Rectified Linear Unit Networks

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Period ending 2026-09-21

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A weekly snapshot of new work published in Rectified Linear Unit Networks.

Period ending 2026-09-14

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A weekly snapshot of new work published in Rectified Linear Unit Networks.

Period ending 2026-09-07

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49 papers

Latest in Rectified Linear Unit Networks

Sep 23, 2026cs.LG

Minimal-Norm Univariate Two-Layer ReLU Classification: Exact Solutions and Global Optimality with Skip Connections

We study minimal-norm interpolation and 2\ell_2-regularized logistic-loss minimization for binary classification by univariate two-layer ReLU networks. We give complete geometric characterizations of the optimal classifiers in function space, resolving how the solutions depend on whether hidden-layer biases are included in the parameter norm. When biases are unpenalized, the minimal-norm interpolators are exactly the continuous piecewise-affine functions that hug every label switch and have kinks of the appropriate convexity. When biases are penalized, the minimizer is unique in function space, has exactly one kink in each intermediate same-label segment, and is therefore a sparsest positive-margin classifier. We further show that adding a free affine skip connection leaves these function-space solutions unchanged but fundamentally improves the parameter-space landscape: every KKT point of the constrained problem becomes globally optimal, whereas suboptimal KKT points can occur without the skip connection. We establish analogous global-optimality and geometric results for sufficiently weak 2\ell_2-regularization of the logistic loss. In the unpenalized-bias case, we identify an additional sparsity-like restriction, implying that most minimal-norm interpolators cannot arise as small-regularization limits of margin-normalized logistic-loss minimizers. Numerical experiments across varying dataset complexity and network width support the predicted landscape and sparsity phenomena.
Karolina Drabik, Ben Lewis, Antoni Puch +4
Sep 22, 2026stat.ML

Generalized Deep Regression for Repeated Measurements

In this paper, we study the estimation of a marginal regression function from independent units with repeated binary, count, or continuous responses using ReLU deep neural networks. In the model, we assume that the dependence is generated by an unobserved random mean function within each unit. We then fit a neural network with a convex generalized regression loss. We show an oracle inequality by separating conditional measurement variation from between-unit variation. In addition, we prove that with nn units and mm measurements per unit, ReLU networks can attain an integrated mean squared error of order n1+(nm)2β/(2β+d)n^{-1}+(nm)^{-2β/(2β+d)}, up to logarithmic factors, over ββ-Hölder classes. We also derive a weighted oracle inequality for unequal cluster sizes and a rate for compositionally smooth functions. For pointwise ensemble inference, we give a projection central limit theorem and prove infinitesimal jackknife consistency under an explicit asymptotic linearity condition. Simulations and real data examples are provided to support our theoretical findings and practical implications.
Kexuan Li
Sep 17, 2026stat.ML

Error bounds in Sobolev norms for approximations with norm constrained ReLU neural networks

Recent studies have shown that smooth functions can be well approximated by ReLU neural networks with path norm constraint on the weights. We extend these results from uniform approximation to approximation in Sobolev norm. Specifically, we analyze how well Sobolev functions in Wn,pW^{n,p} can be approximated by neural networks with width WW, depth LL and path norm bounded by KK, when the approximation error is measured in the W1,pW^{1,p}-norm. For shallow networks with depth L=1L=1, we derive the approximation error bound O(max{W(n1)/d,K(n1)/(sn)})\mathcal{O}(\max\{W^{-(n-1)/d}, K^{-(n-1)/(s-n)}\}), when the smoothness index satisfies n<s=(d+3)/2n<s=(d+3)/2 and the input is dd-dimensional. For deep networks, we remove the restriction on the smoothness by showing that the approximation bound O(K(n1)/(d+d/p+1))\mathcal{O}(K^{-(n-1)/(d+d/p+1)}) holds if the width WW and depth LL are sufficiently large.
Xianjun Li, Yunfei Yang
Sep 16, 2026stat.ML

Rank and computation of the pathlifting Jacobian of a DAG ReLU network

This paper provides a self-contained proof of the rank of the pathlifting Jacobian of a DAG ReLU network by performing an induction on the network's number of hidden nodes. In fact, the induction is elementary, and the key recipe is to consider the skeleton matrix of the network, a sparse matrix encoding the network paths, and transform the representation of one of its hidden neurons into an output node. The proof relies on intermediate propositions which link the pathlifting, its Jacobian, the network parameters, and its skeleton matrix, which, on top of permitting to conclude on the rank of the pathlifting Jacobian, also provide a way to compute it without backpropagation and whose computation cost is super efficient in practice compare to usual backpropagation. The paper is provided with a Python module that implements the different propositions of the paper for feed forward networks and is used to experimentally quantifies the computational gain of computing the pathlifting Jacobian with the proposed theory.
Manon Verbockhaven
Sep 8, 2026cs.LG

Nearly Tight Rademacher Bounds for Sparsely Activated Neural Networks

An input may activate few hidden units even when different inputs collectively use an entire network. We study the statistical complexity of this input-dependent sparsity in the one-hidden-layer ReLU model of Awasthi et al. (COLT 2024). For width ss, at most kk active units per input, and effective weight and bias bounds W,BW,B, every size-mm sample in the class's fixed radius-RR input domain satisfies R(S)CWRmin{k,sk/mlog3/2(2m)}+kB/m\mathcal{R}(S)\le CWR\min\{k,\sqrt{sk/m}\log^{3/2}(2m)\}+kB/\sqrt m. A support-preserving cover and a single normalized chaining argument remove the previous explicit dimension factor, up to logarithms. Lower bounds on appropriate i.i.d. marginals match up to those logarithms, showing how changing active units across inputs retains a width dependence. The input domain matters: zero-bias networks sparse on the entire ball have at most 2k2k nonzero units and complexity O(kWR/m)O(kWR/\sqrt m), whereas bias bounds comparable to WRWR restore the worst-case rate on that same domain in only logarithmic dimension. A spherical-cap construction proves the latter claim without assuming sparsity merely on the sampling support. For a specified normalized bounded loss and biases comparable to WRWR, we also obtain agnostic minimax excess-risk bounds of order min{1,s/(km)}\min\{1,\sqrt{s/(km)}\} up to logarithms.
Xiaoyu Li, Zhizhou Sha, Jiaojiao Jiang +2
Aug 24, 2026cs.LG

Every Layer Counts: An Exponential L2L_2 Depth Hierarchy for ReLU Networks

We prove a depth hierarchy for ReLU neural networks in which every additional ReLU layer can save exponentially many neurons. For all k2k\geq2, we construct a globally [0,1][0,1]-valued, 11-Lipschitz function realized by a depth-(k+1)(k+1) network of width O(d4)\mathcal{O}(d^4), whereas any depth-kk network with unrestricted weights and width at most 2d2d(k1)\frac{2^d}{2d(k-1)} has squared L2L_2 error at least 1/241/24 under an absolutely continuous distribution supported at exponential distance from the origin. To the best of our knowledge, this is the first exponential hierarchy across all adjacent fixed depths, and the first exponential separation for ReLU networks between two fixed depths whose shallower network has depth at least 33. The lower bound also immediately yields the corresponding hierarchy for exact computation. Moreover, the case k=2k=2 gives a compactly supported separation between depths 33 and 22 with unrestricted shallow-network weights, answering a question raised by Safran, Eldan, and Shamir (2019). The distribution used in our construction nevertheless has all its mass at exponential radius, placing the hierarchy outside the regularity regime in which such a separation would imply major threshold-circuit lower bounds. We also prove an exact separation for a more regular target, which is globally [0,1][0,1]-valued and O(d)\mathcal{O}(\sqrt d)-Lipschitz and maps the unit hypercube onto [0,1][0,1]. It is computed by a polynomial-width depth-44 network, whereas any depth-33 network agreeing with it on the unit hypercube requires exponentially many first-layer neurons, even with unrestricted weights.
Itay Safran
Aug 6, 2026cs.LG

