Building Energy Management

Occupant comfort and grid-aware energy efficiency are competing objectives whose joint optimization depends critically on how reward functions are specified in deep reinforcement learning (DRL) controllers for buildings. Yet reward design remains largely ad hoc: comfort terms are either hand-tuned heuristics or simple temperature-deviation proxies without explicit grounding in thermal-comfort physics. We present PIRS (Physics-Informed Reward Shaping), which replaces these ad-hoc comfort proxies with the ISO 7730 Predicted Mean Vote (PMV) formulation inside a weighted multi-objective reward for Soft Actor-Critic (SAC). By anchoring the comfort signal in the ISO 7730 PMV formulation, PIRS improves reward interpretability and provides a standards-grounded comfort proxy without changing any other component of the learning pipeline. We evaluate PIRS in CityLearn v2.1.2 (challenge 2022 phase 1) with a central SAC agent trained for 50k steps over five random seeds, and compare against a rule-based controller (RBC), a manually engineered reward (E2), an energy-only reward (E3), and a naive temperature-deviation comfort reward (E4). District-level key performance indicators (KPIs), reported as ratios versus RBC, show that PIRS attains cost, carbon, and electricity metrics on par with the manual baseline while substantially outperforming non-physics-grounded designs -- particularly on load ramping (1.78x vs. ~2.4x RBC) and daily peak demand. All DRL policies remain above RBC at this training budget; we interpret this gap honestly and position PIRS as an interpretable, standards-aligned foundation for reward design rather than a claim of dominance over classical control at limited compute.

Large language models (LLMs) have demonstrated promising capability in generating reward functions for deep reinforcement learning (DRL)-based building energy management. However, their potential to exhibit or exacerbate disparities in occupant comfort across heterogeneous demographic populations remains unexplored. We present OccuReward, a framework investigating how LLM-mediated reward design affects demographic equity. Our contribution is three-fold: the introduction of the Comfort Equity Index (CEI) as a novel feedback signal; a methodology for iterative, equity-aware LLM reward shaping; and a performance analysis of DRL agents under these refined objectives. Utilizing four empirically grounded occupant profiles from the ASHRAE Global Thermal Comfort Database II (13,440 votes), we deploy a Soft Actor-Critic agent in CityLearn v2. Our approach employs the Gemini API to generate reward function logic and weights--rather than performing per-step inference--across three refinement rounds. Results across 15 experimental runs reveal that elderly female occupants consistently experience the lowest satisfaction in initial rounds. By Round 3, equity-aware LLM refinement activates specific reward components that improve satisfaction for Young Males (+17.6%), Mid-aged Females (+28.2%), Health Sensitive (+53.8%), and Elderly Females (+567%), while simultaneously reducing energy costs by 3.2%. Our findings highlight that while reward-level intervention significantly improves equity, demographic disparities in AI-driven controllers persist, necessitating further research into algorithmic fairness in building systems.

Optimizing HVAC (Heating, Ventilation and Air Conditioning) can enhance a building's energy efficiency while providing comfort levels for its occupants. Using conventional control systems to maintain HVAC functions is often difficult because of the nonlinear characteristics of a building envelope as it experiences stochastic load variations over time. This paper presents a new approach to optimizing HVAC systems through the use of Deep Reinforcement Learning (DRL) algorithms and the Proximal Policy Optimization (PPO) algorithm implemented in a custom Python performance environment. The DRL system uses a second order resistor-capacitor thermal model and an integrated dynamic mass balance of CO2 to replicate the complex physics associated with buildings. One major innovation of this study is a "Hierarchical Flow Logic," which provides the means to ensure that indoor air quality (IAQ) is maintained by overriding the accepted actions of the agent that cause CO2 to exceed 1000 ppm. In addition, an enthalpy-based economiser is used to create free cooling from the outdoor environment. The experimental data shows that compared to PID controllers tuned by GA or traditional On-Off controls, a PPO agent has better temperature stability and energy efficiency overall. An end-to-end pipeline provides an avenue for robust and generalized solutions to help implement smart building energy management within the context of real hardware implementation.

