Surrogate Performance

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2 papers in the last 28 days · 0.0% of indexed attention

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Period ending 2026-09-21

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A weekly snapshot of new work published in Surrogate Performance.

21 papers

Latest in Surrogate Performance

Sep 23, 2026stat.ML

Artificial intelligence surrogates for treatment effect estimation with before-and-after data

Estimating the causal effects of medical treatments is difficult when clinically important outcomes are costly to measure or require long follow-up. Short-term or inexpensive surrogate outcomes offer a potential alternative, but surrogate biomarkers may be unavailable or difficult to identify. Advances in artificial intelligence (AI) have enabled increasingly accurate prediction of clinical outcomes from inexpensive, high-dimensional measurements, which creates an opportunity to use AI predictions themselves as surrogates. To this end, we develop a framework for estimating treatment effects from paired measurements obtained before and after treatment for each treated individual. A pretrained AI model is applied to the before and after measurements, and our estimator compares the resulting outcome predictions. We characterize the technical assumptions under which this within-person contrast identifies the average treatment effect on the treated, even when clinical outcomes are never observed for treated individuals. When these assumptions cannot be justified, we use prediction-powered inference to correct bias using a small number of observed clinical outcomes and obtain valid inference. Synthetic and real-world cardio-oncology experiments demonstrate the validity and accuracy of the approach.
Frances Dean, Anna Neufeld, Joshua Barrios +2
Sep 14, 2026cs.AI

Cross-Anatomy Transfer Versus Sparse Interpolation in Digital-Twin-Oriented Aortic Fluid-Structure Interaction Surrogates

Surrogate credibility for fluid-structure interac- tion (FSI) requires distinguishing transfer across independent anatomies from interpolation within an already sampled surface. Four de-identified human aortic models from the Vascular Model Repository were reconstructed into separate lumen and nominal 1.5-mm wall domains and analyzed under matched first-cycle two-way FSI. A geometry-only LightGBM prior, selected by leave-one-anatomy-out development on three anatomies, was zero-shot evaluated on a fourth, then probed with a post-zero- shot sparse field-completion case study over six targets. Zero-shot transfer was poor across all targets. At a five-percent anchor level (203 anchors, 3,852 evaluation nodes), prior-plus-adaptation reached an oscillatory shear index (OSI) R2 of 0.603. However, same-anchor controls tuned only on the three development anatomies were stronger for several outcomes: inverse-distance weighting reached R2 = 0.829 (OSI), 0.617 (peak von Mises stress), 0.676 (mean stress); radial basis function interpolation reached 0.917, 0.714, 0.778. Sparse within-anatomy labels thus support field completion, but this four-anatomy cohort gives no evidence the cross-anatomy prior adds value beyond direct interpolation. We frame this as a first computational stage toward a measurement-linked digital twin: the surrogate/update layer is evaluated here, while larger cohorts, converged FSI, measurable patient-side inputs, and physics-informed learning remain future work, not a claim of a complete clinical twin. Our code, data and computation files are available at https://github. com/ali-nourbakhsh2005/Aortic-FSI-Sparse-Field-Completion
Ali Nourbakhsh, Mohammad Reza Niroomand, Erfan Nourbakhsh
Aug 30, 2026cs.LG

PruneShift: A Framework for Evaluating Decision Reliability in Structured Pruning

Structured pruning uses surrogate objectives because direct task evaluation over every feasible mask is too expensive. Most evaluations report average surrogate error or rank correlation on broadly sampled masks. These summaries do not directly test the mask chosen by the surrogate. We introduce PruneShift, an evaluation framework that separates broad predictive fidelity, fidelity near selector outputs, and the quality of the selected pruning decision. We first prove that Spearman and Kendall agreement can approach one while normalized selection regret remains maximal. We then derive sufficient conditions based on uniform error, selector suboptimality, decision margin, density ratio, and comparison mass. The analysis also yields a finite pool certificate with an explicit excess cost bound. Four studies test different links in this argument. External TextbookQA confirmation is heterogeneous: 7 of 20 simultaneous intervals favor the surrogate-selected mask, 6 favor its fixed comparator, and 7 cross zero. On a fixed Natural Questions pool, strict improvement holds in one of four settings. A controlled QQP experiment supports the proposed coverage mechanism in all 16 prespecified endpoints, although the sufficient bounds are conservative. Finally, a restricted OSSCAR reconstruction study on OPT-125M shows better local than broad fidelity in 68 of 75 primary endpoints. Independent fixed-mask confirmation is inconclusive in 24 of 25 endpoints and favors the comparator in one. These results show why predictive fit, decision reliability, and pruning method quality require separate evidence.
Hao Ye, Gaopeng Zhang
Aug 4, 2026cs.AI

