Transformers

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Latest in Transformers

May 11, 2026cs.LG

Simply Stabilizing the Loop via Fully Looped Transformer

Scaling model performance typically requires increasing model size. Looped Transformer offers a compelling alternative by iteratively reusing the same Transformer blocks, trading additional computation for improved performance without increasing parameter count or context length. Because the number of loop iterations can be adjusted at inference, it also provides a natural mechanism for balancing performance and test-time compute. However, Looped Transformer still suffers from training instability when the number of loop iterations increases. Our analysis reveals that this instability stems from two sources: gradient oscillation and residual explosion. To address these two problems, we propose the Fully Looped Transformer, which introduces two parameter-free modifications: (1) Fully Looped Architecture, which distributes inter-loop signals across all layers to mitigate residual explosion; (2) Attention Injection, which reuses the existing attention block to suppress gradient oscillation. These modifications stabilize training dynamics, enabling the Fully Looped Transformer to be trained stably up to 12 loop iterations, whereas other baseline looped models collapse in this regime. In milder settings where Looped Transformer does not collapse, Fully Looped Transformer still improves average downstream-task performance by up to 13.2%. Overall, our experiments demonstrate that Fully Looped Transformer improves training stability, enhances downstream performance, and provides preliminary adaptability under different test-time compute budgets by varying loop iterations at inference.
Rao Fu, Zixuan Yang, Jiankun Zhang +4
May 11, 2026cs.LG

Robust Basis Spline Decoupling for the Compression of Transformer Models

Decoupling is a powerful modeling paradigm for representing multivariate functions as compositions of linear transformations and univariate nonlinear functions. A single-layer decoupling can be viewed as a fully connected neural network with a single hidden layer and flexible activation functions, providing a direct link with neural networks. Because of this, the use of decoupling methods has gained increasing attention in neural network domains, particularly compression, since it enables structured approximations with reduced parameter complexity. Existing tensor-based decoupling methods typically rely on polynomial or piecewise-linear parameterizations of the internal nonlinear functions, which can suffer from numerical instability or limited expressiveness. In this work, we introduce a B-spline-based decoupling framework that generalizes these existing approaches. By exploiting the local support and flexible smoothness control of B-splines, the proposed formulation yields a more numerically stable and expressive representation. We derive a constrained coupled matrix-tensor factorization and propose a robust alternating least-squares algorithm, called R-CMTF-BSD, incorporating normalization and Tikhonov regularization. The proposed method is validated through experiments on synthetic data and transformer model compression. Results on the Vision and Swin Transformer architectures demonstrate that B-spline decoupling enables substantial parameter reduction while maintaining competitive accuracy, making the R-CMTF-BSD algorithm a promising tool for structured neural network compression.
Joppe De Jonghe, Van Tien Pham, Mariya Ishteva
May 11, 2026cs.LG

Rethinking Random Transformers as Adaptive Sequence Smoothers for Sleep Staging

Automatic sleep staging commonly adopts Transformers under the assumption that they learn complex long-range dependencies. We challenge this view by revealing a neglected property of sleep sequences: strong local temporal continuity. We show that a randomly initialized Transformer, without any training, substantially improves sleep staging performance and consistently outperforms heuristic smoothing. We formalize this effect via a Random Attention Prior Kernel (RAPK), showing that random self-attention acts as an adaptive smoother by balancing global averaging and content-based similarity while preserving stage transitions. Using two metrics, the Local Smoothness Influence Index (LSII) and the Weighted Transition Entropy (WTE), we provide evidence that most performance gains in Transformer-based sleep staging arise from architectural inductive bias rather than parameter learning. Our results suggest that sleep staging can be effectively addressed with structure-driven smoothing mechanisms rather than complex dependency modeling, enabling more efficient and edge-deployable healthcare systems for large-scale physiological monitoring.
Guisong Liu, Xin Gao, Martin Dresler +2
May 11, 2026hep-ph

Dissecting Jet-Tagger Through Mechanistic Interpretability

Mechanistic interpretability seeks to reverse engineer a trained neural network by identifying the minimal subset of internal components. We perform a mechanistic interpretability analysis of the Particle Transformer architecture, trained on the Top Quark Tagging reference dataset, with the goal of identifying the computational circuit responsible for jet classification and characterizing the physical content of its internal representations. Combining zero ablation, path patching with two complementary on-manifold corruption strategies and linear probing of the residual stream, we identify a sparse six-head circuit that recovers the great majority of the full model performance while admitting a clean source-relay-readout interpretation. In this circuit, a single early layer head serves as the primary causal source, a cluster of middle-layer heads acts as relays selectively attending to hard pairwise substructure and a single late-layer head reads out the aggregated signal. Linear probes show that the residual stream is preferentially aligned with the energy correlator basis over the NN-subjettiness basis. Within the energy correlator basis, the model preferentially encodes 2-prong substructure observables over the 3-prong observables. A per-layer trained probe further reveals that the apparent single step commitment of the model to a classification decision in the first class attention block is in fact a basis rotation, with the discriminating signal already saturating in the particle attention stack. These results demonstrate that mechanistic interpretability methods developed for natural language models can be used for jet physics classifiers and indicate that gradient descent may rediscover physically meaningful aspects of jet tagging without supervision.
Saurabh Rai, Sanmay Ganguly
May 11, 2026cs.LG

Key-Value Means: Transformers with Expandable Block-Recurrent Compressed Memory

We present Key-Value Means ("KVM"), a novel block-recurrence for attention that can accommodate either fixed-size or growing state. Equipping a strong transformer baseline with fixed-size KVM attention layers yields a strong O(N)O(N) chunked RNN, while adding only an insignificant number of new parameters. We train a transformer with a growable KVM cache and show it performs competitively on long-context tests with only subquadratic prefill time and sublinear state growth. KVM is implementable with standard operations and without custom kernels, and supports chunk-wise parallelizable training and prefill. It provides many of the benefits of both traditional transformers (expandable context memory, chunk-wise parallelizable training and prefill) and linear RNNs in a single unified package. It can be used on every layer, saving KV-cache memory, and allowing a continuous range of choices of prefill time complexity between O(N)O(N) and O(N2)O(N^2). It can also be implemented in a hybrid solution in tandem with LRNN layers in place of traditional attention, to supplement the LRNN with improved sublinear memory growth context length usage and long context decoding. We release our code at https://github.com/featherless-ai/KVM-paper and trained models at https://huggingface.co/collections/featherless-ai/kvm-paper under the Apache 2.0 license.
Daniel Goldstein, Eugene Cheah
May 11, 2026cs.LG

Continuous Latent Contexts Enable Efficient Online Learning in Transformers

Large language models (LLMs) exhibit a strong capacity for in-context learning: Given labeled examples, they can generate good predictions without parameter updates. However, many interactive settings go beyond static prediction to online decision-making, in which effective behavior demands adaptation over long multi-turn horizons in response to feedback, and efficient algorithms in these domains must use compact representations of what they have learned. Recently, continuous transformer architectures with latent chain of thought have shown promise for offline iterative tasks such as directed graph-reachability. Motivated by this, we study whether continuous latent context tokens equip transformers to more effectively realize online learning. We give explicit constructions of constant-depth transformers that implement two foundational online decision-making procedures -- the weighted majority algorithm and QQ-learning -- by storing their algorithmic state as linear combinations of feature embeddings, using a small number of latent context tokens. We further train a small GPT-2-style transformer with latent contexts using a multi-curriculum objective that does not directly supervise the latent states. On long synthetic online prediction sequences, this model outperforms larger and more complex LLMs, including Qwen-3-14B and DeepSeek-V3. Our results suggest that continuous latent contexts provide a simple and effective persistent state for transformers to implement online learning algorithms.
Emile Anand, Abdullah Ateyeh, Xinyuan Cao +1
May 11, 2026cs.CV

Probing Routing-Conditional Calibration in Attention-Residual Transformers

Post-hoc calibration is usually evaluated as a function of logits or softmax confidence alone, even as routing-augmented architectures increasingly accompany predictions with sample-specific internal routing traces and pair them with claims of calibration-relevant uncertainty. We ask a basic question: do these traces provide stable routing-specific evidence for post-hoc calibration beyond confidence? We study this in Attention-Residual transformers (Kimi Team, 2026) through a matched-confidence diagnostic suite that stratifies examples by routing-derived state, compares subgroup gaps against within-bin routing-permutation nulls, and evaluates matched post-hoc probes differing only in their auxiliary feature. Across our completed AR runs, scalar routing summaries do not provide stable evidence of routing-conditional miscalibration: weighted gaps remain small or seed-sensitive, and only 11 of 3030 within-bin permutation tests rejects the conditional-null at α=0.05α=0.05 (only on one seed; not stable across seeds in that cell). AR-CondCal, a minimal 22-D Nadaraya--Watson probe on confidence and routing-depth variance, lies within the seed-variance band of matched confidence-only and predictive-entropy controls and does not reliably improve worst-routing-tertile ECE; bandwidth-sensitivity checks (Scott multiples, CV-NLL, global-ECE oracle) do not change this. A full-vector MLP over (c,H1,…,HL)(c, H_1, \ldots, H_L) can appear to improve over a linear confidence baseline, but the apparent gain disappears once a capacity-matched confidence-only MLP is included as a control, and shuffled routing profiles achieve comparable performance. Apparent routing-aware calibration gains in this AR setting should not be read as internal-state calibration until matched-confidence, bandwidth, capacity, and permutation controls rule out common confounds.
Wenhao Liang, Lin Yue, Wei Emma Zhang +4
May 11, 2026cs.CL

