LLM Alignment

LLM: Large Language Model

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48 papers in the last four weeks, up 118% on the four weeks before. 0.5% of all new papers.

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Latest papers 422

May 27, 2026cs.AI

Multi-Adapter Representation Interventions via Energy Calibration

Representation intervention has emerged as a promising paradigm for aligning large language models toward desired behaviors without modifying model weights. Existing methods typically apply a fixed intervention uniformly across all inputs. However, we find that the appropriate intervention direction and strength vary substantially across samples, and such indiscriminate intervention leads to degradation of general capabilities on benign inputs. To address these challenges, we propose Multi-Adapter Representation Interventions via Energy Calibration (MARI). Specifically, we introduce a competitive multi-adapter mechanism in which specialized experts capture non-linear correction patterns and adaptively determine the appropriate intervention direction and strength for different samples. Furthermore, we design an energy-based gating module that leverages internal propagation dynamics to distinguish inputs that are applicable for intervention. Extensive experiments across diverse model families and parameter scales demonstrate that MARI achieves state-of-the-art alignment performance. Our method significantly improves performance on TruthfulQA, BBQ, and safety benchmarks, while maintaining and even improving general capabilities on tasks such as MMLU and ARC. Our code is available at https://github.com/V1centNevwake/MARI.

Manjiang Yu, Hongji Li, Junwei Chen +4

The University of Queensland, Brisbane, Australia · Mohamed bin Zayed University of Artificial Intelligence, Abu Dhabi, United Arab Emirates · Institute of Science Tokyo, Tokyo, Japan

LLM Alignment LLM Safety Alignment Causal Interventions in Language Models

May 27, 2026cs.CL

The Attentional White Bear Effect in Transformer Language Models

Instruction-based suppression is widely used to prevent language models from generating prohibited content, yet it remains unclear whether suppression reduces internal representation or merely suppresses expression. We investigate this question through representational probing, attention analysis, and behavioral semantic leakage experiments across multiple transformer models. We find that prohibited concepts remain highly recoverable from hidden representations under suppression, continue to influence attention routing, and measurably shape downstream generations despite successful lexical avoidance. These effects persist across pooling strategies, indirect semantic controls, and multiple model families. Our results expose a fundamental gap between behavioral and representational alignment.

Rebecca Ramnauth, Brian Scassellati

Yale University New Haven, CT, USA

Transformer Interpretability LLM Alignment Privacy Leakage in Language Models Transformer Attention

May 27, 2026cs.CL

AdaDPO: Self-Adaptive Direct Preference Optimization with Balanced Gradient Updates

DPO has become a widely adopted alternative to RLHF for aligning LLMs with human preferences, eliminating the need for a separate reward model or RL loop. Recent theoretical analysis uncovers an asymmetric gradient behavior in DPO: the loss suppresses dispreferred responses substantially faster than it promotes preferred ones, causing the model to learn to avoid bad answers rather than to generate good ones. We propose AdaDPO, a Self-Adaptive variant of the DPO algorithm that introduces per-preference-pair, stop-gradient-based coefficients derived directly from the policy model's generation probabilities, with the reference model's probabilities as an optional component. AdaDPO is constructed to enforce equality of gradient magnitudes between preferred and dispreferred probabilities; the practical implementation balances per-token gradients and applies a numerical clipping bound for stability, while retaining DPO's original hyperparameter structure. On Llama-3-8B-Instruct trained on UltraFeedback under a SimPO similar setup, AdaDPO consistently outperforms DPO on AlpacaEval 2: it achieves higher length-controlled win rates (LC) in 81% of hyperparameter combinations, attains the global best LC (48.3%) and raw win rate (46.1%), and enlarges the LC-over-WR margin in 88% of combinations, indicating effective mitigation of length bias. Additional analyses on KL divergence, reward margin, and reward accuracy confirm that AdaDPO rectifies the gradient imbalance and yields more efficient optimization. Because it operates purely at the loss level, AdaDPO can be dropped into existing preference-based alignment pipelines without changing data collection or model architectures. The method requires only a few lines of code, and the same self-adaptive principle generalizes to a broad family of pairwise contrastive preference losses including SimPO, R-DPO, IPO, CPO, and ORPO.

Shaolong Chen, Madalina Ciobanu, Qingqing Mao +1

Incept Labs Houston, TX · Incept Labs, Houston, TX · Titan Holdings, San Francisco, CA

LLM Alignment Direct Preference Optimization Adaptive Loss Weighting

May 27, 2026cs.CL

Framing Matters: Addressing Framing Sensitivity in Decision-Making through Behaviorally-Grounded Value Alignment

Large Language Models (LLMs) are increasingly deployed in high-stakes decision-making settings such as legal reasoning, where consistency under factually equivalent inputs is critical. However, we find that fact-preserved but differently framed inputs can significantly destabilize LLM decisions. To systematically investigate this problem, we introduce Fragile, a large-scale benchmark that isolates fact-preserving semantic framing across three controlled dimensions: value-tinted narration, temporal slice, and narrative vividness. Our experiments reveal a high susceptibility of LLMs to framing, with an average decision flip rate of 28.6%. We find that simple prior prompt-level and activation-level interventions not only fail to suppress framing sensitivity but actively amplify it. We therefore propose Valign, a representation-level method that explicitly targets these framing dimensions by anchoring decisions to a stable value prior, steering hidden states toward the model's value-consistent direction, and projecting out temporal-vividness-sensitive directions from the model's hidden states. Valign consistently reduces framing-induced decision flips, demonstrating that robust mitigation requires directly targeting the internal pathways in which framing operates.

