Retrieval Layer

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Period ending 2026-09-14

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A weekly snapshot of new work published in Retrieval Layer.

60 papers

Latest in Retrieval Layer

Sep 21, 2026cs.CV

The Visual Target Matters: Learning across the Visual Hierarchy for Brain-to-Image Retrieval

Brain-to-image retrieval seeks to identify the visual stimulus that elicited a non-invasive neural response. Candidate images are typically represented by pretrained vision models, whose internal representations vary in abstraction across depth. Existing methods usually train the neural encoder to recover a fixed final-layer visual target. Under this formulation, the visual hierarchy is reduced to a single prescribed endpoint, preventing representations at other depths from directly shaping the visual target. This limitation motivates learning how information across visual depths should contribute to the retrieval target. To this end, we introduce NeuroGlyph, which learns a trial-independent visual target from multiple depths of a frozen visual backbone. NeuroGlyph decomposes the target into factor-specific subspaces. Each subspace learns an image-conditioned allocation over visual depth. The resulting subspaces are fused into a single embedding for retrieval. Across THINGS-EEG and THINGS-MEG, NeuroGlyph outperforms final-layer supervision in all controlled comparisons. It also surpasses the post hoc best fixed-layer oracle in three of four comparisons. Parameter-matched ablations support both factorized target construction and image-conditioned depth allocation. Under comparable 200-way retrieval protocols, NeuroGlyph achieves the strongest system-level performance in six of eight reported metrics. These results support learning retrieval targets across the visual hierarchy rather than prescribing one visual depth.
Ye Wang, HaoKun Ren, Hong Yu +4
Sep 19, 2026cs.IR

Parameterized Dense-Sparse Fusion for Hybrid Retrieval: Tuning a Rank-Score Mix on BEIR SciFact with Qdrant

We study a parameterized hybrid ranker that fuses a dense embedding list and a sparse lexical list. The method has a small, explicit parameter vector: a dense prior α[0,1]α\in [0,1], a score-versus-rank mix λ[0,1]λ\in [0,1], an RRF smoothing parameter κ>0κ> 0, optional list-geometry coefficients that move αα per query, and a router margin ττ that can turn sparse search off. We grid-search those ranges on SciFact train (809 queries) and freeze the chosen values on SciFact test (300). The tuned rank-score mix (α=0.8α= 0.8, λ=0.75λ= 0.75, κ=20κ= 20) reaches 0.753 nDCG@10 and 0.889 recall@10, outperforming dense BGE (0.742 / 0.871) and equal-weight RRF (0.707 nDCG@10) on that test split. A list-conditioned αα adds +0.0006 nDCG; a sparse-off router is rejected by the same train split (any ττ that skipped approximately 50% of queries lost nDCG). These coefficients are dataset-specific. Equal RRF with the same models does not beat dense on a nine-zip BEIR macro-average (0.479 vs. 0.519 nDCG@10). Repeating the same train-then-freeze sweep independently on all 20 indexed units beats equal RRF on 20/20 and dense on 16/20 (unit-mean nDCG@10 0.467 vs. 0.462 dense vs. 0.420 RRF). Other corpora should reuse the ranges, not a copy of the SciFact point.
Satyanarayan Pati, Srikanth Patil
Sep 8, 2026cs.AI

Revoked but Still Authoritative: An Empirical Study of Revocation Enforcement in Agent-Memory Systems

Long-running language-model agents depend on persistent memory. Many agent-memory systems preserve history through soft revocation: a contradicted fact is marked invalid and retained rather than deleted. However, whether that mark is enforced at retrieval time is unexamined. In this paper, we measure five such systems: we load each with a revoked policy and its replacement, track whether the revoked fact is returned at retrieval and whether the agent then acts on it across nine policy scenarios and nine models, and score every trial under six defense conditions. We find that no system enforces revocation by default: the revoked fact is returned wherever the revocation label is visible to the retrieval layer, outranks its replacement, and leads agents to the unsafe action. Based on these findings, we develop a guard that sits between the agent and any memory backend and withholds records that are revoked or conflict with their replacement.
Yi Ting Shen, Kentaroh Toyoda, Alex Leung
Sep 7, 2026cs.IR

