Retrieval-Augmented Generation Systems

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Latest in Retrieval-Augmented Generation Systems

Sep 23, 2026cs.CL

Automated Extraction of Records of Processing Activities (RoPA) Using Hybrid RAG and Locally Deployed Large Language Models

Vietnam's Personal Data Protection Law (Law No. 91/2025/QH15) and Decree No. 356/2025/ND-CP, effective January 1, 2026, require organizations to establish and maintain Records of Processing Activities (RoPA). Manual RoPA preparation is labor-intensive, while cloud-hosted large language models (LLMs) may conflict with data-sovereignty requirements. We propose RoPA Manager, a system for automated RoPA information extraction using hybrid retrieval that combines lexical ranking over tsvector, dense-vector search, Reciprocal Rank Fusion (RRF), and locally deployed LLMs. We introduce a Vietnamese RoPA benchmark with 32 organizations, 77 processing activities, 12 field groups, and 4,338 reference values. Evaluation is reported at three distinct levels. The automated scorer, tested on perturbed data without invoking an LLM, achieved F1 = 0.9493 [0.9436, 0.9548]; this measures scorer robustness rather than end-to-end extraction accuracy. End-to-end extraction achieved token coverage of 50.04-55.25% against the reference labels. Two independent experts reviewed 1,558 reference values (35.9% of the benchmark), found no incorrect values, and achieved 99.68% agreement with PABAK = 0.9936. Value-level precision was not measured. Across 32 paired scenarios on a 24 GB GPU, locally deployed Qwen3.5-27B-GPTQ-Int4 showed no statistically significant difference from cloud-based DeepSeek-V4-Flash (difference 0.20 percentage points in favor of DeepSeek, 95% CI [-0.93, 1.32], p = 0.72), while Gemma-4-31B performed significantly worse (p < 0.01).
To Duy Hinh, Nguyen Le Quoc Anh, Phan Van Tri +1
Sep 21, 2026cs.AI

RAG-NAROK: Retrieval-Aware Knowledge Corpus Poisoning in RAG with Source-specific Refutation

Retrieval augmented generation (RAG) systems have emerged as the dominant architecture for grounding large language model (LLM) outputs in verifiable external knowledge, yet their structural reliance on a dynamic retrieval pipeline introduces a largely unexplored class of adversarial vulnerability. Existing knowledge-base poisoning attacks are fundamentally static. Adversarial documents are pre-computed and injected without any awareness of what the victim system will actually retrieve for a given query, leaving the attack blind to the competitive documentary landscape that surrounds its payload in the generator's context window. Unlike traditional static poisoning attacks that are blind to the retrieved context, we introduce RAG-NAROK (Retrieval-Anchored Generation Negation And Response Quality Collapse), a RAG attack framework that adapts to the query text. RAG-NAROK exploits the transparency inherent in RAG pipeline to first extract the legitimate source identities, then generate Anchor-Specific Refutation documents that explicitly name and devalue retrieved sources while leveraging recency and authority biases to steer the text generation toward a target answer. Our results demonstrate that RAG-NAROK significantly outperforms static baselines across diverse domains, revealing a fundamental tension between RAG transparency and AI security.
Abdullahil Kafi, Alvi Ataur Khalil
Sep 21, 2026cs.CL

URA-NER: A Unified Retrieval-Augmented Framework with Retrieval Alignment and Uncertainty Reduction for Low-Resource NER

In-context learning (ICL) based on large language models (LLMs) has shown promising potential in alleviating performance bottlenecks caused by the limited availability of annotated data in Named Entity Recognition (NER). However, existing methods still face issues of retrieval misalignment and generation uncertainty, making their performance heavily dependent on the LLM's capabilities. As the parameter scale of LLMs decreases, their performance in few-shot settings deteriorates significantly. In this paper, we propose a novel unified retrieval-augmented framework, URA-NER, including three key components: Progressive Granularity Retrieval (PGR), Model-aware Representation Enhancement (MaRE), and Reason-aware Knowledge Verification. PGR is a two-stage retrieval mechanism that achieves stage alignment. It first retrieves demonstrations for span detection based on the query's global semantics, and then for type classification based on the specific entity context, providing fine-grained local information. Moreover, MaRE employs entity pre-recognition to guide the construction of representations, ensuring the query and demonstrations are aligned within the LLM's semantic space and attention pattern. In addition, to mitigate generation uncertainty, we propose RaKV, a closed-loop "generation-retrieval-verification" process. It explicates the LLM's reasoning paths, leverages them for the retrieval of external knowledge, and reorganizes the knowledge into verification evidence aligned with the original reasoning paths. We conduct extensive experiments on multiple low-resource NER datasets. Results demonstrate that URA-NER significantly enhances the performance of LLMs under low-resource settings, with particularly pronounced gains for smaller LLMs, achieving new state-of-the-art results on several benchmarks.
Jingyu Wang, Shijie Wu, Fusheng Jin
Sep 17, 2026cs.AI

RAFT: A Stateful Retrieval-Augmented Framework for Troubleshooting Agents

Effective troubleshooting agents in enterprise customer support depend on retrieving actionable guidance from similar historical cases, yet existing retrieval-augmented generation (RAG) systems treat support cases as static documents and overlook their multi-stage, stateful nature. We introduce RAFT (Retrieval-Augmented Framework for Troubleshooting Agents), a stateful RAG framework that abstracts each closed historical case into a directed chain of timeline entries and retrieves at the entry level, surfacing cases whose intermediate states match the active case and returning the parent-case trajectory anchored at the matched state; an optional case-level graph links cases through a configurable similarity representation. We evaluate this retrieval layer directly, which, unlike evaluating a full agent system, requires no production deployment. Because public multi-stage troubleshooting data is extremely rare, we pair a synthetic benchmark built from Microsoft Learn Windows Server documentation with real Apache Jira issues carrying human-created duplicate labels. RAFT improves Case Hit over vanilla RAG and GraphRAG baselines at every stage of case progress, with statistically significant gains over the strongest baseline; the Jira results provide directional evidence that the advantage transfers to real case histories. We release our benchmark, implementation, and the Apache Jira evaluation set.
Mingxuan Zhang, Xiaowen Wang, Anupma Sharan +4
Sep 17, 2026cs.AI

Q&A on Any Spreadsheet Requires Interpreting Its Grid Structure

Semantic cell annotation improves chunking interpretability for spreadsheets in LLM-driven RAG systems, aiding answer generation through enriched context rather than improved retrieval accuracy. We propose a novel framework of splitting any spreadsheet into interpretable chunks using cell role annotation. Our framework beats the state of the art, yet it faces a hard ceiling. Spreadsheets are fundamentally two-dimensional unstructured data with continuous relationships and infinite potential cell roles. Because classification models are restricted to finite, pre-defined classes, they cannot perfectly capture this structural nuance, even with human-level annotation. We show that addressing the spreadsheet-to-LLM bottleneck requires moving beyond discrete cell classification. Instead, the field must develop dimensionality-reduction techniques to directly flatten 2D unstructured spreadsheets into 1D unstructured text. Text chunks would be easier for downstream RAG to interpret and generate from.
Zofia Smoleń
Sep 16, 2026cs.CL

Knowledge-Graph Based Augmentation versus Retrieval Augmented Generation for Cultural-Related Question Answering

Large language models (LLMs) suffer from a long-tail deficit: culturally specific facts, particularly those concerning underrepresented regions such as Latin America, appear too rarely in pretraining corpora to be reliably memorized. Retrieval-Augmented Generation (RAG) addresses this by grounding generation in external text, but structured alternatives such as Knowledge Graphs (KGs) offer tighter control over what enters the context, along with potential gains in explainability and updatability. We benchmark Graph-RAG against standard RAG on LatamQA, a culturally grounded multiple-choice dataset spanning eight thematic categories. The graphs are built end-to-end from Wikipedia articles with KGGen, a recent open-domain extractor, without manual curation in our main setting. G-Retriever is competitive with RAG and reduces the error of the base LLM by 72% with a standard KG and 78% with a benchmark-aware variant, the gap to RAG narrowing further as the graph is oriented toward task-relevant content. The trained projection transfers zero-shot to Portuguese without target-language fine-tuning, indicating multilingual reach.
Pablo Poulenard, Yannis Karmim, Valentin Barrière
Sep 16, 2026cs.IR

Quanta: A Self-Contained Python Library for Hybrid Retrieval over Quantised Embeddings, Lexical Indexes, and Knowledge Graphs

An advanced retrieval-augmented generation pipeline is typically assembled from three or four independently operated systems: an approximate nearest-neighbour index, a full-text search engine, a graph database, and a relational document store. Each contributes its own deployment surface, configuration model, and failure modes, and the integration logic that binds them is written anew in every project. In this work, we present \textsc{Quanta}, an open-source Python library, which unifies dense vector search over 4-bit quantised embeddings, BM25 full-text retrieval, and knowledge-graph traversal behind a single retrieval API. Quanta makes two design commitments, which distinguish it from existing hybrid retrieval stacks. First, signals are combined by \emph{weighted reciprocal rank fusion} rather than by normalising heterogeneous scores onto a shared range, which we argue is ill-posed because such normalisations are query-dependent. Second, the graph is a \emph{candidate expander and not a relevance scorer}: traversal widens the candidate pool, and the newly admitted documents are re-scored by the dense indexes under an identifier allowlist, so structural adjacency determines what is considered while content evidence determines how it ranks.
Ioannis E. Livieris
Sep 15, 2026cs.IR

