Methodology

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9 papers in the last 28 days · 0.1% of indexed attention

Twelve weeks of publication activity for this topic as it is defined today.

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Period ending 2026-09-21

5 new papers

A weekly snapshot of new work published in Methodology.

Period ending 2026-09-14

2 new papers

A weekly snapshot of new work published in Methodology.

Period ending 2026-09-07

2 new papers

A weekly snapshot of new work published in Methodology.

76 papers

Latest in Methodology

May 8, 2026cs.LG

Position: Mechanistic Interpretability Must Disclose Identification Assumptions for Causal Claims

Mechanistic interpretability papers increasingly use causal vocabulary: circuits, mediators, causal abstraction, monosemanticity. Such claims require explicit identification assumptions. A purposive audit of 10 papers across four methodological strands finds no dedicated identification-assumptions section and a recurring pattern: validation metrics such as faithfulness, completeness, monosemanticity, alignment, or ablation effects are reported as causal support without stating the assumptions that make them identifying. A two-human-coder audit on n=30n=30 reproduces the direction of the main finding: dedicated identification sections are absent, and validation-metric substitution is common, though exact Dim B/D counts are coding-rule sensitive. The paper proposes a disclosure norm: state whether the claim is causal, name the identification strategy, enumerate assumptions, stress at least one, and explain how conclusions shift if assumptions fail. Validation is not identification.
Zezheng Lin, Fengming Liu
May 8, 2026cs.HC

Towards Apples to Apples for AI Evaluations: From Real-World Use Cases to Evaluation Scenarios

AI measurement science has a wide variety of methodologies and measurements for comparing AI systems, resulting in what often appear to be "apples-to-oranges" comparisons across AI evaluations. To move toward "apples-to-apples" comparisons in real-world AI evaluations, this work advocates for methodological transparency in evaluation scenarios, operational grounding, and human-centered design (HCD) principles. We propose a repeatable process for transforming high-level use cases to detailed scenarios by eliciting use cases from subject matter experts (SMEs) via a structured AI Use Case Worksheet with six key elements: use case, sector, user (direct and indirect), intended outcomes, expected impacts (positive and negative), and KPIs and metrics. We demonstrate utility of the worksheet and process in the U.S. financial services sector. This paper reports on example high-level AI use cases identified by financial services sector SMEs: cyber defense enablement, developer productivity, financial crime aggregation, suspicious activity report (SAR) filing, credit memo generation, and internal call center support. These AI use cases provided are illustrative of the process and not exhaustive. Central to our work is a three-stage expansion pipeline combining LLM prompting with human reviews to generate 107 scenarios from those use cases elicited from SMEs. This process integrates iterative human reviews at every juncture to ensure operational grounding: for scenario titles and descriptions; for core scenario elements like users, benefits and risks, and metrics; and for scenario narratives and evaluation objectives. Human checkpoints ensure scenarios remain reflective of real-world usage and human needs. We describe a validation rubric to assess scenario quality. By defining key scenario components, this work supports a more consistent and meaningful paradigm for human-centered AI evaluations.
Yee-Yin Choong, Kristen Greene, Alice Qian +6
May 3, 2026cs.CY

Preregistration for Experiments with AI Agents

The proliferation of large language models (LLMs) and autonomous AI agents has given rise to a rapidly growing methodological paradigm: "in silico" behavioral experiments. Originally conceived as a way to use AI agents as proxies for human participants in studies of cognition, decision-making, and social dynamics, this approach has taken on new significance -- as AI agents increasingly negotiate, transact, and make consequential decisions on behalf of people and organizations, understanding their behavior has become a research priority in its own right. While these experiments with AI agents offer unprecedented advantages in terms of scalability, cost efficiency, and experimental control, they also inherit, and in some cases amplify, methodological vulnerabilities that have long plagued human subjects research. To address these issues, this paper argues that preregistration practices -- central to improving the credibility of human subjects experiments -- should now be extended to experiments with AI agents. We systematically catalog the researcher degrees of freedom that experiments with AI agents introduce -- model selection, prompt wording, settings, and outcome-contingent redesign, for example -- and show how the low cost of iteration and lack of reporting norms make these choices both easy to exploit and difficult to detect. We propose a preregistration template tailored to experiments with AI agents and call on conferences, journals, and funding agencies to make preregistration standard practice for this emerging research paradigm.
Michelle Vaccaro
May 1, 2026cs.SE

