Heterogeneous Federated Learning

Latest papers 214

38 papers in the last four weeks, up 23% on the four weeks before. 0.3% of all new papers.

Jul 23, 2026cs.CV

Towards Privacy-Preserving Federated Prompt Tuning under Data Heterogeneity: A Subspace-Decomposed Expert Approach

Federated prompt tuning (FPT) enables collaborative adaptation of vision--language models (VLMs) using lightweight prompts. Existing methods often address heterogeneity and privacy through a split-prompt design under local differential privacy (DP), combining a shared prompt for global transfer with private prompts for local adaptation. However, a single shared prompt may over-smooth diverse transferable knowledge, weakening the balance between personalization and generalization. Multi-expert prompts (MEPs) can better capture this diversity, but enlarge the communicated space, increasing DP noise and communication cost while making robust expert composition more difficult. We propose FedSEPT, a privacy-preserving Fed}erated Subspace-decomposed Expert Prompt Tuning. Specifically, we employ Subspace-decomposed Expert Modeling (SEM) to parameterize multiple prompt experts with shared low-rank factors, a fixed public basis, and private residuals, thereby confining communication and DP perturbation to a compact factor space while enabling direct server aggregation in a common coordinate system. We further design Instance-aware Expert Fusion (IEF), which adaptively combines semantically complementary experts via on-device routing and performs efficient logit-level fusion using cached expert-specific text features. Extensive experiments on 11 heterogeneous benchmarks show that, under the same privacy constraints, FedSEPT achieves a better trade-off between local adaptation and global generalization than strong baselines.
Jul 23, 2026cs.MA

FedAgentKE: Federated Semantic Knowledge Evolution for Heterogeneous Agents

Large language model (LLM)-based agents increasingly rely on reasoning, tool use, and iterative execution, yet existing agent frameworks still operate largely in isolation. While recent memory-based agent systems improve individual agents through local retrieval and workflow reuse, local experiences remain fragmented across isolated agent frameworks, limiting cross-framework knowledge transfer and collaborative reasoning evolution. We propose FedAgentKE, a lightweight framework for Federated Semantic Knowledge Evolution across heterogeneous agents. FedAgentKE enables distributed agent frameworks to collaboratively evolve transferable reasoning abstractions through iterative semantic knowledge distillation, aggregation, and adaptation without sharing raw reasoning trajectories. Experiments demonstrate consistent improvements under both cross-framework and cross-task settings, highlighting the potential of federated semantic knowledge evolution for future collaborative agent ecosystems.
Jul 22, 2026cs.LG

One Round Is All You Need: Analytic Federated Learning for Task-Heterogeneous Multi-Label Medical Image Classification

Federated learning (FL) enables multiple clinical institutions to collaboratively train a shared disease classifier without centralizing patient data. In practice, however, each institution annotates only the pathologies within its area of expertise, so the federation operates under task heterogeneity: each client holds labels for a strict subset of the target disease categories while the remaining classes are entirely unobserved at that site. Existing gradient-based FL methods fail under this setting because they require hundreds of communication rounds to converge and because missing class labels introduce systematic false-negative bias that the model cannot correct without a principled mechanism. We propose an analytic federated learning framework for multi-label medical image classification under task heterogeneity. The proposed method replaces iterative gradient optimization with three closed-form operations: a balanced label projection that neutralizes class-imbalance bias by normalizing positive and negative contributions to equal total mass; a per-class absolute aggregation law that independently assembles the optimal ridge-regression classifier for each disease category from the sufficient statistics uploaded by its annotating clients; and an optional analytic pseudo-label refinement round that propagates missing-class knowledge from a confidence-filtered teacher classifier to non-annotating clients. The entire procedure requires at most two communication rounds, irrespective of the degree of task heterogeneity or the number of participating clients. Experiments on ChestXray14 under four progressively severe missing-class configurations demonstrate that the proposed method consistently outperforms the state-of-the-art federated multi-label method FedMLP by up to 18.44 BACC points and 13.24 AUC points, while reducing the communication.
Jul 22, 2026cs.LG

FedGuide: Diffusion Prior Alignment and Value Baseline Guidance for Heterogeneous Federated Reinforcement Learning

