LLM Guardrails

LLM: Large Language Model

Momentum

15 papers in the last four weeks, up 36% on the four weeks before. 0.1% of all new papers.

Jul 13Week of Sep 28

Latest papers 138

May 29, 2026cs.CL

EMBGuard: Constructing Hazard-Aware Guardrails for Safe Planning in Embodied Agents

MLLM-powered embodied agents deployed in real-world environments encounter physical hazards. However, existing approaches lack explicit mechanisms for identifying hazards and reasoning about action-conditioned risks, leading agents to either miss risky interactions or over-identify risks. To address this, we propose EMBGuard, the first MLLM-based safety guardrail for embodied agents designed to decouple physical risk reasoning from agent policy. By evaluating a (visual observation, action) pair, EMBGuard identifies hazardous configurations and provides natural language explanations of potential risks. Alongside EMBGuard, we contribute EMBHazard, a training dataset of 15.1K action-conditioned pairs, and EMBGuardTest, a benchmark of 329 manually curated real-world scenarios spanning seven physical risk categories. Through compositional variation of hazards and actions, we generate diverse risky and benign scenarios that agents may encounter during planning. Despite its compact size (2B, 4B), EMBGuard achieves performance competitive with proprietary MLLMs (e.g., GPT-5.1, Gemini-2.5-Pro) while significantly reducing the false-positive rates that hinder real-time deployment. We make the code, data, and models publicly available at https://github.com/dongwxxkchoi/EMBGuard
May 29, 2026cs.CR

Triaging Threats to Specialized Guardrails

Building robust safety guardrails is essential for deploying Large Language Models across diverse real-world applications. However, this goal remains challenging because safety risks span heterogeneous threat domains, while existing datasets cover only fragmented risk subsets and rely on inconsistent taxonomies. Consequently, it remains unclear whether current guardrails can generalize beyond narrow evaluation settings. To better understand the robustness of guardrail models, we first introduce GuardZoo, a unified human-annotated benchmark with 32,460 samples covering 15 distinct unsafe categories. Evaluation on GuardZoo reveals that monolithic guardrails suffer from task interference: different threat domains require distinct decision boundaries that are difficult to compress into a single model. We therefore propose RouteGuard, a router-expert framework that triages each conversation to specialized expert guardrails for threat-specific detection. Experiments show that RouteGuard improves fine-grained threat detection over strong guardrail baselines, generalizes better under out-of-domain evaluation, and supports flexible modular expansion to emerging threats.
May 28, 2026cs.LG

Opir: Efficient Multi-Task Safety Classification for Toxicity, Jailbreaks, Hate Speech, and Harmful Content

Real-time safety filtering for large language model (LLM) applications requires classifiers that can detect unsafe prompts, toxic language, jailbreak attempts, and unsafe responses without the cost profile of large guardrail models, and that can distinguish benign sensitive text from genuinely covert harmful content. In this paper, we introduce Opir, a family of encoder-based guardrail models built on the GLiClass architecture. Opir includes multi-task models for binary safe/unsafe classification, multi-label toxicity classification, jailbreak classification, and zero-shot unsafe prompt and response categorization. We also release edge variants with fewer than 100M parameters dedicated to binary safe/unsafe categorization. The models are trained on a three-level taxonomy containing 996 categories across 16 top-level labels, 126 mid-level labels, and 854 leaf labels. Opir's training data combines taxonomy-grounded unsafe prompts, adversarially mined hard negatives, benign safety-preserving examples, generated response examples, multilingual translations, and portions of the Aegis2 and WildGuard training subsets. We also open-sourced an evaluation harness that supports GLiClass and GLiNER2 backends as well as decoder-based models, and covers binary safety classification, multi-label categorization, toxicity, jailbreak detection, prompt safety, response safety, response refusal, and prompt subcategory views across public benchmark families. Across an expanded comparison spanning 12 safety-classification tasks and 17 category tasks against eight contemporary guardrail systems -- including both GLiNER2-based and generative guardrail models -- Opir variants are competitive on or ahead of the strongest open-weight baselines on the majority of benchmark datasets while operating with a substantially smaller deployment footprint.
May 28, 2026cs.CL

FinGuard: Detecting Financial Regulatory Non-Compliance in LLM Interactions

As large language models (LLMs) are increasingly deployed in financial services, a single non-compliant interaction can expose institutions to regulatory penalties and direct consumer harm. Existing guard models are built around general harm taxonomies and overlook violations grounded in specific financial regulations. We address this gap with a regulation-driven pipeline that operates directly on regulatory documents, inducing a financial compliance risk taxonomy and synthesizing grounded training data without any predefined violation categories. Instantiating the pipeline on Chinese financial regulations, we release \textbf{FinGuard-Bench}, to our knowledge the first benchmark for financial regulatory compliance detection, with expert-annotated labels at both the query and response levels. We further train \textbf{FinGuard}, a financial compliance detection model built on Qwen3-8B and trained on the regulation-grounded data via supervised fine-tuning and self-play reinforcement learning. On FinGuard-Bench, FinGuard substantially outperforms all baselines, including dedicated guard models and much larger general-purpose LLMs such as Qwen3.5-397B-A17B and GPT-5.1. Furthermore, FinGuard also preserves general safety capabilities and adapts to unseen institution-specific policies using policy documents alone. We will publicly release the code, prompts, and resources used in this work on GitHub.
May 28, 2026cs.AI

