Despite its ubiquity, clustering lacks a universally accepted definition of what is a cluster. Kleinberg's Impossibility Theorem formalizes this difficulty by showing that no flat clustering method can simultaneously satisfy three natural axioms: scale invariance, richness, and consistency. In this paper, we ask whether this impossibility persists when the output is a hierarchy rather than a single partition. We show that, in contrast to the flat clustering setting, the hierarchical analog of these axioms are jointly satisfiable. In fact, there exist uncountably many hierarchical clustering methods satisfying these axioms, which we call admissible. We explicitly construct several admissible methods, including methods based on well-separated clusters and a non-binary version of single linkage. For certain pairs of admissible methods, the hierarchy produced by one always refines that produced by the other. This refinement relation defines a partial order on the class of admissible methods. This partially ordered set has no greatest element and contains uncountably many pairwise incompatible maximal elements, revealing substantial diversity among admissible methods. Nevertheless, this diversity is constrained: every admissible method contains a hierarchy of sufficiently well-separated clusters, and every finite collection of admissible methods shares such a nontrivial common backbone.
This paper studies the problem of computing the stochastic probability (shortest code length) of the encoded vectors containing cluster structure using Normalized Maximum Likelihood (NML) model. This is of great theoretical and practical importance in data clustering based on Minimum Description Length (MDL) principle, such as for estimating the best number of clusters and best cluster structure for the data. Straightforward computation of the shortest code length of the vector containing cluster structure based on the NML model requires polynomial time with respect to the size of the vector and number of clusters. We show that this is a tractable problem by introducing a recursion formula for the efficient computation of normalizing constant from the NML model. The time complexity of the new formula is linear opposed to previous polynomial time with respect to the size of the vector and number of clusters.
Clustering mixed tabular data requires a unified metric space to bridge the inherent heterogeneity between continuous numerical measurements and discrete categorical symbols. Traditionally, algorithms rely entirely on dataset-internal statistics to estimate categorical relationships, which confines the learned metric to empirical co-occurrences and ignores conceptually obvious yet statistically unobserved affinities. Although LLMs offer external world knowledge, applying their text-centric reasoning to highly abstract tabular concepts presents significant challenges. Bridging this modality gap to construct a semantically complete metric typically requires embedding LLMs into iterative metric learning loops to dynamically optimize cross-modality representations. This incurs intractable computational overhead, forcing a compromise between semantic enrichment and scalability. Therefore, we propose GRACE, an LLM-grounded framework for scalable mixed-data clustering. GRACE shifts semantic acquisition to the attribute-value level via a multi-perspective LLM querying strategy, mapping heterogeneous values into knowledge-informed descriptions. Crucially, this one-shot grounding extracts general-purpose semantic representations that embed heterogeneous attributes into a unified space, decoupling expensive LLM invocation from iterative optimization. Furthermore, GRACE cross-validates these external semantics against dataset-internal statistical evidence to ensure alignment with the dataset-specific cluster structure. Ultimately, GRACE matches the scalability of conventional statistics-driven baselines while achieving superior clustering accuracy and conceptual interpretability over 11 competing methods. The source code is available at https://github.com/develop-yang/GRACE-GRACE-A
Mapping an atomic structure to a compact set of geometric descriptors is an essential step in any machine-learning application to atomic-scale modeling. A powerful and widely-used approach can be understood as a discretization of the histogram of pair distances, triangles, etc., that results in a hierarchy of symmetry-invariant atom-centered descriptors. Unfortunately, the lower rungs on this hierarchy (two, three, four-neighbor clusters) were found to be incomplete, with symmetry-unrelated pairs of structures having exactly the same descriptors. However, all the ``descriptor degeneracies'' reported so far are resolved by considering larger clusters of neighbors to build the descriptors. We report examples of 3D structures that are indistinguishable even if one considers clusters of up to seven neighbors, and to arbitrary order when considering a practical level of discretization of the descriptors, discovered with the assistance of large language models. The key ingredients in their construction can be traced to results that have been known for decades in different communities; the model was able to find the references and recognize their significance for the problem at hand. We believe this experiment exposes an extremely fruitful usage pattern for AI in science: translating results between different communities and application domains, accelerating the process by which serendipitous discoveries in a field become paradigm-shifting breakthroughs in another.
