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9 papers in the last four weeks, level with the four weeks before. 0.1% of all new papers.

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From Accuracy to Auditability: A Survey of Determinism in Financial AI Systems
May 11, 2026Ruizhe Zhou, Xiaoyang Liu, Gaoyuan Du +4Algorithmic Auditing ML Reproducibility
Amazon.com USA
V4FinBench: Benchmarking Tabular Foundation Models, LLMs, and Standard Methods on Corporate Bankruptcy Prediction
May 11, 2026Marcin Kostrzewa, Sebastian Tomczak, Roman Furman +5Class-Imbalanced Learning Tabular Foundation Models
Department of Artificial Intelligence, Wrocław University of Science and Technology, Poland · Opera, Wrocław, Poland · Tooploox, Wrocław, Poland
Cross-Cultural Transfer of Emoji Semantics and Sentiment in Financial Social Media
May 10, 2026Ahmed Mahrous, Roberto Di PietroSocial Media Analysis Sentiment Analysis
King Abdullah University of Science and Technology (KAUST)
Beyond ESG Scores: Learning Dynamic Constraints for Sequential Portfolio Optimization
May 10, 2026Xin Li, Yan Ke, Longbing CaoConstrained RL Constrained Optimization
Macquarie University · The University of Queensland
Fin-Bias: Comprehensive Evaluation for LLM Decision-Making under human bias in Finance Domain
May 9, 2026Xiaoyu Hu, Jinman ZhaoLLM Evaluation Social Bias in Language Models
Rutgers University · Department of Computer Science, University of Toronto
Multivariate Financial Forecasting using the Chronos Time Series Foundation Models
May 8, 2026Sanjiv R Das, Tarang Goyal, Mohini YadavMultivariate Time Series Forecasting Quantitative Finance
Santa Clara University
Semantic State Abstraction Interfaces for LLM-Augmented Portfolio Decisions: Multi-Axis News Decomposition and RL Diagnostics
May 7, 2026Likhita Yerra, Remi Uttejitha AllamExplainable Artificial Intelligence Quantitative Finance
AIVANCITY School of AI and Data · AIVANCITY School of AI & Data
FinRAG-12B: A Production-Validated Recipe for Grounded Question Answering in Banking
May 6, 2026Denys Katerenchuk, Pablo Duboue, Keelan Evanini +6Financial Services LLM Grounding
Kasisto, New York, NY · Textualization, Vancouver, Canada · NBME, Philadelphia, PA
Agentic Retrieval-Augmented Generation for Financial Document Question Answering
May 6, 2026Yang Shu, Yingmin Liu, Zequn XieFinancial QA Agentic RAG
College of Computer Science and Technology, Zhejiang University, Hangzhou, 310027, China
FinSTaR: Towards Financial Reasoning with Time Series Reasoning Models
May 5, 2026Seunghan Lee, Jun Seo, Jaehoon Lee +7Time Series Reasoning CoT Reasoning
LG AI Research · Seoul, South Korea
Bi-Level Chaotic Fusion Based Graph Convolutional Network for Stock Market Prediction Interval
May 5, 2026Eshwar Sai Kandimalla, Sravan Chowdary Kankanala, Sumana Bhimineni +2Financial Forecasting Financial Time Series
Department of Computer Science & Engineering, SRM University AP, India
Effective Performance Measurement: Challenges and Opportunities in KPI Extraction from Earnings Calls
May 4, 2026Rasmus T. Aavang, Rasmus Tjalk-Bøggild, Alexandre Iolov +3Document Information Extraction LLM Information Extraction
Department of Computer Science, Aalborg University, Denmark · ALIPES ApS, Denmark · University of Copenhagen
Semantically Enriching Investor Micro-blogs for Opinion-Aware Emotion Analysis: A Practical Approach
May 4, 2026Gaurav Negi, Paul BuitelaarFinancial Sentiment Analysis Finance
Data Science Institute · University Of Galway · Galway, Ireland
A Meta Reinforcement Learning Approach to Goals-Based Wealth Management
May 4, 2026Sanjiv R. Das, Harshad Khadilkar, Sukrit Mittal +3Financial Services Meta-Learning
Dept. of Finance, Santa Clara University, Santa Clara, CA, USA · Indian Institute of Technology, Mumbai, India · Franklin Templeton, Mumbai, India +4
PHBench: A Benchmark for Predicting Startup Series A Funding from Product Hunt Launch Signals
May 3, 2026Yagiz Ihlamur, Ben Griffin, Rick ChenBenchmark Design Finance
Amazon, Seattle, WA, USA · University of Oxford, Oxford, UK
Compliance-Aware Agentic Payments on Stablecoin Rails
Apr 30, 2026Kenneth See, Xue Wen TanFinancial Services AI Agent Governance
1Monetary Authority of Singapore · 2Infocomm Media Development Authority
Measurement Risk in Supervised Financial NLP: Rubric and Metric Sensitivity on JF-ICR
Apr 30, 2026Sidi Chang, Peiying Zhu, Yuxiao Chen +1LLM Evaluation Rubric-Based Evaluation
Blossom AI Labs, Tokyo, Japan · Blossom AI Labs, San Francisco, USA
ValueBlindBench: Agreement-Gated Stress Testing of LLM-Judged Investment Rationales Before Returns Are Observable
Apr 28, 2026Sidi Chang, Peiying Zhu, Yuxiao ChenLLM-as-a-Judge AI Agent Evaluation
Blossom AI Labs, Tokyo, Japan · Blossom AI, San Francisco, USA
Hindsight Preference Optimization for Financial Time Series Advisory
Apr 27, 2026Yanwei Cui, Guanghui Wang, Xing Zhang +7LLM Alignment Financial Forecasting
1AWS Generative AI Innovation Center · 2HSBC Holdings Plc. HSBC Technology Center China
One Size Fits None: Heuristic Collapse in LLM Investment Advice
Apr 26, 2026Jillian Ross, Andrew W. LoFinancial Services LLM Auditing
Computer Science and Artificial Intelligence Laboratory · Massachusetts Institute of Technology · Cambridge, MA, USA +1
FinGround: Detecting and Grounding Financial Hallucinations via Atomic Claim Verification
Apr 26, 2026Dongxin Guo, Jikun Wu, Siu Ming YiuLLM Answer Verification Financial QA
1The University of Hong Kong · 2Stellaris AI Limited
ComplianceNLP: Knowledge-Graph-Augmented RAG for Multi-Framework Regulatory Gap Detection
Apr 26, 2026Dongxin Guo, Jikun Wu, Siu Ming YiuFinancial Services Graph Retrieval-Augmented Generation
The University of Hong Kong · Stellaris AI Limited
Do Transaction-Level and Actor-Level AML Queues Agree? An Empirical Evaluation of Granularity Effects on the Elliptic++ Graph
Apr 26, 2026Ankur MalikFinancial Fraud Detection Finance
Hudson Data, New York, NY, USA
Deep FinResearch Bench: Evaluating AI's Ability to Conduct Professional Financial Investment Research
Apr 22, 2026Mirazul Haque, Antony Papadimitriou, Samuel Mensah +6Quantitative Finance Deep Research Agents
AI Research, JPMorganChase
Large Language Models Outperform Humans in Fraud Detection and Resistance to Motivated Investor Pressure
Apr 22, 2026Nattavudh PowdthaveeFinancial Fraud Detection LLM Decision-Making
Nanyang Technological University
Time Series Augmented Generation for Financial Applications
Apr 21, 2026Anton Kolonin, Alexey Glushchenko, Evgeny Bochkov +1LLM Agent Evaluation AI Agent Benchmarks
SingularityNET Foundation
IndiaFinBench: An Evaluation Benchmark for Large Language Model Performance on Indian Financial Regulatory Text
Apr 21, 2026Rajveer Singh PallLLM Evaluation Financial QA
Gyan Ganga Institute of Technology and Sciences, Jabalpur, India
SAHM: A Benchmark for Arabic Financial and Shari'ah-Compliant Reasoning
Apr 21, 2026Rania Elbadry, Sarfraz Ahmad, Ahmed Heakl +12Financial Services Arabic NLP
1MBZUAI · 2INSAIT, Sofia University ”St. Kliment Ohridski” · 3The University of Manchester +1
QRAFTI: An Agentic Framework for Empirical Research in Quantitative Finance
Apr 20, 2026Terence Lim, Kumar Muthuraman, Michael SuryQuantitative Finance Multi-Agent Collaboration
Graphen Inc. · The University of Texas at Austin
EvoMarket: A High-Fidelity and Scalable Financial Market Simulator
Apr 20, 2026Muyao Zhong, Zhenhua Yang, Yuxiang Liu +2Quantitative Finance Model Calibration
Department of Electronic Information, Harbin Institute of Technology, Harbin, 150001, China · Guangdong Provincial Key Laboratory of Brain-Inspired Intelligent Computation, Department of Computer Science and Engineering, Southern University of Science and Technology, Shenzhen, 518055, China · Zhongguancun Academy, Beijing, 100094, China +1

