RAG Evaluation

RAG: Retrieval-Augmented Generation

Latest papers 224

Oct 8, 2026cs.CL

RAG-Stress: Probing the Limits of Evidence Reliance in Retrieval-Augmented Generation

Following retrieved evidence does not guarantee factual correctness: misleading evidence can induce a model to replace an answer it previously gave correctly. Standard accuracy measures obscure this behavior by combining answer replacement with preexisting errors. We introduce RAG-Stress, a controlled diagnostic protocol for examining the limits of evidence reliance in retrieval-augmented generation. The protocol holds the question and reference answer fixed, edits one assertion to support a designated incorrect answer, and crosses two source priority policies with three positions of the answer span within the evidence text. We measure misleading rate (MR) on each model's subset of questions answered correctly without retrieval, alongside clean accuracy on the full evaluation set. We evaluate fifteen systems spanning API models, open models, and search agents trained with reinforcement learning on TriviaQA-RC, HotpotQA, and SearchQA, with additional English and Chinese MedQA evaluations. Instructions that prioritize documents consistently produce higher MR than those permitting reliance on prior knowledge. Averaged over models and positions, the gap ranges from 10.9 to 13.5 percentage points across the three QA datasets. Mean MR follows End >> Beginning >> Middle under both policies, although individual models do not uniformly follow this ordering. A separate paired audit of 500 questions and two checkpoints supports increased harmful override without establishing a corresponding improvement in beneficial correction. These findings distinguish evidence adherence from factual reliability and motivate evaluating whether retrieved evidence preserves, replaces, or corrects a model's answers.
Oct 7, 2026cs.AI

TopoGraphRAG-Bench: Evaluating Multimodal GraphRAG on Layout-Grounded Evidence Reasoning

Real-world documents distribute evidence across text, tables, figures, and captions within complex page layouts. Answering complex questions over such documents therefore requires more than retrieving relevant passages: systems must recover the evidence topology that connects heterogeneous evidence units. Existing GraphRAG evaluations remain largely text-centered, while multimodal document RAG benchmarks assess cross-modal retrieval and generation without directly evaluating recovery of the intended evidence topology. We introduce TOPOGRAPHRAG-BENCH, a layout-grounded benchmark for multimodal evidence reasoning in GraphRAG, comprising 2,024 questions over 201 long, visually rich documents. Questions are constructed bottom-up from text, figure, and table evidence units under three controlled topologies: single-hop retrieval, bridge-chain reasoning, and multi-source synthesis. To ensure that questions preserve their intended structure, we apply counterfactual validation for shortcut resistance, modality necessity, and evidence necessity. We evaluate text-only GraphRAG, page-level visual retrieval, and multimodal GraphRAG systems using retrieval, generation, and topology-aware reasoning metrics. Multimodal GraphRAG systems achieve the strongest overall performance, but still fail when visual-textual evidence alignment or multi-unit composition is incomplete. Text-only GraphRAG struggles when key dependencies are grounded in figures or tables, while page-level visual retrieval lacks the fine-grained structure needed for topology recovery. These findings motivate GraphRAG systems that move beyond text-derived entity relation graphs to explicitly model document layouts, cross-modal evidence alignment, and the reasoning roles of evidence units. Code and data are available at https://richardlrc.github.io/TopoGraphRAG-Bench/.
Oct 6, 2026cs.CL

Agentic AutoRAG: RAG Pipeline Optimization through Reasoning-Driven Agents

Retrieval-augmented generation (RAG) is a widely used approach for grounding large language models (LLMs) in external knowledge. However, configuring a pipeline is an expensive hyperparameter optimization problem over many interacting choices, from chunking and embedding model to reranking and generation. Existing optimizers, from greedy search to Bayesian optimization, reduce each trial to an aggregate score and search without modeling why a configuration performed as it did, even though the retrieved chunks already provide evidence about whether each failure occurred during retrieval or after it. We introduce Agentic AutoRAG, an LLM-agent optimizer for multi-objective RAG hyperparameter optimization with retrieval-versus-generation failure attribution. It proposes configurations scored on a frozen exam from the corpus: after each trial a Diagnoser attributes each failed question to retrieval or generation, and a Proposer, grounded in a knowledge base of model rankings and pricing, selects the next configuration, weighing accuracy against cost to trace a Pareto frontier. On three multi-hop QA benchmarks it reaches higher LLM-judge accuracy than every baseline we compare, and within its first 10 trials it matches or beats the statistical baselines' full 30-trial judge accuracy. In its cost-aware mode on a real-world healthcare corpus it reaches a median exam accuracy of 77%, above the strongest baseline's 71.5%, at about 58% of that baseline's cost per query, and it matches that 71.5% at about 22% of the cost.
Oct 6, 2026cs.CL

Leveraging a four-quadrant approach for evaluating Redpine Science

Redpine Science gives models and agents a single access point to a wide range of peer-reviewed literature, queried directly through the Model Context Protocol (MCP) and an API. This report evaluates Redpine Science on two levels: the relevance of the retrieved chunks, and a model's answer when it has access to Redpine Science compared to web search. Both public and expert-validated benchmarks are used. Public benchmarks are a widely accepted way to test model development and are comparable across labs, but risk saturation and memorization. To address this, we complement them with an expert-validated question set. In total, this report presents four evaluations. On ScholarQABench SciFact, the public answer-quality benchmark reported here, an agent with Redpine Science answers 94.4% of claims correctly against 87.6% with no retrieval. On the expert-validated question set, an agent with Redpine Science states 80.1% of the required claims against 70.2% for an agent restricted to web search. On the 668 queries of a public retrieval benchmark whose gold paper Redpine holds, stripped of any model reasoning, Redpine Science places the correct source paper in its top ten results for 83.1% of queries (Recall@10), against 79.3% for the benchmark's creator. A blinded expert relevance panel places Redpine Science's Precision@5 at 75.2% against 39.8% for the PubMed search tool. We release the expert-validated question set and instructions to reproduce every headline result above, at https://github.com/redpine-ai/benchmarks.
Oct 4, 2026cs.CL

