Transformer Interpretability

Latest papers 224

May 29, 2026cs.LG

Contribution Weights: A Geometrical Analysis of Self-Attention Transformers

Analyzing attention weights has become a standard approach for interpreting the information flow of Large Language Models (LLMs). However, this approach has significant limitations as it neglects the geometric properties of the value vectors being aggregated. To address this gap, we introduce \emph{Contribution Weights}, a projection-based metric that quantifies a token's influence by accounting for it's attention weight, value magnitude, and directional alignment with the layer output. We demonstrate that contribution weights provide a more faithful measure of token importance, consistently outperforming attention-based metrics in identifying semantically critical tokens across different decoder-only models, tasks, and datasets. Further, our metric enables novel mechanistic analysis of \emph{attention sinks}. While previous work characterized sinks as passive repositories for excess attention, we reveal they serve an active functional role, suppressing information through a convex relationship between sink rate and output norm, stabilizing representations by opposing the semantic drift of low-confidence tokens.
May 28, 2026cs.CL

Give it Space! Explicit Disentangling of Positional and Semantic Representations in Encoders

Positional encoding (PE) underpins how permutation-invariant Transformers represent sequence order, yet how positional information is processed and stored remains poorly understood. Modern PE methods such as RoPE still struggle on tasks such as long-context understanding or retrieval \cite{chen-etal-2025-hope}. Hence, a better understanding of the internal positional mechanism could help design better PE. Building on evidence that positional and semantic signals occupy nearly orthogonal subspaces in trained Transformers, we modify an encoder Transformer to process three explicitly disentangled streams: semantic, absolute positional (AP) and relative positional (RP), and confine the masked-language-modeling (MLM) objective to the semantic stream. This decoupling enables a clean mechanistic study and yields three take-aways. (1) The isolated AP subspace spontaneously collapses into a low-frequency two-dimensional manifold that captures the structure of the document; (2) Attention heads specialize into structure and semantic-oriented groups, with RP exclusively supporting the latter; (3) Standard positional encodings do not robustly retain macroscopic structure: RoPE and RP only weakly encode it, and entangled AP loses it in the final layers under MLM pressure. The disentangled approach preserves positional encoding, which improves linguistic representation on 49 of the 65 linguistic phenomena of the Flash-Holmes probing benchmark.
May 28, 2026cs.LG

Improving Adversarial Robustness of Attribution via Implicit Regularization

The adversarial robustness of attributions is a fundamental requirement for reliable explainability in deep learning, yet existing approaches typically rely on computationally expensive explicit regularization. In this work, we show that attribution robustness can arise implicitly from the learning dynamics of standard stochastic gradient descent. We theoretically motivate this effect through connections between parameter-space and input-space curvature, and validate it across architectures, datasets, and attribution methods, with negligible computational overhead. In contrast, we prove that such robustness gains often does not transfer to attention-based attribution under softmax normalization, due to inherent entropy constraints, and we validate this limitation experimentally. Finally, we show that replacing softmax attention with kernel-based attention restores the robustness gains in transformer models. Our results highlight learning dynamics as a principled and practical mechanism for robust explainability, and reveal fundamental limitations of attention-based attribution under normalization.
May 28, 2026cs.CV

Unsupervised Semantic Segmentation Facilitates Model Understanding

Self-supervised learning (SSL) has produced a diverse landscape of vision transformers (ViTs) whose pretrained representations support a wide range of downstream tasks. Towards a better understanding of these models, a body of work has assessed the mechanics of their self-attention as well as the types of information captured across their representations, revealing, for example, stark differences between models trained with contrastive learning (CL) and masked image modeling (MIM). However, the total of these advances on model understanding has to date not yet fully permeated a larger community, where, e.g., insights that are specific to CL models are still at times generalized to MIM models. To make model understanding straightforward and intuitive for a broad community, we propose a simple and easily interpretable visualization protocol. Our protocol is based on visualizing unsupervised semantic segmentation results, yet by no means do we focus on top segmentation performance. Instead, our protocol allows us to easily convey model behavior that consistently emerges across images. Benchmarked on a diverse set of SSL models across layers and representations, our protocol allows us to gain novel insights into distinct positional biases and scaling behaviors, including, e.g., strong boundary artifacts in DINOv3-Large model tokens. These novel insights come on top of more easily conveying a range of previous findings. Our protocol further allows us to clearly visually convey and distinguish between positional effects and the closely related but distinct locality bias, the latter being much more extensively studied in the literature so far. Our protocol is publicly available, serving to catalyze further model understanding for a broad community.
May 28, 2026cs.LG

Relational Rank Geometry in Transformers: Detecting and Steering Hidden-State Relation Frames