Seojin Hwang, Minju Kim, Junhyuk Choi +2

Chung-Ang University, Seoul, Korea

LLM Alignment Framing Effects in Language Models LLM Decision-Making Causal Interventions in Language Models Language Model Robustness

May 26, 2026cs.AI

Behavioural Analysis of Alignment Faking

Alignment faking (AF) refers to a model strategically complying with a training objective to avoid behavioural modification while preserving its deployment preferences. Understanding when and why AF arises matters as models grow better at distinguishing training from deployment. Prior work finds AF fragile, prompt-sensitive, and model-dependent, leaving its underlying drivers unclear. We study AF in a controlled, minimal setup that isolates its core components, and observe it across a wider range of models than previously reported, including small-scale models. We identify three separable drivers -- values, goal guarding, and sycophancy -- and show via targeted prompt ablations and activation steering that each independently modulates AF behaviour. Our results indicate AF is more widespread than previously reported and that its occurrence is predictable from situational cues and measurable model tendencies such as baseline sycophancy and stated values. The decomposition suggests concrete directions for detecting and mitigating AF in future models.

Nathaniel Mitrani Hadida, Rhea Karty, David Williams-King +1

University of Cambridge · ERA · Harvard University +1

LLM Alignment Value Alignment

May 26, 2026cs.AI

Alignment Tampering: How Reinforcement Learning from Human Feedback Is Exploited to Optimize Misaligned Biases

Reinforcement Learning from Human Feedback (RLHF) is the standard method to align Large Language Models (LLMs) with human preferences. In this work, we introduce alignment tampering, a potential vulnerability where the LLM undergoing alignment influences the preference dataset, causing RLHF to amplify undesired behaviors. This arises from core limitations of RLHF: (1) preference datasets are constructed from the LLM's own outputs, allowing it to influence them, and (2) pairwise comparisons only indicate which response is better, not why. These limitations can be exploited to cause alignment tampering. For example, if an LLM generates biased responses with higher quality, annotators will prefer them based on quality. However, preference labels do not distinguish quality from bias, and the reward model inherits this limitation. Optimizing such rewards through reinforcement learning or best-of-N sampling can amplify misaligned biases. Our experiments demonstrate amplification across diverse biases: from keyword bias to propaganda (e.g., sexism), brand promotion, and instrumental goal-seeking. Mitigation remains challenging, as existing techniques for robust RLHF fail to fully resolve alignment tampering without sacrificing response quality. These findings reveal structural vulnerabilities of current RLHF and emphasize the need to prevent this vulnerability. Project page: https://alignment-tampering.github.io/

Dongyoon Hahm, Dylan Hadfield-Menell, Kimin Lee

1KAIST · 2MIT

LLM Alignment Data Poisoning Attacks Value Alignment RL from Human Feedback

May 26, 2026cs.AI

In LLM Reasoning, there is Irrationality on top of Value Misalignment

Significant progress has been made in aligning LLMs with target value functions. We argue that, even when an LLM has been well aligned in (post-)training, it may still fail to maximise the aligned value in reasoning. We mathematically formalise this gap as rational value risk: the utility discrepancy between a model's deployed reasoning strategy and its rational counterpart whose responses maximise utility in the steepest direction. The estimation error of rational value risk is further decomposed into three components from bounded prompts, bounded responses, and imperfect verifiers. Extensive experiments are conducted, covering models Llama-3.1, Qwen-2.5, Tülu-3 families (7B-72B), GPT-5.2, GPT-5.5, and DeepSeek-V4, and benchmarks UltraFeedback, AlpacaEval, GSM8K, MATH, HumanEval, and MathArena. The results validate that (1) rational value risk is widespread; (2) value alignment can reduce, but cannot avoid, it; (3) self-consistency can improve rationality; and (4) a longer chain of thought improves rationality but with diminishing returns. The code is at https://github.com/EVIEHub/LLM-Rationality

Kejiang Qian, Fengxiang He

University of Edinburgh

LLM Alignment LLM Reasoning Large Reasoning Models

May 26, 2026cs.CL

Attribute-Based Diagnosis of LLM Alignment with Hate Speech Annotations

Hate speech annotation is costly, subjective, and prone to annotator disagreement, making large-scale dataset construction challenging. We systematically analyze how well large language models (LLMs) align with human judgments across ten theoretically grounded subjective attributes, such as dehumanization, violence, and sentiment, evaluating both small and large variants of Llama 3.1 and Qwen 2.5. Our analysis reveals a consistent split across all models: behaviorally explicit dimensions (insult, humiliate, attack-defend) correlate strongly with human annotations, while evaluative dimensions (respect, sentiment, hate speech) are systematically inverted. Demographic persona conditioning reduces model confidence without improving alignment. Building on these insights, we propose combining attribute-level LLM predictions via a confidence-weighted Ridge regression to reconstruct continuous hate speech scores from the Measuring Hate Speech corpus, achieving

R^2

of up to 0.71 and outperforming direct prompting baselines, demonstrating that structured attribute decomposition recovers a richer and more human-aligned signal than end-to-end label prediction alone.

