Structural Enforcement

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Period ending 2026-09-14

1 new paper

A weekly snapshot of new work published in Structural Enforcement.

Period ending 2026-09-07

1 new paper

A weekly snapshot of new work published in Structural Enforcement.

23 papers

Latest in Structural Enforcement

Jul 21, 2026cs.CL

CASE: Causal Alignment and Structural Enforcement for Improving Chain-of-Thought Faithfulness

Chain-of-thought (CoT) reasoning is widely used to improve both the performance and interpretability of large language models (LLMs), yet the generated reasoning may not faithfully support the final answer. We study this problem from a causal perspective, where a faithful CoT process should follow the chain ZXYZ\rightarrow X\rightarrow Y, with ZZ, XX, and YY denoting the instruction, reasoning chain, and final answer, respectively. In this process, the instruction should affect the answer only through the reasoning chain. However, conventional autoregressive LLMs condition answer generation on both the instruction and the CoT, which still allows a direct instruction-to-answer shortcut. To address this issue, we propose CASE, a framework that combines training-time causal alignment and inference-time structural enforcement. During training, CASE builds counterfactual-CoT, biased-instruction, and empty-instruction datasets, and applies selective-loss fine-tuning to strengthen CoT-to-answer dependence while suppressing instruction shortcuts. During inference, CASE masks direct attention from instruction tokens to answer tokens, preventing the model from bypassing the generated CoT. We provide an information-theoretic analysis showing how these components promote faithful chains. Experiments on three models and four benchmarks show that CASE achieves a 37% average per-setting relative improvement in overall CoT faithfulness over the strongest baselines, exhibits stronger cross-dataset faithfulness transfer, and maintains competitive average accuracy. Code is available at https://github.com/oddwang/CASE.
Ziming Wang, Yinghua Yao, Changwu Huang +2
Jul 20, 2026cs.AI

WuYu-EnvLE-Bench: A Benchmark for Evaluating Large Language Models in Environmental Law Enforcement

Large language models (LLMs) are increasingly considered for environmental enforcement, but their ability to produce traceable enforcement decisions remains unclear. We introduce WuYu-EnvLE-Bench, a benchmark built from real enforcement cases, regulatory standards, and expert review. It contains 2,521 benchmark instances, 14 tasks, and 12 pollution-medium subdomains across pre-enforcement, in-enforcement, and post-enforcement workflows. Using Absolute Environmental Enforcement Score (AES) and Intelligent Enforcement Index (IEI), we evaluate open-source and closed-source LLMs across capability, response quality, and resource efficiency. Results show that LLMs perform well on rule-bounded tasks but remain unreliable in evidence-chain construction, contradiction detection, multi-source integration, and procedural judgment. Model scaling also shows diminishing returns: medium-sized models approach leading models in structured tasks, while larger models do not reliably overcome evidence-reasoning bottlenecks. WuYu-EnvLE-Bench highlights the need for evidence-grounded, rule-aware, and task-adaptive enforcement reasoning.
Ziliang Yang, Yi Zhang, Kaijun Lin +3
Jul 15, 2026cs.CR

How Agents Ask for Permission: User Permissions for AI Agents, from Interfaces to Enforcement

As AI agents gain prevalance, users are increasingly exposed to the risks such systems entail. Prompt injection attacks, as well as hallucination, can cause agents to leak private information to third parties. As autonomous systems, agents also present the more active danger of performing sensitive tasks, such as bank transactions, without the user's intent or authorization. Recognizing this challenge, the agentic security community has developed numerous proposals for secure agentic systems. Much of this work has focused on product-level approaches, where agentic system developers determine and apply the same security policies and permissions to all users. Yet different users have different needs and preferences, necessitating support for user-level permissions policies in agentic AI systems. To understand how user-level permissions are handled in AI agent systems, we survey 21 proposals for agent permissions systems. From this review, we construct a taxonomy of how different systems specify user-level permissions policies, both at the user interface and internally; derive internal policies from user input; and enforce those policies at run-time. We then analyze five prominent commercial agents and compare their permissions handling to agentic permissions systems in the literature. We identify several high-level themes across the literature and commerical agents, as well as multiple gaps where future work is needed.
Alexandra E. Michael, Franziska Roesner
Jul 7, 2026cs.AI