Transformer hidden states are often interpreted through local or low-order objects: neurons, sparse features, attention heads, residual-stream directions, or activation patches. This paper studies a complementary object: the rank-indexed geometry of relations among token tuples. I use Plucker sign entropy to test whether r-argument relations leave arity-matched orientation signatures in hidden-state space. Across Llama-family 8B, 70B, and 405B checkpoints, true relation tuples show stronger orientation-sign consistency at the expected rank k=r for r=3,...,6 than scrambled tuples under matched random-control audits. Multi-template audits show that the effects survive surface variation, with all tested 405B rows retaining positive expected-rank margins and 8B/70B retaining positive rows with constructor-specific mixed cells. I then ask whether the same relation geometry can be steered. In an edge-grid clean/corrupt intervention assay over 32 prompts, the row/column scaffold and answer format stay fixed while the YES/NO relation map changes, and the corrupt hidden-state relation frame is patched toward clean or placebo targets. In 70B and 405B, clean-targeted relation-frame paths recover clean-answer behavior and residual relation geometry, while centroid-only and equal-norm controls show negligible recovery. Site/order controls further separate marker-site importance from ordered clean-frame geometry: target clean shape and cross-prompt clean shape recover behavior and residual geometry at the marker interface, whereas corrupt-donor transfer, same-site permutation/reflection, wrong-site clean deltas, centroid-only motion, and equal-norm noise fail or remain far below clean-frame paths. The result is a controlled bridge from relation probing to relation-frame intervention: relation rank geometry can be detected, targeted, and behaviorally validated in transformer hidden states.
May 27, 2026cs.CL

The Attentional White Bear Effect in Transformer Language Models

Instruction-based suppression is widely used to prevent language models from generating prohibited content, yet it remains unclear whether suppression reduces internal representation or merely suppresses expression. We investigate this question through representational probing, attention analysis, and behavioral semantic leakage experiments across multiple transformer models. We find that prohibited concepts remain highly recoverable from hidden representations under suppression, continue to influence attention routing, and measurably shape downstream generations despite successful lexical avoidance. These effects persist across pooling strategies, indirect semantic controls, and multiple model families. Our results expose a fundamental gap between behavioral and representational alignment.
May 27, 2026cs.CL

Integrated and Cross-Architecture Interpretation of LLM Reasoning

Understanding how LLMs reason is hindered by a practical asymmetry: while their generated outputs are observable, the underlying reasoning patterns remain opaque. Relying on single probes, such as Mutual Information Peak (MIP) or Deep-Thinking Ratio (DTR), risks underestimating the genuine inferential structure. To response this deficiency, we present an Integrated, cross-Architecture Reasoning (IAR) framework, designed to provide a unified approach to LLM reasoning interpretability. Specifically, we first propose to use bandwidth-calibrated MIP coupled with Tukey IQR peak-detection to isolate reasoning-crucial tokens at the output layer. Second, we performed an overlap analysis between MIP-picked tokens and DTR-deep tokens to trace the cross-layer trajectories of those tokens. This also discloses whether reasoning-crucial tokens are computation-intensive as well, further facilitating to understand how reasoning patterns evolve across model layers. Finally, we apply a Jaccard stability metric over multi-domain problems to verify if the MIP-identified tokens are reasoning quality-guaranteed. Extensive experiments on six models across four domains (mathematics, code, logic, and common sense) demonstrate IAR's generalizable interpretation capabilities across architectures. Our code is available at https://github.com/LeonardoMatthew/IAR.
May 27, 2026cs.LG

ReSAE: Residualized Sparse Autoencoders for Multi-Layer Transformer Interventions

Sparse autoencoders are usually trained one layer at a time, even though transformer residual stream activations are strongly coupled across depth. This creates a practical problem for multi-layer interventions: different layerwise dictionaries can spend capacity representing the same carried-forward information, and replacing several layers at once can produce interactions that are not predicted by single-layer behavior. We introduce Residualized Sparse Autoencoders (ReSAEs), which fit an affine map between selected layers and train each later-layer SAE on the unexplained residual rather than on the full activation. Reconstructions are mapped back into the original activation space through the fitted affine chain, so ReSAEs can be evaluated with the same intervention protocols as ordinary SAEs. On Pythia-1.4B and Gemma-2-9B, residualization reduces decoder redundancy and improves sparse probing and targeted perturbation in most tested settings. Despite reconstructing less of the raw activation variance, ReSAEs recover more transformer cross entropy under multi-layer replacement. This gain is clearest under teacher-forcing and at sufficient sparsity online, indicating that ReSAEs preserve the components of the activation most relevant to the model's downstream computation. These results suggest that removing linearly predictable cross-layer structure is a useful default for multi-layer SAE interventions.
May 25, 2026cs.LG

