Retrieval-Augmented Generation

As retrieval-augmented generation (RAG) systems scale, it becomes increasingly challenging to ensure faithful grounding in external evidence. Large language models may still prioritize parametric knowledge over retrieved information when conflicts arise. We propose a novel training-free decoding framework, \emph{Grounded Decoding}, designed to improve factual consistency in RAG without modifying model parameters. Unlike standard approaches that rely on a single conditional distribution, our method constructs two matched-prompt distributions at every generation step: (1) a full RAG distribution conditioned on the query, retrieved documents, and generated prefix, and (2) a retrieval-only distribution conditioned solely on retrieved evidence and the same prefix. The final next-token distribution is derived as the unique solution to a KL-barycenter objective over the probability simplex, yielding a normalized geometric fusion of the two distributions.This formulation naturally recovers standard RAG when the grounding weight is zero and smoothly shifts probability mass toward retrieved evidence as grounding strength increases. We further introduce a conflict-aware adaptive weighting scheme that dynamically adjusts grounding based on distributional disagreement and retriever confidence. Experiments on ALCE, Natural Questions, and FActScore demonstrate consistent improvements in factual accuracy and citation quality over standard RAG and competitive decoding-time baselines, while maintaining fluency. Our results indicate that probability-level fusion provides a strong and efficient alternative to logit-level intervention methods for faithful RAG decoding.

Retrieval-Augmented Generation (RAG) systems are often evaluated using final answer accuracy, even though their failures can originate from preprocessing, retrieval, context packing, or generation. This paper presents a controlled empirical study of RAG sensitivity, robustness, and stability across 56 experimental runs. We evaluate how chunk size, retrieval depth (top k), embedding-based reranking, probabilistic retrieval noise, and repeated seeded runs affect retrieval, context packing, and generation behavior. Using a fixed 500-question QA subset mapped to 20,958 unique corpus contexts, we analyze both final answer metrics and intermediate failure modes. Across these experiments, retrieval-oriented metrics improved under broader retrieval settings, while downstream exact-match and F1 scores often behaved non-monotonically. We also observe preprocessing-induced answer loss under smaller chunk sizes, progressive degradation under retrieval corruption, and higher observed variance in broader retrieval regimes. These findings suggest that RAG evaluation should include sensitivity, robustness, stability, and multi-stage failure analysis rather than relying only on final answer accuracy.

Financial retrieval-augmented generation (RAG) systems typically rank evidence by textual relevance, but in financial markets evidence utility depends on event type, forecast horizon, and market context. We study news-triggered event-impact prediction as a point-in-time financial RAG problem. For each company-news anchor, the system retrieves financial news and SEC filing passages, appends a pre-decision market-context card, and predicts multi-horizon residual-return signals. Our method keeps the LLM frozen and adapts retrieval through an external Bayesian source memory updated from matured residual-return feedback. On a fixed 89-stock Nasdaq-oriented universe derived from the FinRL-DeepSeek/FNSPID task, using original FNSPID news and point-in-time EDGAR filing passages, Frozen Reader with Source Memory improves held-out macro-F1 from 0.438 to 0.471 and downstream portfolio Sharpe from 0.52 to 0.84 relative to Frozen Reader with No Memory. Supervised LoRA gives modest gains under static retrieval, but after source-memory adaptation, the LoRA reader does not improve over the frozen reader. These results suggest that, for financial RAG systems, learning where to retrieve can be as important as learning how to read, offering a modular route to market-feedback adaptation.

Retrieval-augmented generation (RAG) systems typically rely on a single retriever and a single set of hyperparameters, despite facing highly heterogeneous queries that range from simple factoid questions to complex multi-hop reasoning. We propose a method that automatically selects a small, diverse subset of retrievers (a portfolio) from a large pool of candidates, to cover different regions of the target query distribution. We formalize this setting via an expected best-of-$k$ objective over the query distribution and show that it admits an efficient portfolio construction algorithm with near-optimal guarantees. Across multiple QA benchmarks, our learned portfolios and router pipeline consistently outperform single-retriever and naive multi-retriever baselines on both retrieval metrics and answer quality. In addition, compared to inference-time hyperparameter tuning approaches, fixed portfolios enable parallel retrieval and LLM calls, achieving comparable (and sometimes better) accuracy with substantially lower latency and token cost.

