Spectral Preconditioning

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Period ending 2026-09-21

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78 papers

Latest in Spectral Preconditioning

Sep 14, 2026stat.ML

Compute-Optimal Pretrain--Fine-tune in Ridge Gradient Descent

Pretraining followed by fine-tuning introduces a compute-allocation problem: under a fixed training budget, compute spent improving the upstream objective reduces the compute available for downstream adaptation. Despite its practical importance, this trade-off is not yet well understood theoretically, even in simple models. In this paper, we cast this allocation as a compute-split problem under a two-stage pretrain--fine-tune procedure with fixed total optimisation budget, using regularised least squares trained by gradient descent as a tractable setting. We characterise the optimal split under data-dependent evaluation geometries induced by the fine-tuning problem. Our results show that the allocation depends on how pretraining directions affect fine-tuning predictions and how fine-tuning shifts are seen through downstream data geometry. In particular, the relevant quantities are determined by prediction-relevant spectral components of the pretraining and fine-tuning empirical covariances. Technically, the analysis relies on a basis-invariant, eigenspace-level spectral decomposition, together with perturbative control of the non-commuting pretraining and fine-tuning dynamics.
Alex Buna, Fanghui Liu, Patrick Rebeschini
Sep 14, 2026cs.LG

Where to Compute and How to Interact: Operator-Readable Adaptation with Gauge-Aware Transport

Adaptive meshes enable neural operators for partial differential equations (PDEs) to allocate spatial samples and computation according to local physical structures. Existing approaches, however, mainly address where to compute, with less attention to how information should interact after node relocation. Mesh adaptation changes local sampling scales, neighborhood structures, and geometric contexts, so representations formed at different nodes may not be directly comparable. Direct aggregation can therefore entangle physical variation with discretization-induced representation variation. Because allocation and interaction are jointly optimized through the same output objective, their individual roles are also difficult to distinguish from final errors alone. We introduce operator readability, requiring an adaptive operator to account for and test why computation is allocated to particular locations and how representations interact under the resulting nonuniform discretization. Based on this principle, we propose the Gauge-Aware Adaptive Mesh Neural Operator (GA-AMNO). Physics-informed adaptive allocation answers where to compute, while geometry-conditioned low-rank Gauge transport maps source features into target representation contexts before aggregation, answering how to interact. This makes mesh-to-solver information exchange inspectable and intervenable. We establish sufficient conditions for representation-consistent aggregation and analyze approximate transport errors and continuity under topology-preserving mesh deformations. Experiments on five PDE benchmarks demonstrate improved predictive accuracy, while controlled interventions and geometric-mismatch analyses verify the roles of allocation and interaction and show that Gauge transport improves cross-discretization representation compatibility under strong geometric mismatch.
Zixuan Shen, Quanxu Wan, Bingchuan Wang +2
Sep 8, 2026stat.ML

CAST: Canonical Approximate Schur Tree for Approximate Cholesky on Graphs

Graph-data workloads such as diffusion estimation, ranking, semi-supervised learning, and network optimization often solve many Laplacian or symmetric diagonally dominant M-matrix (SDDM) systems with the same coefficient matrix. Approximate Cholesky preconditioners eliminate vertices one at a time and store the resulting sparse approximate factorization, the \emph{factor}, whose construction cost is amortized across these solves. But eliminating a vertex, the \emph{pivot}, creates a dense Schur-complement clique among its dd active neighbors. We introduce CAST (Canonical Approximate Schur Tree), which replaces this clique with a weighted random spanning tree sampled directly from it. Every realization is connected and contains exactly d-1 edges, while reweighting each selected edge by the reciprocal of its tree-inclusion probability makes the update unbiased. The distribution is independent of the ordering of the pivot neighbors, and we prove that its leverage-score marginals minimize the largest normalized reweighted-edge contribution among unbiased inverse-marginal one-tree estimators. We also introduce CAST-ρρ, which replaces each pivot neighbor with ρρ copies, each carrying a 1/ρ1/ρ share of that neighbor's incident weight, samples a weighted random spanning tree on the expanded clique, and contracts the copies back to the original neighborhood. The resulting update remains unbiased and connected, can be sampled exactly in O(ρd)O(ρd) time, and satisfies a 1/ρ1/ρ bound on the second moment of the normalized local Schur error. Increasing ρρ therefore reduces certified local sampling variability, but may increase construction cost and downstream fill. Empirically, we observe that CAST-1 is the faster default, whereas CAST-2 is preferable when its additional edge contributions remain inexpensive.
Meher Chaitanya, Cameron Musco, Aristides Gionis
Sep 8, 2026cs.LG

GPU-Enabled Large-Scale Optimization Using Randomized Linear Algebra

This paper introduces rlaopt, a PyTorch-based package for large-scale optimization and scientific computing using randomized numerical linear algebra (RandNLA). Despite substantial progress in RandNLA-based algorithms, few implementations combine GPU acceleration with a simple interface for specifying optimization problems. rlaopt addresses this gap by providing GPU-enabled solvers for positive-definite linear systems and convex empirical risk minimization with constraints and regularizers. These solvers use RandNLA to accelerate conjugate gradient (NystromPCG), operator splitting (NysADMM), and stochastic gradient methods (SAPPHIRE). Moreover, rlaopt includes a modeling language that lets users specify problems using natural mathematical syntax. rlaopt automatically checks compatibility with the selected solver and performs the required problem decomposition. The solvers also support differentiation through their iterations, enabling applications such as hyperparameter tuning. Experiments on ridge regression, bounded multinomial logistic regression, and bounded elastic net identify when randomized preconditioning improves performance and demonstrate substantial speedups from GPU execution. The package is open-source under an Apache license, with source code at https://github.com/udellgroup/rlaopt and version 0.1.0 available on PyPI.
Pratik Rathore, Zachary Frangella, Parth Nobel +2
Sep 1, 2026cs.LG

Neural Symbollic Regression Using Deep Learning and Sparse Modelling

Symbolic Regression (SR) seeks to find succinct mathematical expressions that represent the fundamental relationships within data, providing interpretability and scientific understanding that exceeds that of black-box models. Nevertheless, traditional methods like Genetic Programming face challenges with scalability and are highly sensitive to noise, while sparse regression techniques such as SINDy rely significantly on predetermined feature libraries. In this work, we present a Neural Symbolic Regression (NSR) framework that treats neural networks as functional preconditioners for symbolic discovery. Our approach uses a decoupled pipeline: a neural network first learns a smooth, noise-robust approximation of the target function in an interaction- aware nonlinear feature space. LASSO is then applied to extract sparse, interpretable closed-form expressions. To improve predictive accuracy and symbolic fidelity by integrating distributed hyperparameter optimization with Ray Tune and ASHA scheduling. Experiments on the Nguyen benchmark suite show that our approach consistently outperforms SINDy and non-tuned neural baselines in RMSE, noise robustness, and out-of-distribution generalization. Ablation studies confirm the significance of feature interactions, neural depth, and tuning strategies. In general, this study presents a scalable and understandable neural-symbolic framework, creating a solid link between neural approximation and the discovery of sparse equations for scientific machine learning.
Ravi Kumar U, Sumitra S
Aug 10, 2026cs.LG

MoNo: Multiscale Optimal Transport Neural Operator for Solving PDEs on General Geometries

Transformer-based neural operators have achieved substantial progress in solving Partial Differential Equations (PDEs) by projecting spatial observations into compact latent tokens and learning physical interactions in latent spaces. However, we reveal that existing learnable projection mechanisms cannot ensure stable and balanced assignments from observation points to latent tokens, causing some latent tokens to be over-assigned while others remain underutilized. This limitation further restricts the design of hierarchical architectures, as assignment imbalance is continuously inherited and amplified across latent spaces, eventually causing severe token collapse in deeper spaces. To address these issues, we propose MoNo (Multiscale Optimal Transport Neural Operator), a progressive multiscale neural operator that efficiently solves PDEs on general geometries through stable latent-space construction. At its core is CoTAP (Cross-scale Optimal Transport Assignment and Projection), a novel latent-space construction method that formulates cross-space assignment between adjacent spaces as an entropy-regularized optimal transport problem, thereby constructing balanced bidirectional projections and stable latent spaces. CoTAP also ensures stable information transfer across multiple latent spaces, further enabling multiscale architectures on general geometries, which in turn support more efficient learning of long-range physical interactions. Extensive experiments demonstrate that MoNo outperforms existing state-of-the-art neural operators in both prediction performance and computational efficiency. Code is available at https://github.com/ZijiangY1116/MoNo.
Zijiang Yang, Xiaomeng Wu, Dongmei Fu
Aug 5, 2026cs.LG

MALT: Lightweight Curvature-Aware Muon via Diagonal Preconditioning

Muon has recently emerged as a promising alternative to AdamW for language model pretraining by orthogonalizing momentum matrices using Newton-Schulz iterations. Although Muon mitigates gradient anisotropy, it does not explicitly account for the curvature geometry of the loss landscape and may therefore remain sensitive to curvature anisotropy. We bridge this gap by proposing MALT (Muon Augmented by Lightweight Two-sided Preconditioning), which uses lightweight diagonal preconditioners to reduce the sensitivity of Muon to curvature anisotropy. Specifically, MALT uses two-sided diagonal preconditioners with low memory and computational overhead to approximately capture the curvature geometry of the loss landscape. It orthogonalizes the preconditioned momentum using Newton-Schulz iterations and maps the result back to define the update direction, while norm grafting controls the update magnitude. To improve the robustness of MALT to stochastic gradient noise, we further propose MALTER (MALT with Adaptive stEpsize Rescaling). Convergence guarantees are provided for MALT in the stochastic non-convex setting. Experiments on GPT-2 Small, Medium, and Large pretraining show that the proposed methods outperform Muon while maintaining nearly the same memory footprint and wall-clock time.
Tongle Wu, Huanyu Dong, Ying Sun +1
Aug 5, 2026cs.LG