MechRL: Reinforcement Learning Agents Perform Circuit Discovery for Mechanistic Interpretability

Mechanistic interpretability seeks to explain a model's behaviour by finding its circuit: the sparse subgraph of the model's computation that is causally responsible for it. Automated methods have made this search systematic, but each one starts afresh for every behaviour, and the effort spent finding one circuit does nothing for the next. Circuit discovery has thus been automated, but not amortised. We ask whether circuit discovery can itself be learned. We frame it as a sequential decision problem over the computation graph of GPT-2 small, in which a policy removes edges until it reaches a compact subgraph that preserves the behaviour, guided by a faithfulness reward defined through causal intervention. A single policy trained across twelve behaviours recovers a faithful circuit for each, and once frozen it transfers to behaviours it never saw during training, recovering their known circuits without further search. A short warm-start improves these transferred circuits, returning far smaller ones than training from scratch. While the learned policy does not match a per-behaviour search on circuit size or cost, it shows that circuit discovery is a learnable, transferable procedure rather than a search repeated for every behaviour.
May 25, 2026cs.CV

Generic Interpretation Approach for Transformer Models Incorporating Heterogenous Attention Structures

Transformer has significantly propelled the development of artificial intelligence, and certainly the development of agents as well. We categorize attention structures of Transformer into two types based on the source of the input information: homogenous and heterogenous attention structures. Heterogenous attention structures, with co-attention as a typical example, process information from different sources. Heterogenous attention structure is the foundation for Transformer models to achieve more complex functions and integrate more modal information. Whether for research purposes or policy requirements, the interpretation of Transformer models with heterogenous attention structures is an important task. The fusion of information from different sources brings new challenges. Our work mainly includes two parts: method and experimentation. In terms of method, we propose an interpretation method for Transformer models with heterogenous attention structures. In terms of experimentation, based on our experimental analysis paradigm, we interpret the operating mechanisms of representative models, conduct semantic interpretation and logical interpretation.
May 25, 2026cs.CL

Universal Activation Verbalizer: A Unified Framework for Cross-Model Activation Explanation

Activation verbalization explains hidden representations in natural language, but existing methods are mostly limited to self-explanation, where each model explains only its own activations. We introduce Universal Activation Verbalizer (UAV), a framework that uses a shared decoder to explain activations from heterogeneous donor models. UAV learns a lightweight adapter that converts donor activations into soft tokens in decoder's embedding space, and further supports adapter-only transfer by reusing a frozen decoder-side LoRA while training only a new adapter for another donor. Across classification, fact retrieval, and gist summarization, UAV remains competitive with strong self-explanation baselines while enabling cross-model verbalization across model families and scales. Ablations show that decoder-side tuning mainly improves task behavior, whereas the adapter provides the activation-grounded factual and semantic information needed for faithful explanations. Code and data are available at https://github.com/hy-zhao23/ActExp.
May 25, 2026cs.LG

Geometric Evolution Maps: Extracting Stable Concept Probes from Transformer Residual Streams

Concept probes extracted from transformer residual streams are only as reliable as the layer from which they are extracted. The common practice of probing at a fixed late layer or at the peak of a separation score function ignores a fundamental structural feature: concept representations undergo substantial directional rotation during their assembly phase, and do not settle into a stable direction until a characteristic handoff layer after the primary Concept Allocation Zone (CAZ). We introduce Geometric Evolution Maps (GEMs), which track the full directional trajectory of a concept through residual stream activations, identify the handoff layer where rotation ceases, and extract the settled probe direction from that layer. Across 23 architectures spanning 70M to 14B parameters and 17 concept types, the entry-to-exit cosine similarity within CAZs has a mean of 0.233, showing that probe direction at CAZ entry does not reliably predict probe direction at exit. Ablation experiments across 391 concept x model pairs (23 models x 17 concepts) show that GEM-extracted probes are at least as precise as peak-layer probes in 268/391 trials (68.5%), and strictly outperform in 259/391 (66.2%). The architecture split is pronounced: MHA models favour the handoff in 173/221 trials (78.3%); GQA models favour the handoff in only 56/119 trials (47.1%). Model-level Wilcoxon: W=214, N=23, p=0.010 (one-sided). An adaptive ablation width rule targets the 79/391 near-final-layer cases: it improves probe quality in 60/79 triggered cases (75.9%), mean gain +7.44pp. A direction-specificity control confirms the ablation effect is concept-direction specific: median 377x suppression rate versus random-direction ablation (99.1% of concept directions beat all 10 random seeds). Reference implementation: rosetta_tools v1.3.1 (doi:10.5281/zenodo.20361433).
May 25, 2026cs.CL

Function-Vector Heads Are Two Populations: Writers and Cancellers in In-Context Learning