MemStrata: 95% and 90.91% Source-Aware Accuracy on LongMemEval-500 and LoCoMo-1540 with a Local Qwen 3.8 27B Q4_K_M Reader

An adequate conversational answer may differ from a short or incomplete benchmark reference. To measure adequacy against the recorded history we prefer source-aware grading, in which the judge checks the reference against the full source before assessing system-blinded answers; original reference-only grading is reported alongside. With a local Qwen 3.8 27B Q4_K_M reader and a 24,000-token evidence ceiling, MemStrata CL1 scores 475/500 (95.0%) on LongMemEval-S and 1,400/1,540 (90.91%) on LoCoMo categories 1-4 under source-aware GPT-5.5 adjudication, against 463/500 (92.6%) and 1,205/1,540 (78.25%) under reference-only grading of the same answers. It preserves a retrieval backbone and adds nonduplicated, dated, speaker-attributed source spans. A same-reader full-history control with about 4.7 times the evidence scores 464/500 reference-only and 470/500 (94.0%) source-aware; neither difference is decisive. Keyword-only selection at the same budget scores 425, and a matched-reader Letta arm 438. On LongMemEval-M, where the packet holds about 1.6% of each history, MemStrata CL1 scores 427/500, with losses concentrated in multi-session and temporal questions. On 300 BEAM-1M questions it outscores dense retrieval, 0.738 to 0.706 (Wilcoxon p = 0.011). A same-seed replay of unchanged requests changed 1.5-2.3% of labels. On identical packets GLM 5.3 flash is non-inferior within 3 points (462 versus 463); Muse Spark 1.3 did not show non-inferiority on 269 questions. None of four pre-registered interventions met all of its registered advancement or feasibility criteria. Signed read-side artifacts support inspection but do not regenerate the private retrieval pipeline. The superiority of source-aware grading to human adjudication is not established, and development exposure, automated-judge dependence and the absence of held-out data preclude an independent-replication or leaderboard claim.
Oct 1, 2026cs.AI

Mapping the RAG Landscape: A Four Axis Taxonomy of Efficiency, Defense, Interactivity, and Reasoning

Large Language Models (LLMs) have demonstrated remarkable fluency across many tasks but remain limited by their static, parameter bound knowledge and their susceptibility to hallucinating information. Retrieval Augmented Generation (RAG) addresses these issues by incorporating external retrieval into the generation process, grounding model outputs in verifiable and up to date sources. While prior surveys primarily focus on core RAG architectures and standard pipelines, recent research explores broader challenges and capabilities that extend beyond these foundational designs. This survey provides a consolidated and structured examination of contemporary RAG developments, organizing the field into a four axis taxonomy: improving retrieval efficiency, strengthening robustness and security, supporting user driven and interactive workflows, and enabling multi step or complex reasoning. We formalize key components of the RAG framework and review methods spanning dense and sparse retrieval, fusion strategies, embedding optimizations, and reinforcement learning based retrieval policies, highlighting how these advances influence practical deployment and system design. We also synthesize evaluation practices, domain specific applications, and architectural variants such as Naive, Advanced, and Modular RAG. Finally, we outline persistent challenges related to retrieval quality, reliability, domain adaptation, scalability, and explainability, and identify opportunities for building RAG systems that are more reliable, adaptable, and transparent.
Oct 1, 2026cs.CL

AGO AI Quality Gate: Evidence-First Release Decisions for Retrieval-Augmented Generation

Enterprises adopting retrieval-augmented generation (RAG) face a recurring operational decision: promote, revise, or block a system version. The evidence is incomplete and the metrics come from fallible LLM judges. We report on AGO AI Quality Gate (AGO), an evidence-first quality-gate framework deployed in industrial RAG assessment engagements. AGO integrates four key components: a four-state decision model that treats missing data and judge errors as explicit outcomes; layered scoring combining deterministic checks, local guardrails, and structured LLM evaluation; a stratified beta-binomial gate that quantifies regression risk probabilistically; and a mandatory meta-evaluation protocol to validate the LLM judge before it influences decisions. Since engagement data is proprietary, we evaluate the judge layer on RAGBench, a public benchmark of 100k annotated RAG traces across 12 datasets. On identical stratified test samples (N=1200 per judge), a low-cost judge (gpt-4.1-nano) detects non-adherent answers barely above chance (AUROC 0.603 [0.570, 0.634]), despite producing flawless protocol output, while gpt-4o reaches 0.783 [0.756, 0.807] -- yet its per-domain performance still ranges from 0.62 to 0.88. A fixed-seed gate study spanning regression, no change, and improvement quantifies unsafe promotion, false-alarm cost, and improvement throughput. Under regression, the decision-grade profile reduces unsafe promotion to 22.2%-35.1%, against 29.3%-41.8% for a naive gate. These results support the design choices that judge quality must be measured per engagement and that point estimates alone are not a release decision.
Sep 30, 2026cs.CL