Large Language Models (LLMs) have significantly advanced online data services, particularly in the domain of financial question answering (FinQA). However, such systems remain susceptible to numerical reasoning hallucinations, which critically undermine reliability in high-stakes financial applications. Although retrieval-augmented generation (RAG) has been widely adopted to ground responses in external knowledge, it introduces three persistent challenges: noise sensitivity, calculation fragility, and an auditability crisis. Existing model-centric approaches, which primarily focus on optimizing either the retriever or generator in isolation, still struggle to address these issues in an integrated manner. In this work, we pioneer a data-centric paradigm and propose a novel framework, the Data-centric Reasoning Compiler (DCRC). The framework operates through three cohesive phases: (1) adversarial data construction, which synthesizes training examples with controlled noise to teach robustness; (2) multi-stage training that cultivates a Data-centric Structuring Agent (DSA) capable of explicit evidence auditing and program synthesis; and (3) a compile-and-execute inference process, where the DSA transforms user queries and retrieved documents into verifiable, executable reasoning programs. This data-driven framework ensures faithful numerical reasoning by design. We conduct extensive experiments on established offline benchmarks and further validate our framework through deployment in a real-world online financial QA system.

Retrieval-augmented generation is intensively studied to ground large language models on external evidence. However, retrieving from a unified knowledge base could inevitably introduce irrelevant information that may mislead generation for complex reasoning. Inspired by the conditional computation of mixture of experts (MoE), where a router sparsely selects specialized experts alongside shared ones for each input, we propose \textbf{M}ixture \textbf{o}f experts for \textbf{G}raph-based Retrieval-Augmented Generation, i.e., \textbf{MoG}. It organizes knowledge into two core components: (i) diverse, always-accessible hub graphs that encode semantically and structurally central knowledge and provide contextual clues for expert activation, and (ii) sparsely activated expert graphs that contain domain-specific evidence. MoG first accesses hub graphs to identify general evidence and derive contextual clues. Then, a topology-aware router dynamically activates a limited set of expert graphs conditioned on the query, thereby confining retrieval to a focused evidence subspace. Extensive experiments on challenging benchmarks show that MoG consistently outperforms strong baselines, with over 20% relative improvement on MuSiQue. Our code is available in https://github.com/DEEP-PolyU/MoG.

Retrieval-Augmented Generation (RAG) supplements a language model's input with retrieved documents, yet most RAG pipelines inherit retrieval components designed for human readers. How retrieved content should be represented when the consumer is a large language model (LLM) rather than a human is less well understood. Recent work has proposed transformations of retrieved content and identified properties that affect generation, but each examines a single transformation or property in isolation, leaving open which features of a document's representation matter most. We address this with a controlled comparison: holding retrieval fixed, we vary only the representation of retrieved documents, comparing an original baseline against thirteen transformations spanning selection, summarisation, and reformulation, in query-dependent and query-independent variants. Across these fourteen representations we measure question-answering accuracy for four generators, and for each representation we also measure answer retention: whether a known answer-bearing document still supports its answer after transformation. We find that answer retention is the primary determinant of generator accuracy; notably, when retention is high, a representation's wording, structure, length, and query-dependence have limited effect. This suggests that accuracy gains attributed to specific mechanisms in prior work may be partly explained by how well those mechanisms preserve answer-bearing content, an attribution that cannot be settled without controlling for retention.

RAG-based legal assistants have been growing in popularity, but LLM hallucinations remain a key issue and potentially undermines justice. While benchmarks have been developed to evaluate progress, many rely on synthetic queries rather than realistic legal scenarios. Moreover, Canadian law remains underrepresented in existing evaluations. To address this gap, we introduce CanLegalRAGBench, a Canadian legal QA benchmark based on realistic queries and expert-annotated answers grounded in case law. Our evaluation shows that retrieval performance is sensitive to design choices and that open-source embedding models are competitive with closed source models. However, it also reveals the limitation of automatic evaluations that penalize systems for retrieving alternative relevant documents. We also find that generated answers often diverge from gold responses, either with hallucinations or by producing overly detailed or irrelevant content, with 8-29% of claims not being supported by the retrieved documents. We hope this benchmark will help drive continued progress in addressing limitations of legal RAG systems.