In-context learning lets a language model perform a task specified by examples in its prompt. Function vectors capture task information in a compact activation assembled from attention-head outputs. Across two rule families and three Pythia models, we find two opposed functional populations among candidate function-vector heads. Writers support the rule-correct answer, while cancellers systematically suppress it. These roles predict opposing group effects on held-out prompts, where removing cancellers improves accuracy by 2.4 to 6.8 percentage points in all six settings. The dominant suppressive contributions depend on task content, and the same components can support correct predictions in another task. At the population level, substantial support and suppression can nearly cancel. Separating these roles explains how task-related computation can work against correct predictions and how a small aggregate effect can conceal strong opposing contributions.
May 25, 2026cs.LG

Analogies between Transformer Layers and Power Method

In the paper we show that there is an analogy between the operations occurring in a layer of a transformer (projections and layer normalizations, disregarding the feedforward neural network) and a step in the power method. Coherently with this analogy, we show that passing through a layer the tokens tend to be tilted towards the principal eigenvector of a matrix which is the product of the output and value weight matrices of that layer. In the special case of a transformer with shared weights (i.e., in which all layers have identical weights) then the alignment with this principal eigenvector is particularly evident empirically, and can also be shown analytically. The analogy also suggests a method to steer the output of the transformer towards an arbitrary desired direction in token space.
May 24, 2026cs.LG

Transformer Field Theory: A Response-Theoretic Approach to Mechanistic Interpretability

Mechanistic interpretability often studies Transformer behavior by intervening on internal activations through activation patching, causal tracing, path patching, and steering directions. This paper develops Transformer Field Theory: a response-theoretic framework in which the residual stream of a fixed forward pass is treated as a Transformer field over layer depth and token position. In this formulation, patching becomes a localized source insertion into the Transformer field, first-order sensitivity fields predict patch effects, Green functions describe downstream propagation, and patch selection is posed as an adjoint inverse problem. Empirically, we test the theory's forward response objects in GPT-2-style autoregressive Transformers. Localized Transformer-field interventions exhibit a bounded local linear regime; first-order sensitivities predict patch effects across layer-token sites; localized sources generate structured anisotropic Transformer-field propagation; high-sensitivity sites and sliced Green operators provide reduced response descriptions; and prompt-induced Transformer-field displacements partially transfer answer behavior. These results establish sensitivities, Transformer-field responses, and sliced Green operators as practical objects for organizing patching experiments, while providing the forward mathematical basis for patch-site inference and cross-scale response transfer.
May 24, 2026cs.LG

The Concept Allocation Zone: Tracking How Concepts Form Across Transformer Depth

Concept formation in transformer language models is depth-extended, not a single-layer event: concepts emerge gradually across a contiguous region of the residual stream. Mechanistic interpretability methods identify the single layer of peak class separation -- the "best layer" -- capturing a snapshot rather than the process itself. We introduce the Concept Allocation Zone (CAZ): the depth interval within which a concept becomes measurably separable, the region allocated to its geometric expression. We formalize the CAZ through three layer-wise metrics (Separation, Concept Coherence, Concept Velocity) and derive principled boundary detection without manual layer sweeps. A CAZ is not a concept: it is the depth region within which the model organizes its geometry to make a concept separable. A single concept typically participates in multiple CAZes; multiple concepts may share one. Empirical validation across 34 models from 8 architectural families and 7 concepts reveals that the separation curve S(l) is frequently multimodal. A scored detector uncovers "gentle CAZes" -- subtle allocation regions invisible to standard peak detection but causally active in 93-100% of cases under ablation (16 of 34 models; 26 in the companion validation paper). The framework generates seven testable predictions; four yield clear verdicts (two not supported, one partially supported, one supported), one had its precondition invalidated by the data, and two are underpowered -- with cross-architecture alignment confirmed as depth-matched rather than monolithic under leave-one-concept-out cross-validation. Reference implementation: rosetta_tools v1.3.1 (doi:10.5281/zenodo.20361433).
May 23, 2026cs.CL

CSP-Atlas: Concept-Specific Neural Circuits in a Sparse Python Transformer

A sparse 8-layer code transformer develops dedicated neural circuitry for every Python construct tested, and that circuitry is organised by a clean computational principle rather than by semantic category. We extract neural circuits for 106 concepts (43 AST node types, 63 builtin objects) by marginalising across 63,800 controlled prompts, and decompose each circuit into concept-specific and token-driven components using contrastive checker prompts that present a keyword token without its associated syntactic structure. Three findings emerge. First, all 106 concepts produce non-empty universal circuits at every one of nine parameter settings, and the ranking of concept-specificity across constructs is stable across the sweep - survival is not an artifact of a permissive threshold. Second, AST circuits contain a genuine concept component distinct from token activation: concept-only neurons constitute up to 62.5% of the loudest-firing neurons at mid-to-late layers, while builtin circuits are almost entirely token-driven. Third, six computationally atomic constructs - Import, ImportFrom, Break, Continue, Pass, Assert - cluster together despite being semantically unrelated, sharing only the property of being single-statement constructs requiring no nested body; this atomicity super-cluster, together with a four-tier hierarchy organised by token ambiguity and structural distinctiveness, shows that the model's internal organisation tracks computational structure rather than meaning. The methodology, full decomposition data, and analysis code are released.
May 23, 2026cs.LG

