervised FL.
Wonho Bae, Zakaria Aldeneh, Martin Pelikan +3
Sep 17, 2026cs.RO

HIL-UMI: Bringing Human-in-the-Loop Post-Training of Vision-Language-Action Models to Universal Manipulation Interface

Large-scale vision-language-action (VLA) models provide powerful priors for robot manipulation, yet adapting them to a specific deployment remains challenging. Supervised fine-tuning (SFT) on task-specific demonstrations provides a step toward deployment, but faces two persistent limitations: static data provide limited coverage of out-of-distribution states, and standard imitation objectives do not distinguish progressing behavior from less useful data. Interactive post-training can address these limitations, but typically requires repeated policy execution and human intervention on a physical robot. We introduce HIL-UMI, a policy-guided Universal Manipulation Interface (UMI) framework for robot-free human-in-the-loop VLA post-training. During handheld UMI demonstrations, HIL-UMI queries the current policy on the same observation stream without executing its predictions. The Energy Score compares the human action trajectory with policy inference and triggers collection when their discrepancy indicates an out-of-distribution region. In a separate feedback loop, low online advantage predictions identify essential segments for refining a progress-based advantage estimator. The updated estimator then guides advantage-conditioned behavioral cloning using a balanced mixture of base demonstrations and new policy data. This design preserves the iterative and policy-aware nature of human-in-the-loop learning while decoupling data collection from robot deployment. Experiments on four real-world tasks spanning long-horizon and precise manipulation show that HIL-UMI achieves consistent improvement over SFT and benefits from both targeted collection and advantage refinement. Moreover, HIL-UMI outperforms HG-DAgger on Clean Up Table with lower per-frame collection time, suggesting a scalable path for VLA post-training across operators and locations.
Zimu Han, Yiming Zeng, Jiyao Zhang +9
Sep 17, 2026cs.CL

Reading Emotions in the Token Space: Discriminative Adaptation of SpeechLLMs for Emotion Recognition

SpeechLLMs have shown strong potential for emotion recognition, yet they read the predicted emotion off a generative decoder not suited for classification: it can emit labels outside the target set and favors frequent classes. We propose a discriminative adaptation that reads the final prompt token's hidden state through a classification head, producing a label in one forward pass without modifying the backbone. Because this readout starts from the hidden state the model would otherwise decode, it gives a controlled comparison of generative and discriminative inference in an otherwise identical speechLLM. We keep the head a single linear layer, trading little accuracy for interpretability: each emotion becomes one direction in the LLM output token space, revealing associated tokens. On IEMOCAP, across two speechLLM architectures, it improves Macro F1 and removes hallucinations, with largest gains on realistic ASR transcripts. Our analysis reveals that these emotion directions encode indirect associations mirroring biases in web-scale text.
Hasindri Watawana, Sergio Burdisso, Esaú Villatoro-Tello +4
Sep 17, 2026cs.AI

DART: Distillation-Aware Reparameterization for Training-Free LoRA Reuse in Few-Step Video Diffusion Models

Step distillation reduces the cost of video generation, but reusing a LoRA trained for a longer trajectory can alter its functional effect or degrade target quality. Static parameter compatibility offers one perspective on this problem; our observations show that similar measured geometry can coexist with different adapter behavior under a shortened denoising schedule. We propose DART, a training-free method that combines low-rank coordinate transport with target-schedule response calibration using forward evaluations and no source training videos. On a four-step Wan2.2 target, DART-F improves the joint quality score from 0.9029 to 0.9227 and changes macro functional retention from -0.4644 to +0.1349. Component analysis shows that calibration accounts for most of the quality improvement, while coordinate transport provides complementary gains when combined with calibration. Adapter-level results reveal positive functional effects for some adapters and strong attenuation with reduced negative functional effects for others. Evaluations on two additional targets show the same aggregate trend. These results motivate evaluating distilled-model LoRA reuse jointly through functional preservation and negative-transfer avoidance, without assuming recovery for every adapter.
Shihong Li, Juntao Xu, JinCao +3
Sep 17, 2026cs.CL

Form Over Content In Gradient-Based Data Attribution Methods

Data attribution methods using gradient similarity are widely used to analyze and select training data for large language models, but what gradient similarity actually measures is debated. Some interpret it as identifying task-relevant skills, while other work reports that surface form is the main factor. We resolve this debate for supervised fine-tuning examples by varying task and answer format independently. Specifically, we render benchmarks in different answer formats, such that datasets can share a task without a format or a format without a task. We find that gradient alignment follows the answer format, as benchmark pairs sharing an answer format align strongly (disattenuated cosine near 0.4), while same benchmarks rendered with different answer format classes show no alignment (near 0.0). We demonstrate that this ordering holds from the earliest pretraining checkpoints through post-training, and across model scales and families. We then analyze the released selections of LESS, a gradient-based data selection method for instruction tuning, and find that each target's selections over-represent the target's own answer format. Hence, we demonstrate that gradient-based attribution methods track format similarity more than task semantics, meaning that such methods, as well as the semantic interpretation of the gradient, should be tested on data where answer format and task vary independently for greater robustness and reliability.
Sunwoo Kim, Seokwon Jung, Sohyung Kim +2
Sep 16, 2026cs.AI

CERA-MoA: Co-Evolving Routing Mechanisms with Continually Learning LLM Agents

Current Mixture-of-Agents (MoA) paradigms generally treat query routing and agent fine-tuning as separate processes, limiting their ability to respond to evolving agent capabilities. This disconnect prevents routing strategies from adapting to evolving agent capabilities during post-training and prevents agents from achieving synergistic data-driven specialization. To resolve this, we introduce CERA-MoA (Co-Evolving Router with continually learning Agents for Mixture-of-Agents), an iterative reinforcement learning framework where the dynamic router and independent agent policies co-evolve. We design a predictive familiarity estimator that leverages mid-layer hidden states to evaluate semantic competence among agents, avoiding the overhead of full rollouts. Based on these familiarity scores, a cumulative-threshold adaptive routing mechanism dynamically activates a tailored minimal agent subset, achieving a trade-off between task performance and efficiency. By proactively allocating targeted training samples to agents based on their evolving competence, CERA-MoA promotes capability differentiation. Extensive experiments across various domains demonstrate that CERA-MoA outperforms state-of-the-art static-agent routing and fix-workflow fine-tuning baselines.
Jiaxuan Jiang, Liyuan He, Zhixuan Fang
Sep 16, 2026cs.LG

Generative Query Suggestion via Intent Coverage and Query-Level Credit Assignment

Generative query suggestion aims to enhance user engagement by anticipating user intents and recommending relevant follow-up queries. A central challenge is to generate slates whose individual queries are useful while the slate covers distinct intents. We propose an Intent-Driven Query Suggestion Framework with dual-stage optimization. First, intent-aware diversity modeling constructs intent-aligned supervised fine-tuning (SFT) data and uses an Intent-Aware Diversity Reward to optimize intent coverage. Second, query-level credit assignment routes individual quality signals to the corresponding query tokens while sharing a slate-level diversity signal across the slate. Experiments on a large-scale production dataset, including online A/B testing and offline evaluation, show improvements in click-through rate, query quality, and intent coverage.
Xinpeng Liu, Lu Ma, Jiayi Qiao +6
Sep 16, 2026cs.AI

The Other Half of the Memory Wall: Serving 35B MoEs from SSD with Trained Routing Prediction

Mixture-of-experts (MoE) inference on consumer hardware is bounded by weight memory: a 35B-class model is 19.5GB at 4-bit, and sparsity shrinks the compute per token, not the bytes that must be held. Naive offloading to SSD does not help on its own, because layer N+1's experts must be chosen before layer N's output exists, so the reads cannot start early enough to hide behind compute. We present Edge0, a streaming MoE inference engine that closes the gap with a prerouter: a per-layer head predicts the next layer's routing one token ahead, and the prediction is consumed as the routing itself, so the staged expert set equals the routed set and nothing is dropped. An unmerged recovery LoRA, trained on the student path, pays back the quality lost to int4 quantization and routing replacement. On a single 24GB machine, Edge0 serves a 35B MoE at 20tok/s inside 3GiB of peak active memory, within a few points of its fp16 teacher on average across five public benchmarks. An 8B tier runs on the same framework, and the framework, checkpoints, and adapters are open source.
Yu Lin, Yiming Wang, Runyuan Cai +2
Sep 15, 2026cs.SD

The Unbearable Weight: Scaling Models and Methods for UAV Audio Classification

As unmanned aerial vehicles (UAVs) become increasingly prevalent in consumer and defense settings, classifying them reliably from limited, modality-specific data is an urgent challenge. The dominant approach, large pretrained networks fully fine-tuned on task data, carries a substantial computational and memory weight that is hard to bear in resource-constrained UAV deployments, where edge inference and rapid retraining for emerging platforms are both required. This paper systematically scales across both model architectures and fine-tuning methods for UAV audio classification, asking when that weight is justified and when lighter alternatives prevail. Using a custom dataset of 3,100 audio clips spanning 31 drone classes, we evaluate transformer (ViT, AST) and convolutional (custom CNN, ResNet-18/152, MobileNet-V3-S/L, EfficientNet-B0/B7) backbones under full fine-tuning, classifier-only fine-tuning, and four parameter-efficient fine-tuning (PEFT) methods: SSF, IA3, OFT, and selective batch-norm tuning. All configurations are evaluated with 5-fold cross-validation across accuracy, training time, trainable-parameter share, and inference-time memory footprint. Selective batch-norm fine-tuning of EfficientNet-B7 with three-fold augmentations achieves the highest validation accuracy (97.65% +- 0.30) while updating under 0.5% of model parameters. Across the sweep, lightweight CNNs consistently outperform transformers on both accuracy and efficiency. For UAV audio classification under data scarcity, scaling the method outperforms scaling the model.
Andrew P. Berg, Qian Zhang, Mia Y. Wang
Sep 15, 2026cs.CL