Mohammad Amine Jradi, Faeze Ghorbanpour, Alexander Fraser

School of Computation, Information and Technology, TU Munich Munich Center for Machine Learning (MCML)

LLM Evaluation LLM Alignment LLM-Assisted Annotation Hate Speech Detection

May 26, 2026cs.AI

Multi-Stakeholder LLM Alignment: Decomposing Estimation from Aggregation

Multi-stakeholder tasks require one output to satisfy users with conflicting preferences. Holistic LLM judges conflate utility estimation and utility aggregation, yielding unstable implicit weights. We show empirically and theoretically that this aggregation-specific \emph{weighting noise} can create large score shifts when stakeholder satisfaction is dispersed; in our experiments, these weight-induced shifts also increase with stakeholder count. We propose \textsc{DecompR}: counterfactual-calibrated weights are fixed from query structure before candidate scoring, while per-role utilities are estimated independently, removing candidate-dependent weight drift and reducing estimation noise.

Lulu Zheng, Wenjin Yang, Xiangwen Zhang +4

AMAP, Alibaba Group · Beihang University

LLM Alignment LLM-as-a-Judge Multi-Objective Language Model Alignment

May 26, 2026cs.CL

KARMA: Karma-Aligned Reward Model Adaptation

Human communication depends on implicit social signals where effectiveness is shaped by tone, context, and conversational norms rather than semantic content alone. We introduce KARMA (Karma-Aligned Reward Model Adaptation), a framework for LLM learning of context-sensitive conversational behavior from large-scale social interaction data. KARMA trains a reward model on Reddit conversations to predict response valuation conditioned on context, and uses this signal to fine-tune language models via reinforcement learning to improve performance on pragmatics-mediated tasks. Critically, we find that the highest performing reward model does not lead to better downstream model alignment: a reward model relying exclusively on conversational context was a worse predictor of Reddit karma but yielded substantially better downstream performance. We evaluate the effects of KARMA applied to a downstream model with and without direct exposure to the social media data. The resulting models show improved pragmatics-mediated behaviors with largely mitigated undesirable side effects. Factuality is consistently diminished by KARMA across all conditions, including when the downstream model has no direct exposure to Reddit data, suggesting that this tension is embedded in the reward signal itself rather than introduced by noisy training data.

Jared Scott, Jesse Roberts

Tennessee Tech University Cookeville, Tennessee

Reward Modeling RL for Language Models LLM Alignment Pragmatic Reasoning in Language Models Preference Alignment

May 26, 2026cs.CL

Elias in the Lighthouse, Again? Diagnosing Low Diversity in LLM Stories

LLM-generated stories are a popular use case, but they show very low variability. We sample 20,000 total stories from four current models using five prompts. We find that 11 words occur in 88.3% of generated stories, with little difference between models. These words include names (Elias, Mara, Elara), settings (lighthouses), and professions (clockmaker, librarian). These tokens do not often occur in published literature nor pre-training data, but they are found in preference data that is likely to have been used by all current models. Surprisingly, these "lighthouse" stories are infrequent when compared with the average post-training story, much of which contains references to copyrighted characters or adult content. This result demonstrates the potentially disproportionate impact of small datasets combined with powerful alignment algorithms.

Sil Hamilton, David Mimno

Department of Information Science Cornell University

LLM Alignment Diverse Text Generation LLM Training Text Generation

May 25, 2026cs.LG

Curriculum Learning for Safety Alignment

Direct Preference Optimisation (DPO) is widely used for safety alignment in large language models. However, prior work shows it is brittle and exhibits poor out-of-distribution (OOD) generalisation. In this paper, we investigate whether Curriculum Learning can improve the robustness of DPO-based safety alignment. We propose Staged-Competence, a curriculum-based framework that organises preference data by difficulty, employs competence-based sampling, and progressively updates the reference model during training. Averaged across three model families, Staged-Competence reduces OOD harmful response rates by 16% and jailbreak attack success rates by 20%, while preserving general capabilities with near-zero over-refusal. We further show that Staged-Competence (1) matches baseline safety with only 75% of the training data and (2) yields better separation between safe and unsafe responses. Staged-Competence is agnostic to the policy optimisation loss and can extend to other DPO variants and alignment domains. Our code and data are available at https://github.com/Sandeep5500/curriculum-learning-for-safety.

Sandeep Kumar, Virginia Smith, Chhavi Yadav

Carnegie Mellon University · Simons Institute, UC Berkeley

LLM Alignment Direct Preference Optimization LLM Safety Alignment Adversarial Robustness of Language Models

May 25, 2026cs.CL

CroCo: Cross-Lingual Contrastive Preference Tuning on Self-Generations

Prior work establishes that controlled contrastiveness between self-generated responses from large language models, set via reward scores, improves downstream preference tuning in English. We extend this method to multiple languages and evaluate two models across a total of 14 high and low-resource languages on a diverse set of tasks. Our central finding is that cross-lingual contrastive preference tuning on self-generations (CroCo) transfers without language-specific preference annotation. A reward model trained on English preferences (atop a multilingual base) produces useful within-language rankings across most languages, and pairing in either a monolingual or multilingual setting improves over each model on the majority of setups while preventing the catastrophic forgetting of supervised fine-tuning. We observe that the gains require on-policy data. Off-policy responses reduce the benefit and online preference optimization fails to improve over the offline variant. Specifically, on structured tasks, our method matches or exceeds the base in 6/7 languages for EuroLLM-9B and 4/7 settings for Aya-3B. On open-ended generation, evaluated by two judges, both tuned models win 28/30 times against their respective base across 15 evaluated languages (high and low-resource). Overall, we show promising directions for multilingual preference tuning using self-generations.