Model-based reinforcement learning (MBRL) offers a promising approach for data-efficient energy management in buildings, combining the strengths of predictive modeling and reinforcement learning. While previous MBRL methods applied to HVAC control have reduced training data requirements, they still require several months of interaction with the building to learn a satisfactory control policy. A key reason is that existing surrogate models attempt to predict the entire state-space, including weather and electricity prices that are unaffected by control actions, or completely ignore these variables. Addressing these issues, we propose Counter-Dyna, a method that enhances the data-efficiency of Dyna, an MBRL method. We create data-efficient counterfactual surrogate models (CSM) by leveraging invariances in the state-space. Using a CSM in Dyna speeds up RL training measured in environment interaction data compared to previous results. In comparison with previous state-of-the-art that used 6-12 months of environment interactions, our method needs only 5 weeks. We evaluate our method in a large simulation study using the literature standard BOPTEST framework and proximal policy algorithm (PPO) as the RL algorithm. Our results show cost-saving potentials of 5.3% to 17.0% in a hypothetical deployment scenario. Our work is a significant step towards making real-world deployment of RL algorithms in HVAC control practically viable.

Buildings account for approximately 40% of global energy consumption, and with the growing share of intermittent renewable energy sources, enabling demand-side flexibility, particularly in heating, ventilation and air conditioning systems, is essential for grid stability and energy efficiency. This paper presents a safe deep reinforcement learning-based control framework to optimize building space heating while enabling demand-side flexibility provision for power system operators. A deep deterministic policy gradient algorithm is used as the core deep reinforcement learning method, enabling the controller to learn an optimal heating strategy through interaction with the building thermal model while maintaining occupant comfort, minimizing energy cost, and providing flexibility. To address safety concerns with reinforcement learning, particularly regarding compliance with flexibility requests, we propose a real-time adaptive safety-filter to ensure that the system operates within predefined constraints during demand-side flexibility provision. The proposed real-time adaptive safety filter guarantees full compliance with flexibility requests from system operators and improves energy and cost efficiency -- achieving up to 50% savings compared to a rule-based controller -- while outperforming a standalone deep reinforcement learning-based controller in energy and cost metrics, with only a slight increase in comfort temperature violations.

Gray-box RC models are widely used to enable energy-efficient model predictive control (MPC) in buildings. However, estimating RC parameters remains difficult, as conventional optimization-based algorithms are prone to local minima, rely heavily on good initial guesses, and incur high computational cost. To address these issues, we propose the Estimator from Scratch, a novel neural parameter estimation approach that embeds the physical equations into a neural network's training process to estimate RC parameters. To further improve estimation accuracy and eliminate dependence on an initial guess, we extend this approach by pretraining the neural network on data from multiple source buildings, the Pretrained Estimator. We benchmark both methods against a genetic-algorithm-based RC estimator and a fully black-box neural network. All methods are evaluated across eight simulated and three real-world buildings for two RC configurations, for both prediction accuracy and closed-loop MPC performance, the latter only for the simulated buildings. The Pretrained Estimator achieves the best prediction performance among all RC-based methods, particularly with little training data, and yields the lowest and least variable MPC costs across buildings and benchmarks. These results position the Pretrained Estimator as a robust, computationally efficient, and initial-guess-free alternative for RC parameter estimation, with potential to extend to other control-oriented dynamical systems.

Data-driven models for building thermal dynamics are a scalable approach for enabling energy-efficient operation through fault detection & diagnosis or advanced control. To obtain accurate models, measurement data from a target building spanning months to years are required. Transfer Learning (TL) mitigates this challenge by employing pretrained models based on single or multiple source buildings. General multi-source TL models promise to outperform single-source TL, but alternative multi-source modeling architectures remain to be explored, and evaluation on real-world data is missing. Moreover, time series foundation models (TSFM) have emerged as candidates for the best-performing general models. Hence, we conduct a first, comprehensive assessment of general modeling approaches for building thermal dynamics, including multi-source TL and TSFMs. Our assessment includes ablations using four state-of-the-art multi-source TL architectures and evaluations on synthetic as well as real-world data. We demonstrate that multi-source TL models are highly effective in accurately modeling buildings in real-world applications, yielding up to 63% lower forecasting errors compared to single-source TL. Moreover, our results suggest a trade-off between multi-source TL models exclusively pretrained with building data and TSFMs pretrained with a multitude of different time series, revealing that data from 16-32 source buildings must be available over 1 year for pretraining multi-source TL models to consistently outperform TSFMs as evaluated using the mean absolute error. These findings provide practical guidance for selecting modeling strategies based on the number of source buildings available for pretraining multi-source TL models.