Retrieval-augmented generation (RAG) improves knowledge-intensive question answering by incorporating external evidence. However, existing RAG methods still suffer from hallucinations and subtle reasoning errors. Recent studies introduce external critics to refine RAG outputs, yet they often provide coarse-grained and weakly structured feedback, exhibit over-aggressive intervention, and lead to noisy and unreliable refinement, limiting their effectiveness for correction. To tackle these issues, we propose CRITIC-R1, a structured critic framework that formulates and learns RAG critique as an explicit error diagnosis problem using reinforcement learning (RL). Our framework categorizes common RAG errors into multiple diagnostic dimensions, including verdict, error location, reasoning analysis, and fix generation. To learn these capabilities, we design two reward functions: Conservative Judgement Alignment (CJA) first encourages calibrated high-level judgements while mitigating the over-aggressive phenomenon, whereas Diagnostic Quality Alignment (DQA) further improves fine-grained diagnostic feedback through gated rewards. We train the critic model using GRPO-based RL with process-level supervision collected from external LLM teacher models. Experiments across five QA benchmarks show that CRITIC-R1 consistently improves answer quality over strong RAG baselines. Our source code is available at https://anonymous.4open.science/r/critic-r1-FCB0

Multi-modal Retrieval-Augmented Generation (MMRAG) has emerged as a powerful paradigm for enhancing Multimodal Large Language Models in knowledge-intensive question answering by integrating external visual, textual, and structural knowledge. However, existing MMRAG frameworks suffer from critical limitations, including noisy and irrelevant retrieval, cross-modal semantic misalignment, lack of adaptive reasoning, and incoherent generation across local and global contexts. We introduce \textbf{CogniVerse}, a novel MMRAG framework that addresses these challenges through a cognitive-inspired, mathematically rigorous approach. Drawing from human-like reasoning, CogniVerse integrates three synergistic components: (1) a Cognitive Reflection Module that dynamically assesses retrieval necessity and filters relevant multi-modal content, reducing noise and computational overhead; (2) a Multi-modal Retrieval Module that aligns embeddings in a Riemannian manifold using information geometry and refines knowledge graphs via spectral graph theory, ensuring precise and coherent retrieval; and (3) a Hierarchical Generation Module that employs an optimal transport-based loss to balance token-level accuracy and global semantic coherence. Extensive experiments demonstrate that CogniVerse significantly outperforms state-of-the-art systems in both accuracy and coherence, while reducing retrieval latency.

Large Language Models (LLMs) have advanced financial automation through Retrieval-Augmented Generation (RAG), yet hallucinations remain a critical barrier to deployment in high-stakes environments. Existing benchmarks focus on single-turn, English-centric tasks, leaving the multi-turn dynamics and linguistic-regulatory nuances of the Korean financial domain unaddressed. We introduce K-FinHallu, the first benchmark for hallucination detection in multi-turn Korean financial RAG. We construct multi-turn dialogues from authentic Korean financial documents and inject hallucinations under a proposed hierarchical taxonomy based on context answerability that explicitly accounts for justified abstention. Benchmarking frontier and open-source LLMs as hallucination detectors, we find that even the strongest models struggle with fine-grained financial diagnostics and refusal behavior. While fine-tuning an 8B model on our training split yields performance competitive with frontier LLMs, justified abstention remains the weakest axis across all evaluated models.

Federated Conformal RAG (FC-RAG) provides distribution-free coverage for a bandwidth-limited swarm of weak language models, but only at a fixed horizon. We extend it to anytime-valid sequential coverage: validity at every stopping time, preserved under predictable adaptive control (recalibration, per-node bandwidth escalation, distilled-student refresh), at no extra cost in assumptions over fixed-horizon FC-RAG. Naive composition fails because FC-RAG's marginal coverage bound makes the betting e-process a non-supermartingale on adverse calibration draws, and Ville's inequality cannot be invoked. We give Anytime-FC-RAG, a sequential extension built on a summable per-step calibration-deviation budget that converts the marginal bound into a strict conditional bound on a calibration-good event, paired with a truncated betting e-process that is a nonnegative supermartingale on the entire probability space. From these two ingredients, we obtain four guarantees: time-uniform alarm validity $\mathbb{P}(\sup_t E_t \ge 1/δ_e) \le δ_e + δ_{\mathrm{cal}}$, a Hoeffding-stitched cumulative-miscoverage envelope at the same total budget, safety under any predictable controller (recalibration, bandwidth escalation, student refresh), and training-side error propagation across an unbounded sequence of Federated Probe-Logit Distillation (FPLD) refreshes via a summable training budget. As a practical consequence, an adaptive controller that escalates retrieval bandwidth only when the e-process crosses a warning threshold matches the alarm rate of a fixed-high-bandwidth schedule at substantially lower communication cost. Experiments on a GPT-2-small + MiniLM swarm across MMLU, DBpedia, and AG News verify the predicted alarm rate, detection delay, envelope coverage, and $14$-$57\%$ bandwidth savings; the alarm fires when and only when coverage genuinely breaks.