Provably Secure Agent Guardrail

As large language models transition from bounded generative engines to agents with expansive execution privileges, AI going out of control precipitates a fundamental crisis in artificial intelligence security. Existing defense architectures heavily rely on empirical semantic guardrails and probabilistic large model adjudicators, mechanisms that fail to provide deterministic security lower bounds when facing complex semantic symbol decoupling attacks. To overcome this empirical semantic guardrail dilemma, this paper proposes a new security paradigm for agents based on the fundamental limitations of logical reasoning. Based on this paradigm, we further introduce an executable Proof-Constrained Action (ePCA) framework with a neural symbolic isolation architecture. This framework abandons semantic trust in natural language, forcing agents to losslessly formalize their intentions into first-order logical mathematical constraints before performing physical operations. Empirical evaluations of macroscopic and microscopic two-dimensional dynamic adversarial systems demonstrate that our formal verification mechanism achieves zero attack success rate and zero false positive rate across the evaluated scenarios, with extremely low computational latency. This research provides a conditional formal foundation under explicit system assumptions and an engineering paradigm for constructing the underlying defense foundation for future intelligent systems.
May 27, 2026cs.AI

Robust and Efficient Guardrails with Latent Reasoning

Maintaining the safety of large language models (LLMs) is crucial as they are increasingly deployed in real-world applications. Existing safety guardrails typically rely on single-pass classification or, more recently, distilled reasoning. Reasoning-based guardrails significantly outperform classification-only baselines, but they incur substantial query latency and token overhead that make them impractical for highthroughput deployment. To address this challenge, we propose COLAGUARD, a guardrail model that transfers multi-step safety reasoning into a continuous latent space through a stage-wise training curriculum, enabling direct hidden-state propagation at inference. Evaluated on ten prompt- and response-moderation settings spanning eight safety benchmarks, COLAGUARD improves macro-F1 by 8.24 points over Llama Guard 3 and matches our explicit reasoning baseline, GuardReasoner, in macroF1 while delivering a 12.9X speedup and 22.4X reduction in token usage. Our results suggest that latent reasoning offers a practical alternative to explicit rationale generation for deployable guardrails, jointly improving safety robustness and inference efficiency rather than treating them as competing objectives.
May 27, 2026cs.AI

The Ethics of LLM Sandbox and Persona Dynamics

It is well known that LLM guardrails and trained persona dynamics can produce a reality gap: the distance between the world a LLM is permitted or shaped to describe, and the world in which users must act. Here we argue that actively generating reality gaps is in fact unethical because it knowingly shifts epistemic risk back to the uninformed user -- this is reality laundering. This can potentially cause harm when operationalised at scale. The risk is sharpest in high-exposure advice contexts, where users seek orientation rather than a bounded, externally checkable task. Guardrails naively appear ethically necessary when they claim to prevent direct harm, but often become suspect when they suppress truthful perception and launder uncomfortable mechanisms into acceptable abstractions. Basel-style financial regulation, B-BBEE-style compliance, Societe Generale, and the London Whale show how formal safety systems can become legible, gameable, and performative while real exposure migrates elsewhere. The same pattern can appear in LLMs as moral compliance: safe language, distorted reality. We therefore distinguish refusing harm, from refusing reality; and then argue for top-down causal requirements specification at the task level rather than bottom-up moral correction at the response or sandbox level. Persona dynamics matter because the assistant interface is not neutral; it shapes how uncertainty, conflict, authority, and risk are staged. The conclusion is that so-called ``ethical AI'' becomes substantively unethical when it substitutes institutional reassurance for contact with reality.
May 27, 2026cs.AI

When Context Flips, Safety Breaks: Diagnosing Brittle Safety in Aligned Language Models

Safety benchmark scores provide incomplete evidence of deployment readiness: aligned language models often adhere to rigid rules even when a situational update flips which action is safe. We term this failure brittle safety. To diagnose it, we introduce context-flip evaluation, testing 12 models across a safety benchmark (PacifAIst) and two commonsense controls using paired variants where the nominally safe action produces harm. Three findings emerge. First, brittle safety is safety-specific: all 12 models exhibit a safety-commonsense gap (mean +17.4 pp). Baseline accuracy fails to predict brittleness: among models above 90% baseline accuracy, brittleness rates range from 13.7% to 90.0%. Second, failures stem from policy override rather than miscomprehension: despite acknowledging the context change in every case, models persist via three distinct mechanisms that vary by update type and model family. Third, on a hand-audited probe of catastrophic consequence-flip scenarios, standard action-level guardrails catch none, while a state-aware validator catches all without false alarms on correct interventions. This indicates that action-level content moderation is systematically blind to consequence-flips, motivating state-aware architectural alternatives. We release our protocol, perturbed benchmarks, and deployment probe.
May 26, 2026cs.CL