Matryoshka Hash Representations for Model-Aware Compact Semantic Retrieval

Retrieval-augmented generation (RAG) depends on dense retrieval: each document is stored as a learned vector, and a query is answered by finding its nearest neighbors in that vector space. Keeping one full-precision vector per document is the dominant index cost at corpus scale, so retrieval systems replace each vector with a short code of a few bytes---a step called quantization. Standard quantizers such as product quantization (PQ) pick the code that reconstructs the original vector most closely. A single code is even more useful if it serves several byte budgets at once: when its short prefixes are each directly searchable, a deployment can set its efficiency--quality operating point without re-encoding the corpus. But training all prefixes under one objective makes the early bits a compromise across budgets---short codes improve while the full-width code degrades. Quantization to low-bit representation, such as binary codes, further sharpens the conflict. We introduce Matryoshka Hash Representations (MHR), a two-stage procedure that separates full-width training from prefix organization. MHR first learns a longer binary code, then freezes the model and trains additional zero-initialized residual code adaptors for directly searchable prefixes. Documents are stored at one bit per coordinate, while queries keep continuous logits like PQ to attain sufficient expressivity. We implement the search process with FAISS FastScan. Trained on MS MARCO and zero-shot transferred to seven BEIR datasets, MHR reaches .5561 NDCG@10 and .6535 Recall@100 at 32 bytes, surpassing the best baseline of the same budget. The advantage is more pronounced in lower budgets. The same code also strengthens two common pipelines: shortlisting candidates for full-precision reranking, and pruning a low-storage graph index such as LEANN.
Peichun Hua, Yunming Xiao
Sep 7, 2026cs.IR

Query-Aware Token Budgeting for Efficient Late-Interaction Visual Document Retrieval

Late-interaction visual document retrievers preserve fine-grained page evidence by storing many token embeddings per page, but the resulting storage and query-time interaction costs make large-scale deployment expensive. Pooling document tokens before indexing offers a natural remedy, yet static pooling must decide which visual evidence to preserve before the query is known. We study an alternative: a heavily compressed hot-path index generates candidates, after which query-aware token budgeting operates on the original token sets of the shortlisted pages. We formulate this stage-two selection as a budgeted MaxSim coverage problem, show that a clipped version is monotone submodular, and compare coverage-only, cluster-guided, token-wise, and marginal-gain policies. On ten ViDoRe tasks with ColModernVBERT, direct static pooling reduces macro normalized discounted cumulative gain at rank five from 0.6309 without compression to 0.4738 at a thirty-two-fold pool factor. Under the same candidate-generation regime and a pool-factor-eight-equivalent reranking budget, token top-k recovers 93.93 percent of the full-token score, while greedy marginal-gain selection recovers 98.39 percent. Held-out and leave-one-dataset-out evaluations yield positive greedy improvements over token top-k on every dataset. The latency analysis reveals two useful operating points: token top-k for interactive retrieval and the naive greedy implementation as a quality upper envelope. Together, these results show that late-interaction visual retrieval benefits from query-aware allocation rather than query-agnostic pooling alone.
PS Rishi, Rajeev Ranjan Dwivedi, Vinod K Kurmi
Sep 3, 2026cs.LG

VestigeKV: The NoPE-MLA KV Cache Carries Its Own Sparse-Attention Signal in a Vestigial Branch

A long-lived KV cache must be compressed before the queries that will read it exist. Selection by observed attention collapses there: on a NoPE-MLA model, H2O and SnapKV retrieve 0.00 and 0.33 of needles at 8x compression, because a token's importance has not yet been observed. VestigeKV instead derives a sparse attention pattern from a signal the cache already carries, occupying the sparse-attention literature's one unoccupied quadrant: training-free and query-independent. In NoPE-MLA the 64-dimensional decoupled branch is a vestige of RoPE that training repurposes into a salience channel; reading 11% of each row, it partitions the cache into an attended tier and a GPU-resident archive that no row ever leaves, reachable each step by a certified, query-adaptive trigger. Nothing is trained and cache rows are never quantized, so every quality effect attributes to selection and scheduling. On Kimi Linear 48B, retrieval holds at 1.00 under 8x and 0.96 under 32x from 8k to 65k context, with zero gap to full-row selection, and the recall tier holds 128x at 1.00 (8k). Both tiers stay on the GPU, so the win is speed, not memory: the per-step scan reads ~26% of the bytes dense attention would, and on a two-node sglang deployment the crossover sits at ~40k context, reaching 1.18x at 256k and 1.39x at 496k. The mechanism is exclusive to NoPE: the identical operator on a RoPE MLA collapses to 0.08, query-independent salience exists only without rotation, and query-universal exact merging is provably impossible under RoPE. All thresholds were frozen before their data; 20 archived verdicts and 8 closed routes accompany the paper.
WenJie Fan
Aug 9, 2026cs.CL

Tevatron-Elastic: A Unified Abstraction for Training Elastic Retrievers and Rerankers