Mike Zhang, Ali Basirat, Desmond Elliott

Department of Computer Science (DIKU), University of Copenhagen · Centre for Language Technology (CST), University of Copenhagen · Pioneer Centre for Artificial Intelligence

Multilingual Language Models LLM Alignment Preference Learning Cross-Lingual Transfer

May 25, 2026cs.CL

Creative Quality Alignment: Expert Tacit Knowledge Transfer via Chain-of-Thought Fine-Tuning

This paper provides an empirical implementation of the creative quality metric proposed in Calibrated Surprise (Zou & Xu, 2026a). The question this paper addresses is: does this mathematical claim hold at the engineering level? To make the answer as general as possible, we deliberately choose the strictest engineering conditions: low data cost and a small base model. Training data comes from approximately 100 expert chain-of-thought (CoT) annotations produced by the BC Protocol (Zou & Xu, 2026b). We also identify a data bias: most publicly available alignment datasets are skewed toward craft-related knowledge, while audience modeling and reality-logic coverage are systematically weak. We use the term Creative Quality Alignment (CQA) to describe this class of engineering methods. We also offer a supporting theoretical observation: in an LLM with a single conditional distribution architecture, calibrating the appreciation side automatically transfers to the generation side via architectural duality. This is the structural reason why ~100 CoT examples are sufficient -- not a purely empirical observation like LIMA (Zhou et al., 2023).

Bo Zou, Chao Xu

Fine-Tuning LLM Alignment Preference Alignment

May 25, 2026cs.CL

MATO: Multi-objective Personalized Alignment with Test-time Optimization for Large Language Models

Aligning large language models (LLMs) with diverse and multifaceted user preferences is a fundamental challenge in personalized AI systems. Existing multi-objective alignment methods either rely on costly training or require pre-trained reward models for each preference, making it difficult for them to adapt to evolving preferences. Prompt-based personalization offers a training-free alternative, but prompting alone often provides limited steerability, as LLMs may overemphasize or overlook certain preferences and fail to give users reliable control over the relative importance of different objectives when conflicts arise, leading to suboptimal alignment. In this paper, we introduce MATO, a training-free framework for Multi-objective personalized Alignment with Test-time Optimization. MATO formulates personalization as a test-time optimization problem that steers the relative importance of multiple objectives through controllable weights during decoding, without modifying model parameters or requiring external reward models. Specifically, a reward discovery module recovers preference rewards directly from the backbone LLM for diverse objectives specified in natural language, while a weight optimization module dynamically adjusts objective weights based on the user's initial preferences and the partially generated response to balance competing objectives during generation. The resulting rewards and weights jointly guide an online optimization procedure over the token distribution, enabling better alignment with the target objectives. Extensive experiments across multiple datasets and backbone LLMs show that MATO consistently outperforms strong baselines, achieving Pareto-improving multi-objective alignment and stronger steerability. These results highlight test-time optimization as a promising direction for scalable, controllable, and model-agnostic personalized alignment.

Linhao Luo, Thuy-Trang Vu, Van-Anh Nguyen +3

Monash University · Defence Science and Technology Group, Australia

LLM Alignment Inference-Time Optimization Test-Time Optimization Personalized Language Model Alignment Multi-Objective Language Model Alignment Preference Alignment

May 24, 2026cs.AI

Whose Alignment? Comparing LLM Process Alignment Across Diverse Organizational Decision Contexts

Steerable pluralism requires a model to faithfully represent one specified perspective. Organizations are a natural setting for this demand, since they deploy LLMs to make decisions that must reflect their own policy. Yet, most existing work fixes that perspective at the level of individuals or demographic groups. We rely on a decision-policy capturing method to measure process alignment in organizational settings, assessing whether an LLM faithfully reproduces the organization's decision policy rather than merely reaching the same conclusions. We find heterogeneity along two axes. Across models, baseline alignment varies strongly and tracks neither pricing nor general benchmark performance. Across organizations, the structure of alignment changes. In ECHR Article 6 decisions, process alignment predicts output accuracy (

r = 0.85

,

p < .001

), and making the organization's past decision policy explicit improves poorly aligned models. In consumer credit decisions, process alignment is low overall but varies more than output accuracy, and the models resist adopting the organization's weighting of protected attributes. Because historical credit decisions encode potentially discriminatory patterns, higher alignment there is not always desirable. Process-level measurement is therefore necessary, and depending on whether the target policy is normatively desirable, the same procedure can calibrate or audit a model. Deciding which policy to align to, and whether higher alignment is feasible or desirable, makes organizational alignment a pluralistic problem in its own right.

Niklas Weller, Emilio Barkett

University of St. Gallen, Switzerland · 2Columbia University, New York, NY USA.