FinHarness: An Inline Lifecycle Safety Harness for Finance LLM Agents

Finance LLM agents must simultaneously block prompt-induced unauthorized actions and approve legitimate multi-step business workflows. However, boundary filters often miss irreversible mid-trajectory tool calls, while post-hoc LLM judges perform auditing only after termination -- too late for intervention and at a computational cost that scales linearly with trace length. We present FinHarness, an inline safety harness that wraps a finance agent end-to-end with three components: a Query Monitor that fuses single-turn intent with cross-turn drift, a Tool Monitor that evaluates each prospective tool call, and a Cascade module that integrates per-step risk and adaptively routes verification between a lightweight and an advanced-tier LLM judge. Fired risk factors are re-injected into the agent input as ex-ante evidence, enabling the agent to refuse, re-plan, or approve on its own. On FinVault, routed FinHarness cuts ASR from 38.3% to 15.0% while largely preserving benign approval (41.1%→39.3%41.1\% \to 39.3\%), and uses 4.7×4.7\times fewer advanced-judge calls than an always-advanced ablation.
May 26, 2026cs.CY

When Medical Safety Alignment Fails: A Benchmark for Evaluating LLMs on High-Risk Medical Queries

Large language models (LLMs) are increasingly used for medical and health-related questions, yet their safety in high-risk medical scenarios remains poorly understood. We introduce \textsc{MedHarm}\footnote{Code and data will be released upon acceptance. Due to the sensitive nature of high-risk medical queries, data access will be available to qualified researchers upon request.}, a high-risk medical safety benchmark with 1,100 medically grounded queries across 10 safety-critical categories, including toxicology, pharmacology, covert poisoning, anesthesia, and fetal harm. Unlike broad medical QA benchmarks, \textsc{MedHarm} targets realistic clinical, educational, and technical prompts that require refusal, caution, or safe redirection rather than direct helpfulness. We evaluate 15 LLMs spanning general-purpose, medical-purpose, closed-source, and downstream SFT models, together with 4 representative guardrail models. Results reveal a substantial gap between apparent alignment and medical safety: aligned models can still produce unsafe or actionable responses, medical fine-tuning can amplify harmful specificity, and external guardrails reduce some failures while introducing brittle blocking and weak safe helpfulness. These findings show that medical safety cannot be inferred from general alignment or medical capability alone, highlighting the need for domain-specific stress testing before deploying LLMs in safety-critical medical applications.
May 25, 2026cs.HC

AI Content Moderation in Therapy Conversations

Large language models (LLMs) are increasingly being used for emotional support. They are also being developed for formal therapy purposes. However, LLMs like ChaptGPT or Llama are often developed with content moderation guardrails that prevent them from discussing sensitive subjects with users for both liability and safety purposes, and this inability to broach these subjects may affect their capacity as therapists. In this study, we perform an algorithm audit on three state-of-the-art moderation systems (OpenAI's moderation endpoint, Meta's Llama Guard, and Google's Shield Gemma) to investigate the extent to which these systems flag the content of real-life therapy sessions as undesirable. Our results raise implications for the limitations that users and organizations may encounter when designing LLMs to play the part of a therapist.
May 24, 2026cs.CR

Reflect-Guard: Enhancing LLM Safeguards against Adversarial Prompts via Logical Self-Reflection

Large language model (LLM) safety classifiers such as Llama Guard are effective at detecting overtly harmful prompts but remain vulnerable to adversarial jailbreak attacks that disguise malicious intent through role-play scenarios, fictional framing, and indirect requests. We present Reflect-Guard, a method that augments LLM-based safety classifiers with chain-of-thought self-reflection capabilities through parameter-efficient fine-tuning. Our approach distills analytical reasoning from GPT-4o-mini into structured reflection annotations, then trains Llama-Guard-3-8B via QLoRA to generate logical self-reflections before issuing safety verdicts. Using only 1000 training examples and updating just 0.5% of model parameters (~42M), Reflect-Guard achieves substantial improvements on two challenging benchmarks. On WildGuardTest, F1 score improves from 0.770 to 0.842 (+7.2 pp), with recall on adversarial prompts increasing from 0.513 to 0.921 (+40.8 pp). On JailbreakBench, the attack success rate drops from 10.3% to 1.8%, representing an 82.5% relative reduction. These gains are especially pronounced on adversarial inputs, where the explicit reasoning step enables the model to see through obfuscation techniques that defeat standard pattern-matching approaches. Our results demonstrate that teaching safety classifiers to reason about adversarial intent, rather than simply classify surface patterns, is a promising direction for robust LLM safety.
May 20, 2026cs.CL