Surrogate Substitution Preserves PHI Detectability: A Multi-Detector Equivalence Study

Structure-preserving de-identification replaces protected health information (PHI) with realistic same-type surrogates -- "Anna S." becomes "Maria S.", not [NAME] -- so that clinical text stays fluent and downstream tools keep working. But this only helps if the substitution does not itself corrupt the signal those tools rely on. We ask a narrow, testable question: on the spans a de-identifier actually masks, can downstream PHI detectors still find the surrogate? We introduce a paired, multi-detector evaluation protocol that (i) scores utility only on masked spans, decoupling coverage from utility; (ii) uses equivalence testing (TOST) rather than null-hypothesis significance testing, which is uninformative at our sample size (57k paired spans); and (iii) builds a surrogate-failure typology separating fixable generator defects from intrinsic detector limits. Across 11 detectors, 7 benchmarks, and 7 languages (1,750 documents), recall on masked spans moves from 76.1% to 74.9% -- a change our equivalence test shows is statistically equivalent to zero within a +/-2-point margin (p ~ 3e-9), with detector ranking preserved. The residual loss does not reflect detectors getting worse at PHI: it concentrates in malformed and out-of-distribution surrogates (truncation Chicago -> Illino, salience loss Cedars-Sinai -> Vidant). A redaction floor and an open-source surrogate baseline indicate the effect is a property of well-formed substitution, not of one tool. We release the evaluation subsets, scoring code, and an interactive dashboard at https://custodianai.pages.dev so the protocol can audit any structure-preserving transform.
Qiming Bao, Sherry J. H. Feng, Kim Chester Eugenio +1
Aug 2, 2026cs.LG

Caliber: Cross-Architecture Extraction-Cost Control for Score-Returning APIs

We present Caliber, an output-perturbation defense against model extraction that formulates noise selection as a calibration problem: how much the defense degrades the supervision signal used to train a surrogate, and the provable per-input query cost of recovering the clean logits. To defend against an attacker that uses returned scores for knowledge distillation, Caliber adds independent and identically distributed Gaussian noise to the internal logits. We establish two properties of the resulting perturbed predictions. Monotone agreement degradation: When the clean logits have a unique maximizer, agreement with the clean prediction decreases strictly with the noise scale, so every target in (1/K,1)(1/K,1) corresponds to a unique positive scale; task accuracy is bounded by computable lower and upper envelopes. Per-input recovery cost: We derive a closed-form minimax lower bound on the repeated queries needed to recover the clean logits for a fixed input. Caliber normalizes noise variance by the squared median top-two logit margin and fits the resulting noise-utility relationship with a logistic curve, either per model or shared within a task. Across more than thirty model-dataset combinations, per-model calibration achieves mean absolute relative errors of 0.6-1.4%. End-to-end experiments show that surrogate performance generally tracks the configured degradation, while fixed-input averaging follows the expected variance reduction.
Chi Wang, Hanwen Wang, Yu Xia +2
Jul 14, 2026eess.SY

Audited Selective Verification for Risk-Controlled N-1 Thermal Contingency Screening under Deployment Shift

Real-time N-1 contingency screening in an energy management system trades assurance against cost: verifying every credible outage with full power flow is too slow, while fast linear-sensitivity screening gives no statistical guarantee and can silently pass unsafe operating points, especially when a controller drives the system into unfamiliar regimes. This paper introduces Audited Selective Verification, a risk-budgeted screening and triage layer for any controller's output (optimization, model-predictive, or learned). A cheap surrogate proposes which outages to skip; an online audit runs full power flow on a small random sample each window; and a calibrated threshold certifies a thermal-violation-rate bound for the skipped set at a chosen budget and confidence, with a corresponding bound for the unverified trusted subset. Validity rests on real verification and the audit rather than on surrogate accuracy, so it holds under arbitrary deployment shift. It is a risk-budgeted screen, not a replacement for deterministic verification when policy requires checking every credible contingency. On three public transmission systems up to 1354 buses, the realized violation rate stays within budget, standard deterministic and calibrated screens become unsafe under shift, and the method cuts full power-flow studies by 29 to 75 percent per real-time operating point.
Jayakumar Manoharan
Jun 30, 2026cs.LG

