Non-IID Federated Learning
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14 papers in the last four weeks, up 75% on the four weeks before. 0.1% of all new papers.
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Federated learning (FL) is a popular distributed learning framework where multiple clients perform local training and a server aggregates the locally updated models. FL enables decentralized training while preserving the privacy of clients' datasets. However, non-independent and identically distributed (non-IID) or noisy datasets can lead to low model accuracy or high convergence latency. Precluding these clients through client selection may mitigate the problem, but heavily biased client selections may also degrade the learning performance. In this study, we first experimentally measure the impact of non-IID data (including skews in data quantity and label distribution), noisy data, and fairness in client selection on model accuracy and convergence. We then propose a privacy-preserving scoring method to assess each client's contribution in FL, with experiments conducted to demonstrate the effectiveness of the proposed assessment.
CRIP: Channel Level Representation Injection for Personalized One-Shot Federated Learning
One-shot federated learning (OSFL) has emerged as a promising collaborative model learning framework with only a single round of communication, offering significant advantages in communication efficiency and privacy preservation. However, OSFL often faces inherent limitations under severe domain heterogeneity across clients due to the lack of iterative knowledge exchange. Most existing OSFL methods require an auxiliary public dataset for knowledge distillation or leverage statistical information for parameter-level aggregation, overlooking feature shift caused by domain heterogeneity. To address these challenges, we propose CRIP, a personalized OSFL framework that operates in the representation space via channel-level feature alignment. To achieve this, each client uploads its feature extractor to the server, which broadcasts all extractors back to every client. Since not all source clients share compatible feature distributions with the target client, indiscriminate fusion of cross-client features would introduce domain-specific noise. Therefore, CRIP effectively measures the channel-wise representational similarity between the target client and each source client on a small local mini-batch, and selectively fuses only the most compatible features. Extensive experiments on domain-heterogeneous benchmarks such as DomainNet, PACS, and Office-Home demonstrate that CRIP consistently outperforms local models and state-of-the-art baselines, validating the effectiveness of representation-space personalization under extreme domain heterogeneity.
Cluster-Aware Over-the-Air Federated Learning with Energy-Harvesting Devices: From Global Training to Model Personalization
Federated learning (FL) enables distributed optimization and learning across decentralized edge devices while preserving data privacy, but its performance is fundamentally constrained by heterogeneous data distributions, limited communication resources, and energy availability. In practical wireless networks, mobile devices (MDs) often exhibit diverse data and learning objectives, naturally forming clusters of users with jointly trainable models. When devices rely on energy harvesting (EH), stochastic energy arrivals further complicate participation and scheduling under communication constraints. In this work, we study over-the-air (OTA) FL with EH MDs under heterogeneous data distributions, and investigate two closely related learning objectives within a unified framework: one aiming for a more representative global model by reducing data bias, and the other learning more personalized cluster-specific models by exploiting this bias. In the global training mode, cluster information guides energy- and diversity-aware scheduling, ensuring that the scheduled active users provide a more representative aggregate update. In the personalization mode, the same cluster structure defines cluster-level learning objectives and OTA recovery targets, enabling the parameter server to train multiple cluster-specific models through simultaneous transmissions over the wireless multiple-access channel. Numerical results demonstrate that the proposed unified framework improves fairness or personalization, depending on the operating mode, while reducing communication overhead.
FeDepth: Federated Learning for Depth Estimation under Robot Heterogeneity
Although recent robot perception research emphasizes training on data from diverse environments to improve generalization, most existing methods still rely on centralized learning, which is inefficient and difficult to scale across heterogeneous robot platforms. Federated learning (FL) offers an alternative by enabling distributed training without raw data transfer, but it suffers from severe performance degradation under domain shifts caused by heterogeneity across clients. In real robotic deployments, data distributions often overlap across platforms, environments, and sensing conditions, making it difficult to partition clients into clearly separated domains. However, this characteristic breaks the assumption of clearly separable client domains commonly used in clustered FL. To address this gap in robot perception, particularly in depth estimation, we introduce two realistic and unexplored non-IID scenarios that reflect heterogeneity in terms of platform, environment, and depth distribution. We then propose FeDepth, a descriptor-based clustered FL framework that models client relationships through soft clustering. Unlike hard clustering methods that assume clearly separated clusters, FeDepth allows clients to participate in multiple clusters, capturing continuous and ambiguous domain transitions commonly observed in robotic environments. Extensive experiments demonstrate that FeDepth consistently improves robustness over standard FL and clustered FL baselines across multiple depth estimation architectures, providing a practical and effective solution for federated robot perception. Our project page is available at https://vision3d-lab.github.io/fedepth/.