Cryptanalytic Extraction of Isolated Bias-Free GLU Feed-Forward Blocks by Antipodal Separation

Cryptanalytic extraction has been demonstrated for ReLU networks, for networks using componentwise activations such as GELU or SiLU, and for a Transformer's final projection matrix. These methods do not recover the bias-free Gated Linear Unit (GLU) feed-forward blocks used in many modern language models. Such a block multiplies an activated linear projection by a second learned linear projection within each hidden unit, a two-branch structure absent from the network classes and final-layer setting addressed by those methods. We give a constructive, multi-stage forward-query recovery primitive for isolated bias-free GLU blocks. Finite-difference curvature supplies gate-direction candidates, and paired observations at x and -x separate gate magnitude, orientation, and value-branch coupling. Across high-precision targets, six Qwen layers, an 8,192-unit Llama subproblem, and a full-dimensional Gemma block all reach sub-percent median validation error. Four finite-precision configurations remain below 5 percent median error, but none reproduces every stored weight. These isolated-block experiments are not an end-to-end model-API attack: deriving the required internal block responses from final model outputs remains unsolved.
Chunhui Shi, Xinwen Fu
Jul 23, 2026cs.LG

New Complexity-Theoretic Frontiers of Tractability for Neural Network Training

In spite of the fundamental role of neural networks in contemporary machine learning research, our understanding of the computational complexity of optimally training neural networks remains incomplete even when dealing with the simplest kinds of activation functions. Indeed, while there has been a number of very recent results that establish ever-tighter lower bounds for the problem under linear and ReLU activation functions, less progress has been made towards the identification of novel polynomial-time tractable network architectures. In this article we obtain novel algorithmic upper bounds for training linear- and ReLU-activated neural networks to optimality which push the boundaries of tractability for these problems beyond the previous state of the art. In particular, for ReLU networks we establish the polynomial-time tractability of all architectures where hidden neurons have an out-degree of 11, improving upon the previous algorithm of Arora, Basu, Mianjy and Mukherjee. On the other hand, for networks with linear activation functions we identify the first non-trivial polynomial-time solvable class of networks by obtaining an algorithm that can optimally train network architectures satisfying a novel data throughput condition.
Cornelius Brand, Robert Ganian, Mathis Rocton
Jul 22, 2026cs.LG

Shallower ReLU Network Representations via Exact Linear Algebra

We study the depth required by ReLU networks to exactly represent piecewise linear functions, focusing specifically on the maximum function. This problem has recently received significant attention in both the ML and TCS literature. We prove that maxn(x)=max{x1,,xn}\max_n(x)=\max\{x_1,\ldots,x_n\} is exactly representable with two hidden layers for every n12n\leq 12. Previously, this was only known up to n5n\leq5 [Bakaev, Brunck, Hertrich, Stade, Yehudayoff, STOC'26]. We obtain our constructions through an exact computer-assisted search within a space of candidate solutions: After a symmetry reduction, we obtain a finite system of linear equations over Q\mathbb{Q} such that any solution yields a valid representation of the maximum function. The resulting constructions have a structured first hidden layer, which enables recursive substitution into deeper networks. This yields an exact ReLU representation of maxn\max_n with at most log6(n/2)+1\lceil \log_6(n/2) \rceil+1 hidden layers. Consequently, every continuous piecewise-linear function on Rd\mathbb{R}^d admits an exact representation with at most log6((d+1)/2)+1\lceil\log_6((d+1)/2)\rceil+1 hidden layers; in particular, two hidden layers suffice for d11d\leq 11. Again, these results improve upon [Bakaev, Brunck, Hertrich, Stade, Yehudayoff, STOC'26], who proved analogous logarithmic bounds with base three.
Kilian Rueß, Gennadiy Averkov, Florestan Brunck +7
Jul 21, 2026math.NA

Neural network realization of binary refinement iterates via a two-chart atlas selector

Refinement operators generate many functions used in wavelet constructions, subdivision schemes, and geometric modeling. Their finite iterates can develop rapidly increasing numbers of linear pieces, making them a natural test case for the expressive power of deep neural networks. Earlier work showed that, for scalar binary refinement with a finitely supported mask, every compactly supported continuous piecewise linear seed has finite refinement iterates that admit exact ReLU realizations of fixed width and depth growing linearly with the number of refinement steps. The present paper gives a new construction of this known theorem. The difficulty is that the refinement cascade is driven by discontinuous binary digit choices, whereas ReLU networks produce continuous piecewise linear maps. We represent the residual dynamics on a polygonal model of the circle and describe each residual position in two overlapping coordinate systems, one ordinary and one shifted by one half. Their discontinuities occur at different points. The network switches between the two descriptions only where both are valid and the corresponding fixed linear cascade updates agree, so the switch is exact and requires no multiplication by a variable selector. The construction also gives exact readout of every continuous piecewise linear circle function satisfying the natural endpoint compatibility condition. Localized seeds are handled by a two-pass network, and translation covariance, finite decomposition, and gluing extend the result to arbitrary compactly supported continuous piecewise linear seeds in a preserved support window.
Tsogtgerel Gantumur
Jul 18, 2026cs.LG

Effects of width-dependent model hyperparameters and 2\ell_2-regularization on the loss landscape of two-layer ReLU networks

Understanding deep neural networks remains a central challenge in machine learning. In particular, the theoretical properties of even two-layer ReLU networks, especially in the presence of weight decay, remain poorly understood. To this end, we derive a sufficient condition on the hyperparameter settings under which the global minima collapse to the zero solution. Interestingly, our experiments reveal that using AdamW as an optimizer prevents the collapse of the learned parameters, whereas using SGD does not, which may help explain the success of AdamW in deep learning training. In addition, when restricting the input dimension to one, we derive an analytical solution for the globally optimal parameter sets of two-layer ReLU networks and show that 2\ell_2-regularization has a width-invariant effect on connectivity, but its dimensionality-reducing effect becomes stronger as the network width increases. These results provide insight into how width-dependent hyperparameters influence the geometry of regularized loss landscapes.
Haruka Eshima, Makoto Yamada
Jul 15, 2026cs.CC

Random Parameter Noise Does Not Make Exact ReLU Verification Easy

We study exact verification of ReLU networks in an adversarial smoothed model. Every network weight and bias is independently perturbed by Gaussian noise, clipped to [2,2][-2,2], and rounded to the exact dyadic grid determined by the input bit complexity. We show that, under the standard assumption NP⊈BPP\mathrm{NP}\not\subseteq\mathrm{BPP}, there is no sound and complete verifier whose expected running time is polynomial in network size, bit complexity, and inverse noise level for every base instance. The conclusion already holds at the fixed noise level σ=211σ_\star=2^{-11} for one-hidden-layer networks over a unit box, with hidden fan-in at most three and base coefficients in [1,1][-1,1]. The proof combines an exact gap embedding with a quantitative robustness argument. For every E3SAT formula ΦΦ with mm clauses, a four-ReLU-per-clause construction satisfies maxx[0,1]ngΦ(x)=(munsat(Φ))/3\max_{x\in[0,1]^n} g_Φ(x)=(m-\operatorname{unsat}(Φ))/3, and coordinatewise threshold rounding never decreases the objective. A weighted parameter-sensitivity inequality and Gaussian concentration then show that a verification gap linear in mm survives the aggregate perturbation of all coefficients with probability at least 1em/81-e^{-m/8}. The proof includes clipping, exact dyadic rounding, output-layer perturbations, polynomial-bit sampling of the rounded Gaussian law, and the conversion from expected smoothed running time to a BPP algorithm. Computational checks test the exact identity and illustrate the different scaling of extensive and constant gaps; they are diagnostics rather than evidence for the complexity theorem. The result concerns worst-case base networks in the stated absolute-noise model, but it shows that parameter nondegeneracy alone does not yield a universal smoothed-polynomial guarantee for exact verification.
Mojtaba Soltanalian
Jul 12, 2026stat.ML

