Sharp Joint-Kl Oracle Theory

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Period ending 2026-09-21

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34 papers

Latest in Sharp Joint-Kl Oracle Theory

Sep 21, 2026math.OC

Complexities of Weak Proximal Oracle Methods for Composite Convex Optimization

We consider a standard convex composite optimization problem with either smooth or nonsmooth objective function, and under quadratic growth. In recent years, several works gave algorithms based on a \textit{weak proximal oracle} (WPO) that essentially match in oracle complexities proximal (sub)gradient methods relying on exact prox operations. Importantly, such WPOs, which relax the strong optimality condition of the standard prox operator, may admit much more efficient implementation in terms of runtime when optimal solutions have some sparse structure. A question remained if such WPO-based methods can be accelerated (in the sense of Nesterov's accelerated gradient). In this work we provide a negative answer by establishing lower bounds against both deterministic and randomized methods. Thus, while WPOs can substantially reduce the cost of individual oracle calls, this comes with an inherent loss in oracle complexity. We also provide a new upper-bound for WPO-based nonsmooth convex composite optimization, nearly matching the proximal subgradient method.
Dan Garber
Sep 17, 2026math.OC

Stable Movement for Nondual Lipschitz Convex Optimization: Efficiency and Nearly Optimal Oracle Rates

We study efficient algorithms for realizing the first-order oracle complexity of optimization of GG-Lipschitz convex functions with respect to the q\ell_{q}-norm over an p\ell_{p}-ball of radius RR, where 1p,q1\leq p,q\leq \infty. For p<qp<q, we obtain error O~p,q(GR/T1/p(1/q1/2)+)\widetilde{O}_{p,q}(GR/T^{1/p-(1/q-1/2)_{+}}) after TT oracle queries, efficiently realizing the nearly optimal rates of (MBG+26), thereby resolving the nonsmooth end of the COLT 2015 open problem (Guz15b). In particular, the rate is O~(GR/T)\widetilde{O}(GR/T) for Euclidean Lipschitzness over an 1\ell_1-ball of radius RR (p=1,q=2p=1,q=2). Our solution consists of reducing convex Lipschitz optimization to the chasing nested convex sets problem in sublevel sets of an evolving bundle (LNN95; BBE+20): at each query we either find a point with low function value or we produce a deep cut in the current sublevel of the bundle, that we chase. The dichotomy between stability of selectors and forced movement by deep cuts bounds the number of iterations of the algorithm near optimally. For nested subsets of RBpdR B_{p}^{d}, we introduce a novel notion of stable center whose movement is bounded by O~p,q(RT11/p+(1/q1/2)+)\widetilde{O}_{p,q}(RT^{1-1/p+(1/q-1/2)_{+}}) in the q\ell_{q}-norm after TT steps, which we show is nearly optimal in high dimensions. A Monte Carlo average of the proposed selector achieves near-optimal rates with high probability and can be implemented in polynomial time for our optimization algorithm in the real-arithmetic model.
David Martínez-Rubio, Cristóbal Guzmán
Sep 9, 2026cs.LG

An Exponential Deterministic--Randomized Gap in ERM-Oracle Complexity for Thresholds on an Unknown Order

Attias, Hanneke and Ramaswami (NeurIPS 2025) asked whether randomization provably reduces the oracle calls needed for online learning when the class is accessible only through an oracle. We study the instance they singled out: transductive online learning of thresholds on an unknown total order of T instances, with a consistency-type ERM oracle that returns a full concept consistent with a queried labeled set (or reports non-realizability). Our main result is a separation for a fixed natural oracle. When the oracle is the minimal-prefix rule (or the maximal-prefix rule), every deterministic learner makes M mistakes and Q calls with M+QTεM+Q\ge T-\varepsilon on some instance (ε{0,1}\varepsilon\in\{0,1\}, according to whether the empty prefix is a concept), and the constant is exact; hence O(logT)O(\log T) mistakes cost TεO(logT)T-\varepsilon-O(\log T) calls, whereas that paper's randomized learner achieves O(logT)O(\log T) expected calls and mistakes under the same rule. The randomized order is optimal: on an explicit hard distribution under the minimal-prefix rule, every learner has expected mistakes at least ((T+1ε)128E[Q]1)/2((T+1-\varepsilon)\,128^{-\mathbb{E}[Q]}-1)/2, so Ω(logT)Ω(\log T) expected calls are necessary for polylogarithmic mistakes. The separation is governed by the oracle's selection rule, not by the class alone: for a legal feasible-median ERM rule a deterministic learner achieves O(logT)O(\log T) calls and mistakes, while a global-median rule again forces linear total cost. The same linear bound holds when the oracle's answers are chosen adversarially and then frozen into a memoryless oracle. We add partial tradeoff results for fixed query budgets (the middle regime is open) and an interface contrast: with only a weak consistency oracle, returning a realizability bit, both deterministic and randomized learners need Θ(T)Θ(T) calls.
Xuan Li
Sep 9, 2026cs.DB

When Does Low-Bit Quantization Preserve the Decisions of Vector Search?