Similarity Weighted Aggregation with Global Differential Privacy for Federated Brain Lesion Segmentation
Federated Learning (FL) enables collaborative training of machine learning models across multiple institutions without sharing sensitive data, making it particularly suitable for medical imaging applications. However, heterogeneous data distributions across institutions and potential information leakage through model updates remain important challenges. In this work, we propose DP-SimAgg, a privacy-preserving federated learning framework that integrates similarity-weighted aggregation with a server-side differential privacy mechanism. The proposed method applies L2 clipping to bound collaborator updates, computes similarity-based aggregation weights to mitigate the effects of non-IID data distributions, and injects calibrated Gaussian noise at the central server, providing per-round privacy guarantees under the assumed sensitivity bound. The framework is implemented using Intel's OpenFL platform and evaluated on the FeTS 2022 dataset consisting of 1251 multi-modal MRI scans for brain tumor segmentation. Experimental results demonstrate that DP-SimAgg maintains competitive segmentation performance while providing privacy protection. Under a strict per-round privacy budget (epsilon = 1, cumulative epsilon_total = 20 over 20 rounds), the method achieves Dice scores of 0.6357, 0.5305, and 0.5274 for the enhancing tumor (ET), tumor core (TC), and whole tumor (WT) regions, respectively. With a more relaxed per-round budget (epsilon = 10, cumulative epsilon_total = 200), performance approaches that of the non-private baseline while incorporating a central Gaussian mechanism with per-round (epsilon, delta)-DP accounting under the assumed sensitivity bound. These results highlight the potential of DP-SimAgg for enabling privacy-preserving collaborative learning in medical imaging applications.
PIcsC: Partitioning-Induced Covariate Shift Correction
Covariate shift across training-data partitions biases model selection and parameter estimation in cross-validation, lifelong learning, and federated learning. We propose \textit{Partition-Induced Covariate-shift Correction} (\texttt{PIcsC}), a Fisher information-based regularization framework that mitigates distribution mismatch between data partitions and a reference distribution. \texttt{PIcsC} approximates partition divergence using the Fisher Information Matrix (FIM) and incorporates the resulting statistic as a regularizer during optimization. The same formulation applies to both centrally partitioned datasets (batches or cross-validation folds) and inherently distributed data (federated clients or decentralized nodes), requiring only partition-local gradient statistics rather than raw data. We further introduce a conditional adaptation mechanism that combines FIM shift with KL divergence to detect significant distribution shifts and activates regularization only when necessary. Experiments on more than 40 datasets demonstrate consistent improvements under both natural and synthetic covariate shift. On fragmented batch and fold settings, \texttt{PIcsC} reduces fragmentation-induced performance degradation by more than 20% and 25%, respectively. On seven federated learning benchmarks, it consistently outperforms FedAvg, FedProx, and SCAFFOLD by 3 -5 percentage points without requiring client-specific personalization. These results demonstrate that Fisher information provides an effective and unified mechanism for mitigating partition-induced covariate shift across both centralized and distributed learning.
FedTaste: Topology-Aware Structural Transfer for Multimodal Federated Learning with Missing Modalities
Multimodal Federated Learning is often challenged by arbitrary modality missingness and Non-IID data distributions, which lead to severe representation drift and hinder effective collaboration across clients. Existing methods typically rely on generative imputation, external auxiliary data, or isolated unimodal training to bridge modality gaps, often incurring substantial communication and computational costs as well as potential privacy risks. To address these limitations, we propose FedTaste, a parameter-efficient framework for topology-aware structural transfer in Multimodal Federated Learning with missing modalities. Instead of aligning fragile first-order features, FedTaste focuses on more stable group-level semantic relations. Specifically, FedTaste leverages frozen foundation models to extract a joint multimodal topology from full-modality clients, which is then consolidated by the server into a global structural blueprint. To adapt clients with missing modalities, we introduce Modality-Adaptive Structural Prompts together with spectral consistency regularization, enabling lightweight branch-specific adaptation that aligns local partial representations with the shared blueprint. In this way, FedTaste avoids explicit modality imputation while preserving shared semantic structure across clients. Extensive experiments demonstrate that FedTaste consistently achieves superior performance across multiple datasets and challenging Non-IID settings, while substantially reducing communication overhead compared with existing methods.