Approximation of Analytic Functions by ReLU Neural Networks with Adjustable Depth and Width

In contrast to most studies on neural network approximation theory that characterize results through a single parameter, such as the total number of network parameters, \cite{shen2020deep} pioneered the characterization of approximation rates as a joint function of the width parameter NN and the depth parameter LL, thereby granting greater architectural flexibility. Existing works using the (N,L)(N,L)-characterization focus on function classes with finite smoothness ss, establishing a typical approximation rate of O(N2s/dL2s/d)\mathcal{O}\left(N^{-2s/d}L^{-2s/d}\right) with dd denoting the input dimension, which indicates that network depth and width play symmetric roles for these classes. In contrast, this paper establishes upper bounds for the approximation of analytic functions, which possess infinite smoothness, via ReLU networks under the (N,L)(N,L)-characterization. Specifically, we derive approximation rates of O(NCLτ)\mathcal{O}\left(N^{-C L^τ}\right), where C>0C>0 is some constant and τ>0τ>0 is a parameter influenced by the relation between LL and NN. In particular, τ=1τ=1 if NN scales roughly as LdL^d. Our findings reveal that depth plays a more critical role than width in the context of analytic function approximation. The main technical difficulty of obtaining such upper bounds lies in the trade-off between the smoothness parameters and the approximation accuracy. To overcome this difficulty, we employ refined constructions of several ReLU networks to approximate power functions, multivariate multiplication, and polynomials, which may be of independent interest.
Yanming Lai, Defeng Sun, Yang Wang
Jul 8, 2026cs.LG

On the Principles of Deep Feedforward ReLU Networks

The architecture of deep feedforward neural networks is ubiquitous in deep learning, either as a whole system or as a subnetwork of other architectures, and thus its mechanism is a key ingredient of the black box of neural networks. On the basis of the simplest two-layer ReLU network, this paper systematically studies the mechanism of deep feedforward ReLU networks with multiple hidden layers and successfully explains the training solution obtained by the back-propagation algorithm. The concept of a path, especially in terms of the relationships between paths, plays a central role in uncovering the mystery of the black box. It is shown that a unit of a deep ReLU network can form a piecewise linear manifold to divide the input space, instead of a hyperplane of the two-layer case. How to efficiently use the hidden-layer units to produce both linear functions and partitions of the input space is also a central problem. The principles of a two-layer ReLU network can be generalized to the deeper case to a large extent, such as multiple strict partial orders and continuity restriction. The combination of the basic and simple principles proposed can yield complicated instantiations including the training solutions, and in this sense the black box of deep feedforward ReLU networks is revealed.
Changcun Huang
Jul 7, 2026stat.ML

A Function-Space Dichotomy for Compositional Learning: Exponential Sub-Optimality of the Neural Tangent Kernel

A persistent empirical observation is that trained neural networks outperform their neural tangent kernel (NTK) limit on tasks with compositional structure, yet a quantitative account of when\textbf{when} and by how much\textbf{by how much} has been lacking. Working on the unit circle, we give such an account through a dichotomy between two complexity measures of the target: its Fourier complexity\textbf{Fourier complexity}, which controls NTK kernel regression, and its architectural complexity\textbf{architectural complexity}, which controls learning over depth-LL, width-ww ReLU networks with the variation norm of the weights bounded by RR. We first characterize the minimax rate of the architecture class CL,w,R\mathcal{C}_{L,w,R}, pinning it down up to a single factor of LL: between Ω(Lw2R2/n)Ω(Lw^2R^2/n) and O~(L2w2R2/n)\tilde{O}(L^2w^2R^2/n). We then show the NTK estimator sits exponentially\textbf{exponentially} above this floor whenever the two complexities decouple: for the depth-LL iterated sawtooth, NTK regression needs Ω(4L)Ω(4^L) samples while the minimax floor is polynomial in LL. Numerical experiments confirm the theoretical claims: on bandlimited smooth targets, the NTK is competitive or better, while on the hypercube sparse-parity model, a standard two-layer network beats the NTK by four to six orders of magnitude in test error. The gap is thus a function-space property, a mismatch between the kernel's smoothness bias and the target's compositional structure, rather than a generic kernel-versus-network phenomenon.
Arkaprabha Ganguli, Emil Constantinescu
Jul 6, 2026stat.ML

Deep Neural Variation Spaces: A Unifying Perspective on Depth and Complexity

We develop a unified function space theory of deep fully connected neural networks. Functions in our spaces are defined recursively as 1\ell^1-bounded linear combinations of activated functions from preceding layers, with a dictionary of affine functions at the first layer. Unlike existing theories that are largely specialized to homogeneous activations such as the ReLU, our framework provides a meaningful notion of functional complexity for deep networks with a broad range of homogeneous and non-homogeneous activation functions commonly used in practice. This simple construction unites several seemingly disparate ideas from the literature, including norm-based complexity bounds and variational characterizations of depth, and facilitates novel analyses of what kinds of functions deep norm-constrained networks can represent. To this end, we prove a novel representer theorem for our spaces and establish novel function-space complexity bounds showing that the associated function classes remain qualitatively small at arbitrary depth. In the univariate ReLU case, we prove a "depth saturation" result: depth in this setting yields only a small constant rescaling of the function class, with no added functional diversity. As a consequence, we show that deep norm-controlled ReLU functions in any dimension cannot exhibit high frequencies along any direction. This finding reveals that some commonly cited expressivity benefits of depth disappear once network complexity is controlled by an appropriate function space norm, rather than parameter count or other representational costs that permit compounded rescaling across layers. Overall, our results illustrate how a function space perspective yields new structural insights into the relationship between depth and complexity.
Julia Nakhleh, Robert D. Nowak
Jul 6, 2026stat.ML

Non-asymptotic Convergence of Stochastic Gradient Descent in Score-based Generative Models

Score-based Generative Models (SGMs) have achieved impressive performance in data generation across a wide range of applications. While the statistical properties of their sampling procedures are increasingly well understood, the optimization dynamics underlying their training remain less explored. SGMs are typically trained by minimizing a weighted denoising scorematching objective, yet optimization guarantees with stochastic gradients remain limited. In this work, we study Stochastic Gradient Descent (SGD) for SGMs, contributing results in two complementary regimes. First, for general score parameterizations, we establish a non-convex convergence rate for SGD on the weighted denoising score-matching objective, with explicit dependence on the schedule-dependent weighting factors. Second, for overparameterized two-layer ReLU networks, we develop a Neural Tangent Kernel analysis tailored to diffusion training with stochastic gradients, yielding score-approximation error bounds along the SGD trajectory. Finally, our analysis quantifies the role of the reweighting factor in the score approximation error, providing theoretical guidance for weighting choices used in practice.
Stanislas Strasman, Sobihan Surendran, Sylvain Le Corff
Jul 3, 2026cs.LG

Implicit Bias of SGD in Multivariate ReLU Networks: Effective Width Collapse

We study the implicit bias of noisy stochastic gradient descent in training wide two-layer ReLU networks for multivariate regression. In a mean-field regime, the training dynamics are approximated by a Wasserstein gradient flow that converges to a unique stationary measure. We characterize the structure of this stationary measure and the predictor it represents. We show that, despite the network being infinitely overparameterized, the learned predictor admits an effectively finite representation: the input weights and biases align along finitely many directions, leading to an effective width collapse. In particular, the solution function is continuous piecewise affine, with affine regions determined by the cells of a finite hyperplane arrangement. The number of learned directions, and hence hyperplanes, is bounded above by 2P12\mathcal{P}-1, where P\mathcal{P} denotes the number of linear dichotomies realizable on the training inputs. We further establish a non-redundancy property of the learned representation by proving that each learned direction induces a unique ternary activation pattern on the training data. Consequently, the complexity of the learned predictor is governed by the combinatorial geometry of the training data.
Shuang Liang, Tom Jacobs, Guido Montúfar
Jun 29, 2026math.LO