The Productivity-Reliability Paradox: Specification-Driven Governance for AI-Augmented Software Development

Since 2022, AI-powered coding assistants have produced contradictory evidence: controlled studies report 20-56% productivity gains on well-scoped tasks, while the most rigorous RCT documents a 19% slowdown for experienced developers, and telemetry across 10,000+ developers shows 98% more pull requests but 91% longer review times with flat delivery metrics. This paper argues these findings constitute the Productivity-Reliability Paradox (PRP): a systematic phenomenon emerging from non-deterministic code generators and insufficient specification discipline. Through a multivocal literature review of 67 sources (2022-2026), this paper: (1) formally defines the PRP with three moderating variables (task abstraction, codebase maturity, developer experience) and two amplifying mechanisms (code review bottleneck, context window constraint); (2) proposes the AI-Augmented Methodology Taxonomy (AAMT), classifying six methodologies under three AI integration tiers; (3) introduces the Specification Governance Model (SGM), grounded in Transaction Cost Economics, with a practical governance decision guide; and (4) evaluates Spec Kit and TDAD as SGM instantiations via a four-month pilot study. Specification discipline, not model capability, is the binding constraint on AI-assisted software dependability.
Sabry E. Farrag
Apr 30, 2026eess.SP

Sequential Inference for Gaussian Processes: A Signal Processing Perspective

The proliferation of capable and efficient machine learning (ML) models marks one of the strongest methodological shifts in signal processing (SP) in its nearly 100-year history. ML models support the development of SP systems that represent complex, nonlinear relationships with high predictive accuracy. Adapting these models often requires sequential inference, which differs both theoretically and methodologically from the usual paradigm of ML, where data are often assumed independent and identically distributed. Gaussian processes (GPs) are a flexible yet principled framework for modeling random functions, and they have become increasingly relevant to SP as statistical and ML methods assume a more prominent role. We provide a self-contained, tutorial-style overview of GPs, with a particular focus on recent methodological advances in sequential, incremental, or streaming inference. We introduce these techniques from a signal-processing perspective while bridging them to recent advances in ML. Many of the developments we survey have direct applications to state-space modeling, sequential regression and forecasting, anomaly detection in time series, sequential Bayesian optimization, adaptive and active sensing, and sequential detection and decision-making. By organizing these advances from a signal-processing perspective, we intend to equip practitioners with practical tools and a coherent roadmap for deploying sequential GP models in real-world systems.
Daniel Waxman, Fernando Llorente, Petar M. Djurić
Apr 30, 2026cs.AI

Intern-Atlas: A Methodological Evolution Graph as Research Infrastructure for AI Scientists

Existing research infrastructure is fundamentally document-centric, providing citation links between papers but lacking explicit representations of methodological evolution. In particular, it does not capture the structured relationships that explain how and why research methods emerge, adapt, and build upon one another. With the rise of AI-driven research agents as a new class of consumers of scientific knowledge, this limitation becomes increasingly consequential, as such agents cannot reliably reconstruct method evolution topologies from unstructured text. We introduce Intern-Atlas, a methodological evolution graph that automatically identifies method-level entities, infers lineage relationships among methodologies, and captures the bottlenecks that drive transitions between successive innovations. Built from 1,030,314 papers spanning AI conferences, journals, and arXiv preprints, the resulting graph comprises 9,410,201 semantically typed edges, each grounded in verbatim source evidence, forming a queryable causal network of methodological development. To operationalize this structure, we further propose a self-guided temporal tree search algorithm for constructing evolution chains that trace the progression of methods over time. We evaluate the quality of the resulting graph against expert-curated ground-truth evolution chains and observe strong alignment. In addition, we demonstrate that Intern-Atlas enables downstream applications in idea evaluation and automated idea generation. We position methodological evolution graphs as a foundational data layer for the emerging automated scientific discovery.
Yujun Wu, Dongxu Zhang, Xinchen Li +11
Apr 30, 2026cs.AI

Mapping the Methodological Space of Classroom Interaction Research: Scale, Duration, and Modality in an Age of AI