MESH: Memory-Efficient Sinkhorn Optimization for Mixture-of-Experts Training

Memory-efficient matrix optimizers such as Sinkhorn gradient descent remove most AdamW optimizer state for dense Transformer matrices, but direct application to Mixture-of-Experts (MoE) training is unreliable. We study this failure in a controlled 110M-parameter nanowhale DeepSeek-style MoE pretraining setting. A SAGE/Sinkhorn hybrid reduces optimizer state from 0.883GB to 0.331GB but degrades evaluation loss to 3.8265, far above the AdamW baselines observed in the same setup (3.58--3.64 across the seeds we study). We show that routed MoE expert matrices are the dominant failure point: their gradients are conditional, temporally varying, and poorly served by stateless Sinkhorn normalization. We propose MESH, a hidden-momentum Sinkhorn update for MoE experts. MESH restores a temporal first-moment signal through the gradient-buffer lifecycle, without storing the expert first moment as optimizer state. MESH is an optional block-preconditioned variant that adds a coarse neuron/block inverse-RMS multiplier. Across ablations, temporal smoothing before matrix normalization is the primary causal ingredient; block/neuron preconditioning can improve the memory-quality frontier, but is not established as universally necessary. In two additional seeds, MESH and MESH-B reduce optimizer-state memory by 62.5% and peak PyTorch CUDA allocation by about 12.6% relative to AdamW, with a modest evaluation-loss gap. Full-state diagnostic variants recover AdamW-like performance in ablations, supporting the conclusion that MoE experts need temporal smoothing, but not necessarily full coordinate-wise AdamW state.
Masato Fujitake
Aug 4, 2026cs.CV

Low-Dimensional High-Leverage Subspace Optimization: Beyond Full-Parameter Coupled Training for Neural Network Quantization

Low-bit quantization suffers severe accuracy degradation on compact networks, rooted in the dominant full-parameter coupled training paradigm that ignores parameter subspace heterogeneity. Their limited feature redundancy leaves little room to absorb quantization errors. Conventional pipelines adopt monolithic optimization: PTQ reconstructs fixed pretrained models without improving inherent quantization friendliness; QAT updates all parameters jointly, suffering from gradient coupling between backbone weights and calibration parameters. In this paper, we identify normalization affine parameters as a low-dimensional high-leverage subspace dominating quantization robustness, and propose Normalization Affine Preconditioning (NAP) for targeted subspace optimization. For PTQ, NAP freezes backbone weights and fine-tunes only affine parameters under the target fake-quantization graph on full-precision models, proactively boosting quantization friendliness before downstream reconstruction. For QAT, we introduce an alternating QAT-NAP schema that decouples feature learning and numerical calibration, breaking the performance ceiling of saturated joint training. Theoretical analysis confirms BN affine parameters fully cancel the channel-wise affine component of quantization distortion, while nonlinear rounding and clipping residuals form the irreducible error boundary; distillation-guided NAP acts as directional flatness optimization, projecting teacher-student logit mismatch onto the restricted subspace. Experiments on ImageNet and CIFAR-100 show NAP recovers severely collapsed low-bit quantization, consistently boosts reconstruction-based PTQ, and outperforms saturated full-parameter QAT with negligible tuning cost. This work reveals the principle of targeted low-dimensional subspace optimization, offering a new perspective beyond full-parameter coupled training for efficient deep learning.
Peng Xia, Junbiao Pang, Zheng Huang
Jul 30, 2026math.NA

Graph Neural Multilevel Preconditioners for Iterative Solvers

Solving large, sparse linear systems is a core task in scientific computing, and efficient iterative solvers rely critically on effective and robust preconditioning. While classical methods such as algebraic multigrid (AMG) are highly scalable, their robustness can degrade on indefinite or nonsymmetric systems where heuristics originally developed for elliptic PDEs are less reliable. Recently, Graph Neural Networks (GNNs) have emerged as data-driven preconditioners; yet, the practical impact of imposing an AMG-style hierarchy remains underexplored for general sparse matrices. In this work, we propose a Graph Neural Multilevel Preconditioner (GMP) that adopts an AMG hierarchy as a structural prior and learns smoothing, restriction, and interpolation operators in a unified framework. Our method targets general sparse systems and is instantiated as a drop-in preconditioner for standard Krylov solvers. On a benchmark of over 800 sparse matrices, we compare against classical AMG, single-level ILUT, and state-of-the-art GNN preconditioners, and characterize the regimes where multilevel graph neural preconditioning improves convergence or, conversely, introduces overhead relative to strong single-level baselines. These results highlight both the promise and the limitations of enforcing AMG-style multilevel structure in learned preconditioners for large-scale scientific simulations.
Zechen Zhang, Rui Peng Li, Yousef Saad
Jul 21, 2026cs.LG

Contraction-Gauge Preconditioning for Quantized Matrix Multiplication

We study low-precision computation of C=AB with both factors quantized. We derive an exact finite-dimensional identity for the expected squared product error under independent, zero-mean entrywise errors with known variance fields; it holds exactly for non-overloading subtractive dither and for independent stochastic rounding, and we empirically assess deterministic round-to-nearest (RTN). Using the product-preserving equivalence AB=(AT)(T^{-1}B), we formulate contraction-gauge preconditioning: jointly choosing a factor representation and its sharing pattern before quantization. Preconditioning can reduce product error but may require extra transformed, quantized copies of the opposite operand: a shared transform needs one copy, a block-specific transform up to one per block. Within the bounded family of positive diagonal gauges (folds), a geometric program computes a globally optimal shared fold and a linear program decides whether the identity fold is already optimal. For other families we derive computable selection statistics -- tail index for scaling, profile spread for partitioning, coherence and weighted-Gram energy for rotations, slice-energy covariance for hierarchy depth -- with upper bounds for ranking heuristic candidates. Across twelve linear products from a trained three-block image classifier, median within-product rank correlations between dither-model predictions and deterministic-RTN errors are 0.937 at 8 bits and 0.918 at 4 bits. The GP fold cuts held-out product error over the identity fold by 18.0% (8-bit) and 20.5% (4-bit) in geometric mean, beats a SmoothQuant-style grid baseline at both precisions and on ten of twelve products, and lowers composed logit MSE by 15.4% and 26.4%. We thus provide exact stochastic product-error accounting, certified selection within the diagonal family, and a common objective for evaluating reusable transform candidates under RTN.
Piyush Sao, Narasinga Miniskar, Pedro Valero-Lara +2
Jul 9, 2026cs.LG

PGD-NO: A Neural Operator with Precomputed Geometry Decomposition for 3D Million-scale Physics Simulations

While neural PDE solvers have demonstrated significant potential for accelerating engineering simulations, existing architectures remain constrained by high memory consumption and the single node bottleneck, where the maximum processable mesh resolution is strictly limited by the VRAM of a single compute unit. To address these challenges, we propose PGD-NO, a neural operator with Precomputed Geometry Decomposition, that relocates the computational overhead of geometric encoding to a deterministic pre-computation phase. By utilizing an iterative geometry decomposition algorithm to extract geometry tokens, our model decouples feature extraction from solution querying. This architecture enables linear memory scalability, allowing high fidelity learning on meshes exceeding 10 million nodes, a scale where existing architectures typically encounter memory exhaustion. PGD-NO demonstrates competitive predictive accuracy across diverse industrial benchmarks and provides intrinsic interpretability through attention mechanisms. By effectively overcoming traditional mesh-size constraints, PGD-NO offers a robust and efficient solution for the next generation of large-scale, high-fidelity industrial design applications.
Weiheng Zhong, Jing Bi, Victor Oancea +1
Jul 8, 2026math.OC

Restricted Dynamic Geometric Complexity: Path-Space Reduction and Möbius--Jacobi Response

Structured preconditioners restrict optimization to a small family of positive metrics, but endpoint condition-number reachability does not measure the geometric effort required to reach a useful metric. We formulate this effort as a path-space value problem. Restricted dynamic geometric complexity is the least affine-invariant length of an admissible metric path whose endpoint reaches a Hessian-relative generalized-eigenvalue condition target. Path elimination gives an exact min-plus semigroup and Bellman principle, while fixed-horizon kinetic energy is exactly squared complexity divided by twice the horizon. The main response result is global on a Hadamard state space: geodesic convexity produces a smooth intervention-cube path branch and a uniformly coercive Jacobi form, while one Green inverse generates the value Hessian, two-sided force-to-curvature bounds, exact Möbius effects, and arbitrary prescribed finite-order responses. For the hard condition target, a bordered Jacobi--KKT theorem differentiates the moving projection endpoint and multiplier on every regular active spectral stratum; its indefinite inverse also explains why hard-target interactions need not share the unconstrained sign. The theory specializes to affine-invariant positive-definite geometry. A determinant-one two-dimensional diagonal model has an exact target interval, a closed-form forced path, and a strictly negative-definite interaction matrix. A moving diagonal Hessian gives a closed-form hard-target projection, multiplier, and pair effects of either sign, while a coordinate-sequential three-dimensional protocol yields an exact path metric strictly larger than the ambient projection distance. Thus the global Green and bordered hard-target responses are explicit laws of restricted metric-path elimination built on Bellman composition.
Zavier Li
Jul 8, 2026cs.LG

The Anatomy of Implicit Bias: Information Allocation in Neural Network Training

Implicit bias is usually explained as the preference of an optimization process for certain final solutions and their geometry. This view helps explain where a model finally stops. It gives less direct explanation of how this bias is formed during training. This paper proposes a training-time information allocation view. Under this view, optimization forms a writing pattern for error signals across parameter paths, coordinate channels, and sample regions. This paper builds a set of observable allocation diagnostics. These diagnostics include gradient demand, actual update injection, coordinate gain induced by exponential moving averages, channel-level update ratios, and sample-wise loss distributions. To separate training progress from internal allocation, this paper introduces a collapse--persistence analysis. Under matched training loss, if external loss statistics collapse but internal allocation ratios remain separated, then the factor changes the internal allocation of the training signal. Overall, this paper extends the analysis of implicit bias from final-solution geometry to training-time signal allocation. The main claim is that implicit bias is not only reflected by the final solution. It is also reflected by which parameter paths, coordinate channels, and sample regions receive the error signal first and more strongly during training. Based on this view, this paper places different training factors into a unified information-allocation diagnostic framework. The framework gives a mechanism-level explanation of training-time implicit bias. It also provides a basis for future optimization methods that control training progress and signal allocation separately.
Zhang Gongyue, Wang Zhiyong, Liu Donghan +3
Jul 4, 2026cs.LG