Spectral Transformation for Layer-wise Global Rank Discovery in Federated LoRA for Vision Transformers
Fine-tuning Vision Transformers (ViTs) with low-rank adapters (LoRA) promises better communication efficiency under federated setup, yet existing aggregation strategies face fundamental limitations. Independently averaging these LoRA factors is mathematically inconsistent, introducing cross-term aggregation error. In contrast, approaches that preserve heterogeneous client ranks by concatenating local adapters on the server substantially increase download cost and often require merging global LoRA updates into pretrained weights on the clients, causing reinitialization lag and unstable convergence. Other approaches further increase server-side overhead by reconstructing dense weight updates or training auxiliary models to refine aggregation error. In this work, we propose SpecTraL, spectral transformation for layer-wise global rank discovery, that resolves these challenges within a unified design. SpecTraL stacks local LoRA modules from clients and performs orthonormal Householder Transformation of the stacked adapters directly in the low-rank latent space, eliminating dense reconstruction of the global update and any auxiliary refinement on the server. By leveraging the Spiked Covariance Model from Random Matrix Theory, SpecTraL analytically separates the global consensus signal from non-IID noise, discovering optimal layer-wise global ranks without manual hyperparameter tuning. To match local ranks in subsequent rounds, we introduce a padding-aware initialization framework that lets clients incorporate residual LoRA dimensions without re-merging them into the pre-trained base model. Experiments on federated fine-tuning of ViT-B/16 and ViT-L/16 over DomainNet and NICO++ demonstrate improved accuracy-communication trade-offs, reduced server computation, and elimination of hyperparameter search for rank selection. Our code is available at https://github.com/DASS-Lab-Group/SpecTraL
Three-Pronged Spectral Control for Federated Parameter Efficient Fine Tuning
Federated parameter-efficient fine-tuning (PEFT) enables communication-efficient adaptation of large pretrained models on decentralized edge data, but it remains fragile under non-IID client heterogeneity. In low-rank adaptation (LoRA), different clients may learn locally useful but spectrally misaligned update subspaces, causing high-variance aggregation and poor global transfer. We propose TRISHUL, a spectral-control framework for robust federated PEFT. TRISHUL follows the FL no-raw-data-sharing setting but does not itself provide formal privacy guarantees. TRISHUL uses shared frozen multi-head low-rank bases to obtain algebraically exact aggregation of compact core updates, applies nuclear norm proximal shrinkage to suppress client-specific high-rank spectral components before upload, and allocates adaptation heads non-uniformly across layers using a concave water filling budget rule derived from pretrained layer capacity. Because shrinkage is performed only on small core matrices, TRISHUL adds negligible computation and no extra per-round communication over the underlying multi-head PEFT protocol. Across vision and language benchmarks, including CIFAR-100, SVHN, 20 Newsgroups, MRQA, and GLUE with LLaMA3.2-1B, TRISHUL improves convergence, stability, and final performance over federated LoRA baselines, with greater gains under stronger heterogeneity.
SynPre-FL: Synthetic data-driven pretraining integrated Federated Learning training framework
Federated learning (FL) offers a promising approach to privacy-preserving clinical risk prediction, but its deployment remains limited by restricted data sharing, client heterogeneity, class imbalance, and the lack of realistic tabular electronic health record (EHR) benchmarks. Synthetic data generation may alleviate data scarcity, yet its integration with federated optimisation has received limited systematic study. We propose SynPre-FL, a unified framework combining high-fidelity synthetic EHR generation with synthetic-pretrained FL for robust prediction under non-IID conditions. A latent autoencoder-diffusion model generates privacy-preserving synthetic cohorts, which are used to warm-start federated training. This pretraining is followed by heterogeneity-aware optimisation using class-balanced local objectives, proximal regularisation, and adaptive server aggregation. Post-hoc calibration and federated-safe explainability support reliable and interpretable risk estimates. Experiments show that the synthetic generator preserves univariate, bivariate, and multivariate structure while protecting against membership-inference and reconstruction attacks. The generated data achieve strong downstream utility under TSTR, TRTS, and model-based evaluations. Across federated settings with 5, 10, and 15 heterogeneous clients, SynPre-FL consistently improves robustness and scalability over baseline methods, especially under severe non-IID fragmentation. Calibration improves probability reliability, while SHAP analysis produces stable and clinically coherent feature attributions across federation sizes. SynPre-FL therefore provides a practical and reproducible framework for combining synthetic data with FL to enable privacy-aware, interpretable, and robust clinical prediction from distributed tabular EHR data.