One Size Does Not Fit All! Dynamic Retriever and Generator Selection for RAG

Retrieval-Augmented Generation (RAG) systems typically employ fixed retriever and generator configurations across queries, despite substantial differences in query complexity and information needs, leading to inefficient allocation of computational resources. While retrieval and generation adaptivity have been studied independently, their joint effect on end-to-end RAG performance remains underexplored. We systematically analyze how retriever and generator complexity interacts across factoid and multi-hop question answering (QA), including bridge and composition reasoning tasks. Our analysis shows that stronger retrieval generally yields larger gains than increased generation effort, but both exhibit diminishing and non-monotonic returns, indicating that higher-complexity configurations are not uniformly better across queries. Motivated by these findings, we introduce DRAG, a query-adaptive framework for selecting retriever-generator configurations. We first propose DRAGQPP_\text{QPP}, a training-free routing approach that uses Query Performance Prediction (QPP) signals to guide retriever selection and perplexity-based measures over retrieved context to guide generator selection. We further introduce DRAGSFT_\text{SFT}, a supervised routing approach that fine-tunes an LLM to jointly predict retriever-generator configurations. Across three LLM families and four QA benchmarks, \qpprag~achieves performance comparable to strong static RAG baselines while substantially reducing inference latency, whereas DRAGSFT_\text{SFT} consistently improves effectiveness over static and training-free adaptive baselines. Overall, DRAG demonstrates that jointly adapting retrieval and generation achieves a more favorable effectiveness-efficiency trade-off than static RAG pipelines.
Neeraj Anand, Payel Santra, Partha Basuchowdhuri +2
Sep 14, 2026cs.CL

CiteGuard-RAG: A Validation-Centered AI System for Evidence-Grounded Question Answering

Retrieval-augmented generation (RAG) can improve access to complex information; however, retrieving evidence alone does not ensure that answers are grounded, citation-valid, or appropriately refused. This paper introduces CiteGuard-RAG, a validation-centered AI system for evidence-grounded question answering. The system integrates hybrid semantic-lexical retrieval, citation-constrained generation, sentence-level grounding validation, and single-pass regeneration. Validation is used at runtime to determine whether a candidate answer should be accepted, refused, or regenerated before final delivery. CiteGuard-RAG is evaluated on 400 questions across a controlled housing-law dataset, PrivacyQA, and CUAD. In the controlled evaluation, it achieves 99.1% retrieval accuracy, 98.3% grounded-answer accuracy, and 98.3% citation validity, with no validation-detected hallucinations. Ablation results show that grounded-answer accuracy drops sharply when validation is removed, even when retrieval accuracy remains unchanged. External evaluation shows that while citation validity remains strong, evidence utilization, span alignment, and refusal calibration become harder under domain shift. These findings indicate that trustworthy RAG systems require explicit validation between retrieval and final answer delivery. CiteGuard-RAG provides a practical architecture for linking retrieval, generation, citation checking, abstention, and regeneration in high-stakes information access.
Sumit Barua, Guan Hong, Halil Dursunoglu +2
Sep 14, 2026cs.LG

Assembling the CREW: A Collaborative Multi-agent Reinforcement Learning Framework for Automated Related Work Generation

Automatic Related Work Generation (RWG) significantly reduces the human time and effort required to author the Related Work Section (RWS) of a research paper. However, prior methods leveraging multi-agent Large Language Models (LLMs) typically rely on a predefined workflow, where each agent is responsible for a specific step in the entire process. This rigid, static inter-agent coordination limits the adaptive collaboration required to synthesize complex scientific literature. To address this limitation, we propose CREW (Collaborative Reinforcement Learning for Related Work Generation), a novel framework where LLM agents bypass heuristic pipelines to dynamically coordinate by autonomously selecting actions, such as Retrieve, Disseminate, Compose, and Critique, driven by a policy optimized via Independent Proximal Policy Optimization (IPPO). Extensive experiments on a standard RWG benchmark demonstrate that our approach yields substantial quality improvements over strong existing baselines, while significantly reducing token costs. Code is available at https://github.com/YenPBao/CREW-Collaborative-MARL.git
Hai-Dang Dang, Bao-Yen Pham, Bao Nguyen +2
Sep 14, 2026cs.CL

RAG-CT: Mitigating Privacy Risks on Retrieval-Augmented Generation Systems via Scanning Prompt Distribution

Retrieval-Augmented Generation (RAG) has emerged as a powerful paradigm for improving the quality of generated contents of Large Language Models (LLMs) by grounding responses in external knowledge, thus reducing hallucinations and factual errors. However, recent studies have highlighted a critical vulnerability: adversaries can exploit the retrieval process to extract personally identifiable information (PII) from the underlying corpus. To mitigate this risk, we propose a novel defense, RAG-CT, that identifies malicious queries by analyzing their entropy and margin distributions and using a score-based detection method. Extensive experiments with four state-of-the-art attack strategies and four defense baselines on two datasets show that our approach significantly reduces PII leakage while outperforming existing defenses. This work provides a lightweight yet effective mechanism to protect RAG systems against PII leakage without requiring modifications to the underlying LLM or retriever.
Xingyu Lyu, Jiayimei Wang, Jianfeng He +3
Sep 14, 2026cs.CR

CiteShade: Citation Laundering in Multi-Source Retrieval-Augmented Generation and Its Counterfactual Defense

Retrieval-augmented generation (RAG) grounds a language model's answers on retrieved external knowledge and returns each answer with citations that identify its sources. Those citations are the user's audit trail: they let a reader verify a claim without trusting the model. Prior security work on RAG asks whether an attacker can corrupt the answer, leaving the citation channel unexplored. We show that this channel is a new and practical attack surface. We propose CiteShade, the first citation laundering attack to RAG, in which an attacker controlling a single source induces a model to produce an attacker-chosen wrong answer and to attribute it to a trusted source that does not support it, while the evidence for the correct answer remains in context. We formulate the attack as an optimization problem, derive three necessary conditions (retrieval, generation, and citation) and construct sources satisfying them without any instruction. On multi-source multi-hop question answering the attack raises the wrong-answer rate from 0.01 to 0.68, and source deletion confirms the malicious source is the causal driver in every measured case. Vulnerability tracks a model's propensity to cite rather than its scale, reaching CLR 0.84 under explicit instruction and 0.64 with no instruction at all on the most citation-prone model tested. We then show that perplexity filtering and citation-support checking are each insufficient, and propose a counterfactual defense that verifies which source actually drove the answer.
Guo Fuzheng
Sep 14, 2026cs.AI

CWM: Controllable White-Box Meta-Prompting for Adaptive Retrieval-Augmented Generation and Reasoning Ability

Recently, Large Language Models (LLMs) have gained significant attention due to their strong language understanding and generation capabilities, demonstrating impressive reasoning abilities as well as effective utilization of external knowledge. Many studies have proposed methods that specialize in improving performance for individual tasks. However, ironically, only a limited number of attempts have explored general-purpose, task-agnostic methods. In this work, we present a unified framework integrating reasoning and Retrieval-Augmented Generation (RAG) tasks. We further propose Controllable White-Box Meta-Prompting (CWM), a low-cost white-box method for adaptive RAG tasks previously dominated by black-box approaches, without requiring external decision modules or multi-sampling. CWM achieves state-of-the-art performance on three adaptive RAG benchmarks across recent LLMs, including GPT-oss-20b, Qwen3-14b, and Llama3.1-8b, while also demonstrating strong generality by extending to reasoning tasks. In addition, CWM provides controllability by enabling retrieval decisions to be regulated through the manipulation of internal model signals. Our code is available at https://github.com/JeongEunhye00/CWM.
Keuntae Kim, Eunhye Jeong, Yong Suk Choi
Sep 14, 2026cs.CL

EAR: Entity-Aware Partitioning Approach for Retrieval-Augmented Generation Development

Retrieval-augmented generation (RAG) can improve knowledge-intensive question answering, but the first design choice is easy to overlook: how should the source corpus be partitioned into retrievable units? Fixed-size chunks often return long passages whose relation to the question is only implicit. We introduce EAR, an Entity-Aware Partitioning approach for multiple-choice question answering (MCQA). EAR extracts normalized surface anchors from the question, answer options, and corpus; retrieves local windows around matching corpus anchors; and can attach a larger parent passage through an extractive summary. We evaluate EAR on a cleaned Massive Multitask Language Understanding (MMLU)-style subset of 153 questions selected by an automatic corpus-support heuristic and using decontaminated public textbook text. Across same-protocol top-k = 3 and top-k = 8 sweeps with Mistral, Gemma, and DeepSeek, EAR entity-window reduces retrieved words by 37.5-40.2% relative to chunks. Observed accuracy changes are +5.2, +1.3, and -3.9 points at top-k = 3, and +5.9, -3.3, and -4.6 points at top-k = 8; none of the entity-window differences is statistically significant. The scoped contribution is methodological: EAR provides a compact and inspectable retrieval unit, while its rule-based anchor extractor remains domain-specific and requires separate validation before transfer.
Cenab Batu Bora, Oylum Alatl\i, Sebnem Bora +1
Sep 12, 2026cs.IR

VikingRAG: Accurate and Token-efficient Retrieval-augmented Generation over Structured Documents

State-of-the-art retrieval-augmented generation (RAG) methods exploit document structures to acquire sufficient evidence, but often incur substantial token costs. To reduce structural-context tokens without compromising high RAG accuracy, we present {\sf VikingRAG}, a directory-aware semantic data management system that tightly integrates semantic and structural access to support structural-context-efficient, evidence-gap-driven multi-round retrieval. To further reduce token overhead of multi-round interaction, we materialize agentic multi-round retrieval traces as experience edges, and reuse these edges for similar queries, avoiding repeated multi-round exploration. To additionally reduce token costs when agentic multi-round retrieval is unnecessary, we introduce an adaptive escalation strategy that answers from one-round experience-augmented retrieval when the evidence is sufficient, and invokes agentic multi-round retrieval only otherwise. Experiments on real datasets show that the base system {\sf VikingRAG} matches high accuracy of state-of-the-art methods while consuming only 11.6%--51.9% of their tokens. With retrieval-trace reuse and adaptive escalation, token costs drop to 5.1%--32.5% while maintaining competitive accuracy and practical document-storage performance, showing the utility of this work for emerging AI knowledge bases.
Peiyuan Gao, Gaoyuan Zhang, Haojie Qin +5
Sep 11, 2026cs.CL