LLM-as-a-Judge for Low-Resource Languages: Adapting Ragas and Comparative Ranking for Romanian

Evaluating Retrieval-Augmented Generation (RAG) systems remains a challenge for Low-Resource Languages (LRLs), where standard reference-based metrics fall short. This paper investigates the viability of the "LLM-as-a-Judge" paradigm for Romanian by adapting the Ragas framework using next-generation models (Gemini 2.5 and Gemini 3). We introduce AdminRo-Eval, a curated dataset of Romanian administrative documents annotated by native speakers, to serve as a ground truth for benchmarking automated evaluators. We compare three evaluation methodologies - direct scoring, comparative ranking, and granular decomposition - across metrics for Faithfulness, Answer Relevance, and Context Relevance. Our findings reveal that evaluation strategies must be metric-specific: granular decomposition achieves the highest human alignment for Faithfulness (96% with Gemini 2.5 Pro), while comparative ranking outperforms in Answer Relevance (90%). Furthermore, we demonstrate that while lightweight models struggle with complex reasoning in LRLs, the Gemini 2.5 Pro architecture establishes a robust, transferable baseline for automated Romanian RAG evaluation.
Sep 30, 2026cs.CR

RAGScope: A Leakage-Controlled, Cost-Aware Evidence-Gating Protocol for RAG Hallucination Triage

Retrieval-augmented generation (RAG) systems need inexpensive ways to route generated answers: accept low-risk outputs, review uncertain ones, and reserve strong verifiers for the expensive tail. We present RAGScope, a leakage-controlled protocol for evaluating local evidence gates that use only the task input, retrieved context, and answer text. The protocol combines context-grouped splits, fold-scoped preprocessing, group bootstrap intervals, deployment operating points, end-to-end runtime, and explicit source-shift stress tests. On three RAGTruth tasks, the enhanced gate RAGScope-E reaches 0.798 AUROC and 0.660 average precision (AP) in pooled grouped cross-validation. Its pooled AP exceeds ROUGE-L by 0.034 with a 95% context-group interval of [0.002, 0.064], although the AUROC gain is not significant and ROUGE-L remains stronger on data-to-text. At a top-10% review budget, RAGScope-E attains 0.748 precision; accepting the lowest-risk 50% yields 0.141 residual unfaithfulness. RAGScope-E runs in 6.22 ms/example on CPU, versus 145.75 and 223.07 ms/example for the tested DeBERTa-NLI and HHEM settings. A 14,900-example HaluBench stress test exposes the deployment boundary: an in-domain calibrated gate reaches 0.879 AUROC, but leave-source-out calibration averages only 0.466. Target-only calibration recovers to 0.675 AUROC with 100 labels per source and 0.685 with 200. Cheap evidence gates are therefore useful routing components, but learned calibration must be validated and adapted within the target domain.
Sep 29, 2026cs.IR

Re-ranking and Late Interaction Drive Retrieval Quality: A Controlled Comparison of RAG Strategies for Scientific Question Answering

Retrieval-Augmented Generation (RAG) is now the standard way to ground Large Language Models (LLMs) in external knowledge, yet the design space of retrieval pipelines is large and the trade-offs between variants are not well understood, especially on domain-specific corpora at realistic scale. In this work, we present a controlled comparison of six retrieval strategies for scientific question answering: (i) classic top-k dense retrieval, (ii) LLM-based query rephrasing, (iii) query rephrasing followed by LLM-based reranking, (iv) multi-query fusion via Reciprocal Rank Fusion (RRF), (v) an agentic tool-call pipeline in which the generator decides for itself whether to retrieve, and (vi) late-interaction retrieval with ColBERTv2. All six pipelines share the same generator (Meta-Llama/Llama-3.1-8B-Instruct), prompt, and evaluation protocol; the five single-vector pipelines additionally share SPECTER2 embeddings and a Chroma vector store; and all six retrieve from the full corpus of 463,971 arXiv papers dated 2024-2025. To support reproducible, large-scale evaluation, we also release a synthetic question dataset of 19,484 problem-statement and methodology questions generated by Llama-3.1-8B-Instruct from a random sample of 10,000 papers across academic domains (query generation succeeded for 9,742 of them), and every strategy is evaluated on this same query set. We describe the architecture and implementation of each pipeline, release the code and the synthetic question dataset, and evaluate each strategy with an LLM-as-a-judge protocol along multiple quality dimensions, together with direct gold-paper retrieval metrics. The result is an open testbed for studying the cost and quality trade-offs of RAG design choices on a research-literature corpus, and a basis for future work on faithfulness, retrieval robustness, and agentic retrieval.
Sep 29, 2026cs.CL

BITEM at the NTCIR-19 R2C2 Task: Predicting Confidence from Agentic RAG Pipeline Signals