LLT: Local Linear Transformer for PDE Operator Learning

Neural operators have become a common approach for learning PDE solution maps and accelerating numerical simulations. Transformer-based neural operators are of particular interest, since attention can learn long-range dependencies in the computational domain. However, standard attention has two major limitations when applied to PDEs: it scales quadratically with the number of computational nodes, and it lacks an explicit bias toward local interactions. To address these issues, we introduce Local Linear Transformer (LLT) for PDE operator learning. The architecture combines linear global attention with local spatial mixing, and incorporates coordinate and geometry information. We evaluate LLT on several PDE problems, including elasticity, plasticity, airfoil flow, pipe flow, and Darcy flow. The reference data for these problems span finite-element, finite-volume, and finite-difference discretizations on structured and unstructured meshes. Compared with other neural-operator and transformer baselines from prior studies, LLT achieves competitive or lower relative L2L_2 error across these problems. On matched structured discretizations, wall-clock time per training iteration is reduced by factors of 1.8 to 2.5 relative to Transolver. We also scale the approach and apply it to a three-dimensional car aerodynamics dataset with 32,186 unstructured mesh points per sample. Together, these results indicate that LLT provides an accurate and computationally efficient operator for PDE problems across discretizations, mesh types, and problem settings.
Oded Ovadia, Eli Turkel
Jul 3, 2026cs.LG

In-context learning from self-generated trajectories for adaptive model reduction

High-fidelity simulations of complex physical systems are often too expensive for repeated prediction, design, and control. Reduced-order models address this computational cost by compressing high-dimensional dynamics into low-dimensional representations that can be evaluated rapidly, but they often lose accuracy when online dynamics drift beyond the offline training data. Adaptive methods address this limitation by updating the reduced subspace online using external, out-of-span information, such as full-order corrections or sensor snapshots. We discovered that a complementary and previously unexploited in-span adaptation channel exists within the current reduced subspace. To exploit this channel, we continually update the reduced representation using the model's own predictions through an incremental singular-value decomposition with a forgetting factor. This produces a trajectory-informed spectral preconditioner in which the reduced subspace remains unchanged, while the basis is reweighted and realigned according to the directions visited by the evolving dynamics. This internal reorganization prepares the basis to absorb future out-of-span corrections more effectively, improving adaptation without requiring additional external information. We expose the mechanism through a three-dimensional spiral example and demonstrate its benefits on nonlinear partial differential equations, including viscous Burgers and Fisher--KPP dynamics. We also discuss how in-span learning can be interpreted as a dynamical-systems analogue of in-context learning. More broadly, in-span learning suggests a new principle for computational science, revealing that model-generated trajectories contain more usable information than previously recognized.
Amirpasha Hedayat, Laura Balzano, Karthik Duraisamy
Jul 2, 2026eess.SP

Fourier Preconditioning for Neural Feature Learning

Mutual information (MI)-inspired feature learning techniques are capable of generating low-dimensional embeddings that retain nonlinear dependence structures, but direct estimations of MI suffer from noisy probability distribution estimates in the low-data regime. The H-Score objective, computed from second-order statistics, provides a practical proxy metric for training feature extraction networks. We prove that H-Score is invariant to invertible transformations in the unrestricted functional setting, but becomes sensitive to input basis rotations under constrained approximation classes. Consequently, we study unitary preconditioning for H-Score networks and show that selecting an appropriate basis rotation reduces finite-width truncation error by concentrating predictive dependence into fewer dominant modes. We identify the fast Fourier transform (FFT) as an effective data-independent, low-cost preconditioner for approximately stationary processes, where spectral structure induces concentration of the cross-covariance singular value spectrum. We introduce training-free metrics based on spectral entropy and cumulative dependence energy to quantify basis suitability and predict downstream inference gains prior to network training. Experiments across eight multivariate datasets demonstrate that FFT preconditioning is particularly useful in resource-constrained regimes, achieving up to 50% normalized mean squared error (NMSE) reduction, while the proposed metrics correlate with observed performance gains and correctly identify cases where spectral preconditioning is detrimental.
Preston Pitzer, Anish Pradhan, Harpreet S. Dhillon
Jun 30, 2026cs.LG

Interface-Aware Neural Newton Preconditioning for Robust Cohesive Zone Model Simulations

Cohesive Zone Models (CZMs) are widely used to simulate interface fracture, delamination, adhesive failure, and fiber--matrix debonding in aerospace composite structures. In implicit quasi-static finite element analyses, cohesive softening may introduce negative interface tangents, solution jumps, and Newton-basin mismatch, so the previous converged state can become a poor initial guess for the next increment. This may lead to stagnation, wrong-branch convergence, or repeated step cuts. Existing remedies, including viscous regularization, path following, dynamic relaxation, and manual Newton--Raphson (NR) modification, either alter the effective response, increase cost, or rely on hand-crafted interface rules. This work proposes an Interface-Aware Neural Newton Preconditioner (IA-NNP) for difficult CZM increments. IA-NNP recasts manual NR modification as rule-based interface lifting and generalizes it into a learned, state-dependent interface correction. The method acts only on active interface variables and preserves the original traction--separation law, residual assembly, tangent evaluation, history update, and dissipation checks. Two realizations are developed: IA-NNP-Init for learned initial-guess lifting and IA-NNP-NL for iteration-level nonlinear right preconditioning. Interface graph features encode opening, traction, tangent, damage/history variables, mode mixity, residuals, and neighboring states. The correction is bounded, confidence-gated, and accepted only through the original CZM Newton solve. A root-equivalence property shows that IA-NNP changes the path to convergence but not the discrete CZM solution set. Tests on horizontal, circular, two-interface, and active-front benchmarks show improved difficult-increment convergence, better branch recovery, and fewer failures than standard NR and manual NR modification, while preserving the force--displacement response.
Zhangyong Liang, Huanhuan Gao
Jun 29, 2026cs.LG

Gradient Smoothing: Coupling Layer-wise Updates for Improved Optimization

Deep neural networks with repeated architectural blocks, such as transformers, often exhibit structured relationships across layers that emerge during training. Motivated by this observation, we introduce \emph{Depth-wise Gradient Augmentation}, a general optimization paradigm in which the update applied to each layer is obtained by transforming the collection of block-wise optimizer updates along the depth dimension. Within this framework, we study \emph{Gradient Smoothing}, a family of depth-wise smoothing methods, and instantiate it with a simple local \emph{Window Smoothing} operator. The resulting method operates directly on block-wise updates produced by arbitrary base optimizers (e.g., SGD, Adam, Muon), incurs minimal computational overhead, and is compatible with existing optimization pipelines. We evaluate Gradient Smoothing across a diverse set of architectures and training regimes, including language model pretraining, RL post-training of LLMs for reasoning, diffusion modeling, and image classification with Vision Transformers. Across these settings, Gradient Smoothing consistently improves optimization and generalization performance without modifying model architectures or training objectives. We further show that it promotes more structured representation evolution across depth, consistent with its interpretation as a structured depth-wise preconditioning method. Together, these results establish Depth-wise Gradient Augmentation as a promising framework for exploiting cross-depth structure in optimization and demonstrate Gradient Smoothing as a simple and broadly applicable instantiation.
Haoming Meng, Anton Sugolov, Vardan Papyan
Jun 29, 2026math.NA

McMg: A Learned Phase-Space Multi-channel Multigrid Preconditioner for Helmholtz Equation

Solving heterogeneous Helmholtz equations at high wavenumbers remains challenging because the discretized operator is indefinite, pollution degrades phase accuracy, and scalar coarse-grid correction can discard the local phase and propagation-direction information carried by oscillatory errors. We propose Multi-channel Multigrid (McMg), a learned phase-space multigrid preconditioner for heterogeneous Helmholtz equations. Rather than predicting the solution directly, McMg maps residuals to corrections within an iterative framework. Its central idea is to coarsen physical space while retaining unresolved local wave information in the channel dimension: each coarse node carries a learned packet of amplitude, phase, direction, and scattering coefficients rather than a single scalar unknown. The architecture combines linear multi-channel transfer operators with locally adaptive stencils, neural PDE operators, and medium-dependent smoothers whose coefficients are generated from the wave speed. For a fixed medium, the V-cycle is linear in the residual; nonlinear physical features are computed once in a setup phase and cached, so each online iteration reduces to convolutions with fixed coefficients. We further study generalization across scales. Models trained on small domains transfer directly to larger domains and higher effective wavenumbers, and a Layer-by-Layer Progressive Finetuning (LLPF) strategy improves large-domain scalability by adding new coarse levels while finetuning only the newly introduced parameters. Numerical experiments on high-frequency, high-contrast, and large-scale three-dimensional problems demonstrate that McMg requires substantially fewer iterations and less wall-clock time than strong classical baselines, while consistently outperforming existing neural preconditioners.
Jiwei Jia, Xinliang Liu, Juntao Wang +1
Jun 28, 2026cs.CV

FiRe: Frequency Reparameterization as a Preconditioner for Periodic Implicit Neural Representations

Periodic Implicit Neural Representations (INRs) such as SIREN and FINER assign every neuron, the same global frequency, spending the representational budget inefficiently when local signal content varies. We introduce FiRe (Frequency Reparameterization), that accelerates optimization by reparameterizing per-neuron frequency of periodic INRs without changing their underlying activation function. FiRe gives each neuron a bounded, input-dependent frequency via a separate low-rank gating path and is applicable to any periodic activation function. The gate acts as an implicit preconditioner that improves optimization conditioning at initialization via the Neural Tangent Kernel (NTK). This better-conditioned initialization makes optimization converge faster, and the high-frequency content of the reconstruction tracks the target more closely at a fixed computational budget. On 2D image fitting, FiRe increases PSNR over a parameter-matched baseline (up to +1 dB at short training budgets), with gains that vary with resolution and diminish at full convergence. We characterize how performance depends on resolution, rank, and training budget, and give an NTK account that predicts these trends.
Harinandan Shukla, Rajarshi Verma, Jitin Singla
Jun 28, 2026cs.LG