RAG-Safety-Bench: Reliable Evaluation of Retrieval-Augmented LLM Safety

Allowing large language models (LLMs) to retrieve information from a set of trusted documents can increase reliability and reduce hallucination. However, recent work has demonstrated that retrieval-augmented generation (RAG) can have unintended side effects on the overall safety of the generated responses, when prompted for harmful or dangerous content. A clearer understanding of the mechanisms leading to this result is needed, as increasing numbers of end users turn to RAG to incorporate corporate documents and knowledge bases into LLM-based systems. We introduce RAG-Safety-Bench, a benchmark to measure the safety impact of RAG on LLM models. By removing the confounding effect of retriever quality, and cleanly separating the problem into four conditions -- non-RAG, RAG with an oracle document containing the answer to the harmful request, RAG with documents related to the harmful request but without the specific answer, and RAG with random, safe documents -- the benchmark isolates the impacts of different factors in the observed safety degradation. We report results across five open-source LLMs, showing an inverse relationship between benign and unsafe capability, strong evidence that baseline safety guardrails do not lead to downstream safety guarantees in the RAG case, and model-specific support for previous findings that even benign documents can lead to unsafe generation in retrieval-enabled systems.
Adithiyan Rajan Indira Saravanan, Kathleen C. Fraser
Sep 11, 2026cs.LG

REVA: Reusable Evidence View Aggregation for Context-Efficient RAG Serving

Retrieval-augmented generation (RAG) improves knowledge-intensive large language model (LLM) applications by conditioning generation on retrieved documents, but longer contexts increase latency, key-value (KV) cache memory, and token cost. Post-retrieval compression can reduce this cost, yet existing compressors often operate independently for each query, rely on auxiliary models or rewriting, and introduce online overhead that can offset the benefit of shorter prompts. We revisit RAG compression from a data-mining perspective by aggregating historical query--document--model interactions into reusable evidence views. We first show that modern compressors have unstable gains over simple truncation and can add substantial inference-time latency. We then propose Reusable Evidence View Aggregation (REVA), a framework that mines the target generator's historical attention traces into a document-keyed, budget-agnostic score store. REVA maps token-level attention to readable word units, aggregates importance across repeated document accesses, and renders budget-specific plain-text views that preserve document order and the standard RAG interface. Across four representative benchmarks and modern LLMs, REVA improves generation quality by 1.0--5.8 points over existing advances, while reducing compression overhead by a factor of 5.3 to 15.6, adding less than 40 ms of latency.
Tuan Nguyen, Qiran Hu, Banruo Liu +3
Sep 10, 2026cs.CR

In RAG We Trust? Measuring Robustness of Retrieval-Augmented Generation Under Document Poisoning

Retrieval-augmented generation (RAG) grounds a language model in retrieved documents, which reduces hallucination but creates a new attack surface: if retrieved text is tampered with, the model may repeat the falsehood. We study how much a small quantized model, Llama 3.1 8B, degrades when a fraction of its retrieved context is poisoned. Three corruption strategies are tested, entity swap, number swap, and negation, each applied to zero, one, two, or three of the three retrieved passages, over a factorial sweep of 588 runs on a fact-checking task built from FEVER. Accuracy falls from 77.9% on clean context to 43.5% when all three passages are corrupted. Entity swap flips the largest share of answers that were correct on clean context. Number-based corruption stays flat while poisoned passages are a minority and jumps once they form a majority, a pattern we re-check with query-level bootstrap intervals. The model rarely invents new falsehoods; its dominant reaction is to abstain, and a lexical overlap proxy of unsupported generation falls under attack rather than rising. The study is a small-scale measurement with coarse automated labels; we treat the strategy contrasts as suggestive until decoding is controlled and stronger adjudication is in place.
Iliano Fasolino
Sep 7, 2026cs.AI

An Auditable Symbolic-RAG-Generative AI Architecture for Goal-Oriented Conversation Orchestration

Goal-oriented conversational systems must answer factual questions, understand visitor-provided information, and advance business objectives without becoming rigid questionnaires. This paper proposes a Symbolic-RAG-Generative architecture centered on the Goal-oriented Retrieval-Augmented Conversation Engine (GRACE). An instruction-constrained Business Goal Compiler transforms business intent into an immutable objective set, normalized priority vector, canonical questions, and initial state vector. At runtime, GRACE receives the complete conversation history, latest visitor message, current state, and grounded answer generated by a separate RAG component. It updates completion only from visitor-authored evidence and selects one contextually modulated follow-up. The core policy maximizes expected business progress subject to a minimum visitor-utility constraint. We formalize the state, monotonic transitions, source separation, question modulation, and constrained policy; present the reference architecture; and define an evaluation comprising 24 English real-estate and 10 Spanish professional-cleaning conversations, totaling 119 protocol-defined visitor turns. Across both domains, GRACE achieves 84.9% exact state-transition accuracy, 91.6% evidence precision, 89.6% evidence recall, 100% monotonicity, and 94.1% terminal-state accuracy. The evaluation establishes compelling symbolic-state performance across standard, multi-goal, RAG-detour, validation, refusal, and robustness scenarios.
Ramon Gonzalez, Antonio Diaz
Sep 3, 2026cs.CR

Rent-a-RAG: Embedding-Space Watermarks for Auditing Third-Party RAG

Third-party retrieval-augmented generation (RAG) marketplaces create a new auditing problem: data providers may license corpora to a RAG operator, yet later have no visibility into whether their documents are being reused without compensation. Auditing this misuse is difficult because the operator is non-cooperative, answers are paraphrased by the generator, and one response may combine evidence from many providers. We propose DirBucket, a provider-side semantic watermarking and black-box auditing framework for document-level reuse in multi-provider RAG. DirBucket watermarks documents by meaning-preserving paraphrases whose embeddings are biased toward provider-bucket secret directions, enabling detection from black-box answers while preserving retrieval utility. On a challenging benchmark that reflects mixed-provider reuse under black-box access, DirBucket is the only method that consistently achieves strong target detection with no non-target activation, detecting non-compliance in every audit within 23 audited answers on our primary benchmark. The watermark survives adversarial post-answer laundering, and none of the evaluated evasion strategies simultaneously defeats detection while preserving user-perceived answer quality. Detection transfers unchanged to a second benchmark built from real clinical, cyber-threat-intelligence, and legal provider corpora. These results suggest that embedding-space watermarking can make document reuse in third-party RAG statistically auditable.
Alexandr Goultiaev Tolstokorov, Kyriakos Mouratidis, Javad Dogani +1
Sep 1, 2026cs.CL

SCoNE: Selective Context-aware Neuron Editing for Robust Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) is highly sensitive to retrieval noise: when retrieved documents mix informative and irrelevant context, LLMs are easily distracted, leading to hallucinations. To overcome this, we propose SCoNE (Selective Context-aware Neuron Editing), a training-free model editing approach that improves retrieval noise robustness by selectively strengthening context-aware FFN neurons that are identified by both high attribution and high cross-input variability. SCoNE requires only a small number of mining samples, no fine-tuning, and no inference-time overhead. Across various knowledge-intensive question-answering benchmarks and two LLM backbones, SCoNE consistently outperforms competitive baseline methods. Our code is available at https://github.com/HYU-ARK-Lab/SCoNE.
Chaewon Kim, Seo Yeon Park
Aug 31, 2026cs.CL

TRIS: A Tri-Layer Retrieval Integrity Sieve Against Knowledge Poisoning

Retrieval-Augmented Generation (RAG) grounds large language models in external corpora, but implicit trust in retrieved documents creates a critical attack surface: PoisonedRAG shows that a handful of crafted passages can dominate dense retrieval and steer generation toward attacker-chosen answers. We present the Tri-Layer Sieve, a middleware defense that sanitizes retrieved evidence through cross-embedding-space clustering with an independent judge model, structural filtering of trigger-payload artifacts, and LLM consistency verification. The design exploits a key weakness of retrieval-stage poisoning: a single document must satisfy one embedding geometry, one internal Trigger-Payload structure, and one generation objective - rarely all three simultaneously, a fragility that persists even against an adaptive attacker who paraphrases around it. On Natural Questions, HotpotQA, and MS-MARCO with Contriever retrieval (k=50), the Sieve reduces black-box Attack Success Rate from 67.0/87.0/64.0% to 3.0/14.0/4.0%, mitigates white-box HotFlip attacks from ~74% to 27.8% on NQ with Layer 3 enabled, and drives poisoned-document MRR to 0.000, while restoring clean accuracy from 13-33% under attack to 58-76%. Under an architecture-aware adversary who paraphrases triggers to evade the structural filter, enabling the consistency layer halves adaptive ASR (32.0% to 15.0% on NQ) while raising clean accuracy by 18 points, at an added latency of ~16-19 s/query under live retrieval.
Muhaimin Bin Munir, Akib Jawad Ononto, Nazia Shehnaz Joynab +2
Aug 30, 2026cs.AI

PAGE-RAG: Provenance-Aware Graph Evidence Promotion for Fixed-Budget Multi-hop Retrieval-Augmented Generation