The BITEM team entered both subtasks of the NTCIR-19 R2C2 task with a single agentic pipeline, in which a model searches, reads and records evidence over a movie corpus while an orchestrator holds the record and rules on what may be submitted. A claim is admitted only once an entailment cascade has checked it against the passage it cites, and an answer is released only once enough checked evidence stands behind it. Each question is run three or four times, every pass retrieving from a corpus stripped of what the earlier passes have already seen. The confidence filed with each answer is computed by the orchestrator from what the run leaves behind and is never asked of the model, which is offered no way to rate itself. The two retrieval runs placed 4th and 5th of 22, pooling the passes was worth 0.0709 nDCG@20, and the gain was largest on the multi-hop and post-processing-heavy questions, where the organisers rank the pooled run top of the field. Sixteen of the 25 answer runs were built on passages these two runs supplied, 12 of them filed by other teams. HMR rewards a system whose confidence is high where it answers right and low where it answers wrong. The pipeline reached an accuracy of 0.9219, 6th of 25, while the confidence filed with those answers gave an HMR of 0.4915, 13th. A few rules crafted over those same recorded signals, with no further model call and no further retrieval, raise that to an accuracy of 0.9375, 5th, and an HMR of 0.6985, 9th. Ranking on HMR alone can reward a system for answering wrongly with low confidence, so we propose accHMR, the accuracy multiplied by HMR, which reports the reward in proportion to the accuracy, and on which the revised rules would have scored 0.6549, 5th. For future work, fitting a model on the numbers the pipeline already produces, rather than writing such rules by hand, would be a real step forward.
Sep 29, 2026cs.SE

Retrieve, Reproduce, Reveal: Dissecting Retrieval-Augmented Software Vulnerability Detection

Retrieval-Augmented Generation (RAG) is increasingly used to enhance Large Language Model (LLM)-based software vulnerability detection by grounding predictions in retrieved vulnerability knowledge, such as vulnerability reports. However, existing RAG-based software vulnerability detection (RAG4SVD) systems are often evaluated using proprietary models, which challenges open science and reproducibility. Further, studies use different datasets, custom knowledge bases, different backbone models, and diverse metrics, which hinders meaningful cross-system comparison. In this work, we study six open-source RAG4SVD systems and address these reproducibility and comparability challenges through (i) reproduction of their experimental settings under an open-weight setting, and (ii) a unified benchmark using a common dataset, metric suite, and pool of open-weight models. Further, RAG4SVD systems typically consist of multiple components, yet are often evaluated only as a whole system, i.e., end-to-end. Therefore, we perform (iii) a component-level analysis that decomposes representative RAG4SVD pipelines into input abstraction, knowledge retrieval, and detection. Our results demonstrate that reproducibility varies substantially across systems. Under the presented unified benchmark, published RAG4SVD performance does not transfer under a controlled open-weight evaluation and depends strongly on the used model. The component analysis shows that effective RAG4SVD depends on the alignment between pipeline stages. For example, oracle knowledge raises retrieval to near-optimal, yet performance remains low (0.51 pairwise accuracy), demonstrating that retrieval effectiveness alone is insufficient for reliable detection. These findings motivate evaluating RAG4SVD not only end-to-end, but at the level of pipeline components, and provide a basis for more standardized, RAG-aware evaluation practices.
Sep 29, 2026cs.CL

Lost in Conversation or Lost in Translation? Diagnosing Multi-Turn Degradation in RAG

When conversing with large language models (LLMs), users often begin with a simple question and build towards a multi-hop question through follow-up turns. Retrieval-augmented generation (RAG) and its graph-based variant (GraphRAG) have become the dominant approaches for grounding LLM responses in external evidence, yet both are evaluated almost exclusively on single-turn, fully specified queries. We systematically investigate this evaluation mismatch through a large-scale simulation study. Building on prior work on multi-turn LLM evaluation, we transform questions from multi-hop question answering (QA) benchmarks into underspecified conversations and evaluate ten LLM assistants with eight retrieval systems across 1.5 million simulated conversations. Our findings reveal that multi-turn interaction causes widespread performance degradation, incurring relative performance drops of up to 21% and increasing unreliability by 47%, making RAG systems simultaneously less accurate and less reliable. We identify two distinct failure modes behind this degradation. Systems are either lost in translation, where conversational rephrasing distorts the retrieval query, or lost in conversation, where retrieval succeeds but the LLM fails to synthesize evidence distributed across turns.
Sep 28, 2026cs.AI

ARCagent: An Adaptive Retrieval Calibration Agent for Clinical Question Answering

In diseases where clinical guidelines are incomplete, contested, or mutually contradictory, knowledge completeness and dynamic conflict-aware synthesis are two safety-critical properties that standard Retrieval-Augmented Generation systems do not provide. Therefore, we present \sysname, an adaptive retrieval calibration clinical question-answering agent for ME/CFS, a disease where diagnostic frameworks coexist and major guidelines actively contradict each other on treatment. ARCagent contributes three components. First, a 1,706-chunk, 10-source knowledge base with a structured inter-guideline conflict registry spanning all active ME/CFS diagnostic frameworks. Second, a conflict-aware retrieval calibration pipeline that re-ranks retrieved evidence using query-specific focus and conflict signals. Third, a benchmark scored by LLM-as-Judge, avoiding systematic underestimation averaging 10.1 percentage points caused by keyword matching. ARCagent achieves 95.3%, outperforming all base LLMs. Code is available at https://github.com/Yukyin/ARCagent.
Sep 28, 2026cs.AI

Page-Aware Retrieval-Augmented Generation for EvalLLM 2026: A Five-Variant Study on French PDFs