In this work, we propose K-SurvMeans, a novel extension of K-Means for clustering survival data. The method explicitly uses the survival outcome in the clustering process to optimize cluster centers, thereby maximizing pairwise survival differences between clusters. The objective function encourages the clusters to be well-separated from the survival perspective. Since the resulting optimization problem is non-differentiable, we employ the Particle Swarm algorithm for the Optimization process. To further improve flexibility and mitigate the curse of dimensionality, we extend the framework to operate in a learned low-dimensional latent space obtained via a dimensionality reduction. This allows the method to capture better-separated clusters and enhance optimization efficiency by reducing the search space. Experiments on multiple publicly available benchmark survival datasets demonstrate that K-SurvMeans consistently yields clusters with improved separation in survival distributions compared to existing deep learning-based survival clustering methods.
In many applications of matching, the point clouds to be matched are not merely unstructured sets of points but rather samples from distributions with an intrinsic cluster structure. In such cases, as individual points are often interchangeable within a coherent region, finding a robust region-to-region alignment is more desirable than establishing a precise point-to-point correspondence. To this end, we propose a novel approach for cluster-aware matching based on Laplacian Optimal Transport (LapOT). The key idea is to regularize the optimal transport problem with quadratic Laplacian terms constructed from similarity graphs of the point clouds, which encourages the optimal coupling to respect the cluster structure of both point sets. We also introduce Refined Simultaneous Clustering (RSC), a method that leverages the cluster-aware coupling obtained from LapOT to produce consistent partitions across the point sets, which can overcome the limitations of independent clustering and yield more stable and interpretable results. We demonstrate the effectiveness of our approach through theoretical analysis and empirical experiments, showing that LapOT indeed produces cluster-aware matching that leads to more consistent and meaningful alignments between point clouds.
Face recognition models represent each face as an embedding vector on the unit hypersphere by clustering embeddings of the same identity while pushing different identities apart through angular-margin losses. Because these losses act only on training identities, non-member identities may form clusters with different geometric properties. In this paper, we quantify the magnitude of this difference and what training-time factors control it. We compute four statistics based on cluster geometry across 180 face recognition models in a factorial design over IResNet backbone size, loss head, training duration, and the number of training identities, and evaluate each configuration on nine benchmarks. Our results indicate that the number of training identities has the largest effect on member/non-member separability, while backbone and loss head contribute far less, and that, on a same-domain held-out reference, the geometric membership signal decreases monotonically as more identities are added to training. We provide an analysis of cross-domain (pose, age, quality, ethnicity) non-member benchmarks and report that these inflate the apparent membership signal. Finally, we fuse all four statistics with a learned classifier to reveal additional membership information beyond the best individual statistic.
Pseudo-labeling based on Optimal Transport (OT) has become an effective mechanism for enhancing short text clustering. Existing OT methods are short in modeling semantic consistencies between samples, which may assign different pseudo-labels to semantically similar samples. These erroneous pseudo-labels can cause the model to produce inferior clusters. This paper proposes a novel short text clustering framework, which remedies the neglect of semantic consistency in existing OT methods, generating reliable pseudo-labels to facilitate clustering. Specifically, the proposed approach first designs an instance-level attention mechanism to capture semantic relationships between samples, which are then integrated into the OT formulation to endow the transport process with neighborhood semantic awareness. By solving the proposed OT formulation, reliable pseudo-labels are obtained that simultaneously account for sample-to-sample semantic consistency and sample-to-cluster global structure information. These pseudo-labels are then used as supervisory signals to guide the model to achieve accurate clustering. Extensive experiments demonstrate that the proposed approach outperforms state-of-the-art methods. The code is available at: \href{https://github.com/YZH0905/CAOT-STC}{https://github.com/YZH0905/CAOT-STC}.