The Association of Transformer-based Sentiment Analysis with Symptom Distress and Deterioration in Routine Psychotherapy Care

Sentiment analysis has been of long-standing interest in psychotherapy research. Recently, the Transformer deep learning architecture has produced text-based sentiment analysis models that are highly accurate and context-aware. These models have been explored as proxies for emotion measurement instruments in psychotherapy, but not investigated as stand-alone psychometric tools. Using proposed utterance-level and session-level sentiment features derived from a fine-grained sentiment model on a large corpus of psychotherapy sessions (N = 751), we investigate the distribution of session aggregated sentiment scores. Further, we characterize the relationship of these features to individual components and the overall score of the OQ-45 instrument and find that this sentiment feature is most strongly correlated to components related to emotional valence in directionally intuitive ways. Finally, we report that there are statistically significant differences between the sentiment distributions for patients flagged as at risk of deterioration or dropping out of care via either the OQ Rational or Empirical outcome models. These correlations to a fully-validated psychometric instrument demonstrate that these proposed sentiment features are, at least, adjunctive measures of client distress and deterioration.
Douglas K. Faust, Peter Awad, Alexandre Vaz +1
May 11, 2026cs.LG

Pretraining large language models with MXFP4 on Native FP4 Hardware

Why does full-pipeline FP4 training of large language models often diverge, even when forward activations and activation gradients remain stable? We address this question through a controlled study of MXFP4 quantization in transformer training, progressively enabling FP4 across forward propagation (Fprop), activation gradients (Dgrad), and weight gradients (Wgrad) while holding all other factors fixed. In full pretraining of Llama 3.1-8B on the C4 dataset, we observe that quantizing Wgrad is the primary driver of convergence degradation, whereas FP4 in Fprop and Dgrad alone introduces only modest additional token requirements. To interpret this behavior, we evaluate both structured and stochastic interventions under a controlled experimental setting. We find that stochastic rounding and randomized Hadamard rotations fail to stabilize training once Wgrad is quantized, whereas deterministic Hadamard rotations consistently restore stable optimization. These results suggest that FP4 training instability is driven by structured micro-scaling errors along sensitive gradient paths, rather than by insufficient stochasticity. We run experiments with native MXFP4 support on AMD Instinct MI355X GPUs, enabling controlled investigation of these effects without reliance on software emulation.
Musa Cim, Poovaiah Palangappa, Miro Hodak +3
May 10, 2026physics.plasm-ph

TokaMind for Power Grid: Cross-Domain Transfer from Fusion Plasma

TokaMind is a multi-modal transformer (MMT) foundation model pre-trained on tokamak plasma diagnostics data from MAST, where it was shown to outperform CNN-based approaches on fusion benchmarks. We investigate whether its learned representations generalize to physically distinct but structurally analogous domains. Through systematic experimentation across four domains-industrial bearing degradation, NASA CMAPSS turbofan degradation, and two independent power grid PMU datasets-we identify four transfer-favoring characteristics that help explain where TokaMind's pretrained representations are most effective. Power grid synchrophasor data matches this target-domain profile most directly, while industrial degradation datasets demonstrate that TokaMind can still yield useful performance under partial alignment, especially when task design and feature construction expose physically meaningful degradation structure. On the GESL/PNNL 500-event benchmark with provider-aware evaluation, TokaMind achieves test F1=0.837±0.040\text{F1} = 0.837 \pm 0.040 (3seeds) for severe event classification. Our central finding, however, is not the aggregate score: classification difficulty is structurally determined by provider-level grid topology, not model capacity. In the single-window early-warning regime, TokaMind outperforms a CNN baseline (F10.889 vs.~0.878)--a reversal that disappears as more event windows are provided. Furthermore, Critical Slowing Down (CSD) indicators, used as a confidence gate rather than a classification label, improve F1 from 0.696 to 0.750 at 63% coverage-outperforming the CNN baseline (0.636) at any coverage level. These results establish the first cross-domain validation of TokaMind outside nuclear fusion and propose a transferability framework and revised evaluation protocol for multi-source PMU datasets.
JC Wu, Norton Lee, Kai Siang Chen
May 10, 2026cs.LG

Nectar: Neural Estimation of Cached-Token Attention via Regression

Evaluating softmax attention over a fixed long context requires reading every cached key-value pair for each new query token. For a given context (a book, a manual, a legal corpus) the attention output is a deterministic function of the query. We propose Nectar, which fits a compact neural network to this function for queries drawn from a task-relevant distribution. Nectar fits two networks per layer and KV-head: a target network that predicts the attention output and a score network that predicts the log-normalizer. The pair plugs into the standard masked self-attention at inference time, replacing the O(n)O(n) attention over the cache with a forward pass whose cost does not depend on nn. Each module carries on the order of ∣θ∣|θ| parameters per layer and KV-head, typically much smaller than the 2nd2nd KV-cache footprint at the same granularity. We report experiments on models from 1.7B to 8B parameters across five long-context datasets. The approximation error tracks the next-token accuracy gap to full attention, and allocating capacity non-uniformly across layers reduces that gap in our ablation. Beyond this analysis of metrics, we check that the text generations (following a question prompt) of a model equipped with a Nectar module match in semantic content those obtained by giving the same model access to the full cache.
João Monteiro, Michal Klein, Pierre Ablin +1
May 10, 2026cs.LG

CALYREX: Cross-Attention LaYeR EXtended Transformers for System Prompt Anchoring

Modern large language models (LLMs) rely on system prompts to establish behavioral constraints and safety rules. Standard causal self-attention treats privileged instructions and untrusted user content with equal structural priority -- a mismatch that leaves models vulnerable to prompt injection and instruction erosion over extended contexts. We propose CALYREX (Cross-Attention LaYeR EXtended transformers), which utilizes cross-attention between input and system prompt to structurally isolate and anchor the rule. A placement ablation on a 1.5B backbone identifies insertion at the final eighth of layers as optimal, confirmed by mechanistic activation analysis showing behavioral constraints are naturally concentrated there. At 8B scale, controlling for training data, backbone, and parameter budget, CALYREX yields +7.4%+7.4\% on instruction-following (IFEval) and +16.3%+16.3\% on multi-turn instruction adherence, while reducing many-shot jailbreaking attack success rate by 13%13\%. This advantage appears to widen with model scale, consistent with larger models more effectively utilizing the dedicated routing pathway.
Li Lixing
May 10, 2026cs.LG

One for All: A Non-Linear Transformer can Enable Cross-Domain Generalization for In-Context Reinforcement Learning

A central challenge in reinforcement learning (RL) is to learn models that generalize beyond the tasks on which they are trained, a goal traditionally pursued through multi-task and meta RL. Recently, transformer architectures have emerged as a promising approach, enabling adaptation to new tasks via in-context learning without explicit parameter updates. From a functional perspective, a transformer can be viewed as a functional operator that maps a context to a task-specific function. It is thus fundamental to understand and design this operator to support stronger generalization in RL. In this work, we address this resulting question of generalization from a kernel-based perspective by establishing a connection between non-linear transformers and kernel-based temporal difference learning. By interpreting the transformer as performing regression in a Reproducing Kernel Hilbert Space (RKHS), we show that value functions from different domains can be represented using a shared set of weights, provided they lie within the same RKHS. Experiments on multiple MetaWorld domains support this interpretation, demonstrating convergence of the temporal-difference objective.
Bowen He, Juncheng Dong, Lin Lin +1
May 10, 2026cs.LG

Benchmarking Transformer and xLSTM for Time-Series Forecasting of Heat Consumption

Obtaining an accurate short-term forecasting for heat demand is an essential part of operating district heating networks cost-efficient and reliable. Heat consumption time series at the building level are highly dependent on exogenous variables such as outdoor temperature and individual usage patterns, making forecasting in this context a challenging task. Thus, this paper benchmarks novel Transformer-based and xLSTM architectures for short-term heat-demand forecasting. Using hourly data from 25 German buildings (2017-2025), we compare three-hour and 24-hour forecasting horizons relevant for intraday control and day-ahead scheduling. We establish a multi-building benchmark that tests whether models trained on pooled, heterogeneous building data are able to generalize across diverse building stock. The results show that the xLSTM achieves the lowest RMSE (19.88 kWh for three-hour, 21.47 kWh for 24-hour forecasts), while the Temporal Fusion Transformer attains the best MAE (9.16 kWh for three-hour forecasts). As xLSTMs and Transformers require long training times and have a huge number of trainable parameters, their sustainability remains questionable. Therefore, this paper further investigates the trade-off between predictive accuracy and computational resource demand of the evaluated forecasting models. The findings indicate that also low-parameter models like a traditional fully-connected network achieve good predictive results, highlighting that marginal accuracy gains of the novel prediction models come at substantial resource expense for this use case.
Marja Wahl, Daniel R. Bayer, Sven Rausch +1
May 10, 2026cs.CV

Spatial-Frequency Gated Swin Transformer for Remote Sensing Single-Image Super-Resolution

