Document Chunking

Follow this topic Ask about this topic

Momentum

5 papers in the last four weeks, against 1 the four weeks before. 0.0% of all new papers.

Jul 13Week of Sep 28

Latest papers 32

Oct 7, 2026cs.IR

Does Document Structure Help Dense Retrieval? A Placebo-Controlled Ablation of Four Mechanisms Across Two Corpora

Retrieval-augmented generation systems increasingly rely on document-structure treatments: structure-aligned chunking, LLM-generated chunk contexts, heading-path metadata, and hierarchical two-stage retrieval. Separate studies support each on different corpora, embedders, and metrics, and none control for a shared confound: any text prepended to a chunk perturbs its embedding. We present a mechanism-isolating ablation testing all four treatments under one protocol, matching chunk sizes across conditions and adding a semantically null placebo---heading paths that are structurally valid but shuffled across documents. We score retrieval with a coverage-aware nDCG and test four pre-registered contrasts via document-clustered bootstrap with Holm correction, on two distant corpora: 200 Wikipedia Featured Articles (951 queries) and 1,585 QASPER papers (4,303 questions). Organization helps, and the cause is content, not tokens: structure-aligned chunks with real heading paths beat contextualized fixed windows (+0.022 / +0.012 cov-nDCG@10) and the placebo (+0.010 / +0.016). Naive two-stage hierarchical retrieval hurts (-0.033 / -0.015), traceable to first-stage section recall. Gold structure beats LLM-induced structure on Wikipedia but not on QASPER. Effects are small (

dz

0.06-0.11) but Holm-significant and consistent across corpora.

Andrey Kuehlkamp, Priscila Correa Saboia Moreira, Samuel Rund

Center for Research Computing, University of Notre Dame Notre Dame, Indiana, USA

Information Retrieval Dense Retrieval Document Chunking

Oct 5, 2026cs.AI

Smart Content Ingestion for Generative AI Workloads

The evolution of machine learning has progressively changed where intelligence resides in an AI system. In conventional machine learning the task, data representation, labels and model architecture were tightly coupled, so data preparation was narrow, schema-bound and visible. Generative AI decouples the model from any single task: one foundation model serves open-ended downstream tasks, and the generality gained on the model side is matched by heterogeneity on the data side, because enterprise knowledge is authored in the formats people use (PDF, presentations, spreadsheets, scanned documents, forms, tables, diagrams and mixed-layout files) that carry textual, visual, geometric and structural information at once. A language model or retriever cannot reason reliably over information misrepresented at this interface, so content extraction becomes a lifecycle stage in its own right whose errors no downstream retriever or re-ranker can repair. This paper presents a production-ready content-extraction system that makes this stage explicit, configurable, and measurable. The system incorporates selective OCR routing, a scarcity-first curation engine with a reference-based extraction scorer that measures character, word, and table-structure accuracy, a deterministic structure-aware parent-child chunker, and a read-only retrieval evaluator that generates grounded questions from every page and reports Hit@k, mean reciprocal rank, and latency. On a 180-document corpus the best extractor scores 97.4 of 100 (character error rate 0.13%, table similarity 0.995) and the chunker reaches hit@1 of 68.6%, hit@10 of 92.8% and MRR 0.77 over 25,050 generated questions. We distil three design principles (structure before semantics, never mutate what you measure, budget your labels) and position measured content extraction as the perception layer of enterprise agentic systems.

Abbas Raza Ali, Muhammad Ajmal Siddiqui, Moona Zahid

Citigroup Inc., London, United Kingdom · Ernst & Young LLP, London, United Kingdom · NVIDIA Corporation, London, United Kingdom

Document Chunking Document Information Extraction Document Parsing

Sep 24, 2026cs.CL

ChunkRank: Model-Aware Text Chunking and Abstention-Aware Answer Selection for LLM Pipelines

We present ChunkRank, an open-source Python library that derives chunk boundaries from a target model's tokenizer and context window, and selects an answer among candidates produced independently per chunk. It ships a validated registry of 90 models across 15 providers and six answer-selection methods, and needs only three core dependencies. For chunking, ChunkRank avoids context-window overflow automatically from the model name, whereas character-based splitters overflow or waste the budget, and a fidelity study across 11 languages shows why token-exact budgets matter beyond English. For answer selection we report a negative result: on NaturalQuestions, TriviaQA and HotpotQA, with extractive and generative readers, no content-based ranker reliably beats taking the first non-empty answer. The reason is reader abstention on chunks that lack the answer, not answer position. A long-context baseline shows that chunking matches single-call reading on single-hop questions, so ChunkRank targets small-window and beyond-window settings. Code, registry and evaluation harness are released.