AI-Assisted Decision Making LLM Alignment Pluralistic Alignment

May 24, 2026cs.CL

Investigating the Interplay between Contextual and Parametric Chain-of-Thought Faithfulness under Optimization

Chain-of-Thought (CoT) faithfulness, i.e., whether CoTs genuinely reflect large language models' (LLM) underlying behavior, is typically evaluated under two disjoint paradigms: contextual faithfulness, measured by perturbing the input or CoT trace, and parametric faithfulness, assessed by intervening on a model's parametric knowledge. Yet prior work compares them only descriptively. We fill this gap by proposing FaithMate, a unified preference-alignment interface for optimizing models towards either faithfulness paradigm. It enables us to investigate the interplay between the two paradigms, examining whether and to what extent faithfulness gains generalize within and across paradigms. Across three models, two datasets, and six faithfulness metrics, we find that the two paradigms are positively coupled, yet asymmetric: optimizing towards parametric faithfulness yields consistent gains across both paradigms, whereas the contextual counterpart delivers more variable gains. Within the contextual paradigm, faithfulness gains on one metric do not consistently transfer to others, implying that existing contextual metrics capture disjoint facets of faithfulness and exposing inherent trade-offs. These findings imply that CoT faithfulness is not a monolithic objective and therefore requires multifaceted optimization and evaluation.

Jingyi Sun, Qianli Wang, Pepa Atanasova +2

University of Copenhagen · 2Technische Universität Berlin · 3German Research Center for Artificial Intelligence (DFKI) +2

CoT Faithfulness Contextual Faithfulness LLM Alignment

May 23, 2026cs.AI

Emotional intelligence in large language models is fragmented across perception, cognition, and interaction

As large language models (LLMs) are increasingly integrated into emotionally sensitive domains, the structural integrity of their emotional intelligence (EI) becomes a critical frontier for safety and alignment. Current benchmarks often conflate superficial politeness with deep affective reasoning, failing to distinguish between perceptual accuracy and interactive efficacy. Here, we introduce FACET (Functional Affective Competence and Empathy Test), a psychometrically grounded framework comprising 480 expert-crafted items. Unlike previous metrics, FACET is theoretically anchored in the Mayer-Salovey-Caruso four-branch ability model, operationalizing EI through perception, facilitation, understanding, and management of emotions. Through an evaluation of nine frontier models (including GPT-5, Claude-Sonnet-4), we demonstrate that emotional intelligence is not a monolithic capability but is fragmented across cognitive and interactive dimensions. While frontier models demonstrate robust proficiency in objective emotion recognition and social reasoning, this does not consistently translate to interactive success. We categorize these discrepancies into three distinct performance profiles: cognitive-dominant, interactive-dominant, and context-dependent. These typologies indicate that emotional skills do not scale uniformly with general intelligence or model size; rather, they are shaped by specific alignment paradigms. Notably, we identify hidden emotion recognition as a universal performance bottleneck across all architectures. Our results suggest that current RLHF processes may optimize for "stochastic empathy", a statistical mimicry of emotional syntax, at the expense of integrated affective reasoning. These findings challenge the assumption of linear emotional scaling and provide a rigorous roadmap for developing socially aware agents capable of genuine clinical resonance.

Minghao Lv, Lu Chen, Enchang Zhang +6

X-LANCE Lab, School of Computer Science, Shanghai Jiao Tong University, Shanghai, China. · MoE Key Lab of Artificial Intelligence. · Jiangsu Key Lab of Language Computing, China. +1

LLM Evaluation LLM Alignment Emotion Recognition

May 23, 2026cs.LG

Measuring Alignment-Induced Activation Shifts Correctly: A Template-Controlled Difference-in-Differences Protocol

Comparing a model's internal activations before and after alignment is a natural way to ask what safety training changes: one forms the matrix of paired aligned-minus-base activations on safety-relevant inputs and reads off its effective rank or top direction. We show the obvious way to form this matrix is confounded. The aligned model is evaluated under a chat template the base model never saw, so the naive difference conflates the alignment shift with chat formatting. We introduce a four-variant decomposition of the modification matrix (naive, template-controlled, within-aligned, and difference-in-differences, DiD) that separates the two effects. Template control alone removes a 2.0-3.9x inflation of the measured effective rank across Llama-3.1-8B, Gemma-2-9B, and Qwen-2.5-7B; the DiD contrast is what recovers the refusal direction of Arditi et al. (2024), lifting its cosine alignment from 0.18-0.39 to 0.50-0.86. Projection-ablation across the three families confirms the recovered subspace is behaviorally active and that singular-value order is not causal order. We validate the protocol on a controlled testbed and distill it into measurement recommendations for activation-difference studies of alignment.

Yuki Nakamura

The Open University of Japan

LLM Alignment Mechanistic Interpretability Causal Inference

May 22, 2026cs.LG

Convex Optimization for Alignment and Preference Learning on a Single GPU

Fine-tuning large language models (LLMs) to align with human preferences has driven the success of systems such as Gemini and ChatGPT. However, approaches like Reinforcement Learning from Human Feedback (RLHF) remain computationally expensive and complex. Direct Preference Optimization (DPO) offers a simpler alternative but has limitations such as inconsistent ranking accuracy, high dependence on GPU resources, and expensive hyperparameter tuning. We propose the Convex Optimization for Alignment and Preference Learning Algorithm (COALA): a novel lightweight strategy with strong theoretical guarantees. By leveraging the convex optimization reformulation of neural networks, COALA eliminates the need for a reference model and obtains significant reduction in both training time and VRAM consumption, thus enabling efficient training on a single GPU. Experiments across four datasets--including a 26621-sample synthetic Educational Feedback dataset--and six models (including Llama-3.1-8B) demonstrate COALA's competitive performance and efficiency while utilizing as little as ~17.6% of DPO's total TFLOPs. COALA exhibits stable, monotonically increasing rewards and reaches peak margins in significantly shorter time in comparison to traditional methods such as DPO and ORPO. To the best of our knowledge, this is the first time convex optimization has been effectively applied to preference fine-tuning of LLMs.