Low-bit quantization can achieve high recall on some vector representations and fail sharply on others, while average distortion and global rank correlation do not explain the difference. We study quantized vector search at the level of the comparisons consumed by ranking and graph-pruning algorithms. Our first result is a distribution-free decomposition: the probability that a comparison flips is bounded by the probability mass of exact margins near zero plus the tail probability of the calibrated residual. We then account for dependence between residuals that share a query or graph node, and derive covariance-aware second-moment identities and tail bounds under a joint MGF proxy. For a frozen candidate permutation, we prove a deterministic coupling theorem for Vamana neighbour selection: the approximate replay returns the exact neighbour list exactly when all candidate-level pruning actions agree on the frozen exact states. We connect these results to representation geometry through an exact Gaussian oracle, establish a strict correlation gain from a deterministic magnitude bit in an aligned bilinear model, and give a rare-contamination construction showing why marginal Gaussian diagnostics do not imply the required residual tails. When analytical assumptions are unavailable, a held-out block certificate bounds the selective failure risk of a frozen quantized rule. Across learned, classical, and synthetic embeddings, standardized exact margins predict held-out ranking and pruning flip rates substantially better than global rank correlation. The framework applies to coordinate binary codes, RaBitQ, Lucene BBQ, and product quantizers through a common decision interface.
Wenxuan Xiao, Xu Cao
Sep 8, 2026math.OC

Oracle Complexity of Stochastic Fixed-Point Equations with Nonexpansive Maps

We study the oracle complexity of computing a point with small fixed-point residual T(x)xε\|T(x)-x\| \leq ε, for a general norm \|\cdot\| and a self-map TT of a compact convex set. We study this problem in the setting where TT is nonexpansive with respect to the same norm \|\cdot\| and accessed via an unbiased stochastic oracle with bounded variance σ2σ^2. We provide an algorithm that solves such instances for any norm with a weak Rademacher type q>1q > 1, with high probability. The algorithm is based on a recursive anchoring technique. For type-22 spaces, such as p\ell_p-spaces for p[2,]p \in [2, \infty], our algorithm attains stochastic oracle complexity O~(σ2ε3+ε1)\tilde O(σ^2 ε^{-3} + ε^{-1}). We further prove a near-matching lower bound (i.e., matching up to poly-log factors) for such \ell_{\infty}-norm instances in high dimensions. Our lower bound holds against any randomized algorithm that succeeds with constant probability. It further extends to settings with ``sparse'' noise, where variance measured with respect to any p\ell_p norm is of the same order, ruling out the possibility of improving oracle complexity as a function of ε\varepsilon by measuring variance in a non-matching p\ell_p norm.
Jelena Diakonikolas, Cristóbal Guzmán, David Martínez-Rubio
Aug 14, 2026cs.LG

Sequence prediction under a lying oracle

We consider the problem of sequential prediction of an mm-ary sequence, where at each epoch, (i) the environment selects an outcome from an mm-ary alphabet, (ii) the learner selects a probability distribution over the same alphabet (unaware of the outcome generated by the environment), and finally, (iii) the learner incurs a cost that depends on the probability assigned to the outcome. The cost function we consider captures the complexity of predicting the outcome generated by the environment, in a scenario where the aforementioned prediction is performed via comparative queries to a lying oracle. We consider both stochastic and adversarial environments, propose algorithms for both settings, and establish logarithmic upper bounds on their regret.
Puspabeethi Samanta, Nikhil Karamchandani, Jayakrishnan Nair
Aug 13, 2026cs.LG

A Contract-Grade Verifier for LLM-Generated GPU Kernels, and a Native Blackwell Backward for the Gated-Linear-Recurrence Family

Systems that generate GPU kernels with language models report high correctness rates. Those rates come from a single loose test: run the kernel on a few random inputs at one fixed shape and accept it if the output is close to a reference. A kernel can pass that test and still be silently wrong. It can return an ordinary number where the true answer is a NaN or an infinity, differ from run to run, break when the shape changes, or accumulate in fp16 where the reference keeps an fp32 total. We build the instrument that checks correctness properly: a contract-grade verifier of twelve adversarial gates, each a property a correct kernel must satisfy, several of them tolerance-free, so no choice of threshold can explain a failure away. Aimed outward, the verifier audits 2,638 machine-generated kernels that a public system's own harness had already accepted as correct. It finds 39.5% broken beyond any tolerance argument and 62.1% carrying at least one violation. The field's standard test accepts 1,487 kernels the verifier rejects, against only 14 the other way. We defend the finding four independent ways: a 7/7 positive control, a threshold-calibration sweep, 98.5% agreement with the reference benchmark's own correctness code, and a stratified hand-audit. Aimed inward, the verifier judges a kernel of our own: the first native Blackwell tcgen05 training backward for the gated-linear-recurrence (GDN) family, including the reverse-state stage the field still runs on a fallback. We establish its correctness independently, against a double-precision oracle, and train five family members through it. The correctness signal behind reported progress in kernel generation is far weaker than the numbers suggest, and a set of tolerance-free contracts would close most of the gap.
Rishi Shah, Rishav Shrestha
Aug 12, 2026quant-ph

A Quantum/Classical Example Oracle Separation for Making Things Up

Consider two PAC learning algorithms, both having access to quantum computation, but differing in the types of examples they obtain: one is provided with classical samples, while the other is given quantum samples. Are there any learning tasks that can be efficiently performed by the latter, but not by the former? This question, the focus of our work, is surprisingly still open. Our main result is to show that \emph{relative to an oracle}, there are distributions that can be efficiently generated by a quantum learner with access to quantum samples, but not by a quantum learner with access to only classical samples, making progress to answering this question in the affirmative.
Kenny Chen
Aug 9, 2026math.OC

Halpern Iteration Achieves \tilde{\mathcal{O}}(ε^{-1/p}) pth-Order Oracle Complexity for Monotone Variational Inequalities

We study second- and higher-order methods for solving smooth monotone variational inequalities (MVI). Monteiro and Svaiter (SIAM J. Optim., 2012) showed that a second-order method, NPE, converges at the rate of O(T1.5)\mathcal{O}(T^{-1.5}). For convex-concave minimax optimization, a subset of MVI problems, Chen, Liu, Luo, and Zhang (COLT 2025) recently improved the complexity to O~(T1.75)\tilde{\mathcal{O}}( T^{-1.75}) . However, it is open whether the conjectured complexity for MVI can be improved. In this paper, by using a large-step inexact Halpern iteration, we propose a novel Halpern-NPE method that achieves an even faster rate of O~(T2)\tilde{\mathcal{O}}(T^{-2}) for solving MVIs. We also provide the ppth-order generalization of our method. We first introduce an Anchored Tensor Method (ATM) that achieves the rate of O(T(p1))\mathcal{O}(T^{-(p-1)}), and then combine it with the Halpern iteration to achieve a faster convergence rate of O~(Tp)\tilde{\mathcal{O}}(T^{-p}). This improves all prior results for p2p \ge 2 and matches the classical extragradient method for p=1p=1.
Lesi Chen, Xinliang Zhang, Hengyu Wang +3
Aug 4, 2026cs.LG