Recent algorithmic advances have made directed acyclic graph (DAG) structure learning scalable for causal discovery. Yet, the currently available techniques assume a completely homogeneous population, precluding their application to clustered data where cluster-specific variations (e.g., patient-specific effects) are common. We address this issue by introducing a new approach that estimates a global structure while accounting for local cluster-level effects. The key idea is to extend the fixed- and random-effects framework of classical mixed models to the structure learning setting. Towards this end, we present a differentiable graph coupling mechanism that guarantees the union of the fixed- and random-effects graphs remains acyclic. Computationally, we provide a provably convergent first-order method and leverage efficient batched updates across clusters. Statistically, we establish identifiability of the model and show that our approach recovers the true structure asymptotically. In experiments on real and synthetic data, our proposal detects dependencies missed by alternative estimators, underscoring its value for structure learning in clustered settings.
Ryan Thompson, Matt P. Wand, Veerabhadran Baladandayuthapani
A variety of self-supervised image clustering approaches are invented in the past years. However, all dominant approaches are exploitative: The direction of parameter updates is determined by known states (observed input samples and existing parameters). We propose an explorative self-supervised learning framework that steps out of this zone. We define a surprise score that measures how unlikely the model's output representation is, assuming that all pixels are i.i.d. random noise. Maximizing the surprise score forces the deep learning model to reject the random noise null hypothesis, or equivalently, to discover non-randomness from data. Also, we propose a fundamental assumption: a surprise score cannot, in general, be fully optimized by exploitative optimization approaches. Thus, we propose the converge-to-surprise scheme to optimize a model: an evolution-strategy (ES) outer loop, which maximizes the surprise score using the mutation-selection mechanism, paired with a periodic gradient-descent inner loop, which uses the surprising clusters already discovered by ES as surrogate targets. On simple image benchmarks, our framework trained from scratch achieves new state-of-the-art results in non-parametric self-supervised image clustering --- the strictest deep-clustering setting, where the number of classes is unknown during training.
The classical k-means clustering cannot be directly used to incomplete data, and existing k-means-based clustering for missing data primarily focus on improving the practical accuracy of clustering, whereas most of them lack theoretical guarantees in the asymptotic sense. In this paper, we investigate the statistical properties of k-means clustering in the presence of missing data. We first establish the n-excess risk bound and prove the consistency of the estimated cluster centers under general missing mechanisms. For the Missing Completely at Random (MCAR) mechanism, we further derive the n-convergence rate and asymptotic normality of the estimated cluster centers. Moreover, we study in what cases the cluster centers estimated by incomplete data converge to the true cluster centers of original fully observed data, and give a sufficient condition about the missing probability and the separation among true clusters. These results provide a theoretical guarantee for missing-data-k-means. Notably, our analysis reveal that under MCAR mechanism, both achieving the n-rate and converging to the true cluster centers require k true centers to be distinct in every dimension, highlighting the significant challenges of application in high-dimensional regimes. Finally, we conduct numerical simulations on synthetic incomplete datasets to support our theoretical analysis results.
The classical k-means clustering, based on distances computed from all data features, cannot be directly applied to incomplete data with missing values. A natural extension of k-means to missing data is to involve only the observed positions in clustering, which is equivalent to imputing missing values by corresponding cluster means. However, for data missing not at random (MNAR), since missingness is related to data values, such a mean-imputation-based method may lead to the distortion of estimated cluster centers, resulting in a poor clustering result. Since MNAR mechanisms are very common in reality, it is necessary to improve the performance of k-means-based clustering methods for such data. In this paper, we focus on a magnitude-decaying MNAR scenario where data is more likely to be missing at positions with smaller absolute values, and we propose a novel k-means clustering method based on the constraint of the size of imputation values, which enjoys a good mathematical interpretation. Moreover, we establish the statistical consistency of the estimated cluster centers of the proposed method to the true cluster centers of fully observed data, and solve the optimization of the proposed loss function via an alternative minimization algorithm. Simulation experiments verify the effect of the proposed method in improving clustering results and reducing the bias of estimated cluster centers. Applications to real-world missing data further show the utility of the proposed method.