SFT or RL for Tool-Calling Agents? A Controlled Study Across Data, Method, and Scale

Limited controlled evidence exists on how training data, adaptation method, and model scale jointly affect tool-calling performance in language-model agents. We evaluate supervised fine-tuning (SFT) with LoRA, reinforcement learning (RL) via Group Relative Policy Optimization (GRPO), and SFT followed by GRPO across six Qwen3 models from 0.6B to 32B parameters, covering both in-distribution performance and cross-dataset transfer. SFT with LoRA is the strongest in-distribution method throughout the 0.6B-32B range and best in 15 out of 18 experimental settings. On cross-dataset transfer, the methods are closer: GRPO wins 29 out of 54 settings where training and test datasets differ, but its margin over SFT averages under one point, and SFT->GRPO is rarely strongest in either comparison. Dataset mixing gives consistently strong transfer while staying close to specialized in-distribution training, regardless of method. Additional analysis further confirms that LoRA outperforms full-parameter fine-tuning, demonstrating that LoRA better preserves pretrained agentic behavior.
Md Tahmid Rahman Laskar, Xue-Yong Fu, Shashi Bhushan TN
Sep 15, 2026cs.CL

Enhancing Accessibility of Medical Texts through Large Language Model-Driven Plain Language Adaptation

This paper addresses the challenge of making complex healthcare information more accessible through automated Plain Language Adaptation (PLA). PLA aims to simplify technical medical language, bridging a critical gap between the complexity of healthcare texts and patients' reading comprehension. Recent advances in Large Language Models (LLMs), such as GPT and BART, have opened new possibilities for PLA, especially in zero-shot and few-shot learning contexts where task-specific data is limited. In this work, we leverage the capabilities of LLMs such as GPT-4o-mini, Gemini-1.5-pro, and LLaMA for text simplification. Additionally, we incorporate Mixture-of-Agents (MoA) techniques to enhance adaptability and robustness in PLA tasks. Key contributions include a comparative analysis of prompting strategies, finetuning with QLoRA on different LLMs, and the integration of MoA technique. Our findings demonstrate the effectiveness of LLM-driven PLA, showcasing its potential in making healthcare information more comprehensible while preserving essential content.
Ting-Wei Chang, Hen-Hsen Huang, Hsin-Hsi Chen
Sep 15, 2026cs.AI

Shared-Prefix KV Reuse Across Standard LoRA Adapters: Quality and Serving Tradeoffs

A common small-model deployment runs one shared backbone with several LoRA specialists that answer over the same context. Serving them naively re-prefills that shared context once per specialist. We study a narrow, practical question: for already-trained standard LoRA adapters -- not adapters retrained for cache compatibility -- how much task quality is preserved if the backbone's prefill KV cache is computed once and reused across specialists, and what does that buy in serving cost? On a Qwen3-1.7B backbone with two adapters (extractive QA on HotpotQA, arithmetic reasoning on GSM8K), we sweep the boundary at which the specialist takes over from the reused base cache and measure paired quality differences and serving cost. Full-prefix reuse had the lowest prefill cost and a small quality difference on held-out GSM8K (Delta = -4.6 EM at a 160-token budget; -3.0 at 320 tokens; -0.8 under a second training seed -- all favoring native, only the first excluding zero, and the magnitude not consistent). Partial recomputation provided no demonstrated advantage. Neither quality equivalence nor a general boundary-selection rule is established. We also report a closed-form ridge KV translator that did not beat direct reuse, and specialist-dependence contrasts whose intervals all include zero. The measured serving benefit is warm-cache time-to-first-token, which grows with context (~16x at 8K); two-branch peak memory was only 12% lower and, on inspection, the prefix was never physically shared across branches -- this implementation reuses KV values but copies their storage, so shared-cache memory savings are not achieved.
Dushyant Rajput
Sep 15, 2026cs.LG

CLARE: Scalable Class-Incremental Continual Learning via a Sparsity-Based Framework

Continual learning must balance the learning of new knowledge with the retention of previously learned knowledge to incrementally learn tasks from a data stream without catastrophic forgetting. While leveraging pretrained models has significantly advanced continual learning, existing methods exhibit a scalability bottleneck when trained sequentially on many tasks, suffering from performance degradation due to inter-task interference and loss of plasticity. Inspired by evidence that sparse fine-tuning achieves performance comparable to full fine-tuning, this paper presents a novel sparsity-driven continual learning framework. Our continual learning method, termed CLARE, operates in two stages: it first identifies a sparse, task-critical parameter mask via a sparsity-inducing objective, then performs mask-constrained fine-tuning by only optimizing parameters selected by the mask. This two-stage sparse adapter mechanism enables all tasks to be accumulated within a shared adapter space while reducing destructive interference across tasks. Extensive experiments demonstrate the scalability of CLARE. On the long task-sequence benchmark Omnibenchmark-1k, CLARE outperforms strong baselines in final accuracy by a large margin, e.g, improving EASE by 4.64% and 13.34% after learning 100 tasks, respectively.
Yunxiang Fu, Meng Lou, Zicheng Liao +1
Sep 15, 2026cs.LG

TAME: Token Attribution and Masking for Emergent misalignment

Fine-tuning an aligned language model on narrow, flawed data can induce harmful behavior far outside the training domain, known as emergent misalignment (EM). Prior work has localized EM in model weights, activations, and training documents, but it remains unclear which training tokens carry the relevant fine-tuning signal. We introduce TAME (Token Attribution and Masking for Emergent Misalignment), a three-stage framework: token attribution scores how strongly the fine-tuning update raises each response token's likelihood, using forward passes through a released LoRA adapter; signal characterization finds patterns among high-attribution tokens; and causal validation tests them by attribution-guided loss masking. On released EM organisms and a 6,849-example medical-advice split, attribution is concentrated (the top 5% of tokens hold 32% of the mass) and, in Llama, depleted for medical vocabulary but enriched for a register of unwarranted certainty, even after controlling for token rarity. Masking high-attribution tokens during fresh fine-tuning cuts EM by 23x in Llama and 36x in Qwen, with the perplexity cost concentrated on the targeted register rather than on medical content; an equal random mask leaves EM unchanged. In Llama, the attribution pattern suggests that EM-relevant signal lies more in how confidently flawed content is expressed than in its domain vocabulary; the causal masking effect itself holds across both model families.
Md Rayhanul Masud, Md Rizwan Parvez
Sep 14, 2026cs.CL

ReMova: Fine-tuning LLMs for English to Belarusian translation

This paper presents a Belarusian-specific data-cleaning pipeline and fine-tuning for English-Belarusian machine translation. Our cleaning pipeline distinguishes itself from others by employing a correction tool that addresses the issue of the two orthographies of the Belarusian language, noise in the training data, interference from other languages and other misspelling issues common in Belarusian on the internet. A matched ablation on unfiltered training data shows substantial benefits from filtering for all fine-tuned models, with the LLM-based models gaining roughly twice as much from filtering as the dedicated encoder-decoder MT system, supporting the view that for Belarusian MT one of the primary bottlenecks is data quality.
Mikita Pilinka, Aliaksandr Kliujeŭ, David Samuel +1
Sep 14, 2026cs.LG

Drift Field Net: Learning Ocean Lagrangian advection fields from in-situ and satellite observations

The North Pacific Subtropical Gyre (NPSG) is a major accumulation zone for floating plastic debris, resulting from basin-scale convergent ocean circulation. Effective cleanup strategies in this region rely on accurate forecasts of Lagrangian particle drift. Here, we introduce Drift Field Net (DFN), a deep neural network that predicts ocean surface flow fields from operational satellite observations. DFN is trained using a novel two-stage strategy that combines pretraining on simulated data with Lagrangian fine-tuning based on an advection-consistent loss function. This physics-informed optimization directly improves the accuracy of particle trajectory predictions. We evaluate DFN against an operational physics-based forecasting system and demonstrate the potential of deep learning for ocean surface flow prediction. On in situ drifter trajectories, DFN reduces the mean positioning error by 20 km after a 7-day forecast compared with the operational model. Furthermore, Lagrangian fine-tuning with the proposed advection loss further reduces the positioning error by 10 km, highlighting the benefits of incorporating Lagrangian constraints into the training process.
Théo Archambault, Pierre Garcia, Mattia Romero +2
Sep 14, 2026cs.CL