Fast approximation and learning of binary classification tasks in o-minimal structures using ReLU neural networks

We study binary classification problems whose decision sets are given by definable sets in o-minimal expansions of the real field. Motivated by cell decomposition of definable sets, we introduce traceable sets as a classical proxy for definable decision regions and analyze their approximation by ReLU neural networks. Under uniform bounds on the number of connected components and suitable CmC^m extensions for the boundary functions, we prove that characteristic functions of traceable subsets of [1/2,1/2]n[-1/2,1/2]^n can be approximated in LpL^p to accuracy ε>0\varepsilon>0 by ReLU neural networks of size O(εp(n1)/m)\mathcal{O}(\varepsilon^{-p(n-1)/m}), with depth independent of ε\varepsilon and polynomially bounded weights. This establishes quantitative approximation rates for certain definable collections in o-minimal structures using ReLU neural networks. The same approach also yields the stated approximation rates for a subclass of definable maps [1/2,1/2]nR[-1/2,1/2]^n \to \mathbb{R}. We then combine the approximation capabilities with entropy estimates for ReLU neural network classes to obtain statistical learning rates for empirical risk minimization with hinge loss. For NN uniformly distributed samples, the resulting classifiers achieve expected misclassification error of order Nm/(m+pnp)N^{-m/(m+pn-p)} up to an arbitrarily small polynomial loss.
Clemens Kinn, Philipp Petersen
Jun 29, 2026stat.ML

SGD Provably Prioritizes a Shortcut Spurious Feature in the XOR Model

Neural networks are known to be susceptible to over-reliance on spurious correlations. However, the precise mechanism by which models exploit shortcut features is not fully understood, and algorithms to mitigate this behavior rely on as yet unjustified assumptions about the learned representations. In this work, we provide the first end-to-end theoretical characterization of spurious feature learning for two-layer ReLU neural networks trained by online minibatch SGD on the logistic loss. We consider data drawn from the high-dimensional Boolean hypercube with a quadratic signal function (namely XOR) and a linear spurious correlation. We show that SGD learns the spurious feature first, and exponentially fast. Moreover, the optimization dynamics couple the spurious and signal features, with a stronger spurious component inhibiting signal feature learning. Our analysis reveals precise phase transitions in the learning dynamics. In the first phase, alignment between the signs of the spurious feature and second-layer weight drives rapid growth of the spurious feature. In the second phase, large majority group margin slows learning and the signal feature remains suppressed. When the spurious correlation is maximally strong, we show theoretically that the spurious feature dominates even at the sample complexity threshold where XOR would be learned in isolation (i.e., if the spurious feature was absent). In contrast, when the correlation strength is constant, we provide preliminary empirical evidence that the model can eventually learn the XOR signal, although the spurious feature is not forgotten.
Tyler LaBonte, Vidya Muthukumar
Jun 16, 2026cs.LG

Conservation Laws for Modern Neural Architectures

Understanding gradient descent dynamics is key to explaining the success of over-parameterized models, where implicit bias manifests through conservation laws in gradient flow. While such laws are well understood for linear and ReLU networks, they remain largely unexplored for modern architectures. This work develops a unified framework to characterize conservation laws for contemporary models, including feedforward networks with GELU, SiLU, and SwiGLU activations, multihead attention with sinusoidal and rotary positional encodings, and Mixture-of-Experts architectures under diverse gating designs. Our theoretical findings are supported by experiments that validate the predicted invariants.
Viet-Hoang Tran, Vinh Khanh Bui, Tan Lai Ngoc +3
Jun 6, 2026cs.LG

Layer-wise Derivative Controlled Networks Achieve Competitive Accuracy and Gradient Stability Across Data Regimes

Derivative-controlled networks based on ChainzRule (CR) combine cubic polynomial layers with a lightweight forward-mode per-layer Jacobian penalty (DREG). In this second paper of a multi-part series, we evaluate the generalization properties of CR across data regimes. We ablate the shape of the DREG coefficient schedule, demonstrating that the optimal annealing range depends on representation noise. On the Pima Diabetes dataset, CR achieves strong low-data performance and maintains a consistent accuracy advantage over baselines from 5% to 100% training data, supported by exceptionally stable gradient tail ratios (\sim1.01--1.02 vs. 1.07--1.09 for ReLU networks). Extensions to SST-5 show competitive or superior results in both frozen-embedding and BERT fine-tuned regimes, including outperforming prior BERT baselines despite substantially less training data. These results are statistically significant: CR achieves superior accuracy over the strongest published baselines we could identify on both datasets (p<0.05p < 0.05). These results establish that layer-wise derivative control induces a structural inductive bias toward low-frequency, stable representations that generalizes robustly across tabular and NLP domains, data volumes, and representation qualities. The gradient tail ratio serves as a reliable, label-free diagnostic of generalization capability.
Rowan Martnishn
Jun 5, 2026cs.LG

Characterizing the Discrete Geometry of ReLU Networks

It is well established that ReLU networks define continuous piecewise-linear functions, and that their linear regions are polyhedra in the input space. These regions form a complex that fully partitions the input space. The way these regions fit together is fundamental to the behavior of the network, as nonlinearities occur only at the boundaries where these regions connect. However, relatively little is known about the geometry of these complexes beyond bounds on the total number of regions, and calculating the complex exactly is intractable for most networks. In this work, we prove new theoretical results about these complexes that hold for all fully-connected ReLU networks, specifically about their connectivity graphs in which nodes correspond to regions and edges exist between each pair of regions connected by a face. We find that the average degree of this graph is upper bounded by twice the input dimension regardless of the width and depth of the network, and that the diameter of this graph has an upper bound that does not depend on input dimension, despite the number of regions increasing exponentially with input dimension. We corroborate our findings through experiments with networks trained on both synthetic and real-world data, which provide additional insight into the geometry of ReLU networks. Code to reproduce our results can be found at https://github.com/bl-ake/ICLR-2026.
Blake B. Gaines, Jinbo Bi
Jun 4, 2026stat.ML

Optimal Rates for Generalization of Gradient Descent Methods with Deep Neural Networks

Recent progress has been made in understanding the statistical generalization performance of gradient descent methods for overparameterized neural networks within the neural tangent kernel (NTK) regime. However, most of the existing work on regression problems is limited to shallow network architectures, leaving a notable gap in the theory of deep neural networks. This paper addresses this gap by presenting a comprehensive generalization analysis for deep ReLU networks trained using gradient descent (GD) and stochastic gradient descent (SGD). Specifically, we establish the first known minimax-optimal rates of excess population risk for both GD and SGD with deep ReLU networks, under the assumption that the network width scales polynomially with respect to the network depth and training sample size. Our results demonstrate that with sufficient width, gradient descent methods for deep ReLU networks can achieve optimal generalization rates on par with kernel methods.
Junyu Zhou, Puyu Wang, Yunwen Lei +2
Jun 4, 2026cs.LG

Mitigating the Curse of Dimensionality in Uniform Convergence of Deep Neural Networks via Smooth Activations