FedOPAL: One-Shot Federated Learning via Analytic Visual Prompt Tuning
With the widespread deployment of basic models in edge intelligence, communication bandwidth has become a core bottleneck restricting the scalability of federated learning. Although one-shot federated learning alleviates this problem by minimizing communication rounds, existing iterative fine-tuning or knowledge distillation methods still face challenges such as high server-side computational costs and hyperparameter sensitivity. Analytical federated learning achieves efficient gradientfree aggregation using least-squares closed-form solutions, but in environments with non-independent and identically distributed data, its static feature assumptions fail, leading to feature manifold misalignment and severely impairing model performance. To address this contradiction, this paper proposes the FedOPAL framework. This framework adapts the visual prompts as feature rectifiers, actively correcting the feature distribution of heterogeneous data to a linearly separable space by applying local proximal constraints, thereby satisfying the theoretical assumptions of analytical federated learning. Experimental results show that FedOPAL not only significantly outperforms the original analytical methods on several benchmarks, but also achieves accuracy comparable to state-of-the-art iterative methods while maintaining zero server-side training costs, providing a new engineering paradigm for efficient collaboration of large models on the edge.
Collaborative Synthetic Data Generation for Knowledge Transfer in Federated Learning
One-shot federated learning (OSFL) addresses the communication overhead of federated learning by limiting training to a single round, but doing so without sacrificing model quality is non-trivial, particularly when client data distributions diverge. Recent work has addressed this challenge by aggregating client knowledge on the server through the construction of transferable synthetic datasets or distillates. However, most of these methods lack formal privacy guarantees, leaving a gap in jointly achieving low communication, robustness to heterogeneity, and rigorous privacy. We propose FedKT-CSD (Federated Knowledge Transfer via Collaborative Synthetic Data), a framework inspired by neural image compression that closes this gap by leveraging publicly pretrained autoencoders as a shared latent space. Each client encodes its private data in a single forward pass, computes class-conditional latent statistics, and transmits these to the server. The server aggregates these statistics via secure aggregation, adds calibrated differential privacy noise, and decodes a synthetic dataset for training a global model and further downstream tasks. This design provides formal -differential privacy by construction, while keeping client-side computation and communication lightweight. Despite operating under privacy constraints, FedKT-CSD is competitive with and even outperforms non-private baselines across diverse datasets and heterogeneity settings, and scales to a large number of clients. Our code is available at: https://github.com/an7123/FedKT-CSD
WHERE to Generate Matters: Budget-Aware Synthetic Augmentation for Label Skewed Federated Learning
Label skew in federated learning (FL) causes client drift and degrades global accuracy. Synthetic data augmentation can reduce this imbalance; however, full class balancing requires substantial computation cost. We propose FedEAS, a policy that assigns each client an entropy-adaptive per-class generation budget computed from its local label distribution. The budget jointly decides \emph{how much} each client generates and \emph{WHERE} the samples go. Accordingly, the total generation budget follows from the per-client budgets rather than being fixed in advance. FedEAS recovers most of the accuracy gain of full class balancing while reducing the generation budget by 94.1%. At the same total generation budget, it outperforms Uniform allocation by up to 18.82% across CIFAR-10 and CIFAR-100.
F-ACVAE: A Federated Adaptive Conditional Variational Auto-Encoder for Privacy-Preserving Intrusion Detection in IoT Networks
The rapid proliferation of Internet of things (IoT) devices has significantly expanded the cyber-attack surface, necessitating robust and privacy-preserving intrusion detection systems (IDS). However, centralized learning approaches often suffer from severe performance degradation due to high-dimensional traffic data, extreme class imbalance, and highly non-independent and identically distributed (non-IID) data across heterogeneous edge devices. To address these challenges, this paper proposes F-ACVAE, a federated adaptive conditional variational autoencoder framework that enables collaborative model training across distributed IoT devices without sharing raw data. F-ACVAE incorporates selective parameter aggregation, where local encoders remain private while globally shared components are synchronized to preserve discriminative latent structures. To further enhance stability under extreme non-IID settings and feature distribution shifts, we introduce a novel constrained momentum Gaussian aggregation (CMGA) strategy that combines update clamping with momentum-based smoothing to mitigate client drift. Extensive experiments on the N-BaIoT dataset demonstrate that F-ACVAE achieves an average accuracy and macro F1-score of 99%, outperforming state-of-the-art baselines. Moreover, the selective aggregation mechanism reduces communication overhead by approximately 62%, making the framework particularly suitable for resource-constrained IoT environments. These results highlight the effectiveness of F-ACVAE in achieving high detection performance while ensuring privacy preservation and communication efficiency.
