Heterogeneous Federated Learning

Latest papers 214

38 papers in the last four weeks, up 23% on the four weeks before. 0.3% of all new papers.

May 1, 2026cs.CV

Federated Distillation for Whole Slide Image via Gaussian-Mixture Feature Alignment and Curriculum Integration

Federated learning (FL) offers a promising framework for collaborative digital pathology by enabling model training across institutions. However, real-world deployments face heterogeneity arising from diverse multiple instance learning (MIL) architectures and heterogeneous feature extractors across institutions. We propose FedHD, a novel FL framework that performs local Gaussian-mixture feature alignment tailored for WSI analysis. Instead of exchanging model parameters, each client independently distills semantically rich synthetic feature representations aligned with the distribution of real WSIs. To preserve diagnostic diversity, FedHD adopts a one-to-one distillation strategy, generating a synthetic counterpart for each real slide to avoid over-compression. During federation, a curriculum-based integration strategy progressively incorporates cross-site synthetic features into local training once performance plateaus. Furthermore, an optional interpretation module reconstructs pseudo-patches from synthetic embeddings, enhancing transparency. FedHD is architecture-agnostic, privacy-preserving, and supports personalized yet collaborative training across diverse institutions. Experiments on TCGA-IDH, CAMELYON16, and CAMELYON17 show that FedHD consistently outperforms state-of-the-art federated and distillation baselines.
May 1, 2026cs.LG

Federated Learning with Hypergradient-based Online Update of Aggregation Weights

Federated learning using mobile and Internet of Things devices requires not only the ability to handle heterogeneity of clients' data distributions but also high adaptability to varying communication environments. We propose FedHAW (Federated Learning with Hypergradient-based update of Aggregation Weights) that implements online updates of aggregation weights. FedHAW updates the aggregation weights by using hypergradient, the gradient of the objective function with respect to the weights, which can be calculated with low computational overhead. Simulation results show that the proposed method possesses high generalization performance in heterogeneous environments and high robustness to communication errors.
Apr 30, 2026cs.LG

FedHarmony: Harmonizing Heterogeneous Label Correlations in Federated Multi-Label Learning

Federated Multi-Label Learning is a distributed paradigm where multiple clients possess heterogeneous multi-label data and perform collaborative learning under privacy constraints without sharing raw data. However, modeling label correlations under heterogeneous distributions remains challenging. Due to client-specific label spaces and varying co-occurrence patterns, correlations learned by individual clients inevitably deviate from the global structure, a phenomenon we term label correlation drift. To address this, we propose FedHarmony, a framework that harmonizes heterogeneous label correlations across clients. It introduces consensus correlation, capturing agreement among other clients and serving as a global teacher to correct biased local estimates. During aggregation, FedHarmony evaluates each client by both data size and correlation quality, assigning weights accordingly. Moreover, we develop an accelerated optimization algorithm for FedHarmony and theoretically establish faster convergence without sacrificing accuracy. Experiments on real-world federated multi-label datasets show that FedHarmony consistently outperforms state-of-the-art methods.
Apr 30, 2026cs.LG

FMCL: Class-Aware Client Clustering with Foundation Model Representations for Heterogeneous Federated Learning

Federated Learning (FL) enables collaborative model training across distributed clients without sharing raw data, yet its performance deteriorates under statistical heterogeneity. Clustered Federated Learning addresses this challenge by grouping similar clients and training separate models per cluster. However, existing clustering strategies often rely on raw data statistics, model parameters, or heuristic similarity measures that fail to capture class-level semantic structure across heterogeneous domains and frequently require iterative coordination. We propose FMCL, a one-shot, class-aware client clustering framework that leverages foundation model representations to construct semantic client signatures. Using a frozen foundation model, FMCL computes class-level embedding prototypes for each client and measures similarity via cosine distance between their class-aware representations. Clustering is performed once prior to training, introducing no additional communication during federated optimization and remaining agnostic to the downstream model architecture. Extensive experiments across heterogeneous benchmarks demonstrate that FMCL improves federated performance and yields more stable clustering behavior compared to existing clustering-based methods under non-identically distributed data partitioning.
Apr 29, 2026cs.DC