Remote Sensing (RS) single-image super-resolution aims to reconstruct high-resolution imagery from low-resolution observations while preserving fine spatial structures. Recent Swin Transformer-based models, including Swin2SR, provide strong spatial context modeling throughshifted-window self-attention, but their feed-forward networks remain generic channel-mixing modules and do not separate low-frequency structural content from high-frequency residual detail. To address this limitation, we propose SFG-SwinSR, a Spatial-Frequency Gated Swin Transformer for single-image super-resolution in remote sensing. SFG-SwinSR modifies the original Swin2SR attention block by replacing each transformer block's standard feed-forward network with a lightweight Spatial-Frequency Gated Feed-Forward Network (SFG-FFN). The module estimates low-frequency content via a depthwise-blur branch, extracts high-frequency residuals by subtraction, refines them with a lightweight spatial branch, and adaptively injects detail through a bottleneck gate. Experiments on SpaceNet and SEN2VENμS show that SFG-SwinSR improves reconstruction quality under the evaluated settings. On SpaceNet, it achieves 45.19 dB PSNR and 0.9852 SSIM, indicating effective enhancement of high-frequency details. This demonstrates that spatial-frequency transformation within the transformer feed-forward network improves detail reconstruction in RS super-resolution.
Md Aminur Hossain, Parekh Valkesh, Ayush V. Patel +3
May 10, 2026cs.LG

ACSAC: Adaptive Chunk Size Actor-Critic with Causal Transformer Q-Network

Long-horizon, sparse-reward tasks pose a fundamental challenge for reinforcement learning, since single-step TD learning suffers from bootstrapping error accumulation across successive Bellman updates. Actor-critic methods with action chunking address this by operating over temporally extended actions, which reduce the effective horizon, enable fast value backups, and support temporally consistent exploration. However, existing methods rely on a fixed chunk size and therefore cannot adaptively balance reactivity against temporal consistency. A large fixed chunk size reduces responsiveness to new observations, while a small one produces incoherent motions, forcing task-specific tuning of the chunk size. To address this limitation, we propose Adaptive Chunk Size Actor-Critic (ACSAC). ACSAC leverages a causal Transformer critic to evaluate expected returns for action chunks of different sizes. At each chunk boundary, it adaptively selects the chunk size that maximizes the expected return, supporting flexible, state-dependent chunk sizes without task-specific tuning. We prove that the ACSAC Bellman operator is a contraction whose unique fixed point is the action-value function of the adaptive policy. Experiments on OGBench demonstrate that ACSAC achieves state-of-the-art performance on long-horizon, sparse-reward manipulation tasks across both offline RL and offline-to-online RL settings.
Qian Chen, Junqiao Zhao, Hongtu Zhou +4
May 10, 2026cs.LG

The Transformer as a Polar State Estimator

We show that the core components of the Transformer---attention, residual connections, and normalization---arise naturally from a single geometric state estimation problem. Modeling the latent state in polar coordinates naturally separates radial and hyperspherical dynamics, yielding a precision-weighted filtering procedure in which normalization enforces the hyperspherical constraint, attention aggregates directional evidence, and the residual connection implements an incremental state update. The standard Transformer block with rotary positional encodings is recovered by discarding the geometric correction terms of the resulting state estimator, showing that its architecture follows from the underlying estimation problem rather than from independent design choices. The proposed \textit{Polar Transformer} retains these geometric corrections.
Peter Racioppo
May 10, 2026cs.LG

Sparsity Moves Computation: How FFN Architecture Reshapes Attention in Small Transformers

Architectural choices inside the Transformer feedforward network (FFN) block do not merely affect the block itself; they reshape the computations learned by the rest of the model. We study this effect in one-layer Transformers trained on digit addition with carry, modular arithmetic, and histogram counting. Comparing dense FFNs, gated linear units (GLUs), mixture-of-experts (MoE), and MoE-GLUs, we find that sparse MoE routing can shift computation from FFN to attention, with the strongest ablation-visible effect on carry-based addition. We decompose this redistribution into reduced per-token FFN capacity and sparse partitioning across experts. Critically, frozen random routing nearly matches learned routing, suggesting that redistribution is driven largely by architectural sparsity rather than router-learned specialization. As a secondary finding, GLU-style multiplicative gating rotates task-relevant Fourier structure out of the per-neuron basis and into distributed subspaces, making neuron-level interpretability less informative while preserving structured computation. We validate these conclusions with random-routing, narrow-FFN, and top-2 MoE controls, plus parameter-matching, activation-function, and width-scaling analyses. Together, these results show that local FFN design choices can have nonlocal consequences for Transformer computation.
Gabriel Smithline, Chris Mascioli
May 10, 2026cs.LG

Uncertainty-Aware Token Importance Estimation in Spiking Transformers

Spiking transformers have shown strong potential for neuromorphic vision, yet their token processing across multiple spiking steps still introduces substantial redundancy and inference cost. Existing token reduction methods mainly rely on response based cues, such as activation magnitude, firing statistics, or feature similarity. Although effective, these criteria do not explicitly characterize token importance from the perspective of temporally evolving class evidence. In spiking transformers, token representations are progressively formed across multiple spiking steps rather than determined at a single instant, suggesting that token importance should be evaluated not only by instantaneous responses but also by temporal uncertainty patterns. Our key observation is that tokens exhibit heterogeneous uncertainty trajectories over time, and that their temporally aggregated uncertainty statistics provide an effective cue for distinguishing informative tokens from redundant ones. Motivated by this, we propose Uncert, a training free and plug and play token importance estimation framework for spiking transformers. Specifically, Uncert models token wise class evidence with a Dirichlet distribution and summarizes each token temporal uncertainty using its mean and fluctuation across spiking steps, yielding an uncertainty aware importance score for token reduction during inference. Experiments on both static and neuromorphic benchmarks show that Uncert achieves favorable accuracy and efficiency tradeoffs, with the most consistent gains observed under token pruning. Further analysis reveals a clear empirical connection between temporal uncertainty patterns and token contribution, offering new insights into token dynamics in spiking transformers.
Wenxuan Liu, Zecheng Hao, Tong Bu +2
May 9, 2026math.AP

Kinetic theory for Transformers and the lost-in-the-middle phenomenon

We study causal self-attention dynamics -- a toy model for decoder Transformers -- which we interpret as a non-exchangeable interacting particle system. Adapting cumulant expansions to the triangular causal dependency structure of the model, and appealing to non-hierarchical methods to estimate correlations using Glauber calculus, we prove a quantitative mean-field limit result and a next-order characterization of correlations. For iid uniformly distributed tokens, the limiting correlation equation can be solved in closed form and we obtain a rigorous explanation of the empirically observed \emph{lost-in-the-middle} phenomenon: the token retrieval profile, as a function of the source position in the prompt, is U\mathsf{U}-shaped, with primacy, recency, and a unique interior minimum under an explicit smallness condition.
Mitia Duerinckx, Borjan Geshkovski, Stefano Rossi
May 9, 2026cs.CV

RigidFormer: Learning Rigid Dynamics using Transformers

Learning-based simulation of multi-object rigid-body dynamics remains difficult because contact is discontinuous and errors compound over long horizons. Most existing methods remain tied to mesh connectivity and vertex-level message passing, which limits their applicability to mesh-free inputs such as point clouds and leads to high computational cost. Efficiently modeling high-fidelity rigid-body dynamics from mesh-free representations, therefore, remains challenging. We introduce RigidFormer, an object-centric Transformer-based model that learns mesh-free rigid-body dynamics with controllable integration step sizes. RigidFormer reasons at the object level and advances each object through compact anchors; Anchor-Vertex Pooling enriches these anchors with local vertex features, retaining contact-relevant geometry without dense vertex-level interaction. We propose Anchor-based RoPE to inject anchor geometry into attention while respecting the unordered nature of objects and anchors: object-token processing is permutation-equivariant, and the mean-pooled anchor descriptor is invariant to anchor reindexing while preserving shape extent. RigidFormer further enforces rigidity by projecting updates onto the rigid-body manifold using differentiable Kabsch alignment. On standard benchmarks, RigidFormer outperforms or matches mesh-based baselines using point inputs, runs faster, generalizes to unseen point resolutions and across datasets, and scales to 200+ objects; we also show a preliminary extension to command-conditioned articulated bodies by treating body parts as interacting object-level components.
Zhiyang Dou, Minghao Guo, Haixu Wu +3
May 9, 2026cs.AI

Emergent Semantic Role Understanding in Language Models

Understanding how linguistic structure emerges in language models is central to interpreting what these systems learn from data and how much supervision they truly require. In particular, semantic role understanding ("who did what to whom") is a core component of meaning representation, yet it remains unclear whether it arises from pre-training alone or depends on task-specific fine-tuning. We study whether semantic role understanding emerges during language model pre-training or requires task-specific fine-tuning. We freeze decoder-only transformers and train linear probes to extract semantic roles, using performance to infer whether role information is already encoded in pre-training or learned during adaptation. Across model scales, we find that frozen representations contain substantial semantic role information, with performance improving but not fully matching fine-tuned models. This indicates partial but incomplete emergence from pre-training alone. We show that semantic role structure emerges from language modeling objectives, but its internal implementation shifts toward more distributed representations as model scale increases.
Carla Griffiths, Mirco Musolesi
May 9, 2026cs.RO

SHIELD: Scalable Optimal Control with Certification using Duality and Convexity

We present SHIELD, a hierarchical algorithm that reduces both the decision-variable dimension and the constraint set in ℓ1\ell_1-regularized convex programs. From strong convexity and Lagrangian duality, we derive certificates that \emph{safely} discard constraints and decision variables while guaranteeing that all removed constraints remain satisfied and all removed variables are null. To further accelerate the proposed algorithm, we propose a transformer-based deep neural network to guide the dual certificate inference. We validate SHIELD on stochastic model predictive control (SMPC) in complex, multi-modal traffic scenarios, comparing against a full-dimensional SMPC policy. Numerical simulations demonstrate order-of-magnitude computational speedups while preserving feasibility and closed-loop safety, highlighting the practicality of certifiably safe, lightweight MPC in complex driving scenes.
Hansung Kim, Siddharth H. Nair, Francesco Borrelli
May 9, 2026cs.LG