Provably Learning Multi-Head Attention with Queries

We study the problem of learning multi-head softmax attention from black-box input-output access. The learner may query arbitrary real-valued token sequences and observe only the scalar output at the final token. Recent work gives an algorithm using O(d2)O(d^2) value queries to recover the single-head parameters (W,v)(W,v). For multiple heads, the same work establishes identifiability under the assumption that the heads occupy pairwise orthogonal subspaces. Applying the single-head recovery algorithm separately to the heads additionally requires bases for these subspaces to be known. We recover a canonical representation by merging heads with the same WhW_h, summing their corresponding vhv_h, and discarding a merged head when this sum is zero, without these subspace assumptions. By varying the number of copies of a token, our algorithm obtains samples of a rational function whose interpolation separates the canonical heads. Additional queries formed by adding selected token vectors then match the same head across different queries. When the oracle outputs and all subsequent computations are exact, the learner chooses its query vectors at random and recovers the canonical pairs {(Wh,vh):h[H]}\{(W_h,v_h):h\in[H]\} up to permutation with probability one. When HH is known, it uses exactly 4Hd22H+14Hd^2-2H+1 value queries of maximum length 2H+12H+1. If only a known upper bound H0H_0 is available, the algorithm uses 4H0d22H0+14H_0d^2-2H_0+1 value queries of maximum length 2H0+12H_0+1. For approximate oracle outputs, we give conditions under which the parameter error is at most a model- and query-dependent constant multiple of the output error. Finally, we extend our result to a one-layer Transformer with multi-head attention followed by a bias-free ReLU feed-forward network. Under additional conditions, we recover a functionally equivalent Transformer without relying on a separate algorithm for learning the feed-forward network.
Sunyeop Kim, Insung Kim, Jian Guo
Jul 25, 2026cs.LG

Finite-Time Analysis of the Natural Policy Gradient in Finite-Horizon Markov Decision Processes

Natural Policy Gradient (NPG) is a well-established Reinforcement Learning algorithm that underlies widely used methods such as Trust Region Policy Optimization and Proximal Policy Optimization, both of which have demonstrated strong empirical success. In this paper, we study exact NPG in finite-horizon Markov Decision Processes with known dynamics and horizon-dependent transition kernels. We provide the first finite-time convergence guarantees for this algorithm in this setting, for which we consider both constant and increasing step size regimes. With a constant step size ηt=ηη_t=η, we prove that NPG converges sublinearly with a rate of O(H2/t)\mathcal{O}(H^{2}/t) after tt iterations, where HH is the horizon length. We also extend this constant step size analysis to linear MDPs in an exact population-projection oracle under a full support projection distribution, recovering the same sublinear rate as in the tabular setting. Furthermore, with increasing step sizes, we prove that this algorithm achieves a linear convergence rate of O((11ϑρ)t)\mathcal{O}\left(\left(1-\frac{1}{\vartheta_ρ}\right)^t\right) for a problem-dependent constant ϑρ>1\vartheta_ρ> 1, and the horizon-only robust schedule of the form ηt=η0(H/(H1))tη_t=η_0(H/(H-1))^t where η0>0η_0>0 and H2H \geq 2, attains this same geometric rate.
Asha Barua, Sajad Khodadadian
Jul 24, 2026math.NA

Closed-Loop Generative Selection: Convergence, Memory, and Noisy Oracles

Closed-loop generative selection has become a workhorse of computational drug discovery: a learned generative model proposes candidate molecules, a fitness oracle scores them, the best are kept, and the model is retrained on this elite set before the next round. Despite its wide use, the method has lacked a rigorous convergence theory, largely because retraining the model each round breaks the Markov property on which classical evolutionary-algorithm analysis relies. We develop a self-contained theory of convergence and expected running time for this class of algorithms. By recovering a Markov structure on an enlarged state space, we show that elitism makes the search absorbing, and we prove almost-sure convergence together with a runtime bound that decomposes the search into the time spent escaping each fitness level. We then analyse the role of the model's memory---how much of the past it is trained on. When learning improves steadily with more data, deeper memory never hurts; when it does not, an exit-time analysis pinpoints the optimal memory depth and shows that excess memory can actually slow convergence. The theory extends to multi-objective search and to noisy oracles: we quantify how many repeated evaluations certify progress under light-tailed noise, and how robust estimators restore guarantees under heavy tails. Recast in terms of oracle evaluations - the true bottleneck in drug design - the analysis yields a concrete, evaluation-minimal strategy. Areproducible study confirms the predictions, including the surprising cost of excess memory. We close with three open problems.
Konstantin Fackeldey, Christof Schütte
Jul 21, 2026stat.ML

The Tractability Landscape of Sampling with Inexact Scores

We provide a simple and tight characterization of the types of inexact score oracle access that permit sampling with vanishing total variation bias, for a standard, well-behaved target family. Our main result shows that any weaker error than the sub-Gaussian assumption used by [YW26] rules out the tractability of unbiased sampling. This strengthens the conclusion of [CCSW26] to be algorithm-agnostic, and to hold for a wider range of error assumptions.
Anming Gu, Kevin Tian, Hubert Yang +1
Jul 10, 2026math.OC