SplitFT: An Adaptive Federated Split Learning System For LLMs Fine-Tuning

Federated Split Learning has been identified as an efficient approach to address the computational resource constraints of clients in classical federated learning, while guaranteeing data privacy for distributed model training across data owners. However, it faces some critical challenges when such a training strategy meets large language models (LLMs) for fine-tuning. Such challenges include setting the cutlayer adaptively across different clients to address the data and device heterogeneity issues, which affect the system performance significantly. In addition, efficiently reducing the communication overhead during the fine-tuning procedure is also another challenge. No work tries to address these challenges. To bridge this gap, we propose SplitTF, an adaptive federated split learning system for LLMs fine-tuning. SplitFT enables different clients to set different cut layers according to their computation resources and trained model performance. SplitFT also proposes to reduce the LoRA rank in cutlayer to reduce the communication overhead. In addition to simulating the heterogeneous data in real-world applications for our proposed split federated learning system, we propose a length-based Dirichlet approach to divide the training data into different clients. Extensive experimental results show that our proposed approach outperforms the state-of-the-art approach for fine-tuning time efficiency and model performance based on various popular benchmarks.
Apr 29, 2026cs.CV

Federated Medical Image Classification under Class and Domain Imbalance exploiting Synthetic Sample Generation

Exploiting deep learning in medical imaging faces critical challenges, including strict privacy constraints, heterogeneous imaging devices with varying acquisition properties, and class imbalance due to the uneven prevalence of pathologies. In this work, we propose FedSSG, a novel Federated Learning framework that addresses domain shifts caused by diverse imaging devices while mitigating the under-representation of rare pathologies. The key contribution is a strategy for generating synthetic samples and distributing them across clients to improve coverage of both underrepresented pathologies and imaging devices. Experimental results demonstrate that our approach significantly enhances model performance and generalization across heterogeneous institutions, with minimal computational overhead at the client side.
Apr 28, 2026cs.LG

Subspace Optimization for Efficient Federated Learning under Heterogeneous Data

Federated learning increasingly operates in a large-model regime where communication, memory, and computation are all scarce. Typically, non-IID client data induce drift that degrades the stability and performance of local training. Existing remedies such as SCAFFOLD introduce heterogeneity-correction mechanisms to address this challenge, but they incur substantial extra communication and memory overhead. This paper proposes a subspace optimization method for federated learning (SSF), which performs heterogeneity-corrected optimization in a low-dimensional subspace using only projected quantities, while preserving full-dimensional control information through a backfill-style update that retains residual components whenever the active subspace changes. Under standard smoothness and bounded-variance assumptions, SSF attains a non-asymptotic rate of order O~(1/T+1/NKT)\widetilde{\mathcal{O}}(1/T+1/\sqrt{NKT}). Experiments show favorable accuracy--efficiency trade-offs under heterogeneous data.
Apr 27, 2026cs.CV

When To Adapt? Adapting the Model or Data in Federated Medical Imaging

Federated learning enables collaborative model training across medical institutions without sharing raw data, but its performance is often limited by domain heterogeneity across clients. Existing approaches to address this challenge fall into two main paradigms: model-side personalization, which adapts model parameters to each client, and data-side harmonization, which reduces inter-client variation at the input level. Despite their widespread use, these strategies have not been systematically compared. In this work, we conduct a comprehensive study across six medical imaging settings-colon polyp, skin lesion, and breast tumor segmentation, and tuberculosis CXR, brain tumor, and breast tumor classification-covering diverse types of domain shift. We evaluate a broad set of state-of-the-art harmonization and personalization methods under a unified framework. Our results reveal a conditional trade-off driven by the nature of heterogeneity: harmonization is more effective when variation is primarily appearance-based (e.g., CXR classification), while personalization performs better when differences are structural (e.g., colon polyp segmentation). When inter-client variation is limited, both strategies perform similarly. These findings demonstrate that the effectiveness of adaptation in federated medical imaging depends on the type and magnitude of domain shift rather than the strategy alone. We provide practical guidelines for selecting between harmonization and personalization and highlight directions for future hybrid approaches that combine both paradigms. Code is available at https://github.com/ChamaniS/WhenToAdapt.
Apr 27, 2026cs.LG

FedSLoP: Memory-Efficient Federated Learning with Low-Rank Gradient Projection

Federated learning enables a population of clients to collaboratively train machine learning models without exchanging their raw data, but standard algorithms such as FedAvg suffer from slow convergence and high communication and memory costs in heterogeneous, resource-constrained environments. We introduce FedSLoP, a federated optimization algorithm that combines stochastic low-rank subspace projections of gradients, thereby reducing the dimension of communicated and stored updates while preserving optimization progress. On the theoretical side, we develop a detailed nonconvex convergence analysis under standard smoothness and bounded-variance assumptions, showing that FedSLoP is guaranteed to converge to a first-order stationary point at a rate of O(1/NT)O(1/\sqrt{NT}). On the empirical side, we conduct extensive experiments on federated MNIST classification with heterogeneous data partitions, showing that FedSLoP substantially reduces communication volume and client-side memory while achieving competitive or better accuracy compared with FedAvg and representative sparse or low-rank baselines. Together, our results demonstrate that random subspace momentum methods such as FedSLoP provide a principled and effective approach to communication- and memory-efficient federated learning. Codes are available at: https://github.com/pkumelon/FedSLoP.git.
Apr 24, 2026cs.CV