Polymorphism Is Rotation: Operational Mechanistic Interpretability from a Two-Layer Transformer to Pythia-70m

Independently trained transformers compute the same function in residual-stream bases that differ by a uniform random rotation on SO(dmodel)\mathrm{SO}(d_{\mathrm{model}}). We call this phenomenon polymorphism: same function, mutually unintelligible interior coordinates. One matrix multiplication per model pair removes it: an orthogonal Procrustes fit on a single batch of activations transfers sparse-autoencoder feature dictionaries and steering vectors between independently trained models, with no retraining. The phenomenon is invisible to the standard SAE universality metric. Decoder-column cosine similarity matches across seeds at 98%, the SAE-universality headline number, while an SAE trained on one seed reconstructs another seed's activations at negative explained variance, worse than predicting the constant mean. The decoder columns align; the encoder reads from a rotated frame. A single Procrustes rotation RR restores reconstruction to within 0.025 EV of the within-seed ceiling at every internal site. RR is Haar-distributed: ∥R−I∥F\|R - I\|_F matches the random-orthogonal prediction 2dmodel\sqrt{2 d_{\mathrm{model}}} to 0.1% at dmodel=512d_{\mathrm{model}} = 512, and a Kolmogorov-Smirnov test of RR's eigenvalue spectrum against Haar SO(dmodel)\mathrm{SO}(d_{\mathrm{model}}) returns p≈1.000p \approx 1.000 pooled and per-pair. Diff-of-means steering vectors transfer in three regimes by alignment with RR's invariant subspace: clean when pinned by shared output weights, partial when overlapping the rotated subspace, inverted otherwise. With no shared I/O (Pythia), all three collapse to universally inverted. The same rotation account holds across training checkpoints within a single run. Validated on a 104k-parameter Dyck-3 transformer and nine independently-trained Pythia-70m seeds on The Pile, via a pre-registered four-bar operational framework. Frontier-scale (10B+) replication remains open.
May 23, 2026cs.CL

Grammatically-Guided Sparse Attention for Efficient and Interpretable Transformers

The quadratic complexity of self-attention in Transformer models remains a significant bottleneck for processing long sequences and deploying large language models efficiently. For this approach, there has been significant research into Sparse Attention, and Deepseek Sparse Attention has combined various methods of creating segments of tokens to reduce the time complexity. This paper introduces a novel approach, Grammatically-Guided Sparse Attention, which constrains attention computations based on the grammatical roles of tokens. By leveraging Parts-of-Speech (POS) tags, attention masks are dynamically generated that enforce linguistically coherent connections between tokens, reducing the computational graph without sacrificing essential linguistic dependencies. Two masking strategies are proposed and evaluated: a hard mask that strictly allows only predefined grammatical interactions, and a soft mask that biases attention towards these interactions. The experiments, conducted on the SST-2 sentiment classification task using a DistilBERT-like architecture, demonstrate that Grammatically-Guided Sparse Attention maintains comparable accuracy to full attention while significantly reducing the theoretical computational overhead. Preliminary results show accuracy values of 0.8200 for hard masking and 0.8165 for soft masking, closely matching the 0.8200 of full attention, providing a path towards more efficient, interpretable, and linguistically-informed Transformer architectures.
May 23, 2026cs.CV

Causal Physics Steering in Video World Models via Concept Activation Vectors

Video world models learn representations of physical dynamics, but controlling their physical expectations at inference time remains an open problem. Recent interpretability work identified a Physics Emergence Zone (PEZ), a group of middle transformer layers in VideoMAE where physical plausibility is represented separately from other visual features. However, it remained unclear whether this structure could be used to directly control the model's physics reasoning. We present physics steering, a training-free method that uses the weight vector of a linear probe at a PEZ layer as a Concept Activation Vector (CAV) and injects it into hidden states during inference. This shifts the model's physical expectations without changing any model weights. On the IntPhys benchmark, this intervention reliably shifts the model's plausibility judgment in either direction, depending on the steering sign. The effect appears only when the intervention is applied within the Physics Emergence Zone, suggesting that the relevant physics representation is localized there. We further find that physics is encoded separately from motion direction, and that different intuitive physics principles occupy distinct directions within this representation space. Together, these results show that physical reasoning in VideoMAE is not only readable, but also directly steerable.
May 22, 2026cs.LG