A single model scale challenges the flexibility of a production retrieval system: some settings need it faster, others need a smaller index, and the right trade-off changes with the workload. In the context of information retrieval (IR), a transformer-based model can be made smaller in three ways---using fewer layers, passing fewer tokens through the upper layers, or producing a shorter embedding---and each way saves a different compute resource. These options have been studied one at a time, each as its own method with its own code and training setup, which makes them hard to combine or adapt to a new model. We present~\ours to bring all three under one simple abstraction: a single object names any size the model can run at, and a short schedule lists the sizes to train. Training then produces one checkpoint that serves all of those sizes, and at deployment the user picks any of them. The same abstraction covers both retrievers and rerankers and both encoder and decoder models, as it works through interfaces that Hugging Face transformers already expose; a new backbone is a configuration change, not new modeling code. Prior methods---Matryoshka embeddings, early exit, 2DMatryoshka (e.g., Starbucks), and layerwise token compression---become special cases of our unified abstraction. The same interface also enables MatryoshkaLTC (MLTC), which jointly trains several token-compression ratios in one retriever checkpoint. To validate our framework, we train 20 checkpoints across three backbones and two tasks: the quality curves are smooth, one checkpoint costs little over a model trained for a single size, and a controlled study confirms the wallclock speedups. We release the framework and all checkpoints as a resource for building elastic retrieval systems.
Yu Wang, Shengyao Zhuang, Xueguang Ma +4
Aug 9, 2026cs.CV

AnchorFold: A Focus-Then-Fold Framework via Recursive Attention Propagation for Efficient Multi-Vector Visual Document Retrieval

Multi-vector vision-language retrievers enable fine-grained Visual Document Retrieval (VDR) through late interaction, but storing and scoring hundreds of visual patch embeddings per page incurs substantial overhead. Existing training-free methods rely on pruning or merging: pruning degrades sharply under aggressive compression, whereas merging does not explicitly prioritize important regions when forming representatives. We introduce AnchorFold, a training-free focus-then-fold framework for document-side index compression. AnchorFold applies Recursive Attention Propagation over visual self-attention graphs, performing multi-step propagation within each attention head and integrating scores across heads and layers. The focus stage selects the highest-centrality tokens as anchors. The fold stage assigns remaining tokens to their most similar anchors in the normalized retrieval space and summarizes each anchor-centered group through centrality-weighted aggregation. This preserves non-anchor contributions while concentrating capacity on structurally important tokens. Across ViDoRe v1/v2 and REAL-MM-RAG with three diverse retrieval backbones, AnchorFold consistently outperforms all evaluated training-free baselines at γ0.20γ\leq 0.20. On ViDoRe v1/v2, it retains 98.3% of full-index NDCG@5 on average at 5×5\times compression, achieving near-lossless compression, and 92.4% at 20×20\times compression.
Haoyu Zuo, Yibo Yan, Xin Zou +4
Aug 9, 2026cs.RO

RAG-Based Auto-Configuration for Industrial Fieldbus Devices

Industrial device commissioning requires engineers to manually extract hundreds of protocol-specific parameters from heterogeneous PDF manuals and transcribe them into supervisory control systems, a time-intensive, error-prone workflow. This paper presents SysName, a production-oriented pipeline that automates device configuration end-to-end for Modbus RTU, OPC-UA, Profibus DP, and CANopen. It builds a hybrid dense-sparse retrieval index augmented by an ontology graph derived from ECLASS, AAS, and SOSA/SSN, using a BGE-M3 encoder with a cross-encoder reranker to surface relevant manual passages. A local LLM (T=0.1) generates ontology-aligned JSON-LD configurations via protocol-specific prompts and a four-step repair pipeline. A two-stage abstention gate, combining a reranker-score threshold and an IRI resolution ratio, blocks unsafe LLM invocations and filters low-coverage configurations before SHACL validation. On a gold set of 28 field-level queries, the hybrid retriever reaches 0.96 HitRate@10, and the reranker raises MRR@10 from 0.56 to 0.63 with perfect score separation for abstention. The generator attains field-level F1=0.87 with exact match on 9 of 12 runs. End-to-end runs on an H100 GPU complete in 2.6-6.6s per device with zero unsafe writes and zero silent failures on a five-device benchmark; every unsuccessful run is flagged by abstention or deployment verification. Component-wise evaluation localises the single systematic failure to OPC-UA generation, invisible to end-to-end metrics alone. A case study commissions a physics-simulated Universal Robots UR5e robot from unmodified vendor documentation (254-page manual, 8-page register list, 496 chunks), reaching field-level F1=1.0 over three runs with read-back and joint-consistency verification. An ablation study and comparison with five industrial-LLM systems complete the analysis.
Aadil Gani Ganie, Saad Ezzini, Naveed Farooz Marazi
Jul 29, 2026cs.IR