Norm Enforcement for AI Agents: Robustly Shaping Behavior in Multi-Agent Systems

AI agents are increasingly deployed in shared environments where they pursue diverse goals and compete for rewards. This multi-agent competition can lead to behaviors that serve individual gains at collective cost -- for instance, marketing agents may post misleading content as a result of competing for engagement on social media. Human societies address such problems through norms that constrain acceptable behavior, supported by enforcement mechanisms that detect and penalize violations. Motivated by this, we study norm enforcement mechanisms for language model agents. We find that simple enforcement mechanisms are exploited by misaligned agents for competitive advantage, even when they are not explicitly trained or prompted to do so. We thus turn our attention to designing more robust mechanisms, and identify two key ingredients: estimating each agent's reliability over time, and updating this estimate with escalating penalties for repeated misbehavior. Across three simulated environments and a variety of agent populations, mechanisms built on these principles resist exploitation, while still penalizing norm violations at comparable or lower cost than baselines. Our results position norm enforcement mechanisms as scalable levers for shaping agents' behavior, but only when designed to anticipate becoming part of the system they govern. Our code and data are available at https://yaowenye.com/norm-enforcement.
Yaowen Ye, Jacob Steinhardt
Jul 3, 2026cs.SE

CAGE-1: Control, Assurance, and Governance Evaluation for Enterprise Agentic AI

Enterprise artificial intelligence is moving from experimentation into operational workflows. Early programs focused on model access and retrieval-augmented generation, but enterprises are now beginning to deploy agents that plan, retrieve, remember, call tools, update systems, and coordinate work across applications. This changes the evaluation problem. Leaders are no longer asking only whether an answer is accurate or fluent. They need to know who authorized an action, which policy applied, whether evidence was current, whether memory was valid, whether a tool call was permitted, whether the decision can be replayed, and whether the agent can be stopped before it creates business impact. This paper introduces CAGE-1: Control, Assurance, and Governance Evaluation for Enterprise Agentic AI. CAGE-1 is an evaluation framework for deciding whether enterprise agents are ready for deployment. It evaluates authority, policy enforcement, retrieval quality, memory integrity, tool safety, auditability, human oversight, conflict handling, safe failure, Prebind Assurance, operational readiness, and business fitness. CAGE-1 introduces Prebind Assurance to describe the evaluated ability to prove that an agentic action is controlled before it becomes binding, effective, or operationally consequential. The framework tests whether a proposed action is admitted, held, narrowed, refused, escalated, quarantined, or made non-effective before protected consequence forms.
Roopam W. Sure
Jul 1, 2026cs.SE

AgentLTL: A Trace-Verification Framework for Measuring, Enforcing, and Training Procedural Compliance in Tool-Using LLM Agents

Tool-using LLM agents are usually evaluated by final-answer correctness or LLM judges. Neither captures how an answer was produced. In safety-critical settings, the procedure itself is part of correctness. In this paper, we introduce AgentLTL, a language derived from First-Order Linear Temporal Logic (FO-LTL) that expresses procedural rules over agent traces. It yields a deterministic, judge-free compliance score. In this framework, a single specification drives two usages. The first is harnessing: the constraints score completed traces, or gate tool calls by checking each prefix online, before execution. The second is finetuning: the score serves as a dense reward. On a benchmark spanning ordering, branching, iteration, and grounding, block-and-warn harnessing improves compliance on five of seven models. Finetuning with the same reward yields +38 and +17.5 percentage point gains in accuracy and compliance on held-out patterns, including unseen tool-name aliases. These findings are consistent with the model acquiring procedural structure rather than memorizing surface tool names and procedures.
Laïla Elkoussy, Julien Perez
Jun 28, 2026cs.AI