This paper establishes a theoretical framework for the uniform convergence of smoothly activated deep neural network (DNN) estimators. While standard ReLU networks achieve minimax-optimal rates in the L2(P)L^2(P) norm for various nonparametric regression tasks, we establish a theoretical lower bound demonstrating that least-squares ReLU estimators can suffer from the curse of dimensionality in their uniform convergence behavior. Motivated by the need for reliable uniform guarantees in downstream tasks requiring worst-case reliability, we address this limitation by analyzing smoothly activated DNNs (smooth DNNs), encompassing both feedforward and residual structures. We establish novel pseudo-dimension bounds, non-asymptotic approximation guarantees, and Hölder-norm bounds for the approximators of these models. Leveraging these results, we derive non-asymptotic uniform convergence rates for smooth DNN estimators across multiple statistical contexts, including Huber, least-squares, quantile, and logistic regression. We prove that smooth DNNs can mitigate the {curse of dimensionality} in uniform convergence by adaptively exploiting the low-dimensional hierarchical composition structure of the target function. Supported by both simulation studies and a real-world application, our results position smooth DNNs as a theoretically grounded and practically viable alternative to ReLU networks for statistical learning tasks requiring uniform guarantees.
Yizhe Ding, Runze Li, Jia Liu +1
Jun 3, 2026cs.LG

When Both Layers Learn: Training Dynamics of Representing Linear Models via ReLU Networks

In this paper, we study the gradient descent dynamics for jointly training both layers of a one-hidden-layer ReLU network to fit a linear target function. Concretely, we consider a realizable setting where inputs are drawn i.i.d. from a Gaussian distribution and labels follow a planted linear model. This stylized framework captures salient features of end-to-end training in inverse problems and certain auto-encoder models. Despite its apparent simplicity, the dynamics remain poorly understood, in part because the loss landscape contains multiple non-strict saddle points, making it unclear why gradient descent from random initialization reliably escapes bad stationary regions. We provide a detailed characterization of the optimization landscape and prove that gradient descent from a moderately small random initialization-simultaneously training both layers-converges to a global minimizer at a linear rate with order-wise optimal sample complexity. Our analysis tracks the trajectory through three phases: an alignment phase in which hidden weights progressively align with the planted direction while the output weights maintain the correct sign pattern; a growth phase in which the norms of both layers increase while preserving alignment; and a local refinement phase in which the aligned neurons rapidly converge to the planted direction, yielding fast local convergence. To rigorously show that GD avoids non-strict saddles, we develop trajectory-level control arguments for the end-to-end dynamics. In addition, we establish novel uniform concentration results that hold along the entire trajectory, and are essential for obtaining order-wise optimal sample complexity. We corroborate our theory with extensive experiments across a range of configurations.
Berk Tinaz, Changzhi Xie, Mahdi Soltanolkotabi
May 29, 2026stat.ML

Approximation and learning of anisotropic and mixed smooth functions by deep ReLU neural networks

This paper studies how efficiently deep ReLU neural networks can approximate and learn smooth functions. When the error is measured in Lp([0,1]d)L^p([0,1]^d) norm and the approximator is a network with width WW and depth LL, recent works have proven the supper approximation rate O((WL)2s/d)\mathcal{O}((WL)^{-2s/d}) for Besov space Bq,rs([0,1]d)\mathcal{B}^s_{q,r}([0,1]^d) under the Sobolev embedding condition s/d>1/q1/ps/d>1/q-1/p. In order to overcome the curse of dimensionality in this rate, we extent this result to anisotropic and mixed smooth function classes. We establish the approximation rate O((WL)2s~)\mathcal{O}((WL)^{-2\tilde{s}}) for anisotropic Besov space Bq,rs([0,1]d)\mathcal{B}^{\boldsymbol{s}}_{q,r}([0,1]^d) with anisotropic smoothness s=(s1,,sd)\boldsymbol{s}=(s_1,\dots,s_d) under the embedding condition s~>1/q1/p\tilde{s} > 1/q-1/p, where the mean smoothness s~=(i=1dsi1)1\tilde{s} = (\sum_{i=1}^d s_i^{-1})^{-1}. For mixed smooth Besov space MBq,rs([0,1]d)\mathcal{MB}^s_{q,r}([0,1]^d) with mixed smoothness s>1/q1/ps>1/q-1/p, we show that the approximation rate O((WL)2s)\mathcal{O}((WL)^{-2s}) holds up to logarithmic factors. Using these results, we also derive approximation bounds for the composition of anisotropic Besov functions. As an application, it is shown that deep ReLU neural networks can achieve minimax optimal rates up to logarithmic factors for a wide range of smooth function classes.
Yunfei Yang, Jun Fan
May 26, 2026cs.LG

Mildly Overparameterized ReLU Networks on Orthogonal Data: Incremental Learning and Implicit Bias

The successful training of neural networks hinges on the use of first order optimization methods, yet the theoretical characterization of these methods remains incomplete. This is especially true in settings with mild overparameterization. In this work, we study the gradient flow dynamics of two-layer ReLU networks from small initialization with orthogonal training data. We prove the limiting flow converges to a saddle-to-saddle jump process as the initialization scale tends to zero, revealing an incremental learning phenomenon in which a new neuron activates at each saddle. This analysis recovers the known result of Dana et al. (2025, arXiv:2502.16977) that the network interpolates the training data with high probability as soon as mlog(n)m \gtrsim \log(n), where mm is the network width and nn is the number of training samples. This incremental process characterization also allows us to derive a novel implicit bias result: the learned interpolator has a squared 2\ell_2-norm scaling as n\sqrt{n}, which is within a constant factor of the minimal 2\ell_2-norm interpolator. More broadly, our work provides the first rigorous proof of an incremental learning process for ReLU networks, whilst suggesting mildly overparameterized networks can converge to interpolating solutions whose complexity is of the same order as that of the optimal interpolator.
James Town, Etienne Boursier, Ben Lewis +2
May 18, 2026cs.LG

Riemannian Networks over Full-Rank Correlation Matrices

Representations on the Symmetric Positive Definite (SPD) manifold have garnered significant attention across different applications. In contrast, the manifold of full-rank correlation matrices, a normalized alternative to SPD matrices, remains largely underexplored. This paper introduces Riemannian networks over the correlation manifold, leveraging five recently developed correlation geometries. We systematically extend basic layers, including Multinomial Logistic Regression (MLR), Fully Connected (FC), and convolutional layers, to these geometries. Besides, we present methods for accurate backpropagation for two correlation geometries. Experiments comparing our approach against existing SPD and Grassmannian networks demonstrate its effectiveness.
Ziheng Chen, Xiaojun Wu, Bernhard Schölkopf +1
May 18, 2026cs.LG

A Geometric Analysis of Sign-Magnitude Asymmetry in a ReLU + RMSNorm Block under Ternary Quantization

Pre-norm Transformers with RMSNorm tolerate ternary {-1,0,+1} weight quantization with surprisingly small loss (Ma et al., 2024). We give a geometric explanation via sign-magnitude decomposition of weight perturbations. In a two-layer ReLU + RMSNorm model with i.i.d. Gaussian weights, sign-flips produce π/(π2)2.75π/(π-2) \approx 2.75 times more transverse output energy than sign-preserving magnitude perturbations of equal Frobenius norm, as the flip rate p0p \to 0 (Theorem 3). The mechanism: ReLU creates a hidden-space directional asymmetry between the two perturbation types, which RMSNorm's transverse-projection Fréchet derivative selectively exposes. Sign-quantization error is itself a sign-preserving perturbation with angular alignment cos22/π\cos^2 \to 2/π (Theorem 4); its post-ReLU radial fraction (0.3650.365) matches the pre-ReLU value 12/π1-2/π within 0.4%0.4\%, so ReLU is approximately transparent to ternary error. Multi-layer compounding of the 2.75×2.75\times factor is not experimentally supported; the gap to real-model sign sensitivity arises from outlier features violating delocalization. For an input dimension with amplitude αα, a single sign-flip produces post-ReLU energy amplified by Rnα2R \approx nα^2 relative to a delocalized entry. On TinyLlama-1.1B, at linear response (p0.5%p \leq 0.5\%), count-matched NLL leverage stabilizes at 10×nE[α2]\sim 10\times \approx n\mathbb{E}[α^2], matching the per-entry theory; the all-column NLL ratio of 5.0×5.0\times falls within Rcol19R_{\mathrm{col}} \leq 19 (67×67\times PPL gap reflects metric nonlinearity). Measured outlier αα at layer 12 (median 0.0240.024, max 0.260.26) confirms heavy-tailed concentration. The Bussgang constant 2/π2/π, RMSNorm geometry, and ReLU half-space structure together explain sign-magnitude asymmetry in pre-norm models, with Rnα2R \propto nα^2 accounting for real-model deviations.
Lei Dong
May 18, 2026stat.ML