Sparse Layers are Critical to Scaling Looped Language Models

Looped language models repeat a set of transformer layers through depth, reducing memory costs and providing natural early-exit points at loop boundaries. However, looped models do not scale as favorably as standard transformers with unique layers. We compare standard and Mixture-of-Experts (MoE) transformers, with and without looping, and find two main results. First, we find Looped-MoE models scale better than the standard baseline while dense looped models do not. We trace this to routing divergence between loops: in Looped-MoE models, different experts are activated on each pass through the same shared layers, recovering expressivity without additional parameters. Our second finding is that looped models have better compute-quality trade-offs with early exits than standard models. Because each loop ends with the same layers that produce the final output, loop boundaries are superior exit points, as confirmed by earlier output convergence at these points. In sum, we provide a clear direction for scaling looped models: a Looped-MoE model with early exits can not only beat standard transformers at scale, but also enable significant memory and inference savings with minimal degradation in quality.
Ryan Lee, Jacob Biloki, Edward J. Hu +1
May 9, 2026cs.CL

Character-Level Transformer for Tajik-Persian Transliteration with a Parallel Lexical Corpus

This study addresses automatic transliteration from Tajik (Cyrillic script) to Persian (Perso-Arabic script). We present a curated, lexicographically verified parallel corpus of 52,152 Tajik--Persian words and short phrases, compiled from printed dictionaries, encyclopedic sources, and manually verified online resources. To the best of our knowledge, this is one of the largest publicly available word-level corpora for Tajik--Persian transliteration. Using this corpus, we train a character-level sequence-to-sequence Transformer model and evaluate it using Character Error Rate (CER) and exact-match accuracy. The Transformer achieves a CER of 0.3216 and an exact-match accuracy of 0.3133, outperforming both dictionary-based rule-based and recurrent neural baselines. With beam search (k=3), performance further improves to CER 0.3182 and accuracy 0.3215. We describe the data collection and preprocessing pipeline, model architecture, and experimental protocol, and report a part-of-speech analysis showing performance differences across lexical categories. All preprocessing scripts, deterministic splits into training, validation, and test sets, and training configurations are released to support reproducibility and further research on Tajik and related Persian dialects. The corpus supports research in character-level transliteration, cross-script NLP, and lexicographic applications.
Mullosharaf K. Arabov
May 9, 2026cs.AI

CATO: Charted Attention for Neural PDE Operators

Neural operators have emerged as powerful data-driven solvers for PDEs, offering substantial acceleration over classical numerical methods. However, existing transformer-based operators still face critical challenges when modeling PDEs on complex geometries: directly processing over massive mesh points is computationally expensive, while operating in raw discretization coordinates may obscure the intrinsic geometry where physical interactions are more naturally expressed. To address these limitations, we introduce the Charted Axial Transformer Operator (CATO), a geometry-adaptive and derivative-aware neural operator for PDEs on general geometries. Instead of applying attention directly in the physical coordinate system, CATO learns a continuous latent chart that maps mesh coordinates into a learned chart space, where chart-conditioned axial attention efficiently captures long-range dependencies with reduced computational cost. In addition, CATO introduces a derivative-aware physics loss for steady-state PDEs that jointly supervises solution values, mesh-consistent gradients, and an auxiliary flux-like field, improving physical fidelity and reducing oversmoothing. We further provide a theoretical approximation result showing that, under a favorable chart, charted axial attention can represent low-rank axial solution operators with controlled error, and that small chart perturbations induce bounded approximation degradation. CATO achieves the best performance across all evaluated datasets, yielding an average improvement of approximately 26.76% over the strongest competing baselines while reducing the number of parameters by 81.98%. These results highlight the effectiveness of learning geometry-adaptive charts and derivative-aware physical supervision for accurate and efficient PDE operator learning.
Chun-Wun Cheng, Sifan Wang, Carola-Bibiane Schönlieb +1
May 9, 2026cs.LG

When and Why Grouping Attention Heads Accelerates Muon Optimization

Muon orthogonalizes matrix updates, but multi-head attention naturally operates at the level of heads. This granularity mismatch raises the question of whether Muon should be applied to the full attention projection, to individual heads, or to intermediate head groups. We study this question through a one-step descent comparison between full-matrix Muon and group-wise Muon. Our analysis reveals a trade-off between the \textbf{group-wise whitening gain} from group-wise updates and the \textbf{grouping-induced norm cost}, an additional update-norm cost caused by replacing full-matrix whitening with group-wise whitening. Motivated by this trade-off, we propose \textbf{Group Muon}, which treats head group size and grouping rule as optimizer hyperparameters. On GPT-2 Small trained on FineWeb, appropriate grouping improves validation loss over both full-QKV Muon and fully head-wise MuonSplit.
Hongtao Zhang, Wenjie Zhou, Wei Chen +1
May 9, 2026stat.ML

Learning Theory of Transformers: Local-to-Global Approximation via Softmax Partition of Unity

This paper investigates the learning theory of Transformer networks for regression tasks on the compact Euclidean domain [0,1]d[0,1]^d and dd-dimensional compact Riemannian manifolds. We propose a novel constructive approximation framework for Transformers that builds local approximations of the target function and aggregates them into a global approximation via softmax partition of unity. This approach leverages the attention mechanism to achieve spatial localization through affine transformations of the input. The softmax activation plays a crucial role in aggregating local approximations to a global output. From an approximation perspective, we prove that a dense Transformer equipped with only two encoder blocks and standard single-hidden-layer point-wise feed-forward networks can achieve a uniform ε\varepsilon-approximation error for αα-Hölder continuous functions with α∈(0,1]α\in (0,1] using O(ε−d/α)\mathcal{O}(\varepsilon^{-d/α}) total parameters. Building upon this approximation guarantee, we establish a near minimax-optimal generalization error bound of order O(n−2α2α+dlog⁡n)\mathcal{O}\big(n^{-\frac{2α}{2α+d}} \log n\big) for the empirical risk minimizer, where nn is the training data size. The Transformer architecture studied in this paper is dense, shallow and wide, and employs softmax activation and sinusoidal positional encodings, closely reflecting practical implementations.
Zhongjie Shi, Wenjing Liao
May 9, 2026cs.LG

Causal Dimensionality of Transformer Representations: Measurement, Scaling, and Layer Structure

Sparse autoencoders (SAEs) decompose transformer residual streams into interpretable feature dictionaries, yet the relationship between SAE width and causal influence on model output has not been systematically characterised. We introduce causal dimensionality kappa(L, M, T), defined as the effective rank of the expected Jacobian outer product at layer L, and show it can be estimated via the SAE width sweep paired with attribution patching. Across seven SAE widths from 16,384 to 1,048,576 features on Gemma-2-2B layer 12, representational capacity grows 15.6x while causal capacity grows only 4.35x: a robust separation we term the representational-causal wedge. A saturating fit yields kappa-hat approximately 1,990 with kappa-hat / d_model = 0.86 and participation-ratio lower bound kappa_PR approximately 280. Crucially, kappa is invariant to model scaling: Gemma-2-9B and Gemma-2-2B yield identical N_causal = 328 at the same SAE width despite a 3.46x parameter increase (the count is forced to 2% of SAE width by calibration; the substantive empirical claim is shape invariance of the AtP score distribution under matched seq=512 conditions). Across eight network depths kappa is constant while the absolute attribution threshold drops 20x from layer 1 to layer 23. Five controls (architecture invariance, threshold robustness, geometric privilege, synthetic ground-truth recovery, and a four-cell encoder/decoder ablation) pin down what kappa measures and what it does not. Our findings establish kappa as a measurable, model-intrinsic property of transformer layers: sub-linearly recoverable by SAE width, invariant to model scaling, and structured across network depth.
Nilesh Sarkar, Dawar Jyoti Deka
May 9, 2026cs.LG

Kaczmarz Linear Attention

Long-context language modeling remains central to modern sequence modeling, but the quadratic cost of Transformer attention makes scaling computationally prohibitive. Linear recurrent models address this bottleneck by compressing the context into a fixed-size state, making the rule that forgets, writes, and edits information a central design problem. To address state maintenance, Gated DeltaNet (GDN) combines gated state decay with delta-rule residual writes, using a learnable coefficient to balance forgetting and update magnitude. However, this coefficient is learned empirically rather than derived from the underlying objective, which can lead to suboptimal update magnitudes. We revisit the online-regression objective underlying GDN and, inspired by the Kaczmarz projection method, derive the key-norm-normalized dynamic step size βt=ηt/(∥kt∥22+ε)β_t = η_t / (\|k_t\|_2^2 + ε) for residual updates. We propose Kaczmarz Linear Attention (KLA), a one-scalar modification of GDN that preserves the state shape, gates, linear recurrence, and chunkwise parallel algorithm. At the 0.4B scale with a 1B-token budget, KLA achieves the lowest validation perplexity among evaluated linear-time baselines, 8.09 versus 8.50 for GDN, and remains stable up to 65K tokens. On controlled tasks, KLA reaches 100% on single-needle-in-a-haystack retrieval, improves 8x multi-query associative recall by 7.03 points over GDN, and delivers 2.1x higher decode throughput at 32K context. These results suggest that the key-norm-normalized Kaczmarz coefficient is a first-order design axis for delta-rule sequence models: it improves accuracy, extrapolation, and decoding efficiency without changing the recurrent state or hardware kernel.
Jiaxuan Zou, Ruifeng Ren, Yong Liu
May 8, 2026cs.LG