Research on classroom interaction has long been divided between large-scale observation and in-depth ethnographic work. We propose a framework mapping this methodological space along three dimensions--scale, duration, and modality--where a study's position shapes what it reveals and obscures. We illustrate it through contrasting studies of dialogic teaching--Howe et al. (2019) and Snell and Lefstein (2018)--and an interview with the lead researchers, organized around three questions: what can be operationalized, what mechanisms become visible, and what translates to practice. We then examine how AI is expanding this space and how the framework can guide research and tool design.
Dorottya Demszky, Edith Bouton, Alison Twiner +2
Apr 29, 2026cs.CV

Are Data Augmentation and Segmentation Always Necessary? Insights from COVID-19 X-Rays and a Methodology Thereof

Purpose: Rapid and reliable diagnostic tools are crucial for managing respiratory diseases like COVID-19, where chest X-ray analysis coupled with artificial intelligence techniques has proven invaluable. However, most existing works on X-ray images have not considered lung segmentation, raising concerns about their reliability. Additionally, some have employed disproportionate and impractical augmentation techniques, making models less generalized and prone to overfitting. This study presents a critical analysis of both issues and proposes a methodology (SDL-COVID) for more reliable classification of chest X-rays for COVID-19 detection. Methods: We use class activation mapping to obtain a visual understanding of the predictions made by Convolutional Neural Networks (CNNs), validating the necessity of lung segmentation. To analyze the effect of data augmentation, deep learning models are implemented on two levels: one for an augmented dataset and another for a non-augmented dataset. Results: Careful analysis of X-ray images and their corresponding heat maps under expert medical supervision reveals that lung segmentation is necessary for accurate COVID-19 prediction. Regarding data augmentation, test accuracy significantly drops beyond a certain threshold with additional augmented images, indicating model overfitting. Conclusion: Our proposed methodology, SDL-COVID, achieves a precision of 95.21% and a lower false negative rate, ensuring its reliability for COVID-19 detection using chest X-rays.
Aman Swaraj, Arnav Agarwal, Hitendra Singh Bhadouria +2
Apr 28, 2026cs.SE

AI as Consumer and Participant: A Co-Design Agenda for MBSE Substrates and Methodology

AI tools are being deployed over MBSE models today, and those models were not designed for this kind of consumption. The problem is not simply that tools hallucinate: well-prompted frontier models produce competent, useful output over a conformant SysML model, but the reasoning they produce is drawn from training rather than retrieved from the model itself, and different tools over the same model produce different results with nothing in the record to adjudicate between them. The model, in other words, is functioning as a prompt rather than as a knowledge base. Attaching better tools to the same model does not resolve this. The model and the methodology that governs its construction need to be designed together for AI participation, treating the model as a machine-queryable knowledge substrate rather than a structured artefact for human navigation, and that co-design has not yet happened in any systematic way. This paper works through a concrete workflow scenario to show what that gap looks like in practice, proposes three principles that jointly characterise what model and methodology must achieve together, and closes with a call to the community to begin this work before the architectural decisions about AI integration settle without the methodological foundation they require.
Siyuan Ji
Apr 27, 2026cs.AI

Case-Specific Rubrics for Clinical AI Evaluation: Methodology, Validation, and LLM-Clinician Agreement Across 823 Encounters

Objective. Clinical AI documentation systems require evaluation methodologies that are clinically valid, economically viable, and sensitive to iterative changes. Methods requiring expert review per scoring instance are too slow and expensive for safe, iterative deployment. We present a case-specific, clinician-authored rubric methodology for clinical AI evaluation and examine whether LLM-generated rubrics can approximate clinician agreement. Materials and Methods. Twenty clinicians authored 1,646 rubrics for 823 clinical cases (736 real-world, 87 synthetic) across primary care, psychiatry, oncology, and behavioral health. Each rubric was validated by confirming that an LLM-based scoring agent consistently scored clinician-preferred outputs higher than rejected ones. Seven versions of an EHR-embedded AI agent for clinicians were evaluated across all cases. Results. Clinician-authored rubrics discriminated effectively between high- and low-quality outputs (median score gap: 82.9%) with high scoring stability (median range: 0.00%). Median scores improved from 84% to 95%. In later experiments, clinician-LLM ranking agreement (tau: 0.42-0.46) matched or exceeded clinician-clinician agreement (tau: 0.38-0.43), attributable to both ceiling compression and LLM rubric improvement. Discussion. This convergence supports incorporating LLM rubrics alongside clinician-authored ones. At roughly 1,000 times lower cost, LLM rubrics enable substantially greater evaluation coverage, while continued clinical authorship grounds evaluation in expert judgment. Ceiling compression poses a methodological challenge for future inter-rater agreement studies. Conclusion. Case-specific rubrics offer a path for clinical AI evaluation that preserves expert judgment while enabling automation at three orders lower cost. Clinician-authored rubrics establish the baseline against which LLM rubrics are validated.
Aaryan Shah, Andrew Hines, Alexia Downs +6
Apr 27, 2026cs.CL