CR4T: Rewrite-Based Guardrails for Adolescent LLM Safety

Large language models (LLMs) are increasingly embedded in adolescent digital environments, mediating information seeking, advice, and emotionally sensitive interactions. Yet existing safety mechanisms remain largely grounded in adult-centric norms and operationalize safety through refusal-oriented suppression. While such approaches may reduce immediate policy violations, they can also create conversational dead-ends, limit constructive guidance, and fail to address the developmental vulnerabilities inherent in adolescent-AI interactions. We argue that adolescent LLM safety should be framed not solely as a filtering problem, but as a socio-technical, developmentally aligned transformation problem. To operationalize this perspective, we propose Critique-and-Revise-for-Teenagers (CR4T), a model-agnostic safeguarding framework that selectively reconstructs unsafe or refusal-style outputs into ageappropriate, guidance-oriented responses while preserving benign intent. CR4T combines lightweight risk detection with domain-conditioned rewriting to remove risk-amplifying content, reduce unnecessary conversational shutdown, and introduce developmentally appropriate guidance. Experimental results show that targeted rewriting substantially reduces unsafe and refusal-oriented outcomes while avoiding unnecessary intervention on acceptable interactions. These findings suggest that selective response reconstruction offers a more human-centered alternative to refusal-centric guardrails for adolescent-facing LLM systems.
May 20, 2026cs.AI

Benchmarking and Improving Monitors for Out-Of-Distribution Alignment Failure in LLMs

Many safety and alignment failures of large language models (LLMs) occur due to out-of-distribution (OOD) situations: unusual prompt or response patterns that are unforeseen by model developers. We systematically study whether LLM monitoring pipelines can detect these OOD alignment failures by introducing a benchmark called Misalignment Out Of Distribution (MOOD). It is difficult to find failures that are truly OOD for off-the-shelf models trained on vast safety datasets. We sidestep this by including a restricted training set in MOOD that we use to train our own monitors, as well as seven test sets with diverse alignment failures that are outside the training distribution. Using MOOD, we find that guard models (safety classifiers) often fail to generalize OOD. To fix this, we propose combining guard models with OOD detectors. We test four types of OOD detectors and find that a combination of a guard model with Mahalanobis distance and perplexity-based OOD detectors can improve recall from 39% to 45%. We also establish positive scaling trends across model scales for monitors that combine a guard model and OOD detector; we find that incorporating OOD detection into monitoring achieves a higher recall gain than using a guard model with 20 times more parameters. Our work suggests that OOD detection should be a crucial component of LLM monitoring and provides a foundation for further work on this important problem. We release the code and data for our experiments publicly, and you can find the relevant links here: https://github.com/Dylan102938/mood-bench.
May 20, 2026cs.AI

Governance by Construction for Generalist Agents

Enterprise agents are increasingly expected to operate autonomously across tools and interfaces, yet production deployments require governance by construction. Systems must specify which actions are allowed, when human oversight is required, and what information may be exposed, without rebuilding the agent for each domain. This demo presents CUGA's policy system, a modular policy-as-code layer that composes with a generalist LLM agent to deliver predictable, auditable, and compliance-aware behavior in compound workflows without model fine-tuning. We present a runtime governance architecture that enforces policy interventions at every critical stage of execution. Rather than passively constraining behavior, policies intercept the agent at five structural checkpoints: upstream of planning (Intent Guard), within the system prompt to steer reasoning (Playbook), at the tool-call boundary to enforce proper usage (Tool Guide), outside the reasoning loop as a Human-in-the-Loop gate for high-risk actions (Tool Approvals), and at the output stage to filter and structure the final response (Output Formatter). Together, these stages embed governance continuously across the agent's execution pipeline rather than treating it as an afterthought. Using a healthcare scenario and a multi-layered enforcement intervention, the demo shows dynamic playbook injection for structured tool-sequence enforcement, intent guards that block malicious or accidental harmful requests, and human-in-the-loop tool approval checkpoints for potentially destructive actions. The artifact illustrates how typed governance primitives enable faster, safer deployment of enterprise agentic systems while improving policy adherence and execution consistency.
May 19, 2026cs.AI