Federated Reinforcement Learning (FRL) enables collaborative policy learning across distributed agents with heterogeneous environments. While recent methods based on variance reduction, divergence penalization, and momentum optimization improve FRL under heterogeneous settings, they still primarily synchronize policy or value-network parameters and do not explicitly address distributional mismatch among heterogeneous clients. Therefore, we propose \textbf{FedGuide}, a FRL framework that uses diffusion priors as behavior models to provide personalized data supported distributions for heterogeneous local policy learning. Instead of directly averaging local policies, FedGuide aggregates those diffusion priors through Optimal-Transport Mixture-of-Experts (OT-MoE), preserving heterogeneous behavior modes in distribution space. It further develops a Distribution Correction Estimation (DICE) value baseline to provide low-variance, return-aware guidance for local policy improvement. Experiments across heterogeneous environments show that FedGuide outperforms representative FRL methods in client-average returns, final-round performance, and worst-round robustness, while maintaining stable learning under stronger heterogeneity.
Jul 22, 2026cs.LG

A Drift Stable Quantum Federated Learning for Intelligent Services

Quantum federated learning enables distributed clients to train quantum neural networks without sharing local data, making it promising for privacy-aware intelligent services. Intelligent services in this context refer to privacy-sensitive distributed decision systems, such as fraud detection and genomic classification, where reliable and fair client-level learning is as important as the accuracy of the aggregate model. However, heterogeneous client data and noisy quantum optimization often cause unstable local updates, client drift, and unfair performance between clients. This paper proposes DUQFL-Prox, a drift-stable quantum federated learning framework based on deep-unfolded local optimization. Instead of using a fixed local optimizer, each client performs adaptive unfolded SPSA updates, while a proximal term keeps the local model close to the global model. A lightweight controller learns step-specific optimization parameters to improve post-aggregation performance. Experiments on financial fraud and genomic classification tasks show that DUQFL-Prox improves stability, generalization, and client fairness compared with standard QFL baselines. The results suggest that deep-unfolded quantum federated learning can support more reliable and fair intelligent services in heterogeneous distributed environments.
Jul 15, 2026cs.LG

Dysco: Dynamic Subspace Boosting to Mitigate LoRA Interference in Federated Learning

Federated fine-tuning of large pre-trained models increasingly relies on Low-Rank Adaptation (LoRA) to reduce communication and computation, but heterogeneous clients can make adapter aggregation unstable. We identify the data-parameter interference as a geometric source of this instability. This interference is controlled by the alignment between LoRA update subspaces and client activations, suggesting that federated LoRA aggregation should be viewed not only as parameter averaging but also as subspace allocation. We propose Dynamic Subspace Boosting (Dysco), a plug-in method that allocates client-specific LoRA subspaces in a federated and dynamic manner. In each round, clients compute activation-insensitive subspaces from local representations and transmit only the resulting bases; the server then constructs client-specific merged subspaces through a closed-form solution that maximizes compatibility with other clients' insensitive directions. To handle representation drift, Dysco performs multi-round subspace boosting to preserve past update directions while adapting to future representations. We provide a convergence analysis that embeds the data-parameter interference as an aggregation-error term in a standard federated optimization bound, and prove that Dysco's server-fixed merged subspaces yield a tighter upper bound on this error. Experiments on controlled synthetic federated tasks and on MIMIC-IV clinical-note classification with Llama-3.2-1B show that Dysco substantially reduces interference, reduces the final-round synthetic training loss by up to 9 times relative to baselines under the orthogonal-subspace partition the theory identifies, improves all five tested FL algorithms by up to 4.3% on MIMIC, outperforms recent federated LoRA methods, and adds only 0.9% wall-clock overhead. Our code is available at https://github.com/illidanlab/Dysco.
Jul 15, 2026cs.CV

FM2^2: Unified Federated Foundation Models for Heterogeneous Multimodal Medical Imaging

Building foundation models for medical imaging requires pooling data across institutions, yet privacy regulations prohibit centralized aggregation. Existing Federated Foundation Models either fine-tune natural-image models with poor medical-domain transfer, or train from scratch within a single modality, lacking the flexibility to unify tasks. We identify an under-explored challenge, Imaging Modality Heterogeneity, where clients operate under two structural regimes: Overlapped (shared modalities with heterogeneous label distributions) and Non-overlapped (fully disjoint modalities per client). We propose FM2^2, a unified framework that trains the core backbone from scratch to preserve medical domain fidelity while optionally incorporating biomedical pretrained encoders for vision-language alignment. FM2^2 equips each client with dual Mixture-of-Experts modules (a Class-wise MoE for personalized category knowledge and a Domain-wise MoE for shared cross-modality representations), coupled with a Heterogeneous Modality Alignment (HMA) regularizer that explicitly aligns modality-specific expert parameters, admitting provable O(1/T)O(1/\sqrt{T}) convergence and generalization guarantees. FM2^2 further incorporates Caption-Enhanced Learning (CEL), where locally retained GPT-4o-generated captions serve as a textual semantic bridge enabling representation transfer across clients with disjoint modalities, and demonstrates extensibility to Federated Medical VQA. Experiments on our MIMH benchmark (classification and CEL) and real-world medical VQA datasets confirm consistent superiority over state-of-the-art federated baselines and strong out-of-modality generalization across all three tasks.
Jul 13, 2026cs.LG