Shallow ReLUs^s Networks in LpL^p-Type and Sobolev Spaces: Approximation and Path-Norm Controlled Generalization

This paper studies approximation by shallow ReLUs^s networks, σs(t)=max{0,t}sσ_s(t)=\max\{0,t\}^s, together with their generalization behavior under 1\ell_1 path-norm control. For the LpL^p-type integral spaces F~p,τd,s\widetilde{\mathcal{F}}_{p,τ_d,s}, 1p21\le p\le2, spherical harmonic analysis yields approximation bounds for shallow networks. In particular, when τdτ_d is the uniform measure and 1p<21\le p<2, the approximation rate is O ⁣(mp(2s+2d+1)2d2dp)O\!\left(m^{-\frac{p(2s+2d+1)-2d}{2dp}}\right) for 1pp1\le p\le p^* and O ⁣(mp(4s+3d1)2d+24dp)O\!\left(m^{-\frac{p(4s+3d-1)-2d+2}{4dp}}\right) for p<p<2p^*<p<2, where p=2d+2d+3p^*=\frac{2d+2}{d+3}. Approximation bounds for Sobolev spaces Wα,pW^{α,p}, 1p<21\le p<2, are obtained through embeddings into spectral Barron spaces. For nonparametric regression with sub-Gaussian noise, path-norm-regularized shallow ReLUs^s networks achieve minimax-optimal rates O ⁣(nd+2s+12d+2s+1logn)O\!\left(n^{-\frac{d+2s+1}{2d+2s+1}}\log n\right) over Bs\mathscr{B}_s and O ⁣(n2α2α+dlogn)O\!\left(n^{-\frac{2α}{2α+d}}\log n\right) over Wα,W^{α,\infty}, with matching lower bounds up to logarithmic factors.
Weizhao Li, Fanghui Liu, Lei Shi
May 18, 2026cs.LG

The Symmetries of Three-Layer ReLU Networks

We develop a framework for analyzing parameter symmetries in deep ReLU networks and obtain a complete characterization of the generic parameter fibers for three-layer bottleneck architectures. Our approach provides explicit semi-algebraic descriptions of these fibers and yields a polynomial time algorithm for deciding functional equivalence of two parameters. The symmetries include discrete and continuous transformations arising from layer composition, and depend on whether deeper layers hide or preserve geometric structure from preceding layers. Finally, we show that some of these symmetries induce local conservation laws along gradient flow, while others do not.
Johanna Marie Gegenfurtner, Moritz Grillo, Guido Montúfar
May 12, 2026cs.LG

Lower bounds for one-layer transformers that compute parity

This note shows that no self-attention layer post-processed by a rational function can sign-represent the parity function unless the product of the number of heads and the degree of the post-processing function grows linearly with the input length. Combining this lower bound with rational approximation of ReLU networks yields a margin-dependent extension for self-attention layers post-processed by ReLU networks.
Daniel Hsu
May 11, 2026cs.LG

Causal Explanations from the Geometric Properties of ReLU Neural Networks

Neural networks have proved an effective means of learning control policies for autonomous systems, but these learned policies are difficult to understand due to the black-box nature of neural networks. This lack of interpretability makes safety assurance for such autonomous systems challenging. The fields of eXplainable Artificial Intelligence (XAI) and eXplainable Reinforcement Learning (XRL) aim to interpret the decision making processes of neural networks and autonomous agents, respectively. In particular, work on causal explanations aims to provide "why" and "why not" explanations for why a model made a given decision. However, most of the work on explainability to date utilises a distilled version of the original model. While this distilled policy is interpretable, it necessarily degrades in performance significantly when compared to the original model, and is not guaranteed to be an accurate reflection of the decision making processes in the original model and as such cannot be used to guarantee its safety. Recent work on understanding the geometry of ReLU neural networks shows that a ReLU network corresponds to a piecewise linear function divided into regions defined by an n-dimensional convex polytope. Through this lens, a neural network can be understood as dividing the input space into distinct regions which apply a single linear function for each output neuron. We show that this geometric representation can be used to generate causal explanations for the network's behaviour similar to previous work, but which extracts rules directly from the geometry of Neural Networks with the ReLU activation function, and is therefore an accurate reflection of the network's behaviour.
Hector Woods, Philippa Ryan, Rob Alexander
May 11, 2026cs.AI

Optimizer-Induced Mode Connectivity: From AdamW to Muon

Mode connectivity has been widely studied, yet the role of the optimizer remains underexplored. We revisit it through optimizer-induced implicit regularization, asking how connectivity behaves when restricted to solutions constrained by a given optimizer. For two-layer ReLU networks, we show that solutions from a single optimizer -- AdamW, Muon, or others in the Lion-K\mathcal{K} family -- form a connected set at sufficiently large width, a result not implied by prior work. We then characterize how optimizer-induced regions interact: at large width two different regions can be disjoint or overlap depending on regularization, while in our small-width example AdamW and Muon converge to disconnected zero-loss components separated by a provable loss barrier. Empirically, in GPT-2 pretraining, we observe same-optimizer paths preserve each model's spectrum while cross-optimizer paths traverse a smooth transition. Our results reveal optimizer-dependent structure beyond classical mode connectivity literature.
Fangzhao Zhang, Sungyoon Kim, Erica Zhang +2
May 8, 2026cs.LG

Transformers Can Implement Preconditioned Richardson Iteration for In-Context Gaussian Kernel Regression

Mechanistic accounts of in-context learning (ICL) have identified iterative algorithms for linear regression and related linear prediction tasks, often using linear or ReLU attention variants. For nonlinear ICL, prior work has related softmax and kernelized attention to functional-gradient-type dynamics, but it remains unclear whether a standard transformer with softmax attention can implement a convergent solver with an end-to-end prediction-error guarantee. In this paper, we study in-context kernel ridge regression (KRR) with Gaussian kernels and show that a standard softmax-attention transformer can approximate the KRR predictor during its forward pass by implementing preconditioned Richardson iteration on the associated kernel linear system. Under bounded-data assumptions, we construct a single-head transformer with O(log(1/ε))O(\log(1/ε)) blocks and MLP width O(N/ε)O(\sqrt{N/ε}) that achieves εε-accurate prediction for prompts of length NN. Our construction reveals a functional decomposition within the transformer architecture: softmax attention produces a row-normalized Gaussian-kernel operator needed for cross-token interactions, while ReLU MLP layers act locally to approximate the intra-token scalar arithmetic required by the update. Empirically, we train GPT-2-style transformers on Gaussian-process regression tasks to further test the preconditioned Richardson interpretation. Through linear probing, we compare the transformer's layer-wise predictions with the step-wise outputs of classical KRR solvers and find that its error profiles align most consistently with preconditioned Richardson iteration. Ablation studies further support this interpretation. Together, our theory and experiments identify preconditioned Richardson iteration as a concrete mechanism that softmax-attention transformers can realize for nonlinear in-context Gaussian-kernel regression.
Mingsong Yan, Dongyang Li, Charles Kulick +1
May 7, 2026stat.ML

ConquerNet: Convolution-Smoothed Quantile ReLU Neural Networks with Minimax Guarantees