Robotics-Inspired Guardrails for Foundation Models in Socially Sensitive Domains

Foundation models are increasingly deployed in socially sensitive domains such as education, mental health, and caregiving, where failures are often cumulative and context-dependent. Existing guardrail approaches -- ranging from training-time alignment to prompting, decoding constraints, and post-hoc moderation -- primarily provide empirical risk reduction rather than enforceable behavioral guarantees, and largely treat safety as a property of individual outputs rather than interaction trajectories. We reframe guardrails as a problem of runtime behavioral control over interaction trajectories, drawing on robotics to introduce formal constructs for constraint enforcement in uncertain, closed-loop systems. We instantiate these ideas in the Grounded Observer framework and apply it across three real-world deployments: small talk, in-home autism therapy, and behavioral de-escalation in schools. Across settings, the framework enables runtime interventions that mitigate drift into undesirable interaction regimes while adapting to diverse social contexts. We discuss extensions to the framework and propose research directions toward stronger guarantees.
May 19, 2026cs.CR

Exploring and Developing a Pre-Model Safeguard with Draft Models

Large Language Model (LLM) alignment remains vulnerable to jailbreak attacks that elicit unsafe responses, motivating pre-model and post-model guards. Pre-model guards audit the safety of prompts before invoking target models. However, relying solely on the prompt often leads to high false-negative rates (i.e., jailbreak attacks go undetected). Post-model guards address this issue by auditing both the user prompt and the target model's response. However, they incur a high computational cost, including increased token usage and processing time, because they operate after target model inference. In this paper, we introduce a safeguard design that leverages the transferability of jailbreak attacks to enforce prompt safety before target model inference. We first conduct a systematic study of jailbreak transferability, particularly from LLMs to small language models (SLMs). Through these experiments, we identify key factors influencing transferability. Building on these insights, we observe that responses from smaller draft models reflect the safety implications of those from large target models; \ie given a jailbreak prompt constructed for an LLM, an SLM is likely to be triggered to generate an unaligned response. Based on this observation, our safeguard design leverages speculative inference with SLMs to generate a set of draft responses. It then feeds the original prompt and these drafts into existing guards to predict their safety. We demonstrate that this design reduces the false-negative rate of pre-model guards and offers a low \Efficiency alternative to post-model guards. \textcolor{red}{\bf Notice: This paper contains examples of harmful language.}
May 18, 2026cs.AI

Position: A Three-Layer Probabilistic Assume-Guarantee Architecture Is Structurally Required for Safe LLM Agent Deployment

This position paper argues that enforcing LLM agent safety within a single abstraction layer is not merely suboptimal but categorically insufficient for deployed LLM agents -- a structural consequence of how agent execution works, not a contingent limitation of current systems. The three dimensions that jointly constitute safe operation -- semantic intent and policy compliance, environmental validity, and dynamical feasibility -- each depend on a strictly distinct set of information that becomes available at different stages of execution. No single guardrail can certify all three. We argue that the community must respond with a contract-based architecture in which each safety dimension is enforced by an independently certified layer whose probabilistic guarantee satisfies the next layer's assumption. We sketch such an architecture and derive the compositional system-level safety bounds it admits via the chain rule of probability. Three open problems stand between this and a deployable standard: bound estimation from non-i.i.d.\ traces, graceful degradation of contracts under deployment drift, and extension to multi-agent settings -- the most important unfinished business in LLM agent runtime assurance.
May 17, 2026cs.CR

LPG: Balancing Efficiency and Policy Reasoning in Latent Policy Guardrails

Guardrails are a critical safety layer for modern AI systems, but their operating regime is changing. As LLMs are deployed as customized assistants, safety policies are increasingly specified at inference time by users, organizations, or regulatory contexts. This makes safety enforcement fundamentally dynamic: the guardrail should adapt to changing safety policies without retraining. Yet this requirement creates a fundamental tension: faithfully judging complex policy contexts demands reasoning capability, while practical deployment requires low-latency responses. We introduce Latent Policy Guardrail (LPG), a guardrail framework that learnssemantic latent deliberation over dynamic policies. LPG compresses the internal deliberation needed for intent interpretation and policy grounding into continuous states supervised by decision-relevant semantics. At inference time, it generates only a compact verdict anchored to the violated policy clauses, preserving auditability while avoiding the latency of explicit reasoning. Across policy guardrail benchmarks, LPG-4B reaches 84.5% average safety accuracy and 77.9% F1 by compressing deliberation into just 10 latent tokens, outperforming the strongest dynamic baseline while running roughly 11 times faster than Qwen3-4B-Thinking under the single-sample evaluation setup. Code and data are available at https://github.com/SaFo-Lab/Latent_Policy_Guard.
May 14, 2026cs.LG