Multi-hop question answering in retrieval-augmented gener?ation (RAG) often benefits from retrieving beyond the few candidates that will finally be read: narrow retrieval can miss an indispensable hop, while expanded retrieval introduces topical distractors. This challenge is not tied to a particu?lar knowledge-base format. Candidate pools may come from standalone retrievers, standard RAG backends, or graph-based retrieval pipelines. What is needed is a query-aware selection layer that can use relational structure to filter candidates be?fore generation. PAGE-RAG addresses this setting by using a graph as a temporary selection structure, rather than assum?ing a graph-structured knowledge base. It builds a query-local graph over retrieved candidates, records why candidates are connected, and treats each connection as a support hypothe?sis rather than support itself. We identify the resulting failure mode as a connectivity-support gap: connected candidates do not necessarily support the answer. We propose PAGE-RAG, a Provenance-Aware Graph Evidence promotion method that scores candidate paths with relevance, source-tracing meta?data, specificity, hubness, noise, and coherence signals, and applies minimal sufficient selection to promote supporting facts into a compact reader context. PAGE-RAG can serve as a complete retrieval-to-reading pipeline, and the same promo?tion stage can be inserted after existing retrieval or RAG sys?tems without replacing their upstream retrieval logic. Across three multi-hop QA benchmarks under the same final bud?get, PAGE-RAG improves support F1 and answer F1 by 10.4 and 3.3 points on a weighted average over a strong retriever. As a plug-in, PAGE-RAG further improves all reported RAG backends, including reasoning-oriented, compression-based, graph-based, and document/chunk-level systems.
Haokun Deng, Xunkai Li, Hongchao Qin +1
Aug 27, 2026cs.CL

Towards Expert Financial QA via Self-Improving RAG

Expert-level financial question answering requires both grounded verification to catch numeric hallucinations and audit trails for regulatory compliance, attributes that standard single-pass RAG systems lack. We take a step toward this goal with Self-Improving RAG, a framework that decomposes document QA into three specialized agents (Retrieval, Reasoning, and Judge) coordinated by an orchestrator with feedback-driven self-correction. When the Judge Agent scores an answer below a dynamic threshold, the system triggers retry with escalated strategies: broader retrieval, more careful prompting, and relaxed acceptance criteria. We evaluate on FinanceBench (SEC filing QA), where Self-Improving RAG achieves 86% oracle-guided accuracy (measuring agreement with gold answers) with a 36.4% Lazarus Rate, recovering nearly 4 in 10 initially incorrect answers through targeted retry. A key finding is that a fixed retrieval pipeline with judge-driven retry achieves strong results without dynamic routing, providing full interpretability. Every decision is logged with confidence scores, enabling the audit trails required for regulated financial applications.
Junjie Xiong, Shawheen Ghezavat, Aum Hirpara
Aug 23, 2026cs.CL

GTA-RAG: Graph-Trajectory-Augmented Reinforcement Learning for Multi-Turn Retrieval-Augmented Reasoning

Retrieval-augmented generation (RAG) enables LLMs to access external knowledge for answering knowledge-intensive questions. For complex multi-hop questions, multi-turn retrieval-augmented reasoning extends RAG into an iterative process that repeatedly searches for and integrates evidence across documents. However, existing reinforcement-learning (RL) approaches for agentic RAG are typically optimized with final-answer rewards, which provide sparse supervision and overlook whether the model actually retrieves the required evidence chain. We present \textsc{GTA-RAG}, a graph-trajectory-augmented RL framework for multi-turn retrieval-augmented reasoning. From an entity--document graph, we sample connected document paths, synthesize multi-hop QA trajectories, and validate them with the deployed retriever to obtain executable trajectory-level supervision. We then optimize the retrieval policy with Group Relative Policy Optimization (GRPO) and a trajectory-guided reward that encourages both accurate answers and acquisition of target evidence documents, followed by answer-reward training on natural QA instances. Experiments on three multi-hop and two simple QA benchmarks show that \method{} consistently outperforms RL-based RAG baselines with both Qwen2.5-3B and Qwen2.5-7B backbones, while substantially improving evidence-chain coverage. Our code is available at https://github.com/cjcj46262/GTA-RAG.
Jun Chen, Yongchao Liu, Pengyu Qiu +6
Aug 17, 2026cs.CL

Towards Safer RAG: Only Agents Capable of System 2 Thinking may Access Untrusted Documents

Retrieval-Augmented Generation (RAG) improves large language models by grounding them in external evidence, but this exposes them to knowledge-poisoning attacks, where misinformation injected into retrieved documents influences model outputs. We investigate whether deliberative reasoning reduces susceptibility to poisoned evidence using two metrics: Cordon Rate, which measures cases where detected misinformation nevertheless influences the final answer, and Leakage Rate, which measures implicit influence from poisoned context despite explicit instructions to disregard it. We evaluate six model configurations on 200 SciFact questions, including DeepSeek-V4-Flash and Qwen3.6-Plus with reasoning disabled and enabled. Enabling reasoning reduces conditional susceptibility: DeepSeek-V4-Flash reduces Cordon Rate from 0.211 to 0.107 and Leakage Rate from 0.235 to 0.140, despite overall attack success rising from 0.233 to 0.298. These results show that poison detection, attack success, and resistance to contextual influence are distinct capabilities, and that deliberative reasoning reduces behavioral impact of corrupted evidence conditional on detection, even as it renders explicit poison identification less reliable.
Mehrdad Ghassabi, Audrina Ebrahimi, Sadra Hakim +1
Aug 14, 2026cs.AI

post-graph-rag: A PostgreSQL-Native Bi-Temporal Graph RAG Engine with Temporal Grounding at Synthesis

Graph RAG connects facts no single passage states, but implementations pay three times: in infrastructure, keeping vector store, graph database and document store in sync; in quality, because a pipeline that never refuses extractor output stores edges that assert nothing; and over time, because a graph that only accumulates treats superseded and current facts alike. post-graph-rag is an open-source engine addressing all three. Chunks with embeddings, a canonical entity graph and community summaries live in one PostgreSQL database, with pgvector for search and edge tables for traversal. Extraction output is validated before writing: vague predicates, pronominal names and bare quantities are rejected, predicates normalise onto an optional vocabulary, entities resolve to one vertex per canonical name, and denials keep the positive predicate under a negation flag. A bi-temporal layer records when a relation held and when the system believed it, superseding incompatible earlier assertions from document order. Against LightRAG on three corpora with extraction and embedding models fixed, it builds a denser graph everywhere, up to 2.4×2.4\times the relations per entity, and a more queryable one: 0.46-0.58 distinct edge labels per relation against 0.77-1.33. It supersedes 13 and 8 relationships where the baseline, having no temporal model, supersedes none. On LongMemEval, 500 questions of long-horizon chat memory, it scores 85.8 percent with gemini-3.6-flash against 71.2 for Zep's gpt-4o and 60.2 for a full-context baseline, leading on all six question types. The largest single contribution is temporal grounding in the prompt: carrying each relation's validity period through to synthesis moves temporal reasoning from 0.496 to 0.881, ablated paired on one graph per instance. Code: post-graph-rag https://github.com/crajah/post-graph-rag; post-graph https://github.com/crajah/post-graph
Chandan Rajah
Aug 13, 2026cs.AI

Who Speaks Matters: Authority-Aware Multi-View RAG over Italian Parliamentary Proceedings

Parliamentary proceedings are a primary record of democratic deliberation, yet their volume and fragmentation make multi-perspective access difficult for citizens, journalists, and researchers. Applying Retrieval-Augmented Generation (RAG) to parliamentary transcripts introduces three specific risks: dominance of the most frequent speakers, inability to weight speakers according to topical expertise, and citation misattribution in politically sensitive text. We present ParliamentRAG, a RAG system for the Italian Chamber of Deputies that addresses these risks jointly. Its core contribution is a topic-dependent authority model that estimates each speaker's authority as a function of the current query, combining interpretable components such as profession, education, and previous interventions. Given a user query, the system retrieves relevant speech chunks, identifies topic-relevant experts across parliamentary groups, and generates a summary synthesizing their perspectives, accompanied by supporting quotations. ParliamentRAG is evaluated against Google NotebookLM on 15 policy topics via a two-level protocol combining automated metrics and blind A/B human evaluation by six domain experts. The system achieves higher coverage across political groups (0.97 vs. 0.95), perfect quotation faithfulness (1.00 vs. 0.95), and stronger expert preferences on source-related dimensions, while NotebookLM remains stronger on prose-oriented dimensions.
Mirko Tritella, Riccardo Pozzi, Matteo Palmonari
Aug 13, 2026cs.CR

Operationalizing Cyber Threat Intelligence with GraphRAG

When a security researcher publishes a report on a cyberattack, detection engineers are supposed to turn it into working detection rules. In practice, most automated attempts at this only extract the simplest clues from the report --- bad IP addresses, domain names, and file hashes --- and turn them into block lists. This is a weak strategy, because attackers can change these simple clues within hours or days, so the resulting detections stop working almost as soon as they are deployed. Security teams describe this idea with the Pyramid of Pain. This project asks whether feeding a report into a knowledge-graph retrieval system, Microsoft GraphRAG, rather than a standard vector-similarity retrieval system (Naive RAG), produces detection plans that rely more on these durable, top-of-pyramid clues. Both systems are given the same report, the same generation instructions, and the same language model to write the final plan; only the retrieval step differs. In a detailed case study of one APT28 report, the GraphRAG plan kept firing at 100% of its detections after every IP address, domain, and file hash in the report was rotated, while the Naive RAG plan kept firing at only 29%. Repeating the comparison across nine real CTI reports from four vendors confirms the same pattern: GraphRAG plans consistently reach higher, harder-to-evade levels of the pyramid, even when the two systems end up close on total score. The results support treating knowledge-graph-aware retrieval as the architecturally correct foundation for automatically generating SOC-deployable hunting plans, while showing that the wording of the generation prompt matters almost as much as the retrieval back-end itself.
Atul Kabra, Prakhar Paliwal, Manjesh K. Hanawal
Aug 13, 2026cs.CL

RAGSieve: Self-Referenced Local Contrast for Knowledge-Poison Detection in Retrieval-Augmented Generation