SpecGradFilter: A Spectral Gradient Filtering Framework for Taming Federated Heterogeneity
Federated Learning (FL) is fundamentally challenged by statistical heterogeneity, where non-identically distributed (non-IID) data induces client drift that severely hampers global convergence. While existing approaches attempt to mitigate this drift through spatial-domain gradient correction or regularization, they overlook the intrinsic spectral structure of optimization signals. In this work, we revisit client drift from a novel frequency-domain perspective and uncover a critical Spectral Bias of Drift: inter-client gradient divergence is predominantly concentrated in low-frequency components which encode client-specific distributional shifts, while high-frequency components representing fine-grained features remain relatively consistent. Motivated by this, we propose SpecGradFilter, a unified Spectral Gradient Filtering Framework that tames heterogeneity by suppressing discordant low-frequency signals. Crucially, we demonstrate that SpecGradFilter is a generalizable principle, effective not only via precise FFT-based truncation but also through spatial approximations like Gaussian detrending. Extensive experiments on benchmarks such as CIFAR-10/100 and Tiny-ImageNet demonstrate that SpecGradFilter significantly performs better performance in highly Non-IID settings with negligible communication overhead, establishing a new paradigm for robust federated optimization.
FedFFT: Taming Client Drift in Federated SAM via Spectral Perturbation Filtering
Federated Learning (FL) enables decentralized training without data sharing, but suffers from statistical heterogeneity across clients, leading to client drift, poor generalization, and sharp minima compared to centralized training. Sharpness-Aware Minimization (SAM) has emerged as a promising approach to improve generalization, yet its application in federated learning still suffers from divergence problems, since perturbations are computed locally and reflect client-specific loss geometries. To better understand this issue, we provide experimental evidence from a new perspective, the frequency domain, for SAM perturbations in federated settings, revealing that inter-client perturbation inconsistencies are predominantly concentrated in the low-frequency spectrum. Motivated by this insight, we propose Federated learning with Frequency-domain Filtering of SAM perturbations (FedFFT). It is a lightweight and plug-and-play method that filters out low-frequency components of SAM perturbations without requiring additional communication, thereby suppressing inconsistent components in client updates while preserving consistent learning signals. Extensive experiments across multiple benchmarks and diverse backbones demonstrate that FedFFT consistently outperforms SAM-based FL methods, particularly under severe non-IID distributions. These results highlight the effectiveness, scalability, and general applicability of our frequency-domain perspective for sharpness-aware federated optimization.
FedProIn: Mitigating Client Drift for Learnable Prototypes in Federated Medical Imaging
Federated learning (FL) is severely hindered by statistical heterogeneity due to variations in scanners, acquisition protocols, and patient populations. Such non-IID data induces client drift during local optimization, leading to unstable convergence and suboptimal global models when parameter-based aggregation is applied. We propose a prototype-based, influence-aware federated learning framework (FedProIn) that uses multiple learnable class prototypes to capture shared semantic structures across heterogeneous clients. We introduce feature divergence loss and prototype contrastive loss to mitigate client drift by decomposing it into feature drift and prototype drift. In addition, we propose a normalized influence aggregation strategy that adaptively weights client prototypes according to their contribution to the global representation, reducing the impact of biased or low-quality updates. Experimental results on two publicly available medical datasets, HAM10000 and Matek-19, demonstrate that FedProIn achieves accuracies of (83.5% IID, 81.1% non-IID) on HAM10000 and (96.2% IID, 95.8% non-IID) on Matek-19, respectively, outperforming existing baselines in both conditions. Our code is available at https://github.com/harsh-kmr/FedProIn.
FedAvg for HAR: Exploring the Tradeoff Between Personalized and Generalization Accuracy
The federated learning (FL) paradigm fosters distributed pervasive computing combined with artificial intelligence techniques, allowing for optimized data usage and improved mitigation of privacy concerns. Indeed, model training occurs on the client's local devices, and model parameters are subsequently shared with a centralized server. However, there is a need to find a tradeoff between models' personalization and generalization capabilities. In this paper, we design and implement several testing scenarios devoted to evaluating and comparing the centralized, local, and federated paradigm performances. We also design and implement a scenario that emulates a change in clients' data. We then present experimental results of the FedAvg algorithm applied to the Human Activity Recognition (HAR) domain to understand the trade-off between personalized and generalized accuracy. Results show that, although FedAvg confirms a higher degree of personalization capabilities while keeping a high degree of generalization with respect to the traditional centralized learning, this result is not so obvious under stressful conditions, such as when varying class distribution over clients.