Federated Cross-Modal Retrieval with Missing Modalities via Semantic Routing and Adapter Personalization

Federated cross-modal retrieval faces severe challenges from heterogeneous client data, particularly non-IID semantic distributions and missing modalities. Under such heterogeneity, a single global model is often insufficient to capture both shared cross-modal knowledge and client-specific characteristics. We propose RCSR, a personalization-friendly federated framework that integrates prototype anchoring, retrieval-centric semantic routing, and optional client-specific adapters. Built on a frozen CLIP backbone, RCSR leverages lightweight shared adapters for global knowledge transfer while supporting efficient local personalization. Prototype anchoring helps unimodal clients align with global cross-modal semantics, and a server-side semantic router adaptively assigns aggregation weights based on retrieval consistency to mitigate alignment drift during heterogeneous updates. Extensive experiments on MS-COCO, Flickr30K, and other benchmarks show that RCSR consistently improves global retrieval accuracy and training stability, while further enhancing client-level retrieval performance, especially for clients with incomplete modalities. Code is available at https://github.com/RezinChow/RCSR-Retrieval-Centric-Semantic-Routing.
Apr 21, 2026math.OC

Decision-Focused Federated Learning Under Heterogeneous Objectives and Constraints

We consider Decision-Focused Federated Learning (DFFL), a predict-then-optimize setting in which multiple clients collaboratively train predictive models for downstream linear optimization problems without exchanging raw data. Besides the data heterogeneity typical of standard federated learning, clients may also have different objective functions and feasible regions. Building on the SPO+ surrogate loss, we derive heterogeneity bounds that separate objective shift, measured through cost-vector distances, from feasible-set shift, measured through support-function and shape-distance terms. We show that, for general compact feasible sets, small objective perturbations can still induce nonvanishing decision-focused loss discrepancies, while strongly convex feasible regions yield sharper stability-based bounds. We then lift these pointwise bounds to a local-versus-federated excess-risk comparison, showing that federation is beneficial when the statistical advantage of pooling exceeds a client-specific heterogeneity penalty. Computational experiments on polyhedral and strongly convex problems confirm that federation is substantially more robust under strongly convex feasible regions. Finally, we evaluate a simple validation-based interpolation between local and federated DFFL models. This interpolation mitigates the theoretical tradeoff and reduces aggregate regret and worst-client harm in both synthetic experiments and a PJM energy-pricing case study.
Apr 21, 2026cs.LG

Heterogeneity-Aware Personalized Federated Learning for Industrial Predictive Analytics

Federated prognostics enable clients (e.g., companies, factories, and production lines) to collaboratively develop a failure time prediction model while keeping each client's data local and confidential. However, traditional federated models often assume homogeneity in the degradation processes across clients, an assumption that may not hold in many industrial settings. To overcome this, this paper proposes a personalized federated prognostic model designed to accommodate clients with heterogeneous degradation processes, allowing them to build tailored prognostic models. The prognostic model iteratively facilitates the underlying pairwise collaborations between clients with similar degradation patterns, which enhances the performance of personalized federated learning. To estimate parameters jointly using decentralized datasets, we develop a federated parameter estimation algorithm based on proximal gradient descent. The proposed approach addresses the limitations of existing federated prognostic models by simultaneously achieving model personalization, preserving data privacy, and providing comprehensive failure time distributions. The superiority of the proposed model is validated through extensive simulation studies and a case study using the turbofan engine degradation dataset from the NASA repository.
Apr 21, 2026cs.LG

FedProxy: Federated Fine-Tuning of LLMs via Proxy SLMs and Heterogeneity-Aware Fusion

Federated fine-tuning of Large Language Models (LLMs) is obstructed by a trilemma of challenges: protecting LLMs intellectual property (IP), ensuring client privacy, and mitigating performance loss on heterogeneous data. Existing methods like Offsite-Tuning (OT) secure the LLMs IP by having clients train only lightweight adapters, yet our analysis reveals they suffer from a fundamental performance bottleneck, leaving a significant gap compared to centralized training. To bridge this gap, we introduce FedProxy, a new federated adaptation framework. FedProxy replaces weak adapters with a unified, powerful Proxy Small Language Model (SLM), compressed from the proprietary LLM, to serve as a high-fidelity surrogate for collaborative fine-tuning. Our framework systematically resolves the trilemma through a three-stage architecture: (i) Efficient Representation via server-guided compression to create a resource-friendly proxy; (ii) Robust Optimization through an interference-mitigating aggregation strategy to handle data heterogeneity; and (iii) Effortless Fusion via a training-free "plug-in" mechanism to integrate learned knowledge back into the LLM. Experiments show FedProxy significantly outperforms OT methods and approaches centralized performance, establishing a new benchmark for secure and high-performance federated LLM adaptation.
Apr 17, 2026cs.LG