A Filtered Mixture-of-Generators for Fully Synthetic Survival Training

Survival analysis models time-to-event data, but in clinical settings training data are costly and scarce: events accrue over years of follow-up, cohorts are small, and privacy regulations restrict sharing across institutions. Tabular generative models promise augmentation and privacy-preserving cohort sharing, yet are themselves data-hungry -- on the small cohorts typical of survival analysis, a single generator rarely characterizes the population well enough for downstream models trained on its output to match real-data performance. FoGS (Filtered Mixture-of-Generators for Survival analysis) reframes synthetic-data construction as sample selection rather than generation. A candidate pool is drawn from four architecturally distinct tabular generators, and each sample is scored by an ensemble of seven survival models trained on real data, using proper scoring rules as a per-sample plausibility proxy. A two-level pipeline optimizes, in its outer loop, a selection policy -- generator quotas, scorer weights, a random complement, and stratified balancing on event time and censoring -- against held-out downstream performance, while an inner loop tunes the downstream model (XGBoost-Cox). On 16 public datasets under train-on-synthetic, test-on-real (C-index and IBS, 00--100100 scale), FoGS yields mean improvements of +2.17+2.17 in C-index and +0.67+0.67 in IBS, improving both metrics on 9 of 16 datasets and at least one on 13 (one-sided Wilcoxon p=0.039p=0.039 and p=0.035p=0.035). It matches or exceeds real-data training on most cohorts, with no significant change in nearest-neighbour privacy margin relative to unfiltered sampling. Sample filtering over a heterogeneous generator pool is thus a viable substitute for real-data training in privacy-restricted clinical settings.
Niccolò Maria Rizzi, Eugenio Lomurno, Alberto Archetti +1
Jun 15, 2026stat.ME

Statistical Foundations of LLM-based A/B Testing: A Surrogacy Framework for Human Causal Inference

Organizations and researchers show increasing interest in using large language models (LLMs) in place of human participants in A/B tests, in the hope of experimenting faster and at lower cost. We study when a treatment effect estimated on LLM outcomes can recover the effect for the human population of interest. Distributional equivalence between LLM and human outcomes would make any standard estimator valid but is unrealistic. We therefore develop a statistical framework that adapts surrogate endpoint theory to LLMs, showing that calibrating LLM outcomes to human outcomes identifies the average treatment effect under surrogacy and comparability conditions that are jointly weaker than distributional equivalence. We present a falsification test for surrogacy and a bound on the worst-case bias from limited overlap between the LLM and human samples. We further show that the stochasticity inherent to LLMs can weaken surrogacy for identification while also introducing bias and variance during estimation, but that using an average over multiple LLM draws per unit as the surrogate mitigates these issues. Simulations validate the results, and an empirical application to the Upworthy Research Archive dataset shows that raw LLM outputs recover only 39% of the human treatment effect while nonparametric calibration closes the gap. A central takeaway is that A/B testing on LLM responses is correct only by assumption, whereas A/B testing on humans is correct by design, and that the required assumptions are hardest to justify precisely where LLMs promise the greatest benefit. We discuss the choice of LLM, prompting, and temperature as design variables, the compounded challenge posed by long-term outcomes, and how to size human pilot studies for validation.
Joel Persson, Mårten Schultzberg, Sebastian Ankargren
Jun 13, 2026eess.SP

Surrogate-Assisted Framework for SI-Compliant Interconnect Design Optimization Using the Earth Mover's Distance

This work presents a deterministic, machine-assisted framework for SI-compliant PCB design based on the Earth Mover's Distance (EMD). In contrast to conventional surrogate-based optimization methods that rely on iterative black-box search procedures, the proposed approach follows an interpretable, sequential evaluation strategy. Neural surrogate models are first used to efficiently predict waveform describing features from topology-dependent design parameters. A decision tree then acts as a physically motivated quality gate that identifies SI-compliant waveforms according to predefined SI criteria. Within the resulting valid solution space, the Earth Mover's Distance is employed as a similarity metric to rank candidate designs according to their proximity to an ideal reference signal. This enables not only the deterministic identification of admissible parameter regions but also a transparent prioritization of physically superior solutions without inverse modeling or stochastic search procedures. The methodology is demonstrated using a large-scale set of simulated DDR3 fly-by waveforms. By combining surrogate prediction, interpretable classification, and EMD-based waveform evaluation, the framework provides an explainable and computationally efficient alternative to conventional optimization strategies for supporting PCB development with AI-based methods.
Emre Ecik, Werner John, Julian Withöft +2
Jun 9, 2026cs.CV