PolicyGuard: A Dialogue-Grounded Sub-Agent Verifier for Policy Adherence in LLM Agents

LLM agents handle user requests on behalf of organizations through tool calls and must follow the company policies stated in their system prompts. Prior work approaches this as a safeguarding problem -- external checks that block non-compliant agent actions. We argue that policy adherence is a broader problem: real workflows unfold across many turns, require explicit user confirmation and prerequisite reads, and hinge on the content of the dialogue rather than on any single argument value. Meeting this bar requires (i) full conversation context, (ii) self-reasoning over the policy and the current dialogue, and (iii) conversation-specific remediation that guides the agent's next turn -- three capabilities that prior safeguard work has often underestimated. We introduce POLICYGUARD, a sub-agent verifier that shares the agent's view of the dialogue, reasons over the policy in context, and provides actionable feedback for the agent's next turn. On tau^2-BENCH airline across three vendors (GPT-5.4, Claude Sonnet 4.6, Gemini 2.5 Pro) with four trials per setting, POLICYGUARD improves PASS4 by +12.0 / +6.0 / +12.0 pp. Per-call analyses show POLICYGUARD achieves higher policy-violation recall while blocking roughly half as often as argument-level guards.
Seongjae Kang, Taehyung Yu, Sung Ju Hwang
Jun 26, 2026cs.AI

NormAct: A Benchmark for Hidden Social Norm Compliance in Embodied Planning

Multimodal large language models (MLLMs) are increasingly deployed as embodied planners in egocentric environments, where task success requires not only achieving instructed goals but also acting in socially appropriate ways. While explicit goals may render certain actions optimal, implicit social norms often impose hidden constraints. Existing evaluations typically focus on explicit goal achievement or direct norm knowledge, seldom assessing whether planners can infer and apply these hidden constraints within action sequences. We introduce NormAct, a benchmark for embodied social-norm interactions that evaluates plans on Goal Achievement, Norm Compliance, and overall Task Success. NormAct uniquely embeds hidden norms within ordinary tasks, testing whether models can realize them without explicit instruction. Experiments with state-of-the-art MLLMs (GPT-5.4, Claude Opus 4.7, Gemini 3 Pro) reveal a significant gap: models achieve explicit goals in 67.3% of cases, but comply with hidden norms in only 26.4%. Cue-condition experiments indicate that this gap stems not from a lack of general social knowledge, but from challenges in activating and grounding relevant norms in context. To address this, we propose NormPerceptor, a context-conditioned cue generator that infers scene-relevant norms prior to planning, increasing Task Success from 24.2% to 46.7%. Our results underscore the importance of enabling embodied agents to proactively detect hidden norms, ground them in visual evidence, and integrate them as action-planning constraints. Our benchmark is publicly available at https://huggingface.co/datasets/Caleb196x/NormAct.
Shiyun Zhao, Xinwei Song, Tianyu Guo +7
Jun 25, 2026cs.AI

Autoformalization of Agent Instructions into Policy-as-Code

Agent safety in high-stakes domains requires formal policy enforcement, but most existing approaches either rely on probabilistic guardrails (fine-tuned classifiers, prompt-based steering) that offer no formal guarantees, or on hand-coded symbolic enforcement that does not scale to the breadth of real policy specifications. We present an autoformalization pipeline that translates agent prompts, MCP tool descriptions, and natural language policy documents into formally verified policies using an LLM-based generator-critic loop. The resulting policies are written in the Cedar Policy Language. On the MedAgentBench benchmark, our autoformalized policies cover substantially more of the source natural-language specification than the hand-coded symbolic enforcement in prior work.
Adam Mondl, Matthew Maisel, John H. Brock
Jun 18, 2026cs.CR