FedOBP: Federated Optimal Brain Personalization through Cloud-Edge Element-wise Decoupling

Federated Learning (FL) faces challenges from client data heterogeneity and resource-constrained mobile devices, which can degrade model accuracy. Personalized Federated Learning (PFL) addresses this issue by adapting shared global knowledge to local data distributions. A promising approach in PFL is model decoupling, which separates the model into global and personalized parameters, raising the key question of which parameters should be personalized to balance global knowledge sharing and local adaptation. In this paper, we propose a Federated Optimal Brain Personalization (FedOBP) algorithm with a quantile-based thresholding mechanism and introduce an element-wise importance score. This score extends Optimal Brain Damage (OBD) pruning theory by incorporating a federated approximation of the first-order derivative in the Taylor expansion to evaluate the importance of each parameter for personalization. Moreover, we move the metric computation originally performed on clients to the server side, to alleviate the burden on resource-constrained mobile devices. To the best of our knowledge, this is the first work to bridge classical saliency-based pruning theory with federated parameter decoupling, providing a rigorous theoretical justification for selecting personalized parameters based on their sensitivity to local loss landscapes. Extensive experiments demonstrate that FedOBP outperforms state-of-the-art methods across diverse datasets and heterogeneity scenarios, while requiring personalization of only a very small number of personalized parameters.
Apr 17, 2026cs.CV

Fed3D: Federated 3D Object Detection

3D object detection models trained in one server plays an important role in autonomous driving, robotics manipulation, and augmented reality scenarios. However, most existing methods face severe privacy concern when deployed on a multi-robot perception network to explore large-scale 3D scene. Meanwhile, it is highly challenging to employ conventional federated learning methods on 3D object detection scenes, due to the 3D data heterogeneity and limited communication bandwidth. In this paper, we take the first attempt to propose a novel Federated 3D object detection framework (i.e., Fed3D), to enable distributed learning for 3D object detection with privacy preservation. Specifically, considering the irregular input 3D object in local robot and various category distribution between robots could cause local heterogeneity and global heterogeneity, respectively. We then propose a local-global class-aware loss for the 3D data heterogeneity issue, which could balance gradient back-propagation rate of different 3D categories from local and global aspects. To reduce communication cost on each round, we develop a federated 3D prompt module, which could only learn and communicate the prompts with few learnable parameters. To the end, several extensive experiments on federated 3D object detection show that our Fed3D model significantly outperforms state-of-the-art algorithms with lower communication cost when providing the limited local training data.
Apr 16, 2026cs.MA

FedGUI: Benchmarking Federated GUI Agents across Heterogeneous Platforms, Devices, and Operating Systems

Training GUI agents with traditional centralized methods faces significant cost and scalability challenges. Federated learning (FL) offers a promising solution, yet its potential is hindered by the lack of benchmarks that capture real-world, cross-platform heterogeneity. To bridge this gap, we introduce FedGUI, the first comprehensive benchmark for developing and evaluating federated GUI agents across mobile, web, and desktop platforms. FedGUI provides a suite of six curated datasets to systematically study four crucial types of heterogeneity: cross-platform, cross-device, cross-OS, and cross-source. Extensive experiments reveal several key insights: First, we show that cross-platform collaboration improves performance, extending prior mobile-only federated learning to diverse GUI environments; Second, we demonstrate the presence of distinct heterogeneity dimensions and identify platform and OS as the most influential factors. FedGUI provides a vital foundation for the community to build more scalable and privacy-preserving GUI agents for real-world deployment. Our code and data are publicly available at https://github.com/wwh0411/FedGUI..
Mar 22, 2026cs.LG

Federated Mixture-of-Experts Alignment on Mobile Edge Networks under Data Heterogeneity