Solving Stochastic Fixed-Point Equations with High Probability

We study stochastic fixed-point equations T(x)=x\mathbf{T}(\mathbf{x}) = \mathbf{x} over normed spaces (E,)(\mathcal{E}, \|\cdot\|), where the operator T\mathbf{T} is nonexpansive or contractive and is accessed only through unbiased stochastic evaluations with bounded second central moment. Given ε>0,δ(0,1)ε> 0, δ\in (0, 1), the goal is to output xE\mathbf{x} \in \mathcal{E} such that T(x)xε\|\mathbf{T}(\mathbf{x}) - \mathbf{x}\| \leq ε with probability at least 1δ1-δ. We introduce VR-GHAL, a variance-reduced gradual Halpern method for quadratically smoothable Banach spaces. The key algorithmic ingredient is a recursive stochastic estimator based on clipped differences of oracle evaluations: instead of clipping τ(x;ξ)τ(\mathbf{x}; ξ) itself, we clip stochastic differences at the Lipschitz scale γxyγ\|\mathbf{x} - \mathbf{y}\|. This makes the estimator pathwise Lipschitz along the algorithmic trajectory while permitting martingale concentration under finite second moments in the native norm. Our main theorem gives an anytime high-probability residual bound: on a single event of probability at least 1δ1 - δ, the residual decreases nearly geometrically across epochs, up to lower-order logarithmic factors. Under only bounded variance, displaying only the dependence on the target error εε and Lipschitz constant γ(0,1]γ\in (0, 1] of T\mathbf{T}, the resulting oracle complexity is min{ε5,(1γ)3ε2}\min\{ε^{-5}, (1-γ)^{-3}ε^{-2}\}. Under a Lipschitz-in-expectation oracle, the dependence improves to the corresponding ε3ε^{-3} nonexpansive rate (i.e., for γ=1γ= 1), and under samplewise nonexpansiveness to ε2ε^{-2}.
Jelena Diakonikolas
Jul 8, 2026cs.CC

Computing with Stochastic Oracles in AI-Augmented Computation

The Stochastic-Oracle Turing Machine (SOTM) framework models AI-augmented computation as the interaction of a probabilistic Turing machine with an oracle whose responses are drawn from context-dependent distributions. This paper studies what an SOTM can achieve under two oracle-response schemes: in a cached-response oracle, each distinct query receives one response that is reused on later calls to the same query, while in a fresh-response oracle, each call returns an independent response. In both schemes, the SOTM first computes from its input and internal random source to generate its first query, then proceeds adaptively, computing from its query-response transcript (the record of queries issued and responses received) to generate each subsequent query or produce a final output. Cached responses impose two transcript-based ceilings on achievable performance: a correct-identification ceiling governed by the total variation distance between the transcript distributions induced by the hidden states of the oracle, and an output quality ceiling equal to the expected score of the best output the SOTM can compute from the transcript. Fresh responses can raise these ceilings by allowing repeated calls to accumulate independent evidence toward correct or high-quality outputs. In the binary single-informative-query case, the error probability decreases exponentially in the number of calls to the same query at the Chernoff rate. For output quality, query-count bounds characterize threshold stopping when the score function is incorporated as part of the SOTM, and majority-based amplification bounds characterize the binary candidate-output model when it is not. Together, the results identify how response reuse, transcript information, and access to the score function determine what an SOTM can compute and at what token cost.
Jie Wang
Jul 7, 2026cs.AI

How Much Does Correctness Cost? Budgeted Placement of Strong Correctors in a Weak Multi-Agent Swarm

A cheap swarm of unreliable agents can be steered to a correct consensus by a few strong, expensive "oracle" correctors. We ask how much one must spend, and where to place the oracles. We model the swarm as a consensus on a graph in which each oracle pins one node toward the truth at a cost-coupled, concave strength, and measure quality by the coherence H(R)=tr M(R)^{-1}. Our first result is that H stays submodular (each added oracle helps less than the last) even when the oracles differ in strength, so a cost-benefit greedy comes within 1-1/e of the best placement at any budget. Inverting the budget gives the budget-correctness frontier B*(eps), the least spend that guarantees an eps-correct consensus: closed-form on the complete graph, and a minimal oracle count k* when oracles cost the same. Whether a budget then buys a few strong oracles or many medium onese curvature of the cost-quality law: diminishing returns favour spreadsharply increasion. Measured onthe Qwen3 ladder (0.6-32B), the law is concave for math verificatio convex foremergent code tracing, so the verdict is genuinely task-dependent.https://github.com/YehudaItkin/budgeted-oracle-placemen
Igor Itkin
Jul 6, 2026cs.LG

What Does a Discrete Diffusion Model Learn?

What does a discrete diffusion model learn: a denoiser, a score ratio, or a bridge plug-in predictor? At the level of jump rates, these are one object in different coordinates, and reading a neural network in the wrong coordinate changes the process being trained and sampled. Starting with a rigorous derivation of the continuous-time Markov chain (CTMC) ELBO for any noising process, boundary terms included, we prove the \emph{Oracle Distance} theorem: the negative ELBO is exactly equal to the data entropy plus the path KL from the oracle reverse process to the learned one, not merely a bound. Its unique optimizer is therefore the conditional expectation of the true reverse jump rate given the current noisy state, and its irreducible cost is the rate at which the forward process ZtZ_t destroys information about the clean data Z0Z_0, ddtI(Z0;Zt)-\tfrac{d}{dt}I(Z_0; Z_t), so every noising process shares the same best achievable negative ELBO: the data entropy. For sequences with token-factorizing noise, the oracle projection yields three exact coordinates for the optimizer: denoiser, cavity (bridge plug-in), and score, with closed-form conversions among them. This framework identifies which law each loss in the literature actually optimizes, recovering MDM, UDM, SEDD, and GIDD as special cases; explains why denoiser and cavity coincide for masked diffusion but not for uniform diffusion; proves that a denoiser parameterization makes the uniform ELBO diverge at initialization while the bridge plug-in stays finite; and calibrates ELBO implementations exactly at initialization. Every identity is verified numerically, without approximation, on an exactly solvable model.
Rodrigo Casado Noguerales, Bernhard Schölkopf, Thomas Hofmann +1
Jun 25, 2026cs.LG