RAG systems retrieve documents optimized for answering one query at a time. Yet enterprise users arrive with sessions, that is, coherent episodes of related questions that span semantically distant parts of the knowledge base. We show that a single retrieval call over a standard knowledge base covers only 41% of a user's session-level information need. To close this gap, we reorganize the KB offline using co-occurrence-aware clustering and expand retrieval candidates through cluster neighborhoods at query time. On WixQA (6,221 enterprise support articles), our method raises single-query session coverage to 58% (+17% absolute; 95% CI: [14.1, 20.4]), reduces retrieval calls to 70% coverage by 34%, and compresses the KB to 20% of its original size, all consistently across four embedding models and six functional domains. We argue that session-level coverage, not single-query recall, should be the primary metric for enterprise RAG evaluation.
Real-time strategy (RTS) games present significant AI challenges, characterized by expansive state-action spaces arising from multi-unit coordination in continuous battlefields, and sparse delayed rewards stemming from final win/lose signals. Existing approaches face a trade-off between managing the dimensionality explosion of joint actions and maintaining the interpretability of complex state representations. This complexity is further intensified by the limitation of traditional hierarchical structures in adaptively decomposing tasks into effective tactical modules. Such difficulties are compounded by the black-box nature of deep learning models and their reliance on sparse rewards, which together result in limited sample efficiency and a lack of decision-making transparency. To address these limitations, this paper proposes HRL-IM/CBS, a hierarchical reinforcement learning framework with influence map hashing and cluster-based scripts for StarCraft micromanagement. Influence map hashing encodes global battlefield situations into compact hexadecimal codes, capturing spatial control and relative advantage. Cluster-based scripts enable dynamic local coordination through adaptive unit partitioning. The hierarchical multi-Q-table architecture decomposes decision-making into upper-level clustering strategy selection and lower-level tactical execution, with reward allocation providing dense learning signals. Experiments across six asymmetric scenarios demonstrate competitive performance against deep RL baselines while offering advantages in sample efficiency and interpretability through transparent Q-table representations.
Stepwise group-based RL is an attractive way to train long-horizon LLM agents without a learned critic: it reuses multiple sampled rollouts to estimate local advantages. Its weakness is less visible but more fundamental: every group-relative estimator assumes that the steps it compares are equivalent for credit assignment. We show that current agentic variants violate this assumption through a state-action credit mismatch. The observation-hash partition is overly fine on the state side, creating singleton groups with zero step-level signal, while a single within-group mean is too coarse on the action side, mixing state-value estimation with action-specific credit. We introduce BiPACE (Bisimulation-Guided Policy Optimization with Action Counterfactual Estimation), a drop-in advantage estimator that fixes both sides without adding a critic, auxiliary loss, or extra rollouts. BiGPO clusters steps by cosine distance in the actor's own hidden-state geometry, an empirical policy-induced proxy for bisimulation that substantially lowers the singleton rate left by observation hashing. PACE then recenters returns within each behavioral cluster using action-conditioned peer baselines; its Q-style instance estimates a local Q(s,a)-V(s) nonparametrically. On ALFWorld/Qwen2.5-7B, BiPACE_Q raises overall validation success from GiGPO's 90.8 to 97.1±0.9 over three seeds, and crosses the 95% threshold on every seed, which GiGPO never does within the same budget. On Qwen2.5-1.5B it reaches 93.5±1.2 versus GiGPO's 86.7, and on WebShop and TextCraft it improves over GRPO and GiGPO at both model scales. The measured BiPACE-specific overhead is 11.3% of a single training-step wall time. Yet it changes the estimator's comparison unit from surface identity to approximate behavioral equivalence plus action-side counterfactuals. The code is available at https://github.com/TianxiangZhao/BiPACE.