Dead-Direction Conditioners: Gauge-Equivariant Preconditioning for Deep Networks

A deep network's loss is invariant to continuous symmetries of its parameters: the logit shift, the ReLU rescaling, the LayerNorm scale, the per-head attention rotation. Adam's per-coordinate preconditioner drifts along each symmetry orbit, which pulls the trajectory off the symmetry quotient where the optimization lives and blurs the singular-learning rate the quotient makes readable. We build DDC, a Dead-Direction Conditioner that lifts a base optimizer into a GG-equivariant one: it conditions the optimizer's state in the orbit decomposition of a GG-invariant metric, so the trajectory stays a preconditioned gradient flow on the quotient Θˉ=Θ/G\barΘ= Θ/G. The construction carries four architectural gauges (cross-entropy shift, ReLU and SwiGLU rescaling, LayerNorm and RMSNorm scale, and a per-head O(dhead)O(d_{\rm head}) attention rotation matched to RoPE), proves exactly equivariant on an Adam base, and composes with a Muon base through a gauge-equivariant orthogonaliser. Respecting the symmetry changes both the minimum the optimizer reaches and what it leaves measurable there. On a language model trained past the point of fit, DDCAdam resists the over-training collapse AdamW falls into, holding a validation-train loss gap of 0.67 against 5.88, and reads the dead-direction rate in 32 of 65 layer-by-observable cells where AdamW reads it in 7. A vision transformer trained from scratch reaches lower validation loss (1.71 against 2.12) while compressing spare feed-forward capacity a matched AdamW leaves intact. On a Muon base, where the rotation gauge composes exactly, DDCMuon groks ten of eleven seeds at depth 24 that a plain Muon never reaches. Built into the optimizer, a network's gauge symmetry sharpens the minimum it finds and turns that minimum's geometry into something the trajectory can measure.
Tejas Pradeep Shirodkar
Jun 26, 2026cs.LG

Aurora: A Leverage-Aware Spectral Optimizer

We show that for tall matrix parameters, like projection matrices in the MLP layers, the Muon update can have row norms that are arbitrarily non-uniform. This can lead to a self-reinforcing feedback loop whereby neurons receive persistently small updates and eventually do not contribute meaningfully to network outputs. This problem is effectively mitigated by an additional row normalization step, but current methods do this in a way that moves the Muon update geometry away from the polar factor of the momentum matrix, which we find is undesirable. We propose Aurora, an optimizer that enforces row-uniformity of matrix parameter updates while respecting Muon's polar factor geometry. Aurora outperforms Muon in our pre-training experiments and, when combined with existing methods, achieves state-of-the-art performance among spectral optimizers on the optimizer track of the modded-nanoGPT speedrun. Additionally, we find that Aurora's empirical gains over Muon scale with the MLP expansion factor, suggesting that Aurora may allow for effective training of very wide MLP layers.
Alec Dewulf, Dhruv Pai, Li Yang +2
Jun 15, 2026cs.LG

CacheMuon: Using Temporal Preconditioning To Approximate Polar Factor

Muon is an optimizer that computes updates using the polar factor of the momentum matrix and has shown strong empirical performance across a range of training settings. A key component of Muon is the Newton-Schulz iteration used to compute this polar factor. Although this avoids the cost of an exact singular value decomposition, it remains expensive in practice because it is applied at every optimization step. At the same time, the momentum matrix changes smoothly over training, suggesting strong temporal correlation in the corresponding polar factors. In this paper, we exploit this structure and propose CacheMuon, a temporal preconditioning method that reuses information from previous optimization steps to approximate the polar factor at the current step. This reduces redundant orthogonalization computation across iterations. We analyze CacheMuon as an inexact Muon update, with error controlled by fresh-solver error and cache staleness. Empirically, CacheMuon provides a controllable quality-efficiency frontier: conservative thresholds closely match fresh Muon on language-model and vision training while reducing orthogonalization FLOPs, whereas more aggressive thresholds yield larger arithmetic savings at the cost of modest validation-quality degradation.
Bishnu Dev, Sushil Bohara, Martin Takáč +1
Jun 12, 2026cs.LG

Zeta: Dual Whitening for Matrix Optimization via Coordinate-Adaptive Preconditioning

Large-scale neural network training increasingly relies on matrix-aware optimizers that exploit the structure of weight parameters beyond element-wise adaptation. However, existing matrix-aware methods such as Muon have an underappreciated vulnerability: their core operation, Newton-Schulz iteration, depends critically on input conditioning, yet the raw momentum matrices exhibit severe coordinate-wise scale heterogeneity. In this paper, we first verify this scale heterogeneity through a chi-square uniformity test, showing that intra-matrix scale imbalance is prevalent across Transformer layers and that coordinate whitening effectively corrects it. Motivated by this finding, we propose Zeta, a dual whitening optimizer that applies coordinate whitening and spectral whitening in a strictly ordered pipeline. The ordering is not a tunable choice but follows from a mathematical dependency: coordinate whitening establishes the statistical isotropy that spectral whitening requires to function reliably. We further prove that this dual pipeline strictly reduces orthogonalization error relative to pure spectral methods by improving the condition number of the input. Empirically, Zeta matches or surpasses strong baselines across language modeling (0.6B to 8B parameters), mixture-of-experts architectures, and vision tasks, demonstrating that resolving scale imbalance before orthogonalization leads to faster convergence and better generalization. Code is available at https://github.com/AIGCodeOS/aigcode_zeta_optimizer.
Kaiwen Chen, Shuhai Zhang, Zimo Liu +7
Jun 9, 2026cs.CV

PathRelax: Parallel-Path Relaxed Speculative Jacobi Decoding for Accelerating Auto-Regressive Text-to-Image Generation

The growing need for high-resolution image generation in autoregressive text-to-image models has resulted in extended token sequences, significantly increasing computational costs and inference times. However, existing state-of-the-art methods for accelerating autoregressive text-to-image models rely on chain-structured draft token sequences, leading to inefficient draft token search and limited acceptance lengths. To address this, we propose parallel-path cross-relaxed speculative Jacobi decoding (\textbf{PathSpec}), a novel framework that enhances efficiency through a multi-sequence draft tree structure. Our parallel-path speculative Jacobi decoding (\textbf{PathExplore}) expands the token search space, achieving a higher speedup ratio without sacrificing image quality. Additionally, we introduce cross-path relaxed verification (\textbf{PathRelax}) that exploits semantic similarities across sequences to further boost token acceptance rates. Evaluated on the Parti-Prompts, MSCOCO2017, and T2ICompBench datasets, our method achieves a speedup ratio of 4.14 ×\times, 3.95×\times, and 4.18×\times, respectively. Remarkably, PathExplore, without any relaxed sampling, outperforms relaxed sampling methods in the speedup ratio, such as GSD and LANTERN. Moreover, PathRelax's relaxation mechanism can be seamlessly integrated with other relaxation techniques, enabling further acceleration and providing an efficient solution for real-time text-to-image generation. Our code is available at https://github.com/Haodong-Lei-Ray/PathSpec.
Haodong Lei, Hongsong Wang, Bingxuan Dai +1
Jun 8, 2026cs.LG

Neural Legendre-Fenchel transform with Hessian Preconditioning

The Legendre-Fenchel (LF) transform is a fundamental tool in convex analysis and machine learning that maps lower semi-continuous functions to their convex conjugates. In practice, when closed-form formula are not available for expressing convex conjugates of given functions, one must approximate them using various techniques. One recent such versatile numerical method is the deep Legendre transform method which relies on neural networks although it remains challenging particularly for tackling ill-conditioned functions. This work builds on the reformulation of the LF transform as a projective polarity. A notable property of this framework is its affine invariance. We leverage this affine invariance to introduce a Hessian-based preconditioning strategy. Specifically, we apply an affine deformation around a minimizer so that the second-order Taylor approximation of the function coincides with the canonical paraboloid, whose conjugation map is the identity. A residual network initialized near the identity can then learn this simplified mapping, while the original conjugation map is recovered through the inverse deformation. The proposed preconditioning incurs only a modest computational overhead, consisting of a single eigendecomposition during initialization and two matrix-vector multiplications per query. Experiments on a diverse set of convex functions, including high-dimensional benchmarks, demonstrate improved convergence rates and enhanced numerical accuracy of the conjugation, with particularly significant gains for ill-conditioned problems. Finally, we discuss the scope of applicability of our proposed method and highlight several of its limitations.
Basile Plus-Gourdon, Frank Nielsen
Jun 4, 2026cs.LG

PC Layer: Polynomial Weight Preconditioning for Improving LLM Pre-Training

We propose a preconditioning (PC) layer, a weight parameterization via polynomial preconditioner that ensures stable weight conditioning throughout LLM training. The PC module reshapes the singular-value spectrum of weight matrices via low-degree polynomial preconditioning. After training, the preconditioned weights can be merged back into the original architecture, incurring no inference overhead. We demonstrate the advantage of the proposed PC layer over standard transformers in Llama-1B pre-training, for both the AdamW and Muon optimizers. Theoretically, we justify this spectrum-control principle by proving that uniformly bounding each layer's singular values ensures geometric convergence of gradient descent to global minima, for certain deep linear networks. Our code is available at https://github.com/Empath-aln/PC-layer.
Senmiao Wang, Tiantian Fang, Haoran Zhang +4
Jun 4, 2026cs.LG

Double Preconditioning (DoPr): Optimization for Test-Time Performance, not Validation Loss

Many modern applications of deep learning involve training a neural network via a one-step prediction loss (e.g., L2L^2 regression, cross-entropy), but deploy the network by rolling out along its own predictions. Key examples include autoregressive language modeling, flow-based generative modeling, and robot policy learning. It is well-documented that these settings induce a phenomenon we call test-time feedback (TTF): the mismatch between the training/validation loss and downstream metrics of interest, such as task success rate and generation quality, which grows with task length. While data curation, architecture, and objective design have been proposed to combat train-test shift in TTF settings, this paper proposes optimization as a new design axis to mitigate error accumulation. Specifically, we introduce a new optimization paradigm called double-preconditioning (DoPr) uniquely tailored to the challenges of TTF. DoPr combines gradient-wise preconditioning, as in Adam and Muon, with activation-wise preconditioning (AP), such as in KFAC. We show that the addition of AP yields a drop-in intervention for increasing downstream model performance across a range of TTF settings. Interestingly, these gains in test-time performance do not consistently accompany improvements in validation loss, opening new questions about how to properly evaluate models trained with one-step supervised objectives.
Thomas T. Zhang, Alok Shah, Yifei Zhang +3
Jun 4, 2026cs.AI

