Heating, Ventilation, and Air Conditioning Control
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Latest papers 12
This paper proposes a contextual quality-diversity evolutionary reinforcement-learning controller, CQD-ERL, for the supervisory control of a tropical, water-cooled chiller plant and its associated air side. Rather than converging to a single scalarised policy, the controller maintains a product archive of specialised policies indexed jointly by a data- driven operating context, a cluster of daily weather and load regime, and a context-invariant behaviour descriptor, filled by a gradient-free evolutionary operator and a soft-actor-critic policy-gradient operator that share one replay buffer. Every action is filtered through a deterministic safety shield before execution. The controller is trained on a two-tier reduced-order environment representing the latent load, cooling-tower approach and humidity constraints of a Singapore commercial building, and is evaluated over a full annual backtest against an ASHRAE Guideline 36 baseline.
Learning to Modulate, Not to Cycle: Soft Actor---Critic Recovers Inverter-Style Heat-Pump Control
On--off cycling is the main cause of compressor wear in residential heat pumps, yet reinforcement learning (RL) controllers for buildings typically optimise only energy cost and thermal comfort, ignoring how much the learned policy cycles. We add a levelised compressor-wear term to the control reward and study how the resulting behaviour depends on the RL algorithm. Training Soft Actor---Critic (SAC) and Proximal Policy Optimisation (PPO) on an identical Markov decision process for the BOPTEST bestest hydronic heat pump case, we find that SAC learns a continuous modulation policy that keeps the compressor permanently engaged---the operating principle of an inverter-driven heat pump---achieving zero start-ups per day, whereas PPO collapses to bang-bang control that cycles more than the baseline. On the BOPTEST emulator the SAC policy cuts thermal discomfort by up to 90.7% for an 11.5% cost increase, while eliminating all baseline cycling.
Exact Action Values Are Not Enough: Rollout-Verified Reinforcement Fine-Tuning of a Reasoning Model for Multi-Zone VAV Control
Multi-zone variable-air-volume control must balance thermal comfort, indoor air quality, and electricity use across several continuous actuators. Model predictive control and reinforcement learning are widely studied, but deployment typically requires building-specific modeling or training, limiting scalability. We first test whether a frontier reasoning model (an LLM trained to use additional inference-time computation) can achieve competitive VAV control from text without building-specific training. With that capability established, we then test whether TD3-guided reinforcement fine-tuning (RFT) can transfer control knowledge into a locally deployable open-weight model. Five controllers are evaluated over three summer days in a physics-based four-zone emulator. Relative to a Guideline 36-based baseline, TD3 reduced HVAC electricity by 4.5% while improving temperature and CO compliance. Without building-specific training, GPT-5 achieved the largest reduction (6.2%) but reduced the ventilation margin. For RFT, deterministic rollouts restore a saved state, apply one candidate, and follow TD3 to score each action. Auditing a learned critic against these rollouts exposed a failure hidden by its near-perfect across-time correlation (): within-state ranking was unreliable; the critic selected the rollout-best candidate in only 5 of 10 states. Even with the rollout verifier, 200 RFT steps produced no sustained improvement in sampled-action return; the open-weight controller used more electricity than the baseline before and after training, and its five-minute predictions remained worse than persistence. GPT-5 predicted transitions far better. Exact rollout scores rank sampled actions but reveal neither next-state effects nor an improvement direction. The unchanged transition errors motivate transition-focused supervised fine-tuning before value-based RFT.
Building2Building: A Large Scale Benchmark for Generalizable Real-World Reinforcement Learning
Reinforcement learning (RL) has achieved strong results in control, yet learned policies remain brittle to changes in dynamics, action spaces, observation spaces, or goals, a critical limitation for real-world deployment. Existing benchmarks offer limited diversity and complexity, making it difficult to rigorously study transfer, multi-task learning, and meta-learning in RL. We introduce Building2Building (B2B), a large-scale suite of realistic Heating, Ventilation, and Air Conditioning (HVAC) control environments built on EnergyPlus, a state-of-the-art building simulator. B2B is fully compatible with the Gymnasium interface and features a parametric building generator, enabling the systematic generation of diverse building configurations with heterogeneous observation and action spaces. Based on this suite, we define benchmark tasks targeting key open challenges in RL, including goal adaptation, dynamics adaptation, action-space shifts, and cross-domain transfer. By providing a large-scale, diverse, and physically grounded testbed with standardized evaluation protocols, B2B enables systematic investigation of generalization and transfer in continuous control. Beyond advancing research on generalization in RL, this new benchmark also carries significant societal implications by enabling improved HVAC control at scale, one of the most energy-intensive systems in buildings.