This methodological study analyzes the effects of collinearity, effective dimensionality, and cluster stability in a 2023 study of US airline profit cycles from 1995 to 2020 by Renold et al., which uses k-means clustering, principal component analysis, and system dynamic modelling.We replicate their clustering experiment in three spaces -- the original 7-dim. raw-variable space, a 3-dim. PC score space, and a 4-dim. PC score space using their dataset. We show that the six-cluster taxonomy is geometrically robust: k-means in 3-PC space produces bit-for-bit identical cluster assignments relative to 7D raw space. As a nonlinearity check we apply kernel PCA under six kernels spanning three families plus a linear baseline. The kernels confirm an intrinsically linear manifold with no detectable curvature. The silhouette criterion reveals that the dataset structurally supports only three clusters, not six. Collinearity in the raw 7D space suppresses the silhouette signal. A kernel ridge regression check confirms no nonlinear accuracy gain over linear ridge once the COVID19 year is excluded. Together, these results argue for clustering on PC scores rather than raw variables in collinearity-prone panel data.
Unsupervised Continual Learning (UCL) aims to enable neural networks to learn sequential tasks without labels or access to past data. A major challenge in this setting is Catastrophic Forgetting, where models forget previously learned tasks upon learning new ones. This challenge is amplified in UCL due to the absence of labels to guide learning and memory retention. Existing mitigation strategies, such as knowledge distillation and replay buffers, often raise memory and privacy concerns. Moreover, current UCL methods largely overlook clustering-specific objectives. To fill this gap, we introduce Unsupervised Continual Clustering (UCC) and propose Forward-Backward Knowledge Distillation for Continual Clustering (FBCC). FBCC employs a continual teacher network with a clustering projector and lightweight task-specific students. Through a dual-phase forward-backward distillation process, the teacher learns new clusters while preserving previously discovered cluster structure without storing past data. FBCC represents a pioneering approach to UCC, demonstrating improved clustering performance across sequential tasks. Experiments on four benchmark datasets demonstrate that FBCC consistently outperforms existing continual learning baselines in clustering accuracy while significantly reducing catastrophic forgetting.
Mohammadreza Sadeghi, Sareh Soleimani, Zihan Wang +1
Discrete speech units obtained via k-means clustering of self supervised embeddings entangle phonetic, speaker, and language information, causing speaker mixing and cross-lingual interference in multilingual multi-speaker speech generation. Despite growing use in Audio LLMs and speech to speech systems, unit vocoders remain underexplored. We analyze a BigVGAN based unit vocoder, across four Indian languages. We study the interaction between cluster size and conditioning strategies using WER, speaker similarity, and unit level metrics. Results show that cluster size governs intelligibility by improving phonetic discriminability, while explicit speaker conditioning is indispensable for preventing identity collapse. Language supervision yields further gains mainly at lower cluster sizes where units remain ambiguous. Our analysis shows similar phonemes across languages collapse to the same cluster IDs at smaller inventories, with larger clusters progressively separating them.
Finding manifold structures in noisy and high-dimensional point clouds is a challenging but important problem. In astronomical observation survey and simulation data the detection of filaments, streams (1D), walls (2D) and clusters (3D) gives rise to deeper understanding of the evolution of our universe. The Locally Aligned Ant Technique (LAAT) uses biologically inspired agents to efficiently recover faint and multidimensional structures. However, very dense hubs (e.g. nodes or globular clusters) dominate the ants' activity, creating unnecessary computational overheads. In this paper we propose a two-stage solution. First a fast preprocessing step locates the hubs and replaces them with a tailored likelihood model. Subsequently, a mixed likelihood-pheromone strategy guides the ants to efficiently bridge the dense regions. We demonstrate improvements in detection efficiency and robustness of LAAT with synthetic and a large-scale astronomical N-body simulation of the cosmic web.