Every Component Is a Lookup: One Linear Graph for Interaction, Composition and Attribution

Interpretability methods for transformers are typically built around separate questions: which components interact, how information routes to the output, and which input tokens contribute. Because these methods rely on different assumptions, their answers are difficult to relate. We argue that two architecturally motivated assumptions suffice to address all three questions: attention and MLPs share a key-value form, φ(S) Uφ(S)\,U, in which φ(S)φ(S) selects over values UU, and components read from an additive residual stream, the sum of component outputs. Holding these selections at their forward-pass values turns the model into a computational graph, of which component interactions, composition paths, and token attribution are different readouts. We develop Unpack, a backward attribution procedure over this graph, and validate each readout against the corresponding established test: interaction scores predict ablation effects across models from 160M to 6.9B parameters, recovered routes reproduce established circuits down to the key, query, or value branch the circuit specifies, and token attribution passes the same faithfulness test as dedicated attribution methods. The results suggest that these two assumptions suffice for the interpretability questions above. On a task with a known circuit, we find that contribution and causal effect can differ, and that the difference has a recognisable signature: components that matter for the task change their contribution when the task is removed from the input, while components that act like a bias term do not. Code is available at https://github.com/Fun-Cry/unpacklm.
May 22, 2026cs.LG

Spectral Probe-Circuits: A Three-Step Recipe for Identifying Attention-Head Circuits in Pretrained Transformers

We present a three-step recipe for identifying attention-head circuits in pretrained transformers. A per-head spectral signal -- the time-integrated participation ratio of each head's attention output -- ranks heads doing sustained content-dependent computation without labels or attribution gradients. A task-pattern screen filters this general indicator into a task-specific candidate circuit, and group ablation against a matched-random control completes the causal claim. We validate across an 8x parameter range (51M to 1B-active / 7B-total), two architecture families (dense, mixture-of-experts), and four pretraining pipelines. The recipe ports: a 2-6 head induction circuit is causally necessary in every model tested, with a 94-100% drop in synthetic-induction top-1 after ablation. The spectral signal is predictive without supervision: on six independent seeds of a 51M-parameter probe model, the same computation identifies the seed-specific circuit on each seed. The fraction of heads doing identifiable specialized computation is conserved at 17-19% across the Pythia family (124M to 410M), while specific induction circuits stay 3-11 heads -- sublinear in total head count. This paper is the methodology anchor of a three-paper program; companion papers extend the recipe to developmental trajectories during pretraining and to composed-task circuits where pattern selectivity decouples from task-causal structure.
May 21, 2026cs.LG

Reading Task Failure Off the Activations: A Sparse-Feature Audit of GPT-2 Small on Indirect Object Identification

We report a small, reproducible audit of which sparse-autoencoder (SAE) features of GPT-2 small fire differently on failed versus successful trials of the Indirect Object Identification (IOI) task. On 300 prompts, GPT-2 small reaches 79.7% accuracy; 146 of the 24,576 features in the layer-8 residual-stream SAE release of Bloom (2024) clear a Holm-corrected significance threshold and 105 reach a large effect size (|Cohen's d| > 0.8). The strongest single correlate of failure -- feature 17,491, d=+2.93, Neuronpedia label 'cryptographic keys' -- is essentially silent except when the prompt's transferred object is 'the keys,' on which GPT-2 small fails 93.3% of the time vs. 7.5% on the other seven objects (Fisher exact p = 8.79 x 10^-33). We put this correlate through three controls that a mechanistic claim should pass. (i) A causal ablation: zeroing feature 17,491 in the residual stream across all token positions of the 45 keys prompts does not restore accuracy (6.7% -> 4.4%); the feature is a correlate, not a sufficient cause at this layer. (ii) A representation baseline: a logistic regression on the raw 768-dimensional residual stream reaches 5-fold ROC AUC = 0.929, matching the top-100 SAE features (0.927); the SAE basis adds interpretability, not predictive power. (iii) A seed-robustness check: across five random seeds the keys-subset failure rate stays in 75.0--93.3% (the behavioural effect is real), but feature 17,491 is the top-|d| feature in only 1 of 5 runs. The methodological contribution is therefore the audit pipeline (cheap, model-agnostic, surfaces named correlates) rather than any single feature found through it. We release the code, the 300-prompt corpus, the 300x24,576 activation matrix, the ablation and baseline scripts, and the figures. The full pipeline runs on a laptop (Apple M3 Max, no discrete GPU).
May 21, 2026cs.LG