Improving Adversarial Transferability on Vision-Language Pre-training Models via Surrogate-Specific Bias Correction

Adversarial examples reveal vulnerabilities in Vision-Language Pre-training (VLP) models and provide insights for improving robustness. A key property is cross-model transferability, which enables transfer-based black-box attacks. However, existing attacks often rely heavily on the surrogate model, causing cross-model performance drops. One reason is that adversarial optimization may follow surrogate model responses more than input semantics, making the update direction effective on the surrogate but less transferable to unseen targets. We refer to this dependency as surrogate-specific bias. Motivated by this observation, DeBias-Attack improves transferability by correcting surrogate-specific bias in adversarial optimization directions. It maintains two perturbation branches. The main branch optimizes a perturbation on the original image and obtains the adversarial gradient used to disrupt image-text alignment. The reference branch optimizes a perturbation on a weak-semantic image constructed from the dataset mean image with small Gaussian noise resampled at each iteration. Since this weak-semantic image contains little clear visual content, its optimization reflects surrogate responses more than image semantics, and its reference gradient estimates surrogate-specific bias. DeBias-Attack removes the aligned projection of the main gradient on the reference gradient before updating the adversarial image, then performs context-aware text substitution using the updated adversarial image. DeBias-Attack is the first transfer-based VLP attack that corrects surrogate-specific bias through gradient correction. Experiments show strong performance across VLP models, downstream tasks, and open-source and closed-source multimodal large language models.
Lijia Yu, Jiuxin Cao, Yuchen Qiang +3
Jun 8, 2026stat.ML

SAILS: Surrogate-based Analysis of Interactions via Local Effect Smooths

Feature interactions drive much of the predictive power of machine learning models, yet existing explanation methods only detect and quantify interactions without revealing their functional form, or visualize only restricted interaction types. We propose Surrogate-based Analysis of Interactions via Local effect Smooths (SAILS), a model-agnostic framework that analyzes pairwise interactions through interpretable generalized additive model (GAM) surrogates fitted to the local effects of a black-box model. For each interval of a feature of interest, the surrogate smooth terms isolate the interaction components on derivative level, enabling (i) interaction detection through a heuristic derived from significance tests on smooth terms, (ii) interaction form categorization into linear, product-separable, and non-product-separable types, and (iii) tailored, interpretable visualizations for each interaction type. We empirically validate the framework through controlled simulations and a real-world task, demonstrating its effectiveness for pairwise interactions, with limitations under strong feature correlations and higher-order interactions. SAILS fills a notable gap in the XAI toolbox, going beyond detection of interactions alone to characterizing their functional form.
Timo Heiß, Julia Herbinger, Bernd Bischl +1
Jun 8, 2026cs.LG

Learning Where to Simulate: Generative Active Sampling for Online PDE Surrogate Training

Data-driven PDE surrogates are trained with data produced by numerical PDE solvers. However, when the surrogate's goal is to generalize across a wide range of PDE configurations (e.g., initial conditions and physical coefficients), generating a representative training set is non-trivial. Uniform sampling of configuration parameters often under-represents trajectories exhibiting challenging dynamics, leading to high prediction errors and large error variance in the trained surrogate. Online training, where data generation and surrogate training are coupled, offers a natural advantage by allowing solver parameters to be steered on-the-fly. To efficiently exploit this capability, we introduce Online Generative Active Sampling (OGAS), an active learning method that reactively learns the relationship between configuration parameters and surrogate performance to control the sampling distribution. OGAS trains a fast diffusion model in parallel to the surrogate to act as a conditional sampler, mapping a surrogate-derived difficulty signal (e.g., loss or uncertainty) to configuration parameters. By actively drawing target signals from a prior biased toward high difficulty, OGAS continuously steers data generation toward challenging regimes without delaying the training workflow. We evaluate OGAS across 2D PDEs with distinct challenging dynamics (Kuramoto-Sivashinsky, Navier-Stokes, Gray-Scott) and up to 308 parameters, using multiple surrogate architectures. Across all settings, OGAS consistently improves tail statistics, yielding substantial reductions in errors above the 99th percentile and overall error dispersion compared to uniform sampling. While prioritizing challenging trajectories introduces a trade-off with average error, OGAS effectively ensures worst-case reliability of trained surrogates with negligible wall-time overhead.
Pierre Cesar, Sofya Dymchenko, Abhishek Purandare +1
Jun 5, 2026stat.AP