May 11, 2026, cs.AIJ/K move · Enter open · S save

From Accuracy to Auditability: A Survey of Determinism in Financial AI Systems

Ruizhe Zhou, Xiaoyang Liu, Gaoyuan Du, Yi Zheng+3

Amazon.com USA

Algorithmic Auditing ML Reproducibility Finance LLM Agent Reliability

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Deploying machine learning in regulated financial environments -- credit risk, fraud detection, and anti-money laundering -- exposes critical vulnerabilities in algorithmic reproducibility. While early financial ML addressed statistical challenges such as backtest overfitting, deep neural networks and Generative AI have introduced mechanical nondeterminism rooted in hardware and architecture. This survey provides a systems perspective on reproducibility failures across three modalities now dominant in financial AI: tabular models (post-hoc explanation variance), graph networks (stochastic sampling and temporal asynchrony), and LLM-based agentic workflows (batch-dependent divergence and trajectory drift). We supplement the literature analysis with first-party experiments on public financial datasets -- quantifying explanation rank instability in credit scoring, prediction flip rates in GNN-based fraud detection, and tensor-parallel-induced output divergence in LLM entity extraction. We propose a layered evaluation framework linking modality-specific metrics (RBO, D_cos, TDI, PSD) to audit readiness, and empirically validate the complementarity of logit-level and semantic-level determinism measures.

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