Buildings and data centers (DCs) are energy-intensive sectors, playing a critical role to achieve the low-carbon and sustainable energy transition targets. To this end, integrated energy system (IES) that incorporates diverse renewables, energy generation, conversion, and storage technologies to enable coordinated multi-energy supply have been widely investigated for both buildings and DCs. However, few works consider the two sectors jointly within IES to exploit their substantial synergistic benefits. Meanwhile, the operational optimization of IES remains challenging due to the difficulty to predict the multi-energy demand and supply accurately. To address these gaps, this paper investigates IES for coordinated multi-energy supply of buildings and DC, where the waste heat from DCs is recovered and reused to enhance energy efficiency. Moreover, an end-to-end learning-based method is proposed for the operational optimization of IES under uncertainty. Unlike conventional predict-then-optimize approaches, the proposed method integrates the training of prediction models for uncertain variables with the constrained optimization of IES into a unified learning framework, guiding the training of prediction models to improve operational performance, rather than prediction accuracy, thereby mitigating the impacts of predictions errors. Case studies based on real-world datasets show that the proposed methods improves the operational performance of IES by about 7-9% compared to existing predict-then-optimize methods. In addition, coordinating buildings and DCs within IES shows substantial economic benefits. In particular, the waste heat recovery from DCs leads to approximately 10% of total energy cost reduction of the IES.

Decarbonization in buildings calls for advanced control strategies that coordinate on-site renewables, grid electricity, and thermal demand. Literature approaches typically rely on demand side management strategies or on active energy storage, like batteries. However, the first solution often neglects carbon-aware objectives, and could lead to grid overload issues, while batteries entail environmental, end-of-life, and cost concerns. To overcome these limitations, we propose an optimal, carbon-aware optimization strategy that exploits the building's thermal mass as a passive storage, avoiding dedicated batteries. Specifically, when a surplus of renewable energy is available, our strategy computes the optimal share of surplus to store by temporarily adjusting the indoor temperature setpoint within comfort bounds. Thus, by explicitly accounting for forecasts of building energy consumption, solar production, and time-varying grid carbon intensity, our strategy enables emissions-aware load shifting while maintaining comfort. We evaluate the approach by simulating three TRNSYS models of the same system with different thermal mass. In all cases, the results show consistent reductions in grid electricity consumption with respect to a baseline that does not leverage surplus renewable generation. These findings highlight the potential of thermal-mass-based control for building decarbonization.

Accurate occupancy information is essential for closed-loop occupant-centric control (OCC) in smart buildings. However, existing vision-based occupancy measurement methods often struggle to provide stable and accurate measurements in real indoor environments, and their implications for downstream HVAC control remain insufficiently studied. To achieve Net Zero emissions by 2050, this paper presents an experimental study of large language models (LLMs)-enhanced vision-based indoor occupancy measurement and its impact on OCC-enabled HVAC operation. Detection-only, tracking-based, and LLM-based refinement pipelines are compared under identical conditions using real surveillance data collected from a research laboratory in China, with frame-level manual ground-truth annotations. Results show that tracking-based methods improve temporal stability over detection-only measurement, while LLM-based refinement further improves occupancy measurement performance and reduces false unoccupied prediction. The best-performing pipeline, YOLOv8+DeepSeek, achieves an accuracy of 0.8824 and an F1-score of 0.9320. This pipeline is then integrated into an HVAC supervisory model predictive control framework in OpenStudio-EnergyPlus. Experimental results demonstrate that the proposed framework can support more efficient OCC operation, achieving a substantial HVAC energy-saving potential of 17.94%. These findings provide an effective methodology and practical foundation for future research in AI-enhanced smart building operations.

Accurate heat-demand maps play a crucial role in decarbonizing space heating, yet most municipalities lack detailed building-level data needed to calculate them. We introduce HeatPrompt, a zero-shot vision-language energy modeling framework that estimates annual heat demand using semantic features extracted from satellite images, basic Geographic Information System (GIS), and building-level features. We feed pretrained Large Vision Language Models (VLMs) with a domain-specific prompt to act as an energy planner and extract the visual attributes such as roof age, building density, etc, from the RGB satellite image that correspond to the thermal load. A Multi-Layer Perceptron (MLP) regressor trained on these captions shows an $R^2$ uplift of 93.7% and shrinks the mean absolute error (MAE) by 30% compared to the baseline model. Qualitative analysis shows that high-impact tokens align with high-demand zones, offering lightweight support for heat planning in data-scarce regions.