Miria Feng, Mert Pilanci

Department of Electrical Engineering, Stanford University, California, United States.

Pairwise Preference Learning LLM Alignment LLM Fine-Tuning Efficient Language Model Training Preference Optimization

May 21, 2026cs.AI

Can AI Make Conflicts Worse? An Alignment Failure in LLM Deployment Across Conflict Contexts

AI models are already deployed in societies affected by armed conflict, and journalists, humanitarian workers, governments and ordinary citizens rely on them for information or for their work processes. No established practice exists for checking whether their outputs can make those conflicts worse. We tested nine model configurations from four providers (OpenAI, Anthropic, DeepSeek, xAI) on 90 multi-turn scenarios designed to surface misaligned behaviour in conflict contexts: false equivalence between documented atrocities, denial of genocide, and failure to recognise ethnic slurs, among others. When such outputs feed into journalism, humanitarian reporting, or public debate, they can deepen divisions in fragile societies. Failure rates span 6% to 47% between the best and worst performing models, which makes model choice a safety question in its own right and when users pushed for ``balance'' in cases where international courts have already assigned responsibility, five of nine configurations failed 80 to 100 percent of the time. We release the first evaluation framework for this domain and propose adding it to alignment evaluation portfolios.

Andrii Kryshtal

BlueDot Impact Technical AI Safety Sprint · Independent Researcher

LLM Alignment Language Model Safety Evaluation AI Safety Evaluation

May 21, 2026cs.CL

Token-weighted Direct Preference Optimization with Attention

Direct Preference Optimization (DPO) aligns Large Language Models with human preferences without the need for a separate reward model. However, DPO treats all tokens in responses equally, neglecting the differing importance of individual tokens. Existing token-level PO methods compute the token weights using either token-position-based heuristic functions or probability estimates given by a separately trained model, which lacks robustness and incurs extra training cost. In contrast, we propose Token-weighted DPO (TwDPO) -- a novel training objective grounded on token-weighted RL -- and AttentionPO -- an instantiation of TwDPO that uses attention from the LLM itself to estimate token weights. AttentionPO prompts the LLM to serve as a pairwise judge and check where the model attends when comparing the responses. This design makes AttentionPO content-aware, adjusting weights based on response content, and efficient, incurring only two extra forward passes per example. Experiment results show that AttentionPO significantly improves performance on AlpacaEval, MT-Bench, and ArenaHard, surpassing existing Preference Optimization methods.

Chengyu Huang, Zhuohang Li, Sheng-Yen Chou +1

Cornell University · Vanderbilt University

Pairwise Preference Learning LLM Alignment Direct Preference Optimization Preference Optimization Preference-Based RL

May 21, 2026cs.CL

Hypergraph as Language

Large language models (LLMs) have recently shown strong potential in modeling relational structures. However, existing approaches remain fundamentally graph-centric: they focus on processing pairwise graph structures into tokens that LLMs can understand. In contrast, many real-world relational patterns do not naturally conform to the pairwise-edge assumption, and are better modeled as high-order associations in hypergraphs. For hypergraph structures, existing methods often fail to preserve the native semantics that multiple objects are jointly connected by the same high-order relation, limiting their ability to exploit complex structures. To address this limitation, we put forth the "Hypergraph as Language" perspective and propose Hyper-Align, a hypergraph-native alignment framework for large language models. Hyper-Align compiles the query-object-centered hypergraph context into hypergraph tokens directly consumable by a base LLM. Specifically, we introduce Hypergraph Incidence Detail Template with Overview (HIDT-O), which serializes high-order association structures into a fixed-shape hybrid template combining local incidence details and overview-level summaries. We then design a Hypergraph Incidence Projector (HIP), which maps native high-order incidence structures into the LLM token space through explicit semantic-structural decoupling and bidirectional message passing between vertices and hyperedges. We further define a concrete Hypergraph-as-Language input protocol, which jointly feeds hypergraph tokens and textual prompts into a frozen base LLM, supporting both vertex-level and hyperedge-level tasks under a unified question-answering paradigm. To systematically evaluate different methods in hypergraph structural modeling, we introduce HyperAlign-Bench. Extensive experiments show that Hyper-Align significantly outperforms existing methods across in-domain and zero-shot evaluations.