Sequential Adapter Stacking for Cross-Lingual Low-Resource ASR

Extending large-scale multilingual automatic speech recognition (ASR) models to low-resource languages remains challenging. Model performance is skewed toward high-resource languages and degrades sharply for languages with limited labeled data and pre-training exposure. To address this, we investigate parameter-efficient approaches for transferring knowledge from resource-rich source languages to low-resource target languages on Whisper. Alongside warm initialization and attention-based fusion, we propose Sequential Adapter Stacking, which places a trainable target-language adapter on top of a frozen source-language adapter. Under controlled experiments, these approaches are evaluated on three target languages unsupported by Whisper -- Asturian, Assamese, and Xhosa -- using source languages with varying degrees of relatedness. Sequential Adapter Stacking with the closest related source consistently and significantly outperforms full fine-tuning across the three targets, with 5--8% relative WER reductions. These gains largely persist with only one hour of target training data.
Thai Thi Thanh Thao Dang, Mengjie Qian, Kate Knill
Sep 14, 2026cs.CV

Pre-PEFT Probing: Weight Statistics and Perturbation Robustness for Layer Selection in VLM Vision Encoders

We propose a pre-fine-tuning probing method for Parameter-Efficient Fine-Tuning (PEFT) layer selection, aiming to obtain more stable and higher gains with fewer trainable parameters when adapting large vision--language models (VLMs). Unlike the common practice of applying LoRA and other adapters to all layers at once---where layer selection often relies on heuristic rules---we focus on the vision encoder and directly evaluate the "adaptability'' of each Transformer layer. Specifically, we characterize each layer from two perspectives: (i) the statistical properties of its Q/K/V projection weights (e.g., norms and condition numbers); (ii) robustness under controlled parameter perturbations. We then systematically compare these indicators with the downstream performance gains brought by applying PEFT to a single layer. Across experiments covering seven benchmarks and five PEFT variants, we observe a consistent correlation: layers (or matrices) with larger weight norms and higher condition numbers are usually more robust to perturbations and are more likely to yield larger fine-tuning gains. These results show that distribution-statistics analysis and perturbation tests before fine-tuning can provide practical signals for adaptation-layer selection, thereby maintaining or improving performance while reducing trainable parameters.
Qingtao Xia, Jiahua Bao, Siyao Cheng +1
Sep 14, 2026cs.LG

Pick Your Poison: Learning to Select Poison Sets for Stronger LLM Backdoor Attacks

Backdoor poisoning attacks add poisoned examples to otherwise-clean finetuning data, pairing a trigger with a target behavior that the model learns to produce when the trigger appears. Existing evaluations typically fix the number of poisoned examples and sample them at random from a candidate pool. We show that this can severely underestimate worst-case vulnerability: across three LLaMA-3-8B backdoor settings, holding the model, clean data, and poison count fixed, attack success ranges from 3% to 80% depending only on which poison set is chosen. We formalize poison selection as oracle-budgeted set optimization and introduce SAILS (Set-level Audit-Informed Iterative Learned Selection), which learns a set scorer from a few hundred finetune-and-evaluate runs, ranks millions of candidate sets, and audits only a small shortlist. SAILS improves held-out attack success by 30 percentage points on average over the strongest influence baselines, transfers from small-scale to full-scale finetuning, and extends to code-generation, agentic, and API-only backdoors.
Aashiq Muhamed, Mona T. Diab, Virginia Smith +2
Sep 14, 2026cs.CL

SALUTE: Benchmarking and Adapting LLMs for the Defense Domain

Defense is a knowledge-intensive domain that requires precise understanding of specialized terminology, doctrinal concepts, operational procedures, and evolving military events. Although recent work has explored language technologies for military applications, existing efforts remain fragmented: they are often task-specific, rely on limited adaptation pipelines, or lack comprehensive defense-domain evaluation. In this paper, we present SALUTE, an end-to-end framework for benchmarking and adapting LLMs for the defense domain. SALUTE integrates Salute-Corpus, a curated corpus from open-access U.S. military doctrine and government documents; Salute-Conv, a grounded instruction dataset from doctrinal sources and decade-long defense news; Salute-Pref, a defense-aware preference dataset; and Salute-Bench, a rigorously filtered benchmark for evaluating defense-domain understanding and reasoning over doctrine and defense news. Based on these resources, we train Salute-LLM through multi-stage post-training with continual pretraining, supervised fine-tuning, and preference alignment. Extensive experiments show that Salute-LLM achieves strong defense-domain performance while retaining competitive general capabilities, demonstrating the effectiveness of SALUTE as an end-to-end framework for defense-domain LLM adaptation.
Hyeongcheol Park, Sumin In, Suyeon Myeong +5
Sep 14, 2026cs.LG

Rank-Efficient LoRA via Joint Tangent-Space Optimization under Isotropic Curvature

Low-Rank Adaptation (LoRA) is an effective approach for adapting large pretrained models by learning low-rank weight updates. In practice, the LoRA rank is used to control an adapter's parameter budget and representational capacity. We show that this view is incomplete: while the nominal rank determines the representational capacity, the optimizer shapes how much of that capacity is used in the induced weight-space updates. In a case study of GPT-2 adaptation with LoRA, we observe a strong rank-dependent optimizer effect. Despite using the same nominal rank, AdamW often produces per-step updates with concentrated singular spectra and low effective rank, whereas Muon uses a richer set of directions and benefits more consistently from increasing LoRA rank. These observations motivate ISO-LoRA, an optimizer that couples the LoRA factor updates through spectral descent on the induced tangent perturbation in weight space. ISO-LoRA promotes updates that distribute energy more evenly across singular directions, improving rank utilization while preserving compatibility with the LoRA parameterization. We complement this design with theoretical guarantees showing that ISO-LoRA can achieve higher effective rank than standard factor-wise optimizers through a one-step analysis under a stylized spiked-gradient model. We validate this design on language-model adaptation across 0.1B-7B-parameter models, where ISO-LoRA improves effective rank and downstream performance, with the strongest gains at moderate-to-large LoRA ranks. Our results highlight rank utilization as a key factor in LoRA optimization and suggest that optimizer design offers an important path toward stronger parameter-efficient adaptation.
Zihan Zhu, Zhehang Du, Xuyang Chen +5
Sep 14, 2026cs.LG

Behavior Quotient Learning for Low-Rank Adaptation of LLM Agents

LLM-based agents rely on heterogeneous interaction capabilities to accomplish complex tasks. Existing approaches often distribute these capabilities across multiple LoRA adapters, which increases adapter storage requirements and introduces routing overhead during inference. A single LoRA avoids this overhead, but learning from diverse agent trajectories under a fixed rank budget presents two challenges. First, trajectories with different interaction traces and parameter gradients can induce equivalent changes in decision distributions, causing repeated updates to overemphasize redundant behavioral changes. Second, an aggregated update may exceed the rank budget of the adapter, and approximating it in weight space can distort the decision changes that it is intended to produce. We propose BQ-LoRA, a low-rank adaptation framework that organizes trajectory updates through a local behavior quotient manifold. It contains two modules, i.e., behavior quotient balancing (BQB) and decision preserving compression (DPC). BQB constructs the quotient manifold from decision distributions and reweights trajectory update directions according to their local density in the quotient tangent space. DPC projects the balanced gradient onto the intrinsic fixed rank tangent space and refactorizes the resulting target by jointly controlling effective weight error and distortion of decision distributions. Experiments on AppWorld and BrowseComp-Plus compare BQ-LoRA with standard LoRA and recent low-rank adaptation methods, while separate ablations evaluate the complementary contributions of both components.
Pengyang Zhou, Xiaobin Tu, Zhengxi Liu +7
Sep 14, 2026cs.LG

Clustering-Based Balanced Sampling and Allocation with Data Parallelism for High-Performance Fine-Tuning

Instruction-tuning datasets for large language models (LLMs) are often large, redundant, and imbalanced, limiting efficient adaptation. Naive large-batch fine-tuning repeatedly includes overrepresented sample groups while weakly covering underrepresented but informative ones, especially under data parallelism (DP) across multiple GPUs. We propose CluSTER, a Cluster-aware balanced Sampling framework for Training Efficient data Reduction in DP instruction tuning. CluSTER curates a representative reduced dataset through gradient-space clustering and DP-aware balanced allocation, ensuring dual-level coverage across clusters and workers, while preserving the original data distribution by weighted update. As a result, CluSTER reduces redundant computation and improves training stability without compromising model quality. Across multiple instruction-tuning datasets, CluSTER reduces training time by up to 69.6% with almost no accuracy loss compared to prior sampling and data reduction methods. Code is available at https://github.com/kaist-dmlab/CluSTER.
Hyunjin Kim, Youngeun Nam, Jaemin Han +2
Sep 14, 2026cs.CL

Online Language Adaptive Sampling for Better Distributed Cross-lingual Gains

Realignment is a promising approach for improving the cross-lingual transfer ability of multilingual language models, particularly for extremely low-resource languages (LRLs). However, existing realignment methods rely on uniform and random sampling of parallel sentences across languages, which may be suboptimal under limited batch sizes. In practice, models may benefit from seeing certain languages more frequently, especially those that are poorly aligned, and the optimal distribution can evolve throughout training. In this work, we propose a simple yet effective adaptive sampling strategy that assigns trainable sampling probabilities to each language. Languages that contribute more to the realignment loss are sampled more frequently in subsequent batches, and the optimal distribution can evolve throughout training. Our method employs an inner-outer optimization loop with a small overhead, leading to consistent performance improvements and, more importantly, distributing the gains across languages. We observed a +0.67+0.67 average performance increase on all tasks with XLM-R, and +0.60+0.60 with Gemma 2 9B compared with uniform realignment. Furthermore, our method is robust across different models. Code available at https://github.com/felixgaschi/multilingual-alignment-and-transfer.
Quang Phuoc Nguyen, Félix Gaschi, David Anugraha +2
Sep 12, 2026cs.AI