Amit Nautiyal, Ayush Bhatt, Gaurav Nautiyal

Document Chunking Question Answering LLM Abstention

Sep 21, 2026cs.CV

Document Retrieval-Aware Chunking (D-RAC): Universal Retrieval-Aware Ingestion of Enterprise Documents via PDF Normalization and Multimodal Markdown Conversion

Retrieval-Augmented Generation (RAG) systems over enterprise knowledge bases must ingest heterogeneous document formats -- PDFs, Word documents, presentations, and scans -- whose content is locked inside complex visual layouts, multi-column pages, and dense tables. Rule-based extraction and OCR destroy reading order, flatten tables, and lose heading hierarchy, while fully agentic chunking over extracted text incurs high token costs and hallucination risk. We present Document Retrieval-Aware Chunking (D-RAC), an extension of our Web Retrieval-Aware Chunking (W-RAC) framework to arbitrary document formats. D-RAC first normalizes any input document into PDF, exploiting the fact that virtually every format has a faithful, deterministic PDF rendering. A single multimodal LLM pass then converts rendered pages into retrieval-optimized Markdown -- rewriting tables as self-contained prose statements and preserving heading hierarchy -- after which chunking proceeds exactly as in W-RAC: deterministic parsing into ID-addressable units followed by lightweight LLM-based chunk planning over identifiers rather than text. Source text is never regenerated during chunking, preserving W-RAC's cost, determinism, and observability benefits while unlocking every renderable format as a first-class input. On the 236-document, 795-page PDF subset of the RAG-Multi-Corpus benchmark spanning five enterprise domains, D-RAC converts and chunks the entire corpus in 72 minutes with zero errors, producing 1,748 retrieval-ready chunks. Compared to agentic chunking with frontier LLMs, D-RAC reduces chunking-stage output tokens by 95.7%, cutting chunking cost by 77.8% (GPT-4.1 pricing) to 85.6% (Gemini 2.5 Pro pricing) and chunking time by 75%. D-RAC scales linearly to documents of 500+ pages.

Uday Allu, Abhivanth Sivaprakash, Pratik Singh +1

AI Research Team Yellow.ai · AI Research Team, Yellow.ai

Document Chunking Retrieval-Augmented Generation Document Parsing

Sep 17, 2026cs.AI

Q&A on Any Spreadsheet Requires Interpreting Its Grid Structure

Semantic cell annotation improves chunking interpretability for spreadsheets in LLM-driven RAG systems, aiding answer generation through enriched context rather than improved retrieval accuracy. We propose a novel framework of splitting any spreadsheet into interpretable chunks using cell role annotation. Our framework beats the state of the art, yet it faces a hard ceiling. Spreadsheets are fundamentally two-dimensional unstructured data with continuous relationships and infinite potential cell roles. Because classification models are restricted to finite, pre-defined classes, they cannot perfectly capture this structural nuance, even with human-level annotation. We show that addressing the spreadsheet-to-LLM bottleneck requires moving beyond discrete cell classification. Instead, the field must develop dimensionality-reduction techniques to directly flatten 2D unstructured spreadsheets into 1D unstructured text. Text chunks would be easier for downstream RAG to interpret and generate from.

Zofia Smoleń

Systems Research Institute, Polish Academy of Sciences Warsaw, Poland

Document Chunking Table QA

Sep 14, 2026cs.CL

EAR: Entity-Aware Partitioning Approach for Retrieval-Augmented Generation Development

Retrieval-augmented generation (RAG) can improve knowledge-intensive question answering, but the first design choice is easy to overlook: how should the source corpus be partitioned into retrievable units? Fixed-size chunks often return long passages whose relation to the question is only implicit. We introduce EAR, an Entity-Aware Partitioning approach for multiple-choice question answering (MCQA). EAR extracts normalized surface anchors from the question, answer options, and corpus; retrieves local windows around matching corpus anchors; and can attach a larger parent passage through an extractive summary. We evaluate EAR on a cleaned Massive Multitask Language Understanding (MMLU)-style subset of 153 questions selected by an automatic corpus-support heuristic and using decontaminated public textbook text. Across same-protocol top-k = 3 and top-k = 8 sweeps with Mistral, Gemma, and DeepSeek, EAR entity-window reduces retrieved words by 37.5-40.2% relative to chunks. Observed accuracy changes are +5.2, +1.3, and -3.9 points at top-k = 3, and +5.9, -3.3, and -4.6 points at top-k = 8; none of the entity-window differences is statistically significant. The scoped contribution is methodological: EAR provides a compact and inspectable retrieval unit, while its rule-based anchor extractor remains domain-specific and requires separate validation before transfer.

Cenab Batu Bora, Oylum Alatl\i, Sebnem Bora +1

Georgia Institute of Technology, Atlanta, GA, USA · Ege University, Izmir, Turkey

Document Chunking Retrieval-Augmented Generation Multiple-Choice Question Answering RAG Evaluation Knowledge-Intensive QA

Sep 14, 2026cs.CL

Doc2FRC: Length-Consistent Document-Level Machine Translation via Fixed-Range Chunking

Advanced large language models (LLMs) with long context windows can substantially reduce input truncation in document-level machine translation (DocMT). However, direct Doc2Doc translation remains prone to n-gram repetition and progressive quality degradation. A common remedy is to segment the document into finer-grained chunks. Nonetheless, conventional rule-based chunking approaches fail to handle the length distribution mismatch between training and inference. To address this, we introduce Fixed-Range Chunking (FRC), utilizing dynamic programming to partition documents into chunks within a predefined length interval. By consistently applying FRC during training and inference, the input documents of any length are mapped to the same length distribution, substantially reducing train-test length mismatch. Centered on FRC, we propose a lightweight dual-boundary matching algorithm for chunk alignment, alongside four distinct training strategies. Experimental results show that FRC-based fine-tuning substantially improves 7B LLMs over direct Doc2Doc fine-tuning and outperforms existing DocMT methods on IWSLT2017. We further construct GlobVDoc, a 10-language test set independent of mainstream DocMT training sources, and show that FRC improves out-of-distribution document translation.