An Integrated Roadside Sensing and Communication Framework for Vulnerable Road User Safety at Signalized Intersections

Vulnerable road users (VRUs) account for approximately half of urban traffic deaths globally, with intersections concentrating a disproportionate share of these casualties. Recent reviews of sensing technology for VRU protection have cataloged dozens of single-sensor and dual-sensor deployments, yet none of the surveyed systems couples multi-modal sensing with edge-side near-miss analytics and bidirectional vehicle-to-everything (V2X) and pedestrian-to-everything (P2X) messaging in a single intersection cabinet. This paper presents an integrated framework for VRU protection at signalized intersections, combining LiDAR, radar, RGB camera, and thermal camera at the perception layer, edge-based prediction and surrogate-safety analytics at the computation layer, V2X and P2X messaging at the communication layer, and adaptive signal control at the actuation layer. The framework is grounded in an empirical case study using R-LiViT, the first publicly released roadside LiDAR-Visual-Thermal dataset, which provides 200 multi-modal sequences and 2,400 annotated RGB-T frames at three German intersections. Analysis of 53,319 detection annotations reveals that VRUs comprise approximately 49% of all road-user observations, that day-to-night density drops by 38% for pedestrians and 45% for vehicles while the night distribution shows a higher close-proximity share, that per-frame close-proximity event counts vary approximately 10-fold across the eight unique locations at three intersections, and that 83% of pedestrian bounding boxes are small in image space, indicating that VRUs are typically far from any single sensor. These findings support multi-modal sensing, edge-side analytics, and adaptive context-sensitive deployment rather than uniform single-sensor solutions.
Parvez Anowar
Jun 1, 2026cs.LG

RRISE: Robust Radius Inference via a Surrogate Estimator

Randomized smoothing (RS) uses a smoothed classifier to provide architecture-agnostic certificates of 2\ell_2 classification robustness, but its dependence on per-input Monte Carlo (MC) sampling undermines its use in real-time systems. We argue that this cost is structural rather than fundamental, such that it can be significantly reduced by sharing information across the deployment stream. We introduce RRISE, an RS framework that compresses certification into a single forward pass through a learned surrogate. RRISE trains the surrogate against precomputed MC class-count targets via a soft-label cross-entropy loss and converts surrogate predictions into provably conservative certified radii through a one-time conformal calibration step. The resulting certificate is deployment-verifiable: whenever the calibrated radius is positive, the surrogate's prediction provably matches the smoothed classifier's and the smoothed classifier is constant on a ball of that radius around the input. Across image classification benchmarks, RRISE matches fixed-budget MC certified accuracy within 0.840.84 percentage points while replacing up to 10410^4 noisy base-model evaluations per query with a single surrogate forward pass, recouping MC training cost after 105\approx 10^5 deployment queries. On CIFAR-100 and Tiny ImageNet, where the only prior offline-surrogate method collapses, RRISE achieves 1.231.23 to 1.91×1.91\times higher certified accuracy, establishing efficient randomized smoothing as a practical path to certified robustness in repeated-deployment settings.
Jong-Ik Park, Shreyas Chaudhari, Carlee Joe-Wong +1
May 28, 2026cs.LG

Active Timepoint Selection for Learning Measure-Valued Trajectories

Inferring continuous probability paths from sparse snapshots is a fundamental challenge in domains like single-cell biology, where high-fidelity data acquisition is often destructive and constrained by prohibitive sequencing costs. This motivates the need for active learning strategies to strategically select optimal measurement times. However, designing active learning policies for this setting remains an open problem: the target objects reside on the infinite dimensional Wasserstein space where standard Euclidean metrics are ill-defined, and current interpolation methods lack epistemic uncertainty quantification. We introduce a framework which extends active experimentation to the space of measures. By leveraging Linearized Optimal Transport (LOT), we map distributional snapshots into a tangent space amenable to Gaussian Process modeling, allowing us to construct a tractable probabilistic surrogate for the underlying probability path. This yields an acquisition policy that iteratively selects measurement times to minimize uncertainty. Empirical results demonstrate that our strategy outperforms uncertainty-agnostic baselines on both synthetic and real-world datasets.
Nicolas Huynh, Mihaela van der Schaar
May 25, 2026cs.AI