Retrieval-augmented generation uses an external corpus as inference-time evidence, allowing an attacker to promote a false answer by injecting a handful of documents. Detection must distinguish this manipulation from ordinary relevance without knowing which queries or documents are targeted. Existing detectors use text irregularity, candidate consensus, or corpus-level graph structure, whose reliability varies with the attack and local context. We present RAGSieve, which constructs a reference matched to each detection scope. At query time, RAGSieve-Query (RSQ) compares generation candidates with the lower-ranked tail of the same retrieval, exposing answer-token concentration and carrier-payload seams. At corpus time, RAGSieve-Graph (RSG) compares each document's strongest semantic relations with its own neighborhood floor to measure coordinated density. Neither requires poison labels, a trusted corpus, or training. Across three QA datasets, three dense retrievers, and six poisoning constructions, RSQ reaches 95.2% AUROC and detects 82.2% of poison at a 5% clean-removal budget, against 81.1% and 52.5% for the strongest query-time baseline; RSG reaches 93.3% and 79.8% against 79.4% and 37.6% for the strongest corpus-time baseline, with a 79.6% versus 1.4% detection rate on camouflaged injections. Joint deployment cuts attack success from 67.4% to 16.1% while retaining unpoisoned-retrieval F1 at 41.0%, compared with 42.1% without filtering. Source code is available at https://github.com/XrazyMee/RAGSieve.
Xinlong Xu, Yoshua Y. Li
Aug 13, 2026cs.AI

Privacy-Preserving RAG by Concealing Sensitive Information from External LLMs

Retrieval-Augmented Generation (RAG) is widely used to improve the performance of Large Language Models (LLMs) in answering user queries. Existing privacy research on RAG has focused on preventing unauthorized users from accessing sensitive data. However, another important problem that is often overlooked in RAG privacy research is that external generators have access to the query and the retrieved documents, which may contain confidential information that could potentially be misused or accessed for unintended purposes. In this paper, we introduce the Sensitive Entity Alias Generator (SEAG), a privacy-preserving framework that empowers users to utilize powerful third-party generators without disclosing sensitive information. SEAG introduces a lightweight model that locates sensitive entities, generates corresponding aliases, and constructs an entity replacement table. The table is used to replace sensitive words in the user's query and in the retrieved documents before they are forwarded to an external generator. For this purpose, two datasets were constructed: one for fine-tuning SEAG models to generate entity replacement tables, and another for evaluating the entire SEAG framework. The experimental results demonstrate the success of the SEAG framework. As for the User metric, which measures the ability of the model to provide a correct response to the user while hiding sensitive information from the external generator, all SEAG models achieved over 80% accuracy. Additional analysis further evaluated the ability of SEAG models Qwen-3, LLaMA-3.2, and Phi-4 to hide all sensitive entities within given documents. The results show good performance with total accuracies of 77.83%, 76.73%, and 74.91%, respectively.
Saleh Almohaimeed, Saad Almohaimeed, Mousa Jari +2
Aug 12, 2026cs.CL

QV-PIC: Query-Aware Visual Position-Independent Caching for Efficient RAG Serving

Retrieval-Augmented Generation (RAG) repeatedly prefills identical text chunks across queries, incurring redundant computations. Position-Independent Caching (PIC) mitigates it by reusing precomputed Key-Value (KV) across positions, but its efficiency is constrained by the large volume of text tokens. Rendering text chunks as images can compress the text into fewer visual tokens, but the rendered-image PIC suffers more severe quality degradation than the text PIC. This representation-specific gap primarily arises from contextual mismatches across independently compiled caches and the loss of fine-grained textual evidence during visual compression. Existing PIC repair methods mainly address the former through selective recomputation, but they incur online computation and cannot recover lost textual details. We propose QV-PIC, a query-aware dual-resolution PIC reuse framework guided by model-native templates. Offline, QV-PIC compiles visual caches under the model's native chat-template prefix, improving PIC quality without online recomputation. Online, it preserves global context with low resolution and restores fine-grained textual evidence within a high-resolution budget by cumulative query relevance scores, retaining the efficiency benefit of visual compression. Across six tasks, QV-PIC improves average F1 by 21.6 points over vanilla rendered-image PIC, closes the gap to vanilla text PIC, and surpasses optimized text PIC by 2.58 F1 while reducing TTFT by 17.2%. Relative to full prefill, it cuts TTFT by 83.8%.
Yilin Liu, Rui Meng, Wangze Ni +5
Aug 12, 2026cs.AI

EnterpriseRAG: Benchmarking LLM Instruction Adherence and Robustness under Non-Ideal Enterprise Retrieval

Enterprise RAG deployments face a critical reliability gap: while LLMs satisfy 80% of individual constraints, only 26.8% of responses meet all requirements simultaneously, revealing a 57-point orchestration gap. Existing benchmarks assume clean retrieval with simple queries, failing to capture production conditions where noisy documents and multi-dimensional constraints coexist. We introduce EnterpriseRAG, a benchmark of 983 expert-validated samples across six domains that systematically simulates three failure modes absent from prior work: retrieval noise, knowledge gaps, and factual conflicts, coupled with complex instructions. Evaluation of 13 state-of-the-art LLMs reveals a severe instruction adherence collapse, where high per-constraint satisfaction masks low holistic compliance. Critical findings expose deep barriers under knowledge gaps and factual conflicts, even with reasoning-enhanced inference, indicating production RAG requires explicit context-aware protocols and calibrated judgment. EnterpriseRAG provides a reproducible foundation for measuring and closing these gaps, directly informing deployment decisions for enterprise-scale RAG systems. We will release the benchmark and evaluation framework upon publication.
Huiqi Miao, Xinbao Sun, Bo Wang +6
Aug 11, 2026cs.IR

Self-Knowledge Retrieval Augmented Generation Framework for Patent Matching

Patent retrieval and matching based on large language models (LLMs) play a vital role in intellectual property protection. However, due to the complex structure of patent documents, dense technical terminology, and multi-modal information, traditional methods struggle to accurately identify subtle differences between patents. Existing LLM-based patent matching approaches typically rely on domain-specific pretrained or instruction tuning, which often entail high manual labeling costs and catastrophic forgetting. While retrieval-augmented generation (RAG) methods introduce external knowledge they fail to fully leverage LLM's capability to automatically parse patents and mine deep semantic relationships. To address these limitations, this paper proposes a self-knowledge RAG framework that guides LLMs to autonomously extract key technical entities and construct hierarchical ontological structures from patent matching queries, thereby enabling query expansion and precise retrieval. The method integrates the FAISS retrieval with a generative matching mechanism, leveraging self-knowledge to enhance the model's understanding of patent innovations and significantly improve retrieval and matching accuracy. Experimental results demonstrate the outstanding performance of the proposed method on real-world patent datasets, validating its effectiveness and application potential.
Jian Zhang, Songlin Lei, Zhuohao Yang +6
Aug 10, 2026cs.HC

VeriForge: Mitigating Latent Knowledge Gaps in Narrative Drafting via Mixed-Initiative Scaffolding

Great fiction earns its verisimilitude through precise details, from how a longsword is gripped to pierce armor gaps to why a bleeding corpse cannot yet smell of decay, weaving domain expertise into the fabric of invented worlds. Current AI writing tools offer limited support for discovering and integrating unfamiliar domain knowledge into narrative. They require explicit queries that authors cannot formulate, generate finished prose that risks homogenizing voice, or assist only within the boundaries of what authors already know. We argue that AI should reveal latent knowledge gaps to writers while preserving their agency to transform discovered knowledge into authentic prose. Grounded in formative interviews with 9 fiction writers, we present VeriForge, a mixed-initiative writing system that divides cognitive labor so that the system assumes initiative over domain discovery while the author retains full initiative over narrative synthesis. VeriForge realizes this through three complementary mechanisms. Proactive inline highlighting flags potential knowledge gaps as authors draft. Dual-stream querying pairs conversational responses with source-anchored Knowledge Cards for direct fact extraction. A spatial Knowledge Canvas allows authors to organize and connect discovered knowledge across their writing. These mechanisms are powered by a graph-based retrieval-augmented generation pipeline grounded in domain-specific source materials. A within-subjects user study (N=12) provides preliminary evidence that this paradigm helps authors recognize previously overlooked knowledge gaps, supports creative exploration, and is perceived by expert raters to produce passages with stronger domain grounding in a controlled cold-start writing task.
Ruqi Sun, Jiaping Li, Wenhui Tao +4
Aug 10, 2026cs.DB

AkasicDB: Demonstrating Omni RAG with a Unified Vector-Graph-Relational DBMS

Recent Retrieval-Augmented Generation (RAG) systems increasingly combine vector retrieval with structured knowledge, such as Graph RAG and Filtered vector search. However, existing database architectures struggle to support such complex RAG workflows efficiently, as they rely on out-of-DB pipelines or in-DB non-native integration, leading to high overhead. This demo paper presents AkasicDB, a database system that natively supports such RAG workflows by jointly executing vector similarity search, graph traversal, and relational filtering within a single execution framework. AkasicDB extends our prior work, Chimera, with native vector support to enable such unified execution. Based on AkasicDB, we demonstrate the first native integration of Vector-Graph-Relational RAG, which we refer to as Omni RAG. Through an interactive chat-style demonstration, users execute and visualize Omni RAG queries, directly experiencing its superior retrieval and reasoning over vector-only approaches while observing the practical limitations of existing database architectures in supporting Omni RAG. A demonstration video is available at https://youtu.be/8d09_dtrEIM
Geonho Lee, Jeongho Park, Donghyoung Han +1
Aug 10, 2026cs.CR

Mind the Hook: Source-Level Auditing of Privacy Defenses in Retrieval-Augmented Generation

Black-box privacy scores for retrieval-augmented generation (RAG) are difficult to interpret unless the audited defense's active pipeline hook is known. We propose an active-path audit: inventory source-level hooks over retrieval, retrieved content, and generation; map each metric to the leakage channel it observes; and validate generated-text effects with exact-match canaries. In our benchmark reimplementations, the DP-style defenses modify retrieval scores only: their generation hooks are TODO-flagged stubs that return responses unchanged. This active path explains why they affect membership-inference behavior but track No-Defense on generated-text named-entity leakage, measured by NEL_strict. By contrast, the end-to-end LPRAG path is canary-validated on the email channel, recovering 53/150 canaries under No-Defense and 0/150 under LPRAG. These findings concern our reimplementations on our stack, not released defenses or defense families; the contribution is a methodology and case study, not a universal ranking
Yanhang Li, Zhichao Fan, Zexin Zhuang
Aug 9, 2026cs.IR