Simone Vilardi, Reynier Peletier, Felipe Contreras +1
Selecting a clustering algorithm and its hyperparameters without labels is a common difficulty in engineering machine learning pipelines that work with unsupervised analysis of sensor, image, or process data. Clustering validation indices (CVIs) provide internal scores for ranking candidate clusterings, but most popular CVIs are built from Euclidean compactness and separation terms and so tend to favour compact, convex partitions. Their performance is known to degrade on non convex, irregular, or variable density data, where kernel transformations or alternative distance measures are typically used at the cost of additional tuning and computation. This paper introduces the Central Description Length (CDL) clustering validation index. CDL uses the observed within cluster compactness, the estimated cluster centers, and the estimated cluster covariances to compute a probabilistic upper bound on the description length associated with the unobservable true cluster centers. The bound condenses intra cluster compactness and centroid displacement into a single computable quantity and is evaluated on the partition produced by any clustering algorithm. The implementation uses only observable quantities (the data, the partition, the estimated centers, and the estimated covariances) and does not use ground truth labels. On synthetic benchmarks with non convex and arbitrary shape clusters, CDL-CVI selected the reference number of clusters more often and reached higher Adjusted Rand Index (ARI) values than the conventional CVIs we tested, without an additional kernel preprocessing stage. On image benchmarks (MNIST, CIFAR-10, STL-10) clustered from frozen unsupervised embeddings, CDL-CVI returned cluster numbers close to the reference class counts across K-means, DBSCAN, and spectral clustering in the reported trials.
This work introduces mathematical morphology-an established visual computing theory-into machine learning to exploit shape and density aspects often overlooked by standard techniques. We propose a fast clustering algorithm based on morphological reconstruction that accurately preserves cluster shapes and density. This scheme offers unique features: an intrinsic sense of maximal clusters, cost-free noise removal, and diverse growth patterns controlled by structuring elements.Additionally, we propose a novel distance metric combining Minkowski and Chebyshev distances, highly efficient for morphological dilations. In Z2 discrete neighbourhood iterations, it is roughly 1.3 times faster than Manhattan and 329.5 times faster than Euclidean distances. When evaluated using a k-Nearest Neighbours (k-NN) classifier across 33 UCI datasets against 14 other distances, our metric achieved above-average accuracies most frequently (26 of 33 cases) and the best overall accuracy in 9 cases.Finally, we introduce novel morphological classifiers. Unlike current literature, this proposal uniquely models shape, density, and fractal information in datasets.
Multimodal instruction tuning is the de facto recipe for adapting vision language models (VLMs), yet instruction data are highly redundant, making data selection critical for training efficiency. Existing methods derive selection signals from a specific model or dataset, so whenever the target model or candidate pool changes, the criteria must be recomputed from scratch at substantial cost. To address this, we propose OFA, a data selection framework that trains a reusable selector once and applies it to any dataset or model without recomputation. OFA clusters multimodal instructions in a frozen CLIP space, derives pseudo labels from the cluster structure, and trains a lightweight selector for only a few epochs; samples on which this selector is least confident are selected as the most informative. Once trained, the frozen selector transfers directly across datasets and model scales. The selector is trained once on LLaVA-665K and applied both to LLaVA-665K itself and, without any retraining, to the unseen Vision-Flan-186K. Selecting only 15% of the data, OFA achieves 98.3% of full data performance across 10 downstream benchmarks; on the smaller Vision-Flan-186K, the transferred selector surpasses full data training by 10.6%, confirming that the learned signal generalizes to datasets never seen during selector training. The same selected subsets benefit VLMs at both Qwen2.5-VL-3B and LLaVA-v1.5-7B without per model recomputation, decoupling selection from the target model. These results demonstrate that a single, transferable selector provides an effective and reusable solution for efficient multimodal instruction tuning.