PFAdapter: Hierarchical LoRA Decomposition for Personalized Federated MLLMs

Agentic AI systems are reshaping communications and networking by deploying autonomous intelligent agents capable of collaborative learning while maintaining data privacy at network edges. Within distributed network environments, Multimodal Large Language Models (MLLMs) serve as cognitive engines for edge devices, yet federated fine-tuning faces substantial challenges in balancing global knowledge aggregation with local adaptation under heterogeneous network conditions. Conventional federated protocols typically rely on uniform parameter aggregation, which conflates domain-invariant features with client-specific nuances, thereby resulting in suboptimal personalization and excessive communication overhead. To address these challenges, we propose PFAdapter, a communication-efficient framework introducing hierarchical LoRA decomposition to explicitly separate adapter parameters into global-shared and local-private components. Query and key projections are assigned to global synchronization for capturing universal multimodal semantics across the network, while value and output projections remain localized for edge-specific adaptation. Additionally, orthogonality regularization based on the Frobenius norm enforces strict separation between these components, preventing redundant feature learning. Selective aggregation protocols synchronize only global-shared components across the federated network, preserving local expertise and reducing communication costs by nearly 50%. Extensive experiments on VQA-RAD, SLAKE, Hateful Memes, and CrisisMMD datasets demonstrate that PFAdapter consistently outperforms state-of-the-art baselines, achieving accuracy improvements ranging from 2.4% to 4.8% across diverse edge intelligence tasks. Consequently, our framework establishes an efficient solution for agentic AI deployment in resource-constrained communication networks.
Jul 13, 2026cs.LG

Enhanced Byzantine-Robust Federated Learning Via Truncated-Quadratic Loss for Heterogeneous Data

Federated learning distributes data among nn clients, making it vulnerable to malicious attacks and data heterogeneity, which together pose challenges for robust learning. To tackle this issue, centered clipping and Huber aggregators have been exploited for Byzantine robustness. In this paper, we first demonstrate their equivalence via convex conjugate theory, and show that they can yield biased solutions in the presence of outliers, leading to failure under high data heterogeneity and a substantial fraction of outliers. Next, we propose a new robust aggregation rule that utilizes the truncated-quadratic (TQ) loss, effectively mitigating the biases of existing methods, such as centered clipping and Huber aggregators. We show that our aggregator achieves order-optimal Byzantine-robust learning under nonconvex loss functions and heterogeneous data, ultimately enhancing the reliability of federated learning systems. Additionally, we provide a robust deviation estimation strategy for TQ, demonstrating its effectiveness. Furthermore, we show that TQ maintains robustness even when only an estimate of the number of Byzantine clients is available. Finally, experimental results on MNIST, Fashion-MNIST, and CIFAR-10, indicate that our aggregator provides better robustness performance than the competing techniques.
Jul 9, 2026cs.LG

Federated Deep Learning for Privacy-Preserving Cardiovascular Disease Risk Prediction

Cardiovascular disease risk prediction models often rely on data from a single institution or centrally pooled datasets. Extending these models across institutions could be limited by privacy regulations and constraints on sharing patient-level data. Federated learning enables collaborative model development without transferring sensitive patient data, but its application in healthcare remains challenging because datasets often differ in size, population characteristics, and outcome definitions. In this study, we present a federated deep learning approach for privacy-preserving cardiovascular disease risk prediction that integrates two population-based cohorts with different characteristics: Lifelines, including 148,230 participants meeting the study inclusion criteria with self-reported outcomes, and the Rotterdam Study, including a smaller cohort of 10,155 participants with digitally linked clinical outcomes. Model performance was primarily evaluated on the Rotterdam Study because of its complete follow-up. Deep survival models trained using federated learning achieved higher predictive performance than models trained locally without federation. For the Rotterdam Study, the C-statistic increased from 0.728 (95% CI: 0.717-0.739) to 0.739 (95% CI: 0.728-0.749). For Lifelines, the C-statistic increased from 0.783 (95% CI: 0.775-0.791) to 0.787 (95% CI: 0.780-0.792). These findings suggest that federated deep learning across heterogeneous cohorts can improve cardiovascular disease risk prediction while preserving the privacy of individual-level patient data.
Jul 9, 2026cs.LG