Understanding LoRA Rank Trade-offs in Diffusion Model Fine-Tuning

Selecting LoRA rank for diffusion fine-tuning requires balancing quality and compute cost. We present a controlled study on CIFAR-10 using a DDPM U-Net with ranks {2,4,8,16,32}, fixed optimization settings, and a reproducible local-folder pytorch-fid protocol. We report FID, trainable parameters, runtime, and GPU memory, then validate trends with extended-budget DDPM runs (20 epochs; ranks 4/8/16) and a Tiny DiT backbone (10 epochs; ranks 4/8/16). Results show moderate ranks are most efficient: rank 4 achieves the best DDPM FID (124.1380), rank 8 is close (124.2136), and higher ranks provide limited gains despite larger adaptation cost. These findings support small-to-moderate ranks as practical defaults under fixed training budgets.
Iman Khazrak, Narges Nejad, Mostafa M. Rezaee +1
Sep 12, 2026cs.AI

Beyond Confidence: Stability-Aware Test-Time Adaptation for LLM Reasoning

Test-time adaptation has emerged as a lightweight alternative to costly post-training for improving the reasoning capabilities of Large Language Models (LLMs) on downstream tasks. Predictive entropy provides a model-derived signal for such adaptation, guiding models toward higher-confidence reasoning states without external verifiers or reward models. However, higher confidence does not necessarily imply correctness, as LLMs may remain highly confident along incorrect reasoning trajectories. We observe that high-confidence reasoning is more likely to be correct when confidence remains stable under local perturbations. Based on this observation, we propose Test-Time Adaptation via Stability-Aware Confidence Optimization (TASCO), a framework that incorporates local stability into confidence-based test-time adaptation while keeping the LLM frozen. TASCO operationalizes local stability by optimizing a lightweight task-level prefix under two alternative perturbation strategies: Random Perturbation promotes distributional stability across trajectories induced by nearby perturbed prefixes, whereas Sharpness-Aware Perturbation targets worst-case local sensitivity. Experiments demonstrate that TASCO improves reasoning accuracy and token efficiency across diverse LLMs and reasoning benchmarks, while behavioral analyses show that it maintains stable confidence under local perturbations without prematurely concentrating the model's predictive distribution.
Bincheng Gu, Min Gao, Zongwei Wang +3
Sep 12, 2026cs.CV

Your Model Already Knows Don't Teach It, Learn to Ask It: Soft Prompting for Few-Shot Adaptation of Vision-Language Models

We address few-shot object detection with vision-language models (VLMs) in out-of-domain settings such as aerial, industrial, and medical imagery, using only ten annotated images for supervision. Existing adaptation methods are discrete prompt optimization and LoRA fine-tuning. We revisit a third option: soft prompting, where a small number of continuous prompt tokens are optimized while the pretrained backbone remains frozen. We identify two key design choices. First, placing prompt tokens at the cross-modal boundary between visual and text tokens outperforms other placements (10.0 vs. 8.4 mAP). Second, initializing prompts from the empty space token outperforms semantic and random initialization. With these choices, one to three learned tokens (7,168 parameters on average) match the best LoRA configuration on Roboflow20-VL (14.2 mAP, 10-shot) while training over 20,000x fewer parameters. Soft prompting remains harder to optimize, exhibiting higher variance across random seeds. Unlike LoRA, however, it causes no forgetting: the LoRA rank matching our accuracy reduces NaturalBench VQA accuracy by 35% relative, rising to 56% at the largest rank, whereas soft prompting leaves pretrained performance unchanged. The learned tokens behave like prompts rather than weights. They transfer to a newer model without retraining (+0.8 mAP on Qwen3.5-9B) and can be verbalized into readable prompts competitive with prompt-search methods (matching DetPO and outperforming GEPA). The approach also extends beyond detection. On RoboCasa manipulation tasks, the frozen π0.5\pi_{0.5} vision-language-action policy benefits from soft prompting, matching the LoRA baseline on two of three tasks when tokens are placed at the gradient bottleneck. These results suggest modern VLMs already encode much of what is needed for specialized domains; the challenge is learning how to ask.
Gautam Rajendrakumar Gare, Siyi Li, Hewei Wang +5
Sep 12, 2026cs.CV

HALDETECT at ImageEval 2026 Shared Tasks: Answer-First Contrastive Grounding with QLoRA

Large multimodal models tend to hallucinate visual detail fluently, which limits their deployment for fine-grained interpretation. We present HALDETECT, our system for the English hallucination-detection track (Task 1b) of ImageEval 2026, in which a system must identify, from an image and three culturally plausible statements, the single visually grounded one. We frame the item as one contrastive decision, emit the answer before its explanation, and structure reasoning around colour/texture, shape/form, and context. Our best submitted adapter fine-tunes Qwen2.5-VL-7B-Instruct with 4-bit QLoRA while freezing the vision encoder and reaches Contrastive Instability (CI) 0.035 on the 1,000-item test set; we placed third of eight teams. Development experiments show that answer order can matter more than model scale and that adaptation beats prompting alone. Retrospective paired analysis of the released gold labels confirms the QLoRA gain over the best prompt but not the small gap between the devtest-selected and best-test adapters, and reseeding all four training sizes shows that the apparent data-scaling curve does not survive a seed change. The 35 residual errors are culturally plausible function, material, and recognition distinctions; naive adapter voting does not help.
Syed Mohaiminul Hoque, Md Sakhawat Hossain
Sep 12, 2026cs.LG

An Efficient and Modular Framework for Targeted Harm Mitigation in LLMS

Large Language Models (LLMs) are powerful zero-shot learners but remain prone to misalignment with human preferences, often producing biased, toxic, or otherwise harmful outputs. Existing alignment methods, while effective, are costly and tightly coupled to the model, limiting flexibility and scalability. We propose a modular correction framework that augments pretrained LLMs with Activated LoRA (aLoRA) adapters and a context-aware routing mechanism to eliminate harms from misaligned model responses. Our approach enables expert adapters to activate mid-sequence without invalidating the KV cache, allowing low-latency, targeted correction during generation. Each expert is trained to detect and mitigate specific harms, such as bias or toxicity. A learned router dynamically selects appropriate experts based on the models intermediate outputs. We demonstrate that our system improves alignment on standard safety benchmarks while preserving task performance, offering a lightweight and efficient path toward safer and more controllable LLM deployments.
Roberto Campbell, Momin Abbass, Muneeza Azmat +5
Sep 11, 2026cs.CV

R4Tun: LLM-guided adaptive segmental tunnel lining segmentation in point clouds

Automated inspection of segmental tunnel linings requires adaptive segmentation from 3D point clouds, yet expert-tuned pipelines often degrade when tunnel conditions vary. This paper presents R4Tun, a large language model (LLM)-driven adaptation framework that extends an expert-designed pipeline (SAM4Tun) with bounded parameter tuning informed by structured context: memory (mm), state (ss), and knowledge (kk). Evaluated on 30 selected Seg2Tunnel subsets (13 regular, 17 complex) across three LLMs, the full m+s+km+s+k design raised mean Intersection-over-Union (mIoU) from 0.18 to 0.43--0.48 and overall accuracy (OA) from 0.42 to 0.59--0.65 relative to the static SAM4Tun baseline, with the near-reference regular (staggered) subsets reaching mIoU 0.784--0.796 across LLMs. Across 270 (30 tunnels ×\times 3 different LLMs ×\times 3 context settings) runs, the LLMs showed similar parameter-adjustment trends (with overlapping 95% CIs on mean gains) and consistently adjusted a shared set of critical parameters. These results support R4Tun as a controlled, label-free, cross-LLM adaptation mechanism in the tested SAM4Tun--Seg2Tunnel setting, demonstrating consistent accuracy gains; we position R4Tun as a mechanism contribution rather than a deployable final-inspection system, in which each bounded parameter change is auditable via logged rationales.
Xinghui Tao, Zehao Ye, Guangming Wang +2
Sep 11, 2026cs.CV

Overpainting: Localized Context-aware Diffusion Image Editing

We present "overpainting", an image editing operation which offers both control over the location of the edit and awareness of the previous content in that location. The overpainted area is given by a trimap, where white-annotated pixels must be edited, gray-annotated pixels may be edited, and black-annotated pixels must not be edited. This enables both precise and loose control, depending on user intent. We implement overpainting by adapting a pretrained image editing diffusion model using a combination of joint attention and low-rank adaption across input images with attention-dropout to balance the information flow between noise, source and mask images. We present a novel, automated, training data generation pipeline that (1) generates a set of candidate image pairs leveraging existing language-based editing models, (2) carefully curates those pairs, and (3) extracts a trimap from each usable pair. We demonstrate the versatility of our overpainting model on a wide range of editing tasks.
Sam Sartor, Iliyan Georgiev, Michael Fischer +2
Sep 9, 2026cs.CL

Rosetta at AlexandriaX-2026: LoRA-Adapted NileChat for Context-Aware Dialectal Arabic Dialogue Translation