Understanding the Robustness of Distributed Self-Supervised Learning Frameworks Against Non-IID Data
Recent research has introduced distributed self-supervised learning (D-SSL) approaches to leverage vast amounts of unlabeled decentralized data. However, D-SSL faces the critical challenge of data heterogeneity, and there is limited theoretical understanding of how different D-SSL frameworks respond to this challenge. To fill this gap, we present a rigorous theoretical analysis of the robustness of D-SSL frameworks under non-IID (non-independent and identically distributed) settings. Our results show that pre-training with Masked Image Modeling (MIM) is inherently more robust to heterogeneous data than Contrastive Learning (CL), and that the robustness of decentralized SSL increases with average network connectivity, implying that federated learning (FL) is no less robust than decentralized learning (DecL). These findings provide a solid theoretical foundation for guiding the design of future D-SSL algorithms. To further illustrate the practical implications of our theory, we introduce MAR loss, a refinement of the MIM objective with local-to-global alignment regularization. Extensive experiments across model architectures and distributed settings validate our theoretical insights, and additionally confirm the effectiveness of MAR loss as an application of our analysis.
QFedAgent: Quantum-Enhanced Personalized Federated Learning for Multi-Agent Activity Recognition
Federated learning (FL) enables collaborative model training across distributed devices without sharing raw data, making it suitable for privacy-sensitive robotic sensing applications. However, multi-agent systems generate heterogeneous and non-independent and identically distributed (non-IID) multimodal sensor streams that degrade conventional FL algorithms, while classical fusion modules introduce substantial parameter overhead and communication cost. This paper proposes QFedAgent, a hybrid quantum-classical personalized FL framework for multi-agent activity recognition. The approach integrates a variational quantum circuit fusion module that models accelerometer--gyroscope interactions through quantum state encoding and entanglement, requiring only 72 quantum rotation parameters versus 33K in classical multi-layer perceptron-based fusion, achieving approximately 10x total parameter reduction. Experiments on the OPPORTUNITY dataset under subject-based non-IID partitions demonstrate 97.7% mean test accuracy, confirming that parameter-efficient quantum fusion remains competitive with conventional federated baselines.
Entropy-Regularized Probabilistic Gates for Sparse Model Discovery in Scarce-Data Federated Learning
Federated Learning (FL) is a distributed machine learning (ML) paradigm with collaboration among multiple clients without sharing data. FL is challenging under data heterogeneity and partial client participation. Learning sparse models is useful for communication and computational efficiency in FL, but it is especially difficult in the small-sample high-dimensional regime (d >> N) where optimization can yield parameter configurations that fail to generalize to unseen test data. While magnitude-based pruning doesn't account for uncertainty exploration in the parameter space, a formulation with probabilistic gates and an L0 constraint allows sampling from competing sparse configurations during training. In this work, we study entropy regularization of gate distributions as a mechanism to maintain uncertainty in sparse federated optimization by preventing early commitment to sparse support. We examine its impact under data heterogeneity, client participation heterogeneity, and sparsity. Experiments on synthetic and real-world benchmarks show consistent improvements over federated iterative hard thresholding (Fed-IHT) and pruning after dense federated averaging (FedAvg) training, both in statistical performance on test data and in sparsity recovery accuracy.
TallyTrain: Communication-Efficient Federated Distillation
Federated learning is bandwidth-bound on two orthogonal axes: model size, which limits how often parameter-averaging methods can afford to merge, and class count, which makes per-probe soft-label distillation prohibitive at large vocabularies. Both ceilings tighten as modern systems scale. We collapse the class-count axis to bits per probe by transmitting only each peer's class index, where is the number of output classes. The resulting protocol, TallyTrain, is not merely compressed: under non-IID training it can be preferable to soft-label distillation, because under-trained peers are confidently wrong and majority voting filters this noise where soft-label averaging amplifies it. Across standard benchmarks, TallyTrain matches or beats soft-label distillation at up to three orders of magnitude less communication. We also relax the model-size axis: we compose the cheap hard-label consensus with sparse parameter merges to obtain a bandwidth-bridge variant, which Pareto-dominates every tested operating point of the standard FedAvg, FedProx and FedDF baselines.