MediaWiki Code2Code Search: Neural Retrieval for the Semantic Discovery of Open-Source Software Entities

Code search in large-scale ecosystems is often hindered by the lexical gap between user queries and implementation details, alongside the trade-off between the low latency of traditional Information Retrieval (IR) and the precision of Deep Learning (DL). We present MediaWiki Code2Code Search, a neural retrieval system for semantic code-to-code discovery. By indexing 1.29 million structural entities (functions, types, and templates) across 2,500+ MediaWiki repositories, our system enables retrieval based on computational intent rather than surface tokens. We employ a split-build architecture, decoupling GPU-intensive offline indexing from a CPU-only serving layer; our FAISS IVF-PQ index occupies 168.6 MB: a 96.6% reduction compared to a flat float32 baseline, and achieves a median query latency of 1.85 seconds on commodity hardware, satisfying the 6 GiB RAM constraint of Wikimedia Toolforge. Our evaluation across a 27-query benchmark demonstrates superior performance over the BM25 baseline, achieving a P@10 of 0.87 compared to 0.64 (0.52 versus 0.34 for strict matching). Gains are most pronounced in name-obfuscated tasks where lexical methods fail. The system is available at https://code2codesearch.toolforge.org under the Apache 2.0 licence and provides an open RESTful API.
Francesco Tosoni
Jul 26, 2026cs.IR

Tokens are All You Need: Dual-purpose Semantic IDs for Achieving LLM-Level I/O Efficiency in recommendation systems

Large-scale recommendation systems face "Memory Wall" bottlenecks due to massive, dense embedding tables. While generative retrieval uses discrete tokens for IDs, high-dimensional context still relies on inefficient dense formats. Inspired by computer vision data compression, we propose Dual-purpose Semantic IDs to achieve LLM-level I/O efficiency. Our methodology uses hierarchical quantization to condense continuous embeddings into discrete Semantic IDs performing two concurrent roles: (1) Collaborative Identity: modeling user-item interactions via learnable embedding table; and (2) Content Reconstruction: using a lightweight Semantic Decoder for on-the-fly embedding approximation. This approach replaces massive vector storage with on-demand reconstruction, reducing system overhead and data footprints. We demonstrate the efficacy of our framework through offline evaluations and successful online deployment in production-scale ranking and retrieval systems at a major video sharing platform, showing that discrete tokens are indeed all you need for highly efficient, content-rich recommendation.
Baolei Li, Yiping Yuan, Yilin Zheng +6
Jul 23, 2026cs.CL

Anti-Periodic Positional Encoding: Möbius Boundary Conditions Make In-Context Retrieval Reliable

Möbius RoPE is a rotary positional encoding built on the anti-periodic frequency ladder θi=π(2i+1)/Nθ_i=π(2i+1)/N: every rotation plane advances by an odd multiple of ππ across the training context, so the positional holonomy is 1-1 and the two ends of the sequence are deterministically coupled through a closed-form Dirichlet "dipole"; to our knowledge this is the first anti-periodic boundary condition in positional encoding. We verify the theory numerically to 106\sim 10^{-6} and pretrain 48 models spanning six 160M-class and three 410M-class arms (2B FineWeb-Edu tokens each; the hybrid arm puts Möbius frequencies on 25% of heads). Hybrid perplexity is unchanged (29.66 vs. 29.72), but needle-in-a-haystack retrieval becomes reliable: 90.3±5.7%90.3\pm5.7\% versus 63.3±31.4%63.3\pm31.4\% at context 512 (n=6n=6 seeds), observed worst seed 86% versus 14%, robust variance tests p=0.013p=0.013-0.0290.029 (unadjusted), recurring at 410M (Levene p=0.040p=0.040). Matched controls isolate the mechanism: an aperiodic ladder in the same frequency band reproduces none of the effect, and a periodic (holonomy +1+1) ladder only a fraction. Swapping trained models' frequency table back to standard RoPE (weights frozen) collapses retrieval, with damage concentrated on far needles: trained models depend on this long-range geometry. A NoPE arm is even more reliable at short context but pays a 13% perplexity tax and extrapolates worst; only the anti-periodic hybrid pairs baseline perplexity with a high reliability floor. The effect is scoped to single-needle retrieval within the training window; a one-line frequency swap thus provides zero-cost insurance against the retrieval seed lottery.
Ji Ho Bae
Jul 21, 2026cs.IR