We study retrieval-augmented generation (RAG) for questions about French PDF documents when both the answer and its supporting document pages are evaluated. Five system variants add dense retrieval, rank fusion, reranking, and query decomposition to a BM25 baseline. On 595 challenge questions, the complete system scores 0.4450 MRR@10 and 0.4013 Recall@10, compared with 0.3430 and 0.2994 for BM25. Dense retrieval alone and a simple lexical--dense fusion both underperform BM25. Reranking improves the hybrid system, whereas adding query decomposition produces the largest further gain, with higher latency and more detected output artifacts. The complete system slightly exceeds the reported anonymous overall mean on two answer metrics but falls below it on most page-retrieval metrics. These results identify accurate page selection, rather than semantic retrieval in isolation, as the main opportunity for improvement in this setting.
Sep 28, 2026cs.AI

RAGWarrant: Evidence-Preserving Governance for RAG Policy Promotion Under Quality, Cost, Latency, and Risk Constraints

Retrieval-augmented generation systems are extensively instrumented with metrics, benchmarks, traces, and automated judges, but these tools do not decide whether a proposed policy change is safe to release. We present RAGWarrant, an open-source promotion-control framework that treats deployment as a constrained evidence decision rather than a leaderboard choice. RAGWarrant normalizes evaluator outputs and operational telemetry, applies predeclared quality and hard-risk gates, assigns evidence-class claim ceilings, preserves negative outcomes, and emits auditable PROMOTE, BLOCK, REJECT, or INCONCLUSIVE decisions. We evaluate the framework across T2-RAGBench, MultiHop-RAG, CRAG, HotpotQA, synthetic reproduction, and bounded local generative experiments. On HotpotQA, operational savings were blocked because answer quality fell beyond the declared margin. A bounded CRAG study selected a lower-cost quality-tied policy, but related generative gains were unstable and a held-out guardrail failed closed. We claim an auditable promotion-control abstraction, not optimizer superiority, human validation, or production readiness. The tagged artifact reproduces from a fresh clone, runs as a hardened Docker job, accepts external evaluator exports, and verifies artifact integrity.
Sep 24, 2026cs.CL

Return or Revise? Learning When Revision Helps Retrieval-Augmented QA

We consider the decision of whether to return an existing draft answer or revise it using retrieved evidence, as in answer-revision systems. Draft confidence estimates whether the current answer is correct, but the decision requires estimating the effect of a specified revision. For offline training and evaluation, we grade both the returned draft and its candidate revision under the same correctness judge, which makes repair, harm, and the gap to an oracle observable. We call this paired effect its recoverability, and we train policies to predict it before revision. On 25,870 held-out open-domain questions across three revision setups, a scorer trained on the paired outcome has greater area under the accuracy--revision-rate curve than a matched draft-correctness scorer in all nine Llama setup--seed fits, and gains 0.23--0.68 accuracy points on average at development-selected thresholds, a difference significant across training runs only for dense retrieval. The resulting policy improves on always revising and on average closes more than a third of the oracle gap, although it still applies 38--46% of the harmful revisions. When a draft-free standard-RAG answer is also available, however, choosing between the draft and that answer is stronger by about two points for Llama and four for OLMo, and adding candidate revision as a third option yields no significant gain. Recoverability describes one revision; its value as an available action also depends on the alternatives.
Sep 24, 2026cs.CL

Automated Regulatory Compliance Question Answering in Financial Services with Domain-Adapted Retrieval-Augmented Generation

Financial institutions operate under dense, frequently amended rulebooks, and answering a compliance question correctly requires not only fluency but verifiable grounding in the authoritative text. Large language models are attractive for this task, yet the models that firms can realistically deploy on-premise are compact ones, and compact models hallucinate obligations. We study whether a carefully domain-adapted retrieval-augmented generation pipeline closes that gap. Our retriever is built in three stages on top of LegalBERT: entailment tuning that recasts question--passage matching as premise--hypothesis reconstruction, contrastive tuning with in-batch negatives, and score-level fusion with BM25. Our generator is a compact model (2B--12B parameters) served under 4-bit quantization, either prompted or adapted with retrieval-aware fine-tuning (RAFT) through LoRA. On ObliQA, a question-answering benchmark built from the Abu Dhabi Global Market rulebooks, the staged retriever raises Recall@10 from 0.256 to 0.774 and outperforms BM25 (0.678) and E5-large-v2 (0.758), the strongest general-purpose dense encoder we tested. RAFT-LoRA then improves the composite RePASs answer-quality score for every model we could adapt, with the largest gain on the weakest one. However, the adapted models do not transfer to Australian case-law questions, and a closed-book model that receives no passages at all scores within 0.011 RePASs of the full pipeline while producing answers that cite nothing and misstate obligations. The retrieval gain is therefore measured directly, the generation gain is a gain in RePASs rather than demonstrated grounding, and grounding itself requires an evaluation protocol that RePASs does not provide.
Sep 24, 2026cs.AI