Quantile regression is a fundamental tool for distributional learning but poses significant optimization challenges for deep models due to the non-smoothness of the pinball loss. We propose ConquerNet, a class of \textbf{con}volution-smoothed \textbf{qu}antil\textbf{e} \textbf{R}eLU neural \textbf{net}works, which yield smooth objectives while preserving the underlying quantile structure. We establish general nonasymptotic risk bounds for ConquerNet under mild conditions, providing minimax guarantees over Besov function classes. In numerical studies, we demonstrate that the proposed approach outperforms standard quantile neural networks at multiple quantile levels, showing improved estimation accuracy and training efficiency across the board, with particularly pronounced advantages at high and low quantiles.
Tianpai Luo, Fangwei Wu, Weichi Wu
May 5, 2026cs.LG

Most ReLU Networks Admit Identifiable Parameters

We study the realization map of deep ReLU networks, focusing on when a function determines its parameters up to scaling and permutation. To analyze hidden redundancies beyond these standard symmetries, we introduce a framework based on weighted polyhedral complexes. Our main result shows that for every architecture whose input and hidden layers have width at least two, there exists an open set of identifiable parameters. This implies that the functional dimension of every such architecture is exactly the number of parameters minus the number of hidden neurons. We further show that minimal functional representations can still have non-trivial parameter redundancies. Finally, we establish a generic depth hierarchy, whereby for an open set of parameters the realized function cannot be represented generically by any shallower network.
Moritz Grillo, Guido Montúfar
May 3, 2026cs.LG

A PyTorch Library of Turing-Complete Neural Networks

We present a PyTorch package that compiles neural networks and their weights from Turing machine descriptions, producing models that exactly simulate the specified machine without any training. Given a transition function and a set of terminal states, the package constructs a model whose forward pass corresponds to one step of the Turing machine. Two architectures are implemented, each realizing a different theoretical result: (1) a transformer with self-attention, cross-attention, and feedforward layers based on Wei, Chen, and Ma (2021), and (2) a recurrent network based on Siegelmann and Sontag (1995) that encodes the stack in a Cantor set. We develop the constructions from first principles, showing how ReLU networks implement Boolean circuits (AND, OR, NOT, XOR gates and their composition into DNF formulas and binary adders) and how hard attention implements positional lookup on the tape. The package serves as a concrete, runnable reference for the symbolic-neural bridge, and as a foundation for future work on the stability of constructed solutions under gradient-based optimization. Code is available at https://github.com/jonrbates/turing.
Jonathan Bates
Apr 28, 2026cs.LG

On Halting vs Converging in Recurrent Graph Neural Networks

Recurrent Graph Neural Networks (RGNNs) extend standard GNNs by iterating message-passing until some stopping condition is met. Various RGNN models have been proposed in the literature. In this paper, we study three such models: converging RGNNs, where all vertex representations must stabilise; output-converging RGNNs, where only the output classifications must stabilise; and halting RGNNs, where a per-vertex halting classifier determines when to stop. We establish expressiveness relationships between these models: over undirected graphs, converging RGNNs are equally expressive as graded-bisimulation-invariant halting RGNNs, while output-converging RGNNs are at least as expressive. Combined with prior results on halting RGNNs, this shows that, relative to the classifiers expressible in monadic second-order logic (MSO), converging RGNNs express exactly the graded modal μμ-calculus (μμGML), and output-converging RGNNs express at least μμGML. These results hold even when restricting to ReLU networks with sum aggregation. The main technical challenge is simulating halting RGNNs by converging ones: without a global halting classifier, vertices may locally decide to halt at different times, causing desynchronisation. We develop a "traffic-light" protocol that enables vertices to coordinate despite this asynchrony. Our results answer an open question from Bollen et al. (2025) and show that the RGNN model of Pflueger et al. (2024) retains full μμGML expressiveness even when convergence is guaranteed.
Jeroen Bollen, Stijn Vansummeren
Apr 25, 2026stat.ML

Explicit integral representations and quantitative bounds for two-layer ReLU networks

An approach to construct explicit integral representations for two-layer ReLU networks is presented, which provides relatively simple representations for any multivariate polynomial. Quantitative bounds are provided for a particular, sharpened ReLU integral representation, which involves a harmonic extension and a projection. The bounds demonstrate that functions can be approximated with L2(D)L^{2}(\mathcal{D}) errors that do not depend explicitly on dimension or degree, but rather the coefficients of their monomial expansions and the distribution D\mathcal{D}. We also present a connection to the RKHS of the exponential kernel K(x,y)=exp(x,y)K(x,y)=\exp\left(\left\langle x,y\right\rangle \right), and a very simple integral representation involving additionally multiplication via a fixed function which has better quantitative bounds.
Anthony Lee
Apr 24, 2026math.OC

Relaxation-Informed Training of Neural Network Surrogate Models

ReLU neural networks trained as surrogate models can be embedded exactly in mixed-integer linear programs (MILPs), enabling global optimization over the learned function. The tractability of the resulting MILP depends on structural properties of the network, i.e., the number of binary variables in associated formulations and the tightness of the continuous LP relaxation. These properties are determined during training, yet standard training objectives (prediction loss with classical weight regularization) offer no mechanism to directly control them. This work studies training regularizers that directly target downstream MILP tractability. Specifically, we propose simple bound-based regularizers that penalize the big-M constants of MILP formulations and/or the number of unstable neurons. Moreover, we introduce an LP relaxation gap regularizer that explicitly penalizes the per-sample gap of the continuous relaxation at training points. We derive its associated gradient and provide an implementation from LP dual variables without custom automatic differentiation tools. We show that combining the above regularizers can approximate the full total derivative of the LP gap with respect to the network parameters, capturing both direct and indirect sensitivities. Experiments on non-convex benchmark functions and a two-stage stochastic programming problem with quantile neural network surrogates demonstrate that the proposed regularizers can reduce MILP solve times by up to four orders of magnitude relative to an unregularized baseline, while maintaining competitive surrogate model accuracy.
Calvin Tsay
Apr 15, 2026cs.LG

A Complete Symmetry Classification of Shallow ReLU Networks

Parameter space is not function space for neural network architectures. This fact, investigated as early as the 1990s under terms such as reverse engineering," or parameter identifiability", has led to the natural question of parameter space symmetries\textemdash the study of distinct parameters in neural architectures which realize the same function. Indeed, the quotient space obtained by identifying parameters giving rise to the same function, called the \textit{neuromanifold}, has been shown in some cases to have rich geometric properties, impacting optimization dynamics. Thus far, techniques towards complete classifications have required the analyticity of the activation function, notably excising the important case of ReLU. Here, in contrast, we exploit the non-differentiability of the ReLU activation to provide a complete classification of the symmetries in the shallow case.
Pranavkrishnan Ramakrishnan
Feb 27, 2026cs.LG

Causal Mechanism Reduction: Mechanism Replacement for Neural Network Pruning and Abstraction

Which internal mechanisms of a neural network can be replaced while preserving the computation it performs? Structured pruning asks for smaller deployable networks; causal abstraction asks for high-level models that commute with interventions. We introduce causal mechanism reduction (CMR), a framework that treats a trained network as a deterministic structural causal model and replaces selected internal variables by constants or affine functions of retained variables. These replacements compile exactly into smaller dense networks by bias and weight folding, and induce reduced causal models testable with interchange interventions. We derive a unified second-order replacement-risk objective whose special cases recover mean replacement, variance-based pruning (VBP), logit-distortion scoring, and affine neuron merging, together with a margin-based certificate linking logit distortion to interchange-intervention agreement. The framework also exposes a basic invariance requirement: functionally identical ReLU networks should induce the same reduction. Under exact positive-scaling reparameterizations, VBP's kept set collapses to chance-level overlap while the logit-distortion score is exactly invariant. Empirically, CMR variants are competitive with VBP under matched fine-tuning of DeiT-Tiny on ImageNet-100; the clearer separation appears in the invariance and interchange tests, where the logit-distortion score preserves kept sets and consistently improves distributional fidelity. CMR thus gives pruning, compilation, and causal-abstraction verification a common object to optimize and verify.
Amir Asiaee
Jan 30, 2026cs.AI