The growing demand for on-device large language model (LLM) services on mobile edge devices has driven the adoption of Mixture-of-Experts (MoE) architectures, which scale model capacity with limited computation. Since fine-tuning MoE-based LLMs relies on privacy-sensitive local data, federated learning (FL) offers a natural paradigm for collaborative training without exposing raw data. However, integrating MoE-based LLM fine-tuning into FL faces two critical challenges caused by data heterogeneity across clients: (i) divergent local data distributions drive clients to develop distinct gating preferences, so direct parameter aggregation yields a one-size-fits-none global gating network; and (ii) same-indexed experts develop disparate semantic roles across devices, leading to expert semantic blurring and degraded specialization. To address these challenges, we propose FedAlign-MoE, a federated aggregation alignment framework for edge computing systems that jointly enforces routing consistency and expert semantic alignment. Specifically, FedAlign-MoE aggregates gating behaviors by aligning routing distributions through consistency weighting and optimizes local gating networks through distribution regularization, maintaining cross-client stability while preserving discriminative local gating preferences. Meanwhile, FedAlign-MoE quantifies the semantic consistency of same-indexed experts across devices and selectively aggregates semantically aligned experts, ensuring stable and specialized global experts. Extensive experiments demonstrate that FedAlign-MoE outperforms state-of-the-art benchmarks, achieving faster convergence and higher accuracy in non-IID federated environments with lightweight computation and efficient communication.
Mar 2, 2026cs.LG

Decentralized Federated Learning by Partial Message Exchange

Decentralized federated learning (DFL) has emerged as a transformative server-free paradigm that enables collaborative learning over large-scale heterogeneous networks. However, it continues to face fundamental challenges, including data heterogeneity, restrictive assumptions for theoretical analysis, and degraded convergence when standard communication- or privacyenhancing techniques are applied. To overcome these drawbacks, this paper develops a novel algorithm, PaME (DFL by Partial Message Exchange). The central principle is to allow only randomly selected sparse coordinates to be exchanged between two neighbor nodes. Consequently, PaME achieves substantial reductions in communication costs while still preserving a high level of privacy, without sacrificing accuracy. Moreover, grounded in rigorous analysis, the algorithm is shown to converge at a linear rate under the gradient to be locally Lipschitz continuous and the communication matrix to be doubly stochastic. These two mild assumptions not only dispense with many restrictive conditions commonly imposed by existing DFL methods but also enables PaME to effectively address data heterogeneity. Furthermore, comprehensive numerical experiments demonstrate its superior performance compared with several representative decentralized learning algorithms.
Feb 24, 2026cs.CV

Federated Learning for Cross-Modality Medical Image Segmentation via Augmentation-Driven Generalization

Purpose: Developing generalizable medical image segmentation models is challenging because imaging data are distributed across institutions and differ in modality and acquisition protocol. Federated learning (FL) enables collaborative training without centralizing raw medical images, but cross-modality domain shifts between computed tomography (CT) and magnetic resonance imaging (MRI) can substantially reduce model performance. This study investigates augmentation-driven cross-modality FL for abdominal organ and whole-heart segmentation. Methods: We evaluate convolution-based spatial augmentation, frequency-domain argumentation, domain-specific normalization, and global intensity nonlinear (GIN) augmentation for multimodal segmentation. Abdominal organ segmentation and whole-heart segmentation are first evaluated using a 2D U-Net framework. For whole-heart segmentation, we additionally perform native 3D experiments using a self-configuring nnU-Net architecture on the CARE-WHS 2026 dataset, enabling evaluation of whether the observed cross-modality FL behavior persists when moving from slice-based 2D segmentation to volumetric 3D segmentation. Results: GIN provides the most consistent cross-modality performance among the evaluated approaches in the original 2D experiments. For pancreas segmentation, the Dice similarity coefficient (DSC) improved from 0.073 to 0.437 when CT data were incorporated through federated cross-modality training. In 3D whole-heart segmentation, FedGIN improved mean DSC over FedAvg from 0.8696 to 0.8901 on the unseen CT center and from 0.7160 to 0.7956 on the unseen MRI center. Relative to centralized GIN training, FedGIN retained 92.4% of performance on unseen CT data and achieved comparable performance on unseen MRI data (0.7956 versus 0.7937).
Feb 16, 2026cs.CV

pFedNavi: Structure-Aware Personalized Federated Vision-Language Navigation for Embodied AI

Vision-Language Navigation VLN requires large-scale trajectory instruction data from private indoor environments, raising significant privacy concerns. Federated Learning FL mitigates this by keeping data on-device, but vanilla FL struggles under VLNs' extreme cross-client heterogeneity in environments and instruction styles, making a single global model suboptimal. This paper proposes pFedNavi, a structure-aware and dynamically adaptive personalized federated learning framework tailored for VLN. Our key idea is to personalize where it matters: pFedNavi adaptively identifies client-specific layers via layer-wise mixing coefficients, and performs fine-grained parameter fusion on the selected components (e.g., the encoder-decoder projection and environment-sensitive decoder layers) to balance global knowledge sharing with local specialization. We evaluate pFedNavi on two standard VLN benchmarks, R2R and RxR, using both ResNet and CLIP visual representations. Across all metrics, pFedNavi consistently outperforms the FedAvg-based VLN baseline, achieving up to 7.5% improvement in navigation success rate and up to 7.8% gain in trajectory fidelity, while converging 1.38x faster under non-IID conditions.
Feb 13, 2026cs.LG