Multi-ResNets for Subspace Preconditioning in Constrained Optimization

We propose MResOpt, a staged residual neural network architecture for constrained optimization problems. Our architecture fits within predict-complete-correct pipelines and decomposes constraint satisfaction by priority through intermediate re-completion and stage-aware losses. The framework enables domain-informed ordered constraint satisfaction which allows the network to utilize ordinal structure when present. Under an idealized infinite-width regime, we show that our design behaves as sequential Gaussian Process regression. On synthetic QP, QCQP, and SOCP benchmarks, the staged architecture improves high-priority constraint satisfaction across convex and non-convex settings. On line-flow-constrained AC optimal power flow, we introduce a physics-motivated constraint ordering and show that MResOpt supports a learned division of labor that keeps iterates on the equality manifold, achieving substantially lower high-priority violation than reprojected baselines while remaining computationally efficient.
Merve Karakas, Christopher J. Williams, Emmanuel O. Balogun +3
Jun 1, 2026cs.LG

FOAM: Frequency and Operator Error-Based Adaptive Damping Method for Reducing Staleness-Oriented Error for Shampoo

Shampoo is attracting considerable attention for its superior performance on large-scale optimization benchmarks; yet it faces a significant practical bottleneck: the prohibitive computational overhead of matrix inversion. To mitigate this, practitioners typically rely on stale preconditioner updates, creating a fundamental trade-off between computational efficiency and optimization fidelity. In this work, we provide a theoretical study of staleness through the complementary lenses of convergence and stability. While staleness improves computational efficiency, it inherently degrades performance and introduces numerical instability. Crucially, we identify that damping, acting as a numerical stabilizer, can effectively suppress these negative effects. Guided by this analysis, we propose FOAM, an adaptive algorithm that stabilizes training by dynamically controlling both the damping factor and the eigendecomposition frequency based on an approximation of the staleness-oriented error. Experimental results demonstrate that FOAM reduces wall-clock time compared to standard Shampoo while maintaining robust convergence.
Kyunghun Nam, Sumyeong Ahn
May 30, 2026stat.ML

Taming the Loss Landscape of PINNs with Noisy Feynman-Kac Supervision: Operator Preconditioning and Non-Asymptotic Error Bounds

Physics-Informed Neural Networks (PINNs) often train slowly or fail to converge on challenging partial differential equations (PDEs), a behavior recently linked to severely ill-conditioned loss landscapes inherited from the underlying differential operator. We study PINNs augmented with a pointwise data-fidelity term, added at a few points in the domain to the standard residual and boundary losses. We show that this supervision term acts as an operator-level preconditioner: for suitable weights, our comparison bounds guarantee a substantially smaller condition number than under the standard PINN loss, independently of how the pointwise labels are obtained. For a broad class of PDEs admitting a Feynman-Kac (FK) representation, we generate such labels by Monte Carlo averages of the FK functional, resulting in what we call ``FK-PINNs", and using the excess risk decomposition approach, we derive non-asymptotic L2(Ω)L^2(Ω)-error bounds for FK-PINNs with tanh\tanh activation trained by finitely many steps of gradient descent. Along the way, we establish pseudo-dimension bounds for first- and second-order derivatives of tanh\tanh neural networks, which are of independent interest and, to the best of our knowledge, new. Numerical experiments on Poisson, Schrödinger, mean exit time, and committor problems corroborate the theory, and show that FK-PINNs can successfully solve PDEs for which standard PINNs exhibit severe failure modes.
Nathanael Tepakbong, Hanyu Hu, Chengyu Liu +1
May 30, 2026cs.LG

Rethinking Bregman Divergences in Kronecker-Factored Optimizers

Shampoo-style optimizers approximate gradient covariance matrices using Kronecker-factored structures. Recent work~\cite{lin2026understanding} showed that such approximations can be viewed as projections under Bregman matrix divergences, leading to different Kronecker-factored preconditioners. However, it remains unclear what role the choice of divergence plays when the covariance is not exactly Kronecker-factored. We study this question through the spectrum of the covariance matrix. We show that Frobenius, von Neumann, and LogDet divergences distribute the unavoidable Kronecker approximation error differently across the covariance spectrum. We further show that their Kronecker factors are governed by divergence-weighted residuals rather than the raw approximation error, explaining how these spectral preferences are realized in the resulting preconditioners. Empirically, we observe that the top covariance eigenspace is substantially better aligned with the Hessian matrix, while the tail spectrum is much noisier and unreliable. Motivated by these findings, we propose a subspace-aware Kronecker optimizer that applies eigenvalue-based preconditioning in the top subspace and uses an adaptive isotropic acceleration constant in the bottom subspace.
Bing Liu, Wenjie Zhou, Chengcheng Zhao
May 28, 2026eess.IV

Constructing efficient channels for ideal observers using the conjugate gradient method

Task-based assessment of image quality (IQ) is critically important for the design and optimization of medical imaging systems. Ideal observers, including the Bayesian Ideal Observer (IO) and the ideal linear observer, i.e., the Hotelling observer (HO), provide objective figures of merit (FOMs) that quantify system performance on signal detection tasks. However, the application of ideal observers to high-dimensional image data is often computationally intractable. Channel mechanisms provide an effective framework for dimensionality reduction that can facilitate the computation of ideal observers. This work presents a conjugate gradient (CG)-based method to construct efficient channels for approximating the IO and HO performance.
Weimin Zhou
May 27, 2026cs.LG

Do Deep Networks Forget Initialization? A Forgetting-Time View of Practical Inductive Bias

Randomly initialized neural networks induce a prior over functions, but the predictor used in practice is produced only after training. We ask how much of this initial bias survives the training pipeline. To make the question measurable, we introduce initialization memory: the dependence of the validation-selected predictor on the scale of the random initialization. We perform controlled CIFAR-10 experiments on ResNets where initialization memory already sharply separates training regimes. Low-learning-rate SGD can interpolate while still remembering its initialization: on ResNet-9 with batch size b=128b=128, test accuracy varies by 26.526.5 percentage points across initialization scales despite 99.5%\ge99.5\% training accuracy. This is not undertraining: extending the same low-learning-rate regime to 5,0005{,}000 epochs leaves the spread essentially unchanged. In contrast, Adam-family methods largely erase the dependence. SGD can also be made to forget when larger learning rates are paired with explicit L2L_2 norm control. We interpret these findings in terms of the time scale of forgetting: gradient-flow-like dynamics can preserve initialization memory, whereas stochastic finite-step effects, explicit norm decay, and adaptive preconditioning erase it on scales governed by the size of explicit or implicit regularization. The practical inductive bias of a trained network is therefore not the architectural prior alone, but the architectural prior after being filtered by the forgetting dynamics of the training pipeline; and the same regularizers that improve generalization are precisely those that erase memory of initialization.
Mohua Das, Pierfrancesco Beneventano, Shibshankar Dey +2
May 26, 2026cs.LG

RAPNet: Accelerating Algebraic Multigrid with Learned Sparse Corrections

The scalable solution of large sparse linear systems is a bottleneck in scientific computing and graph analysis. While algebraic multigrid (AMG) offers optimal linear scaling, its performance is severely constrained by the trade-off between the sparsity and convergence quality of coarse-grid operators. Classical AMG heuristics struggle to balance these objectives, often sacrificing stability or performance for sparsity. We propose RAPNet, a graph neural network (GNN) framework that resolves this trade-off by learning to generate sparse, robust coarse operators directly from the sparse algebraic system. Key to our approach is a level-wise training strategy that enables learning from small subgraphs and generalization to million-node domains, bypassing the bottlenecks of prior neural AMG attempts. RAPNet executes exclusively during the solver setup phase, ensuring that the solve phase retains its favorable computational properties. We show that our method outperforms classical non-Galerkin baselines on diverse PDE discretizations and graph Laplacians, making it particularly effective for multi-query tasks such as eigenproblems, time-dependent simulations, and inverse or design problems.
Yali Fink, Ido Ben-Yair, Lars Ruthotto +1
May 22, 2026cs.LG

Non-normal spectral signatures of instability in neural network training dynamics

Training instabilities in deep networks - loss spikes, oscillatory convergence, and gradient pathologies - are empirically prevalent but lack a rigorous operator-theoretic explanation. We show that the linearized update operators for practically used optimizers are generically non-normal: for Adam, non-normality is controlled by the commutator [H, M] between the Hessian and the diagonal adaptive preconditioner, while for SGD with momentum it arises from the augmented state-space structure of the update map. Applying non-normal stability theory to these operators, we derive a conservative pseudospectral precursor bound in which κ(V) serves as an early-warning indicator of transient amplification even when the spectral radius remains below one, and we establish that exceptional points of the update operator appear as the κ(V) -> \infty limiting case of this framework. Numerical experiments on two-layer networks confirm that the spectral radius ρ(J) provides no separation between stable and unstable training phases while κ(V) separates them by approximately one order of magnitude, complementing the classical sharpness criterion with a continuous severity measure of non-normal amplification. These results establish non-Hermitian operator theory as a useful and underexplored framework for neural network optimization stability, offering a diagnostic language and proof-of-concept benchmark for understanding adaptive optimization stability.
Souvik Ghosh
May 22, 2026cs.LG

Coupling-Robust Accuracy in Multiphysics Physics Informed Neural Networks via Kronecker-Preconditioned Optimization