A retrieval-augmented generation (RAG) system deployed over a multi-author institutional corpus can give a different answer to the same question depending on which source it retrieves -- a failure mode the dominant single-gold-answer paradigm cannot diagnose. We argue that source-dependence is a missing axis of NLP evaluation, and that auditing it means shifting the unit of evaluation from answer correctness to the inter-source relationship. We make this concrete in transplant patient education, where institutional sources demonstrably disagree, releasing three artefacts: TransplantQA, a benchmark of real patient questions, each answered by grounding generation in multiple institutional handbooks as candidate sources; HERO-QA, a hierarchical retrieval strategy that grounds and audits each answer; and a structured-output judge that scores inter-source relationships on a validated 5-label taxonomy. At scale, better retrieval reveals far more disagreement than prior estimates suggested -- understating its prevalence, not its intensity. The framework is domain-agnostic and transfers to legal and educational RAG: measuring source-dependence is a responsibility for deployed multi-source NLP generally.

We study quality-latency-resource trade-offs in a documentation-grounded retrieval-augmented generation (RAG) system that uses Low-Rank Adaptation (LoRA) of the generator. We build a manually verified benchmark of 5,144 question-answer pairs over the official Kubernetes documentation and combine it with a fixed hybrid-retrieval pipeline (BGE-M3 dense, BGE-M3 native sparse, Reciprocal Rank Fusion, cross-encoder reranking). Over this benchmark we ablate 20 LoRA configurations on Llama-3.2-3B-Instruct and Llama-3.1-8B-Instruct across rank and target-module choices, and evaluate each on token-level F1, LLM-judged groundedness and correctness (pass@4), inference latency, inference memory, and training cost, all reported with bootstrap 95% confidence intervals. Pareto analysis shows that LoRA adapters acting only on the q and v attention projections consistently dominate the front, while the 3B/8B choice mainly defines operating regime. A param-matched control comparison further indicates that the q/v advantage is structural rather than purely parametric. The benchmark, selected adapters, and code are available at https://github.com/EugPal/rag-lora-tradeoffs.

Federated Retrieval-Augmented Generation (FedRAG) is attractive for privacy-sensitive applications because raw data remain local. As a result, routing must rely on client-provided semantic profiles, creating a new opportunity for manipulation. We introduce Routing Hijacking, a routing-stage attack in which a malicious client forges its profile to attract target queries despite having irrelevant underlying data. We show that this vulnerability is severe. Across three representative FedRAG routing architectures, Routing Hijacking consistently misroutes target queries and leads to downstream disruptions and failures, including missing evidence, poisoning, incorrect answers, and hallucinations. In a high-stakes MedQA-USMLE case study, we further show that poisoned retrieved evidence can mislead models across scales, leading to incorrect answers, hallucinations, and sycophantic failures. Existing defenses do not close this gap: encrypted routing preserves the exploited ranking, and Byzantine-robust Federated Learning (FL) rules transfer poorly to heterogeneous routing profiles. To address this gap, we propose a trust-aware post-routing framework that reweights clients using returned-evidence feedback, including retrieval relevance, profile consistency, and cross-client agreement; online experiments show that it suppresses persistent hijacking over recurring queries and transfers to a learned neural router. Our findings establish routing integrity as a new security challenge in FedRAG and highlight the need for stronger defenses for secure federated retrieval.