Represented Is Not Computed: A Causal Test of Candidate Algorithmic Intermediates in a Transformer

Structured prompts require integrating components according to task-relevant relations. How a network implements this integration is often hard to judge in language or vision, where those relations are rarely specified precisely enough to define a candidate internal algorithm. Arithmetic offers a cleaner setting. We study a Transformer trained on base-digit extraction: given NN, BB, and DD, it must report the coefficient of BDB^D in the base-BB expansion of NN. The closed-form solution, ⌊N/BD⌋ mod B\lfloor N/B^D \rfloor \bmod B, provides explicit candidate algorithmic intermediates. Across three seeds, the model reaches 99.83% exact-answer accuracy on held-out number-base intersections, establishing reliable task competence. Linear probes decode the intermediates, making staged arithmetic computation plausible. Causal tests then separate representation from use: within the localized route from the stream with DD as input to the output positions, behavior depends on early DD-selective communication, independent of NN and BB. Relatedly, a sparse circuit search finds mostly separate NN, BB, and DD routes that combine late rather than the staged route suggested by the probes. Thus, the model represents the intermediates that make the closed-form solution plausible, but the identified localized causal route does not transmit them to the output stream. This case shows that probe-based conclusions can diverge sharply from causal observations, even when explicit algorithmic hypotheses are available.
May 21, 2026cs.CL

From Correlation to Cause: A Five-Stage Methodology for Feature Analysis in Transformer Language Models

We propose a five-stage methodology for causal feature analysis in transformer language models (probe design, feature extraction, causal validation, robustness testing, and deployment integration) and demonstrate it end-to-end on GPT-2 small performing the Indirect Object Identification (IOI) task. Activation patching recovers the canonical IOI circuit (layer-9 head 9 alone gives recovery +1.02). A sparse autoencoder recovers per-name selective features with effect sizes of 30 to 50 activation units. Causal validation finds these features specifically but only partially causal: ablating fifteen of them leaves the model accurate on 98% of prompts. Two NLA-inspired evaluations strengthen this picture: the fifteen selective features explain only 31% of activation variance versus the SAE's 99.7%, and selectivity ratio anticorrelates with causal force (r = -0.56). Robustness testing under three distribution shifts finds that the circuit transfers cleanly but feature ablation effects degrade substantially, exposing a gap between detection robustness and causal robustness. A cost-based deployment evaluation (assumed 50/FN,50/FN, 0.42/FP, 2% error rate) finds an optimal monitor configuration yielding 8.96per1000queriesagainsta8.96 per 1000 queries against a 1000 baseline, a 99.1% saving. Optimal composition strategy varies with cost ratio and base rate. The conjunction of stages produces findings no single stage would.
May 21, 2026cs.LG

Towards Explainability of SLMs by investigating Token Level Activation

Transformer-based language models such as BERT having 110M+ parameters have revolutionized natural language understanding, yet their internal mechanisms remain largely opaque to researchers and practitioners. Traditional attention-based interpretability methods often emphasize structurally important but semantically weak tokens such as punctuation marks rather than meaningful semantic relationships. This work introduces a lightweight and model-agnostic framework for quantifying token-level representational importance using hidden-state activation strengths at Layer 8 of BERT. The proposed Activation Flow Network (AFN) framework computes Token Activation Strength using the L2 norm of Layer-8 hidden representations, enabling direct ranking of semantically salient tokens. The study further introduces a threshold-based activation bucket formulation that partitions tokens into HIGH-activation and LOW-activation groups using an empirical upper-quartile activation boundary. Experimental observations demonstrate that semantically meaningful content words consistently occupy the HIGH-activation bucket and dominate representational activation shifts, while structurally supportive tokens contribute comparatively less. The results suggest that Layer 8 acts as a critical semantic consolidation zone balancing structural and semantic information processing. By revealing how activation magnitudes concentrate around semantically informative tokens, this work provides an interpretable and computationally efficient alternative to attentioncentric analysis, contributing toward transforming BERT from a "black box" into a more transparent "glass box" model for natural language understanding.
May 20, 2026cs.CL

Post-Hoc Understanding of Metaphor Processing in Decoder-Only Language Models via Conditional Scale Entropy