Federated Learning of Nonlinear Temporal Dynamics with Graph Attention-based Cross-Client Interpretability

Networks of modern industrial systems are increasingly monitored by distributed sensors, where each system comprises multiple subsystems that generate high-dimensional time-series. These subsystems are often interdependent, making it important to understand how temporal patterns observed at one subsystem relate to those observed across others. This problem is particularly challenging in decentralized settings where raw measurements cannot be shared, and client observations are heterogeneous. Moreover, in practice, each subsystem (client) operates a fixed, proprietary model that cannot be modified or retrained, limiting the applicability of existing approaches. Separately, nonlinear dynamics make cross-client temporal interdependencies difficult to characterize, as they are embedded implicitly within nonlinear state-transition functions. This paper presents a vertical federated learning framework for learning one-step-ahead cross-client temporal interdependencies under these constraints. Each client maps high-dimensional local observations to low-dimensional latent states using a nonlinear state-space model, while a Graph Attention Network (GAT)-based central server learns a state-transition model over the communicated states. Given a candidate graph skeleton, the server learns state-dependent attention coefficients that capture cross-client interactions. We analytically relate the GAT attention coefficients to the Jacobian of the learned state-transition model, yielding a first-order characterization of cross-client interdependencies. We further establish bounded closeness of the learned dynamics and Jacobians to a corresponding centralized oracle. Synthetic experiments validate the theoretical results on controlled systems with known graph skeletons. Experiments on real-world datasets with unknown graph skeletons demonstrate superior federated root cause analysis over baselines.
Feb 6, 2026cs.AI

An Adaptive Differentially Private Federated Learning Framework

Federated learning enables collaborative model training across distributed clients while preserving data privacy. However, in practical deployments, device heterogeneity and non-independent and identically distributed (Non-IID) data often lead to unstable and biased gradient. When differential privacy is enforced, conventional fixed gradient clipping and Gaussian noise injection may further amplify gradient perturbations, resulting in training oscillation and degraded model performance. To address these challenges, we propose an adaptive differentially private federated learning framework that explicitly targets model efficiency under heterogeneous and privacy-constrained settings. On the client side, a lightweight local dimensionality reduction module is introduced to learn reduced-dimensional intermediate representations and produce more structured gradients during backpropagation, thereby mitigating noise amplification during local optimization. On the server side, an adaptive gradient clipping strategy dynamically adjusts clipping thresholds based on historical update statistics to avoid over-clipping and noise domination. Furthermore, a constraint-aware robust aggregation mechanism is designed to suppress unreliable or noise-dominated client updates and stabilize global optimization. Extensive experiments on CIFAR-10, SVHN, and STL-10 demonstrate that the proposed method consistently improves convergence stability and classification performance under differential privacy.
Sep 5, 2025cs.LG

An Efficient Subspace Algorithm for Federated Learning on Heterogeneous Data

This work addresses the key challenges of applying federated learning to large-scale deep neural networks, particularly the issue of client drift due to data heterogeneity across clients and the high costs of communication, computation, and memory. We propose FedSub, an efficient subspace algorithm for federated learning on heterogeneous data. Specifically, FedSub utilizes subspace projection to guarantee local updates of each client within low-dimensional subspaces, thereby reducing communication, computation, and memory costs. Additionally, it incorporates low-dimensional dual variables to mitigate client drift. We provide convergence analysis that reveals the impact of key factors such as step size and subspace projection matrices on convergence. Experimental results demonstrate its efficiency.
Aug 16, 2025cs.LG

FAIRVAR: Fair Federated Learning via Variance Regularization

Federated learning (FL) allows collaborative training of machine learning models across multiple parties without sharing raw data. However, heterogeneous data can cause some clients to have disproportionate influence on the global model, leading to disparities in their performance. Fairness, understood as reducing these disparities, is therefore a crucial concern in FL and has been addressed in various ways. We studied performance equitable fairness in FL, where the goal is to minimize performance disparities across clients. We evaluated several existing fairness-aware methods and introduce here a new gradient-variance-regularized method, implemented in two variants: FairGrad (approximate) and FairGrad* (exact). We theoretically characterize the connections between these methods and, empirically, on heterogeneous benchmarks, show that FairGrad and FairGrad* consistently improve fairness by reducing variance in client accuracies, while maintaining competitive or improved mean performance compared to existing fairness-aware baselines.
Aug 16, 2025cs.LG