CRISS: A Retrieval-Augmented AI Chatbot for Assisting Cancer Registrars

Cancer registrars, including Oncology Data Specialists (ODSs), must interpret complex and frequently updated coding and staging standards. We developed CRISS (Cancer Registry Intelligent Support System), a retrieval-augmented generation (RAG) conversational assistant that provides rapid, citation-supported access to registry guidance. This study evaluated whether CRISS could (1) support accurate and citation-supported responses, (2) improve access to and interpretation of relevant guidance, and (3) support training/helpdesk use while preserving human oversight of final abstraction decisions. We built a domain-specific knowledge base from national cancer registry standards, segmented into metadata-tagged passages and indexed as dense embeddings. Retrieved passages were used to generate citation-grounded responses through a large language model (LLM). Open-weight, proprietary, and non-RAG baseline models across Gemini and GPT families were evaluated on easy, medium, and hard registry questions using an LLM-as-a-Judge protocols. RAG configurations consistently outperformed non-RAG approaches, especially as question difficulty increased. Mean grounding scores for RAG were 0.62/0.56/0.59 across easy/medium/hard tiers versus 0.29/0.26/0.29 for non-RAG. RAG models also achieved higher semantic-similarity scores overall. Proprietary RAG models performed strongest on easy and medium questions, while local RAG models ranked highest on hard questions and proprietary models were generally more cautious. Domain-specific RAG improved evidence grounding and response quality for cancer registry questions while enabling citation-supported assistance across complexity levels. CRISS demonstrates the potential of human-centered, citation-grounded AI to support cancer registrars while preserving human oversight for final coding decisions.
Sep 23, 2026cs.CL

Evaluating Open-Weight LLMs for Turkish Domain Documents Under Retrieval and Hardware Constraints

Most Turkish-capable large language models (LLMs) are evaluated using general-purpose benchmarks rather than long, structurally complex domain documents. This paper evaluates five open-weight 7B-8B models for Turkish document question answering under a resource-constrained local deployment setting. The primary benchmark contains 100 systematically validated questions derived from a 109-page industrial R&D report, and the evaluation protocol is replicated using a second 112-page public-sector report and an independently constructed 100-question set. All models are evaluated locally on an NVIDIA RTX 3050 laptop GPU with 6 GB VRAM using controlled prompting, decoding, and 4-bit quantisation. The principal methodological contribution is an evidence-annotated evaluation protocol that separates retrieval failure from downstream model reasoning failure without requiring additional model calls. On the primary benchmark, end-to-end accuracy ranges from 49% to 75%. Seven lexical, dense, and hybrid retrieval configurations are additionally compared using 95% Wilson intervals and exact paired McNemar tests; none significantly outperforms the character TF-IDF baseline on either document. Evidence recall saturates differently across the two reports, showing that retrieval and effective context capacity can be binding constraints for some documents but not others. These results demonstrate that model selection, retrieval behaviour, and hardware limits must be evaluated separately when deploying open-weight LLMs for Turkish domain documents.
Sep 21, 2026cs.CL

Re:CAP - Auditing Retrieval Coverage in Production RAG Pipelines

Retrieval-augmented generation (RAG) is hard to monitor in production: exhaustive relevance labels do not exist for non-stationary multi-million-passage corpora that re-index in real time. As a result, retrieval quality is generally understudied and often deprioritised in favour of generation-oriented metrics. In this work, we propose auditing retrieval coverage by probing for evidence of missing documents rather than enumerating every relevant one. Our method Re:CAP (REtrieval Coverage Audit by iterative Probing) is a reference-free audit loop applied to a deployed RAG pipeline's initial answer and retrieved context: it identifies the topics already covered, generates probing questions for plausibly missing topics, retrieves candidate documents, and applies an LLM-as-judge to retain only those that introduce previously-unretrieved information. On four public benchmarks, Re:CAP recovers 9-29% of gold labels that flat BM25 top-500 cannot reach, rising to 48% on TREC-COVID. On MuSiQue Re:CAP beats flat hybrid top-500 by +12.9 pp on recall at less than half the document budget. An ensemble BM25, dense, and hybrid baseline (top-500 each) still leaves out 21.2% of gold docs on TREC-COVID that Re:CAP recovers; human annotators judge that 78.9% of those structurally distinct documents add new information to the baseline answer (Fleiss κκ = 0.79, n = 123), and 73.9% on live production traffic (n = 180). End-to-end recall is reproducible to within ±\pm1% across three independent runs, making Re:CAP a stable instrument for periodic retrieval audits.
Sep 17, 2026cs.AI

RAFT: A Stateful Retrieval-Augmented Framework for Troubleshooting Agents

Effective troubleshooting agents in enterprise customer support depend on retrieving actionable guidance from similar historical cases, yet existing retrieval-augmented generation (RAG) systems treat support cases as static documents and overlook their multi-stage, stateful nature. We introduce RAFT (Retrieval-Augmented Framework for Troubleshooting Agents), a stateful RAG framework that abstracts each closed historical case into a directed chain of timeline entries and retrieves at the entry level, surfacing cases whose intermediate states match the active case and returning the parent-case trajectory anchored at the matched state; an optional case-level graph links cases through a configurable similarity representation. We evaluate this retrieval layer directly, which, unlike evaluating a full agent system, requires no production deployment. Because public multi-stage troubleshooting data is extremely rare, we pair a synthetic benchmark built from Microsoft Learn Windows Server documentation with real Apache Jira issues carrying human-created duplicate labels. RAFT improves Case Hit over vanilla RAG and GraphRAG baselines at every stage of case progress, with statistically significant gains over the strongest baseline; the Jira results provide directional evidence that the advantage transfers to real case histories. We release our benchmark, implementation, and the Apache Jira evaluation set.
Sep 16, 2026cs.AI

Version- and Scope-Aware Question Answering over Normative Documents: A Deployed System and an End-to-End Evaluation at Production Scale