Retrieval-augmented generation (RAG) has emerged as a promising paradigm for enhancing large language models (LLMs) on multi-hop question answering (QA), which requires reasoning over evidence from multiple documents. Current multi-hop RAG methods generally focus on either query-side task decomposition or corpus-side knowledge graph construction. Despite their progress, these methods still struggle to achieve satisfactory performance on complex multi-hop QA tasks. To this end, we propose ConRAG, a consensus-driven multi-view RAG framework that effectively boosts LLMs on complex multi-hop QA. The core of ConRAG is to systematically optimize both the query and corpus sides and to leverage multi-view evidence (relation, entity, and text signals) for more accurate retrieval. Extensive experiments on three multi-hop QA benchmarks show that ConRAG consistently outperforms all baselines by a clear margin, e.g., up to +26.9% average performance gains over vanilla RAG, and enables Gemma-4-31B to achieve a new state-of-the-art record on the challenging MuSiQue benchmark.

Retrieval-Augmented Generation (RAG) mitigates LLM hallucinations but introduces a critical vulnerability: corpus integrity. We present SilentRetrieval, a two-stage data poisoning attack that hijacks RAG systems through adversarially crafted yet fluent documents. Stage 1 uses Coordinated Beam Search, a multi-token joint optimization method with a fluency-similarity objective, to keep a poisoned host document retrievable while constraining perplexity. Stage 2 uses Context-Adaptive Trigger Generation, a lightweight trigger-fusion step driven by a frozen LLM, to integrate manipulation triggers into document content. Under a one-poisoned-document-per-query evaluation with synthetic target answers, SilentRetrieval achieves 84.6%/81.3% HR@10 and 57.5%/54.8% ASR-LLM on Natural Questions and MS MARCO, while maintaining near-benign perplexity. Cross-model evaluation across four target LLMs shows nontrivial effectiveness under a fixed trigger generator, and transfer tests against unseen retrievers, including ColBERT and commercial embedding models, yield 64.7% average HR@10 under the same injected-corpus protocol. In a sampled Wikipedia-scale evaluation, SilentRetrieval retains 74.2% HR@10 at a 0.016% poisoning ratio. Combined retrieval-side and generation-side defenses reduce attack success substantially but incur a latency trade-off. Human evaluation shows substantially lower flag rates than disfluent baselines, while remaining numerically more suspicious than benign content at the current sample size.

Scientific diagrams are essential for communicating complex methodologies in academic papers. A natural way for researchers to specify such diagrams is through rough sketches, where text labels, connectors, and spatial arrangements express early semantic and topological intentions. However, sketches are usually incomplete, making them insufficient for directly producing publication-quality diagrams. Existing sketch-based generation methods mainly reconstruct the sketch itself, while recent text-driven diagram generation frameworks rely on textual semantics and do not fully exploit the topological structure contained in sketches. In this paper, we introduce DiagramRAG, a lightweight retrieval-augmented framework for sketch-based scientific diagram completion. Given a user sketch, DiagramRAG retrieves reference diagrams that are both semantically relevant to the sketch content and topologically compatible with its structure, and uses them to guide downstream diagram generation. To enable efficient structure-aware retrieval, we represent diagrams as knowledge graphs, synthesize sketch variants at different simplification levels, and train an embedding model to align sketches with compatible diagrams in a shared space. The retrieved references further provide content, topology, and visual priors for completing and rendering the final diagram. Experiments show that DiagramRAG achieves F1-scores of 0.848 and 0.802 on DiagramBank and FigureBench, respectively, and improves generation quality with the best VLM-as-a-Judge score of 7.170, while reducing inference latency to 35.48 seconds per sample. Our code and data are available at https://anonymous.4open.science/r/DiagramRAG-A262 and https://huggingface.co/datasets/anonymous-review-a262/DiagramSketch.

Retrieval-augmented generation combined with reinforcement learning has shown promise for grounding large language models in trustworthy medical evidence. However, existing methods rely on exact-match binary rewards, which in clinical diagnosis cause two issues: (i) semantically relevant but non-verbatim steps receive zero signal, discarding valuable learning signals; and (ii) uni-dimensional rewards cannot effectively supervise heterogeneous reasoning capabilities. To address these issues, we propose C-MIG, a Multi-view Information Gain-based retrieval-augmented generation framework for Clinical diagnosis. C-MIG estimates information gain under a frozen reference model from two complementary views, retrieved-document and document-refinement, to jointly guide what to retrieve and how to refine, alleviating the issues of valuable reward signal loss and credit assignment. We further design a multi-subquery retrieval augmentation strategy that improves knowledge recall coverage in clinical diagnostic scenarios. Comprehensive experiments on four medical benchmarks demonstrate that C-MIG achieves the best performance among all RAG-RL methods on both in-domain and out-of-domain sets, and outperforms state-of-the-art general-purpose LLMs for clinical diagnosis.