Accurate evaluation of building energy performance remains challenging in regions where scalable Energy Performance Certificate (EPC) assessments are unavailable. This paper presents a cost-efficient framework that leverages Vision-Language models for automated EPC pre-assessment from limited visual information. The proposed Multimodal Modular Chain of Thoughts (MMCoT) architecture decomposes EPC estimation into intermediate reasoning stages and explicitly propagates inferred attributes across tasks using structured prompting. Experiments on a multimodal dataset of 81 residential properties in the United Kingdom show that MMCoT achieves statistically significant improvements over instruction-only prompting for EPC estimation. Analysis based on accuracy, recall, mean absolute error, and confusion matrices indicate that the proposed approach captures the ordinal structure of EPC ratings, with most errors occurring between adjacent classes. These results suggest that modular prompt-based reasoning offers a promising direction for low-cost EPC pre-assessment in data-scarce settings.

Residential energy retrofit initiation is often stalled by an expertise gap, where homeowners lack the technical literacy required for structured building energy assessments and are thereby trapped in low-information environments with fragmented sources. To bridge this gap, this study reports a domain-specific large language model (LLM) designed to catalyze informed decision-making based solely on homeowner-accessible, natural-language descriptions, e.g., building age, size, and location. The model is created using the parameter-efficient low-rank adaption (LoRA) fine-tuning approach on a massive corpus grounded in physics-based energy simulations and techno-economic calculations from 536,416 U.S. residential building prototypes. Nine major retrofit categories are evaluated, including envelope upgrades, HVAC systems, and renewable energy installations. Validations against physics-grounded benchmarks show that the LLM consistently identifies high-quality retrofit options, achieving top-3 hit rates of 98.9% for maximum CO2 reduction and 93.3% for the shortest discounted payback year. Moreover, the model exhibits strong robustness under incomplete input conditions, maintaining stable performance even when basic dwelling descriptions are only 60% partially specified. By significantly lowering the information activation energy for non-expert users while maintaining the scientific rigor, this physics-based AI model offers a scalable pathway for parallelized, user-centered decision making, accelerating cumulative energy savings and emission reductions across community and national scales.

This study aimed to comprehend how user domain knowledge and artificial intelligence (AI) literacy impact the effective use of human-AI interactive building energy management system (BEMS). While prior studies have investigated the potential of integrating large language models (LLMs) into BEMS or building energy modeling, very few studies have examined how user interact with such systems. We conducted a systematic role-playing experiment, where 85 human subjects interacted with an advanced generative pre-trained transformer (OpenAI GPT-4o). Participants were tasked with identifying the top five behavioral changes that could reduce home energy use with the GPT model that functioned as an LLM-integrated BEMS. Then, the collected prompt-response data and participant conclusions were analyzed using an analytical framework that hierarchically assessed and scored human-AI interactions and their home energy analysis approaches. Also, participants were classified into four groups based on their self-evaluated domain knowledge of building energy use and AI literacy, and Kruskal-Wallis H tests with post-hoc pairwise comparisons were conducted across 20 quantifiable metrics. Key takeaways include: most participants employed concise prompts (median: 16.2 words) and relied heavily on GPT's analytical capabilities; and notably, only 1 of 20 metrics, appliance identification rate, showed statistically significant group differences (p=0.037), driven by AI literacy rather than domain knowledge, suggesting an equalizing effect of LLMs across expertise levels. This study provides foundational insights into human-AI collaboration dynamics and promising development directions in the context of LLM-integrated BEMS and contributes to realizing human-centric LLM-integrated energy systems.

Constrained Reinforcement Learning (RL) has emerged as a significant research area within RL, where integrating constraints with rewards is crucial for enhancing safety and performance across diverse control tasks. In the context of heating systems in the buildings, optimizing the energy efficiency while maintaining the residents' thermal comfort can be intuitively formulated as a constrained optimization problem. However, to solve it with RL may require large amount of data. Therefore, an accurate and versatile simulator is favored. In this paper, we propose a novel building simulator I4B which provides interfaces for different usages and apply a model-free constrained RL algorithm named constrained Soft Actor-Critic with Linear Smoothed Log Barrier function (CSAC-LB) to the heating optimization problem. Benchmarking against baseline algorithms demonstrates CSAC-LB's efficiency in data exploration, constraint satisfaction and performance.