Correctly answering a question grounded in normative documents often depends on information outside any single passage: whether the retrieved document is the version currently in force; whether it applies to the jurisdiction, subject (such as an institution or applicant), and date at issue; and whether each normative claim can be traced to its supporting source text. Hosted retrieval services have substantially lowered the engineering cost of building an initial system over such corpora, making "upload the documents and ask" a common default. We evaluate this default on approximately 73,000 candidate normative documents supplied to a production deployment. The evaluation uses a stratified sample of 200 questions from our published benchmark, with a gold source document for every question; the released sampling rule reads no system outputs or scores. We compare the hosted service with a governed system that resolves version and scope through explicit rules before generation. The governed system scored 97.7 overall, while the hosted service scored 88.1, a gap of 9.6 points computed from unrounded means. The question set, the answer text evaluated for both systems, the scores, and the scripts used to reproduce the reported benchmark statistics are public. The governed configuration has operated as a commercial product since January 2026 and serves 1,126 registered users; named customer organizations include Zhipu AI and Lecheng Health. By mid-April 2026, it had reached roughly 100,000 calls per workday.
Sep 16, 2026cs.AI

When Is Graph Structure Worth Its Cost? The Case for Structure Pricing in Retrieval-Augmented Generation

Graph-based retrieval-augmented generation (RAG) can help answer questions that require information from many documents. However, building a graph often requires many language-model calls during ingestion. It is therefore important to ask whether its quality gains justify the additional cost. We present EffiRAG, a graph-based RAG system designed to reduce this cost. It uses the graph to locate relevant passages and generates answers from the original text. This design preserves source information while keeping graph construction and query processing lightweight. We evaluate EffiRAG on UltraDomain, which contains 120 open-ended questions from four domains. Compared with LightRAG-hybrid, EffiRAG produces the preferred answer on 93 questions. LightRAG is preferred on 7, and the remaining 20 are splits. EffiRAG also reduces total system cost by 57 percent, from USD 0.952 to USD 0.408. The cost includes language-model calls during ingestion and querying. The advantage remains as the corpus grows. At 10 and 20 documents per domain, EffiRAG uses a lightweight, non-LLM filter to skip low-salience chunks. It remains preferred over LightRAG-hybrid. It costs 4.2 times and 4.5 times less, respectively. The comparisons identify different quality-cost trade-offs. Graph-based RAG systems should therefore be evaluated by both answer quality and cost. The results favor graph structure that locates and preserves source evidence.
Sep 15, 2026cs.AI

AquiLLM: Evaluating Faithfulness in Open-Weight RAG-LLM Systems for Scientific Research

Scientific research increasingly relies on large, heterogeneous data sources, motivating interest in retrieval-augmented generation (RAG) systems that provide natural language access to scientific knowledge and research workflows. Researchers are exploring the viability of these systems as natural language interfaces for document search and for generating analysis code and pipeline components. At the same time, concerns about data privacy and control over research infrastructure have motivated interest in open-weight models and open-source deployments hosted within research institutions. In astronomy, this development follows a long history of computational infrastructure development, from archival databases and Structured Query Language (SQL)-based systems to large language model (LLM)-assisted research tools. This paper presents a domain-expert evaluation of faithfulness for AquiLLM, an open-weight, offline RAG-LLM platform designed to support scientific research groups in the use and preservation of tacit and formal knowledge. We define faithfulness as the extent to which generated responses remain grounded in retrieved scientific context without unsupported claims or omissions. We report results from an astronomy case study evaluating AquiLLM across retrieval and scientific analysis tasks. AquiLLM performs most reliably on explicit retrieval-oriented questions grounded in the RAG collection, while faithfulness degrades for queries requiring synthesis or ambiguity resolution. These results highlight both the promise and limitations of open-weight RAG-LLM systems for scientific research and demonstrate the importance of domain-expert evaluation beyond standard benchmark leaderboards.
Sep 14, 2026cs.CL

CiteGuard-RAG: A Validation-Centered AI System for Evidence-Grounded Question Answering

Retrieval-augmented generation (RAG) can improve access to complex information; however, retrieving evidence alone does not ensure that answers are grounded, citation-valid, or appropriately refused. This paper introduces CiteGuard-RAG, a validation-centered AI system for evidence-grounded question answering. The system integrates hybrid semantic-lexical retrieval, citation-constrained generation, sentence-level grounding validation, and single-pass regeneration. Validation is used at runtime to determine whether a candidate answer should be accepted, refused, or regenerated before final delivery. CiteGuard-RAG is evaluated on 400 questions across a controlled housing-law dataset, PrivacyQA, and CUAD. In the controlled evaluation, it achieves 99.1% retrieval accuracy, 98.3% grounded-answer accuracy, and 98.3% citation validity, with no validation-detected hallucinations. Ablation results show that grounded-answer accuracy drops sharply when validation is removed, even when retrieval accuracy remains unchanged. External evaluation shows that while citation validity remains strong, evidence utilization, span alignment, and refusal calibration become harder under domain shift. These findings indicate that trustworthy RAG systems require explicit validation between retrieval and final answer delivery. CiteGuard-RAG provides a practical architecture for linking retrieval, generation, citation checking, abstention, and regeneration in high-stakes information access.
Sep 14, 2026cs.AI

Empirical Evaluation of Open-Source Large Language Models for Retrieval-Augmented Generation in ESG Domain