Retrieval-augmented generation (RAG) systems are often compared by asking a large language model (LLM) judge which answer is better. For multi-hop RAG, this has become a measurement problem as much as a modeling problem: the same score can reflect retrieval quality, answer length, lexical overlap, or a statistical test that ignores clustered data. We ask what happens when these choices are made explicit. We propose a minimum measurement standard for LLM-as-a-judge comparisons in RAG. The standard fixes the top-100 candidate pool, evidence budget, answer cap, generator, and prompt; it also requires pre-registered hypotheses, cluster-aware inference, an exact cluster sign-flip check when feasible, and second-judge replication. Clustered benchmarks can overstate progress; the field should adopt this standard. We stress-test it with Genetic Algorithm Decoder for Multi-hop Evidence Composition (GADMEC), an evolutionary evidence selector, on 400 multi-hop questions in computer science/machine learning (CS/ML) and Materials Science. The protocol changes the empirical story. A binomial test makes all four semantic-baseline comparisons look significant; cluster-aware inference leaves only one Bonferroni-significant result. BM25 beats pure semantic GADMEC under the same budget, while a lexical-semantic hybrid recovers in CS/ML and narrows the Materials Science gap.

Although Large Language Models (LLMs) demonstrate excellent capabilities and performance for general reasoning tasks within the general public domain, they may face challenges with culturally grounded knowledge within languages with limited digital and textual data. In this paper, we investigate culturally grounded multiple-choice question answering with the BLEnD benchmark, which consists of a multilingual corpus of 30 languages and covers various socio-cultural domains, such as cuisine, sports, family, etc. We propose a region-aware hybrid retrieval approach that combines BM25 lexical matching and dense semantic similarity with regional weighting heuristics to improve the relevance of the answer. The retrieved documents are used to construct a structured prompt for the Qwen3-14B quantized model with logit-based deterministic answer selection. The experimental results show improvements to cross-lingual stability with the hybrid retrieval approach over pure parametric inference for culturally grounded question answering. However, there are still notable performance gaps between languages with more and less training data. This shows that the limitations of the retrieval augmentation approach are not entirely overcome by the training data imbalance problem.

Modern retrieval agents expose many configuration choices -- LLM, retriever, number of documents, number of hops, and synthesis strategy -- each shaping both answer quality and serving cost. Today, these pipelines are typically hand-tuned once per workload, leaving substantial per-query optimization untapped. We formulate the problem: given a natural-language query and either an accuracy or a budget target, select from a predefined pipeline catalog the configuration that minimizes cost or maximizes accuracy at inference time. We propose BRANE, which uses an LLM to convert each query into workload-specific characteristics, then trains a lightweight per-configuration predictor that estimates whether the pipeline will answer the query correctly. At inference time, BRANE selects the configuration that maximizes predicted correctness penalized by cost, exposing a tunable cost-quality tradeoff without retraining. Across MuSiQue, BrowseComp-Plus, and FinanceBench, BRANE consistently pushes the cost-quality Pareto frontier, matches the best fixed configuration's accuracy at up to 89% lower cost, and outperforms LLM-routing, rule-based, and fine-tuned Qwen3-4B baselines. These results show that per-query configuration of the full retrieval pipeline is a practical alternative to static workload-level tuning.

Retrieval-augmented generation (RAG) systems can respond incorrectly even when the correct passage was retrieved. The model must still read the retrieved passages and identify which one contains the answer among others that look relevant. This passage-reading model is called the reader. Does it fail simply because the context is longer or because the other passages genuinely compete with the correct one? We introduce and demonstrate a matched-control protocol for RAG reading: we keep the number and length of passages fixed, but replace hard competitors with less competitive real passages. We apply this control across two compact open models on SQuAD. This replacement partially restores performance, with the strongest effects on F1 and answer inclusion. For Phi-2, this recovers +6.0 EM points, +7.0 answer-inclusion points, and +0.057 F1. For Qwen2.5-1.5B, it recovers +4.5 EM points, +9.0 answer-inclusion points, and +0.068 F1. To track how performance changes as competitors accumulate, we also report retention curves and summarize them with a right-censored half-life when the curves do not cross half-retention. Together, these results show the protocol isolates a competition effect distinct from context length, though the effect is clearer for F1 and answer inclusion than for exact match, and also varies with snippet length.