Collate: Collaborative Neural Network Learning for Latency-Critical Edge Systems

Federated Learning (FL) empowers multiple clients to collaboratively learn a model, enlarging the training data of each client for high accuracy while protecting data privacy. However, when deploying FL in real-time edge systems, the heterogeneity of devices among systems has a severe impact on the performance of the inferred model. Existing optimizations on FL focus on improving the training efficiency but fail to speed up inference, especially when there is a latency constraint. In this work, we propose Collate, a novel training framework that collaboratively learns heterogeneous models to meet the latency constraints of multiple edge systems simultaneously. We design a dynamic zeroizing-recovering method to adjust each local model architecture for high accuracy under its latency constraint. A proto-corrected federated aggregation scheme is also introduced to aggregate all heterogeneous local models, satisfying the latency constraint of different systems with only one training process and maintaining high accuracy. Extensive experiments indicate that, compared to state-of-the-art methods and under a latency constraint, our extended models can improve the accuracy by 1.96% on average, and our shrunk models can also obtain a 3.09% accuracy improvement on average, with almost no extra training overhead. The related codes and data will be available at https://github.com/ntuliuteam/Collate
Jul 7, 2026cs.LG

Entropy-Guided Tensor Compression for Multimodal Federated Learning on Edge Devices

Federated learning (FL) over mobile and edge devices increasingly involves multimodal models in which clients differ in both sensing capability and computational capacity. Existing update compression schemes typically apply uniform policies across layers and devices, without accounting for modality-specific differences in spectral structure and compressibility. We propose MESH-FL, an entropy-guided matrix product state (MPS) update-compression framework for modality-heterogeneous FL on resource-constrained devices. MESH-FL estimates the spectral entropy of each layer-wise update via truncated singular value decomposition and allocates MPS compression ranks adaptively across layers, modalities, and devices under per-client payload budgets. We show that higher spectral entropy necessitates a higher reconstruction rank under the majorization order on singular-value energy distributions. Building on this result, we prove that the proposed entropy-guided allocation solves a convex surrogate rank-allocation problem, preserves monotonicity under the exact payload model, and achieves convergence with an explicit compression-dependent error term. Experiments on a 15-node heterogeneous Raspberry Pi~4/5 cluster with modality-heterogeneous clients show that MESH-FL achieves up to 56.8×56.8\times compression while surpassing the uncompressed FedAvg baseline in final accuracy by up to 2.01%, and reduces total transmitted data to reach convergence by up to 66×66\times.
Jul 5, 2026cs.LG

Channel-Adaptive Robust Aggregation for Over-the-Air Federated Learning in Heterogeneous Networks

The growing demand for privacy-preserving, data-intensive applications such as IoT, augmented reality, and autonomous systems positions Federated Learning (FL) as a key enabler in 6G networks. Over-the-Air FL (OTA-FL) leverages the superposition property of the wireless multiple access channel for efficient aggregation via simultaneous transmissions. Existing methods rely on fixed aggregation schedules and do not jointly address noise, fading, and client heterogeneity. We propose CHARGE-FL (CHannel-Adaptive Robust agGrEgation), a framework that adaptively schedules aggregation based on channel dynamics and application readiness. By combining a tailored optimization strategy with a dual-purpose precoding mechanism, CHARGE-FL mitigates channel distortion and bias from partial updates, achieving superior accuracy, stability, and convergence under realistic wireless conditions. Empirical results under realistic wireless conditions show that CHARGE-FL significantly improves accuracy, stability, and convergence over state-of-the-art OTA-FL methods, particularly in straggler-prone and noisy scenarios.
Jul 5, 2026cs.LG

SpecGradFilter: A Spectral Gradient Filtering Framework for Taming Federated Heterogeneity

Federated Learning (FL) is fundamentally challenged by statistical heterogeneity, where non-identically distributed (non-IID) data induces client drift that severely hampers global convergence. While existing approaches attempt to mitigate this drift through spatial-domain gradient correction or regularization, they overlook the intrinsic spectral structure of optimization signals. In this work, we revisit client drift from a novel frequency-domain perspective and uncover a critical Spectral Bias of Drift: inter-client gradient divergence is predominantly concentrated in low-frequency components which encode client-specific distributional shifts, while high-frequency components representing fine-grained features remain relatively consistent. Motivated by this, we propose SpecGradFilter, a unified Spectral Gradient Filtering Framework that tames heterogeneity by suppressing discordant low-frequency signals. Crucially, we demonstrate that SpecGradFilter is a generalizable principle, effective not only via precise FFT-based truncation but also through spatial approximations like Gaussian detrending. Extensive experiments on benchmarks such as CIFAR-10/100 and Tiny-ImageNet demonstrate that SpecGradFilter significantly performs better performance in highly Non-IID settings with negligible communication overhead, establishing a new paradigm for robust federated optimization.
Jul 5, 2026cs.LG