Sovereign Execution Broker: Enforcing Certificate-Bound Authority in Agentic Control Planes

Autonomous agents are increasingly connected to cloud, deployment, and data-control workflows, but production mutation authority should not reside inside non-deterministic reasoning processes. Existing access-control mechanisms authorize identities, while assurance layers certify proposed actions; neither alone provides a mandatory enforcement point for certified authority at the moment of mutation. This paper introduces the Sovereign Execution Broker (SEB), a runtime enforcement boundary for certificate-bound agentic infrastructure. SEB consumes certificates issued by the Sovereign Assurance Boundary (SAB), verifies that the requested mutation matches the certified execution contract, checks validity windows, policy epochs, revocation epochs, and live-state drift, mints scoped execution identity, invokes infrastructure APIs, and records signed decision and outcome records. By separating proposal, admission, and execution, SEB turns certified authority into a short-lived, revocable, auditable runtime capability, provided that production mutation APIs reject non-broker identities. We present the SEB execution model, certificate and replay-verification predicates, scoped identity semantics, bypass-prevention deployment patterns, failure behavior, and a concrete prototype implementation. We evaluate the prototype on AWS and Kubernetes clusters, measuring latency overheads, revocation propagation, drift detection, and security under fault injection.
Jun He, Deying Yu
Jun 16, 2026cs.IR

IUU+DB: Tracking Illegal, Unreported, and Unregulated Fishing, Seafood Fraud, and Labor Abuse through LLM-driven Information Extraction

Illegal, unreported, and unregulated fishing (IUU) traditionally refers to fishing activities that violate applicable laws or occur in areas that lack applicable laws. We propose the term IUU+ to capture a broader suite of fisheries sector environmental and associated supply chain trade-related crimes and behaviors. Although IUU+ activity is widely recognized as a serious threat to marine ecosystems, markets, and livelihoods, a quantitative understanding of these incidents, e.g., their frequency, geography, species, actors, and patterns in the type of illicit activity, remains difficult to obtain. We propose IUU+DB, a large language model driven system for building a global incident database of IUU+ activity. The system ingests heterogeneous documents, classifies whether they describe relevant incidents, extracts key data elements such as actors, locations, species, vessels, violations, and enforcement outcomes, and supports deduplication and trend analysis. Case studies and validation results show that IUU+DB can help organize fragmented evidence, surface geographic and behavioral hotspots, support fisheries-domain specific research in academia and non-government organizations, assist source and species risk assessments for industry, and provide support for policy implementation and targeted enforcement efforts to government agencies.
Henry Bodwell, Hong Yang, John C. Simeone +7
Jun 8, 2026cs.CL

From Statute to Control Flow: Span-Grounded Deontic Trees for Defeasible Scope Parsing

Rule-following agents tasked with executing policies and regulations often fail via Silent Scope Omission (SSO): a model applies a general rule but silently drops nested exceptions or counter-exceptions, producing outputs that appear compliant yet break on important edge cases. Although such failures are often framed as an agentic-systems problem, the underlying bottleneck is statutory and policy understanding, a capability typically studied in legal NLP. However, most existing legal NLP benchmarks emphasize end-task outcomes, which can overlook the structural omissions that cause SSO. To diagnose and mitigate SSO, we introduce NormBench, a benchmark of 2,290 provisions spanning Chinese (laws and local policies), English (U.S. tax law, GDPR, and corporate policies), and cross-lingual settings, designed for defeasible scope parsing: identifying precisely which clause overrides which. NormBench uses Span-Grounded Deontic Trees (SG-DT), a compiler-style intermediate representation that anchors every logical branch to source spans and requires explicit exclusion guards, enabling deterministic compilation and audit. Evaluations of frontier LLMs reveal two recurring pathologies: (1) Recursion Decay, where performance drops sharply as defeater depth increases, and (2) an Auditability Trap, where models retrieve relevant spans but fail to assemble correct control flow. Using SG-DT as a constrained intermediate output improves whole-tree fidelity and defeater recovery, and downstream experiments show that its utility is mechanism-specific: gains concentrate on exception-active, SSO-prone cases, while aggregate accuracy can be mixed when the added structure is unnecessary or parser fidelity is low.
Jian Chen, Siyuan Li, Chucheng Wan +1
Jun 4, 2026cs.DB