Physics-informed neural networks (PINNs) for coupled multiphysics systems suffer systematic accuracy degradation as inter-equation coupling strengthens. We provide a theoretical explanation through neural tangent kernel (NTK) analysis: for linearly coupled systems, the standard NTK's spectral radius grows as Ω(γ2)Ω(γ^2) with coupling strength γγ, shrinking the stable learning rate, while block-diagonal Gauss--Newton (GN) preconditioning yields a preconditioned NTK KP=JH+JK_P = JH^{+}J^\top whose spectral radius is bounded by SS (number of networks), independent of γγ. Adam's diagonal preconditioning destroys this projector structure -- inflating λmaxλ_{\max} far above SS for any coupling type -- and its residual-dynamics kernel grows as Θ(γ)Θ(γ), placing its stable learning rate strictly between gradient descent and GN. For one-way coupling the limitation is class-wide: no diagonal preconditioner, fixed or adaptive, halves the driving residual in fewer than Ω(γ)Ω(γ) iterations (Ω(γ2)Ω(γ^2) if fixed), whereas block-diagonal GN requires O(1)O(1). We verify Ω(γ2)Ω(γ^2) growth across linearly coupled benchmarks and confirm λmax(KP)=Sλ_{\max}(K_P) = S in all three 1D systems, including nonlinearly coupled NP+P. Combining the Kronecker-preconditioned optimizer SOAP with inverse-gradient-norm loss balancing (SOAP+GradNorm) yields coupling-robust accuracy: across 222 experiments spanning three 1D systems and a 2D electroosmotic flow benchmark, SOAP+GradNorm maintains final-epoch L2L_2 accuracy across coupling strengths, with 2.3×\leq 2.3\times degradation in nonlinear NP+P while Adam+GradNorm fails (L2>0.1L_2 > 0.1). SOAP+GradNorm further scales to a 2D, 6-PDE electroosmotic flow at EDL-resolved conditions down to ε=0.01\varepsilon = 0.01 -- a regime all prior PINN electrokinetics studies have avoided -- where Adam+GradNorm fails entirely (L2>0.3L_2 > 0.3).
Youngjae Park, Jaemin Kim, Junghwa Hong
May 20, 2026cs.LG

Correcting Stochastic Update Bias in Preconditioned Language Model Optimizers

Preconditioned optimizers are central to language model training, but their stochastic update rules are usually treated as direct approximations to population preconditioned descent. We show that this view misses two finite-sample biases. First, the gradient and preconditioner are typically estimated from the same minibatch, introducing gradient--preconditioner coupling bias. Second, even when the preconditioner estimate is unbiased, its inverse or inverse-root is generally biased because inversion is nonlinear. We propose a single-batch bias-correction framework that addresses both effects: cross-fitted preconditioning estimates the numerator and preconditioner from independent microbatch groups, while variance-corrected inversion uses microbatch variability to subtract the leading delta-method bias term. The framework applies to diagonal moment, diagonal curvature, and matrix preconditioning methods, instantiated in AdamW, Sophia, and Shampoo. Bias correction reduces held-out pretraining loss on Qwen2.5-0.5B by 0.150.15, 0.070.07, and 0.110.11 nats, respectively; the effects on mixed-quality pretraining and downstream instruction tuning are consistently neutral-to-positive. Together, these results establish bias correction as a practical mechanism for reducing finite-sample update bias and improving the performance of preconditioned optimizers.
Nikhil Nayak, Julia White, Urchade Zaratiana +7
May 19, 2026cs.LG

FuRA: Full-Rank Parameter-Efficient Fine-Tuning with Spectral Preconditioning

Both full fine-tuning (Full FT) and parameter-efficient fine-tuning methods such as LoRA introduce weight updates without accounting for the spectral structure established during pretraining. As a result, noisy gradients from limited fine-tuning data can perturb robust pretrained features. We identify spectral preconditioning as the missing ingredient: reparameterizing each weight matrix through its full-rank singular value decomposition (SVD) and freezing one singular basis constrains updates to the pretrained column space, yielding a preconditioned optimization scheme that outperforms unconstrained Full FT at the same trainable parameter count. Building on this insight, we propose FuRA (Full-Rank Adaptation), an efficient full-rank adaptation framework based on a block tensor-train factorization W = LSR, where the large core L is fixed to the pretrained block-wise SVD basis, while only the compact core R and the block-wise singular values S are optimized. This design simultaneously provides full-rank spectral preconditioning, preserves full-rank update expressivity, and achieves parameter, memory, and step-time efficiency comparable to LoRA. FuRA consistently outperforms Full FT across multiple settings, including LLM fine-tuning (+1.37 on LLaMA-3-8B commonsense reasoning), LLM reinforcement learning for mathematical reasoning, and visual instruction tuning for VLMs. Furthermore, the 4-bit quantized variant, QFuRA, also surpasses QLoRA. Code is available at https://github.com/olokevin/FuRA-NIPS
Yequan Zhao, Ruijie Zhang, Liyan Tan +3
May 18, 2026cs.LG

Randomized Advantage Transformation (RAT): Computing Natural Policy Gradients via Direct Backpropagation

Natural policy gradients improve optimization by accounting for the geometry of distribution space, but their practical use is limited by the cost of estimating and inverting the Fisher matrix. We present Randomized Advantage Transformation (RAT), a method for estimating Tikhonov-regularized natural policy gradients via direct backpropagation. By applying the Woodbury formula, we reformulate the regularized natural policy gradients as vanilla policy gradients with a transformed advantage. RAT computes this transformation efficiently via randomized block Kaczmarz iterations on on-policy mini-batches, avoiding explicit Fisher construction, conjugate-gradient solvers, and architecture-specific approximations. We provide convergence guarantees for RAT and demonstrate empirically that it matches or exceeds established natural-gradient methods across continuous and visual control benchmarks, while remaining simple to implement and compatible with various architectures.
Mingfei Sun
May 18, 2026cs.LG

Lightweight Gaussian Process Inference in C++ on Metal and CUDA

Gaussian process (GP) inference in Python is dominated by libraries such as GPyTorch and GPflow, which are built on deep-learning frameworks and inherit their dispatch overhead and dependency footprint. We present LightGP, a dependency-free C++17 library for GP regression with Python bindings, supporting Apple Metal and NVIDIA CUDA backends alongside tuned CPU paths via Apple Accelerate and OpenBLAS. LightGP provides four inference paths -- exact Cholesky, matrix-free conjugate gradients, sparse variational free energy, and structured kernel interpolation with FFT -- covering problems from N=100N{=}100 to N=500,000N{=}500{,}000. On an Apple M4, LightGP CPU is 2.6--8.7×\times faster than GPyTorch CPU for exact GP and 1.5×{\sim}1.5\times faster for sparse GP at every scale tested. On an NVIDIA RTX~3060, LightGP CUDA is 2.3--6.7×\times faster than GPyTorch CUDA for exact GP up to N=2,048N{=}2{,}048, with GPyTorch closing the gap at N=4,096N{=}4{,}096. A fused matrix-free kernel-vector product on Metal achieves 32×\times over the explicit path at N=20,000N{=}20{,}000 with O(N)O(N) memory, and an FFT-accelerated SKI matvec via Accelerate vDSP runs in sub-millisecond time at N=200,000N{=}200{,}000. LightGP compiles as a single static library with zero external dependencies and is installable via \texttt{pip install lightgp
Yu-Hsueh Fang
May 15, 2026cs.LG

AOT-POT: Adaptive Operator Transformation for Large-Scale PDE Pre-training

Pre-training neural operators on diverse partial differential equation (PDE) datasets has emerged as a promising direction for building general-purpose surrogate models in scientific machine learning. However, the inherent complexity and structural diversity of PDE solution operators make multi-PDE pre-training fundamentally challenging. Existing methods mainly address this by increasing model capacity, while leaving the target solution operators unchanged. Inspired by classical numerical analysis, we instead propose to transform complex and diverse solution operators into simpler, better-aligned forms that are easier to model jointly. Since the optimal transformation varies across PDE types, it must be adaptive and input-dependent, allowing a single neural operator to approximate an entire family of operators. We instantiate this idea as AOT-POT (adaptive operator-transformation for pre-training operator transformer), which expands hidden representations into multiple parallel streams, adaptively aggregates and redistributes them before and after each sub-layer, and mixes streams through Sinkhorn-projected doubly stochastic matrices for stable training. These mechanisms together reshape diverse solution operators into a unified form that can be effectively modeled by a single architecture. Empirically, AOT-POT achieves state-of-the-art performance on 12 PDE benchmarks with only 3% additional parameters, reducing relative L2 error by up to 77.6% (40.9% on average). Fine-tuning AOT-POT further reduces L2 error by up to 92% on in-domain PDEs and 89% on out-of-domain PDEs (unseen types during pre-training), demonstrating that adaptive operator transformation is an effective and complementary direction for advancing PDE foundation models beyond simply scaling model capacity.
Qitan Lv, Hong Wang, Zhongkai Hao +5
May 14, 2026eess.IV

DIPA: Distilled Preconditioned Algorithms for Solving Imaging Inverse Problems

Solving imaging inverse problems has usually been addressed by designing proper prior models of the underlying signal. However, minimizing the data fidelity term poses significant challenges due to the ill-conditioned sensing matrix caused by physical constraints in the acquisition system. Thus, preconditioning techniques have been adopted in classical optimization theory to address ill-conditioned data-fidelity minimization by transforming the algorithm gradient step to achieve faster convergence and better numerical stability. We extend the preconditioning concept beyond convergence acceleration and use it to improve reconstruction quality. We introduce DIPA: Distilled Preconditioned Algorithms, where a preconditioning operator (PO) is optimized using teacher-guided distillation criteria. Unlike standard model-compression KD, the teacher and student differ by the sensing operators available during reconstruction: the teacher uses a simulated, better-conditioned, and more informative sensing matrix, whereas the student uses the physically feasible sensing matrix. We design different distillation loss functions to transfer different properties of the teacher algorithm to the preconditioned student. The PO can be linear (L-DIPA), allowing interpretability, or non-linear (N-DIPA), parametrized by a neural network, offering better scalability. We validate the proposed PO design across several imaging modalities, including magnetic resonance imaging, compressed sensing, and super-resolution imaging.
Romario Gualdrón-Hurtado, Roman Jacome, Leon Suarez +1
May 14, 2026math.OC

A Non-Monotone Preconditioned Trust-Region Method for Neural Network Training

Training deep neural networks at scale can benefit from domain decomposition, where the network is split into subdomains trained in parallel and coupled by a global trust-region mechanism. Building on the Additively Preconditioned Trust-Region Strategy (APTS), we propose a non-monotone variant with a nonlinear additive Schwarz preconditioner that combines parallel subdomain corrections with global coarse-space directions. A windowed acceptance criterion allows controlled objective increases, avoiding needless rejection of effective coarse steps. The resulting non-monotone APTS (NAPTS) preserves accuracy while reducing CPU time by 30% and cutting rejected steps to one third of those in APTS.
Andrea Angino, Bindi Çapriqi, Shega Likaj +2
May 13, 2026cs.LG