This paper describes the Rosetta system for Subtask 1 (Context-Aware English-to-Dialectal Arabic Dialogue Translation) of the AlexandriaX shared task, participating in both constrained and unconstrained tracks. The approach fine-tunes a LoRA adapter on NileChat-3B using structured system/user prompts that condition generation on dialect and dialogue context. For the unconstrained track, the adapter is additionally pretrained on MADAR and PADIC. Rosetta ranked 4th in the constrained track (spBLEU 26.10) and 5th in the unconstrained track (spBLEU 25.09). The experimental results demonstrate that external pretraining helps only two of thirteen dialects while slightly hurting overall performance, suggesting negative transfer.
Nada Esmaeil, Fathima Rena, Sibi Subhash +4
Sep 9, 2026cs.CL

Data-Centric Post-Training for Financial Reasoning: Mining, Distillation, and Verifiable Learning

Financial text, textbooks, and question-answer pairs are abundant, but only a small fraction is directly usable for reasoning-focused post-training. Existing QA pairs often lack explicit reasoning, sufficient context, or reliably verifiable answers, while textbooks must first be transformed into synthetic training examples. We present a data-centric pipeline that constructs complementary corpora by mining open-source reasoning traces, distilling financial instruction data, and generating knowledge-graph-guided question-answer pairs from financial educational material. After semantic deduplication, three lightweight sequence classifiers select finance-relevant examples, reject under-specified questions, and identify tasks suitable for reinforcement learning with compact rule-based verifiers. For model adaptation, we study supervised fine-tuning and reinforcement learning, while self-distilled fine-tuning and post-training model merging are used to prevent the loss of financial capabilities already present in the starting model. We evaluate the adapted language models using FINESSE-Bench, reporting aggregate performance and changes relative to their starting checkpoints. Across the selected comparisons, ordinary SFT reduces FINESSE-Bench accuracy by 3.2-4.0 percentage points, whereas self-distilled SFT improves over the corresponding starting models by 1.0-2.8 points. Equal-weight merging recovers 3.0 points over its SFT parent and finishes 0.9 points above the original model; GRPO on hard tasks adds 0.4 points after self-distilled SFT or 3.0 points when applied directly to verifiable tasks. These results show that retention-aware adaptation can improve financial reasoning without the regressions observed after ordinary SFT.
Zhirayr Hayrapetyan, Andrei Kalmykov, Denis Kokosinskii +2
Sep 9, 2026cs.LG

Privacy-Preserving Split Learning for Federated LLM Fine-Tuning

Fine-tuning large language models (LLMs) on domain-specific data is essential for downstream adaptation. In many deployments, a participant cannot hold the complete model locally. This happens because the model owner keeps the full model proprietary, or because the participant lacks sufficient compute resources. Split Learning (SL) addresses this by partitioning the model between the participant and a server so that only a small portion runs locally. When the underlying data is additionally distributed across multiple institutions with privacy requirements, Federated Learning (FL) further enables collaborative training across participants by sharing only model updates instead of raw data. In this combined setting, each client transmits intermediate activations to the server, and for LLM fine-tuning, this exchange poses an inherent privacy paradox. The autoregressive nature of LLMs causes the transmitted activations to leak the input, and existing perturbation-based defenses are fundamentally ineffective in this setting. We address this leakage through a learned obfuscate-and-recover scheme that protects participants' private datasets while still allowing an independently deployable model to be trained on the server side. Experiments demonstrate that our approach achieves strong privacy protection with modest utility loss and system overhead, making split-based federated LLM fine-tuning practically viable.
Heng Jin, Chaoyu Zhang, Hexuan Yu +2
Sep 9, 2026cs.AI

Which Tokens Should SFT Actually Learn? A Token-Trimming Perspective on Mathematical Reasoning

Supervised fine-tuning (SFT) applies a uniform cross-entropy loss to all target tokens, even though different tokens provide unequal learning signals for mathematical reasoning. This uniform treatment can over-sharpen already mastered tokens while amplifying learning pressure on uncertain, low-confidence tokens, leading to suboptimal training dynamics. We propose Trimmed Logit-Gap SFT (TrimSFT), a simple token-level reweighting method that scales the SFT loss according to the logit gap between the gold token and its strongest competitor. TrimSFT trims supervision away from both extremes: tokens already mastered (large logit gap) and tokens weakly supported by the current model (small or negative logit gap), concentrating learning within an intermediate logit-gap region between them. We instantiate this principle with a Gaussian weight centered at margin m with bandwidth τ, requiring no reference model or additional forward pass. We evaluate TrimSFT on six base models from the Llama, Qwen, and DeepMath families across five mathematical reasoning benchmarks. TrimSFT consistently improves over standard SFT, achieving the best average performance on five out of six models, with gains of up to +26.9 points over SFT on MATH500. Further analyses show that the bandwidth τ matters more than the exact margin location, and that half-trim variants that remove supervision pressure from only one side yield inferior trade-offs. A token-level logit-gap distribution analysis suggests that TrimSFT reshapes model confidence in a more balanced way than uniform SFT or monotonic reweighting methods. These results suggest that reasoning SFT can benefit from trimming both extremes rather than treating all tokens uniformly.
Yaning Jia, Chunhui Zhang, Wenxuan Xu +3
Sep 8, 2026cs.LG

Geometry-Aware Bayesian Parameter-Efficient Fine-Tuning on the Stiefel Manifold via Stein Variational Gradient Descent

Several geometry-aware approaches to low-rank adaptation have emerged for parameter-efficient fine-tuning of large pre-trained models. These methods aim to take full advantage of the geometric structure of low-rank manifolds for improving the efficiency in subspace utilization and reducing redundancy by enforcing orthogonality constraints during optimization. The strong empirical results of these techniques have motivated further study into whether predictions from such geometry-based adaptation methods could be overconfident. In this paper, we build on the singular value decomposition factorization of adapters to develop a framework based on Stein variational gradient descent (SVGD). In this formulation, the low-rank matrices are transported along the Stiefel manifold to match the targeted distributions while retaining their crucial geometric structure. Since this geometry-aware SVGD approach provides multiple solutions during inference, it supports uncertainty quantification and produces better-calibrated adapters on the Stiefel manifold. Extensive experiments show that our method delivers strong model calibration and attains higher prediction accuracy than SVGD and related uncertainty estimation methods that are formulated in Euclidean space.
Quang-Duy Tran, Trung Le, Bao Duong +2
Sep 7, 2026cs.AI

Aplaud: Adaptive Personalized Low-Rank Decomposition for User-Specific LLM

In this paper, we study the problem of personalized survey response prediction using fine-tuned large language models (LLMs). This task poses unique challenges: limited per-user training data, scalability of model storage, and the need to exploit shared structure across survey questions. To address these issues, we propose Aplaud (Adaptive Personalized Low-rank and User-specific Nested Decomposition), a lightweight and scalable framework for LLM personalization. Aplaud extends the LoRA paradigm by separating adaptation into a frozen, shared low-rank basis and a compact user-specific correction, augmented with a rank-one residual for finer personalization. To further reduce per-user parameter cost and mitigate overfitting, the correction matrix can be factorized into an even lower-rank form. Empirical results demonstrate that Aplaud achieves efficient, scalable personalization across users while outperforming state-of-the-art LoRA-based personalized LLM approaches in both generalization and inference efficiency.
Xinyu Li, Ruoming Jin, Jianfeng Zhu +2
Sep 7, 2026cs.AI

PLUME: Parameter-Efficient Personalization of Large Language Models via Low-Rank User Modulation in Shared Subspaces

Personalizing large language models (LLMs) is essential for delivering AI assistance that aligns with individual users' styles, intents, and preferences. While per-user fine-tuning can substantially enhance personalization quality, it introduces significant parameter and storage overhead, limiting scalability to large user populations. We propose PLUME (Personalized Low-Rank Adaptation through User Modulation and Shared Subspace), a lightweight framework that achieves efficient and expressive per-user adaptation by leveraging a shared task-specific subspace. Specifically, PLUME first learns a global task subspace from aggregated user data. Personalization is then achieved by training only a lightweight small square matrix within this subspace, enabling each user to obtain a tailored model while keeping shared components fixed. Cross-layer shared parameters and rank-1 residual terms are further introduced to significantly reduce redundancy while maintaining expressiveness. Experiments on multiple personalized text generation benchmarks demonstrate that PLUME achieves comparable or superior performance to strong baselines, while reducing per-user parameters by over 95%. These results establish shared-subspace modulation with minimal residuals as a scalable and semantically grounded approach to LLM personalization.
Xinyu Li, Hao Zhou, Jianfeng Zhu +4
Sep 7, 2026cs.AI

When Financial Fine-tuning Fails: A Three-Level Detectability Analysis of Numerical Hallucination in Domain-Adapted Language Models