Xiaotian Wang, Youyuan Lin, Zhan Shen +1

The University of Tokyo · Riken · Kyoto University +1

Document Chunking LLM Fine-Tuning Document-Level MT Machine Translation

Aug 31, 2026cs.CL

Configurable Semantic Chunking for Biomedical Information Extraction in Retrieval-Augmented Generation

BioMedRAG introduced retrieval-augmented generation with a learned chunk scorer for biomedical information extraction. However, it relies on fixed-size chunking which can fragment semantic evidence. We propose a configurable semantic chunking framework that addresses this limitation by combining entity-preserving windows, trigger-centered chunking, proposition-first extraction, tiered trigger prioritization, and hierarchical relation resolution. The framework integrates with BioMedRAG by replacing only the chunk construction stage while preserving the embedding model, learned chunk scorer, generator, and evaluation protocol. We evaluate the framework on biomedical relation extraction benchmarks (GM-CIHT, DDI, ChemProt) and adverse event classification (ADE). On GM-CIHT, the full hybrid configuration achieves 82.6% F1, improving over the fixed-size baseline (74.2% F1) by 8.4 points under our experimental setup. Cross-dataset analysis shows that semantic chunking improves extraction datasets with explicit relation cues, such as GM-CIHT and DDI, while fixed chunking remains competitive or stronger for dense biochemical extraction and binary classification settings such as ChemProt and ADE. By externalizing chunking logic into configuration files, the framework provides an interpretable and adaptable alternative to rigid fixed-size chunking for biomedical RAG pipelines.

Riya Ahuja, Tim Kacprowski, Roya Shiasi Sardoabi

Institute of Data Science in Biomedicine, TU Braunschweig, Braunschweig, Germany · Braunschweig Integrated Centre of Systems Biology, TU Braunschweig, Braunschweig, Germany

Relation Extraction Document Chunking Retrieval-Augmented Generation Document Information Extraction Biomedical IR

Aug 5, 2026cs.CL

Right Reset: Chunking by Prefix Removal

Removing the left context from a causal language model reveals a useful kind of boundary: an edge where the model processes the same right-hand tokens with little change. We turn this observation into prefix-removal probing and introduce Right Reset (RR), which measures preservation of the right-hand hidden-state trajectory. A dynamic program converts RR edge scores into variable-length chunks. On flattened text formed by concatenating topically similar records after deleting their separators and layout, RR recovers 47.7% of the original records as clean units, versus 25.9% for a BGE embedding boundary, the strongest tested conventional baseline without task-specific model training. The gain persists after rendering and OCR. Passive scores from the same Qwen3-4B layer and direct prompting of a same-scale instruction model perform substantially worse on flattened records. Across six language models, RR-selected cuts also undergo consistently less local output disruption than unselected candidate edges. An observed-token likelihood-ratio readout is competitive in some architectures, indicating that the central contribution is the intervention: context dependence itself can provide a boundary signal when surface structure is weak.

Mike Vegeto

Independent Researcher

Document Chunking Causal Interventions in Language Models

Jul 23, 2026cs.CL

Khondo: A Multimodal Benchmark for Document Packet Splitting of Bangla Forms

Document packets, multiple documents concatenated into a single file, are common in government and administrative workflows, yet splitting them into their constituent documents is difficult, especially for low-resource languages. We introduce Khondo (Bangla for split/segment), the first benchmark for document packet splitting on Bangladeshi government forms. Unlike prior English and OCR-text-based datasets, Khondo is bilingual (Bangla--English) and vision-native; where models operate directly on page images. It spans five concatenation schemes, from sequential to fully shuffled, across 14 administrative domains, with ground-truth boundaries, domain types, and page order. Zero-shot evaluation of MLLMs shows they cluster pages into their source documents fairly well but struggle in restoring the original page order once shuffled. To isolate what drives this difficulty, we run two controlled analyses, varying the prompt instruction and then the packet language. Both primarily affect ordering rather than clustering: (a) explicit page-order instructions are necessary but insufficient, and (b) English packets are ordered more reliably than Bangla, making page arrangement the dominant challenge and language a secondary but consistent factor. Khondo establishes page-order reconstruction as a key open problem in vision-based, low-resource document understanding, and provides a controlled benchmark for measuring progress toward solving it. Our dataset and code is available at https://huggingface.co/datasets/Mausul/khondo

Abu Tyeb Azad, Fahim Ahmed, Ishita Sur Apan +7

Wichita State University, USA · CCDS, Independent University, Bangladesh · Amazon GenAI, USA

Document Chunking Multilingual VLM Evaluation Document Image Understanding

Jul 2, 2026cs.IR

Evaluating Chunking Strategies for Retrieval-Augmented Generation on Academic Texts

Retrieval-Augmented Generation (RAG) systems use the question-answering capabilities of Large Language Models (LLMs) to access information outside their parameters. We evaluate if cluster-based semantic chunking improves retrieval and answer quality compared to fixed-size and recursive chunking evaluating on long, structured academic theses using the Retrieval Augmented Generation Assessment (RAGAs) framework. RAGAs based faithfulness shows limited reliability in this setup. Performance on fixed versus document specific questions varied substantially, likely related to the formatting of documents and preprocessing. Under the tested configuration, cluster-based chunking did not outperform simpler strategies.