What Would Fix This RAG Failure? Auditing Counterfactual Response with Paired Evidence Interventions

A failed retrieval-augmented generation (RAG) answer can be consistent with several unseen responses to evidence repair. We introduce Pair-ID, an offline audit that holds one query, retrieval state, and reader constant, then crosses two operations, adding missing support and deleting verified nonsupport, to measure a same-failure counterfactual response vector. A complete funnel over 19,981 benchmark queries identifies 11,105 eligible Qwen failures, from which a prospectively fixed SHA-256 ordering selects 1,200 before generating any sampled response. Among 1,190 regenerated-valid failures, support addition repairs 197/600 JOINT cases (0.328, 95% CI [0.292, 0.367]), and deletion repairs 162/1,190 cases (0.136, 95% CI [0.117, 0.155]); length- and position-matched shams retain semantic contrasts of 0.223 and 0.101. The original view carries partial predictive signal for individual response cells (macro AUROC 0.678; Brier 0.152 versus 0.160 for a marginal baseline), but exact-vector accuracy, 0.637, does not exceed the 0.646 majority-vector baseline, and vector macro-F1 is 0.170. Across four readers, both marginal sensitivities recur, while pooled exact-vector agreement is 0.675-0.765 and JOINT-only agreement falls to 0.538-0.691. These results show that evidence sensitivity occurs at meaningful rates in the hash-selected eligible-failure sample, is only partially predictable from the observed failure, and is conditional on the reader. The evidence supports a frame-scoped offline response audit, not an information-theoretic impossibility result, reader-independent taxonomy, or runtime repair policy.
Wenzhang Du
Aug 9, 2026cs.AI

AquiLLM: An Architecture for Supporting Tacit Knowledge Capture in Research Groups

Recent advances in retrieval-augmented generation (RAG) and large language models (LLMs) enable researchers to integrate AI into scientific workflows. However, using proprietary commercial AI systems raises concerns about transparency, reproducibility and privacy, which are essential for scientific practices. To this end, AquiLLM was developed as an open-source modular RAG-LLM framework using open-weight models, designed to support research groups in capturing tacit knowledge. In this work, we present a series of architectural improvements and feature enhancements to AquiLLM, including local embedding and reranking, multimodal capabilities, OpenAI-compatible inference interfaces, user interface improvements, semantic and episodic memory capabilities, and skills support. These enhancements were informed by discussions with domain experts, including astrophysicists and environmental researchers, and represent a step toward AI systems more closely aligned with scientific research practices.
Jack Stark, Srinath Saikrishnan, Vikram Seenivasan +3
Aug 9, 2026cs.AI

Theory-Guided Deception Detection: A RAG-Based Artificial Intelligence Exploration

The current work developed seven Retrieval-Augmented Generation (RAG) models based on leading deception theories and compared how deception judgments were made relative to baseline models. Across 700 statements drawn from five published deception datasets, four large language models (gpt-4o, claude-sonnet-4-6, ollama/llama3, deepseek-v4-flash), and two run-types (RAG vs. baseline), a total of 39,200 deception judgments were rendered. Detection accuracies were consistent with typical human accuracies and not statistically different across RAG (54.5%) and baseline models (54.6%). RAG-based models (57.0%) were less truth-biased than baseline models (59.7%), but the effect size was quite small. Theoretical perspective mattered little for accuracy yet mattered substantially for response bias, which ranged from highly lie-biased (the verifiability approach, 32.2%) to highly truth-biased (truth-default theory, 88.1%). Content effects and model effects further moderated the results. Theory-guided AI judgments are unreliable with current parameters, yet they might show promise with additional datasets, model testing, and theory-to-data matching.
David M. Markowitz, Timothy R. Levine
Aug 9, 2026cs.AI

Forgotten History or Test-of-Time? Retrospect and Prospect on RAG from an IR Perspective

Retrieval-Augmented Generation (RAG) is widely regarded as a novel paradigm born from the limitations of large language models (LLMs)--a mechanism to ground their outputs in external knowledge. This view, however, is incomplete when considered within a broader historical context. In this paper, we argue that the core ideas underlying RAG are not new: foundational concepts such as integrating retrieval and language generation, knowledge augmentation, answer verification, and iterative query (or prompt) refinement had already been studied and instantiated in information retrieval (IR) and question answering (QA) research dating back to the early 2000s, well before the emergence of LLMs. We make this case by systematically tracing the intellectual lineage of modern RAG and Agentic RAG back to their classical IR and QA antecedents, and examining why this continuity has gone under-recognized -- a consequence of community fragmentation, shifting terminology, and the recency bias endemic to fast-moving fields. Rather than treating LLMs as the origin point of retrieval-augmented intelligence, we propose viewing them as a new interface layer atop a decades-old QA architecture. This reframing is not merely historical: by situating RAG within the longer trajectory of IR research, we surface underutilized prior work -- on user modeling, answer validation, and query refinement -- that can directly inform next-generation RAG design, reducing unintentional rediscovery and fostering genuine cross-community integration.
Xiaoyan Zhao, Yujie Cai, Yang Zhang +2
Aug 8, 2026cs.LG

SAGE: SLO-Aware Adaptive Retrieval for Production RAG Systems

Retrieval-Augmented Generation (RAG) systems in production operate under strict service level objectives (SLOs) on tail latency and infrastructure cost. However, standard retrieval pipelines rely on fixed retrieval budgets that ignore query difficulty, over-retrieving for easy queries and under-serving hard ones, forcing operators to trade answer quality against SLO compliance. This paper proposes SAGE, a learned SLO-aware adaptive retrieval policy that dynamically selects the number of passages k per query. SAGE uses lightweight features derived from initial retrieval (e.g., score distributions, rank gaps, lexical signals) and is trained offline via imitation learning from an oracle that approximates optimal latency-quality trade-offs. At inference, it adds no LLM calls and minimal overhead. On Natural Questions, under a 5s P95 latency SLO, SAGE achieves 95% SLO compliance versus 30% for the best static baseline (k=20), reduces P95 latency by 36% and retrieval cost by 51% with only 2 percentage points Exact Match (EM) loss. A single policy trained on Natural Questions generalizes across HotpotQA, UnSeenTimeQA, and four LLM families (Llama, Qwen, Mistral, Gemma), consistently yielding +45-52 point SLO improvements without quality degradation.
Muhammad Faizan Raza, Shuo, Yang +1
Aug 8, 2026cs.CR

Defending Retrieval-Augmented Intrusion Detection Against Knowledge Poisoning and Prompt Injection

Retrieval-Augmented Generation (RAG) enables large language models to classify network flows and generate human-readable incident reports by retrieving semantically similar historical traffic from a vector knowledge base. However, the retrieval layer introduces vulnerabilities to knowledge poisoning and prompt-injection attacks. We present RAG-IDS, a three-tier multi-agent intrusion detection framework with a retrieval-boundary defense combining soft trust scoring, label-embedding consistency checking (LECC), and prompt sanitization, designed to recover classification quality under retrieval-layer attack. Experiments on CIC-UNSW-NB15 show recovery relative to clean undefended performance ranging from R=1.0 at 1% poisoning to R=0.57 at 30%, with negligible clean-performance overhead. Under prompt injection, multi-document retrieval limits label-flip success to 0.6-2.4%, compared with 35-55% for single-document retrieval. Ablation results show that LECC is the primary contributor to robustness, while soft trust-based demotion outperforms hard filtering. The defended RAG pipeline offers an explainable, attack-resilient foundation for intrusion detection, well suited for hybrid deployment alongside high-throughput classifiers.
Kaysarul Anas Apurba, Md. Hasibul Hasan, Mahedee Zaman Moon +2
Aug 8, 2026cs.AI

VDGR-RAG: Vectors, Directories, Graphs, and Reflection Are All You Need for Unified Reasoning over Hierarchical Enterprise Knowledge

Retrieval-Augmented Generation (RAG) is essential for enterprise knowledge question answering (QA), particularly in domains with complex product documentation like telecommunications. However, existing RAG approaches largely overlook the holistic integration of diverse retrieval strengths, leading to inaccurate domain routing, poor utilization of hierarchical document structures, and consequently limited reasoning capabilities over enterprise knowledge. To address these limitations, we present VDGR-RAG, which integrates vector retrieval, directory-driven reasoning, graph traversal, and iterative reflection in a unified framework for accurate enterprise knowledge QA. Specifically, VDGR-RAG is an agentic GraphRAG system that first constructs a Hierarchical Heterogeneous Knowledge Graph (H2\text{H}^2KG) from document chunks to preserve both hierarchical directory structures and semantic relationships, and then employs a set of atomic tools for knowledge retrieval that can be freely composed to navigate the H2\text{H}^2KG: (1) a directory-enhanced routing tool that uses table-of-contents (TOC) structures to route user queries to appropriate domain-specific H2\text{H}^2KGs; (2) a multi-route retrieval tool that combines vector search, TOC-based agentic search, and graph search for comprehensive knowledge retrieval; (3) a directory backtracking tool that corrects knowledge localization biases; and (4) a dynamic reflection tool that iteratively plans the next retrieval phase. We conduct extensive experiments on our enterprise product documents across four wireless domains (e.g., energy saving and fault management). Experimental results demonstrate that our method significantly outperforms a variety of RAG baselines in terms of both knowledge retrieval recall and QA accuracy.
Wenqi Chen, Haofei Yang, Rui Yang +1
Aug 7, 2026cs.CL