FedUHD: Unsupervised Federated Learning using In-Memory Hyperdimensional Computing

Unsupervised federated learning (UFL) enables privacy-preserving distributed training without data labeling, yet practical deployment remains challenging due to non-IID data, high computational and communication costs at edge devices, and sensitivity to communication noise. We propose FedUHD, the first UFL framework based on Hyperdimensional Computing (HDC). On the client side, FedUHD employs kNN-based cluster hypervector removal to mitigate non-IID effects by filtering detrimental local outliers. On the server side, cluster-aware HDC aggregation leverages cluster-level statistics to stabilize learning across heterogeneous clients. To further improve efficiency, we design a compute-in-memory (CIM) accelerator based on a novel phase-change memory (PCM) device, integrated with lightweight ASIC digital modules to execute the client-side HDC pipeline within the accelerator. The intrinsic robustness of HDC to low precision and device variations enables efficient mapping onto analog PCM crossbars, exploiting massive parallelism while minimizing data movement. Experimental results show that FedUHD achieves comparable accuracy to state-of-the-art neural network-based UFL methods across all datasets. On HAR and CIFAR10/100, FedUHD delivers an average 2,239x speedup and 1,542x higher energy efficiency on GPU. In addition, FedUHD reduces communication cost by up to 176x on HAR and CIFAR10/100 and demonstrates greater robustness than Orchestra under communication noise. Compared to GPU implementation of FedUHD, the proposed PCM-based accelerator provides an additional 4.07x speedup and three orders of magnitude higher energy efficiency on average. Furthermore, the results demonstrate the benefit of PCM over RRAM as a CIM substrate.
Jun 27, 2025cs.LG

Hyper-modal Imputation Diffusion Embedding with Dual-Distillation for Federated Multimodal Knowledge Graph Completion

With the increasing multimodal knowledge privatization requirements, multimodal knowledge graphs in different institutes are usually decentralized, lacking of effective collaboration system with both stronger reasoning ability and transmission safety guarantees. In this paper, we propose the Federated Multimodal Knowledge Graph Completion (FedMKGC) task, aiming at training over federated MKGs for better predicting the missing links in clients without sharing sensitive knowledge. We propose a framework named MMFeD3-HidE for addressing multimodal uncertain unavailability and multimodal client heterogeneity challenges of FedMKGC. (1) Inside the clients, our proposed Hyper-modal Imputation Diffusion Embedding model (HidE) recovers the complete multimodal distributions from incomplete entity embeddings constrained by available modalities. (2) Among clients, our proposed Multimodal FeDerated Dual Distillation (MMFeD3) transfers knowledge mutually between clients and the server with logit and feature distillation to improve both global convergence and semantic consistency. We propose a FedMKGC benchmark for a comprehensive evaluation, consisting of a general FedMKGC backbone named MMFedE, datasets with heterogeneous multimodal information, and three groups of constructed baselines. Experiments conducted on our benchmark validate the effectiveness, semantic consistency, and convergence robustness of MMFeD3-HidE.
May 28, 2025cs.LG

Inclusive Federated Learning Through Compliance-Weighted Noise Allocation in Healthcare AI

Background: Federated learning (FL) enables collaborative training of clinical AI models without centralizing patient data, but adoption is limited by privacy concerns, heterogeneous institutional compliance, and resource disparities; standard differential privacy (DP) applies uniform noise to all clients, penalizing well-compliant or under-resourced institutions. Objective: We introduce a compliance-aware FL framework that adapts DP to institutional compliance, letting lower-compliance sites participate without uniformly penalizing others. Methods: A compliance scoring tool aligned with HIPAA, GDPR, NIST, ISO, and HL7/FHIR maps each client score to a per-step Gaussian noise scale for server-side DP-SGD on a small aggregator dataset. The formal (ε,δ)(ε,δ) bound applies to the aggregator dataset under a semi-honest aggregator; client-level DP needs secure aggregation (future work). We evaluate five FL strategies on PneumoniaMNIST and BreastMNIST (16 clients, 50 rounds, five seeds); the cumulative aggregator-dataset εε is about 1434 (Breast) and 513 (Pneumonia) at δ=10−5δ=10^{-5}. Results: Including 12 lower-compliance clients (Experiment 1) versus a compliant-only baseline (Experiment 4) changed BreastMNIST accuracy by +4.5 (FedAvg), +6.8 (FedMedian), +5.2 (FedProx), +1.6 (FedYogi), and -4.1 (FedAdam) percentage points (pooled +2.8 pp; not significant at n=5; up to +17 pp per configuration); compliance-weighted allocation matched uniform server-side DP at equal mean noise (+0.1 pp), carrying no utility penalty, and first-round noise cost 1.3 pp (Breast) and 2.5 pp (Pneumonia, FedAvg). Conclusions: Compliance-weighted server-side DP lets lower-compliance institutions join FL without degrading performance, giving auditable per-site noise control at no utility cost; formal guarantees apply to the aggregator dataset, with client-level DP requiring secure aggregation.
May 26, 2025cs.LG