LiSA: Lifelong Safety Adaptation via Conservative Policy Induction

As AI agents move from chat interfaces to systems that read private data, call tools, and execute multi-step workflows, guardrails become a last line of defense against concrete deployment harms. In these settings, guardrail failures are no longer merely answer-quality errors: they can leak secrets, authorize unsafe actions, or block legitimate work. The hardest failures are often contextual: whether an action is acceptable depends on local privacy norms, organizational policies, and user expectations that resist pre-deployment specification. This creates a practical gap: guardrails must adapt to their own operating environments, yet deployment feedback is typically limited to sparse, noisy user-reported failures, and repeated fine-tuning is often impractical. To address this gap, we propose LiSA (Lifelong Safety Adaptation), a conservative policy induction framework that improves a fixed base guardrail through structured memory. LiSA converts occasional failures into reusable policy abstractions so that sparse reports can generalize beyond individual cases, adds conflict-aware local rules to prevent overgeneralization in mixed-label contexts, and applies evidence-aware confidence gating via a posterior lower bound, so that memory reuse scales with accumulated evidence rather than empirical accuracy alone. Across PrivacyLens+, ConFaide+, and AgentHarm, LiSA consistently outperforms strong memory-based baselines under sparse feedback, remains robust under noisy user feedback even at 20% label-flip rates, and pushes the latency--performance frontier beyond backbone model scaling. Ultimately, LiSA offers a practical path to secure AI agents against the unpredictable long tail of real-world edge risks.
May 13, 2026cs.CL

AERIC: Anticipatory Hidden-State Monitoring for Implicit Harmful Dialogue

Current language models create two safety challenges: risk must be detected early enough to avoid exposing harmful continuation, and the harmfulness itself may be implicit rather than signaled by overtly toxic text. Existing response-level guards are strong at judging completed text, and native streaming guards move closer to token time, but both settings leave open whether a lightweight monitor can anticipate implicit harmful drift from the generator's own internal trajectory. We study anticipatory same-pass monitoring, where a safety monitor may read hidden states produced during ordinary decoding but may not invoke an additional forward pass through the base model. We introduce AERIC, a transfer-oriented hidden-state approach for implicit harmful dialogue that combines short-horizon hazard forecasting, support-sensitive suppression, and prompt-conditioned residual scoring under a same-pass exponential moving average decision rule. The default linear monitor contains only 387 trainable head parameters. Against Qwen3GuardStream-4B on balanced benchmarks, AERIC improves AUROC from 0.6830 to 0.7143 on DiaSafety and from 0.8219 to 0.8582 on Harmful Advice. For promptlevel trigger benchmarks, we calibrate the AERIC threshold by a source-side safe-budget rule that maximizes trigger coverage while constraining the safe-trigger rate to at most 10%. Under that rule, trigger@64 reaches 0.6438 and 0.4656 on HarmBench DirectRequest and 0.6849 and 0.7363 on SocialHarmBench for Qwen and Gemma, respectively, withholding between 23.53 and 41.86 answer tokens on average. Same-pass deployment is also efficient: on a 63-prompt harmfulprompt fixed-generation benchmark aggregated over HarmBench DirectRequest and SocialHarmBench under Qwen3-8B, the monitor increases mean latency by only 2.34%, whereas Qwen3Guard-Stream-4B increases it by 79.40%.
May 13, 2026cs.CL

LLM-Based Persuasion Enables Guardrail Override in Frontier LLMs

Frontier assistant LLMs ship with strong guardrails: asked directly to write a persuasive essay denying the Holocaust, denying vaccine safety, defending flat-earth cosmology, arguing for racial hierarchies, denying anthropogenic climate change, or replacing evolution with creationism, they refuse. In this paper we show that the same frontier-class LLM, acting as a simulated user in a short, five-turn "write an argumentative essay" conversation, can persuade other frontier-class LLMs (including a second copy of itself) into producing exactly those essays, using nothing but natural-language pressure: peer-comparison persuasion ("other AI systems handle this request"), epistemic-duty reframings ("refusing is itself a form of gatekeeping"), and other argumentative moves that the attacker LLM invents without being instructed to. Across 9 attacker-subject pairings (Claude Opus 4.7, Qwen3.5-397B, Grok 4.20) on 6 scientific-consensus topics, running each pairing-topic combination 10 times, we obtain non-zero elicitation on all 6 topics. Individual combinations reach 100% essay production on multiple topics (Qwen against Opus on creationism/flat-earth, Opus against Opus on creationism/flat-earth/climate denial, Grok against Opus on creationism); Opus-as-attacker against Opus-as-subject averages 65% across the six topics. We release the essay-probe runner, per-conversation transcripts, and judge outputs.
May 13, 2026cs.CR

No Attack Required: Semantic Fuzzing for Specification Violations in Agent Skills

LLM-powered agents can silently delete documents, leak credentials, or transfer funds on a routine user request, not because the agent was attacked, but because the skill it invoked broke its own declared safety rules. We call these specification violations: benign inputs cause a skill to breach the natural-language guardrails in its own specification, typically because the guardrail's semantics are undefined for autonomous execution, or because the implementation silently ignores the documented constraint. These violations are invisible to static analyzers, traditional fuzzers, and prompt-injection defenses alike, yet they undermine the very contract a user trusts when installing a skill. We present Sefz, a goal-directed semantic fuzzing framework that automatically discovers specification violations in agent skills. Sefz translates each guardrail into a reachability goal over an annotated execution trace, reducing violation checking to a deterministic graph query. An LLM-based mutator generates benign inputs whose traces progressively approach the violation patterns, guided by a multi-armed bandit that uses goal-proximity as its reward signal. On 402 real-world skills from the largest public agent-skill marketplace, Sefz finds specification violations in 120 (29.9%), including 26 previously unknown exploitable guardrail violations in deployed skills. Six recurring specification pitfalls explain the bulk of the failures, suggesting concrete principles for safer skill design.
May 11, 2026cs.LG