Scaling Limits of Long-Context Transformers

We study the long-context limit of softmax self-attention with a fixed query and a random context of nn i.i.d. keys on the sphere, viewing the inverse temperature βnβ_n as the scaling parameter that decides whether attention degenerates into uniform averaging or collapses onto the single closest key. We show that the critical scale at which selectivity emerges is determined by the local exponent of the distance-to-query distribution near zero rather than by global features of the context, and scales like βn∗≍n2/(d−1)β_n^\ast \asymp n^{2/(d-1)} for uniform keys on Sd−1\mathbb{S}^{d-1}. Furthermore, we characterize the limiting laws of the ordered attention weights and of the attention output across all regimes of βnβ_n: a subcritical regime in which the output reduces to a local average around qq with explicit deterministic bias and Gaussian fluctuations; a critical regime in which a finite collection of nearest keys retains macroscopic mass without single-key collapse; and a supercritical regime in which all mass concentrates on the closest key. Of notable interest is the subcritical case with identity value matrix where the attention map approximately implements a backward heat equation.
Giuseppe Bruno, Shi Chen, Zhengjiang Lin +2
May 8, 2026cs.LG

Transformers Can Implement Preconditioned Richardson Iteration for In-Context Gaussian Kernel Regression

Mechanistic accounts of in-context learning (ICL) have identified iterative algorithms for linear regression and related linear prediction tasks, often using linear or ReLU attention variants. For nonlinear ICL, prior work has related softmax and kernelized attention to functional-gradient-type dynamics, but it remains unclear whether a standard transformer with softmax attention can implement a convergent solver with an end-to-end prediction-error guarantee. In this paper, we study in-context kernel ridge regression (KRR) with Gaussian kernels and show that a standard softmax-attention transformer can approximate the KRR predictor during its forward pass by implementing preconditioned Richardson iteration on the associated kernel linear system. Under bounded-data assumptions, we construct a single-head transformer with O(log⁡(1/ε))O(\log(1/ε)) blocks and MLP width O(N/ε)O(\sqrt{N/ε}) that achieves εε-accurate prediction for prompts of length NN. Our construction reveals a functional decomposition within the transformer architecture: softmax attention produces a row-normalized Gaussian-kernel operator needed for cross-token interactions, while ReLU MLP layers act locally to approximate the intra-token scalar arithmetic required by the update. Empirically, we train GPT-2-style transformers on Gaussian-process regression tasks to further test the preconditioned Richardson interpretation. Through linear probing, we compare the transformer's layer-wise predictions with the step-wise outputs of classical KRR solvers and find that its error profiles align most consistently with preconditioned Richardson iteration. Ablation studies further support this interpretation. Together, our theory and experiments identify preconditioned Richardson iteration as a concrete mechanism that softmax-attention transformers can realize for nonlinear in-context Gaussian-kernel regression.
Mingsong Yan, Dongyang Li, Charles Kulick +1
May 8, 2026cs.LG

Vertex-Softmax: Tight Transformer Verification via Exact Softmax Optimization

Certified verification of transformer attention requires bounding the softmax function over interval constraints on the pre-softmax scores. Existing verifiers relax softmax ndependently of the downstream objective, leaving avoidable slack. We prove that the exact optimum of this score-box problem is attained at a vertex of the constraint box, and establish a threshold structure theorem showing that, after sorting the objective coefficients, the optimum lies among only linearly many candidates, yielding the Vertex-Softmax primitive with log-linear complexity in the sequence length. We further prove a formal optimality result showing that Vertex-Softmax is the tightest sound bound obtainable from score intervals alone, characterizing precisely what additional structure (score correlations, score-value coupling) is needed for further improvement. Integrated into a CROWN Convex Relaxation based Optimization for Worst-case Neurons)-style verifier with a formal soundness guarantee, Vertex-Softmax significantly improves certified rates and substantially tightens lower bounds across MNIST, Fashion-MNIST, and CIFAR-10 attention models, while consistently matching or outperforming alpha-CROWN and branch-and-bound baselines at a fraction of their cost.
Navid Rezazadeh, Arash Gholami Davoodi
May 8, 2026cond-mat.dis-nn

Context-Gated Associative Retrieval: From Theory to Transformers

Hopfield networks and their generalizations have established deep connections among biological associative memories, statistical physics, and transformers. Yet most models treat retrieval as a fixed query-to-memory mapping, ignoring the role of external context in recall. In this work, we propose a two-stage associative memory architecture, wherein a context-gate subcircuit reshapes the retrieval energy landscape before and during recall. We show theoretically that context gating increases inter-memory separation while inducing sparsity, translating into exponential improvements in retrieval. Crucially, we prove that the system admits a unique self-consistent fixed point, revealing that the resulting retrieval state is driven by both a direct contextual bias and a second-order retrieval-gate feedback loop. We then bridge this theory to transformers; specifically, we evaluate a first-order approximation on Llama-3, confirming that in-context learning acts as context-gated retrieval. Native dynamics mirror our theory: context localizes a memory subspace, enabling the zero-shot query to cleanly discriminate. Ultimately, this framework provides a mechanistic link between associative memory theory and LLM phenomenology.
Moulik Choraria, Argyrios Gerogiannis, Vidhata Jayaraman +2
May 8, 2026cs.LG

When Attention Beats Fourier: Multi-Scale Transformers for PDE Solving on Irregular Domains

We study the problem of \emph{architecture selection} for deep learning models trained to solve partial differential equations (PDEs), asking when transformer-based architectures with learned attention outperform Fourier-domain neural operators. We introduce the \textbf{Multi-Scale Attention Transformer} (\msat{}), a deep learning architecture that encodes spatiotemporal solution histories as token sequences and trains end-to-end via a composite supervised objective with optional physics-informed regularization terms. We conduct a comprehensive empirical evaluation against nine baselines -- including physics-informed neural networks (PINNs), neural operators (FNO, DeepONet, GNOT), and state-space models (Mamba-NO) -- across five benchmark problems from the PINNacle suite, using identical train/test splits and reference data for all methods. \msat{} achieves state-of-the-art generalization on complex geometry problems (Lrel2=0.0101L^2_\mathrm{rel} = 0.0101 on Heat2D-CG, a 3.7×3.7\times improvement over FNO) at 34 s34\,\mathrm{s} total inference vs.\ 120,812 s120{,}812\,\mathrm{s} for Mamba-NO. Ablation studies over the physics regularization component reveal a precise inductive bias tradeoff: physics priors reduce test error on diffusion-dominated problems but degrade generalization on chaotic and recirculating-flow regimes, directly characterizing the prior misspecification boundary. Approximation error bounds as a function of domain boundary complexity κκ provide a theoretical basis for these empirical findings and a principled rule for architecture selection.
Brandon Yee, Pairie Koh, Jack Rodriguez +1
May 8, 2026cs.LG

FlashSVD v1.5: Making Low-Rank Transformers Inference Actually Fast

SVD-based Low-rank compression reduces transformer parameters and nominal FLOPs, but these savings often translate poorly into real LLM serving speedups. We show that this gap is largely a runtime problem: factorized checkpoints fragment execution paths, and the resulting overhead differs substantially between prefill and autoregressive decode. We present FlashSVD v1.5, a unified inference runtime for serving SVD-compressed transformers. FlashSVD v1.5 maps diverse public SVD compression families to a common factorized representation and combines phase-specific kernels with dense-KV decode, packed MLP execution, and per-layer CUDA-graph replay to reorganize the low-rank serving path into a thin runtime. Across representative decoder-serving settings, FlashSVD v1.5 achieves up to 2.55x decode and 2.39x end-to-end speedup, and it attains 1.48x average decode and 1.44x average end-to-end speedup across multiple popular SVD compression families. These results suggest that practical low-rank acceleration requires runtime co-design, not compression algorithms alone. Our code is available at: https://github.com/Zishan-Shao/FlashSVD.
Wenhao Wu, Zishan Shao, Kangning Cui +5
May 8, 2026cs.LG

Training-Induced Escape from Token Clustering in a Mean-Field Formulation of Transformers

Transformers perform inference by iteratively transforming token representations across layers. This layerwise computation has been studied empirically, and recent mean-field theories of Transformer dynamics explain how attention can drive token distributions toward clustering. However, existing mean-field analyses largely treat model parameters as prescribed, leaving open how training reshapes this clustering picture. We study this question in a noisy mean-field Transformer in which only a parameter-linear FFN is trained under L2L^2 regularization. We find and analyze a training-induced phase in the dynamics: after initially following attention-driven clustering, the token distribution can leave the clustered regime near the final layers. Our mathematical analysis is based on an entropy-regularized interaction energy that captures the clustering bias of attention. More broadly, our results point toward a training-aware mean-field theory of Transformer dynamics, in which training and inference dynamics are treated together.
Noboru Isobe, Daisuke Inoue, Masaaki Imaizumi
May 8, 2026cs.CL

Memory-Efficient Looped Transformer: Decoupling Compute from Memory in Looped Language Models