FedSPM: Routing-Enabled Federated Learning under Dual Heterogeneity via Semiparametric Mixture

Routing-prediction federated learning has emerged as a new paradigm that reframes inter-client heterogeneity as a resource for system-level intelligence: at inference time, the server routes each external query to the best-matched client for prediction. Existing approaches, however, typically treat each client as internally homogeneous, overlooking latent subpopulations within local data. For example, patients with the same diagnosis at one hospital may exhibit morphologically distinct disease subtypes. The coexistence of inter-client and intra-client heterogeneity, which we call dual heterogeneity, can impair both routing and prediction. To address this challenge, we propose FedSPM, a routing-enabled semiparametric mixture framework that represents each client using client-specific latent components. Each component combines a predictive distribution for classification with a feature distribution for routing. To flexibly model feature distributions while effectively sharing information across clients, FedSPM models their density ratios relative to a common nonparametric measure estimated via empirical likelihood. We develop a federated expectation-maximization algorithm that optimizes a tractable surrogate and prove convergence of the exact profiled objective at the standard O(1/T)\mathcal{O}(1/\sqrt{T}) rate when the surrogate errors are properly controlled. Experiments on controlled benchmarks and real-world medical data demonstrate consistent improvements in routing and prediction under dual heterogeneity. Code is available at https://github.com/zijianwang0510/FedSPM.
Jul 4, 2026cs.LG

FedACT: Federated Adaptive Coordinate Trust Modulation for Robust Transformer Training under Data Heterogeneity

Federated Transformer training increasingly relies on local AdamW, whose adaptive updates can provide much stronger local progress than SGD-based training. However, under heterogeneous client data, even globally corrected AdamW updates may remain highly uneven in coordinate-wise reliability. We refer to this phenomenon as coordinate trust mismatch. Existing federated adaptive optimizers mainly address mismatch at the client-update or communication-round level, but still apply the corrected adaptive direction densely and uniformly across coordinates. In this paper, we propose FedACT, a global-aware coordinate trust modulation method for federated AdamW training. FedACT first forms a globally corrected adaptive direction and then reallocates update magnitudes according to a coordinate-wise trust score, assigning larger steps to coordinates jointly supported by local gradients and global correction, while preserving smaller non-zero updates on the remaining coordinates. Extensive experiments on federated vision Transformers, CNNs, LLM pre-training, and LLM fine-tuning show that FedACT consistently improves over strong federated adaptive baselines, with the largest gains on Transformer models under stronger data heterogeneity. Mechanism analyses further show that FedACT improves cross-client direction consistency, suggesting that coordinate-level trust allocation effectively complements round-level global-local correction. Code will be released.
Jun 30, 2026cs.LG

FedXDS: Leveraging Model Attribution Methods to counteract Data Heterogeneity in Federated Learning

Explainable AI (XAI) methods have demonstrated significant success in recent years at identifying relevant features in input data that drive deep learning model decisions, enhancing interpretability for users. However, the potential of XAI beyond providing model transparency has remained largely unexplored in adjacent machine learning domains. In this paper, we show for the first time how XAI can be utilized in the context of federated learning. Specifically, while federated learning enables collaborative model training without raw data sharing, it suffers from performance degradation when client data distributions exhibit statistical heterogeneity. We introduce FedXDS (Federated Learning via XAI-guided Data Sharing), the first approach to utilize feature attribution techniques to identify precisely which data elements should be selectively shared between clients to mitigate heterogeneity. By employing propagation-based attribution, our method identifies task-relevant features through a single backward pass, enabling selective data sharing that aligns client contributions. To protect sensitive information, we incorporate metric privacy techniques that provide formal privacy guarantees while preserving utility. Experimental results demonstrate that our approach consistently achieves higher accuracy and faster convergence compared to existing methods across varying client numbers and heterogeneity settings. We provide theoretical privacy guarantees and empirically demonstrate robustness against both membership inference and feature inversion attacks. Code is available at https://github.com/MaxH1996/FedXDS.
Jun 29, 2026cs.LG

Federated Learning with Energy-Based Structured Probabilistic Inference

Federated learning typically aggregates client updates using fixed or heuristic weighting rules, which can be suboptimal when clients have heterogeneous data and varying contributions to the global model. We propose a framework that refines client aggregation weights using Conditional Random Fields (CRFs). Our method defines unary potentials for individual clients and pairwise potentials for all client pairs, allowing the server to model both client-specific reliability and interactions between clients. The resulting CRF inference produces aggregation weights that enable better convergence of the global training objective. Experiments show that, under non-IID heterogeneity, our approach consistently improves performance over well-established federated learning baselines.
Jun 26, 2026cs.LG