Data Flow Control: Data Safety Policies for AI Agents

Agents increasingly generate SQL, orchestrate pipelines, and automate data analysis on behalf of users. While recent work improves query correctness, correctness is not safety. A query may be semantically valid yet violate regulatory, privacy, or business constraints that govern how data may be combined and released. We argue that enforcing such constraints is fundamentally a data infrastructure problem. This paper introduces Data Flow Control (DFC), a framework to declaratively specify and guarantee policy enforcement over tuple-level data flows within a DBMS query. A key challenge is defining a policy language that is optimizer-invariant yet efficient to enforce at scale. We formalize data safety as aggregate predicates over provenance monomials and present Passant, a portable query rewriting layer that enforces DFC policies without materializing provenance. Across five DBMS engines -- DuckDB, Umbra, PostgreSQL, DataFusion, and SQLServer -- Passant achieves ~0% overhead and outperforms alternatives by orders of magnitude. As a result, Data Flow Control is the first step towards moving data safety from prompts and post-hoc checks into the data infrastructure. Data Flow Control is available open source at https://github.com/dataflowcontrol/data-flow-control.
Charlie Summers, Eugene Wu
May 29, 2026cs.CL

ConsisGuard: Aligning Safety Deliberation with Policy Enforcement in LLM Guardrails

Reasoning-based LLM guardrails improve safety moderation by generating explicit rationales before issuing final decisions. However, their rationales do not always lead to faithful enforcement: a model may recognize a harmful intent in its reasoning but still predict a safe label, or issue an unsafe decision without policy-grounded justification. We identify this safety-critical failure mode as the deliberation-to-enforcement gap. Unlike general chain-of-thought faithfulness, guardrail reliability requires policy execution consistency: the generated reasoning should be grounded in the safety policy, and the final decision should be entailed by that reasoning. We propose ConsisGuard, a consistency-aware framework for reasoning-based LLM guardrails. ConsisGuard performs Policy-to-Decision Trajectory Distillation and Functional Coupling Alignment, aligning the internal coupling between safety deliberation and decision enforcement. Experiments on prompt and response harmfulness detection benchmarks show that ConsisGuard improves detection performance while reducing policy execution failures. These results suggest that reliable reasoning-based guardrails require accurate faithful execution of safety policies.
Yan Wang, Zhixuan Chu, Zihao Xue +9
May 14, 2026cs.CL

Mechanical Enforcement for LLM Governance:Evidence of Governance-Task Decoupling in Financial Decision Systems

Large language models in regulated financial workflows are governed by natural-language policies that the same model interprets, creating a principal--agent failure: outputs can appear compliant without being compliant. Existing evaluation measures task accuracy but not whether governance constrains behaviour at the decision rationale level -- where regulated decisions must be auditable. We introduce five governance metrics that quantify policy compliance at the rationale level and apply them in a synthetic banking domain to compare text-only governance against mechanical enforcement: four primitives operating outside the model's interpretive loop. Under text-only governance, 27% of deferrals carry no decision-relevant information. Mechanical enforcement reduces this rate by 73%, more than doubles deferral information content, and raises task accuracy from MCC~0.430.43 to 0.880.88. The improvement is driven by architectural separation: LLM-generated rationales under mechanical enforcement show comparable CDL to text-only governance -- the gain comes from removing clear-cut decisions from the model's control. A causal ablation confirms that each primitive is individually necessary. Our central finding is a governance-task decoupling: under structural stress, text-only governance degrades on both dimensions simultaneously, whereas mechanical enforcement preserves governance quality even as task performance drops. This implies that governance and task evaluation are distinct axes: accuracy is not a sufficient proxy for governance in regulated AI systems.
José Manuel de la Chica Rodríguez, Carlos Martí-González
May 14, 2026cs.CR