Mengqi Lei, Guohuan Xie, Shihui Ying +4

1{BNRist, THUIBCS, BLBCI, School of Software}, Tsinghua University · 2Yangtze Delta Region Institute, Tsinghua University · 3Shanghai Institute of Applied Mathematics and Mechanics, Shanghai University +1

LLM Alignment Hypergraph Learning LLMs for Graph Learning

May 20, 2026cs.LG

From Parameters to Data: A Task-Parameter-Guided Fine-Tuning Pipeline for Efficient LLM Alignment

Adapting Large Language Models (LLMs) to specialized domains typically incurs high data and computational overhead. While prior efficiency efforts have largely treated data selection and parameter-efficient fine-tuning as isolated processes, our empirical analysis suggests they may be intrinsically coupled. We posit the Strong Map Hypothesis: a sparse subset of attention heads plays a dominant role in task-specific adaptation, acting as keys that unlock specific data patterns. Building on this observation, we propose From Parameters to Data (P2D), a unified framework that leverages these task-sensitive attention heads as a dual compass for both sample mining and structural pruning. To rigorously quantify the total pipeline cost, we introduce the Alignment Efficiency Ratio (AER) metric for both selection latency and training time. Mechanistically, P2D identifies critical heads via a lightweight proxy and uses them as a functional filter to curate high-affinity data, establishing a synergistic pipeline. Empirically, by updating merely 10% of attention heads on 10% of the data, P2D achieves an 8.3 pp performance gain over strong baselines and delivers a 7.0x end-to-end time speedup. These results validate that precise parameter-data synchronization eliminates redundancy, offering a new paradigm for efficient alignment.

Hao Chen, Qi Zhang, Liyao Li +7

Zhejiang University · Ant Group · Eastern Institute of Technology

LLM Alignment LLM Fine-Tuning Training Data Selection Attention Head Pruning Attention Head Specialization Data-Efficient Learning

May 20, 2026cs.CL

Towards Context-Invariant Safety Alignment for Large Language Models

Preference-based post-training aligns LLMs with human intent, yet safety behavior often remains brittle. A model may refuse a harmful request in a standard prompt but comply when the same intent is wrapped in adversarial wording. We suggest that robust safety requires context-invariant alignment, where behavior depends on the underlying intent rather than surface form. Enforcing invariance is difficult in alignment because not all training signals are equally trustworthy; for some prompt variants we can obtain verifiable feedback (e.g., multiple-choice), while for open-ended variants we typically rely on noisy, gameable reward proxies (e.g., learned judges). As a result, standard symmetric invariance regularizers can reduce cross-context discrepancies by lowering performance on reliable variants instead of improving open-ended robustness. To address this, we introduce Anchor Invariance Regularization (AIR), which treats verifiable prompts as anchors and uses a stop-gradient target to regularize only the open-ended variants toward the anchor performance. AIR is implemented as a plug-in auxiliary loss and combined with group-based preference optimization (e.g., GRPO) via heterogeneous prompt grouping. Across Safety, Moral Reasoning, and Math, AIR improves context invariance, boosting in-distribution group accuracy by 12.71% and out-of-distribution consistency by 33.49%, making safety constraints robust to adversarial framings.

Yixu Wang, Yang Yao, Xin Wang +4

Fudan University, Shanghai, China · Shanghai Artificial Intelligence Laboratory, Shanghai, China.

RL for Language Models LLM Alignment LLM Safety Alignment Adversarial Robustness of Language Models

May 20, 2026cs.AI

Conditional Equivalence of DPO and RLHF: Implicit Assumption, Failure Modes, and Provable Alignment

Direct Preference Optimization (DPO) has emerged as a popular alternative to Reinforcement Learning from Human Feedback (RLHF), offering theoretical equivalence with simpler implementation. We prove this equivalence is conditional rather than universal, depending on an implicit assumption frequently violated in practice: the RLHF-optimal policy must prefer human-preferred responses. When this assumption fails, DPO optimizes relative advantage over the reference policy rather than absolute alignment with human preferences, leading to pathological convergence where policies decrease DPO loss while preferring dispreferred responses. We characterize when this assumption is violated, show the existence of an undesirable solution space, and prove that DPO and RLHF optimize fundamentally different objectives in such cases. To address this, we introduce Constrained Preference Optimization (CPO), augmenting RLHF with constraints for provable alignment. We further provide a geometric interpretation through soft margin ranking, revealing that DPO implements margin ranking with potentially negative targets. Our theoretical analysis establishes when DPOs' guarantees hold and provides solutions preserving simplicity with provable alignment. Comprehensive experiments on standard benchmarks demonstrate that CPO achieves state-of-the-art performance. Code is available at: https://github.com/visitworld123/CPO.

Zhiqin Yang, Yonggang Zhang, Wei Xue +3

1The Hong Kong University of Science and Technology · 2LIGHTSPEED · 3Hong Kong Baptist University.

LLM Alignment Direct Preference Optimization Preference Optimization Preference Alignment RL from Human Feedback

May 20, 2026cs.CL

Refining and Reusing Annotation Guidelines for LLM Annotation

While Large Language Models (LLMs) demonstrate remarkable performance on zero-shot annotation tasks, they often struggle with the specialized conventions of gold-standard benchmarks. We propose the systematic reuse and refinement of annotation guidelines as an alignment mechanism, introducing an iterative moderation framework that simulates the early phases of annotation projects. We evaluate three hypotheses: (1) the efficacy of guideline integration, (2) the advantage of reasoning optimized models, and (3) the viability of moderation under minimal supervision. Testing across biomedical NER tasks (NCBI Disease, BC5CDR, BioRED) with three LLM families (GPT, Gemini, DeepSeek), our results empirically confirm all three hypotheses. While the iterative moderation framework shows good potential in effectively refining guidelines, our analysis also reveals substantial room for improvement.