Finding Stationary Points by Comparisons

We study the problem of finding stationary points of non-convex functions when access to the objective is provided only through a comparison oracle that, given two points, outputs which has the larger function value. For a twice differentiable f ⁣:RnRf\colon\mathbb R^n\to\mathbb R with Lipschitz gradient and Hessian, we develop an algorithm that visits an εε-stationary point using O~(n2/ε1.5)\widetilde O(n^2/ε^{1.5}) queries. Our approach uses a subroutine that estimates the normalized Hessian to accuracy δδ using O~(n2log(1/δ))\widetilde O(n^2\log(1/δ)) queries. We further study this problem with a quantum comparison oracle model where queries can be made in superpositions, and develop the first quantum algorithm that finds an εε-stationary point, which takes O~(n/ε1.5)\widetilde O(n/ε^{1.5}) queries.
Helin Wang, Chenyi Zhang, Xiwen Tao +2
Jun 24, 2026cs.AI

Unbiased Canonical Set-Valued Oracles Via Lattice Theory

A non-agentic "oracle" that reports probabilities of future events is performative: once its answer is learned and acted upon, it can change the very probability it was asked to report. Performativity is not in itself the difficulty -- one consults an oracle precisely in order to be informed, and hence influenced, by it. The difficulty is agency. The requirement that a report be self-consistent, still holding once announced, may be met by many different values -- the classical non-uniqueness of self-fulfilling prophecies -- and any rule the system uses to choose among them is a lever for goal-directed steering. We remove the choice rather than the performativity. Reporting a credal set instead of a single probability distribution, we lift the reaction to an isotone operator on the complete lattice of closed credal sets, whose fixed points are self-consistent, and report its Knaster--Tarski least fixed point as a canonical, rule-determined answer; a variant reports instead the least fixed point that contains every self-consistent point estimate. We prove existence, self-consistency, and nonemptiness; show that the construction reduces to the classical point answer when the question is non-performative; and show that for a binary event the answer is, under a natural hull-factoring assumption, an interval.
Jobst Heitzig
Jun 23, 2026cs.CC

Token Complexity of Certifying Stochastic-Oracle Reliability

Wang~\cite{Wang2026} introduced the Stochastic-Oracle Turing Machine (SOTM) framework and defined token complexity as the minimum expected cost of interacting with a stochastic oracle needed to attain a specified solution quality for a task. This paper develops an analogous notion for certifying the reliability of a stochastic oracle on a given domain. Certification token complexity is the minimum expected token cost required, with controlled error probability, to distinguish oracles that meet a target reliability level from those that fall below a lower reliability threshold. We construct an SPRT-based certification SOTM that queries the oracle, computes binary correctness scores, and stops when the accumulated log-likelihood evidence crosses a decision threshold. The SOTM halts almost surely, satisfies the desired two-sided error guarantee over the reliability regions to be certified, and yields an explicit upper bound on certification token complexity in terms of the reliability thresholds, the error bound, and the expected per-turn token cost. We then establish a matching information-theoretic lower bound: even with adaptive queries, every error-bounded certification SOTM must incur the same leading-order expected token cost as the SPRT-based construction as the prescribed error bound tends to zero. Together, these bounds characterize the leading-order certification token complexity in the small-error regime.
Jie Wang
Jun 18, 2026cs.SE

The Correctness Illusion in LLM-Generated GPU Kernels

Benchmarks for LLM-generated GPU kernels (KernelBench, TritonBench, GEAK) score correctness through fixed-shape, small-sample allclose-style checks. The number of inputs varies between benchmarks. The shape, dtype, and tolerance are fixed for each kernel. We test that oracle empirically. We construct a controlled corpus of 24 Triton and CPU stand-in kernels (15 correct controls and 9 LLM-style buggy variants seeded with documented transcription errors) and re-evaluate it under op-schema-aware seeded fuzzing with a high-precision (fp64) CPU reference and per-(op, dtype) absolute tolerances. The seeded oracle flags 9 of 9 buggy kernels and passes 15 of 15 correct controls, at zero precision cost on controls. We extend the corpus to 26 ops (adding a flash-attention pair) and re-run the same protocol on five GPU classes (RTX 3060, A10, L40S, A100 SXM4, H100 NVL). The verdicts are identical across all five GPUs: 10 of 10 illusions caught and 16 of 16 controls clean. The corpus result is about LLM-style transcription bugs that the allclose-on-one-shape oracle certifies as correct, not about the bug rate of any specific deployed LLM. Every flagged failure replays byte-for-byte from a stored seed.
Dipankar Sarkar
Jun 3, 2026cs.LG

Sharp First-Order Lower Bounds for Higher-Order Smooth Nonconvex Optimization

We study the deterministic first-order oracle complexity of finding εε-stationary points in smooth nonconvex optimization when the objective satisfies higher-order smoothness assumptions. While the classical ε2ε^{-2} rate is optimal under only Lipschitz gradients, higher-order smoothness leads to accelerated first-order upper bounds, most notably the ε7/4ε^{-7/4} rate under Lipschitz Hessians and the ε5/3ε^{-5/3} rate under Lipschitz third derivatives. The matching lower bounds, however, have remained open. We resolve this gap by proving a new dimension-free first-order lower bound for higher-order smooth nonconvex functions, valid for every finite smoothness order. In particular, our construction gives a matching Ω(ε7/4)Ω(ε^{-7/4}) lower bound in the Hessian-Lipschitz case and a matching Ω(ε5/3)Ω(ε^{-5/3}) lower bound in the third-order-smooth regime. The hard instance is based on a \emph{block-chain} mechanism that enforces blockwise oracle revelation while preserving the smoothness structure needed for the scalar hard instance. The lower-bound construction was discovered with the assistance of ChatGPT 5.5 Pro and subsequently verified by the authors.
Dongruo Zhou
May 30, 2026cs.IT