Federated Independent Component Analysis via Spectral Alignment and Robust Aggregation

This paper studies robust estimation for Independent Component Analysis (ICA) in the federated learning setting, where data are locally distributed across clients and may exhibit substantial heterogeneity. The goal is to recover a common global mixing matrix by aggregating local estimators computed by individual clients. The main difficulty is that local ICA estimators are identifiable only up to sign flips and column permutations and may have highly heterogeneous estimation quality. We propose a novel three-step aggregation method that first aligns the permutations across all local estimators via a particular spectral clustering approach, then aligns the signs within each estimated cluster via another tailored spectral approach, and finally applies the geometric median for robust aggregation. The proposed estimator is shown to remain accurate even when a substantial fraction of local estimators are of low quality or inconsistent, as long as each cluster contains a majority of accurate estimators. This contrasts with its analogue based on simple averaging, whose performance is determined by the worst local estimator. In the homogeneous setting, the robust estimator is also shown to be minimax optimal, up to a logarithmic factor, both when the number of clients remains fixed and when it diverges. The theoretical findings are corroborated by simulation studies and a real-data analysis.
May 16, 2025cs.LG

Heterogeneity-Aware Client Sampling for Optimal and Efficient Federated Learning

Federated learning (FL) commonly involves clients with diverse communication and computational capabilities. Such heterogeneity can significantly distort the optimization dynamics and lead to objective inconsistency, where the global model converges to an incorrect stationary point potentially far from the pursued optimum. Despite its critical impact, the joint effect of communication and computation heterogeneity has remained largely unexplored, due to the intrinsic complexity of their interaction. In this paper, we reveal the fundamentally distinct mechanisms through which heterogeneous communication and computation drive inconsistency in FL. To the best of our knowledge, this is the first unified theoretical analysis of general heterogeneous FL, offering a principled understanding of how these two forms of heterogeneity jointly distort the optimization trajectory under arbitrary choices of local solvers. Motivated by these insights, we propose Federated Heterogeneity-Aware Client Sampling, FedACS, a universal method to eliminate all types of objective inconsistency. We theoretically prove that FedACS converges to the correct optimum at a rate of O(1/R)O(1/\sqrt{R}), even in dynamic heterogeneous environments. Extensive experiments across multiple datasets show that FedACS outperforms state-of-the-art and category-specific baselines by 4.3%-36%, while reducing communication costs by 22%-89% and computation loads by 14%-105%, respectively.
Sep 9, 2024cs.AI

MLLM-LLaVA-FL: Multimodal Large Language Model Assisted Federated Learning

Previous studies on federated learning (FL) often encounter performance degradation due to data heterogeneity among different clients. In light of the recent advances in multimodal large language models (MLLMs), such as GPT-4v and LLaVA, which demonstrate their exceptional proficiency in multimodal tasks, such as image captioning and multimodal question answering. We introduce a novel federated learning framework, named Multimodal Large Language Model Assisted Federated Learning (MLLM-LLaVA-FL), which employs powerful MLLMs at the server end to address the heterogeneous and long-tailed challenges. Owing to the advanced cross-modality representation capabilities and the extensive open-vocabulary prior knowledge of MLLMs, our framework is adept at harnessing the extensive, yet previously underexploited, open-source data accessible from websites and powerful server-side computational resources. Hence, the MLLM-LLaVA-FL not only enhances the performance but also avoids increasing the risk of privacy leakage and the computational burden on local devices, distinguishing it from prior methodologies. Our framework has three key stages. Initially, we conduct global visual-text pretraining of the model. This pretraining is facilitated by utilizing the extensive open-source data available online, with the assistance of MLLMs. Subsequently, the pretrained model is distributed among various clients for local training. Finally, once the locally trained models are transmitted back to the server, a global alignment is carried out under the supervision of MLLMs to further enhance the performance. Experimental evaluations on established benchmarks, show that our framework delivers promising performance in the typical scenarios with data heterogeneity and long-tail distribution across different clients in FL.