FoggyTrust: Robust Federated Learning with Hierarchical Trust Networks

Byzantine-robust federated learning seeks to protect distributed model training from malicious or corrupted clients without requiring access to their private data. FLTrust addresses this challenge by introducing a trusted server-side root dataset that assigns trust scores to client updates for more robust aggregation. In this work, we propose FOGGYTRUST, a hierarchical extension of FLTrust that localizes trust computation to fog nodes, allowing the framework to better handle globally heterogeneous data while preserving robustness within locally homogeneous client groups. We further show that this two-level architecture can simultaneously address distribution mismatch in trust estimation and client drift across groups by combining local trust-based aggregation with heterogeneity-aware global optimizers such as FedAdam and SCAFFOLD. Across benchmark datasets, FOGGYTRUST achieves its strongest gains on more challenging heterogeneous settings, particularly on CIFAR-10 under Krum and Trim attacks, where it achieves an over 50% improvement over FLTrust. We also test FOGGYTRUST in a real-world safari dataset to show the promise of hierarchical trust networks for robust federated learning in socially impactful, safety-critical settings such as distributed wildlife monitoring.
Jun 24, 2026stat.ML

FedReLa: Imbalanced Federated Learning via Re-Labeling

Federated learning has emerged as the foremost approach for decentralized model training with privacy preservation. The global class imbalance and cross-client data heterogeneity naturally coexist, and the mismatch between local and global imbalances exacerbates the performance degradation of the aggregated model. The agnosticism of global class distribution poses significant challenges for data-level methods, especially under extreme conditions with severe class absence across clients. In this paper, we propose FedReLa, a novel data-level approach that tackles the coexistence of data heterogeneity and class imbalance in federated learning. By re-labeling samples with a feature-dependent label re-allocator, FedReLa corrects biased global decision boundaries without requiring knowledge of the global class distribution. This modular, model-agnostic approach can be integrated with algorithmic methods to deliver consistent improvements without additional communication overhead. Through extensive experiments, our method significantly improves the accuracy of minority classes and the overall accuracy on stepwise-imbalanced and long-tailed datasets, outperforming the previous state of the art.
Jun 22, 2026cs.LG

Federated Survival Analysis in Healthcare: A Multi-Model Evaluation on Cross-Institutional Heterogeneous Breast Cancer Data

Survival analysis is central to clinical decision-making, yet reliable time-to-event models require large, diverse cohorts that are rarely available at a single institution, while privacy regulations restrict the centralization of patient data. Federated learning (FL) offers a privacy-preserving alternative by training shared models without exchanging raw data, but its effectiveness for survival modeling under realistic, heterogeneous conditions remains insufficiently understood. This paper presents a systematic, multi-model evaluation of federated survival analysis on a cross-institutional breast cancer cohort with naturally heterogeneous distributed clients. Three representative survival models, the Cox Proportional Hazards model, DeepSurv, and Random Survival Forest (RSF), are compared across centralized, local, and federated training, and three federated optimization strategies (FedAvg, FedProx, and FedAdam) are assessed for the gradient-based models. Results show that FL consistently outperforms local training and approaches, and occasionally exceeds, centralized performance, while RSF offers the best overall balance of discrimination, calibration, and robustness across heterogeneous clients. We further find that performance depends on the diversity of client distributions, and that FedAvg and FedProx are stronger and more stable than FedAdam. Based on these findings, we derive practical, decision-oriented guidelines mapping data, privacy, interpretability, and resource constraints to recommended model and training-paradigm choices for federated survival modeling in healthcare.
Jun 21, 2026cs.LG

Fed-CausalDiff: Decoupled Synchronization for Federated Do-Simulation and Policy Evaluation

While federated learning enables collaborative modelling on decentralised data, standard methods merely fit historical observations. This purely observational approach is fundamentally insufficient for interventional inference and policy evaluation, as sequential actions dynamically alter future states. We propose \textbf{Fed-CausalDiff}, a federated causal diffusion framework for do-simulation. The architecture decomposes the evolution of the latent state into a global causal score function and a local confounding score function. This design enables \emph{decoupled synchronisation} (DSS), where clients aggregate only the shared causal mechanism while retaining site-specific confounders locally to handle heterogeneity. Experiments on four datasets demonstrate that Fed-CausalDiff achieves better ATE and policy-value estimation accuracy, offering a favorable trade-off between communication cost and inference fidelity.
Jun 15, 2026cs.LG