Information-Theoretic Lower Bounds for Bit-Constrained Stochastic Optimization via a Reduction to Compressed Gaussian Mean Estimation

Low-precision pretraining (FP8, MXFP4, NVFP4) is now standard for frontier language models, yet the literature is almost entirely achievability -- algorithms and empirical scaling laws -- with no matching characterization of what is information-theoretically possible. We study a B-bit quantized stochastic first-order oracle: an optimizer interacts for T rounds and receives, each round, a B-bit adaptive public-coin description of its stochastic gradient. Our main contribution is an exact reduction from optimizing a strongly convex quadratic family to interactively compressed Gaussian mean estimation -- under the B-bit oracle the query carries no information, so optimization collapses exactly onto a sequential distributed-estimation problem. This yields two unconditional lower bounds, a communication bound TB = Omega(d) and a statistical bound T = Omega(sigma^2 d / eps^2), and the sharp product-form bound T = Omega((sigma^2 d / eps^2) max{1, d/B}). The product form is also unconditional: a B-bit transcript carries at most O(TB / sigma^2) of Fisher trace about the mean, so bits rather than dimension limit the recoverable information, and combined with the multivariate van Trees inequality this gives the bound directly, without bounded-likelihood-ratio truncation. We give a near-matching achievability result with exact per-round bit accounting under a bounded-dynamic-range oracle, tight up to a logarithmic factor; the lower bound is for truly Gaussian (unbounded) gradients, and closing this oracle gap is left open. A sequential rate-distortion perspective extends the reduction to correlated and drifting oracles and corrects an earlier conjecture: positive noise correlation raises the bound by (1+rho)/(1-rho) rather than relaxing it. The bounds give an information-theoretic baseline for any low-bit gradient path, not an optimality claim about deployed FP4 systems.
Munsik Kim
May 29, 2026math.OC

Wall-Clock Complexity for Zeroth-Order Optimization with Tunable Oracle Fidelity

Zeroth-order (black-box) optimization is applied when gradients are unavailable and objective evaluations rely on expensive simulations. In many such applications, the oracle fidelity is tunable: higher-accuracy queries reduce noise but incur higher computational costs. To capture this trade-off, we study an accuracy-aware wall-clock model where each query with fidelity δδ has a cost c(δ)c(δ), and we minimize the total time Ttotal=k=1Nc(δk)T_{\mathrm{total}} = \sum_{k=1}^{N} c(δ_k), subject to a target accuracy constraint. We show how the choice of oracle type, noise model, and optimization scheme induces explicit wall-clock-optimal choices for the algorithmic parameters. For instance, we demonstrate that accelerated methods can be wall-clock inferior to non-accelerated schemes. Furthermore, we characterize the conditions under which a constant fidelity strategy is optimal in the Big-O sense. Our framework provides a unified methodology to translate convergence guarantees into practical fidelity and batching recommendations.
Alexandra Suvorikova, Igor Pavlov, Artem Vasin +4
May 14, 2026stat.ML

Harnessing Unimodality in Semiparametric Contextual Pricing via Oracle Price Map Learning

We study contextual dynamic pricing in a semiparametric scalar-index valuation model where the latent value is vt=μ(ct)+ξtv_t=μ_\ast(\mathsf c_t)+ξ_t, with an unknown utility map μμ_\ast and an unknown additive noise distribution. The key decision object is the one-dimensional oracle price map up(u)u\mapsto p^\ast(u) induced by the scalar index u=μ(c)u=μ_\ast(\mathsf c) and the noise tail. Under the ββ-Hölder smoothness of the tail function for β2β\geq 2 and a revenue-geometry condition that gives a unique, stable, interior maximizer, this oracle map is itself (β1)(β-1)-smooth. We exploit such structure through ORBIT\mathsf{ORBIT}, a modular coarse-to-fine policy that takes a scalar pilot index as input, localizes a benchmark price in each active bin, and learns a local polynomial approximation of the oracle map inside a trust region via bandit convex optimization. For the baseline linear utility model μ(c)=cθμ_\ast(\mathsf c)=\mathsf c^\topθ_\ast, an adaptive elliptical exploration scheme constructs the required scalar pilot online without distributional assumptions on the contexts. The resulting policy achieves regret O~(T2β14β3+dT)\widetilde{O}\big(T^{\frac{2β-1}{4β-3}}+\sqrt{dT}\big). For fixed dd, we establish a matching lower bound in the horizon dependence, unveiling that the nonparametric oracle-map learning term is minimax sharp. The same scalar-pilot interface also yields extensions to sparse high-dimensional linear utility and nonparametric Hölder utility.
Yingying Fan, Yuxuan Han, Jinchi Lv +2
May 12, 2026cs.LG

Autoregressive Learning in Joint KL: Sharp Oracle Bounds and Lower Bounds

We study the fundamental and timely problem of learning long sequences in autoregressive modeling and next-token prediction under model misspecification, measured by the joint Kullback--Leibler (KL) divergence. Our goal is to characterize how the sequence horizon HH affects both approximation and estimation errors in this joint-distribution, sequence-level regime. By establishing matching upper and lower bounds, we provide, to our knowledge, the first complete characterization of long-horizon error behavior under the natural joint KL objective, with improved rates and optimality justification relative to existing work. On the approximation side, we show that joint KL admits a horizon-free approximation factor, in sharp contrast to Hellinger-based analyses that exhibit an Ω(H)Ω(H) dependence for computationally efficient methods; this isolates the choice of divergence as the source of approximation amplification. On the estimation side, we prove a fundamental information-theoretic lower bound of order Ω(H)Ω(H) that holds for both decomposable policy classes and fully shared policies, matching the O~(H)\widetilde O(H) upper bounds achieved by computationally efficient algorithms. Our analysis clarifies the landscape of recent autoregressive learning results by aligning the log-loss training objective, the sequence-level evaluation metric, and the approximation metric {\color{black}through a sharp joint-KL oracle theory}. We further show that these joint-KL guarantees imply policy learning regret bounds at rates matching prior imitation learning literature.
Yunbei Xu, Yuzhe Yuan, Ruohan Zhan
May 4, 2026math.OC