ThermoLLM: Thermodynamics-Aware HVAC Control with Spatial-Semantic Knowledge Graph
Multi-zone HVAC control is a spatial decision problem in which indoor thermal evolution and control decisions depend not only on outdoor conditions and internal heat gains but also on zone layout, physical adjacency, and delayed thermal interactions across the building. Recent LLM-based HVAC controllers have shown that prompt-based control is feasible. However, these methods typically rely on task descriptions, observation values, short textual feedback, or unstructured retrieval, which limits their ability to reason about zone coupling, thermal response, and building dynamics. This paper presents a thermodynamics-aware LLM control framework for a five-zone EnergyPlus building simulation. The controller is grounded in a physics-informed spatial knowledge graph derived from Brick-style building semantics and linked with recent interaction history. At each control step, the model receives the current building state, graph-structured spatial context, and recent environment-controller history, enabling it to make decisions that reflect both building structure and short-term thermal evolution. We evaluate the framework against standard control baselines and several LLM-based alternatives. Results show that the proposed approach achieves the best overall energy-comfort trade-off and the lowest PMV violation while maintaining energy-efficient operation.
Quantifying the Energy Floor: Direct Measurement and Replay Buffer Bias in SAC-Based HVAC Control on sbsim
We quantify the energy floor -- the minimum achievable cost given action space constraints -- for Soft Actor-Critic (SAC) HVAC control on the sbsim calibrated building simulator. Through minimum-action experiments, we directly measure this floor at USD 35.51/day, dominated by continuous electrical loads (USD 35.44, 99.8%) with negligible gas consumption. The standard SAC baseline, initialized with schedule-policy replay buffer transitions, converges to USD 37.18/day, 4.7% above the floor. We identify buffer initialization as the dominant source of sub-optimality in this scenario: training from an empty buffer reduces cost to USD 35.57/day, eliminating 96% of the gap. Expanding the supply water temperature range by 10 K yields negligible additional savings (USD 0.03/day), and further expansion triggers physical constraint violations. We additionally uncover a discount factor coupling (gamma_eff = 0.891) shrinking the effective planning horizon from 8.3 h to 46 min -- a benchmark-wide issue warranting audit. Systematic ablation across planning horizon, reward weights, and observation enrichment confirms all pre-filled-buffer configurations cluster within 0.7% (USD 37.18--USD 37.42), demonstrating that equipment minimum power -- not algorithmic design -- imposes the binding constraint.
PIRS: Physics-Informed Reward Shaping for SAC-Based Building Energy Management
Occupant comfort and grid-aware energy efficiency are competing objectives whose joint optimization depends critically on how reward functions are specified in deep reinforcement learning (DRL) controllers for buildings. Yet reward design remains largely ad hoc: comfort terms are either hand-tuned heuristics or simple temperature-deviation proxies without explicit grounding in thermal-comfort physics. We present PIRS (Physics-Informed Reward Shaping), which replaces these ad-hoc comfort proxies with the ISO 7730 Predicted Mean Vote (PMV) formulation inside a weighted multi-objective reward for Soft Actor-Critic (SAC). By anchoring the comfort signal in the ISO 7730 PMV formulation, PIRS improves reward interpretability and provides a standards-grounded comfort proxy without changing any other component of the learning pipeline. We evaluate PIRS in CityLearn v2.1.2 (challenge 2022 phase 1) with a central SAC agent trained for 50k steps over five random seeds, and compare against a rule-based controller (RBC), a manually engineered reward (E2), an energy-only reward (E3), and a naive temperature-deviation comfort reward (E4). District-level key performance indicators (KPIs), reported as ratios versus RBC, show that PIRS attains cost, carbon, and electricity metrics on par with the manual baseline while substantially outperforming non-physics-grounded designs -- particularly on load ramping (1.78x vs. ~2.4x RBC) and daily peak demand. All DRL policies remain above RBC at this training budget; we interpret this gap honestly and position PIRS as an interpretable, standards-aligned foundation for reward design rather than a claim of dominance over classical control at limited compute.
A Unified Python Framework for Direct PPO-based Control of AHUs with Economizer Logic and CO2-Constrained Ventilation
Optimizing HVAC (Heating, Ventilation and Air Conditioning) can enhance a building's energy efficiency while providing comfort levels for its occupants. Using conventional control systems to maintain HVAC functions is often difficult because of the nonlinear characteristics of a building envelope as it experiences stochastic load variations over time. This paper presents a new approach to optimizing HVAC systems through the use of Deep Reinforcement Learning (DRL) algorithms and the Proximal Policy Optimization (PPO) algorithm implemented in a custom Python performance environment. The DRL system uses a second order resistor-capacitor thermal model and an integrated dynamic mass balance of CO2 to replicate the complex physics associated with buildings. One major innovation of this study is a "Hierarchical Flow Logic," which provides the means to ensure that indoor air quality (IAQ) is maintained by overriding the accepted actions of the agent that cause CO2 to exceed 1000 ppm. In addition, an enthalpy-based economiser is used to create free cooling from the outdoor environment. The experimental data shows that compared to PID controllers tuned by GA or traditional On-Off controls, a PPO agent has better temperature stability and energy efficiency overall. An end-to-end pipeline provides an avenue for robust and generalized solutions to help implement smart building energy management within the context of real hardware implementation.