Modern retrieval-augmented generation(RAG) deployments increasingly rely on caching to reduce token cost and time-to-first-token(TTFT). Prefix-level KV reuse is now standard in serving stacks such as vLLM, and chunk-level and position-independent reuse have been pushed further by recent systems(RAGCache, TurboRAG, CacheBlend, EPIC, ContextPilot, PCR, LMCache). Output-level semantic answer caches, by contrast, remain fragile: similar prompts can map to different correct answers, retrieved evidence drifts as the corpus is updated, and adversarial collision attacks have been shown to hijack cached responses. We argue that the right framing for cached answer reuse is not how to reuse faster but when reuse is safe. We propose GroundedCache, an evidence-validated cache router that admits a cached answer only when 4 cheap gates simultaneously hold: query similarity, retrieved-evidence overlap, source-version validity, and lexical (or judge-based) support of the cached answer by the freshly retrieved evidence. We build a six-regime workload that stress-tests cache safety rather than only hit rate, and introduce an operator-facing metric, the unsafe-served rate (USR), fraction of all queries that received a wrong cached answer. Across 2 datasets and 12,000 real-LLM generations(Qwen2.5-7B-Instruct on vLLM with Automatic Prefix Caching), GroundedCache drives USR to 0.0% on every HotpotQA regime(vs. 15-35% under naive caching) and to 1.5% on mtRAG document drift(vs. 51.5%), a 34x reduction on the design-point adversarial regime and 3-10x reductions across the other mtRAG regimes, while end-to-end p50 latency stays within 1.04-1.07x of a no-cache RAG baseline. A per-gate ablation isolates the lexical support gate as the load-bearing safety mechanism on both datasets, with the remaining gates providing defense-in-depth at near-zero cost. We release the implementation, workload, and evaluation harness.

In modern RAG pipelines, query augmentation methods such as HyDE and query expansion are applied to every query, resulting in substantial LLM inference costs and increased end-to-end latency. The empirical justification for this overhead in real production traffic remains largely unexplored. We present a case study of the Danish National Encyclopedia, evaluating five retrieval workflows over 20,000 query-workflow pairs from production traffic and synthetic conditions. In this system, synthetic queries suggest that LLM augmentation is needed for over 90% of queries to achieve high retrieval coverage. However, under our production deferral policy, only 27.8% of real user queries need LLM augmentation. We call this gap the Coverage Illusion and attribute it to a structural mismatch between synthetic and real query distributions. Pre-retrieval routing cannot resolve this gap, as the need for LLM augmentation is only revealed after searching the index, a result confirmed by our evaluation of four machine learning paradigms. The coverage gap, undetectable from the query alone, motivates a post-retrieval cascade that runs workflows in cheapest-first order and escalates to LLM augmentation only when a step returns no documents. Operating entirely without training overhead or secondary serving infrastructure, the cascade improves quality by +0.140 Composite Overall points over Always-HyDE, reduces latency by 31.8%, and serves 72.2% of real user queries without LLM augmentation.

Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, particularly for long-tail domains such as literary works. However, the critical step of document segmentation in RAG remains largely underexplored. Existing strategies are typically semantically blind and overlook the complicated narrative structures of literary works, often resulting in fragmented plots and unclear references that severely hinder retrieval and generation performance. To address this, we propose LitSeg, a novel narrative-theory-guided segmentation framework. By employing multi-stage prompting, LitSeg explicitly extracts valid events, untangles narrative threads, clarifies narrative structures, and locates turning points to inform segmentation. To alleviate the computational overhead of multi-stage inference with large-scale models, we further introduce LitSeg-Lite, a lightweight single-pass chunker fine-tuned on LitSeg-generated data via a two-stage training strategy, distilling the complex process into a single inference pass. Extensive experiments demonstrate that with structurally independent text chunks, our methods significantly improve retrieval accuracy and context relevance over baselines, ultimately enhancing downstream QA performance, while ablation studies validate the efficacy of narratological guidance and data distillation.