Towards end-to-end LLM-based censoring-aware survival analysis

Objective: Survival analysis is central to medical prediction, yet large language models (LLMs) are rarely used as end-to-end survival models because censoring prevents straightforward supervised fine-tuning. Here we present LLMSurvival, a framework that enables censoring-aware survival analysis with unmodified LLMs operating directly on tabular clinical data. Materials and Methods: LLMSurvival reformulates time-to-event prediction as pairwise ranking among comparable subjects, and derives test-time risk by aggregating comparisons against anchor individuals from the training cohort. Results: Across two clinical tasks (ICU mortality prediction in MIMIC-IV and fragility fracture prediction in a NewYork-Presbyterian/Weill Cornell Medicine cohort), LLMSurvival improves overall concordance over Cox proportional hazards modeling by 3.1% for ICU mortality and 0.5% for fracture risk, 2.1% on average for ICU mortality and 2.8% for fracture risk over three established deep learning survival models. Discussion: The results show that survival modeling with censoring can be made compatible with LLM fine-tuning through comparison-based reformulation. The framework demonstrates high portability and superior performance over expert curated scores like SAPS-II and FRAX scores across diverse clinical context. Furthermore, the framework supports local deployment, as compact, publicly available base models provide sufficient performance. Conclusion: The LLMSurvival framework serves as a proof of concept for an integrated, censoring-conscious approach to survival analysis via LLMs.
Yishu Wei, Hexin Dong, Yi Lin +3
May 13, 2026physics.med-ph

Generating synthetic computed tomography for radiotherapy: SynthRAD2025 challenge report

Radiation therapy (RT) requires precise dose delivery over multiple fractions, with CT fundamental for treatment planning due to its electron density information. Repeated CT acquisitions impose radiation exposure and logistical burdens, MRI lacks electron density, and cone-beam CT (CBCT) requires correction for dose calculation. Synthetic CT (sCT) generation addresses these by converting MRI or CBCT into CT-equivalent images with accurate Hounsfield Unit (HU) values, enabling MRI-only RT and CBCT-based adaptive workflows. Building on SynthRAD2023, SynthRAD2025 benchmarked sCT methods on 2,362 patients from five European centers across head and neck, thorax, and abdomen. Two tasks: MRI-to-CT (890 cases) and CBCT-to-CT (1,472 cases), evaluated via image similarity (MAE, PSNR, MS-SSIM), segmentation (Dice, HD95), and dosimetric metrics from photon and proton plans. With 803 participants and 12/13 valid submissions, Task 1 top performance reached MAE 64.8±21.364.8\pm21.3 HU, PSNR \sim30 dB, MS-SSIM \sim0.936, Dice 0.79, photon γ2%/2mm>98%γ_{2\%/2\text{mm}}>98\%, proton γ85%γ\approx85\%. Task 2 improved: MAE 48.3±13.448.3\pm13.4 HU, PSNR 32.6 dB, MS-SSIM 0.968, Dice 0.86, photon γ>99%γ>99\%, proton γ89%γ\approx89\%. Strong image--segmentation correlations (ρ=0.78ρ=0.78--0.790.79) but moderate dose correlations confirmed image quality is insufficient as a dosimetric surrogate. Head-and-neck cases were most consistent; thoracic and abdominal cases showed greater variability. Residual errors at tissue interfaces propagate along beam paths, affecting proton dose more than photon. SynthRAD2025 demonstrates that deep learning yields clinically relevant sCTs, especially for CBCT-to-CT, while identifying persistent MRI-to-CT challenges and underscoring dose-based evaluation as essential for clinical validation.
Viktor Rogowski, Maarten L. Terpstra, Niklas Wahl +30
May 12, 2026cs.AI

Adaptive Multi-Round Allocation with Stochastic Arrivals

We study a sequential resource allocation problem motivated by adaptive network recruitment, in which a limited budget of identical resources must be allocated over multiple rounds to individuals with stochastic referral capacity. Successful referrals endogenously generate future decision opportunities while allocating additional resources to an individual exhibits diminishing returns. We first show that the single-round allocation problem admits an exact greedy solution based on marginal survival probabilities. In the multi-round setting, the resulting Bellman recursion is intractable due to the stochastic, high-dimensional evolution of the frontier. To address this, we introduce a population-level surrogate value function that depends only on the remaining budget and frontier size. This surrogate enables an exact dynamic program via truncated probability generating functions, yielding a planning algorithm with polynomial complexity in the total budget. We further analyze robustness under model misspecification, proving a multi-round error bound that decomposes into a tight single-round frontier error and a population-level transition error. Finally, we evaluate our method on real-world inspired recruitment scenarios.
Yuqi Pan, Davin Choo, Haichuan Wang +3
May 12, 2026cs.LG