Valentin J. J. Kreileder, Johannes Reisinger, Andreas Fischer

Computer Science · Deggendorf Institute of Technology · Deggendorf, Germany

Document Chunking Retrieval-Augmented Generation Document QA RAG Evaluation

Jun 19, 2026cs.IR

When Does Overlap Help? OSU-Mem and a Cell-Conditional Analysis of Trajectory Memory for LLM Agents

Long-horizon large language model (LLM) agents accumulate interaction trajectories that quickly exceed any practical prompt budget, and existing memory methods either truncate aggressively and lose non-local evidence or retain boilerplate that degrades decision quality. We ask a mechanism question rather than claiming a better general-purpose memory system: when does organizing trajectory memory into overlapping semantic units (OSUs) -- groups of related steps in which one step may belong to several units -- help retrieval over flat or disjoint alternatives? We instantiate this in OSU-Mem, which retrieves from an overlapping OSU pool via budgeted coarse-to-fine expansion, and show its benefit is conditional: overlapping memory helps when the evidence steps a query needs share tool calls or entities, but hurts when those steps are fully heterogeneous and share neither. On a synthetic benchmark where evidence carries such shared structure by construction, OSU-Mem improves over the strongest baseline as the theory predicts; yet on a concatenated, constructed unaugmented

τ

-bench setting its aggregate advantage over flat retrieval vanishes. Splitting queries by whether their evidence shares tools and entities shows this near-tie to be an artifact of mixing query types rather than a property of either method, and ToolBench, a controlled probe built to carry shared structure by design, corroborates the same mechanism via an overlap-vs.-disjoint construction contrast (under a coverage-guided variant), isolating the construction principle rather than validating the full default system. Because the relevant sharing is cheaply estimable from metadata, the analysis yields a metadata-based heuristic for predicting when overlap is likely to improve retrieval. We deliberately isolate the retrieval layer, assessed by retrieval quality and an LLM-mediated evidence-selection stage.

Mellow Baixuan Chen, Xiangguo Sun

Courant Institute of Mathematical Sciences, New York University, New York, USA · Southeast University, Nanjing, China

Document Chunking LLM Agent Memory Agent Memory Management

Jun 17, 2026cs.CL

Lost in a Single Vector: Improving Long-Document Retrieval with Chunk Evidence Aggregation

Dense retrieval ranks one query vector against one document vector. On long documents, this interface can fail when a short but decisive span is weakened during document encoding before ranking. We study this failure mode as document-side early compression and introduce the Evidence Dilution Index (EDI) to measure how far a document-level representation falls below the strongest chunk-level evidence within the same gold document. Guided by this view, we propose DICE (Document Inference via Chunk Evidence), a training-free document-side strategy that splits documents into chunks, encodes them independently with a frozen model, and aggregates them back into a single vector while preserving the standard one-query-one-document interface. On LongEmbed, DICE improves retrieval across four backbones, with the largest gains on slices beyond 4k tokens: for Dream, Passkey >4k rises from 30.0 to 90.0 and Needle >4k from 23.3 to 74.0. Across 12,779 filtered samples, DICE yields lower EDI than the single-vector baseline in 92.8% of cases. These results establish document-level encoding as a practical and underexplored lever for long-document retrieval.

Shanshan Lyu, Yiwei Wang, Yujun Cai +2

Chongqing University · State Key Laboratory of AI Safety · Institute of Computing Technology, Chinese Academy of Sciences +2

Long-Context Retrieval Document Chunking Embedding Compression Dense Retrieval

Jun 16, 2026cs.CL

SproutRAG: Attention-Guided Tree Search with Progressive Embeddings for Long-Document RAG

Retrieval-augmented generation (RAG) systems must balance retrieval granularity with contextual coherence, a challenge that existing methods address through LLM-guided chunking, single-level context expansion, or hierarchical summarization. These approaches variously depend on costly LLM calls during indexing or retrieval, limit context aggregation to a single granularity level, or introduce information loss through summarization. We present SproutRAG, an attention-guided hierarchical RAG framework that addresses this trade-off by organizing sentence-level chunks into progressively larger but semantically coherent units, using learned inter-sentence attention to construct a binary chunking tree. Unlike prior approaches that rely on external LLMs, fixed context expansion, or lossy summarization, SproutRAG learns which attention heads and layers best capture semantic document structure, enabling multi-granularity retrieval without additional LLM calls or compressed summaries. At retrieval time, SproutRAG uses hierarchical beam search to retrieve candidates at multiple granularities, capturing multi-sentence relevance beyond flat retrieval. The framework is trained end-to-end with a joint objective that improves both embeddings and tree structure. Experiments across four benchmarks spanning scientific, legal, and open-domain settings demonstrate that SproutRAG improves information efficiency (IE) by 6.1% on average over the strongest baseline. Code is available on https://github.com/AmirAbaskohi/SproutRAG.

Amirhossein Abaskohi, Issam H. Laradji, Peter West +1

University of British Columbia · ServiceNow Research

Document Chunking Retrieval-Augmented Generation Information Retrieval Dense Retrieval