Distribution Alignment for One-Shot Federated Learning via Optimal Transport

One-Shot Federated Learning (OSFL) addresses extreme communication regimes in which clients interact with the server only once, amplifying the impact of heterogeneous client data distributions. In particular, the interaction of domain shift and label shift across clients induces misaligned feature representations that cannot be corrected through iterative optimization. Existing OSFL methods rely on distillation, server-side generation or ensemble-based aggregation, but assume aligned representations or address domain and label shift separately. We introduce SLOT-Align (Single-round, Learning-free Optimal Transport Alignment), a geometry-aware feature harmonization framework for OSFL. SLOT-Align uses a shared frozen encoder to extract compact feature statistics, constructs a global reference via Bures-Wasserstein barycenters, and aligns local representations using closed-form geodesic optimal transport maps. The method is computationally efficient and can be combined with existing OSFL pipelines relying on frozen encoders without modifying their training procedures. Extensive experiments across multiple benchmarks, pretrained backbones, and OSFL methods show that SLOT-Align consistently improves accuracy and robustness under joint domain and label shift.
Jun 14, 2026cs.DC

PreLort: Prefix-Nested LoRA for Federated Fine-Tuning under Rank Heterogeneity

Federated fine-tuning of large language models using parameter-efficient methods such as LoRA enables privacy-preserving adaptation of foundation models. Heterogeneous hardware resources introduce challenges, as clients with different adapter ranks cannot be directly aggregated. While existing methods enable aggregation under heterogeneous ranks, they fail to control how information is distributed across rank dimensions, leading to suboptimal use of shared low-rank representations. Instead, we propose PreLort: a nested low-rank formulation for federated LoRA that organizes adapter dimensions into a prefix hierarchy. Our approach ensures that lower-rank dimensions encode task-relevant information, while higher-rank dimensions capture additional capacity. Building on this, we introduce (i) a segment-wise aggregation rule that averages only over clients contributing to each rank segment, avoiding dilution from zero-padded lower-rank clients, and (ii) a prefix-nested training strategy that optimizes each adapter under multiple rank truncations, encouraging useful signal to concentrate in low-rank prefix dimensions. Together, these components encourage a consistent low-rank prefix capturing the most task-relevant information, while higher-rank dimensions learn additional capacity. This allows low-rank clients to benefit from richer information contributed by higher-rank clients, as prefix dimensions are consistently learned and aggregated. Experiments demonstrate that our method consistently outperforms prior heterogeneous federated LoRA methods in accuracy and ROUGE-L, while achieving lower or comparable perplexity across multiple base models.
Jun 14, 2026cs.LG

When Generator Replay Degrades: Projected Rehearsal Orchestration for Heterogeneous Federated Class-Incremental Learning

Federated class-incremental learning (FCIL) becomes substantially harder when clients observe different label subsets, progress through tasks at different stages, and provide uneven supervision for the same semantic concepts. Existing FCIL methods often preserve old knowledge through input-space synthesis, but they can be fragile under heterogeneous task streams and difficult to transfer across modalities. To alleviate such issues, we propose PRO, a framework that replaces synthetic input replay with projected rehearsal orchestration. To remove external pretraining, we evaluate all methods under the same warmup. After this, PRO maintains compact class-level projected memories on the server and allows clients perform balanced pseudo multi-task training over current examples and old projected memories. To handle stronger representation drift, we further introduce PRO-MAX, which augments PRO with neighborhood-weighted memory alignment while preserving the same server-light principle that the server only aggregates model updates and memory statistics. Across image, text, and graph benchmarks, PRO and PRO-MAX improve retention and final utility under heterogeneous streams while remaining competitive in homogeneous FCIL. Even when baselines are given expanded replay budgets, they degrade under supervision imbalance and stage misalignment, indicating that replay quantity alone does not resolve replay-quality failures. Additional weak-task diagnostics further show that larger replay mismatch is associated with larger downstream degradation, while our method keeps projected memories better aligned with the evolving representation.
Jun 13, 2026cs.LG

HERO: A Heterogeneity-Aware Benchmark Library for Federated Continual Learning

Federated continual learning (FCL) evaluates how distributed clients learn from changing data streams while retaining previously learned knowledge. Existing evaluations are difficult to compare because they often change datasets, task splits, client data splits, task orders, backbones, memory assumptions, and reporting rules simultaneously. We introduce \textbf{HERO}, a heterogeneity-aware benchmark library for FCL. HERO builds benchmark streams by separating three choices that are often coupled, namely the task split, the client data split, and the client task sequence. In HERO-Core, the main comparable benchmark, αα controls client data skew and ρρ controls task-order mismatch. We evaluate representative FCL methods on CIFAR-100 and TinyImageNet using final average accuracy, average forgetting, and bottom-10% client accuracy. We also include a graph-based Domain-IL portability case study on OGB-MolPCBA, where scaffold-domain granularity changes the input distribution while the prediction task remains fixed. Our results show that method behavior changes across easy and heterogeneous settings, that average accuracy can hide weak bottom-client performance, that task-order mismatch favors different strategies from synchronized evaluation, and that the same HERO interface can expose domain-shift difficulty beyond image-based FCIL. HERO releases benchmark streams, configurations, method implementations, and reporting scripts to support reproducible and setting-aware FCL evaluation.
Jun 12, 2026cs.LG