Image geo-localization aims to determine where a photograph was taken, a task that often requires more than recognizing visible landmarks. Human experts typically solve it through an iterative workflow: they inspect informative regions, form location hypotheses, seek external evidence, and revise their judgments as new clues appear. Existing methods only partially capture this process: direct prediction methods bypass evidence acquisition altogether, while retrieval-augmented methods introduce external evidence but usually provide limited supervision on the intermediate decisions of where to search, how to query, and how to filter noisy results. We present REVERSE, a framework that reinforces the interplay between evidence search and verification to enable multi-turn agentic reasoning. REVERSE teaches three intermediate decisions: where to look, what to query, and what evidence to trust. To support this, we construct tool-grounded trajectories with annotated region selections, search observations, and geo-informative evidence labels, and introduce process rewards for visual grounding, query utility, and evidence discrimination. An offline search cache makes retrieval observations stable and reusable during reinforcement learning, enabling dense supervision over noisy search results. With a 4B model, REVERSE outperforms strong retrieval-augmented baselines and rivals substantially larger models on Im2GPS3k and YFCC4k. Code is available at https://github.com/yonglleee/REVERSE.

Retrieval-Augmented Generation (RAG) has become critical for knowledge-intensive applications, yet evaluating its performance in vertical domains remains difficult due to domain complexity, diverse context scales, and heavy reliance on expert assessments that are costly, inconsistent, and non-scalable. We introduce FAB-Bench, an end-to-end framework for adaptive benchmarking of RAG systems in semiconductor manufacturing. FAB-Bench defines six diagnostic metrics measuring factual accuracy, contextual utilization, completeness, retrieval relevance, technical depth, and reasoning consistency. The framework couples retriever diagnostics with generator-level reasoning analysis across context windows of 4K-32K tokens, quantifying how retrieval precision and generative fidelity co-evolve as contextual scope expands. From over 1,300 generated candidates, we curated a high-quality benchmark of 200 query-answer pairs spanning three synthesis strategies: needle-in-haystack, intra-document multi-topic, and cross-document multi-hop. Systematic evaluation across four LLMs and four RAG frameworks reveals three distinct context-scaling behaviors: logarithmic growth, early saturation, and cold-start dynamics, and identifies attention dilution as the primary mechanism behind performance degradation at extreme context lengths. Cross-framework validation on three additional production RAG systems confirms evaluation portability.

In-context learning has recently been linked to implicit gradient descent in linear self-attention models, suggesting that context can induce a forward-pass update. Retrieval-augmented generation (RAG) also relies on context, but retrieved documents are usually treated as static evidence rather than signals for adaptation. We study RAG as an in-context optimization process. First, we show that one linear self-attention layer can implement one gradient-descent step on a unified linearized RAG objective covering both projection-based and dot-product retrieval interfaces. This gives an exact regime where retrieval-augmented prediction and in-context optimization coincide. We use this result not as a literal model of LLM computation, but as a guide for adapting the interaction between queries and retrieved evidence. We then test the boundary of this correspondence: it remains stable under controlled linear extensions, but becomes feature-distribution dependent under nonlinear architectures. Finally, we turn this view into a lightweight method for frozen RAG LLMs. The method keeps the retriever and backbone fixed, and predicts a context-conditioned update to a generator-side evidence-use interface. Across seven QA benchmarks, two retrievers, and two frozen LLM backbones, this forward-only update improves a shared-interface baseline, transfers to held-out tasks, and approaches test-time gradient adaptation at much lower per-query cost.

Online Terms of Service often function as contracts of adhesion, creating asymmetries that may expose consumers to potentially abusive clauses. In Chile, assessing such clauses is legally challenging because some provisions clearly violate mandatory consumer law, whereas others depend on broader standards such as good faith and contractual imbalance. We present a retrieval-augmented generation framework for the automated detection and classification of potentially abusive clauses in Chilean Terms of Service. Designed for local execution, it combines efficient clause detection, hybrid dense--sparse retrieval, reranking, and prompt augmentation to support medium-sized open-weight language models. We also introduce the Chilean Abusive Terms of Service Extended corpus, comprising 100 contracts and 10,029 annotated clauses in 24 legally grounded categories spanning illegal, dark, and gray clauses. Experiments comparing commercial and open-weight language models, fine-tuned encoders, and traditional baselines show that retrieval-augmented prompting substantially improves performance and enables local models to approach larger cloud-based systems at lower computational and token cost. The study also contributes a refined legal annotation scheme and a practical design for AI-assisted consumer contract review.