Mode separation, namely how sharply a distribution fragments into barrier-separated clusters, is a fundamental geometric property of densities, difficult to quantify in high dimensions. It is structurally distinct from dispersion, yet existing tools fall short: differential entropy rises with spread regardless of fragmentation, PCA orders directions by variance regardless of barriers, and mutual information requires a mixture decomposition one usually does not have. We measure mode separation through a single stochastic process intrinsic to the density: a unique reversible diffusion with f as its stationary distribution and constant scalar diffusion coefficient. We extract two readouts from its autocovariance matrix: SSA (Sum of Squared Autocorrelations), a scalar barrier-sensitive measure; and DA (Dominant Autocorrelation directions), linear projections ordered by metastability rather than variance. Under an isotropic-Gaussian null, we derive a closed-form spectrum for the empirical autocovariance that generalizes Marchenko--Pastur, with an analytic upper edge that selects the lag at which DA is read off. Both readouts use only samples and a score function, scaling to high dimensions through pretrained score-based generative models via Tweedie's identity. We apply our framework to three settings: (i) synthetic Gaussian mixtures, where SSA tracks mutual information; (ii) SDXL text-to-image generations, where SSA and DA capture structure that entropy and PCA miss; and (iii) molecular dynamics of alanine dipeptide, where DA recovers the known slow backbone dihedrals from static samples alone.
3D semantic scene understanding is essential for digital twins, autonomous driving, smart agriculture, and embodied perception, yet dense point-wise annotation for point clouds remains expensive and difficult to scale. Existing annotation-free methods often face a trade-off between semantic recognition and structural efficiency: open-vocabulary and foundation-model-driven methods provide strong semantic priors, but often come with substantial computational costs, while structure-oriented methods based on superpoints, clustering, and graph reasoning are lightweight but often produce category-agnostic regions. We propose DDS, a resource-efficient structure-oriented framework for region-consistent and semanticized annotation-free 3D scene understanding. DDS preserves the lightweight superpoint-based organization paradigm while incorporating visual semantic cues from projected features and segmentation-derived masks. It first performs multi-granularity distillation to guide the 3D backbone at the point, mask-prototype, and inter-prototype levels, then applies graph diffusion over superpoints to propagate semantic information directly in 3D, producing coherent region representations without costly spectral decomposition or dense open-vocabulary 3D feature fields. Finally, DDS uses segmentation-cluster association to assign interpretable semantic names to category-agnostic 3D clusters. Experiments on real-world datasets show that DDS achieves the best performance among representative structure-oriented annotation-free baselines, improving oAcc, mAcc, and mIoU by up to 5.9%, 8.1%, and 2.4%, respectively. These results demonstrate that DDS improves region consistency and lightweight semantic recognition, providing a scalable and interpretable solution for annotation-free 3D scene understanding.
This paper studies the identifiability and stability of drifting fields in the framework of Generative Modeling via Drifting. The motivating question is whether a zero-drift equilibrium identifies the target distribution and whether an approximately vanishing drift implies weak distributional convergence. Since the original drifting model employs the Laplace kernel by default, we first analyze why Gaussian score-based arguments fail to apply. This analysis motivates the introduction of companion-elliptic kernel families, which are characterized by a companion potential satisfying an elliptic closure relation. We show that this class naturally contains the Laplace kernel and consists precisely of Gaussian and Matérn kernels with smoothness parameter ν>0. Within this class, we establish field identifiability for arbitrary Borel probability measures on Rd: if the drifting field between two such measures vanishes identically, then they must coincide. For stability, we demonstrate that convergence of the field alone does not guarantee weak convergence, since mass may escape to infinity while remaining invisible to the field. Although tightness directly removes this obstruction and restores weak stability, we prove that, even without tightness, every C0-vague cluster point lies exactly on the defect ray {cp:0≤c≤1}. Consequently, a single scalar C0 observable suffices to detect the missing mass and recover weak convergence.
This paper studies the computational difficulty of clustering problems that are defined directly on a continuous probability density. Rather than working with finite samples, we assume the density is given as a polynomial and ask whether it contains certain cluster structures. Four natural questions are examined. First, do there exist several points with high density that are far apart from each other. Second, do two high density points have a midpoint with low density, creating a valley between them. Third, does the region where the density is above a threshold have at least a given number of separate connected pieces. Fourth, does that same region contain a hole, meaning a loop that cannot be shrunk to a point. We prove that the first two problems, separated points and valley detection, are exactly as hard as the existential theory of the reals, a complexity class that contains NP and is believed to be strictly larger. In contrast, the topological problems of counting connected pieces and detecting holes are at least as hard as the existential theory of the reals, but their exact complexity remains open. Placing them inside that class would need a major advance in real algebraic geometry. These results give the first rigorous classification of exact continuous clustering inside the real polynomial hierarchy. They also show that even basic clustering criteria are not NP complete unless unexpected collapses occur.