Recurrent LLM architectures have emerged as a promising approach for improving reasoning, as they enable multi-step computation in the embedding space without generating intermediate tokens. Models such as Ouro perform reasoning by iteratively updating internal representations while retaining a standard Key-Value (KV) cache across iterations, causing memory consumption to grow linearly with reasoning depth. Consequently, increasing the number of reasoning iterations can lead to prohibitive memory usage, limiting the practical scalability of such architectures. In this work, we propose Memory-Efficient Looped Transformer (MELT), a novel architecture that decouples reasoning depth from memory consumption. Instead of using a standard KV cache per layer and loop, MELT maintains a single KV cache per layer that is shared across reasoning loops. This cache is updated over time via a learnable gating mechanism. To enable stable and efficient training under this architecture, we propose to train MELT using chunk-wise training in a two phase procedure: interpolated transition, followed by attention-aligned distillation, both from the LoopLM starting model to MELT. Empirically, we show that MELT models fine-tuned from pretrained Ouro parameters outperform standard LLMs of comparable size, while maintaining a memory footprint comparable to those models and dramatically smaller than Ouro's. Overall, MELT achieves constant-memory iterative reasoning without sacrificing LoopLM performance, using only a lightweight post-training procedure.
Victor Conchello Vendrell, Arnau Padres Masdemont, Niccolò Grillo +3
May 8, 2026cs.LG

An Efficient Hybrid Sparse Attention with CPU-GPU Parallelism for Long-Context Inference

Long-context inference increasingly operates over CPU-resident KV caches, either because decoding-time KV states exceed GPU memory capacity or because disaggregated prefill-decode systems place KV data in host memory. Although block-sparse attention reduces attention cost in this setting, sparsity alone is insufficient for end-to-end efficiency. GPU-only designs remain constrained by PCIe bandwidth and metadata memory overhead, while CPU-GPU hybrid designs still suffer from substantial GPU idle time and bottlenecks in CPU-side top-k selection and sparse attention computation. Fluxion is built on three key insights: output-aware KV budgeting, head-specific and granularity-aware sparse configuration, and cross-device coordinated execution for sparse attention over CPU-resident KV caches. Guided by these insights, Fluxion combines a lightweight head-property predictor, a granularity-budget selector, and a priority-based scheduler to jointly optimize budget allocation, sparse configuration, and CPU-GPU execution overlap. This co-design enables hybrid sparse attention to achieve both accuracy and system efficiency in long-context inference. Across 2 models, 3 benchmarks, and 40 tasks, Fluxion preserves quality well -- the worst average degradation is only -0.26 relative to FULL, while delivering 1.5×\times-3.7×\times speedup over the strongest fixed sparse hybrid baseline, whose KV budget is only 0.05.
Feiyu Yao, Zhixiong Niu, Xiaqing Li +3
May 8, 2026cs.LO

Cross-Attention and Encoder-Decoder Transformers: A Logical Characterization

We give a novel logical characterization of encoder-decoder transformers, the foundational architecture for LLMs that also sees use in various settings that benefit from cross-attention. We study such transformers over text in the practical setting of floating-point numbers and soft-attention, characterizing them with a new temporal logic. This logic extends propositional logic with a counting global modality over the encoder input and a past modality over the decoder input. We also give an additional characterization of such transformers via a type of distributed automata, and show that our results are not limited to the specific choices in the architecture and can account for changes in, e.g., masking. Finally, we discuss encoder-decoder transformers in the autoregressive setting.
Veeti Ahvonen, Damian Heiman, Antti Kuusisto +2
May 8, 2026cs.LG

Revisiting Transformer Layer Parameterization Through Causal Energy Minimization

Transformer blocks typically combine multi-head attention (MHA) for token mixing with gated MLPs for token-wise feature transformation, yet many choices in their parameterization remain largely empirical. We introduce Causal Energy Minimization (CEM), a framework that recasts Transformer layers as optimization steps on conditional energy functions while explicitly accounting for layer parameterization. Extending prior energy-based interpretations of attention, CEM shows that weight-tied MHA can be derived as a gradient update on an interaction energy, and that a gated MLP with shared up/down projections can be viewed through an element-wise energy. This perspective identifies a design space for Transformer layers that includes within-layer weight sharing, diagonal-plus-low-rank interactions, lightweight preconditioners, and recursive updates. We evaluate CEM-derived layers in language-modeling experiments at the moderate hundred-million-parameter scale. Despite their constrained parameterizations, these layers train stably and can match corresponding Transformer baselines. Overall, our results suggest that CEM provides a useful lens for understanding Transformer layer parameterization, connecting Transformer architectures to energy-based models and motivating further exploration of energy-guided layer designs.
Jin Xu, Camille Couturier, Victor Rühle +2
May 8, 2026cs.CV

Dynamic Mode Decomposition along Depth in Vision Transformers

Recent work has shown that contiguous vision transformer (ViT) blocks (a) can be replaced by a linear map and (b) organize into recurrent phases of computation. We ask whether these observations coincide: does ViT depth implement approximately \textit{autonomous linear} dynamics, admitting a single operator KK applied recurrently across a contiguous span? We test this using Dynamic Mode Decomposition (DMD), which fits KK from selected, consecutive hidden-state pairs and predicts pp steps ahead via KpK^p. On four pretrained DINO ViTs, we study the regularization, rank, and calibration budget required for stable fitting. For short spans (p≤4p \leq 4), KpK^p tracks an unconstrained endpoint map to within 0.020.02 cosine similarity on DINOv3-H/16+, while also recovering intermediate activations at each skipped block. At early cut starts, the fitted operators compress to rank ≪d\ll d with minimal calibration data, and across tokens, \texttt{cls} is most amenable to linearization; both properties decay monotonically with depth. Yet this local fidelity does not transfer downstream. At the final hidden state, after propagating through the remaining blocks, an identity baseline becomes competitive.
Nishant Suresh Aswani, Saif Eddin Jabari
May 8, 2026cs.LG

Approximation Error Upper and Lower Bounds for Hölder Class with Transformers

We explore the expressive power of Transformers by establishing precise approximation error upper and lower bounds for Hölder class. Specifically, a new approximation upper bound is derived for the standard Transformer architecture equipped with Softmax operators, ReLU activation functions, and residual connections. We prove that a Transformer network composed of at most O(ε−d0/α)\mathcal{O}(\varepsilon^{-{d_{0}}/α}) blocks can approximate any bounded Hölder function with d0d_{0}-dimensional input and smoothness α∈(0,1]α\in(0,1] under any accuracy ε>0\varepsilon>0. In the case of approximation lower bounds, leveraging the VC-dimension upper bound, we are the first to rigorously prove that Transformers demand for at least Ω(ε−d0/(4α))Ω(\varepsilon^{-{d_{0}}/({4α})}) blocks to achieve the ε\varepsilon approximation accuracy. As a final step, we extend the derived results for standard Transformers to a general regression task and establish the corresponding excess risk rates demonstrating Transformers' empirical effectiveness in real-world settings.
Xin He, Yuling Jiao, Xiliang Lu +1
May 8, 2026cs.LG

MISA: Mixture of Indexer Sparse Attention for Long-Context LLM Inference

DeepSeek Sparse Attention (DSA) sets the state of the art for fine-grained inference-time sparse attention by introducing a learned token-wise indexer that scores every prefix token and selects the most relevant ones for the main attention. To remain expressive, the indexer uses many query heads (for example, 64 on DeepSeek-V3.2) that share the same selected token set; this multi-head design is precisely what makes the indexer the dominant cost on long contexts. We propose MISA (Mixture of Indexer Sparse Attention), a drop-in replacement for the DSA indexer that treats its indexer heads as a pool of mixture-of-experts. A lightweight router uses cheap block-level statistics to pick a query-dependent subset of only a few active heads, and only those heads run the heavy token-level scoring. This preserves the diversity of the original indexer pool while reducing the per-query cost from scoring every prefix token with every head to scoring it with only a handful of routed heads, plus a negligible router term computed on a small set of pooled keys. We further introduce a hierarchical variant of MISA that uses the routed pass to keep an enlarged candidate set and then re-ranks it with the original DSA indexer to recover the final selected tokens almost exactly. With only eight active heads and no additional training, MISA matches the dense DSA indexer on LongBench across DeepSeek-V3.2 and GLM-5 while running with eight and four times fewer indexer heads respectively, and outperforms HISA on average. It also preserves fully green Needle-in-a-Haystack heatmaps up to a 128K-token context and recovers more than 92% of the tokens selected by the DSA indexer per layer. Our TileLang kernel delivers roughly a 3.82 times speedup over DSA's original indexer kernel on a single NVIDIA H200 GPU.
Ruijie Zhou, Fanxu Meng, Yufei Xu +4
May 8, 2026cs.LG

Beyond Linear Attention: Softmax Transformers Implement In-Context Reinforcement Learning

In-context reinforcement learning (ICRL) studies agents that, after pretraining, adapt to new tasks by conditioning on additional context without parameter updates. Existing theoretical analyses of ICRL largely rely on linear attention, which replaces the softmax function in the standard attention with an identity mapping. This paper provides the first theoretical understanding of ICRL without making the unrealistic linear attention simplification. In particular, we consider the standard softmax attention used in practice. We show that, with certain parameters, the layerwise forward pass of a Transformer with such softmax attention is equivalent to iterative updates of a weighted softmax temporal difference (TD) learning algorithm. Here, weighted softmax TD is a new RL algorithm that performs policy evaluation in kernel space and adopts both linear TD and tabular TD as special cases. We also prove that under a certain contraction condition, the policy evaluation error decays as the number of layers grows, with the identified parameters above. Finally, we prove that those parameters are a global minimizer of a pretraining loss, explaining their emergence in our numerical experiments.
Zixuan Xie, Xinyu Liu, Claire Chen +3
May 8, 2026cs.CV