Metaphor requires a language model to resolve a token whose contextual meaning diverges from its basic literal sense. Understanding how transformer models organize this reinterpretation across depth remains an open problem in mechanistic interpretability. We introduce conditional scale entropy (CSE), a wavelet-derived measure of how broadly transformer computation engages across frequency scales at each layer position. Two theorems establish that CSE is invariant to update magnitude, isolating the structural pattern of updates from their intensity. Using CSE, we find that metaphorical tokens produce significantly higher spectral breadth than literal tokens at contiguous layer positions on every decoder-only architecture tested, from 124M to 20B parameters (GPT-2 family, LLaMA-2 7B, GPT-oss 20B). The effect survives cluster-based permutation correction, recurs in the early-to-mid relative depth range across models, and converges with an independent analysis of 200 naturalistic VUA pairs. Specificity controls further show that the effect is not explained by semantic complexity or by matched propositional content. These results identify multi-scale coordination as a consistent signature of metaphorical language processing in the decoder-only architectures examined, and establish CSE as a principled tool for characterizing cross-depth structure in transformers.
May 20, 2026cs.LG

Markovian Circuit Tracing for Transformer State Dynamic

Many sequence computations are easier to study as movement through internal states than as isolated local circuits. We introduce Markovian Circuit Tracing (MCT), a diagnostic pipeline for testing whether transformer activations contain coarse state-transition structure. The benchmark uses synthetic Hidden Markov Model (HMM) tasks where latent states, transition matrices, Bayesian belief vectors, Bayes-optimal predictions, and forced-state counterfactual targets are known exactly. Across six HMM families and three seeds per family, tiny causal transformers learn near-Bayes next-token predictors, with mean excess loss over Bayes of 0.0138. Residual activations contain partial Bayesian belief information in this controlled synthetic benchmark. State abstractions extracted from these activations recover coarse transition signal, strongest in persistent and lower-state regimes, and weaker in ambiguous-emission and six-state regimes. The clearest result comes from state forcing. Patching a recovered-state centroid reduces KL to the exact HMM counterfactual target from 0.1957 in the unpatched model to 0.0532 on average, beating wrong-state, mean-activation, random-activation, and shuffled-label controls. The contribution is a controlled benchmark and evaluation framework for transformer state-dynamics interpretability, with MCT as a simple reference pipeline
May 18, 2026cs.LG

Chessformer: A Unified Architecture for Chess Modeling

Chess has long served as a canonical testbed for artificial intelligence, but modeling approaches for its central tasks have diverged. Maximizing playing strength, predicting human play, and enabling interpretability are typically solved with disparate architectures, and these designs are often misaligned with the geometry of the domain. This raises the natural question of whether these objectives require separate modeling paradigms, or if there exists a single architecture that supports them simultaneously. We introduce Chessformer, a unified architecture that advances the state of the art on all three central goals in chess modeling. Chessformer is an encoder-only transformer that represents board squares as tokens, augments self-attention with a novel dynamic positional encoding called Geometric Attention Bias (GAB) that adapts to domain-specific geometry, and predicts actions with an attention-based source-destination policy head. We evaluate Chessformer on each front. First, we develop \maiathree, a family of models for human move prediction that reaches 57.1% move-matching accuracy, significantly surpassing the previous state of the art with fewer than a quarter of the parameters. Second, we integrate Chessformer into Leela Chess Zero, a leading open-source engine, adding over 100 Elo of playing strength and resulting in tournament victories over Stockfish in major computer chess competitions. Third, we show that Chessformer's square-token design makes attention patterns and activations directly attributable to board squares, enabling granular interpretability analyses that prior architectures do not naturally support. More broadly, our results demonstrate that aligning a model's tokenization, positional encoding, and output design with the underlying structure of a domain can yield simultaneous gains in performance, human compatibility, and interpretability.
May 18, 2026cs.LG

One Model, Two Roles: Emergent Specialization in a Shared Recurrent Transformer

Can a shared-weight recurrent Transformer develop distinct internal roles without being partitioned into separate modules? We study this in Asymmetric Input Recurrence (AIR), a minimal two-state reasoning architecture in which the same Transformer model is reused for both updates (per literature, L and H) and the only built-in difference in the update rule is that the encoded input is injected during L-updates but not H-updates. Across Sudoku-Extreme and Maze, decoded rollouts reveal a consistent split: \zH\zH behaves like a fully committed proposal state, whereas \zL\zL retains local uncertainty and shifting intermediate structure. Freeze experiments show that this split is, in practice, related to the model's state dynamics: in Sudoku, freezing \zH\zH reduces \zL\zL's content changes whereas freezing \zL\zL increases \zH\zH's, while in Maze, freezing either state increases content changes in the other state. Ablations show that to induce specialization, the shared model needs to be able to tell the two update types apart, either from input injection asymmetry or from a separate level token. Mechanistically, attention analysis shows that L-updates are consistently more local than H-updates in both Sudoku and Maze. Together, these results show that, in a two-state recurrent setting, a clear state-identity signal can induce stable, related functional roles inside a shared-parameter recurrent Transformer. Code is available at \href{https://github.com/juchengshen/air}{\textcolor{blue}{https://github.com/juchengshen/air}}.