Automated bacterial colony counting from images is an important technique to obtain data required for the development of vaccines and antibiotics. However, bacterial colonies present unique machine vision challenges that affect counting, including (1) small physical size, (2) object clustering, (3) high data annotation cost, and (4) limited cross-species generalisation. While FamNet is an established object counting technique effective for clustered objects and costly data annotation, its effectiveness for small colony sizes and cross-species generalisation remains unknown. To address the first three challenges, we propose ACFamNet, an extension of FamNet that handles small and clustered objects using a novel region of interest pooling with alignment and optimised feature engineering. To address all four challenges above, we introduce ACFamNet Pro, which augments ACFamNet with multi-head attention and residual connections, enabling dynamic weighting of objects and improved gradient flow. Experiments show that ACFamNet Pro achieves a mean normalised absolute error (MNAE) of 9.64% under 5-fold cross-validation, outperforming ACFamNet and FamNet by 2.23% and 12.71%, respectively.
Algorithmic decisions about individuals require predictions that are not only accurate but also fair with respect to sensitive attributes such as gender and race. Causal notions of fairness align with legal requirements, yet many methods assume access to detailed knowledge of the underlying causal graph, which is a demanding assumption in practice. We propose a learning framework that achieves interventional fairness by leveraging a causal graph over \textit{clusters of variables}, which is substantially easier to estimate than a variable-level graph. With possible \textit{adjustment cluster sets} identified from such a cluster causal graph, our framework trains a prediction model by reducing the worst-case discrepancy between interventional distributions across these sets. To this end, we develop a computationally efficient barycenter kernel maximum mean discrepancy (MMD) that scales favorably with the number of sensitive attribute values. Extensive experiments show that our framework strikes a better balance between fairness and accuracy than existing approaches, highlighting its effectiveness under limited causal graph knowledge.
We introduce Gradient Boosted Mixed Models (GBMixed), a framework which extends boosting to clustered data by jointly modeling the mean and variance components in a linear mixed model via likelihood-based gradients. GBMixed estimates a nonparametric fixed effects function characterizing the overall mean of the response, while also allowing the random effects covariance matrix along with the residual variance to depend on covariates in a flexible manner. We demonstrate how GBMixed facilitates covariate-dependent random effect predictions, and subsequently point predictions and prediction intervals for individual treatment effects, that can adapt between population-level and cluster-level information. Simulations and applications to two real-world datasets demonstrate that GBMixed can accurately recover complex nonlinear fixed effect functions and covariate-dependent covariances in a linear mixed model, while also improving point and probabilistic predictive performance compared with several existing approaches such as parametric linear mixed models, Natural Gradient Boosting, and Gaussian Process Boosting.
Mitchell L. Prevett, Francis K. C. Hui, Zhi Yang Tho +2
Unsupervised feature selection is critical for improving clustering performance in high-dimensional data, where irrelevant features can obscure meaningful structure. In this work, we propose the Minkowski weighted k-means++, a novel initialisation strategy for the Minkowski Weighted k-means. Our initialisation selects centroids probabilistically using feature relevance estimates derived from the data itself. Building on this, we propose two new feature selection algorithms, FS-MWK++, which aggregates feature weights across a range of Minkowski exponents identifying stable and informative features, and SFS-MWK++, a scalable variant based on subsampling. We support our approach with a theoretical analysis, demonstrating that, under explicit assumptions on noise features and cluster structure, relevant features are assigned consistently higher weights than noise features across a range of Minkowski exponents. Our software can be found at https://github.com/xzhang4-ops1/FSMWK.