Amortized-Precision Quantization for Early-Exit Vision Transformers

Vision Transformers (ViTs) achieve strong performance across vision tasks, yet their deployment with low-precision early exiting remains fragile. Existing quantization methods assume static full-depth execution, making them unstable when exit decisions are perturbed by quantization noise, which can amplify errors along dynamic inference paths. In this paper, we introduce Amortized-Precision Quantization (APQ), a utilization-aware formulation that accounts for layer-wise stochastic exposure to quantization noise and reveals depth-precision trade-offs. Building on APQ, we propose Mutual Adaptive Quantization with Early Exiting (MAQEE), a bi-level framework that jointly optimizes exit thresholds and bit-widths under explicit risk control to improve inference stability. MAQEE establishes a superior Pareto frontier in the accuracy-efficiency trade-off, reducing BOPs by up to 95% while maintaining accuracy and outperforming strong baselines by up to 20% across classification, detection, and segmentation tasks.
Rui Fang, Hsi-Wen Chen, Ming-Syan Chen
May 8, 2026stat.ML

Spectrum-Adaptive Generalization Bounds for Trained Deep Transformers

Understanding why trained Transformers generalize well is a fundamental problem in modern machine learning theory, and complexity-based generalization bounds provide a principled way to study this question. While existing norm-based bounds for Transformers remove the explicit polynomial dependence on the hidden dimension, they typically impose fixed norm constraints specified a priori and can exhibit unfavorable exponential dependence on depth. In this paper, we derive spectrum-adaptive post hoc generalization bounds for multi-layer Transformers. Under layerwise spectral norm control, the bounds are expressed in terms of layerwise Schatten quantities of the query-key, value, and feedforward weight matrices. Since the Schatten indices need not be fixed a priori and can instead be selected after training, separately for each matrix type and layer, the bounds adaptively trade off spectral complexity against the dimension- and depth-dependent factors according to the learned singular-value profiles. Empirical comparisons of BERT-adapted proxies for the leading complexity factors suggest that the proxies induced by our bounds grow more slowly with depth and hidden dimension than the corresponding norm-based proxies. Overall, our results provide a complexity-based perspective on how the spectral structure of trained Transformers is reflected in generalization analyses.
Mana Sakai, Masaaki Imaizumi
May 8, 2026cs.CV

TAS-LoRA: Transformer Architecture Search with Mixture-of-LoRA Experts

Transformer architecture search (TAS) discovers optimal vision transformer (ViT) architectures automatically, reducing human effort to manually design ViTs. However, existing TAS methods suffer from the feature collapse problem, where subnets within a supernet fail to learn subnet-specific features, mainly due to the shared weights in a supernet, limiting the performance of individual subnets. To address this, we propose TAS-LoRA, a novel method that introduces parameter-efficient low-rank adaptation (LoRA) to enable subnet-specific feature learning, while maintaining computational efficiency. TAS-LoRA incorporates a Mixture-of-LoRAExperts (MoLE) strategy, where a lightweight router dynamically assigns LoRA experts based on subnet architectures, and introduces a group-wise router initialization technique to encourage diverse feature learning across experts early in training. Extensive experiments on ImageNet and several transfer learning benchmarks, including CIFAR-10/100, Flowers, CARS, and INAT-19, demonstrate that TAS-LoRA mitigates feature collapse effectively, improving performance over state-of-the-art TAS methods significantly.
Jeimin Jeon, Hyunju Lee, Bumsub Ham
May 8, 2026cs.CV

Attention Transfer Is Not Universally Effective for Vision Transformers

A recent work shows that Attention Transfer, which transfers only the attention patterns from a pre-trained teacher Vision Transformer (ViT) to a randomly initialized standard student ViT, is sufficient to recover the full benefit of the teacher's pre-trained weights. We revisit this finding on a comprehensive benchmark of 20 teachers from 11 well-known ViT families and reveal that Attention Transfer is not universally effective. While 7 families transfer successfully, 4 consistently fail, falling up to 5.1% below the from-scratch no-transfer baseline. Further results demonstrate that this failure is family-consistent across model sizes, and persists under extended training durations, different transfer datasets, and out-of-distribution evaluations. Controlled analyses then consistently localize the problem to the attention-routing channel, indicating that the key issue is not whether the student can match the teacher's attention patterns, but whether the matched patterns remain functional for the student. Crucially, we identify architectural mismatch between the pre-trained teacher and the standard student as the primary mechanism. By adding only the teacher's native architectural components to the student in a randomly initialized state, we completely reverse the failure for all 4 families. Notably, these components alone do not improve from-scratch training, confirming that they specifically unlock the usability of the teacher's attention. We further systematically show that this failure is not explained by the inadequate choice of transfer loss or by differences in pre-training recipes. Our findings refine the prevailing understanding of attention in ViT representations: attention is sufficient \textit{only} when the student architecture matches the teacher.
Huaiyuan Qin, Muli Yang, Gabriel James Goenawan +4
May 8, 2026cs.CV

SAFformer:Improving Spiking Transformer via Active Predictive Filtering

Spiking Neural Networks (SNNs) offer notable advantages in biological plausibility and energy efficiency, making them promising candidates for building low-power Transformers. However, existing Spiking Transformers largely adhere to a passive reactive paradigm, which struggles to focus on task-relevant information and incurs substantial computational overhead when processing redundant visual data. To overcome this fundamental yet underexplored limitation, we propose SAFformer, a novel Spiking Transformer architecture based on an active predictive filtering paradigm. Inspired by the brain's predictive coding mechanism, SAFformer actively suppresses predictable signals and focuses on salient visual features. Extensive experiments show that SAFformer establishes new state-of-the-art performance on CIFAR-10/100 and CIFAR10-DVS. Remarkably, on ImageNet-1K, it achieves 80.44% Top-1 accuracy with only 26.58M parameters and an energy consumption of 5.88 mJ, demonstrating an exceptional balance between accuracy and efficiency.
Zequan Xie, Weiming Zeng, Yunhua Chen +3
May 8, 2026cs.LG

LoopQ: Quantization for Recursive Transformers

Looped language models (LoopLMs) improve parameter efficiency by recursively reusing Transformer blocks, enabling deeper computation under a fixed model size. However, this reuse makes LoopLMs more fragile under post-training quantization (PTQ). We present the first systematic study of quantization in LoopLMs and identify three challenges: distribution shift across roles, state reuse across loop transitions, and recursive error accumulation. To address these challenges, we propose LoopQ, a loop-aware PTQ framework that preserves a shared quantized backbone while introducing lightweight adaptations. LoopQ combines activation scaling, selective transformation, cross-loop state alignment, and trajectory-aware optimization to reduce distributional mismatch within loops and error accumulation across loops. Experiments across seven benchmarks show that, under W4A4 quantization, LoopQ improves average downstream accuracy by 68.8% and reduces average perplexity by 87.7% compared with the strongest static PTQ baseline.
Rui Fang, Hsi-Wen Chen, Ming-Syan Chen
May 7, 2026cs.LG

Adaptive Memory Decay for Log-Linear Attention

Sequence models face a fundamental tradeoff between memory capacity and computational efficiency. Transformers achieve expressive context modeling at quadratic cost, while linear attention and state-space models run in linear time by compressing context into a fixed-size hidden state, inherently limiting recall. Log-linear attention navigates this tradeoff by organizing memory across a Fenwick tree hierarchy, growing its hidden state logarithmically with sequence length at log-linear compute cost. However, its memory decay parameter λ is fixed and independent of the input, assigning uniform weights across all hierarchy levels regardless of the content, which introduces unnecessary rigidity. We propose learning λ directly from the input via a lightweight two-layer MLP, producing per-token, per-level decay that adapts to content rather than position. A softplus activation lets each Fenwick tree level scale independently, avoiding the inter-level competition that softmax introduces. This modification preserves log-linear complexity exactly and adds negligible parameter overhead. We evaluate on associative recall, selective copying, and language modeling, finding that input-dependent decay consistently outperforms the baseline, with the largest gains in long-range memory settings where baseline λ degrades or collapses entirely.
Yaxita Amin, Helen Zichen Li, Mengfan Zhang +1
May 7, 2026cs.CV

Not All Tokens Need 40 Steps: Heterogeneous Step Allocation in Diffusion Transformers for Efficient Video Generation

Diffusion Transformers (DiTs) have achieved state-of-the-art video generation quality, but they incur immense computational cost because standard inference applies the same number of denoising steps uniformly to every token in the sequence. It is well known that human vision ignores vast amounts of redundant motion. Why, then, do our densest models treat every spatiotemporal token with equal priority? In this paper, we introduce Heterogeneous Step Allocation (HSA), a training-free inference algorithm that assigns varying step budgets to different spatiotemporal tokens based on their velocity dynamics. To resolve the resulting sequence-length mismatch without sacrificing global context, HSA introduces a KV-cache synchronization mechanism that allows active tokens to attend to the full sequence while entirely bypassing inactive tokens. Furthermore, we derive a cached Euler update that advances the latent states of skipped tokens in a single operation without additional model evaluations. We evaluate HSA on the Wan-2 and LTX-2 models for both text-to-video (T2V) and image-to-video (I2V) generation. Our results demonstrate that HSA significantly outperforms previous state-of-the-art caching methods and the vanilla Flow Matching baseline, especially at aggressive acceleration regimes (e.g., 50% and 25% runtimes). Crucially, HSA achieves a superior quality-runtime Pareto frontier without the need for expensive offline profiling, robustly preserving structural integrity and generation quality even under tight computational budgets. Project page: https://ernestchu.github.io/hsa
Ernie Chu, Vishal M. Patel
May 7, 2026cs.LG