Environmental, Social, and Governance (ESG) reporting is critical for corporate accountability, with Large Language Models (LLMs) and Retrieval-Augmented Generation (RAG) offering strong potential to automate KPI extraction. However, open-source LLM performance in domain-specific ESG tasks remains insufficiently understood. This paper evaluates open-source LLMs in ESG contexts using a structured framework and evaluation resource based on 498 real-world ESG reports from EU-listed companies (2010-2024). We evaluate seven open-source models (2B to 30B parameters) -- glm-4.7-flash, nemotron-3-nano:4b, qwen3:4b-instruct, gemma3:4b, gemma4:e4b, gemma4:e2b, and ministral-3:8b -- using 100 persona-based synthetic QA pairs covering ESG information needs. System performance is assessed via RAGAS metrics, including contextual recall, precision, relevance, faithfulness, answer relevancy, and factual correctness. Results show notable performance variations across architectures. Retrieval performance is strong across models (context recall around 0.58-0.61, context precision around 0.78-0.81, context relevance 0.965-0.985). Generation diverges most on faithfulness (0.607-0.822) and least on answer relevancy (0.760-0.881): glm-4.7-flash leads in faithfulness (0.822), qwen3 in factual correctness (0.449), and ministral-3 in answer relevancy (0.881). Low overall factual correctness (0.387-0.449) highlights the need for domain-specific fine-tuning. This work provides data-driven guidance for deploying open-source models in ESG reporting.
Sep 14, 2026cs.AI

WinSyn: An Automated Pipeline for Realistic Enterprise Question-Answering Evaluation

Enterprise settings provide a challenging environment for question-answering agents, which often rely on Retrieval-Augmented Generation, Deep Research (DR), and related techniques. Much of this challenge comes from the complexity of enterprise data: information is often spread across evolving and potentially conflict- ing emails, chat messages, documents, and other artifacts. Existing benchmarks typically have limited real-world complexity, short-form responses, and unnatural queries, so they often fail to capture the challenges of enterprise settings. In this work, we introduce an automated pipeline for generating synthetic datasets of emails reflecting realistic workplace scenarios, along with long- and short-form questions and gold answers grounded in the data. Our method simulates long-running enterprise projects spanning several months and involving up to 25 interacting employees across multiple roles. The data emphasizes ambiguity, distributed information, and naturally occurring queries. To validate the pipeline, we evaluate few standard agentic baselines on our datasets using the latest frontier models. We find that aggregate scores averaged over all queries remain below 80% for each dataset, indicating significant room for improvement. These findings suggest that more work remains to be done for enterprise deployment and underscore the importance of realistic, high-complexity evaluation data for developing stronger real-world enterprise DR systems.
Sep 14, 2026cs.CL

EAR: Entity-Aware Partitioning Approach for Retrieval-Augmented Generation Development

Retrieval-augmented generation (RAG) can improve knowledge-intensive question answering, but the first design choice is easy to overlook: how should the source corpus be partitioned into retrievable units? Fixed-size chunks often return long passages whose relation to the question is only implicit. We introduce EAR, an Entity-Aware Partitioning approach for multiple-choice question answering (MCQA). EAR extracts normalized surface anchors from the question, answer options, and corpus; retrieves local windows around matching corpus anchors; and can attach a larger parent passage through an extractive summary. We evaluate EAR on a cleaned Massive Multitask Language Understanding (MMLU)-style subset of 153 questions selected by an automatic corpus-support heuristic and using decontaminated public textbook text. Across same-protocol top-k = 3 and top-k = 8 sweeps with Mistral, Gemma, and DeepSeek, EAR entity-window reduces retrieved words by 37.5-40.2% relative to chunks. Observed accuracy changes are +5.2, +1.3, and -3.9 points at top-k = 3, and +5.9, -3.3, and -4.6 points at top-k = 8; none of the entity-window differences is statistically significant. The scoped contribution is methodological: EAR provides a compact and inspectable retrieval unit, while its rule-based anchor extractor remains domain-specific and requires separate validation before transfer.
Sep 14, 2026cs.DL

Debiasing as a Measurement Intervention: Calibrated Ties and Resolution Loss in LLM-as-a-Judge Evaluation

LLM-as-a-judge protocols are commonly debiased by instructing judges to ignore presentation cues such as citation formatting, source labels, and evidence-display style. We show that this intervention can suppress bias while damaging the resolution of the measurement instrument. We introduce TraceJudgeBench, a diagnostic benchmark for auditing citation-like artifacts in RAG and agent-workflow evaluation, covering content-equivalent pairs, citation ablations, correctness conflicts, human-validated soft and moderate quality gaps, prompt-strength ladders, decoupled judging, and a controlled workflow-ranking probe. Across GPT-5.5, Claude Sonnet 4.6, and DeepSeek V4-Flash, stronger anti-citation prompts reduce worse-cited wins from up to 50.5% to 0%; yet some operating points already convert validated moderate-gap decisions into Tie before the strict stress-test endpoint, while correctness-conflict accuracy remains at or above 93.0%. A second, 50-pair FinQA moderate-gap construction reproduces the qualitative frontier, and open-weight Qwen2.5-14B-Instruct-AWQ and Gemma-3-12B-IT runs reproduce the central HotpotQA frontier. TRACE-style decoupling recovers 96.5-100.0% better-plain resolution across the reported settings. Human validation separates three meanings of Tie: correct equivalence Tie, calibrated soft-boundary Tie, and resolution-destroying Tie on validated quality gaps. We frame debiasing as a measurement intervention whose bias suppression, resolution retention, Tie cost, and protocol cost must be reported jointly. The supplementary artifact contains benchmark splits, prompts, raw judge outputs, validation summaries, and analysis.