Benchmarking Federated Learning and Knowledge Distillation for Point Cloud Classification
Deploying 3D point cloud analysis in privacy-sensitive, resource-constrained settings faces two barriers: data cannot be centralized, and models must run on limited edge hardware. We present a multi-seed benchmark jointly evaluating federated learning (FL) and knowledge distillation (KD) for 3D point cloud classification. It spans 13 FL algorithms and 10 KD objectives (a 130-pair cross-product) across 504 training runs, evaluated on ModelNet40 and a clinical craniosynostosis dataset. We report three findings. First, under extreme non-IID label skew, standalone FL degrades sharply: on ModelNet40, the strongest method reaches 76.32% against a 92.26% centralized reference; on clinical data, the best reaches 75.83% against 100%. Second, distillation successfully compresses the teacher into a student 74.51% smaller and roughly twice as fast at inference, often matching or surpassing the teacher. Third, the combined pipeline exposes an evaluation pitfall: when distillation keeps a hard-label cross-entropy term on a labeled proxy split, a collapsed federated teacher (8.50%) paired with Logit-MSE still yields a 92.94% student. This 84.4-point gap reflects the proxy labels rather than the federated model, reusing the very labels whose privacy motivated federation. Objectives without hard labels instead track teacher quality () and collapse when the teacher does. We therefore recommend evaluating FL-KD pipelines with label-free distillation so reported accuracy reflects the federated teacher, not the proxy.
Discovering Collaboration from Novelty: Random Network Distillation for Clustered Federated Learning
Federated Learning often suffers under non-independently and identically distributed data, where a single global model may fail to represent the diversity of client distributions. Clustered Federated Learning mitigates this issue by training specialized models for groups of similar clients, but existing approaches often couple cluster assignment with the main training loop, increasing computational and communication costs. We propose a lightweight clustering approach based on Random Network Distillation. Each client trains a compact Random Network Distillation predictor on its local data and uses its prediction error as a novelty signal to estimate similarity with other clients. This enables the discovery of meaningful client groups before federated training, without sharing raw data or repeatedly evaluating the main model. Crucially, the resulting federations emerge from local novelty estimates at runtime, making the method suitable for autonomous large-scale distributed systems where neither the number of clusters nor the collaboration structure can be specified a priori. Overall, by decoupling clustering from learning, the method provides a task-agnostic and efficient mechanism for autonomous collaboration under non-independently and identically distributed data.
Federated Learning with Energy-Based Structured Probabilistic Inference
Federated learning typically aggregates client updates using fixed or heuristic weighting rules, which can be suboptimal when clients have heterogeneous data and varying contributions to the global model. We propose a framework that refines client aggregation weights using Conditional Random Fields (CRFs). Our method defines unary potentials for individual clients and pairwise potentials for all client pairs, allowing the server to model both client-specific reliability and interactions between clients. The resulting CRF inference produces aggregation weights that enable better convergence of the global training objective. Experiments show that, under non-IID heterogeneity, our approach consistently improves performance over well-established federated learning baselines.
SP-CACW: Convergence-Aware Client Weighting for Selfish Personalized Learning
Collaborative learning is sustainable only when it benefits each participant. Standard federated learning optimizes a global average objective, which can under perform for clients whose data distributions differ substantially from the population. We study selfish personalization: how a designated target client can use peer gradients to minimize its own risk while avoiding negative transfer. We propose SP-CACW, a convergence-aware client-weighting framework that selects aggregation weights by minimizing an upper bound on the target client's convergence error. The resulting rule explicitly trades off peer bias against stochastic variance and can assign zero weight to harmful peers. We provide convergence guarantees under smoothness and bounded-variance assumptions and evaluate the method on MNIST, CIFAR-100, and LEAF Shakespeare, where it is competitive with or improves over strong personalized and clustering baselines.
Fisher-Routed Mixture of Experts for Federated Class-Incremental Learning
Federated Learning (FL) emerged as a promising distributed machine learning paradigm. However, extending FL to the class incremental learning scenarios introduces unique challenges: 1) Capacity conflict and catastrophic forgetting from the shared model overloading, 2) Heterogeneity from Non-Independent and Identically Distributed (Non-IID) data, and 3) Synchronized class misalignment. In this paper, we propose \textbf{F}isher-Routed \textbf{M}i\textbf{X}ture of Experts for \textbf{Fed}erated Class-Incremental Learning (\textsc{FedFMX}), a novel framework to address these challenges via adaptive expert specialization across clients. The crucial insight is to route each sample to an expert subset that jointly optimizes knowledge acquisition and retention. Specifically, we introduce a Fisher-Routed Expert Scoring (FRES) module to estimate expert importance via Fisher-based stability cost and gradient-based plasticity gain. Then, we design an Adaptive Expert Selection (AES) module by quantifying marginal contributions for adaptive expert subset determination. Finally, by the routing-aware regularization (RAR), we achieve load balance and efficient FL training. We theoretically prove the convergence rate. Extensive experiments on multiple benchmarks compared with state-of-the-art methods demonstrate the superiority of \textsc{FedFMX}.