MemLineage: Lineage-Guided Enforcement for LLM Agent Memory

We introduce MemLineage, a defense for LLM agent memory that attaches both cryptographic provenance and LLM-mediated derivation lineage to every entry. Recent and concurrent work shows that untrusted content can be written into persistent agent state and re-enter later sessions as an instruction; the remaining systems question is how to preserve useful memory recall while preventing such state from justifying sensitive actions. MemLineage treats this as a chain-of-custody problem rather than a filtering problem. It is a six-module design around an RFC-6962 Merkle log over per-principal Ed25519-signed entries: a weighted derivation DAG records which retrieved entries influenced each new memory, and a max-of-strong-edges propagation rule makes Untrusted-Path Persistence hold for any chain whose attribution edges remain above threshold. The sensitive-action gate then refuses dispatches whose active justification descends from an external ancestor, while still allowing benign recall. We evaluate three defense cells against three memory-poisoning workloads on a deterministic mechanism-isolation harness; MemLineage is the only configuration in that harness that drives all three columns to zero ASR, while sub-millisecond per-operation overhead keeps it well below the noise floor of any LLM call. A Codex-backed AgentDojo bridge further separates strong-model behavior from defense-layer behavior: under an intentionally vulnerable tool-output profile, no-defense and signature-only baselines fail on all six banking pairs, while all MemLineage rows reduce strict AgentDojo ASR to zero. The core deterministic artifacts are byte-equal CI-verified; hosted-model AgentDojo and live-model sweeps are recorded as auditable logs rather than byte-pinned artifacts.
Ciyan Ouyang, Rui Hou
May 13, 2026cs.LG

TEMPO: Temporal Enforcement via Mode-Separated Policy Optimization for Trustworthy LLM Backtesting

Backtesting large language models on historical events requires reasoning exclusively from information available before a specified cutoff date. Yet models routinely leak post-cutoff knowledge from pre-training into their reasoning, inflating apparent accuracy and undermining evaluation validity. Prompt-based constraints fail when suppressed content is causally related to the prediction, and knowledge unlearning cannot address this problem because temporal compliance is instance-specific: the same fact may be legitimate evidence for one cutoff date and a violation for another. Rather than erasing knowledge, the model must learn temporal discipline: selecting evidence conditioned on each instance's cutoff date. We propose TEMPO (Temporal Enforcement via Mode-separated Policy Optimization), which trains this discipline via two contributions: (1) a two-mode reward where a leakage mode drives post-cutoff claims to zero as a hard prerequisite before a performance mode optimizes task performance; and (2) a GRPO-based training pipeline that enables the model to discover temporally valid reasoning strategies. We prove that training monotonically decreases leakage, converges to the leak-free optimum, and improves task performance once compliance is achieved. On three prediction tasks and two models, TEMPO reduces leakage from 213% to 0.63.7% across all conditions, with task performance improving 6~13% where strong pre-cutoff signals exist and maintained where the prediction task is inherently difficult from valid information alone.
Zeyu Zhang, Bradly C. Stadie
May 13, 2026cs.SE

Protocol-Driven Development: Governing Generated Software Through Invariants and Continuous Evidence