Complete Identification of Deep ReLU Networks through Łukasiewicz Logic

Two deep ReLU networks can have entirely different architectures and parameters, yet realize the same function. We provide a complete characterization of this nonuniqueness. This is effected by building a symbolic calculus for deep ReLU networks, equivalence and simplification of networks becoming derivation of formulae, in close parallel to Shannon's analysis of switching circuits through Boolean logic. Inspired by Shannon, who turned circuit synthesis into the manipulation of Boolean formulae by the axioms of Boolean algebra, we turn ReLU network identification into the derivation of Łukasiewicz formulae by the axioms of many-valued (MV) logic. Two non-degenerate ReLU networks realize the same function on the unit cube if and only if one is obtained from the other by finitely many applications of the MV axioms for integer weights and biases, the divisible MV axioms for rational ones, and the Riesz MV axioms for real ones. The MV logic axioms characterize all symmetries of ReLU networks, the single-layer ones, which for tanh networks are the only kind, and the deep ones, spanning three or more layers. Our framework consists of three steps, an extraction algorithm turning a network into a substitution graph, whose represented formula has the network's input-output map as its truth function, a completeness theorem, by which functionally equivalent formulae are interderivable, and a construction algorithm returning from graphs to networks. The substitution graph is layered, carrying at each node a formula in the variables of the layer feeding it, encodes the network uniquely, and induces a new normal form for MV logic, compositional rather than flat as in the literature, hence retaining the algebraic structure of the network, with three local operations--node rewrite, layer collapse, layer expansion--realizing every derivation.
Yani Zhang, Helmut Bölcskei
Sep 26, 2025cs.CC

Parameterized Hardness of Zonotope Containment and Neural Network Verification

Neural networks with ReLU activations are a widely used model in machine learning. It is thus important to have a profound understanding of the properties of the functions computed by such networks. Recently, there has been increasing interest in the (parameterized) computational complexity of determining these properties. In this work, we close several gaps and resolve an open problem posed by Froese et al. [COLT '25] regarding the parameterized complexity of various problems related to network verification. In particular, we prove that, for all 2\ell\ge 2, deciding positivity (and thus surjectivity) of a function f:RdRf:\mathbb{R}^d\to\mathbb{R} computed by an \ell-layer ReLU network is W[1\ell-1]-hard when parameterized by the input dimension dd. The case =2\ell=2 implies that zonotope non-containment (a problem that is of independent interest in computational geometry, control theory, and robotics) is W[1]-hard with respect to the ambient dimension dd. Moreover, we show that approximating the maximum within any multiplicative factor and computing the LpL_p-Lipschitz constant for p(0,]p\in(0,\infty] in \ell-layer networks is NP-hard and W[1\ell-1]-hard with respect to dd. For 3\ell\ge 3, approximating the LpL_p-Lipschitz constant is NP- and W[2\ell-2]-hard. We further show that the above problems are NP- and W[tt]-hard (for all t1t\ge 1) with respect to \ell for constant dd. Notably, our hardness results imply that the naive enumeration-based methods for these fundamental problems running in n(1)dpoly(N)n^{(\ell-1) d}\cdot\operatorname{poly}(N) time are all essentially optimal under the Exponential Time Hypothesis.
Vincent Froese, Moritz Grillo, Christoph Hertrich +1
Jun 24, 2025stat.ML

Near-optimal estimates for the p\ell^p-Lipschitz constants of deep random ReLU neural networks

This paper studies the p\ell^p-Lipschitz constants of ReLU neural networks Φ:RdRΦ: \mathbb{R}^d \to \mathbb{R} with random parameters for p[1,]p \in [1,\infty]. The distribution of the weights follows a variant of the He initialization. In the case of zero-bias networks, we derive high probability upper and lower bounds for wide networks that differ at most by a factor that is logarithmic in the network's depth. Remarkably, the behavior of the p\ell^p-Lipschitz constant varies significantly between the regimes p[1,2)p \in [1,2) and p[2,]p \in [2,\infty]. For p[2,]p \in [2,\infty], the p\ell^p-Lipschitz constant behaves similarly to gp\Vert g\Vert_{p'}, where gRdg \in \mathbb{R}^d is a dd-dimensional standard Gaussian vector and 1/p+1/p=11/p + 1/p' = 1. In contrast, for p[1,2)p \in [1,2), the p\ell^p-Lipschitz constant aligns more closely to g2\Vert g \Vert_{2}. We extend our analysis to networks with possibly non-zero biases drawn from arbitrary symmetric distributions. In this case, we obtain high probability upper and lower bounds that differ at most by a factor that is logarithmic in the network's width and linear in its depth.
Sjoerd Dirksen, Patrick Finke, Paul Geuchen +2
May 28, 2025cs.LG

Favorability of Loss Landscape with Weight Decay Requires Both Large Overparametrization and Initialization

The optimization of neural networks under weight decay remains poorly understood from a theoretical standpoint. While weight decay is standard practice in modern training procedures, most theoretical analyses focus on unregularized settings. In this work, we investigate the loss landscape of the 2\ell_2-regularized training loss for two-layer ReLU networks. We show that the landscape becomes benign -- i.e., free of spurious local minima -- under large overparametrization, specifically when the network width mm satisfies mmin(nd,2n)m \gtrsim \min(n^d, 2^n), where nn is the number of data points and dd the input dimension. More precisely in this regime, almost all constant activation regions contain a global minimum and no spurious local minima. We further show that this level of overparametrization is not only sufficient but also necessary via the example of orthogonal data. Finally, we demonstrate that such loss landscape results primarily hold relevance in the large initialization regime. In contrast, for small initializations -- corresponding to the feature learning regime -- optimization can still converge to spurious local minima, despite the global benignity of the landscape.
Etienne Boursier, Matthew Bowditch, Matthias Englert +1
Jul 13, 2023cs.LG

Deep Network Approximation: Beyond ReLU to Diverse Activation Functions

This paper explores the expressive power of deep neural networks for a diverse range of activation functions. An activation function set A\mathscr{A} is defined to encompass the majority of commonly used activation functions, such as ReLU\mathtt{ReLU}, LeakyReLU\mathtt{LeakyReLU}, ReLU2\mathtt{ReLU}^2, ELU\mathtt{ELU}, CELU\mathtt{CELU}, SELU\mathtt{SELU}, Softplus\mathtt{Softplus}, GELU\mathtt{GELU}, SiLU\mathtt{SiLU}, Swish\mathtt{Swish}, Mish\mathtt{Mish}, Sigmoid\mathtt{Sigmoid}, Tanh\mathtt{Tanh}, Arctan\mathtt{Arctan}, Softsign\mathtt{Softsign}, dSiLU\mathtt{dSiLU}, and SRS\mathtt{SRS}. We demonstrate that for any activation function ϱA\varrho\in \mathscr{A}, a ReLU\mathtt{ReLU} network of width NN and depth LL can be approximated to arbitrary precision by a ϱ\varrho-activated network of width 3N3N and depth 2L2L on any bounded set. This finding enables the extension of most approximation results achieved with ReLU\mathtt{ReLU} networks to a wide variety of other activation functions, albeit with slightly increased constants. Significantly, we establish that the (width,\,depth) scaling factors can be further reduced from (3,2)(3,2) to (1,1)(1,1) if ϱ\varrho falls within a specific subset of A\mathscr{A}. This subset includes activation functions such as ELU\mathtt{ELU}, CELU\mathtt{CELU}, SELU\mathtt{SELU}, Softplus\mathtt{Softplus}, GELU\mathtt{GELU}, SiLU\mathtt{SiLU}, Swish\mathtt{Swish}, and Mish\mathtt{Mish}.
Shijun Zhang, Jianfeng Lu, Hongkai Zhao