ProtSent: Protein Sentence Transformers

Protein language models (pLMs) produce per-residue representations that capture evolutionary and structural information, yet their mean-pooled sequence embeddings are not explicitly trained to reflect functional, evolutionary or structural similarity between proteins. We present Protein Sentence Transformers (ProtSent), a contrastive fine-tuning framework for adapting PLMs into general-purpose embedding models. ProtSent trains with MultipleNegativesRankingLoss across five protein-pair datasets: Pfam families, structurally derived hard negatives, AlphaFold DB structural pairs, and StringDB protein--protein interactions, and Deep Mutational Scanning data. We evaluate on 23~downstream tasks using frozen embeddings with a k-nearest-neighbor probe to measure embedding neighborhood quality. On ESM-2 150M, ProtSent improves 15 of 23 tasks, with gains of +105% on remote homology detection, +17% on variant effect prediction, and +19.9% Recall@1 on SCOPe-40 structural retrieval. The 35M variant improves 16 of 23 tasks with +40.5% on remote homology and +15.5% Recall@1 on SCOPe-40. Contrastive fine-tuning restructures the embedding space to better capture protein function and structure, without any task-specific supervision. We release the models, public data, and training recipe and code.
Dan Ofer, Oriel Perets, Michal Linial +1
May 7, 2026cs.LG

UniPool: A Globally Shared Expert Pool for Mixture-of-Experts

Modern Mixture-of-Experts (MoE) architectures allocate expert capacity through a rigid per-layer rule: each transformer layer owns a separate expert set. This convention couples depth scaling with linear expert-parameter growth and assumes that every layer needs isolated expert capacity. However, recent analyses and our routing probe challenge this allocation rule: replacing a deeper layer's learned top-k router with uniform random routing drops downstream accuracy by only 1.0-1.6 points across multiple production MoE models. Motivated by this redundancy, we propose UniPool, an MoE architecture that treats expert capacity as a global architectural budget by replacing per-layer expert ownership with a single shared pool accessed by independent per-layer routers. To enable stable and balanced training under sharing, we introduce a pool-level auxiliary loss that balances expert utilization across the entire pool, and adopt NormRouter to provide sparse and scale-stable routing into the shared expert pool. Across five LLaMA-architecture model scales (182M, 469M, 650M, 830M, and 978M parameters) trained on 30B tokens from the Pile, UniPool consistently improves validation loss and perplexity over the matched vanilla MoE baselines. Across these scales, UniPool reduces validation loss by up to 0.0386 relative to vanilla MoE. Beyond raw loss improvement, our results identify pool size as an explicit depth-scaling hyperparameter: reduced-pool UniPool variants using only 41.6%-66.7% of the vanilla expert-parameter budget match or outperform layer-wise MoE at the tested scales. This shows that, under a shared-pool design, expert parameters need not grow linearly with depth; they can grow sublinearly while remaining more efficient and effective than vanilla MoE. Further analysis shows that UniPool's benefits compose with finer-grained expert decomposition.
Minbin Huang, Han Shi, Chuanyang Zheng +5
May 7, 2026cs.LG

Sparse Attention as a Range Searching Problem: Towards an Inference-Efficient Index for KV Cache

Sparse attention improves LLM inference efficiency by selecting a subset of key-value entries, but at the cost of potential accuracy degradation. In particular, omitting critical KV entries can induce substantial errors in model outputs. Existing methods typically operate under fixed or adaptive token budgets and provide empirical robustness or partial theoretical guarantees, yet they do not ensure zero false negatives in decoding steps, particularly since the set of relevant tokens is both query- and step-dependent. Our empirical observations confirm that missing even one critical key can lead to sharp error spikes, especially in long reasoning tasks where the set of important tokens varies throughout decoding. This observation motivates the need for indexing methods that dynamically adapt to these variations across decoding steps while guaranteeing a full recall of the relevant keys above a certain threshold. We address this challenge by reformulating sparse attention as the halfspace range searching problem. However, existing range searching indices are not suitable for modern LLM inference due to their computational and implementation overheads. To overcome this, we introduce Louver, a novel index structure tailored for efficient KV cache retrieval. Louver (i) guarantees zero false negatives with respect to a specified threshold in both theory and practice, (ii) is lightweight to integrate into existing LLM pipelines, and (iii) incorporates hardware-aware optimizations for both CPU and GPU executions. Our experiments demonstrate that Louver outperforms prior sparse attention methods in both accuracy and runtime, and is faster than highly optimized dense attentions such as FlashAttention. These results highlight that recall guarantees are a critical and overlooked dimension of sparse attention, and open a new direction for building theoretically grounded, efficient KV cache indices.
Mohsen Dehghankar, Abolfazl Asudeh
May 7, 2026cs.LG

Transformers Efficiently Perform In-Context Logistic Regression via Normalized Gradient Descent

Transformers have demonstrated remarkable in-context learning (ICL) capabilities. The strong ICL performance of transformers is commonly believed to arise from their ability to implicitly execute certain algorithms on the context, thereby enhancing prediction and generation. In this work, we investigate how transformers with softmax attention perform in-context learning on linear classification data. We first construct a class of multi-layer transformers that can perform in-context logistic regression, with each layer exactly performing one step of normalized gradient descent on an in-context loss. Then, we show that our constructed transformer can be obtained through (i) training a single self-attention layer supervised by one-step gradient descent, and (ii) recurrently applying the trained layer to obtain a looped model. Training convergence guarantees of the self-attention layer and out-of-distribution generalization guarantees of the looped model are provided. Our results advance the theoretical understanding of ICL mechanism by showcasing how softmax transformers can effectively act as in-context learners.
Chenyang Zhang, Yuan Cao
May 7, 2026cs.CL

Long Context Pre-Training with Lighthouse Attention

Training causal transformers at extreme sequence lengths is bottlenecked by the quadratic time and memory of scaled dot-product attention (SDPA). In this work, we propose Lighthouse Attention, a training-only symmetrical selection-based hierarchical attention algorithm that wraps around ordinary SDPA and can be easily removed towards the end of the training. Our hierarchical selection is also gradient-free, which exempts us from dealing with a complicated and potentially inefficient backward pass kernel. Our contribution is three-fold: (i) A subquadratic hierarchical pre- and post-processing step that does adaptive compression and decompression of the sequence. (ii) A symmetrical compression strategy that pools queries, keys and values at the same time, while preserving left-to-right causality, which greatly improves parallelism. (iii) A two stage training approach which we pre-train for the majority of the time with Lighthouse Attention and recover a full attention model at the end with a short training. We run preliminary small scale LLM pre-training experiments that show the effectiveness of our method compared to full attention training with all other settings matched, where we achieve a faster total training time and lower final loss after the recovery phase. Full code is available at: https://github.com/ighoshsubho/lighthouse-attention
Bowen Peng, Subho Ghosh, Jeffrey Quesnelle
May 7, 2026cs.LG

Is One Layer Enough? Understanding Inference Dynamics in Tabular Foundation Models

Transformer-based tabular foundation models (TFMs) dominate small to medium tabular predictive benchmark tasks, yet their inference mechanisms remain largely unexplored. We present the first large-scale mechanistic study of layerwise dynamics in 6 state-of-the-art tabular in-context learning models. We explore how predictions emerge across depth, identify distinct stages of inference and reveal latent-space dynamics that differ from those of language models. Our findings indicate substantial depthwise redundancy across multiple models, suggesting iterative refinement with overlapping computations during inference stages. Guided by these insights, we design a proof-of-concept, looped single-layer model that uses only 20% of the original model's parameters while achieving comparable performance. The code is available at https://github.com/amirbalef/is_one_layer_enough.
Amir Rezaei Balef, Mykhailo Koshil, Katharina Eggensperger
May 7, 2026cs.LG

Cubit: Token Mixer with Kernel Ridge Regression

Since its introduction in 2017, the Transformer has become one of the most widely adopted architectures in modern deep learning. Despite extensive efforts to improve positional encoding, attention mechanisms, and feed-forward networks, the core token-mixing mechanism in Transformers remains attention. In this work, we show that the attention module in Transformers can be interpreted as performing Nadaraya-Watson regression, where it computes similarities between tokens and aggregates the corresponding values accordingly. Motivated by this perspective, we propose Cubit, a potential next-generation architecture that leverages Kernel Ridge Regression (KRR), while the vanilla Transformer relies on Nadaraya-Watson regression. Specifically, Cubit modifies the classical attention computation by incorporating the closed-form solution of KRR, combining value aggregation through kernel similarities with normalization via the inverse of the kernel matrix. To improve the training stability, we further propose the Limited-Range Rescale (LRR), which rescales the value layer within a controlled range. We argue that Cubit, as a KRR-based architecture, provides a stronger mathematical foundation than the vanilla Transformer, whose attention mechanism corresponds to Nadaraya-Watson regression. We validate this claim through comprehensive experiments. The experimental results suggest that Cubit may exhibit stronger long-sequence modeling capability. In particular, its performance gain over the Transformer appears to increase as the training sequence length grows.
Chuanyang Zheng, Jiankai Sun, Yihang Gao +6