Zero-shot Large Language Models for Automatic Readability Assessment

Unsupervised automatic readability assessment (ARA) methods have important practical and research applications (e.g., ensuring medical or educational materials are suitable for their target audiences). In this paper, we propose a new zero-shot prompting methodology for ARA and present the first comprehensive evaluation of using large language models (LLMs) as an unsupervised ARA method by testing 10 diverse open-source LLMs (e.g., different sizes and developers) on 14 diverse datasets (e.g., different text lengths and languages). Our findings show that our proposed prompting methodology outperforms prior methods on 13 of the 14 datasets. Furthermore, we propose LAURAE, which combines LLM and readability formula scores to improve robustness by capturing both contextual and shallow (e.g., sentence length) features of readability. Our evaluation demonstrates that LAURAE robustly outperforms prior methods across languages, text lengths, and amounts of technical language.
Riley Grossman, Yi Chen
Apr 21, 2026cs.CR

Refute-or-Promote: An Adversarial Stage-Gated Multi-Agent Review Methodology for High-Precision LLM-Assisted Defect Discovery

LLM-assisted defect discovery has a precision crisis: plausible-but-wrong reports overwhelm maintainers and degrade credibility for real findings. We present Refute-or-Promote, an inference-time reliability pattern combining Stratified Context Hunting (SCH) for candidate generation, adversarial kill mandates, context asymmetry, and a Cross-Model Critic (CMC). Adversarial agents attempt to disprove candidates at each promotion gate; cold-start reviewers are intended to reduce anchoring cascades; cross-family review can catch correlated blind spots that same-family review misses. Over a 31-day campaign across 7 targets (security libraries, the ISO C++ standard, major compilers), the pipeline killed roughly 79% of 171 candidates before advancing to disclosure (retrospective aggregate); on a consolidated-protocol subset (lcms2, wolfSSL; n=30), the prospective kill rate was 83%. Outcomes: 4 CVEs (3 public, 1 embargoed); LWG 4549 accepted to the C++ working paper; 5 merged C++ editorial PRs; 3 compiler conformance bugs; 8 merged security-related fixes without CVE; an RFC 9000 errata filed under committee review; and 1+ FIPS 140-3 normative compliance issues under coordinated disclosure -- all evaluated by external acceptance, not benchmarks. The most instructive failure: ten dedicated reviewers unanimously endorsed a non-existent Bleichenbacher padding oracle in OpenSSL's CMS module; it was killed only by a single empirical test, motivating the mandatory empirical gate. No vulnerability was discovered autonomously; the contribution is external structure that filters LLM agents' persistent false positives. As a preliminary transfer test beyond defect discovery, a simplified cross-family critique variant also solved five previously unsolved SymPy instances on SWE-bench Verified and one SWE-rebench hard task.
Abhinav Agarwal
Apr 17, 2026cs.CL

Disentangling Mathematical Reasoning in LLMs: A Methodological Investigation of Internal Mechanisms

Large language models (LLMs) have demonstrated impressive capabilities, yet their internal mechanisms for handling reasoning-intensive tasks remain underexplored. To advance the understanding of model-internal processing mechanisms, we present an investigation of how LLMs perform arithmetic operations by examining internal mechanisms during task execution. Using early decoding, we trace how next-token predictions are constructed across layers. Our experiments reveal that while the models recognize arithmetic tasks early, correct result generation occurs only in the final layers. Notably, models proficient in arithmetic exhibit a clear division of labor between attention and MLP modules, where attention propagates input information and MLP modules aggregate it. This division is absent in less proficient models. Furthermore, successful models appear to process more challenging arithmetic tasks functionally, suggesting reasoning capabilities beyond factual recall.
Tanja Baeumel, Josef van Genabith, Simon Ostermann
Mar 11, 2026cs.CY