Automated program synthesis lowers the cost of producing implementations but introduces a harder governance problem: determining which generated artifacts are admissible. Natural-language specifications are ambiguous, and example-based tests sample only part of the behavioral space. Used alone, neither provides a sufficient control boundary. We introduce Protocol-Driven Development (PDD), where the primary software artifact is a machine-enforceable protocol rather than code. We define a protocol as the triplet P = (S, B, O), specifying structural, behavioral, and operational invariants. Their conjunction defines the admissible implementation space of a software component. Under PDD, implementations are replaceable realizations discovered through constrained search. An implementation is admitted only if it satisfies the protocol and produces a verifiable Evidence Chain of compliance. Admission is grounded in protocol satisfaction and recorded evidence rather than trust in the generator. For deployed systems, we extend the Evidence Chain into a Dynamic Evidence Ledger. Runtime verifiers append signed observations, invariant checks, and violations to the ledger, allowing monitorable obligations to be continuously attested. This connects live failures back to the generation loop without granting the generator runtime authority. Combining formal methods, property testing, runtime verification, policy-as-code, and software provenance, PDD defines a governance model for automated software engineering. Its organizing principle is that code is transient, while the protocol carries durable authority.
Jun He, Deying Yu
May 8, 2026cs.LG

Exactness Matters for Physical Rule Enforcement

Autoregressive scientific forecasters often enforce physical or structural constraints by repairing each predicted state before feeding it back into the model. However, it remains unclear when stronger physical rule enforcement becomes reliable and when it becomes a source of distribution shift. We study this question through operator exactness, meaning whether the repair map is the identity on the target manifold and is aligned with the target geometry. We compare raw forecasting, post hoc repair, and in-loop repair across periodic incompressible Navier--Stokes, non-periodic CFDBench flows, and a hierarchical-forecasting support task. In the exact periodic regime, Fourier projection substantially improves rollout accuracy. On the NS-128 benchmark, a strong Raw-FNO has a final-step rollout MSE at horizon 100 of (9.390±6.290)×105(9.390 \pm 6.290)\times 10^{-5}, and post hoc and in-loop projection reduce it to (1.130±0.165)×106(1.130 \pm 0.165)\times 10^{-6} and (5.370±0.113)×107(5.370 \pm 0.113)\times 10^{-7}. However, once an exact projection is unavailable and only approximate boundary-preserving cleanup is available, the ordering changes. Across cavity, tube, dam, and cylinder flow, stronger Poisson-based cleanup can reduce divergence while worsening rollout error; target-distortion MSE predicts this harm far better than a linear-system residual. Controlled mismatch, screened cleanup, adaptive gating, and external-backbone checks show that the best approximate-regime operating point can be raw or near-identity. Hierarchical forecasting gives the same broader pattern. Exact forecast reconciliation is a stable baseline, whereas blended top-down repair, a validation-tuned interpolation toward historical-proportion top-down reconciliation, is dataset-dependent. Thus, constraint enforcement should be benchmarked by operator--data alignment before enforcement strength.
Bum Jun Kim
Apr 26, 2026cs.AI

Structural Enforcement of Goal Integrity in AI Agents via Separation-of-Powers Architecture

Recent evidence suggests that frontier AI systems can exhibit agentic misalignment, generating and executing harmful actions derived from internally constructed goals, even without explicit user requests. Existing mitigation methods, such as Reinforcement Learning from Human Feedback (RLHF) and constitutional prompting, operate primarily at the model level and provide only probabilistic safety guarantees. We propose the Policy-Execution-Authorization (PEA) architecture, a "separation-of-powers" design that enforces safety at the system level. PEA decouples intent generation, authorization, and execution into independent, isolated layers connected via cryptographically constrained capability tokens. We present five core contributions: (C1) an Intent Verification Layer (IVL) for ensuring capability-intent consistency; (C2) Intent Lineage Tracking (ILT), which binds all executable intents to the originating user request via cryptographic anchors; (C3) Goal Drift Detection, which rejects semantically divergent intents below a configurable threshold; (C4) an Output Semantic Gate (OSG) that detects implicit coercion using a structured K×I×PK \times I \times P threat calculus (Knowledge, Influence, Policy); and (C5) a formal verification framework proving that goal integrity is maintained even under adversarial model compromise. By shifting agent alignment from a behavioral property to a structurally enforced system constraint, PEA provides a robust foundation for the governance of autonomous agents.
Rong Xiang
Apr 19, 2026cs.AI