OSDN: Improving Delta Rule with Provable Online Preconditioning in Linear Attention

Linear attention and state-space models offer constant-memory alternatives to softmax attention, but often struggle with in-context associative recall. The Delta Rule mitigates this by writing each token via one step of online gradient descent. However, its step size relies on a single scalar gate that ignores the feature-wise curvature of the inner objective. We propose Online Scaled DeltaNet (OSDN), which augments the scalar gate with a diagonal preconditioner updated online via hypergradient feedback. Crucially, this right-preconditioning is algebraically equivalent to a per-feature scaling of the write-side key. This equivalence allows OSDN to strictly preserve the hardware-friendly chunkwise parallel pipeline of DeltaNet without incurring high-dimensional state overhead. Theoretically, by exploiting the exact-quadratic structure of the inner regression loss, we establish super-geometric convergence against a right-Newton comparator and prove an algorithm-aligned token-local residual contraction bound. To handle non-stationary contexts, we further introduce Adaptive Preconditioner Forgetting (APF) to dynamically refresh stale calibration. Empirically, OSDN demonstrates strong performance across scales. At the 340M-parameter scale, OSDN improves JRT-style in-context recall by 32% over DeltaNet. Scaling to 1.3B parameters, it achieves a 39% reduction in the recall residual ratio while maintaining parity on general downstream tasks (e.g., perplexity and LongBench) -- demonstrating that our online-preconditioning mechanism effectively transfers and amplifies at the billion-parameter scale.
Chenyu Zhou, Hongpei Li, Yuerou Liu +3
May 13, 2026cs.LG

DP-KFC: Data-Free Preconditioning for Privacy-Preserving Deep Learning

Differentially private optimization suffers from a fundamental geometric mismatch: deep networks have highly anisotropic loss landscapes, yet DP-SGD injects isotropic noise. Second-order preconditioning can resolve this, but estimating curvature typically requires private data (consuming privacy budget) or public data (introducing distribution shift). We show that the Fisher Information Matrix decouples into architectural sensitivity, recoverable via synthetic noise, and input correlations, approximable from modality-specific frequency statistics. We propose DP-KFC, which constructs KFAC preconditioners by probing networks with structured synthetic noise, requiring neither private nor public data. Empirically, DP-KFC consistently outperforms DP-SGD and adaptive baselines across diverse modalities in strong privacy regimes (ε3\varepsilon \leq 3). DP-KFC matches private-data preconditioners while public-data variants degrade by up to 4.8%4.8\%, showing that curvature can be estimated without consuming privacy budget or introducing distribution shift. This enables privacy-preserving learning in specialized domains (e.g., medical applications) where regulatory constraints make data scarce.
Marc Molina Van den Bosch, Riccardo Taiello, Albert Sund Aillet +3
May 13, 2026cs.GR

Hierarchical Transformer Preconditioning for Interactive Physics Simulation

Neural preconditioners for real-time physics simulation offer promising data-driven priors, but they often fail to capture long-range couplings efficiently because they inherit local message passing or sparse-operator access patterns. We introduce the Hierarchical Transformer Preconditioner, a neural preconditioner anchored to a weak-admissibility H-matrix partition. The partition provides a multiscale structural prior (dense diagonal leaves plus coarsening off-diagonal tiles) that enables full-graph approximate-inverse computation with O(N) scaling at fixed block sizes. The network models the inverse through low-rank far-field factors and uses highway connections (axial buffers plus a global summary token) to propagate context across transformer depth. At each PCG iteration, preconditioner application reduces to batched dense GEMMs with regular memory access. The key training contribution is a cosine-Hutchinson probe objective that learns the action of MA on convergence-critical spectral subspaces, optimizing angular alignment of MAz with z rather than forcing eigenvalue clusters to a prescribed location. This removes unnecessary spectral-placement constraints from SAI-style objectives and improves conditioning on irregular spectra. Because both inference and apply are dense, dependency-free tensor programs, the full solve loop is captured as a single CUDA Graph. On stiff multiphase Poisson systems (up to 100:1 density contrast, N = 1,024-16,384), the solver runs from ~143 to ~21 fps. At N = 8,192, it reaches 17.9 ms/frame, with 2.2x speedup over GPU Jacobi, ~28x over GPU IC/DILU (AMGX multicolor_dilu), and 2.7x over neural SPAI retrained per scale on the same benchmark.
Carl Osborne, Minghao Guo, Crystal Owens +1
May 13, 2026math.OC

Adam-SHANG: A Convergent Adam-Type Method for Stochastic Smooth Convex Optimization

We propose Adam-SHANG, a Lyapunov-guided Adam-type method that couples momentum, adaptive preconditioning, and a curvature-aware correction through a more stable lagged-preconditioner update. For stochastic smooth convex optimization, we prove convergence in expectation under an admissible stepsize condition that can always be satisfied by a conservative spectral bound, without imposing global monotonicity on the second-moment sequence. To obtain a less conservative practical rule, we introduce a computable trace-ratio stepsize, motivated by a local coordinatewise alignment condition. The same structural update is also tested beyond the convex setting with simplified parameters. Experiments validate the predicted stochastic decay and show competitive training performance against Adam and AdamW on deep learning tasks.
Yaxin Yu, Long Chen, Minfu Feng
May 12, 2026cs.LG

Pion: A Spectrum-Preserving Optimizer via Orthogonal Equivalence Transformation

We introduce Pion, a spectrum-preserving optimizer for large language model (LLM) training based on orthogonal equivalence transformation. Unlike additive optimizers such as Adam and Muon, Pion updates each weight matrix through left and right orthogonal transformations, preserving its singular values throughout training. This yields an optimization mechanism that modulates the geometry of weight matrices while keeping their spectral norm fixed. We derive the Pion update rule, systematically examine its design choices, and analyze its convergence behavior along with several key properties. Empirical results show that Pion offers a stable and competitive alternative to standard optimizers for both LLM pretraining and finetuning.
Kexuan Shi, Hanxuan Li, Zeju Qiu +3
May 12, 2026math.OC

Constrained Stochastic Spectral Preconditioning Converges for Nonconvex Objectives

In this work, we develop proximal preconditioned gradient methods with a focus on spectral gradient methods providing a proximal extension to the Muon and Scion optimizers. We introduce a family of stochastic algorithms that can handle a wide variety of convex and nonconvex constraints and study its convergence under heavy-tailed noise, through a novel analysis tailored to the geometry of the proposed methods. We further propose a variance-reduced version, which achieves faster convergence under standard noise assumptions. Finally, we show that the polynomial iterations used in Muon are more accurately captured by a nonlinear preconditioner than by the ideal matrix sign, leading to a convergence analysis that more faithfully reflects practical implementations.
Konstantinos Oikonomidis, Jan Quan, Kimon Antonakopoulos +3
May 11, 2026cs.LG

AdaPaD: Adaptive Parallel Deflation for PEFT with Self-Correcting Rank Discovery

Fine-tuning large language models with LoRA requires choosing a rank r before training starts. Existing approaches either extract rank-1 components sequentially, freezing each component's error permanently into every subsequent residual, or optimize the full low-rank factorization jointly with guarantees that describe only the joint update, not individual rank-1 directions. We present AdaPaD (Adaptive Parallel Deflation), which trains all rank-1 components simultaneously: each worker refines its component against a deflation target built from the latest estimates of all predecessors, and as those estimates improve, the targets improve too. We call this property self-correction: deflation errors converge to zero over rounds rather than persisting as fixed residuals. On top of this backbone, AdaPaD adds advance learning (private pre-training before activation) and per-module dynamic rank discovery (importance-based growth until a shared budget is exhausted), making the rank distribution an output rather than an input. We prove that every component's error decays exponentially after a warm-up period, with a generalization bound that splits into a vanishing algorithmic term and an irreducible statistical floor. Empirically, AdaPaD is competitive with adaptive-rank LoRA baselines on GLUE with DeBERTaV3-base at matched parameter budgets, and competitive with fixed-rank LoRA on Qwen3-0.6B SQuAD/SQuAD v2 while deploying an adapter that is on average 30.7% smaller.
Barbara Su, Fangshuo Liao, Anastasios Kyrillidis
May 11, 2026cs.LG

Don't Fix the Basis -- Learn It: Spectral Representation with Adaptive Basis Learning for PDEs

Spectral neural operators achieve strong performance for PDE learning, but rely on fixed global bases that limit their ability to represent spatially heterogeneous and multiscale dynamics. We propose Adaptive Basis Learning (ABLE), a framework that learns data-dependent spectral representations instead of relying on predefined bases. ABLE constructs a spatially adaptive Parseval frame via a learned ancillary density, enabling the operator to act in a lifted spectral space while preserving invertibility and maintaining O(NlogN)O(N\log N) complexity through FFT-based implementation. This shifts the source of expressivity from spectral coefficients to the representation itself, allowing the model to capture localized structures and non-translation-invariant interactions more efficiently. ABLE integrates seamlessly into existing neural operator architectures as a drop-in replacement for spectral layers. Across a range of benchmarks ABLE improves accuracy over strong baselines, with the largest gains in regimes characterized by sharp gradients and multiscale behavior. Moreover, augmenting existing models (e.g., U-FNO, HPM) with ABLE further enhances their performance, demonstrating its role as a general and complementary spectral refinement. Our results highlight that the data-driven choice of representation, rather than operator complexity alone, is a key bottleneck in neural operator design. By learning the basis itself, ABLE provides a principled and efficient framework for improving spectral methods in PDE learning.
Xuxiang Zhao, Angelica I. Aviles-Rivero
May 9, 2026cs.AI