Counter-Dyna: Data-Efficient RL-Based HVAC Control using Counterfactual Building Models
Model-based reinforcement learning (MBRL) offers a promising approach for data-efficient energy management in buildings, combining the strengths of predictive modeling and reinforcement learning. While previous MBRL methods applied to HVAC control have reduced training data requirements, they still require several months of interaction with the building to learn a satisfactory control policy. A key reason is that existing surrogate models attempt to predict the entire state-space, including weather and electricity prices that are unaffected by control actions, or completely ignore these variables. Addressing these issues, we propose Counter-Dyna, a method that enhances the data-efficiency of Dyna, an MBRL method. We create data-efficient counterfactual surrogate models (CSM) by leveraging invariances in the state-space. Using a CSM in Dyna speeds up RL training measured in environment interaction data compared to previous results. In comparison with previous state-of-the-art that used 6-12 months of environment interactions, our method needs only 5 weeks. We evaluate our method in a large simulation study using the literature standard BOPTEST framework and proximal policy algorithm (PPO) as the RL algorithm. Our results show cost-saving potentials of 5.3% to 17.0% in a hypothetical deployment scenario. Our work is a significant step towards making real-world deployment of RL algorithms in HVAC control practically viable.
Safe Deep Reinforcement Learning for Building Heating Control and Demand-side Flexibility
Buildings account for approximately 40% of global energy consumption, and with the growing share of intermittent renewable energy sources, enabling demand-side flexibility, particularly in heating, ventilation and air conditioning systems, is essential for grid stability and energy efficiency. This paper presents a safe deep reinforcement learning-based control framework to optimize building space heating while enabling demand-side flexibility provision for power system operators. A deep deterministic policy gradient algorithm is used as the core deep reinforcement learning method, enabling the controller to learn an optimal heating strategy through interaction with the building thermal model while maintaining occupant comfort, minimizing energy cost, and providing flexibility. To address safety concerns with reinforcement learning, particularly regarding compliance with flexibility requests, we propose a real-time adaptive safety-filter to ensure that the system operates within predefined constraints during demand-side flexibility provision. The proposed real-time adaptive safety filter guarantees full compliance with flexibility requests from system operators and improves energy and cost efficiency -- achieving up to 50% savings compared to a rule-based controller -- while outperforming a standalone deep reinforcement learning-based controller in energy and cost metrics, with only a slight increase in comfort temperature violations.
Agile Reinforcement Learning through Separable Neural Architecture and Applications
Deep reinforcement learning (RL) is increasingly deployed in resource-constrained environments, yet go-to function approximators - multilayer perceptrons (MLPs) - are often parameter-inefficient due to an imperfect inductive bias for the smooth structure of many value functions. This mismatch can also hinder sample efficiency and slow policy learning in this capacity-limited regime. Although model compression techniques exist, they operate post-hoc and do not improve learning efficiency. Spline-based architectures such as Kolmogorov-Arnold Networks (KANs) have been shown to offer parameter efficiency but are widely reported to exhibit significant computational overhead, especially at scale. In seeking to address these limitations, this work introduces SPAN (SPline-based Adaptive Networks) for RL. SPAN adapts the KHRONOS framework with a learnable preprocessing layer. SPAN is evaluated across discrete (PPO) and high-dimensional continuous (SAC) control tasks, offline settings (Minari/D4RL) and a real-world datacenter HVAC control application. SPAN achieves a 30-50% improvement in sample efficiency and 1.3-9 times higher success rates across benchmarks compared to MLP baselines. Despite incurring a per-step evaluation overhead of 1.2-1.8x, SPAN's superior convergence reliability yields an expected total training cost 1.3-6.3x lower than MLP baselines when accounting for convergence failures. In the HVAC application, SPAN reduces energy consumption in 9 of 12 months relative to MLP while simultaneously achieving a 1.1-3.4x reduction in thermal comfort violations across the evaluation year, demonstrating generalization to real-world engineering control. Furthermore, SPAN demonstrates superior anytime performance and robustness to hyperparameter variations, suggesting it as a viable, high-performance alternative for learning efficient policies in resource-limited settings.
Constrained Reinforcement Learning for Safe Heat Pump Control
Constrained Reinforcement Learning (RL) has emerged as a significant research area within RL, where integrating constraints with rewards is crucial for enhancing safety and performance across diverse control tasks. In the context of heating systems in the buildings, optimizing the energy efficiency while maintaining the residents' thermal comfort can be intuitively formulated as a constrained optimization problem. However, to solve it with RL may require large amount of data. Therefore, an accurate and versatile simulator is favored. In this paper, we propose a novel building simulator I4B which provides interfaces for different usages and apply a model-free constrained RL algorithm named constrained Soft Actor-Critic with Linear Smoothed Log Barrier function (CSAC-LB) to the heating optimization problem. Benchmarking against baseline algorithms demonstrates CSAC-LB's efficiency in data exploration, constraint satisfaction and performance.