CoinRAG: Contextualized Information Nugget KV Cache Reuse for Long-Context RAG

Recent optimization studies on Retrieval-Augmented Generation (RAG) have exploited chunk-level KV cache reuse to avoid processing long retrieved contexts for higher efficiency, while significant information redundancy and noise still remain in the coarse-grained chunks. This paper optimizes the Pareto frontier under low prefill latency constraints while maximizing accuracy by proposing CoinRAG (Contextualized Information Nugget KV Cache Reuse for Long-Context RAG). The name metaphorically reflects our core mechanism: much like assembling small tokens (or "coins") to accumulate a larger value, CoinRAG compositionally reuses offline-computed, fine-grained nugget caches to form a learned contextual representation efficiently in a more semantically relevant but compact manner. Specifically, instead of full-chunk encoding, CoinRAG identifies query-relevant semantic units within retrieved chunks through two-stage retrieval and seamlessly assembles their sliced KV representations with a chunk-level context. Extensive evaluations on LongBench multi-hop question answering tasks demonstrate that CoinRAG significantly reduces operational costs and outperforms the other baselines with a new Pareto frontier and an average 5.3% relative improvement in answer quality (F1) under a standard fast prefill latency budget.
Gyuwan Kim, Cheoneum Park, Tao Yang
Aug 7, 2026cs.CL

TA-RAG: Tone Awareness as a Design Imperative for Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) has become a robust architecture for grounding large language models (LLMs) in trusted knowledge. However, standard RAG systems exhibit a structural limitation: retrieved documents carry their own communication styles-professional jargon, formal tone, or academic writings-that shape the behavior of a RAG system before any tone instructions are processed, often causing the system to ignore user requests for a specific tone. We term this phenomenon contextual decoupling, in which a system optimises for factual accuracy while remaining decoupled from the social or operational context of the recipient. Building on prior research in public health peer-support communities, we identify three communicative misalignment-linguistic, cognitive, and relational-that can persist even when retrieval is relevant and the generated response is factually accurate. We conceptualise these as failures of communicative transformation, which remain largely invisible to accuracy-centred RAG evaluation metrics. To address this gap, we propose Tone-Aware RAG (TA-RAG), a conceptual architectural framework that positions communicative alignment alongside factual accuracy as a core design objective. TA-RAG operationalises four constraints-stigma-free language, readability alignment, recipient-sensitive adaptation, and empathetic framing-across the retrieval, context construction, generation, and constraint validation phases in the proposed RAG pipeline. We further highlight an evaluation agenda for jointly assessing factual fidelity and communicative alignment, and identify open challenges. We argue that tone awareness should be treated not as an optional refinement, but as a present design imperative for RAG systems operating in socially sensitive and high-stakes contexts.
Yong-Bin Kang, Anthony McCosker
Aug 6, 2026cs.CL

NeSy-RAG: Neuro-Symbolic RAG for Explainable Question Answering

Retrieval-augmented generation (RAG) improves question answering by grounding large language models (LLMs) in external knowledge such as text corpora. However, its reasoning process remains largely opaque: intermediate reasoning steps are difficult to verify and cannot be reliably attributed to specific evidence. Moreover, missing user-specific context is rarely detected systematically, often leading to incomplete or incorrect output. We propose NeSy-RAG, a modular neuro-symbolic RAG framework that synthesizes attributable Prolog modules from retrieved text chunks. For each chunk, the system generates semantically meaningful predicates that encode Boolean claims, which may depend on user facts. Using joint natural language-code embeddings, predicates are retrieved and composed into Prolog queries. To address incomplete user context, we introduce a symbolic knowledge-gap detection mechanism that identifies missing user facts whose truth values affect the query outcome and automatically triggers follow-up interactions. Executing the resulting Prolog queries yields deterministic answers together with transparent execution traces that link each reasoning step to its originating source. On the ShARC benchmark, without domain-specific training, NeSy-RAG achieves 61.1% accuracy, outperforming a same-model RAG baseline that achieves 42.8% accuracy.
Jonas Gann, Michael Gertz
Aug 6, 2026cs.AI

TS-RAG: Retrieval Augmented Generation for Time Series Forecasting

While deep learning models, particularly transformer-based architectures, have shown impressive performance in time series forecasting, the application of retrieval-augmented generation (RAG) in this domain remains limited. Since RAG has proven effective in enhancing the capabilities of large language models by incorporating relevant external information, retrieving similar time series sequences as references might also improve accuracy in time series forecasting tasks. However, most time series models are constrained by limited training data, smaller parameter scales, and a lack of the extensive generative capabilities found in large language models. Simply concatenating reference sequences into the prompt, as done in language models, may not yield the expected results. To address these challenges, we propose a novel approach, TS-RAG, which leverages RAG to enhance forecasting performance. The framework introduces specially designed reference tokens to effectively fuse information from the input sequence with that from retrieved similar sequences, enabling a more robust capture of complex temporal dynamics. Experimental results demonstrate that TS-RAG achieves consistent state-of-the-art performance across several real-world forecasting benchmarks.
Yixiong Xiao, Congxi Xiao, Jingbo Zhou
Aug 6, 2026cs.CL

Mapping Similarity Spaces across Embedding Models with Synthetic Query Probing

Retrieval-Augmented Generation systems rely on similarity scores to retrieve relevant content, yet scores are not directly comparable across embedding models due to differing geometric properties, complicating model migration and limiting threshold reuse. We study how similarity scores can be related by learning mappings between score distributions rather than embeddings. We introduce Synthetic Query Probing, generating queries from documents to create controlled query-chunk pairs, enabling large-scale, reference-free analysis of cross-model similarity behavior. We evaluate the approach on multiple embedding configurations and learn score conversion functions using linear, isotonic, and quantile mappings. Experiments on SciFact and a proprietary corpus show that while models largely agree on rankings, their absolute scores exhibit systematic distortions. Learned mappings partially align these spaces and improve threshold portability, with isotonic regression performing best. Our results highlight the need for cross-model calibration and position Synthetic Query Probing as a scalable framework for analyzing embedding comparability.
Marcin Rozmus, Peter van der Putten
Aug 6, 2026cs.LG

Align-RAG: Alignment Is All You Need for TSFM In-Context Learning

Retrieval-augmented forecasting promises to adapt frozen Time Series Foundation Models (TSFMs) to new domains without fine-tuning, but recent methods typically rely on learned fusion modules, i.e., trained adapters that merge retrieved examples into the backbone's forecast, based on the assumption that frozen backbones cannot dynamically incorporate retrieved context on their own. We show this assumption is unnecessary. We introduce Align-RAG, a training-free method that applies a closed-form per-pair amplitude rescaling and integer-lag phase shift to retrieved past-future windows before they enter a frozen backbone's context. With no learned parameters, Align-RAG outperforms the state-of-the-art trained retrieval adapter on a frozen Chronos-Bolt on all seven datasets of the standard benchmark (avg -3.75% MSE), showing that the gains previously attributed to learned fusion are recoverable without any training. Align-RAG further improves zero-shot MSE on four additional frozen TSFMs with various architectures by 2.5% to 13.7% per backbone with no per-backbone tuning. To probe why alignment helps, we compare the frozen backbone's prediction shift under aligned demonstrations to the closed-form ridge prediction shift on the same pairs. We find that aligned demonstrations induce prediction shifts that track a closed-form ridge predictor on the same pairs, with a future-shuffle control ruling out a futures-averaging account. Together, these results indicate that frozen TSFMs already support dynamic in-context use of retrievals, and that closed-form alignment should be the default baseline for retrieval-augmented forecasting before any fusion module is trained. Code available at: https://github.com/masadi-99/align-rag
Mohammad Asadi, Soheil Hor, Bardiya Akhbari +6
Aug 5, 2026cs.CR

Combating Knowledge Corruption in Agent Systems: A Byzantine-Tolerant Secure Collaborative RAG Framework

While retrieval-augmented generation systems partially address the hallucination issues in large language models, it also introduces new vulnerabilities to knowledge corruption attacks. Adversaries exploit these vulnerabilities by poisoning documents provided by RAG system to manipulate LLM outputs. To counter this threat, we propose SecureCollaRAG, a Byzantine-tolerant collaborative RAG framework leveraging Multi-source Knowledge Validation Mechanism. Our approach enables agent system to securely verify document provenance through dynamic GNN-based credibility scoring, effectively preventing stealthy knowledge corruption attacks while preserving essential domain knowledge integrity. Through extensive evaluations and formal analysis, we demonstrate that SecureCollaRAG maintains robustness against attackers under non-IID data distributions.
Zhaoqi Wang, Daqing He, Zijian Zhang +13
Aug 3, 2026cs.AI

Before Reasoning Can Fail: Pre-Evidence Procedural Failures in Agentic RAG

Agentic retrieval-augmented generation (RAG) systems can fail before evidence-conditioned reasoning is tested: an agent may retrieve candidate snippets but finalize without inspecting them. We study this failure mode as a procedural property of the agent trajectory, decomposing wrong answers into pre-evidence discipline failures and post-gold-read failures using saved tool-call traces, retrieved evidence, read passages, and final answers. Across 12,000 paired trajectories on HotpotQA, 2WikiMultiHopQA, and MuSiQue, the two failure types are largely non-redundant: the both-trigger rate is in [11.2%, 13.1%] across regex and spaCy entity extractors. We then evaluate Read-Gate, a minimal runtime invariant requiring an agent to read after search and before finalization. Forced reading improves LLM-Acc by 14.9-19.9 points on trajectories that would otherwise skip reading and by 3.2-9.4 points on full minimal-reasoning cells. Additional diagnostics show that larger hidden thinking budgets do not necessarily increase evidence inspection. Together, these results indicate that evidence-gathering should be evaluated as a trajectory-level control problem, separately from answer-side reasoning.
Daeyoung Roh, Donghee Han
Aug 3, 2026cs.CL

RING: Retrieval-Internalized Generation for Continual Large-Scale Knowledge Injection