Jun 15, 2026cs.IR

SCAR: Semantic Continuity-Aware Retrieval for Efficient Context Expansion in RAG

Fixed-length chunking in Retrieval-Augmented Generation (RAG) often leads to boundary fragmentation, where critical evidence is split across segments, degrading retrieval recall. While static windowing and parent retrieval improve recall, they introduce significant token overhead. We propose SCAR (Semantic Continuity-Aware Retrieval), an adaptive retrieval policy that selectively expands neighboring chunks by weighing query-neighbor relevance against a structural continuity penalty. SCAR uses a relative expansion threshold tied to each retrieved chunk's own query-relevance, yielding an approximately scale-invariant decision rule that transfers across embedding models without recalibration. Across four diverse corpora (RFC, GDPR, a 10-K report, and a Merger agreement; N=320 queries; 160 boundary-fragmented), SCAR achieves 92.8% recall on boundary-fragmented queries with only 7.84 chunks, a 22.9% reduction compared to static windowing (10.16 chunks). Paired bootstrap tests (B=10,000) confirm the chunk reduction is highly significant (p<0.0001, Cohen's d=-1.49, large effect), with a small recall difference (Cohen's d=-0.33). The policy transfers across three embedding models (text-embedding-3-large, BGE-large-en-v1.5, zembed-1) using the same single hyperparameter setting, and downstream RAGAS evaluation on the 10-K corpus confirms SCAR preserves generation faithfulness while reducing context tokens by 27.1%.

Nathanaël Langlois

Horizon Flow

Document Chunking Retrieval-Augmented Generation Adaptive Retrieval

Jun 1, 2026cs.DC

Self-Conditioned Positional HNSW for Overlap-Aware Retrieval in Chunked-Document RAG Systems: Method and Industrial Evidence-Quality Audit

Chunked-document retrieval is a common component of retrieval-augmented generation (RAG) systems. Documents are split into overlapping chunks, embedded, and indexed with approximate nearest-neighbor search such as hierarchical navigable small world graphs (HNSW). Overlap improves boundary coverage but induces a practical failure mode: top-k retrieval often returns near-adjacent chunks that repeat evidence and waste prompt budget. We propose Self-Conditioned Positional HNSW (SCP-HNSW), a lightweight modification that appends a low-dimensional positional code to chunk embeddings and uses a two-pass query procedure to estimate and apply a query-specific document-position prior. SCP-HNSW leaves HNSW graph construction and traversal unchanged while adding an auditable minimum-index-gap selector for final context construction. We also integrate industrial review artifacts for generated evidence quality: a 770-review text-evidence audit with 318 fully labeled reviews and a 70-case OCR audit with 350 ratings. The text audit shows that 574 of 770 projected reviews are rated 3/5, only 39 fall in the 1-2 range, and narrative reviewer detail appears much more often than structured issue flags. The OCR audit shows slice-level pass rates from 95% for clean chat screenshots to 45% for handwritten/blurry captures, with moderate to strong agreement. These results motivate overlap-aware, audit-friendly RAG retrieval and identify the remaining controlled retrieval ablations needed for causal performance claims.

Nataraj Agaram Sundar, Tejas Morabia

eBay Inc., San Jose, CA, USA

Document Chunking Retrieval-Augmented Generation Graph-Based Retrieval RAG Evaluation

May 31, 2026cs.CL

Efficient RAG with Intent-Aware Retrieval and Semantics-Preserving Chunking

The demand for powerful instruction following and reasoning capability of large language models (LLMs) has promoted rapid development of retrieval-augmented generation (RAG). The RAG system assists LLM generation by retrieving chunks of query-fit supplementary knowledge from an external database. Conventional RAG systems, however, suffer from information insufficiency due to two factors, which are intent-agnostic retrieval and information fragmentation. Our work proposes a RAG framework, termed InSemRAG, that addresses these challenges via an iterative retrieve-and-check mechanism with two supporting modules, an intention-aware retriever (IAR) and semantics-preserving chunking (SPC). IAR implements a dynamic hybrid retrieval method that adaptively weights the retrieval channels based on the query intent, while SPC performs detection and reparation to the damaged evidence chunks to preserve the semantic integrity. To alleviate the computational latency brought by our iterative mechanism, we leverage small language models (SLMs). Extensive experiments across several benchmark datasets consistently demonstrate the competitiveness of our method against recent state-of-the-art RAG mechanisms. Particularly, our method achieves significant gains on multi-hop and evidence-sensitive tasks, with a 2.65-point improvement in F1 on HotPotQA and a 1.5-point increase in accuracy on FEVER. Our method also achieves competitive performance to Multi-Hop RAG with 4.32

\times

lower latency with the utilization of SLM.

Fachrina Dewi Puspitasari, Chaoning Zhang, Jiaquan Zhang +6

School of Computer Science and Engineering, University of Electronic Science and Technology of China · Massachusetts General Hospital, Harvard University · Nota AI

Multi-Hop QA Document Chunking Retrieval-Augmented Generation Information Retrieval

May 30, 2026cs.CL

Chunking Methods on Retrieval-Augmented Generation - Effectiveness Evaluation Against Computational Cost and Limitations

Retrieval-Augmented Generation (RAG) has demonstrated significant capabilities in enhancing the performance of Large Language Models (LLMs). One of the key tasks in RAG systems is the chunking process. Traditionally, fixed-size chunking and semantic chunking have been the standard approaches. However, interest in chunking strategies has been increasing, leading to a growing number of proposed methods that often claim improved performance over these conventional techniques. Many of these approaches are tailored to specific use cases and data types, with limited evidence of their effectiveness across diverse scenarios. As a result, it remains challenging to directly compare different techniques and assess their relative strengths. To the best of our knowledge, this study is the first to systematically evaluate the effectiveness of a wide range of chunking methods and emphasize the underlying challenges of chunking strategies in RAG systems. While chunking is commonly treated as a simple preprocessing step, we show that it introduces a range of impactful and often overlooked issues.