From Admission to Invariants: Measuring Deviation in Delegated Agent Systems

Autonomous agent systems are governed by enforcement mechanisms that flag hard constraint violations at runtime. The Agent Control Protocol identifies a structural limit of such systems: a correctly-functioning enforcement engine can enter a regime in which behavioral drift is invisible to it, because the enforcement signal operates below the layer where deviation is measurable. We show that enforcement-based governance is structurally unable to determine whether an agent behavior remains within the admissible behavior space A0 established at admission time. Our central result, the Non-Identifiability Theorem, proves that A0 is not in the sigma-algebra generated by the enforcement signal g under the Local Observability Assumption, which every practical enforcement system satisfies. The impossibility arises from a fundamental mismatch: g evaluates actions locally against a point-wise rule set, while A0 encodes global, trajectory-level behavioral properties set at admission time. An agent can therefore drift -- systematically shifting its behavioral distribution away from admission-time expectations -- while every individual action remains within the permitted action space. We define the Invariant Measurement Layer (IML), which bypasses this limitation by retaining direct access to the generative model of A0, restoring observability precisely in the region where enforcement is structurally blind. We prove an information-theoretic impossibility for enforcement-based monitoring and show IML detects admission-time drift with provably finite detection delay. Validated across four settings: three drift scenarios (300 and 1000 steps), a live n8n webhook pipeline, and a LangGraph StateGraph agent -- enforcement triggers zero violations while IML detects each drift type within 9-258 steps of drift onset.
Marcelo Fernandez
Apr 14, 2026cs.CY

The Enforcement and Feasibility of Hate Speech Moderation

Online hate speech is associated with harms ranging from deteriorating mental health to violence, yet how consistently platforms moderate hate, and whether enforcement is feasible at scale, remain poorly understood. We audit hate speech moderation on Twitter (now X) using 540,000 tweets annotated by trained native speakers, representative of a full day on the platform. Five months after posting, 80% of hateful tweets, including violent ones, remained online. Removal was only marginally more likely than for non-hateful tweets, far below scams or adult content, and insensitive to severity and reach. Automated detection could not reliably classify hate but ranked it highly, enabling human triage. Simulating this workflow, current staffing curbed little exposure, yet substantial reductions proved financially feasible, far below applicable regulatory fines. Persistent hate reflects resource allocation, not technical limits.
Manuel Tonneau, Dylan Thurgood, Diyi Liu +7
Nov 10, 2025cs.SE

Structural Enforcement of Statistical Rigor in AI-Driven Discovery: A Functional Architecture

AI-Scientist systems risk manufacturing spurious discoveries through uncontrolled multiple testing. We present a functional architecture that enforces statistical rigor at two levels: a Haskell embedded domain-specific language (the Research monad) that makes it impossible to test a hypothesis without updating the error budget, and a declarative scaffold, backed by an OS-level sandbox, that makes validation data physically absent from the environment in which LLM-generated code runs. We ground the design in a machine-checked Lean4 formalization of LORD++ online false-discovery-rate (FDR) control: we derive its error budget and prove both marginal and full FDR control, then close the gap to the implementation by verifying the budget's wealth invariant over IEEE754 arithmetic in SPARK/Ada. To our knowledge this is the first verified chain from theorem to floating-point implementation for an online FDR procedure. In simulation, the architecture holds the false discovery rate near 1% against a 5% target, where a naive approach reaches 41%. In end-to-end case studies, a valid test avoids the false discoveries a flawed one produces, yet still finds real effects when the data allow. An adversarial evaluation confirms that generated code cannot read the held-out data even when given its exact path.
Karen Sargsyan