Towards Federated Long-Tailed Graph Learning: An Energy-Guided Dual Decoupling Approach
Federated Graph Learning facilitates collaborative graph modeling across distributed clients while preserving data privacy. However, real-world data categories frequently exhibit long-tailed distributions. Such statistical scarcity severely degrades performance in two ways: it biases the global model toward majority classes, and it structurally isolates minority nodes by submerging them in heterophilic, head-dominated neighborhoods. While existing methods attempt topology-agnostic statistical compensations, they often fail under data scarcity. Instead of recovering tail nodes, they overfit the structural noise from adjacent dominant classes, leading to representation degradation. To address these limitations, we propose FedEPD, a framework built on a dual decoupling paradigm that separates topological purification from semantic recalibration. Specifically, FedEPD utilizes distribution-aware Dirichlet energy pruning to filter spatial heterophilic edges. It then overcomes Non-IID distribution shifts by extracting robust global prototypes from topologically central nodes, which are incorporated into local representations via a spatial low-pass prototype injection. Furthermore, a two stage alternating optimization strategy strictly protects majority decision boundaries while improving minority accuracy. Extensive experiments demonstrate that FedEPD achieves state-of-the-art performance across diverse long-tailed benchmarks, yielding absolute improvements of up to 4.97% in Accuracy and 5.48% in Macro-F1.
Subspace-Constrained Federated Learning with Low-Rank Adaptation
Federated low-rank adaptation methods are attractive for fine-tuning large models under communication and privacy constraints, but heterogeneous client data can induce geometric misalignment between local low-rank updates. We study whether this subspace misalignment leads to destructive aggregation and slower convergence in LoRA-based federated learning. We propose a subspace-regularized federated LoRA objective that encourages local client updates to remain close to a shared global reference subspace. We present a complete empirical evaluation on two pretrained models, RoBERTa-large and SmolLM-360M, over HellaSwag in a non-IID 10-client federated setting, across 3 random seeds (42, 43, 44), yielding 24 total experimental runs (4 methods x 3 seeds x 2 models). On RoBERTa-large, Subspace-Reg achieves the strongest mean best accuracy (0.454 +/- 0.023), mean final accuracy (0.429 +/- 0.011), and lowest final loss (1.363) across all three seeds, outperforming FedAvg, SVD redistribution, and FedSVD baselines by a large margin. On SmolLM-360M, FedAvg leads on accuracy, revealing that accuracy gains are model-dependent. Crucially, Subspace-Reg achieves near-perfect basis overlap, approximately 0.9999, on both models and across all seeds, versus 0.958 to 0.991 for all baselines, providing robust support for the geometric alignment hypothesis. The code is publicly available at https://github.com/sadia-sigma-lab/Subspace-Constrained-Federated-learning-with-Lora.
C2FL: Clustered Continual Federated Learning under Spatial and Temporal Drift
Collective Adaptive Systems (CAS) increasingly rely on machine learning to let each node learn from locally sensed data, aligning its behavior with the surrounding environment. Scaling this intelligence, however, raises fundamental challenges: sensed data is often privacy-sensitive, preventing centralized collection; nodes are mobile, traversing regions where nearby nodes perceive similar phenomena while distant ones observe radically different conditions, creating natural spatial clusters; and these distributions evolve over time due to mobility, introducing temporal drift that makes local models progressively stale. These dynamics arise across domains - vehicular sensing, drone-based monitoring, smartphone crowdsensing - yet the interplay of privacy, spatial heterogeneity, and temporal drift severely undermines conventional learning strategies. Therefore, we propose C2FL, a fully distributed Federated Learning (FL) approach where nodes self-organize into learning groups through spatial clustering, reflecting the geographic structure of the environment. To counteract temporal drift, each node combines experience replay with a dwell-time-aware adaptive averaging step, progressively incorporating the regional consensus as it remains longer within the same area, while preserving previously acquired knowledge under evolving distributions. We evaluate our approach on synthetic experiments that systematically reproduce spatial and temporal shifts, showing that standard federated strategies degrade significantly under these conditions and that our method restores robust collective adaptation.