Learning plug-in surrogate endpoints for randomized experiments

Surrogate endpoints are used in place of long-term outcomes in randomized experiments when observing the real outcome for a large enough cohort is prohibitively expensive or impractical. A short-term surrogate is good if the result of an experiment using the surrogate is predictive of the result of a hypothetical study using the real outcome. Much attention has been paid to formalizing this property in causal terms, but most criteria are unidentifiable and cannot be turned into practical algorithms for learning surrogate endpoints from data. To address this, we study plug-in composite surrogates, functions of post-treatment variables that may be substituted directly for the primary outcome in a randomized experiment. We propose two methods for learning plug-in surrogates that maximize effect predictiveness, and characterize the possibility of finding endpoints that yield unbiased effect estimates in representative scenarios. Finally, in both synthetic experiments with known effects and in data from a real-world experiment, we find that our method, based on directly modeling the surrogate effect, returns plug-in endpoints more predictive of the primary effect than established methods.
Alessandro-Umberto Margueritte, Ahmet Zahid Balcıoğlu, Jesse Krijthe +2
Jun 25, 2025cs.LG

Counterfactual Operator Relevance for PDE Discovery: Screening, Pruning, and Identifiability

We study operator relevance in data-driven partial differential equation (PDE) discovery. Sparse residual methods can select terms that improve residual fit, but residual contribution is not the same as functional necessity. We formalize this distinction through counterfactual operator interventions, where a candidate term is deleted or perturbed and the factual and intervened trajectories, or observables, are compared. The resulting theory gives six reusable results. A residual--counterfactual gap theorem shows that deletion effects are governed by the inverse linearized PDE map, not by residual magnitude alone. A certified decision theorem gives error margins for relevance, irrelevance, and abstention under neural or numerical surrogate error. An aliasing theorem characterizes experiment-dependent non-identifiability through the null space of the operator-evaluation design. A constraint-manifold theorem shows that operators vanishing on invariant constraint classes cannot be identified from trajectories restricted to those classes. A pruning-consistency theorem proves that sparse screening followed by counterfactual deletion recovers the functionally relevant support under a recall and margin condition. An observable-level adjoint theorem extends relevance testing from full-state deviations to scientific quantities of interest. Validation experiments test these mechanisms on synthetic PDEs with known support and on public geophysical fields from atmospheric reanalysis and NOAA OISST. The real-data results are reported as operator-surrogate diagnostics, not as unconditional recovery of physical laws. The framework provides a rigorous diagnostic layer for distinguishing residual usefulness from counterfactual operator relevance within a specified library, experiment class, norm, and tolerance.
Ronald Katende
Jan 16, 2025stat.ML

Predictions as Surrogates: Revisiting Surrogate Outcomes in the Age of AI

We establish a formal connection between the decades-old surrogate outcome model in biostatistics and economics and the emerging field of prediction-powered inference (PPI). The connection treats predictions from pre-trained models, prevalent in the age of AI, as cost-effective surrogates for expensive outcomes. Building on the surrogate outcomes literature, we develop recalibrated prediction-powered inference, a more efficient approach to statistical inference than existing PPI proposals. Our method departs from the existing proposals by using flexible machine learning techniques to learn the optimal ``imputed loss'' through a step we call recalibration. Importantly, the method always improves upon the estimator that relies solely on the data with available true outcomes, even when the optimal imputed loss is estimated imperfectly, and it achieves the smallest asymptotic variance among PPI estimators if the estimate is consistent. Computationally, our optimization objective is convex whenever the loss function that defines the target parameter is convex. We further analyze the benefits of recalibration, both theoretically and numerically, in several common scenarios where machine learning predictions systematically deviate from the outcome of interest. We demonstrate significant gains in effective sample size over existing PPI proposals via three applications leveraging state-of-the-art machine learning/AI models.
Wenlong Ji, Lihua Lei, Tijana Zrnic