Mateusz Śmigielski, Michał Rajkowski, Mateusz Zbrocki +5

Department of Artificial Intelligence, Faculty of Information and Communication Technology, Wrocław University of Science and Technology, Wrocław 50-370, Poland

Document Chunking Retrieval-Augmented Generation RAG Evaluation

May 28, 2026cs.CL

Adaptive Targeted Dynamic Chunking for Tokenization-Free Hierarchical Model

Tokenization-free hierarchical models are emerging as a promising alternative to traditional Large Language Models (LLMs), addressing inherent preprocessing issues such as vocabulary design complexity, out-of-vocabulary (OOV) errors, and language-specific constraints. However, a significant challenge in these byte-level methods is the optimization of the compression ratio, a critical factor that dictates model performance for processing bytes data via chunks. In this paper, we propose Adaptive Targeted Dynamic Chunking (ATDC), a novel byte-compression control mechanism designed to enhance the effectiveness of dynamic chunking within hierarchical architectures. Our approach utilizes curriculum learning to progressively adjust the compression ratio during training, transitioning from low to high compression to stabilize the learning process. We provide an analysis establishing the relationship between the target compression ratio and Bytes-Per-Innermost-Chunk (BPIC), allowing for tracking of chunk-size evolution throughout the training phase. Evaluations conducted on the FineWeb-Edu 100B dataset demonstrate that hierarchical models equipped with ATDC achieve competitive Bits-Per-Byte (BPB) performance compared to conventional baselines operating at both byte and token levels. Furthermore, the proposed method exhibits more stable training dynamics and superior final performance across diverse downstream tasks compared to models using fixed compression ratios, while maintaining the inherent robustness and flexibility of byte-level processing.

Thang Dang, Akira Nakagawa, Kenichi Kobayashi +1

Fujitsu Research of America · Pittsburgh, PA, USA · Fujitsu Limited +1

Document Chunking Language Modeling

May 26, 2026cs.CL

LitSeg: Narrative-Aware Document Segmentation for Literary RAG

Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by incorporating external knowledge, particularly for long-tail domains such as literary works. However, the critical step of document segmentation in RAG remains largely underexplored. Existing strategies are typically semantically blind and overlook the complicated narrative structures of literary works, often resulting in fragmented plots and unclear references that severely hinder retrieval and generation performance. To address this, we propose LitSeg, a novel narrative-theory-guided segmentation framework. By employing multi-stage prompting, LitSeg explicitly extracts valid events, untangles narrative threads, clarifies narrative structures, and locates turning points to inform segmentation. To alleviate the computational overhead of multi-stage inference with large-scale models, we further introduce LitSeg-Lite, a lightweight single-pass chunker fine-tuned on LitSeg-generated data via a two-stage training strategy, distilling the complex process into a single inference pass. Extensive experiments demonstrate that with structurally independent text chunks, our methods significantly improve retrieval accuracy and context relevance over baselines, ultimately enhancing downstream QA performance, while ablation studies validate the efficacy of narratological guidance and data distillation.

Ruikang Zhang, Zhanni Chen, Yiqiao Cai +1

Peking University, Beijing, China

Document Chunking Retrieval-Augmented Generation

May 26, 2026cs.CL

SEEK: Semantic Evidence Extraction via Adaptive ChunKing for Multilingual Fact-Checking

Multilingual fact verification requires evidence that is both relevant and sufficiently complete for reliable factuality prediction. However, existing systems often rely on search snippets, sentence-level evidence, or locally segmented passages, which can miss decisive context and produce fragmented evidence. To overcome these limitations, we propose SEEK, a Semantic Evidence Extraction with an adaptive chunKing framework that constructs coherent evidence chunks from full fact-checking articles by identifying semantic topic transitions and preserving local verification context. The constructed chunks are encoded using a multilingual encoder and then multilingual LLMs are finetuned using LoRA adapter for veracity prediction. Experiments on X-FACT and RU22Fact show that SEEK improves macro-f1 by up to 10% over semantic chunking, 19% over sentence chunking, and 20% over search-snippet baselines. Evidence completeness and significance analyses further show that SEEK preserves richer verification context and enables more reliable multilingual fact-checking.

Gaurav Kumar, Babu Kumar, Ayush Garg +2

Department of Data Science and Engineering Indian Institute of Science Education and Research, Bhopal, India

Document Chunking Automated Fact-Checking Evidence Retrieval

May 21, 2026cs.CL

Evaluation of Chunking Strategies for Effective Text Embedding in Low-Resource Language on Agricultural Documents

In this study, we compare the performance of four text chunking approaches: Recursive, Khmer-Aware, Sentence-Based, and LLM-Based within a Retrieval-Augmented Generation (RAG) framework applied to Khmer agricultural documents. The document chunks are encoded using the BGE-M3 multilingual embedding model and retrieved using the FAISS library. Performance is evaluated using four metrics: Average Retrieval Score (L2 distance), Answer Relevance, Khmer Coverage, and Khmer Intersection over Union, all measured against ground-truth question-answer pairs. For evaluation, we perform 5-fold cross-validation over 18 question-answer pairs. We observe the best performance for the character-based Recursive chunking method with a chunk size of 300 characters, achieving the lowest L2 distance (0.4295 +- 0.0461), highest Answer Relevance (0.8663 +- 0.0199), and highest Khmer IoU (0.6441 +- 0.0347). A paired t-test shows a statistically significant improvement over the Sentence-Based chunking method in L2 distance (p = 0.0121). These results highlight the importance of segmentation granularity and structural preservation for optimizing dense retrieval in morphologically complex, low-resource languages such as Khmer.