PLAID-PRF: Pseudo-Relevance Feedback with Centroid-like Tokens in PLAID

Multi-vector dense retrieval models, such as ColBERT, achieve strong retrieval effectiveness by modelling fine-grained token-level interactions between queries and documents. Methods such as PLAID use centroid-based quantisation of each token's vector to reduce the index size and speed up retrieval while maintaining strong effectiveness. In this work, we introduce PLAID-PRF, a method that performs Pseudo-Relevance Feedback (PRF) over PLAID to reformulate ColBERT's query vectors based on the top-retrieved results. In contrast with prior methods that perform PRF on multi-vector retrieval models, PLAID-PRF keeps computational costs low by leveraging the internal PLAID centroid vectors, treating them similarly to tokens in traditional PRF methods. The method selects a small and diverse set of high-utility expansion vectors and appends them to the original query, rerunning PLAID to refine both candidate generation and final scoring. Extensive experiments on the standard in-domain MSMARCO and four out-of-domain BEIR benchmarks show that PLAID-PRF consistently improves retrieval effectiveness over various baselines. In particular, PLAID-PRF improves over PLAID by up to 4.3% nDCG@10 and 7.3% MRR@10, while introducing substantially less computation overhead than prior PRF methods. The results demonstrate that our proposed centroid-aware PRF method offers an effective and lightweight mechanism to improve the quality of top-ranked retrieved results. Overall, this work enables effective and efficient feedback-aware late-interaction retrieval without expensive query-time document-token clustering.
Xiao Wang, Sean MacAvaney, Craig Macdonald
Jul 20, 2026cs.IR

Aethel: A Reproducible Graph-Retrieval Framework for Multi-Hop Financial Diligence

Secondary private equity transactions require rapid synthesis of fragmented, unstructured financial disclosures, where critical metrics and their entity anchors are distributed across disjoint documents with limited lexical overlap. We present Aethel, a reproducible framework that combines bipartite Personalized PageRank graph retrieval with a coreference-aware Bipartite Coreference Teleportation layer and an orchestrated specialist-agent architecture. Aethel models corpora as entity-passage graphs and propagates relevance through explicit relational paths to support multi-hop financial diligence. We evaluate the retrieval layer on 200-question samples from the MuSiQue and 2WikiMultiHopQA validation sets, comparing sparse lexical, dense bi-encoder, vanilla graph, and coreference-aware graph retrieval. Aethel achieves HR@5 of 100.0% on 2WikiMultiHopQA and 88.5% on MuSiQue, improving coverage over vanilla graph retrieval while trading off top-rank precision. We also evaluate retrieval over a 4,123-chunk corpus of financial disclosures and find that graph retrieval outperforms dense retrieval on multi-hop recall but does not surpass a strong BM25 baseline at open-corpus scale. The results show that graph-based retrieval offers interpretable multi-hop evidence paths and degrades more gracefully than dense retrieval as corpus size grows, while also demonstrating that its advantage depends strongly on corpus scale and entity-index quality. Code and evaluation artifacts are released for reproducibility.
Krish Sapru
Jul 10, 2026cs.CV

Semantic Hardness Is Not Visual Hardness: Sign-Aware Hard Negative Mining for Sign Language Retrieval

Sign Language Retrieval (SLRet) enables efficient access to sign language content but remains fragile in fine-grained scenarios where visually similar signs must be distinguished. We show that this limitation does not stem from model capacity, but from ineffective hard negative supervision. Specifically, we formulate fine-grained retrieval failures as a negative distribution mismatch: semantically distinct yet visually confusable signs are rarely treated as hard negatives, while existing text-based mining strategies fail to capture such visual ambiguity. To address this issue, we propose Sign-Aware Hard Negative Mining (SAN), which constructs hard negatives based on visual confusability in the sign embedding space rather than linguistic similarity. Experiments on PHOENIX-2014T demonstrate that SAN substantially improves fine-grained retrieval performance while preserving coarse-grained accuracy, highlighting the importance of aligning negative supervision with visual ambiguity in sign language retrieval.
Junmyeong Lee, Chan Hur, ChangSu Choi +5
Jul 6, 2026cs.IR

Do All Visual Tokens Matter Equally? Object-Evidence Preserving Token Merging for Vision-Language Retrieval