Federated Learning for Feature Generalization with Convex Constraints

Federated learning (FL) often struggles with generalization due to heterogeneous client data. Local models are prone to overfitting their local data distributions, and even transferable features can be distorted during aggregation. To address these challenges, we propose FedCONST, an approach that adaptively modulates update magnitudes based on the parameter strength of the global model. This prevents over-emphasizing well-learned parameters while reinforcing underdeveloped ones. Specifically, FedCONST employs linear convex constraints to ensure training stability and preserve locally learned generalization capabilities during aggregation. A Gradient Signal to Noise Ratio (GSNR) analysis further validates the effectiveness of FedCONST in enhancing feature transferability and robustness. As a result, FedCONST effectively aligns local and global objectives, mitigating overfitting and promoting stronger generalization across diverse FL environments, achieving state-of-the-art performance.
Jun 11, 2026cs.LG

FedSPC: Shared Parameter Correction for Personalized Federated Learning

Personalized federated learning (PFL) is one of the important approaches in federated learning for addressing statistical heterogeneity while enabling client-specific adaptation. Many PFL methods split the model into shared and personalized parameters, which are jointly trained on each client. However, this creates an optimization issue: shared parameters are updated by clients optimizing different local objectives, which can lead to inconsistent shared updates and weaken the shared representation. To address this problem, we propose Federated Shared Parameter Correction (FedSPC), a modular correction method for PFL. FedSPC applies control-variate correction only to the shared parameters of a given PFL method, while leaving personalized parameters unchanged. It can be integrated into three common PFL settings: shared feature extractors, shared classifiers, and fully shared models with local regularization. Experiments on CIFAR-100 and Tiny-ImageNet with ViT, ResNet-34, and VGG-11 show that FedSPC improves performance across representative PFL methods, including FedPer, FedRep, FedBABU, LG-FedAvg, and Ditto.
Jun 11, 2026cs.SD

Towards Personalized Federated Learning for Dysarthric Speech Recognition

Speech recognition is challenging for dysarthric speakers. While federated learning (FL)-based ASR can be an effective tool for protecting privacy, it suffers from heterogeneity issues caused by speaker variability. Forcing all speakers to share the same model components can be suboptimal under such heterogeneity, making personalization a promising direction; however, related research on dysarthric speech remains limited. To this end, this paper explores two aggregation strategies to achieve personalization, including the parameter-based averaging strategy and the embedding-based averaging strategy. Experiments on UASpeech and TORGO show that the proposed methods outperform the baseline regularized FedAvg by statistically significant WER reductions of up to 0.99% absolute (3.15% relative) on UASpeech and 0.56% absolute (4.73% relative) on TORGO, respectively.
Jun 9, 2026cs.CR

From Data Heterogeneity to Convergence: A Data-Centric Review of Federated Learning

Federated Learning (FL) has emerged as a promising solution for data hunger in centralized learning. This paradigm enables privacy with multiple clients to train a shared-task model collaboratively without exposing their local data. While being a key component in any learning system, data is also a primary source of vulnerabilities and challenges, and a major determinant of a stable and well-converged training. Existing FL reviews describe general foundations, security practices, opportunities, challenges, and applications, without delving into diverse aspects of data and considering problems from the data perspective. They rarely provide a data-lens synthesis that links concrete data properties, split protocols, and defenses to convergence speed and stability. This survey fills that gap with three advances. First, we analyze non-IID into measurable traits and rank their influence on convergence as strong, medium, or light, explaining the mechanisms behind each and reconciling evidence across images, texts, and graphs. Second, we connect experimental splitting practices to the real phenomena they emulate, expose the artifacts they introduce, and show how those artifacts affect target accuracy. Third, we analyze how data-related vulnerabilities and their proposed defenses affect convergence, reporting performance under clean and adversarial conditions to make the convergence-robustness trade-off explicit. To our knowledge, this is the first survey to provide a complete understanding of data-related challenges that govern FL. With clear takeaways distilled for each concern, our work serves as actionable guidance, helping practitioners design their system with predictable convergence and stability.