A Parameter-Free First-Order Algorithm for Non-Convex Optimization with \tilde{\mkern1mu O}(ε^{-5/3}) Global Rate

We introduce PF-AGD, the first parameter-free, deterministic, accelerated first-order method to achieve O(ε5/3log(1/ε))O(ε^{-5/3}\log(1/ε)) oracle complexity bound when minimizing sufficiently smooth, non-convex functions; this is the best-known bound for first-order methods on smooth non-convex objectives. Unlike existing methods possessing this rate that require a priori knowledge of smoothness constants, we use an adaptive backtracking scheme and a gradient-based restart mechanism to estimate local curvature. This yields a practical algorithm that matches best-known theoretical rates. Empirically, PF-AGD outperforms the practical variant of AGD-Until-Guilty (Carmon et al., 2017), as well as other parameter-free variants, and is a viable alternative to nonlinear conjugate gradient methods.
Sichao Xiong, Sadok Jerad, Coralia Cartis
May 1, 2026cs.LG

Model-Based Reinforcement Learning with Double Oracle Efficiency in Policy Optimization and Offline Estimation

Reinforcement learning (RL) in large environments often suffers from severe computational bottlenecks, as conventional regret minimization algorithms require repeated, costly calls to planning and statistical estimation oracles. While recent advances have explored offline oracle-efficient algorithms, their computational complexity typically scales with the cardinality of the state and action spaces, rendering them intractable for large-scale or continuous environments. In this paper, we address this fundamental limitation by studying offline oracle-efficient episodic RL through the lens of log-barrier and log-determinant regularization. Specifically, for tabular Markov Decision Processes (MDPs), we propose a novel algorithm that achieves the optimal O~(T)\tilde{O}(\sqrt{T}) regret bound while requiring only O(HloglogT)O(H\log\log T) calls to both the offline statistical estimation and planning oracles when TT is known and O(HlogT)O(H\log T) calls when TT is unknown. Crucially, this oracle complexity is entirely independent of the size of the state and action spaces. This strict independence drastically reduces the planning oracle complexity, representing a substantial improvement over existing offline oracle-efficient algorithms (Qian et al., 2024). Furthermore, we demonstrate the versatility of our framework by generalizing the algorithm to linear MDPs featuring infinite state spaces and arbitrary action spaces. We prove that this generalized approach successfully attains meaningful sub-linear regret. Consequently, our work yields the first doubly oracle-efficient (i.e., efficient with respect to both statistical estimation and policy optimization) regret minimization algorithm capable of solving MDPs with infinite state and action spaces, significantly expanding the boundaries of computationally tractable RL.
Haichen Hu, Jian Qian, David Simchi-Levi
Apr 30, 2026cs.DS

Matroid Algorithms Under Size-Sensitive Independence Oracles

The standard oracle model for matroid algorithms assumes that each independence query can be answered in constant time, regardless of the size of the queried set. While this abstraction has underpinned much of the theoretical progress in matroid optimization, it masks the true computational effort required by these algorithms. In particular, for natural and widely studied classes such as graphic matroids, even a single independence query can require work linear in the size of the set, making the constant-time assumption implausible. We address this gap by introducing a size-sensitive cost model where the cost of a query QQ scales with Q|Q|. Nearly linear-time oracle implementations exist for broad families of matroids, and this refined abstraction therefore captures the true cost of query evaluation while allowing for a more faithful comparison between general matroids and their natural special cases. Within this framework we study three fundamental algorithmic tasks: finding a basis of a matroid, approximating its rank, and approximating its partition size. We establish tight results, proving nearly matching upper and lower bounds that show the optimal query cost is (up to logarithmic factors) quadratic in the size of the matroid. On the algorithmic side, our upper bounds are realized by explicit procedures that construct the desired solution. On the complexity side, our lower bounds are unconditional and already hold even for weaker distinguishing formulations of the problems. Finally, for matroids with maximum circuit size at most cc, we show that the quadratic barrier can be broken, providing an algorithm that calculates the maximum-weight basis with expected query cost O(n21/clogn)\mathcal{O}(n^{2-1/c} \log n).
Kiarash Banihashem, MohammadTaghi Hajiaghayi, Mahdi JafariRaviz +1
Apr 27, 2026cs.LG

Query-Efficient Quantum Approximate Optimization via Graph-Conditioned Trust Regions

In low-depth implementations of the Quantum Approximate Optimization Algorithm (QAOA), the dominant cost is often the number of objective evaluations rather than circuit depth. We introduce a graph-conditioned trust-region method for reducing this query cost. A graph neural network predicts a Gaussian distribution N(mu, Sigma) over QAOA angles. The mean initializes a local optimizer, the covariance defines an ellipsoidal trust region that constrains the search, and the predicted uncertainty determines an instance-dependent evaluation budget. Thus the learned distribution defines a search policy rather than only an initial parameter estimate. Under explicit assumptions on local smoothness, curvature, calibration, and noise, we derive bounds on objective degradation within the trust region, lower bounds on gradient variance, preservation of expected objective ordering under depolarizing noise, and finite-sample coverage guarantees. We evaluate the method for MaxCut at depth p = 2 on Erdos-Renyi, 3-regular, Barabasi-Albert, and Watts-Strogatz graphs with n = 8-16 vertices. Relative to random restarts and the strongest learned point-prediction baseline, the method reduces the mean number of circuit evaluations from 343 and 85 to 45 +/- 7, while maintaining sampled approximation ratios within 3 percentage points of concentration-based heuristics. The method does not improve absolute approximation ratios; its advantage is reduced query cost at comparable solution quality. The predictive uncertainty is calibrated in the experiments, with ECE = 0.052 and Spearman correlation rho = 0.770, and the learned trust regions transfer to graph sizes not used during training. The results identify a low-depth, query-dominated regime in which graph-conditioned trust regions reduce the query cost of QAOA without modifying the ansatz.
Molena Huynh
Apr 17, 2026cs.LG