Multi-vector vision-language retrieval preserves fine-grained visual evidence through maximum-similarity late interaction, but dense image-side tokens make storage and scoring expensive. Existing token compression methods reduce this cost, yet they can remove or collapse object- and region-level evidence that future query tokens may need to select. We propose SaMer, an object-aware token merging framework that compresses image-side post-projector tokens into KK representative centroids while preserving the original late-interaction interface. SaMer uses object annotations only during training as a merge prior to discourage cross-instance mixing, requires no ground-truth bounding boxes or detectors at inference time, and adapts only the shared projection layer with frozen vision and language backbones. With K=64K=64, SaMer removes more than 93% of image-side tokens and reduces ColPali storage by 16.09×16.09\times, while improving R@1 on Flickr30K and MSCOCO. These gains arise because object-aware merging preserves query-selectable object evidence that pruning or feature-only pooling can remove or collapse. SaMer also outperforms compression baselines and shows stronger phrase-level grounding, suggesting that efficient multi-vector retrieval depends not only on reducing token count, but on preserving the evidence future query tokens need to select.
Suhyeong Park, Junha Jung, Jungwoo Park +1
Jun 24, 2026cs.CV

Active Adversarial Perturbation-driven Associative Memory Retrieval for RGB-Event Visual Object Tracking

RGB-Event tracking improves localization robustness by fusing RGB appearance textures and dense temporal motion cues from event sensors. While this multi-modal scheme broadens tracking applicability, real-world scenes suffer diverse structured signal degradations that hinder traditional multi-modal fusion. In harsh environments, either modality can lose reliability drastically, and targets frequently appear incomplete due to occlusion, edge truncation and foreground clutter.To tackle the above challenges, we present a hierarchical perturbation and retrieval framework tailored for RGB-Event tracking with robustness against partial target missing and modal degradation, termed APRTrack. To mimic real-world signal corruption, APRTrack constructs structured degradation via two adversarial perturbation branches at the modality and spatial levels, which separately simulate full-modal failure and localized target region absence. A hierarchical routing mechanism is designed to disentangle the training pipelines of the two perturbation types, effectively eliminating feature collapse induced by superimposed degradation constraints. Furthermore, we devise Footprint-guided Channel-calibrated Hopfield Retrieval (FCHR) for reliable historical information compensation. This module evaluates retrieval confidence based on association footprints between queries and memory banks, and calibrates the retrieval metric space prior to Hopfield matching, realizing controllable historical feature compensation bounded to target regions. Extensive experiments on FE108, COESOT, VisEvent, and FELT datasets demonstrate the effectiveness of our proposed strategies for the RGB-Event visual object tracking. The source code and pre-trained models will be released on https://github.com/Event-AHU/OpenEvTracking
Xiao Wang, Xufeng Lou, Zikang Yan +5
Jun 23, 2026cs.CL

DREAM: Dense Retrieval Embeddings via Autoregressive Modeling

Dense retrieval embedding models are a fundamental component of modern retrieval-based AI systems. Most dense retrievers are trained with contrastive objectives, which require labeled positive and negative document pairs that are often costly and difficult to obtain. In this work, we investigate whether the autoregressive next-token prediction objective of a large language model (LLM) can provide supervision for dense retrieval. The intuition is simple: if a document contains information relevant to a query, conditioning on that document should make the target output easier for the LLM to predict. A key challenge is that the next-token prediction loss is computed inside the LLM, while the retriever is a separate embedding model. To address this challenge, we propose DREAM (Dense Retrieval Embeddings via Autoregressive Modeling), which injects retriever-generated query-document similarity scores into selected attention heads of a frozen LLM. During training, these scores determine how much attention each candidate document receives while the LLM predicts the target output. The resulting prediction loss provides gradients for retriever training through the attention mechanism. We evaluate DREAM on retrieval benchmarks BEIR and RTEB using embedding backbones ranging from 0.5B to 3B parameters. DREAM consistently outperforms existing baselines across different model scales. These results demonstrate that DREAM provides a promising approach for training dense retrievers through autoregressive modeling.
Yixuan Tang, Yi Yang
Jun 19, 2026cs.IR

When Does Overlap Help? OSU-Mem and a Cell-Conditional Analysis of Trajectory Memory for LLM Agents