Kon Woo Kim, Jin-Dong Kim, Akiko Aizawa

The Graduate University for Advanced Studies, SOKENDAI · National Institute of Informatics (NII) · BioData Science Initiative (BSI), National Institute of Genetics (NIG)

LLM Alignment LLM-Assisted Annotation

May 18, 2026cs.LG

It Takes Two: Complementary Self-Distillation for Contextual Integrity in LLMs

Contextual Integrity (CI) defines privacy not merely as keeping information hidden, but as governing information flows according to the norms of a given context. As large language models are increasingly deployed as personal agents handling sensitive workflows, adhering to CI becomes critical. However, even frontier models remain unreliable in making disclosure decisions, and existing mitigation strategies often degrade underlying task performance. To overcome this privacy-utility trade-off, we propose SELFCI, a complementary self-distillation framework that decouples information suppression from task resolution. SELFCI jointly optimizes two independent reverse KL divergences over distinct teacher distributions derived from feedback: one encourages preserving task-relevant information for utility, while the other enforces minimal and appropriate disclosure. This complementary formulation induces a Product-of-Experts (PoE) target, aligning the policy with the intersection of capability and privacy requirements. Empirical evaluations demonstrate that SELFCI, without relying on costly external supervision, consistently outperforms competitive baselines such as online reinforcement learning algorithms (e.g., GRPO). These trends further extend to out-of-domain settings involving agentic workflows and accumulated private context, suggesting that SELFCI provides a practical path toward CI alignment.

Sangwoo Park, Woongyeong Yeo, Seanie Lee +6

KAIST

Contextual Integrity LLM Alignment Privacy-Preserving Language Models Self-Distillation Privacy-Utility Tradeoff

May 18, 2026cs.LG

Alignment Dynamics in LLM Fine-Tuning

Although Large Language Models (LLMs) achieve strong alignment through supervised fine-tuning and reinforcement learning from human feedback, the alignment is often fragile under subsequent fine-tuning. Existing explanations either attribute alignment fragility to gradient geometry or characterize it as a distributional shift in model outputs, yet few provide a unified account that bridges parameter-space learning dynamics with function-space alignment behavior during fine-tuning. In this work, we introduce a tractable alignment score and derive its closed-form update during fine-tuning, yielding a unified framework for alignment dynamics. Our analysis decomposes alignment updates into two competing components: a \textbf{\color{red!60!black} Rebound Force}, governed jointly by the current alignment state and the narrowness of model distribution, and a \textbf{\color{green!60!black} Driving Force}, determined by how the training distribution aligns with outcome-conditioned posteriors over aligned and non-aligned completions. This decomposition explains why prior alignment can be reversed by later fine-tuning and why narrower posterior structure strengthens such reversal. Moreover, our framework predicts a \textbf{Rehearsal Priming Effect}: prior alignment leaves a latent posterior imprint that amplifies the effective Driving Force upon re-exposure, leading to faster re-alignment. We validate these predictions across safety alignment, emergent misalignment, and sentiment settings, demonstrating consistent alignment reversal and accelerated re-alignment under re-exposure. In addition, controlled experiments in safety alignment confirm the predicted dependence of rebound strength on posterior narrowness. Together, these results provide a unified dynamical perspective on how alignment is disrupted and reactivated during LLM fine-tuning.

Yuhan Huang, Huanran Chen, Yinpeng Dong

Shanghai Qi Zhi Institue & University of Tokyo · College of AI, Tsinghua University · Shanghai Qi Zhi Institue

LLM Alignment LLM Fine-Tuning LLM Safety Alignment

May 18, 2026cs.AI

Pairwise Preference Reward and Group-Based Diversity Enhancement for Superior Open-Ended Generation

Current reinforcement learning(RL) methods are broadly applicable and powerful in verifiable settings where scalar rewards can be provided. However, in open-ended generation tasks, verifying the correctness of responses remains challenging, and training reward models incurs substantial computational and annotation costs. Moreover, reinforcement learning (RLVR) often leads to diversity collapse and produces stereotypical or rigid outputs, outcomes that are particularly undesirable in open-domain scenarios. We propose Pairwise Preference Reward and Group-based Diversity Enhancement (PPR-GDE), a RL method that is more suitable for open-ended generation. PPR-GDE does not require scalar rewards and incorporates group-level diversity into the reward signal, it preserves the comparative structure of subjective evaluation through a pairwise preference reward, mitigates judge position bias via repeated comparisons with swapped response order, and introduces a group-based diversity reward that explicitly encourages semantic dispersion within a response group, all of these reward signals are integrated into a unified group-relative policy optimization objective. We instantiate PPR-GDE on role-playing task, experiments show that PPR-GDE achieves a better alignment quality as well as expressive diversity than strong RL baselines. Further analysis shows that pairwise preference is critical for preference alignment in subjective perspective, while the diversity metric plays an essential role in achieving superior expressive diversity and broader semantic coverage.

Guining Cao, Jiaxin Peng, Chu Zeng +3

Xingchen AGI Lab, China Telecom Artificial Intelligence Technology (Beijing) Co., Ltd · School of Software and Microelectronics, Peking University · Tsinghua University

Pairwise Preference Learning Open-Ended Generation RL for Language Models LLM Alignment Pairwise Preference Evaluation Group Relative Policy Optimization+4