RCTs for Frontier AI Governance: Methodological Challenges and Solutions for Human Uplift Studies

Human uplift studies, or studies that measure the effects of AI access on human performance via randomized controlled trials (RCT) or similar methodologies, increasingly inform frontier AI governance and deployment decisions. While RCT methods are robust in other fields, their interaction with the distinctive properties of frontier AI systems remains underexamined, particularly when results are used to inform high-stakes decisions. We present findings from interviews with 16 expert practitioners with experience conducting human uplift studies in domains including biosecurity, cybersecurity, education, and labor. Across interviews, experts described a recurring tension between the standard causal inference assumptions upon which human uplift studies rely and the object of study itself. Rapidly evolving AI systems, shifting baselines, heterogeneous and changing user proficiency, and porous real-world settings strain assumptions underlying internal, external, and construct validity, complicating the interpretation and appropriate use of uplift evidence. We contribute (1) a synthesis of methodological challenges in human uplift studies, mapped to risks to study validity and classified by their degree of specificity to large language model (LLM) systems, and (2) a mapping from challenges to proposed solutions. By collating expert-identified challenges and solutions, we seek to clarify the interpretive limits and appropriate uses of human uplift evidence, to align evaluation practice with the decisions it informs, and to support more coordinated methodological foundations for AI governance.
Patricia Paskov, Kevin Wei, Shen Zhou Hong +7
Feb 9, 2026cs.LG

SoK: The Pitfalls of Deep Reinforcement Learning for Cybersecurity

Deep Reinforcement Learning (DRL) has achieved remarkable success in domains requiring sequential decision-making, motivating its application to cybersecurity problems. However, transitioning DRL from laboratory simulations to bespoke cyber environments can introduce numerous issues. This is further exacerbated by the often adversarial, non-stationary, and partially-observable nature of most cybersecurity tasks. In this paper, we identify and systematize 11 methodological pitfalls that frequently occur in DRL for cybersecurity (DRL4Sec) literature across the stages of environment modeling, agent training, performance evaluation, and system deployment. By analyzing 66 significant DRL4Sec papers (2018-2025), we quantify the prevalence of each pitfall and find an average of over five pitfalls per paper. We demonstrate the practical impact of these pitfalls using controlled experiments in (i) autonomous cyber defense, (ii) adversarial malware creation, and (iii) web security testing environments. Finally, we provide actionable recommendations for each pitfall to support the development of more rigorous and deployable DRL-based security systems.
Shae McFadden, Myles Foley, Elizabeth Bates +5
Date pendingcs.CL

The PIMMUR Principles: Ensuring Validity in Collective Behavior of LLM Societies

Large language models (LLMs) are increasingly used to simulate human collective behavior, yet claims that such simulations are human-like remain largely untested. We conducted a systematic audit (pre-registered on OSF) of LLM-based social simulations across four databases (Scopus, IEEE Xplore, ACM Digital Library, and arXiv). Across 576 studies reported in 350 recent papers, we applied six methodological evaluations: agent Profile, Interaction, Memory, Minimal-Control, Unawareness, and Realism (PIMMUR). Coding every study against pre-specified rules, we revealed that PIM were met more often than MUR. Frontier LLMs correctly identified the underlying social experiment in 65.2% of cases, and 50.6% of prompts imposed constraints that pre-determined the outcome. These compliance rates are upper bounds, because incomplete methodological reporting (for example, unreleased prompts) limits the available evidence. Reproducing five representative experiments (e.g., opinion dynamics), we found that reported collective phenomena often vanish or reverse once PIMMUR principles are enforced, indicating that many "emergent" behaviors are methodological artifacts rather than genuine social dynamics. Current LLM simulations may therefore capture model-specific biases rather than universal features of human social behavior, raising concerns about their use as scientific proxies for human society.
Jiaxu Zhou, Jen-tse Huang, Xuhui Zhou +5