Financial large language models are increasingly deployed for summarization of reports and disclosures, where numerical hallucination poses significant practical risks. While prior work often attributes such hallucination to insufficient numerical reasoning, this assumption has not been systematically tested under controlled fine-tuning settings. In this paper, we conduct a cost-effective, controlled study of numerical hallucination in financial summarization across three model variants: a base instruction-tuned model, a domain language-adapted model (FT-A), and a numeracy-enhanced domain model (FT-A+B+C). We introduce a three-level detectability taxonomy distinguishing between overt hallucination (currency-denominated fabrication), covert-explicit hallucination (professional-convention numbers), and covert-implicit hallucination (ungrounded quantitative claims). Our results reveal that domain fine-tuning substantially degrades numerical restraint at all detectability levels. While the Base model maintains near-zero hallucination rates (5.4%), FT-A exhibits 82.5% overt hallucination and FT-A+B+C reaches 98%. Contrary to intuition, numeracy supervision amplifies rather than mitigates hallucination across all levels. We identify template injection---the insertion of memorized canonical values regardless of input content---as a primary hallucination mechanism in fine-tuned models. These findings demonstrate that numerical hallucination in financial summarization is driven by the degradation of numerical restraint through domain adaptation, not by insufficient numerical reasoning. We recommend that evaluation protocols assess hallucination across all detectability levels and that deployment practices include explicit mechanisms for grounding-aware generation or abstention.
Xiaodong Li, Peiwei Liu
Sep 3, 2026cs.CL

Representational alignment yields generalizable safety in language models

Aligning large language models (LLMs) is essential for their safe deployment. Current alignment methods mainly optimize observable responses, yet models remain vulnerable when the same harmful intent is recast in unfamiliar or adversarial forms that humans can easily recognize. Prototype theory offers an account of this adaptability. Human concepts are represented around central cases, and new instances are categorized according to their graded typicality relative to these prototypes. Here we show that such categorization of moral concepts is weakly preserved in current LLMs. Across 23 LLMs, models often failed to distinguish opposed moral categories or preserve fine-grained typicality within each category. These deficits persist across parameter sizes and alignment stages. We developed representational similarity optimization, which directly aligns the latent representations in LLMs with the categorization expressed in human moral judgements, without supervising generated responses. In matched experiments using the same 251,334 moral annotations, standard behavioral alignment learned the intended moral judgements at the response level while leaving the categorization structure largely unchanged and increasing vulnerability across adversarial evaluations. Reorganizing moral categorization produced more modest gains in explicit judgements but consistently improved adversarial robustness across model scales on diverse benchmarks and attack strategies. Our findings provide functional support for the view that prototype-based categorization contributes to behavioral adaptability. They also show that transferring this representational principle to LLMs yields generalizable safety under adversarial conditions.
Lingyu Li, Yan Teng, Yingchun Wang +1
Sep 3, 2026cs.LG

Beyond Endpoint Scores: Time- and Capacity-Conditioned Evaluation of Continual Knowledge Updating

Continual knowledge-updating methods are often declared superior from one final checkpoint and one conventional adapter rank. We show that this can be insufficient to identify the better operating point. Holding a periodic hierarchy fixed, we compare it with cumulative replay over a 24-month Wikidata stream while varying evaluation month, replay LoRA rank, and query formulation. The apparent winner changes across this region: on Qwen2.5-1.5B, the hierarchy's 5.0-point advantage over rank-8 replay becomes an 11.6-point deficit against rank-72 replay, and at high ranks a consolidation-aligned endpoint can suggest a tie while time-averaged replay leads by 9-13 points. The same rank-conditioned reversal appears on Llama-3.2-1B and held-out paraphrases. These results show that method ranking in continual updating can depend jointly on when performance is measured and how much replay-side adaptation capacity the baseline receives. We therefore propose reporting trajectories and capacity sweeps, and declaring a robust winner only when the ordering is stable across the evaluation region; otherwise, comparisons should report winner regions and retention-stability-cost frontiers. Under this protocol, the periodic hierarchy is a lower-update-cost operating point, not a quality winner.
Heejin Choi
Sep 3, 2026cs.CV

SafeRI: Recognition and Intervention for Token-Level Safety Intervention in Large Vision Language Models

Existing safety alignment methods for vision-language models usually modify the model behavior globally: once the safety parameters are trained or loaded, they participate in both unsafe and already-safe generations. This always-on intervention can unnecessarily perturb the model's original reasoning path and degrade general multimodal capabilities. We argue that safety alignment should be an on-demand intervention rather than a permanent modification to every decoding trajectory. To this end, we propose a streaming recognition and gated LoRA framework for intrinsic VLM safety. During autoregressive generation, a lightweight recognizer estimates whether the current pre-token generation state is safe or unsafe. Its output updates the LoRA gate for the following decoding step; otherwise, generation follows the frozen-backbone policy. The LoRA module is trained from unsafe prefixes, transition statements, and safe continuations, so that it learns to redirect unsafe generations back to safe responses after activation. Experiments across multiple safety and general-purpose benchmarks demonstrate the effectiveness of our method in post-alignment settings.
Caoyuan Ma, Tian Gu, Wenpu Liu +11
Sep 2, 2026cs.LG

Routing Is Not Enough: Diagnosing Intra-Adapter Subspace Contention in MoE+LoRA Fine-Tuning

Multi-domain fine-tuning often combines MoE routing with LoRA, assuming that token-level routing separates domain-specific updates. We test this assumption in MoE+LoRA using Python code paired with biomedical text and mathematical reasoning. Although these domains show near-disjoint expert routing, adding biomedical data substantially increases code perplexity, indicating that routing separation alone may not prevent negative transfer. To localize the failure, we introduce Jaccard routing overlap and adapter-gradient cosine similarity, which measure expert sharing and update compatibility, respectively. These diagnostics indicate that interference arises mostly from nearly orthogonal domain gradients competing within the same low-rank adapter subspace. We address this issue with SpawnLoRA, which dynamically adds gated sub-adapters inside MoE experts when adapter-level contention is detected, while keeping the router fixed. We evaluate SpawnLoRA on Phi-tiny-MoE-instruct and OLMoE-1B-7B across multiple mixture settings and find that it effectively reduces negative transfer compared with standard and rank-adaptive LoRA. These results demonstrate that structural separation inside experts provides benefits beyond routing or rank expansion alone.
Mehreen Hossain Chowdhury, Nowshin Mahjabin, Ahmed Shafin Ruhan +3
Sep 1, 2026cs.CL

Scaling Near-Optimal SFT-RL Annotation Budget Allocation from Small to Large LLMs

How to divide a fixed annotation budget between supervised fine-tuning (SFT) and reinforcement learning (RL) during LLM post-training remains an open problem. Existing work characterizes only broad trends (e.g., SFT dominates in low-data regimes), lacks a principled allocation framework, and does not examine whether the optimal ratio transfers across model sizes. We frame this problem in terms of near-optimality: rather than seeking a single optimal SFT-RL ratio, we characterize the near-optimal region, the set of allocations within a specified tolerance of peak performance. Empirically, this region is wide even for small tolerances (2-10%), widens with model scale, and transfers reliably from small proxy models to large target models. This yields a practical strategy: small proxy-model experiments suffice to identify a transferable near-optimal region, eliminating the need for exhaustive large-scale search. Our results hold consistently across tasks, model families, and both preference-based off-policy and reward-supervision on-policy RL methods. We further analyze how the asymmetry in annotation costs between SFT and RL data shifts the near-optimal region.
Jingtan Wang, Arun Verma, Xiaoqiang Lin +4
Sep 1, 2026cs.CR

When Safety Routing Breaks: Understanding Alignment Fragility under Benign Fine-Tuning

Benign fine-tuning severely weakens the safety alignment of large language models (LLMs), so we study why refusal behavior is so fragile. While prior work often attributes this failure to gradient conflict, we propose a fundamentally different Fisher-geometric explanation: safety Fisher is low-rank, and alignment makes the safety geometry flatter while preserving an output-routing pathway. After 100 benign fine-tuning examples, this pathway is selectively re-sharpened in output-side MLP modules, explaining the asymmetric fragility: safety can collapse to high attack success rates, while general utility degrades mildly. The routing view also explains why few safety examples can restore refusal behavior, indicating that internal safety-relevant representations are preserved. Finally, we show that LoRA and ASAM mitigate early collapse by suppressing output-side sharpness, but their protection weakens at larger fine-tuning scales. Overall, safety failure is best understood as a disruption of a low-rank output-routing mechanism
Yitong Guo, Xiaoyi Chen, Siyuan Zhang +2
Sep 1, 2026cs.CV

Gaussian Core LoRA: Distribution-Aware Dynamic Adaptation for Broad Concept Erasure

Concept erasure aims to suppress unsafe, privacy-sensitive, or undesirable generations in text-to-image diffusion models while preserving benign semantics, visual quality, and deployment efficiency. Existing adapter-based methods, such as Low-Rank Adaptation (LoRA), typically freeze the diffusion backbone and learn lightweight parameter updates to steer generation away from target semantics. However, these methods usually assign a static semantic erasure direction to each target concept. This assumption is overly coarse for broad and complex target concepts, since a concept often contains multiple latent semantic prototypes involving different objects, scenes, or relations, and requires different local erasure directions. A single LoRA update averages these heterogeneous erasure demands, leading to under-erasure on difficult prototypes and over-editing of nearby benign semantics. To address this limitation, we propose Gaussian Core LoRA, a distribution-aware low-rank adaptation framework. It fits a Gaussian mixture model in the prompt feature space to estimate latent semantic prototypes within the target concept. During inference, each input prompt is projected into this feature space to compute its Gaussian posterior responsibilities, which condition the core generator to produce a prompt-specific, norm-bounded residual reconfiguration of the shared LoRA rank space. This enables prototype-adaptive erasure with a single lightweight adapter. Compared with the strongest baseline on each metric, Gaussian Core LoRA reduces average Attack Success Rate (ASR) by 7.95%, lowers COCO Fr'echet Inception Distance (FID) by 14.72%, and improves CLIP Score by 4.98%. Further experiments show robustness to adversarial prompts, scalability to multi-identity and multi-style erasure, and compatibility with SDXL and FLUX.
Qinghui Gong, Xunlei Chen, Yu-Xuan Zhang +2
Sep 1, 2026cs.CL