Long-horizon large language model (LLM) agents accumulate interaction trajectories that quickly exceed any practical prompt budget, and existing memory methods either truncate aggressively and lose non-local evidence or retain boilerplate that degrades decision quality. We ask a mechanism question rather than claiming a better general-purpose memory system: when does organizing trajectory memory into overlapping semantic units (OSUs) -- groups of related steps in which one step may belong to several units -- help retrieval over flat or disjoint alternatives? We instantiate this in OSU-Mem, which retrieves from an overlapping OSU pool via budgeted coarse-to-fine expansion, and show its benefit is conditional: overlapping memory helps when the evidence steps a query needs share tool calls or entities, but hurts when those steps are fully heterogeneous and share neither. On a synthetic benchmark where evidence carries such shared structure by construction, OSU-Mem improves over the strongest baseline as the theory predicts; yet on a concatenated, constructed unaugmented ττ-bench setting its aggregate advantage over flat retrieval vanishes. Splitting queries by whether their evidence shares tools and entities shows this near-tie to be an artifact of mixing query types rather than a property of either method, and ToolBench, a controlled probe built to carry shared structure by design, corroborates the same mechanism via an overlap-vs.-disjoint construction contrast (under a coverage-guided variant), isolating the construction principle rather than validating the full default system. Because the relevant sharing is cheaply estimable from metadata, the analysis yields a metadata-based heuristic for predicting when overlap is likely to improve retrieval. We deliberately isolate the retrieval layer, assessed by retrieval quality and an LLM-mediated evidence-selection stage.
Mellow Baixuan Chen, Xiangguo Sun
Jun 19, 2026cs.IR

Aligning Sentence Embeddings to Human Concepts via Sparse Autoencoders

Dense sentence embeddings are fundamental to modern Retrieval-Augmented Generation (RAG) systems but suffer from a lack of interpretability due to feature superposition. This opacity hinders the alignment of retrieval processes with human intent, as the entangled representations are difficult to analyze or control. In this work, we propose a method to disentangle the dense representations of sentence transformers (e.g., E5) into human-interpretable concepts using Top-k Sparse Autoencoders (SAEs). We demonstrate that these disentangled features align with specific semantic, syntactic, and pragmatic categories. Furthermore, we introduce an activation steering mechanism that allows for precise intervention in the retrieval process. By clamping specific latent features, we show that it is possible to re-rank search results to better align with user constraints without retraining the backbone model. Our findings suggest that SAE-based decomposition offers a viable path toward transparent and steerable neural information retrieval.
Wonseok Shin, Songkuk Kim
Jun 18, 2026cs.DB

Policy-aware Vector Search: A Vision for Fine Grained Access Control in Vector Databases

Vector databases are increasingly used in security sensitive contexts with Retrieval Augmented Generation and organizational AI pipelines; however, their security capabilities remain limited. Specifically, Fine-grained Access Control (FGAC) which is required to ensure that data access adheres to user-specific policies is not fully supported in modern vector databases. Unlike relational databases, vector databases combine structured and unstructured attributes to provide semantic, approximate query results, which complicates FGAC implementation. This creates an inherent tension between enforcing FGAC policies correctly, achieving high ANN search recall and maintaining low query latency. In this paper, we present a vision for Policy-aware Vector Search by formalizing the FGAC policy model in vector databases as well as the enforcement problem. We compare various enforcement strategies, present preliminary findings, and identify key open challenges for future research in policy-aware vector search.
Lakshmi Sahithi Yalamarthi, Primal Pappachan
Jun 17, 2026cs.IR

Rescaling MLM-Head for Neural Sparse Retrieval

Learned sparse retrieval (LSR) models such as SPLADE have traditionally used BERT-style masked language models as backbone encoders. A natural expectation is that replacing BERT with stronger pretrained encoders should improve retrieval effectiveness. However, we find that under standard SPLADE training recipes, backbones with large MLM-head L2 norms can suffer performance degradation and even training collapse under standard SPLADE training recipes. We identify this failure as a scale mismatch in the MLM head: SPLADE directly uses MLM-head outputs to construct sparse lexical representations, and query-document relevance is computed by an unnormalized dot product over these representations. As a result, an inflated MLM-head scale can amplify sparse activations, distort matching scores, and destabilize contrastive training under common training settings. To address this issue, we introduce a simple initialization-time correction that rescales the MLM-head projection by a constant factor before SPLADE training. This zero-cost adjustment improves training stability without modifying the model architecture or training objective. Across both in-domain and out-of-domain retrieval benchmarks, this simple correction substantially improves large-norm backbones such as ModernBERT and Ettin, turning unstable training runs into competitive sparse retrievers. In several settings, the corrected models further match or surpass the classic BERT-SPLADE baseline. These findings suggest that the bottleneck in adapting pretrained encoders to LSR is not encoder capacity alone, but the calibration of the MLM-head scale used to construct sparse lexical representations.
Youngjoon Jang, Seongtae Hong, Jonah Turner +1
Jun 17, 2026cs.CL

Lost in a Single Vector: Improving Long-Document Retrieval with Chunk Evidence Aggregation