Lower Bounds and Proximally Anchored SGD for Non-Convex Minimization Under Unbounded Variance

Analysis of Stochastic Gradient Descent (SGD) and its variants typically relies on the assumption of uniformly bounded variance, a condition that frequently fails in practical non-convex settings, such as neural network training, as well as in several elementary optimization settings. While several relaxations are explored in the literature, the Blum-Gladyshev (BG-0) condition, which permits the variance to grow quadratically with distance has recently been shown to be the weakest condition. However, the study of the oracle complexity of stochastic first-order non-convex optimization under BG-0 has remained underexplored. In this paper, we address this gap and establish information-theoretic lower bounds, proving that finding an εε-stationary point requires Ω(ε6)Ω(ε^{-6}) stochastic BG-0 oracle queries for smooth functions and Ω(ε4)Ω(ε^{-4}) queries under mean-square smoothness. These limits demonstrate an unavoidable degradation from classical bounded-variance complexities, i.e., Ω(ε4)Ω(ε^{-4}) and Ω(ε3)Ω(ε^{-3}) for smooth and mean-square smooth cases, respectively. To match these lower bounds, we consider Proximally Anchored STochastic Approximation (PASTA), a unified algorithmic framework that couples Halpern anchoring with Tikhonov regularization to dynamically mitigate the extra variance explosion term permitted by the BG-0 oracle. We prove that PASTA achieves minimax optimal complexities across numerous non-convex regimes, including standard smooth, mean-square smooth, weakly convex, star-convex, and Polyak-Lojasiewicz functions, entirely under an unbounded domain and unbounded stochastic gradients.
Arda Fazla, Ege C. Kaya, Antesh Upadhyay +1
May 4, 2025math.OC

Minimisation of Quasar-Convex Functions Using Random Zeroth-Order Oracles

This paper explores the performance of a random Gaussian smoothing zeroth-order (ZO) scheme for minimising quasar-convex (QC) and strongly quasar-convex (SQC) functions in both unconstrained and constrained settings. For the unconstrained problem, we establish the ZO algorithm's convergence to a global minimum along with its complexity when applied to both QC and SQC functions. For the constrained problem, we introduce the new notion of proximal-quasar-convexity and prove analogous results to the unconstrained case. Specifically, we derive complexity bounds and prove convergence of the algorithm to a neighbourhood of a global minimum whose size can be controlled under a variance reduction scheme. Beyond the theoretical guarantees, we demonstrate the practical implications of our results on several machine learning problems where quasar-convexity naturally arises, including linear dynamical system identification and generalised linear models.
Amir Ali Farzin, Yuen-Man Pun, Philipp Braun +1
Aug 28, 2024cs.AI

TrafficGamer: Reliable and Flexible Traffic Simulation for Safety-Critical Scenarios with Game-Theoretic Oracles

While modern Autonomous Vehicle (AV) systems can develop reliable driving policies under regular traffic conditions, they frequently struggle with safety-critical traffic scenarios. This difficulty primarily arises from the rarity of such scenarios in driving datasets and the complexities associated with predictive modeling of multiple vehicles. Effectively simulating safety-critical traffic situations is therefore a crucial challenge. In this paper, we introduce TrafficGamer, which facilitates game-theoretic traffic simulation by viewing common road driving as a multi-agent game. When we evaluate the empirical performance across various real-world datasets, TrafficGamer ensures both the fidelity, exploitability, and diversity of the simulated scenarios, guaranteeing that they not only statically align with real-world traffic distribution but also efficiently capture equilibria for representing safety-critical scenarios involving multiple agents compared with other methods. Additionally, the results demonstrate that TrafficGamer provides highly flexible simulations across various contexts. Specifically, we demonstrate that the generated scenarios can dynamically adapt to equilibria of varying tightness by configuring risk-sensitive constraints during optimization. We have provided a demo webpage at: https://anonymous.4open.science/api/repo/trafficgamer-demo-1EE0/file/index.html.
Guanren Qiao, Guorui Quan, Jiawei Yu +2
May 19, 2024cs.LG

Gradient Testing and Estimation by Comparisons

We study gradient testing and gradient estimation of smooth functions using only a comparison oracle that, given two points, indicates which one has the larger function value. For any smooth f ⁣:RnRf\colon\mathbb R^n\to\mathbb R, xRn\mathbf{x}\in\mathbb R^n, and ε>0\varepsilon>0, we design a gradient testing algorithm that determines whether the normalized gradient f(x)/f(x)\nabla f(\mathbf{x})/\|\nabla f(\mathbf{x})\| is ε\varepsilon-close or 2ε2\varepsilon-far from a given unit vector v\mathbf{v} using O(1)O(1) queries, as well as a gradient estimation algorithm that outputs an ε\varepsilon-estimate of f(x)/f(x)\nabla f(\mathbf{x})/\|\nabla f(\mathbf{x})\| using O(nlog(1/ε))O(n\log(1/\varepsilon)) queries which we prove to be optimal. Furthermore, we study gradient estimation in the quantum comparison oracle model where queries can be made in superpositions, and develop a quantum algorithm using O(log(n/ε))O(\log (n/\varepsilon)) queries.
Xiwen Tao, Chenyi Zhang, Helin Wang +2