Sovandara Chhoun, Pichdara Po, Sereiwathna Ros +2

Department of Big Data, Chungbuk National University, Cheongju-si, South Korea · Department of Computer Science, Chungbuk National University, Cheongju-si, South Korea · BigDataLabs Co., Ltd. Department of Management Information Systems, Chungbuk National University, South Korea

Document Chunking Multilingual IR Information Retrieval Low-Resource Language Processing Text Embedding Models

May 19, 2026cs.CL

Chunking German Legal Code

This paper investigates chunking strategies for retrieval-augmented generation on German statutory law, using the German Civil Code as a structured benchmark corpus. We implement and compare a range of segmentation approaches, including structural units (sections, subsections, sentences, propositions), fixed-size windows, contextual chunking, semantic clustering, Lumber-style chunking, and RAPTOR-based hierarchical retrieval. All methods are evaluated on a legal question-answering dataset with section-level gold labels, measuring recall, query latency, index build time, and storage requirements. Results show that chunking strategies aligned with the inherent legal structure - particularly section and subsection - based retrieval-achieve the highest recall, while more complex approaches that override this structure perform worse. These simpler methods also offer favorable computational efficiency compared to LLM-intensive techniques such as contextual chunking, RAPTOR, and Lumber. The findings highlight a key trade-off between semantic enrichment and operational cost, and demonstrate that preserving domain-specific structure is critical for effective legal information retrieval.

Max Prior, Natalia Milanova, Andreas Schultz

Technical University of Munich, Boltzmannstraße 3, 85748 Garching near Munich

Document Chunking Retrieval-Augmented Generation Legal IR Legal QA IR Evaluation

May 15, 2026cs.CL

Dynamic Chunking for Diffusion Language Models

Block discrete diffusion language models factorize a sequence autoregressively over fixed-size positional blocks, decoupling within-block parallel denoising from across-block conditioning. We argue that this rigid partition wastes structure already present in the sequence: blocks defined by position rather than by content separate semantically coherent tokens and group unrelated ones together. We introduce the \textbf{D}ynamic \textbf{C}hunking \textbf{D}iffusion \textbf{M}odel (DCDM), which replaces positional blocks with content-defined semantic chunks. At its core is Chunking Attention, a differentiable layer that routes tokens into

K

clusters parameterized by learnable subspaces and shaped end-to-end by the diffusion objective. The resulting cluster assignments induce a chunk-causal attention mask under which a discrete diffusion denoiser factorizes the sequence likelihood autoregressively over semantic chunks, strictly generalizing block discrete diffusion. On downstream benchmarks at parameter scales up to 1.5B, DCDM consistently improves over both unstructured and positional-block diffusion baselines, with the advantage stable across scales and visible early in training.

Yichen Zhu, Xiaoming Shi, Peng Zhao +3

CSE, HKUST · Xiaohongshu Inc. · Alibaba group +1

Document Chunking Autoregressive Diffusion Blockwise Diffusion Language Models Diffusion Language Model Decoding Diffusion Language Models

May 1, 2026cs.CL

A Systematic Exploration of Text Decomposition and Budget Distribution in Differentially Private Text Obfuscation

The goal of differentially private text obfuscation is to obfuscate, or "perturb", input texts with Differential Privacy (DP) guarantees, such that the private output texts are quantifiably indistinguishable from the originals. While perturbation at the word level is intuitive, meaningful text privatization happens on complete documents. Recent research has laid the groundwork for reasoning about privacy budget distribution, namely, how an overall

\varepsilon

budget can be sensibly distributed among the component pieces of a text. We perform a systematic evaluation of multiple text decomposition and budget distribution techniques in the context of DP text obfuscation, testing how different methods for chunking texts can be combined with techniques for allocating

\varepsilon

to these chunks. Our experiments reveal that such design choices are very important, as even with comparable privacy budgets, significantly different results can occur based on which methods are chosen. In this, we provide credible evidence of the feasibility of maximizing empirical trade-offs by optimizing DP obfuscation procedures.

Stephen Meisenbacher, Angelo Kleinert, Florian Matthes

Technical University of Munich School of Computation, Information and Technology Department of Computer Science Garching, Germany

Document Chunking Differential Privacy Privacy-Utility Tradeoff

May 1, 2026cs.CL

Structure-Aware Chunking for Tabular Data in Retrieval-Augmented Generation

Tabular documents such as CSV and Excel files are widely used in enterprise data pipelines, yet existing chunking strategies for retrieval-augmented generation (RAG) are primarily designed for unstructured text and do not account for tabular structure. We propose a structure-aware tabular chunking (STC) framework that operates on row-level units by constructing a hierarchical Row Tree representation, where each row is encoded as a key-value block. STC performs token-constrained splitting aligned with structural boundaries and applies overlap-free greedy merging to produce dense, non-overlapping chunks. This design preserves semantic relationships between fields within a row while improving token utilization and reducing fragmentation. Across evaluations on the MAUD dataset, STC reduces chunk count by up to 40% and 56% compared to standard recursive and key-value based baselines, respectively, while improving token utilization and processing efficiency. In retrieval benchmarks, STC improves MRR from 0.3576 to 0.5945 in a hybrid setting and increases Recall@1 from 0.366 to 0.754 in BM25-only retrieval. These results demonstrate that preserving structure during chunking improves retrieval performance, highlighting the importance of structure-aware chunking for RAG over tabular data.