Retrieval-augmented generation (RAG) improves factuality but adds latency and engineering overhead at serving time. We propose RING (Retrieval-Internalized Generation), a holistic paradigm spanning both architecture and training that injects large-scale external knowledge into a \textit{Mixture-of-Memory Experts} and learns parametric search over this internal memory via reinforcement learning, removing the external retriever entirely. Training proceeds in three stages: continued pre-training injects new corpora into a Knowledge Expert via our novel \textit{Dual Causal Attention}; supervised fine-tuning teaches a ``search-then-answer'' pattern; and reinforcement learning with hierarchical rewards optimizes the routing-and-search policy over the parametric memory. Unlike prior parametric injection methods that pair internal memory with a fixed or rule-based retriever, RING {learns} its retrieval policy directly from task signals. We further frame RING theoretically as a search-free approximation to the classical RAG objective. To evaluate large-scale injection of genuinely {new} knowledge without test-time leakage, we further construct News-2025, a benchmark built from news strictly post-dating the base LLM's pretraining cutoff. RING matches or surpasses both search-based RAG and parametric injection baselines in accuracy and efficiency.
Shicheng Xu, Liang Pang, Liyi Chen +7
Aug 2, 2026cs.CR

DenialRAG: Single-Document RAG Poisoning via Embedded Parametric Denial

Retrieval-augmented generation (RAG) systems are vulnerable to corpus poisoning: an attacker who inserts a crafted document into the retrieval corpus can steer the underlying large language model (LLM) toward an attacker-chosen wrong answer. Prior single-document attacks typically avoid explicitly naming and refuting the correct answer inside the poisoned passage. In this paper, we examine a complementary design and propose \emph{DenialRAG}, a single-document poisoning attack that explicitly names the correct answer, denies it, and presents an attacker-controlled explanation for favoring the wrong answer. By placing both the correct answer and the corresponding poisoned answer inside the same retrieved passage, DenialRAG embeds the conflict directly into the context seen by the generator. We evaluate DenialRAG against four published single-document poisoning attacks across three open-domain question-answering datasets, eight target LLMs from four vendors, and five inference-time defenses. The results show that attack effectiveness is strongly model-dependent: DenialRAG achieves the highest attack success rate (ASR) on all three Mistral-7B datasets and remains effective on several other target LLMs, while other attacks dominate in some model regimes. Defense results show meaningful ASR reductions but non-uniform protection, with each defense leaving residual ASR in some settings. Component-level and cross-model analyses further identify the embedded denial as the most influential tested component and show that different poisoning mechanisms lose effectiveness at different rates across model groups. Together, these results show that RAG poisoning risk cannot be fully characterized by a single attack family or a single target model.
Abay Zhurekbay, Tao Liu, Fan Li
Aug 2, 2026cs.CL

RH-RAG: Trustworthy Long-Form Generation for Privacy-Constrained Settings

Generating long-form content from extensive internal reports remains challenging for organizations operating under strict privacy and security constraints, where proprietary cloud-based LLM APIs are often not viable. While locally deployed open-weight models offer a privacy-preserving alternative, existing retrieval-augmented generation (RAG) approaches on smaller models frequently lack effective global planning and accumulate factual inconsistencies over long outputs. To address these limitations, we present RH-RAG, a multi-agent framework for secure and trustworthy long form generation using local language models. RH-RAG decomposes generation into three coordinated stages: a Planner Agent that constructs a global document outline from high-level semantic summaries, a Writer Agent that incrementally generates coherent section-wise content using bounded coherence memory, and a Checker Agent that mitigates hallucinations through natural language inference-based factual verification and an attestation-driven revision loop. The framework further employs a dual-level retrieval index that supports efficient planning and fine-grained contextual generation on consumer-grade hardware. Evaluations across literary, financial, and legal domains demonstrate that RH-RAG consistently improves factual grounding, semantic coherence, and document-level alignment compared to standard and hierarchical RAG baselines, while achieving reliability competitive with proprietary cloud-based systems without compromising data privacy.
Raj Shekhar Singh
Aug 1, 2026cs.CL

Select-And-Extract: A Lightweight Plugin for Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) for language model (LM) systems fundamentally has two failure modes: retrieval failure and reading failure. The former fails to recall the right pieces of information from the external corpus, and the latter fails to produce the correct answer although the right information is retrieved. Some methods perform structured indexing for retrieval failure, but may suffer from limited generalization of the fixed structures. Some methods perform query-time structuring for reading failure, but typically require a lot of LM calls and rely heavily on the LM's capability. To this end, we propose Select-ANd-Extract (SANE), a simple yet effective plugin for RAG. For the retrieval failure, we retrieve a wide set of candidates with a semantic retriever, and leverage the LM to select the top candidates based on their synopses, which yields better recall than the original retriever. For the reading failure, we perform blueprint-guided query-time evidence extraction, which allows the generator LM to use only compact and structured key information so that it can perform better reasoning. Empirical results confirm that SANE brings solid improvements, while only introducing modest extra overhead. As a lightweight plugin for RAG, SANE offers a simple alternative to heavier approaches, and suggests a high-performance RAG framework need not be overly complex.
Chenming Tang, Jiawei Han
Jul 31, 2026cs.IR

Bridging the Question-Answer Gap in Retrieval-Augmented Generation: Hypothetical Prompt Embeddings

Retrieval-Augmented Generation (RAG) systems synergize retrieval mechanisms with generative language models to enhance the accuracy and relevance of responses. However, bridging the style gap between user queries and relevant information in document text remains a persistent challenge in retrieval-augmented systems, often addressed by runtime solutions (e.g., Hypothetical Document Embeddings (HyDE)) that attempt to improve alignment but introduce extra computational overhead at query time. To address these challenges, we propose Hypothetical Prompt Embeddings (HyPE), a framework that shifts the generation of hypothetical content from query time to the indexing phase. By precomputing multiple hypothetical prompts for each data chunk and embedding the chunk in place of the prompt, HyPE transforms retrieval into a question-question matching task, bypassing the need for runtime synthetic answer generation. This approach does not introduce latency but also strengthens the alignment between queries and relevant context. Our experimental results on six common datasets show that HyPE can improve retrieval context precision by up to 42 percentage points and claim recall by up to 45 percentage points, compared to standard approaches, while remaining compatible with re-ranking, multi-vector retrieval, query decomposition, and other RAG advancements
Domen Vake, Jernej Vičič, Aleksandar Tošić
Jul 31, 2026cs.CR

GoldenRetriever: Non-Interactive Homomorphic Encrypted Retrieval for Privacy-Preserving RAG

Retrieval-Augmented Generation (RAG) enhances large language models by incorporating external knowledge, but existing pipelines typically operate on plaintext data, raising significant privacy concerns. Prior work on privacy-preserving retrieval leverages cryptographic techniques such as homomorphic encryption (HE) and private information retrieval (PIR), but often relies on interactive protocols or ranking-based selection mechanisms that incur high latency and potential information leakage. In this paper, we propose a practical non-interactive encrypted retrieval framework for RAG based on threshold selection. Instead of performing expensive top-kk ranking under encryption, our approach selects documents whose similarity scores exceed a predefined threshold, reducing computational complexity from quadratic to linear in the corpus size. We implement this design using CKKS-based homomorphic computation, enabling fully encrypted similarity evaluation and document selection without revealing query content, intermediate scores, or selected indices. To bridge the gap between approximate encrypted computation and discrete token reconstruction, we introduce a precision-stable mask polarization method that ensures accurate recovery of selected documents. Experiments on standard retrieval benchmarks demonstrate that our approach achieves competitive retrieval effectiveness while significantly reducing latency compared to ranking-based encrypted methods. These results highlight threshold-based selection as a practical foundation for scalable and secure RAG systems.
Yang Gao, Gang Quan, Scott Piersall +3
Jul 30, 2026cs.AI

GLM-RAG: Graph Language Models for Graph-Based Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) over knowledge graphs requires retrievers that can effectively capture both graph structure and semantic information. Recent approaches have explored graph neural network (GNN)-based retrievers to model graph topology in multi-hop reasoning tasks. In parallel, graph language models (GLMs) have emerged as a promising paradigm that integrates graph reasoning and the semantic capabilities of language models. In this work, we introduce a GLM-based retriever and investigate the comparative strengths of GLM-based, GNN-based, and traditional vector-search-based retrievers in single- and multi-hop RAG settings, and with a particular focus on transferability to unseen domains. Our findings suggest that finetuned GLM retrievers generalize better out of domain, achieving SOTA on two multi-hop benchmarks. On in-domain multi-hop QA datasets they remain comparable to prior work, with promising scaling as parameters and subgraph coverage increase. GNN-based retrievers achieve higher graph coverage with an efficient training setup, whereas the vector-search baseline excels at single-hop datasets.
Maya Arseven, Anette Frank, Beni Egressy +2
Jul 29, 2026cs.IR

Hierarchical Reranking for Scalable Financial RAG System

Analyzing financial documents such as 10-K filings, tabular disclosures, and macroeconomic reports demands expert reasoning and extensive time. However, existing Retrieval-Augmented Generation systems often struggle to process hybrid text-table structures or the massive scale of financial documents. To address these challenges, we propose Hierarchical Reranker, a RAG framework designed to improve retrieval performance and generative reliability across large-scale financial datasets. The system integrates three key innovations: Pre-Retrieval Optimization, enhancing query clarity and search efficiency through normalization, keyword expansion, and table transformation; Hierarchical Reranker Architecture, improving retrieval precision through a two-stage ranking mechanism; and Long-Context Management, preserving reasoning accuracy through adaptive input partitioning and fusion under extensive contexts. Across multiple benchmarks, including FinQA, FinanceBench, and ConvFinQA, the proposed system achieved an NDCG@20 score of 0.7918 and demonstrated superior factual consistency. Its robustness was further validated by achieving second place in the ACM-ICAIF '24 FinanceRAG Challenge. This work presents a deployable, domain-optimized RAG pipeline that enhances both the accuracy and scalability of financial reasoning, paving the way for automated audit reporting and quantitative investment analysis. The source code will be made publicly available on GitHub upon acceptance.
Joohyun Lee, Sungwoo Hong