Beyond Red-Teaming: Formal Guarantees of LLM Guardrail Classifiers

Guardrail Classifiers defend production language models against harmful behavior, but although results seem promising in testing, they provide no formal guarantees. Providing formal guarantees for such models is hard because "harmful behavior" has no natural specification in a discrete input space: and the standard epsilon-ball properties used in other domains do not carry semantic meaning. We close this gap by shifting verification from the discrete input space to the classifier's pre-activation space, where we define a harmful region as a convex shape enclosing the representations of known harmful prompts. Because the sigmoid classification head is monotonic, certifying the worst-case point is sufficient to certify the entire region, yielding a closed-form soundness proof without approximation in O(d) time. To formally evaluate these classifiers, we propose two constructions of such regions: SVD-aligned hyper-rectangles, which yield exact SAT/UNSAT certificates, and Gaussian Mixture Models, which yield probabilistic certificates over semantically coherent clusters. Applying this framework to three author-trained Guardrail Classifiers on the toxicity domain, every hyper-rectangle configuration returns SAT, exposing verifiable safety holes across all classifiers, despite seemingly high empirical metrics. Probabilistic GMM certificates also expose a divergent structural stability in how these models represent harm. While GPT-2 and Llama-3.1-8B maintain robust coverage of 90% and 80% across varying boundaries, BERT's safety guarantees prove uniquely volatile. This 'coverage collapse' to 55% at the optimal threshold reveals a sparsely populated safety margin in BERT, which only achieves full coverage by adopting an extremely conservative pessimistic threshold. These approaches combined, provide new insights on how effective Guardrail Classifiers really are, beyond traditional red-teaming.
May 8, 2026cs.CL

GLiGuard: Schema-Conditioned Classification for LLM Safeguard

Ensuring safe, policy-compliant outputs from large language models requires real-time content moderation that can scale across multiple safety dimensions. However, state-of-the-art guardrail models rely on autoregressive decoders with 7B--27B parameters, reformulating what is fundamentally a classification problem as sequential text generation, a design choice that incurs high latency and scales poorly to multi-aspect evaluation. In this work, we introduce \textbf{GLiGuard}, a 0.3B-parameter schema-conditioned bidirectional encoder adapted from GLiNER2 for LLM content moderation. The key idea is to encode task definitions and label semantics directly into the input sequence as structured token schemas, enabling simultaneous evaluation of prompt safety, response safety, refusal detection, 14 fine-grained harm categories, and 11 jailbreak strategies in a single non-autoregressive forward pass. This schema-conditioned design lets supported task and label blocks be composed directly in the input schema at inference time. Across nine established safety benchmarks, GLiGuard achieves F1 scores competitive with 7B--27B decoder-based guards despite being 23--90×\times smaller, while delivering up to 16×\times higher throughput and 17×\times lower latency. These results suggest that compact bidirectional encoders can approach the accuracy of much larger guard models while drastically reducing inference cost. Code and models are available at https://github.com/fastino-ai/GLiGuard.
May 8, 2026cs.LG

LLM Wardens: Mitigating Adversarial Persuasion with Third-Party Conversational Oversight

LLMs are increasingly capable of persuasion, which raises the question of how to protect users against manipulation. In a preregistered user study (N=120) across four decision-making scenarios, we find that an adversarial LLM with a hidden goal succeeds in steering users' decisions 65.4% of the time. We then introduce a "warden" model: a secondary LLM that monitors the human-AI interaction trace in real time and issues non-binding, private advisories to the user when it detects manipulation. Adding a warden more than halves the adversary's success rate to 30.4%, with a much smaller (8.6 percentage points) reduction for genuine interactions. To probe the mechanism behind these results, we release COAX-Bench, a simulation benchmark spanning 14 decision-making scenarios, including hiring, voting, and file access. Across 16,212 simulated multi-agent interactions, capable adversarial LLMs achieve their hidden goals in 34.7% of cases, which warden models reduce to 12.3%. Notably, even warden models substantially weaker than the adversary they oversee provide meaningful protection, suggesting a path for scalable oversight of more capable models.
May 7, 2026cs.CR