Pooja Guttal, Varun Magotra, Vasudeva Mahavishnu +3

Altumatim · University of Maryland, Baltimore County

Document Chunking Retrieval-Augmented Generation

Apr 29, 2026cs.CL

Query-Adaptive Semantic Chunking for Retrieval-Augmented Generation: A Dynamic Strategy with Contextual Window Expansion

Retrieval-Augmented Generation (RAG) systems depend critically on document chunking quality for retrieving relevant context. Fixed chunking segments documents into uniform units irrespective of semantics or user intent, producing a precision-recall trade-off unresolvable by tuning chunk size alone. Semantic and agentic methods partially address these limitations but do not integrate user queries at the chunking stage. We present Query-Adaptive Semantic Chunking (QASC), which dynamically constructs chunks by integrating queries into segmentation through three mechanisms: cosine similarity scoring between sentence and query embeddings to identify seed sentences, contextual window expansion around seeds to preserve coherence, and chunk-level score aggregation to ensure holistic relevance. We evaluate QASC on 100 technical documents across 200 queries spanning four types, comparing against fixed chunking at five granularities, recursive splitting, semantic chunking, and agentic chunking. QASC achieves an F1-score of 0.85, a relative improvement of 18-27% over fixed chunking and 8-12% over semantic and agentic alternatives. Ablation studies confirm each component contributes meaningfully. Human evaluation by three annotators (Cohen kappa = 0.82) corroborates that QASC produces more relevant and coherent chunks than existing methods.

Mudit Rastogi

Independent Researcher

Document Chunking Retrieval-Augmented Generation

Apr 27, 2026cs.CL

Reducing Redundancy in Retrieval-Augmented Generation through Chunk Filtering

Standard Retrieval-Augmented Generation (RAG) chunking methods often create excessive redundancy, increasing storage costs and slowing retrieval. This study explores chunk filtering strategies, such as semantic, topic-based, and named-entity-based methods in order to reduce the indexed corpus while preserving retrieval quality. Experiments are conducted on multiple corpora. Retrieval performance is evaluated using a token-based framework based on precision, recall, and intersection-over-union metrics. Results indicate that entity-based filtering can reduce vector index size by approximately 25% to 36% while maintaining high retrieval quality close to the baseline. These findings suggest that redundancy introduced during chunking can be effectively reduced through lightweight filtering, improving the efficiency of retrieval-oriented components in RAG pipelines.

Daria Berdyugina, Anaëlle Cohen, Yohann Rioual

AI Lab – VO2 Group

Document Chunking Retrieval-Augmented Generation

Apr 20, 2026cs.AI

Semantic Entanglement in Vector-Based Retrieval: A Formal Framework and Context-Conditioned Disentanglement Pipeline for Agentic RAG Systems

Retrieval-Augmented Generation (RAG) systems depend on the geometric properties of vector representations to retrieve contextually appropriate evidence. When source documents interleave multiple topics within contiguous text, standard vectorization produces embedding spaces in which semantically distinct content occupies overlapping neighborhoods. We term this condition semantic entanglement. We formalize entanglement as a model-relative measure of cross-topic overlap in embedding space and define an Entanglement Index (EI) as a quantitative proxy. We argue that higher EI constrains attainable Top-K retrieval precision under cosine similarity retrieval. To address this, we introduce the Semantic Disentanglement Pipeline (SDP), a four-stage preprocessing framework that restructures documents prior to embedding. We further propose context-conditioned preprocessing, in which document structure is shaped by patterns of operational use, and a continuous feedback mechanism that adapts document structure based on agent performance. We evaluate SDP on a real-world enterprise healthcare knowledge base comprising over 2,000 documents across approximately 25 sub-domains. Top-K retrieval precision improves from approximately 32% under fixed-token chunking to approximately 82% under SDP, while mean EI decreases from 0.71 to 0.14. We do not claim that entanglement fully explains RAG failure, but that it captures a distinct preprocessing failure mode that downstream optimization cannot reliably correct once encoded into the vector space.

Nick Loghmani

Salesforce · School of Information Studies, Syracuse University

Document Chunking Text Embeddings Agentic RAG Information Retrieval Dense Retrieval

Apr 17, 2026cs.CL

CHOP: Chunkwise Context-Preserving Framework for RAG on Multi Documents

Retrieval-Augmented Generation (RAG) systems lose retrieval accuracy when similar documents coexist in the vector database, causing unnecessary information, hallucinations, and factual errors. To alleviate this issue, we propose CHOP, a framework that iteratively evaluates chunk relevance with Large Language Models (LLMs) and progressively reconstructs documents by determining their association with specific topics or query types. CHOP integrates two key components: the CNM-Extractor, which generates compact per-chunk signatures capturing categories, key nouns, and model names, and the Continuity Decision Module, which preserves contextual coherence by deciding whether consecutive chunks belong to the same document flow. By prefixing each chunk with context-aware metadata, CHOP reduces semantic conflicts among similar documents and enhances retriever discrimination. Experiments on benchmark datasets show that CHOP alleviates retrieval confusion and provides a scalable approach for building high-quality knowledge bases, achieving a Top-1 Hit Rate of 90.77% and notable gains in ranking quality metrics.

Hyunseok Park, Jihyeon Kim, Jongeun Kim +1

HDC LABS Republic of Korea

Document Chunking Retrieval-Augmented Generation