Behaviorally Effective LoRA Writes Are Sparse and Structured

Low-rank adaptation fixes the rank of the update, but it does not identify which parts of a trained write actually carry behavior. We study that question directly and show that behaviorally effective LoRA writes are sparse, structured, and far more concentrated than the raw low-rank parameterization suggests. We use Learned-Basis LoRA, a learned-basis continuation recipe, to expose that structure. The recipe warms up an unconstrained adapter, converts its learned write columns into a module-wise orthonormal basis, freezes that basis, and continues training inside the constrained parameterization. Across 14 exact switches from unconstrained to constrained form, held-out accuracy is unchanged at the conversion step and reconstructed write matrices differ by at most 0.25% relative Frobenius error. Same-state continuation then shows that the same trained checkpoint develops differently under different write subspaces, establishing write geometry as a causal state variable. A no-retraining projection test shows that useful write signal stays inside the learned write space and largely disappears from random or frozen-activation PCA controls. The concentration pattern is strong at both local and global scales. Across GSM8K, MathQA, and AQuA, per-module top-k continuation reaches its optimum at k in {2, 4} in all twelve seed-level cases we test. A stricter global ranking test shows that learned top-16 and top-32 subsets outperform matched random subsets, especially on GSM8K/Qwen and MathQA/Qwen. Single-direction ablations further reveal a sparse set of late q_proj, o_proj, and down_proj components with outsized behavioral impact.
Haruto Sato, Yuki Tanaka, Ren Nakamura +2
Sep 1, 2026cs.LG

Post-Training Science for Supervised Fine-Tuning

Every supervised fine-tuning run forces the same chain of decisions, such as learning rate, batch size, LoRA or full fine-tuning, how many epochs, which optimiser, and what data to feed the model. Each of these is typically rediscovered from scratch for every new model and dataset. Here we measure them under one instrument: a sweep that varies one lever at a time, and spans dense and mixture-of-experts models in two families (Qwen3 and Llama), on four real-world customer SFT datasets, for both LoRA and full fine-tuning. These datasets give a controlled testbed: each task carries an evaluation built with the customer, and its training data is produced by iterative supervised fine-tuning that refines model outputs until they pass that evaluation, so the supervised target is internally consistent and the task judge we report against is the criterion the data was built to satisfy. We ask how the optimal learning rate and batch size move with model scale, family, and data, and whether one selection rule transfers across them; what LoRA trades against full fine-tuning, and how its rank and alpha set what the adapter can learn; whether validation loss (or other metrics, such as loss landscape flatness) faithfully ranks downstream quality; whether post-training gains scale with model size and data volume, on a model ladder extended through mixtures-of-experts to 235B parameters; how many epochs to train before general instruction-following erodes; and whether a geometry-aware optimiser improves on AdamW. Each recommendation is paired with a measure of its uncertainty.
Charles O'Neill, Mudith Jayasekara, Harry Partridge
Sep 1, 2026cs.CL

Context-Grounding Gains Are Mediated by Pre-existing Machinery: Auditing GRPO, SFT, and DPO

Language models can ignore prompt evidence when it conflicts with memorized knowledge. Post-training can make models follow such evidence more reliably, but it is unclear whether these gains require new machinery or strengthen machinery already present. We compare nine post-training arms spanning GRPO, SFT, and DPO from one starting checkpoint, with key comparisons extended across scales and families. We estimate a grounding direction from that checkpoint before training. Across five tested GRPO variants, grounding gains are small. For the two variants replicated across seeds, equivalence tests bound their effects below the conflict-SFT gain even as the rewarded metric improves. Conflict-SFT improves grounding moderately, while DPO drives grounding near ceiling on its matched distribution. Conflict-SFT and DPO largely use the same causal attention-head set as the starting model. Subtracting the starting-model direction suppresses both gains, while adding it to the starting model recovers 35% of DPO's gain at a dose passing all stated side-effect checks. After a supervised warm start makes the context answer appear in more rollouts, the same GRPO recipe adds essentially no further grounding gain. In our setting, grounding gains largely depend on machinery already present in the starting model.
Prakhar Gupta, Vaibhav Gupta
Sep 1, 2026cs.AI

When Features Become Instances: Inverted Contrastive Learning for Unsupervised Feature Selection

Unsupervised feature selection seeks a compact subset of informative features without access to class labels, making feature utility difficult to define. Existing UFS methods therefore rely on indirect structural criteria, such as similarity preservation, locality, sparsity, cluster geometry, or reconstruction quality. In this paper, we instead study UFS through representation consistency and propose Inverted Contrastive Learning for Unsupervised Feature Selection (ICLFS), a feature-wise contrastive framework that reformulates UFS as a representation learning problem over features rather than samples. ICLFS first inverts the data matrix so that each feature is represented by its sample-profile vector, then constructs multiple masked positive views together with a shuffled negative view, and learns projector-space representations that remain consistent across these structured perturbations under an InfoNCE-based objective. Motivated by recent findings that cosine-based and InfoNCE-based training affect embedding norms, we use projector-space embedding magnitude as the saliency signal for ranking features. The resulting norm-based ranking is subsequently refined through Laplacian-Gated Ranking Correction, which suppresses locally redundant candidates while preserving salient ones. Extensive experiments on 12 benchmark datasets show that ICLFS achieves the best clustering accuracy on 10 datasets against both classical and neural baselines under the standard clustering-based UFS evaluation protocol, while remaining competitive on the other two. These results show that feature-wise contrastive representation consistency provides a strong and effective alternative to neighborhood, cluster, and reconstruction-based UFS formulations.
Utsab Ghosh, Roshni Chakraborty
Sep 1, 2026cs.LG

Frozen Cores Need Task Signal: Fisher-Whitened Cross-Covariance for Low-Resource LLM Adaptation

Parameter-efficient fine-tuning is usually framed as a question of how many parameters to update. Under a severe trainable-state budget, however, where those coefficients act is equally consequential. We study this choice through frozen-core adaptation: a calibration pass fixes left and right bases for each weight matrix, and fine-tuning optimizes only an r×rr\times r core. This removes the ability of trainable factors to repair a poor initial span and makes subspace quality directly observable. We introduce FCCA, which estimates the signed input--error cross-covariance, whitens it with diagonal Fisher moments, truncates it in the resulting local metric, maps the selected directions back, and applies thin QR to obtain stable core coordinates. Under a matched r2r^2 budget, we compare eight basis constructors on 11 tasks, four model settings, and three seeds. On Qwen2.5-3B, FCCA reaches an 83.0 macro-average, 2.3 points above the next-best matched-budget constructor, and exceeds its unwhitened RawGrad control on all 11 tasks. It ranks first at all three Qwen scales and finishes within 0.13 points of the best method on Llama-3.2-1B. Controlled ablations show gains of 2.7--17.2 points from whitening and identify QR as necessary for stable core optimization in the tested regime. Finally, FCCA comes within 0.32 and 0.23 average points of LoRA and DoRA while optimizing 36.9K rather than roughly 7.4M parameters. These results show that a carefully selected fixed span can recover most of the benefit of movable low-rank factors at a much smaller trainable and optimizer-state cost.
Wentao Ye, Zhanming Shen, Zhiqing Xiao +3
Sep 1, 2026cs.LG

Online Self-Weighted Fine-Tuning

Standard supervised fine-tuning (SFT) assigns the same explicit loss weight to every expert demonstration, regardless of the model's changing competence over training queries. Reinforcement learning (RL) based methods adapt update strength using model-generated rollouts, but often require substantially more sampling and can be unstable on hard tasks. We propose \textbf{Online Self-Weighted Fine-Tuning (OSW-FT)}, a simple method that augments SFT with online, trajectory-level weighting. For each query, OSW-FT estimates the model's current success rate using a small number of inference-only rollouts and rescales the standard SFT loss accordingly. The optimization direction remains anchored to the expert trajectory, while the update magnitude adapts online. For binary-verifiable reasoning, we connect this weighting to SFT and RL at the gradient level, inspired by variance-reduction principles. The resulting estimator is unbiased for the exact OSW-FT surrogate update for any finite rollout count, and we analyze convergence with respect to the corresponding surrogate objective. Evaluated across Qwen3 series ranging from 0.6B to 4B on multiple challenging benchmarks (e.g., AIME), OSW-FT consistently improves over SFT on small-to-medium scale models. OSW-FT offers a favorable compute-performance trade-off as a practical approach for fine-tuning small-to-medium LLMs on binary-verifiable reasoning tasks with only \textbf{2 online rollouts}.
Haiquan Wen, Yiwei He, Bei Peng +1
Sep 1, 2026cs.LG

Breaking the Structural Identity: Personalized Federated LoRA Fine-tuning under Rank Heterogeneity