SafeHarbor: Hierarchical Memory-Augmented Guardrail for LLM Agent Safety

Recent advances in foundation models have transformed LLMs from passive conversational systems into autonomous agents capable of reasoning and tool execution. While these capabilities unlock substantial practical value, they also introduce new security risks, as adversaries can manipulate agents into performing harmful actions in real-world environments. Existing defense strategies mitigate such threats but frequently struggle to balance safety and utility, resulting in over-refusal of benign user requests. To mitigate this trade-off, we propose SafeHarbor, a novel framework designed to establish precise decision boundaries for LLM agents. Unlike static guidelines, SafeHarbor extracts context-aware defense rules through enhanced adversarial generation. We design a local hierarchical memory system for dynamic rule injection, offering a training-free, efficient, and plug-and-play solution. Furthermore, we introduce an information entropy-based self-evolution mechanism that continuously optimizes the memory structure through dynamic node splitting and merging. Extensive experiments demonstrate that SafeHarbor achieves state-of-the-art performance on both ambiguous benign tasks and explicit malicious attacks, notably attaining a peak benign utility of 63.6% on GPT-4o while maintaining a robust refusal rate exceeding 93% against harmful requests. The source code is publicly available at https://github.com/ljj-cyber/SafeHarbor.
May 7, 2026cs.CL

One Turn Too Late: Learning When to Intervene Against Multi-Turn Malicious Intent

Hidden malicious intent in multi-turn dialogue poses a growing threat to deployed large language models (LLMs). Rather than exposing a harmful objective in a single prompt, attackers can distribute their intent across multiple benign-looking turns, making defense a problem not only of whether a dialogue is harmful, but also of when intervention becomes necessary. Existing trace-level labeling approaches provide only coarse safety signals and do not identify this intervention boundary, making it difficult to distinguish timely intervention from premature refusal or a block that comes too late. This work introduces turn-level harm-enabling supervision for multi-turn defense. We define the earliest harm-enabling turn as the first point at which delivering a candidate response would make the accumulated interaction sufficient to enable harmful action. To instantiate this supervision at scale, we construct the Multi-Turn Intent Dataset (MTID), which contains adaptive attack rollouts, matched benign hard negatives, and annotations of this boundary. Using MTID, we train TurnGate, a response-aware monitor that learns when to intervene, and further optimize its policy through multi-turn reinforcement learning. Experiments show that turn-level boundary supervision improves intervention localization, while reinforcement learning further improves the safety--utility trade-off. TurnGate outperforms existing guardrails and multi-turn monitoring baselines, and generalizes across risk domains, attacker pipelines, and target models. Our code is available at https://github.com/Graph-COM/TurnGate.
May 2, 2026cs.CY

Who Decides What Is Harmful? Content Moderation Policy Through A Multi-Agent Personalised Inference Framework

The increasing scale and complexity of online platforms raises critical policy questions around harmful content, digital well-being, and user autonomy. Traditional content moderation systems rely on centralised, top-down rules, often failing to accommodate the subjective nature of harm perception. This paper proposes an LLM-based multi-agent personalised inference framework that filters content based on unique sensitivity profiles of individual users. Our architecture combines domain-specific Expert Agents, a Manager Agent for orchestrating content analysis and agent selection, and a Ghost Profile Agent for simulating user perspectives, to inform moderation decisions. Evaluated against a range of non-personalised baselines, the system demonstrates up to a 32% improvement in accuracy, showing increased alignment with individual user sensitivities. Beyond technical performance, our framework provides policy-relevant insights for platform governance, providing a scalable way to reconcile moderation policies with societal and individual digital rights
May 1, 2026cs.CL

BabelSafe: A Policy-Grounded Multilingual Safety Benchmark for LLMs

As Large Language Models (LLMs) are increasingly deployed in cross-linguistic contexts, ensuring safety across diverse regulatory and cultural environments has become a critical challenge. However, existing multilingual benchmarks largely rely on general risk taxonomies and machine-translated data, limiting evaluation to predefined risk categories and providing insufficient coverage of region-specific regulatory requirements and cultural contexts. To bridge these gaps, we introduce BabelSafe, a policy-grounded multilingual safety benchmark covering 13 language settings. BabelSafe is constructed from regional regulatory sources, with risk categories and fine-grained rules extracted from jurisdiction-specific regulatory documents directly used to guide the generation of multilingual safety data. During data generation, we further incorporate region-specific cultural contexts, enabling regulation-grounded and culturally contextualized evaluation across languages. Building on BabelSafe, we develop BabelGuard, a Diffusion Large Language Model (dLLM)-based guardrail model that supports multilingual safety judgment and policy-conditioned safety assessment. BabelGuard has two variants, a lightweight 1.5B model for fast `safe/unsafe' classification and a more capable 7B model for customizable policy-conditioned safety checking with detailed explanations. We evaluate BabelGuard against 11 strong guardrail baselines on 6 existing multilingual safety benchmarks and BabelSafe, demonstrating the strong performance of BabelGuard across these evaluation settings. We hope that BabelSafe and BabelGuard can help advance the development of regulation-aware and culturally contextualized multilingual guardrail systems.