CATO: Charted Attention for Neural PDE Operators

Neural operators have emerged as powerful data-driven solvers for PDEs, offering substantial acceleration over classical numerical methods. However, existing transformer-based operators still face critical challenges when modeling PDEs on complex geometries: directly processing over massive mesh points is computationally expensive, while operating in raw discretization coordinates may obscure the intrinsic geometry where physical interactions are more naturally expressed. To address these limitations, we introduce the Charted Axial Transformer Operator (CATO), a geometry-adaptive and derivative-aware neural operator for PDEs on general geometries. Instead of applying attention directly in the physical coordinate system, CATO learns a continuous latent chart that maps mesh coordinates into a learned chart space, where chart-conditioned axial attention efficiently captures long-range dependencies with reduced computational cost. In addition, CATO introduces a derivative-aware physics loss for steady-state PDEs that jointly supervises solution values, mesh-consistent gradients, and an auxiliary flux-like field, improving physical fidelity and reducing oversmoothing. We further provide a theoretical approximation result showing that, under a favorable chart, charted axial attention can represent low-rank axial solution operators with controlled error, and that small chart perturbations induce bounded approximation degradation. CATO achieves the best performance across all evaluated datasets, yielding an average improvement of approximately 26.76% over the strongest competing baselines while reducing the number of parameters by 81.98%. These results highlight the effectiveness of learning geometry-adaptive charts and derivative-aware physical supervision for accurate and efficient PDE operator learning.
Chun-Wun Cheng, Sifan Wang, Carola-Bibiane Schönlieb +1
May 9, 2026cs.LG

AdaPreLoRA: Adafactor Preconditioned Low-Rank Adaptation

Low-Rank Adaptation (LoRA) reparameterizes a weight update as a product of two low-rank factors, but the Jacobian JGJ_{G} of the generator mapping the factors to the weight matrix is rank-deficient, so the factor-space preconditioner JGFtJGJ_{G}^* {F}_t J_{G} induced by any W{W}-space preconditioner Ft{F}_t is singular, and consequently the standard chain rule cannot be uniquely inverted to map a preconditioned W{W}-space direction back to a factor-space update. We cast existing LoRA optimizers in a unified framework parameterized by two choices: (i) which invertible surrogate for JGFtJGJ_{G}^* {F}_t J_{G} to use, and (ii) which Ft{F}_t on W{W} to use. Existing methods occupy four families along these axes: factor-space adaptive updates, block-diagonal surrogates for JGJGJ_{G}^* J_{G}, Frobenius-residual pseudoinverse methods, and Riemannian manifold constraint. Within this design space, a gradient-statistics-aware Ft{F}_t paired with a closed-form factor-space solve at O((m+n)r){O}((m+n)r) memory remains underexplored. We propose \textbf{AdaPreLoRA}, which fills this gap by adopting the Adafactor diagonal Kronecker preconditioner Ht{H}_t on W{W} and selecting from the resulting factor-space solution family the element minimizing an Ht{H}_t-weighted imbalance between the two factor contributions; by construction, the resulting factor update is the closest LoRA approximation to the preconditioned W{W}-space direction under the Ht{H}_t-weighted norm. Across GPT-2 (E2E), Mistral-7B and Qwen2-7B (GLUE, ARC, GSM8K), and diffusion-model personalization, AdaPreLoRA is competitive with or improves over a representative set of LoRA optimizers while keeping peak GPU memory at the LoRA optimizer level.
Ziyun Liu, Fengmiao Bian, Jian-Feng Cai
May 8, 2026cs.LG

Transformers Can Implement Preconditioned Richardson Iteration for In-Context Gaussian Kernel Regression

Mechanistic accounts of in-context learning (ICL) have identified iterative algorithms for linear regression and related linear prediction tasks, often using linear or ReLU attention variants. For nonlinear ICL, prior work has related softmax and kernelized attention to functional-gradient-type dynamics, but it remains unclear whether a standard transformer with softmax attention can implement a convergent solver with an end-to-end prediction-error guarantee. In this paper, we study in-context kernel ridge regression (KRR) with Gaussian kernels and show that a standard softmax-attention transformer can approximate the KRR predictor during its forward pass by implementing preconditioned Richardson iteration on the associated kernel linear system. Under bounded-data assumptions, we construct a single-head transformer with O(log(1/ε))O(\log(1/ε)) blocks and MLP width O(N/ε)O(\sqrt{N/ε}) that achieves εε-accurate prediction for prompts of length NN. Our construction reveals a functional decomposition within the transformer architecture: softmax attention produces a row-normalized Gaussian-kernel operator needed for cross-token interactions, while ReLU MLP layers act locally to approximate the intra-token scalar arithmetic required by the update. Empirically, we train GPT-2-style transformers on Gaussian-process regression tasks to further test the preconditioned Richardson interpretation. Through linear probing, we compare the transformer's layer-wise predictions with the step-wise outputs of classical KRR solvers and find that its error profiles align most consistently with preconditioned Richardson iteration. Ablation studies further support this interpretation. Together, our theory and experiments identify preconditioned Richardson iteration as a concrete mechanism that softmax-attention transformers can realize for nonlinear in-context Gaussian-kernel regression.
Mingsong Yan, Dongyang Li, Charles Kulick +1
May 8, 2026cs.LG

The Power of Second Order Methods for Sequence Preconditioning

Sequence prediction methods for linear dynamical systems with long memory, i.e. marginally stable systems, typically achieve regret that grows linearly with the hidden dimension of the underlying generative model. While many methods have been developed to address this regime with varying success, we show that simply using the second-order Vovk-Azoury-Warmuth (VAW) algorithm to learn a short autoregressive-with-inputs (ARX) model achieves astoundingly strong results: for bounded sequential data from a marginally-stable linear dynamical system with spectra in the complex disk except for angular wedge of width δδ around the negative real axis, this algorithm achieves dimension-free regret O(δ4log2T)O\left( δ^{-4} \log^2 T \right). These bounds are state-of-the-art to our knowledge. The key components for our result come from 1) using the theory of ``Universal Sequence Preconditioning'' (USP) \cite{marsdenuniversal} to prove the existence of an optimal setting of autoregressive coefficients, 2) the application of VAW which takes better advantage of the memory compression provided by USP, and 3) the analysis of Faber polynomials on circular sectors to extend these results to systems with complex spectra.
Annie Marsden, Elad Hazan
May 8, 2026math.NA

NSPOD: Accelerating Krylov solvers via DeepONet-learned POD subspaces

The convergence of Krylov-based linear iterative solvers applied to parametric partial differential equations (PDEs) is often highly sensitive to the domain, its discretization, the location/values of the applied Dirichlet/Neumann boundary conditions, body forces and material properties, among others. We have previously introduced hybridization of classical linear iterative solvers with neural operators for specific geometries, but they tend to not perform well on geometries not previously seen during training. We partially addressed this challenge by introducing the deep operator network Geo-DeepONet and hybridizing it with Krylov-based iterative linear solvers, which, despite learning effectively across arbitrary unstructured meshes without requiring retraining, led to only modest reductions in iterations compared to state-of-the-art preconditioners. In this study we introduce Neural Subspace Proper Orthogonal Decomposition (NSPOD), a multigrid-like deep operator network-based preconditioner which can dramatically reduce the number of iterations needed for convergence in Krylov-based linear iterative solvers, even when compared to state-of-the-art methods such as algebraic multigrid preconditioners. We demonstrate its efficiency via numerical experiments on a linearized version of solid mechanics PDEs applied to unstructured domains obtained from complex CAD geometries. We expect that the findings in this study lead to more efficient hybrid preconditioners that can match, or possibly even surpass, the convergence properties of the current gold standard preconditioning methods for solid mechanics PDEs.
Francesc Levrero-Florencio, Youngkyu Lee, Jay Pathak +1
May 7, 2026cs.LG

Pro-KLShampoo: Projected KL-Shampoo with Whitening Recovered by Orthogonalization

Optimizers that exploit the matrix structure of gradients are central to modern LLM pre-training, with two distinct frontiers: explicit Kronecker-factored preconditioning -- most recently KL-Shampoo, which estimates the preconditioner via KL divergence minimization -- and orthogonalization of the gradient momentum, exemplified by Muon and analyzed as steepest descent under the spectral norm. The two routes are typically developed in isolation. We make a structural observation about KL-Shampoo's Kronecker preconditioners: their eigenvalue spectra exhibit a \emph{spike-and-flat} shape -- a few dominant eigenvalues followed by an approximately uniform tail -- across layers and training stages, holding exactly under a rank-ρρ signal-plus-noise gradient model. We exploit this structure by restricting one of KL-Shampoo's Kronecker factors to a parametric family aligned with the spike-and-flat shape: full spectral structure on a tracked rr-dimensional subspace, single shared eigenvalue across the remaining nrn-r directions. On these directions, we apply orthogonalization. An identity shows that this orthogonalization recovers the algebraic form of full KL-Shampoo's preconditioner. On four pre-training scales (GPT-2 124M / 350M, LLaMA 134M / 450M), Pro-KLShampoo consistently outperforms KL-Shampoo at every subspace rank we test in validation loss, peak per-GPU memory, and wallclock time to reach each loss level.
Ruotong Sun, Ermin Wei
May 7, 2026math.ST

Time-Inhomogeneous Preconditioned Langevin Dynamics

Langevin sampling from distributions of the form p(x)exp(Ψ(x))p(x) \propto \exp(-Ψ(x)) faces two major challenges: (global) mode coverage and (local) mode exploration. The first challenge is particularly relevant for multi-modal distributions with disjoint modes, whereas the second arises when the potential ΨΨ exhibits diverse and ill-conditioned local mode geometry. To address these challenges, a common approach is to precondition Langevin dynamics with problem-specific information, such as the sample covariance or the local curvature of ΨΨ. However, existing preconditioner choices inherently involve a trade-off between global mode coverage and local mode exploration, and no prior method resolves both simultaneously. To overcome this limitation, we propose the TIPreL, which introduces a time- and position-dependent preconditioner. This design effectively addresses both challenges mentioned above within a single framework. We establish convergence of the resulting dynamics in the Wasserstein-2 distance both in continuous time and for a tamed Euler discretization. In particular, our analysis extends the existing state of the art by proving convergence under time- and space-dependent diffusion coefficients, and only locally Lipschitz drifts, which has not been covered by prior work. Finally, we experimentally compare TIPreL with competing preconditioning schemes on a two-dimensional, severely ill-posed example and on a Bayesian logistic regression task in higher dimensions, confirming the efficiency of the proposed method.
Alexander Falk, Laurenz Nagler, Andreas Habring +1