Large Language Models (LLMs) have achieved remarkable success across diverse domains, but their adaptation to privacy-sensitive, distributed datasets remains a challenge. While Federated Learning (FL) combined with Low-Rank Adaptation (LoRA) provides a resource-efficient paradigm for collaborative fine-tuning, practical deployments are hindered by the dual challenges of resource heterogeneity and data heterogeneity. Existing rank-heterogeneous methods primarily focus on bridging dimension mismatches for aggregation but typically provide a unified global model for all clients sharing the same rank, failing to capture client-specific features in non-IID scenarios. In this paper, we propose FedRoRA (Federated Rank-wise Personalized LoRA), a novel framework that enables fine-grained personalization within rank-heterogeneous federations. FedRoRA decouples adaptation into shared global directions and personalized rank-wise magnitudes governed by learnable diagonal scales. On the server side, it extracts a global subspace via singular value decomposition (SVD) and redistributes client-specific initializations through a personalized projection and top-kk selection mechanism. Extensive experiments on NLU and NLG benchmarks demonstrate that FedRoRA consistently outperforms state-of-the-art methods.
Lei Wang, Jieming Bian, Letian Zhang +1
Aug 31, 2026cs.CE

Lightweight Adaptation of EEG Foundation Models for Stroke Motor Imagery Decoding: Domain Shift and Subject-Level Robustness

Motor imagery (MI) electroencephalography (EEG) decoding could support post-stroke rehabilitation, but models developed on healthy cohorts may not transfer reliably to pathological EEG. We evaluated whether Low-Rank Adaptation (LoRA) can efficiently adapt three pretrained EEG foundation models (i.e., LaBraM-base, REVE-base, and REVE-large) for binary left- versus right-hand MI decoding. Frozen-backbone head-only baselines and LoRA adaptation were evaluated using subject-wise five-fold cross-validation on the PhysioNet EEG Motor Movement/Imagery Dataset and a binary subset of the UET175 dataset comprising 30 stroke participants. On EEGMMIDB, LoRA increased accuracy to 0.822 for LaBraM-base and 0.957 for REVE-base. On UET175, all head-only models performed near chance. With LoRA, LaBraM-base remained near chance (0.499±\pm0.009), whereas REVE-base reached 0.847±\pm0.194 and outperformed REVE-large (0.806±\pm0.178), indicating that increased model capacity alone did not improve stroke-domain adaptation. The strongest stroke configuration, REVE-base LoRA, was further evaluated using within-cohort leave-one-subject-out cross-validation (LOOCV), showing 0.952 mean accuracy, but subject-wise accuracy ranged from 0.586 to 1.000, revealing a small low-performing tail. Zero-shot transfer from EEGMMIDB to UET175 remained near chance (0.464±\pm0.072). These findings show that healthy-benchmark performance does not ensure transfer to stroke EEG. Translation of EEG foundation models to pseudo-online or real-time rehabilitation BCIs should therefore include target-domain adaptation and subject-level assessment of temporal informativeness, spatial sensitivity, and physiological discriminability.
Anh T. Nguyen, Zihua Sun, Michelle J. Johnson
Aug 31, 2026cs.LG

Elite-Weighted Supervised Fine-tuning for Goal-Directed Molecular Optimization

Goal-directed optimization is essential for steering molecular generators to propose candidates with desired properties. However, it is often implemented with policy-gradient reinforcement learning, which requires a generation-trajectory log-probability whose form depends on the model architecture and generation procedure. This makes an optimizer difficult to reuse across architectures and conditional generative designs. Supervised fine-tuning needs none of that machinery, but its update is driven by a fixed dataset, so the reward never enters the update. We introduce Elite-Weighted Supervised Fine-tuning (EW-SFT), which uses reward to guide elite selection of high-scoring molecules, and updates the model by its own pretraining loss on that set. Ablations show that reward information is passed primarily through elite selection, rather than through continuous weighting within the selected set. Because the update consumes only scored molecules and the model's native loss, the same rule applies across autoregressive, masked-diffusion, and discrete-flow generators, and across de novo, motif-extension, and linker-design tasks. Under a fixed budget of 3D shape alignment oracle calls on two kinase reference compounds, EW-SFT consistently outperforms the corresponding native optimizers. It further improves goal-directed optimization under a 2D similarity oracle on four held-out references and achieves comparable performance on a sample-efficiency benchmark without a trajectory-level RL formulation. These results demonstrate that EW-SFT is a unified and effective optimizer across molecular generators, design constraints, references, and oracles.
Shiyun Wa, Yifei Wang, Anna G. Green +2
Aug 31, 2026cs.LG

Normalized Low-Rank Adaptation

While low-rank adaptation (LoRA) is widely used for parameter-efficient model adaptation, how to regularize its training dynamics for stable and effective optimization remains underexplored. Because LoRA initializes the up-projection to zero, its early optimization dynamics are largely governed by the down-projection. Building on this observation, we introduce Normalized Low-Rank Adaptation (NoRA), a simple yet effective method that normalizes the down-projection matrices during training. We further show that the same normalization can be applied only at initialization, improving standard LoRA without requiring repeated normalization throughout training. Across pretraining, supervised finetuning, and reinforcement learning, NoRA consistently accelerates convergence, improves performance and training stability, and mitigates catastrophic forgetting. These benefits require neither additional trainable parameters nor inference-time computation, making NoRA a simple and broadly applicable enhancement to LoRA.
Jiale Kang, Ziyin Yue, Zheng Zhan +2
Aug 31, 2026cs.CL

Stick to What You Know: A Study of Knowledge-Aligned Supervised Fine-Tuning

Supervised fine-tuning (SFT) trains a base language model to imitate target responses, and these targets may require knowledge the base model has not robustly internalized. We study this as a source of hallucinations and frame a group of mitigation methods as \emph{knowledge-aligned SFT}: constraining SFT training targets to the base model's parametric knowledge. Under a unified setup, we compare existing generation-based and estimation-based knowledge-alignment methods and introduce two new variants: Evidence Rewrite, which verifies base-model generations using external evidence, and Recall Rewrite, which retains claims only when they can be consistently recalled by the base model. Experiments with Qwen 3 4B and OLMo 3 7B show that knowledge-aligned SFT can reduce factual hallucinations on WildHalu and Biography while largely preserving general capabilities. Recall Rewrite yields the strongest factuality gains and improves refusal behavior on UnknownBench. It thereby confirms that SFT targets beyond the base model's knowledge drive hallucination behavior.
Arthur Becker, Jakob Kemmler, David Thulke +3
Aug 31, 2026cs.CL

Low-Resource Preference Adaptation of LLMs via Activation-Based Label Propagation

Adapting large language models to user-specific preferences is often constrained by the cost of human annotation, making preference optimisation impractical in low-resource settings where preferences cannot be reliably labelled by LLMs themselves, e.g., due to cultural, subjective, or personalised contexts. In this paper, we investigate how language models encode preference information in their intermediate representations, finding that activations from chosen and rejected responses form distinct clusters across layers, even in pretrained models. Strikingly, this structure is strengthened by alignment on canonical datasets but erased when the target preferences differ from those the model was aligned on, suggesting aligned LLMs are poor judges for non-mainstream populations. Exploiting this structure, we propose training a lightweight linear probe on a few labelled preference pairs (\leq500) and using it to annotate large unlabelled datasets (50K+) for downstream preference optimisation. We systematically evaluate this approach across different datasets, preference optimisation methods and model scales and find that our method consistently outperforms direct training given the same annotation budget, and remains competitive against baselines trained on 50100×50-100\times more labelled data in the majority of our settings. Code is available at https://github.com/alessioGalatolo/activ-pref-probe.
Alessio Galatolo, Meriem Beloucif
Aug 31, 2026cs.CL

ECGQuest: Benchmarking and Fine-Tuning Language Models for Electrocardiography

Electrocardiogram (ECG) interpretation requires knowledge of cardiology, electrophysiology, clinical diagnosis, ECG waveforms, signal acquisition, and instrumentation. Existing language-model benchmarks, however, primarily assess broad medical knowledge or interpretation of individual ECG signals and images rather than the broader contextual knowledge required for ECG interpretation. We developed ECGQuest, a literature-grounded resource for evaluating and fine-tuning ECG-specific language models. A GPT-4o-based pipeline generated questions from 23 ECG references and Computing in Cardiology proceedings from 2003-2025. The final dataset contains 10,904 unique True/False questions paired with their negated forms (21,808 Q&A pairs). We evaluated three commercial and 20 open-source language models on a held-out test set in a zero-shot setting. Five open-source models with 7-14B parameters were fine-tuned using Low-Rank Adaptation, with BERT and BiomedBERT included as supervised encoder baselines. Generalization was assessed on ECG-related subsets of MedMCQA and MedQA converted to binary True/False questions using official answer keys. Zero-shot accuracy on ECGQuest ranged from 49.5% to 74.4%, with GPT-5 performing best. General-purpose models outperformed medically specialized models, several models showed strong True/False bias, and encoder baselines performed near chance. Fine-tuning improved all open-source models by 6.5-14.1%. Fine-tuned DeepSeek-R1-Distill-Qwen-14B reached 76.3% accuracy, while a five-model voting ensemble reached 78.5%. On MedMCQA and MedQA, fine-tuning mainly benefited weaker or class-biased models and did not consistently improve strong base models. ECGQuest provides a reproducible benchmark for contextual ECG knowledge and shows that parameter-efficient fine-tuning can make smaller language models competitive with substantially larger commercial models.
Mohammadsina Hassannia, Matthew A. Reyna, Reza Sameni