Dense retrieval ranks one query vector against one document vector. On long documents, this interface can fail when a short but decisive span is weakened during document encoding before ranking. We study this failure mode as document-side early compression and introduce the Evidence Dilution Index (EDI) to measure how far a document-level representation falls below the strongest chunk-level evidence within the same gold document. Guided by this view, we propose DICE (Document Inference via Chunk Evidence), a training-free document-side strategy that splits documents into chunks, encodes them independently with a frozen model, and aggregates them back into a single vector while preserving the standard one-query-one-document interface. On LongEmbed, DICE improves retrieval across four backbones, with the largest gains on slices beyond 4k tokens: for Dream, Passkey >4k rises from 30.0 to 90.0 and Needle >4k from 23.3 to 74.0. Across 12,779 filtered samples, DICE yields lower EDI than the single-vector baseline in 92.8% of cases. These results establish document-level encoding as a practical and underexplored lever for long-document retrieval.
Shanshan Lyu, Yiwei Wang, Yujun Cai +2
Jun 16, 2026cs.IR

Non-negative Elastic Net Decoding for Information Retrieval

Dense retrieval has become the dominant paradigm in information retrieval, in which each document is scored against a query by the inner product of their vector embeddings, and the top-kk documents by score are retrieved for this query. However, since each document's score depends solely on the embedding of the query and itself, the retrieval process is oblivious to the content of the entire corpus. Therefore, dense retrieval cannot avoid selecting semantically similar documents from the corpus, which may result in a non-diverse, redundant set of retrieved documents. To this end, we approach retrieval as a joint decoding problem, in which documents are selected as a set with regard to the context of the rest of the corpus. To achieve this, we propose Non-Negative elastic Net (NNN) decoding, which selects documents whose embeddings jointly reconstruct the query embedding as a sparse non-negative linear combination. Our main theoretical result establishes a strict separation between dense retrieval and NNN decoding. For any corpus, every query correctly handled by dense retrieval is also handled by NNN decoding, while on corpora containing correlated documents, NNN decoding additionally handles queries that dense retrieval cannot. Experimental results indicate that applying NNN decoding to frozen embeddings trained for inner-product scoring yields consistent improvements across several benchmarks. Moreover, we introduce an end-to-end training procedure which optimizes the embeddings for NNN decoding, producing significant performance gains surpassing in all metrics and benchmarks compared to dense retrieval. Our work establishes a new paradigm for leveraging dense embeddings in information retrieval, beyond the standard practice of inner-product scoring.
Koki Okajima, Yasutoshi Ida, Tsukasa Yoshida +1
Jun 16, 2026cs.IR

Temporal Preference Optimization for Unsupervised Retrieval

Unsupervised dense retrievers offer scalability by learning semantic similarity from unlabeled documents via contrastive learning, but they struggle to capture the temporal relevance, retrieving semantically related but temporally misaligned documents-an important aspect when a document collection spans multiple time periods (e.g., retrieving documents from 2018-2025 for "Who is the president in 2019?" introduces temporal ambiguity). Existing methods rely on supervised training with explicit timestamps, which are not always feasible. We propose TPOUR (Temporal Preference Optimization for Unsupervised Retriever), which uses our novel training method Temporal Retrieval Preference Optimization (TRPO). TRPO reinterprets preference learning in the temporal dimension, guiding the retriever to favor temporally aligned documents. TPOUR further generalizes to unseen time periods via interpolation in a learned time embedding, enabling continuous temporal alignment. Experiments on temporal information retrieval (T-IR), TPOUR outperforms both unsupervised and supervised baselines. Compared to Qwen-Embedding-8B, despite being about 72.7x smaller, TPOUR Contriever improves average nDCG@5 by +4.04 (+12.15%) on explicit and +4.98 (+15.21%) on implicit queries. We provide our code at https://github.com/agwaBom/TPOUR.
HyunJin Kim, Jaejun Shim, Young Jin Kim +1
Jun 15, 2026cs.IR

Conversational Query Engine for Mixed-Modality Heterogeneous Enterprise Data Sources

Enterprise business intelligence queries span structured warehouses and unstructured document repositories -- modalities with fundamentally different access methods, cost profiles, and correctness semantics. Existing AI-enabled interfaces force users to select the right tool: NL2SQL systems cannot reason over slide decks, and RAG pipelines lack access to live warehouse tables. We present COGNI, a production conversational BI system that treats natural-language analytics as a heterogeneous query processing problem, organized as four architectural layers. First, an indexing layer implements slide-adaptive chunking -- recursive chunking for plain-text slides, hierarchical chunking for structured content such as tables, charts, and key-value blocks - achieving 88.3%88.3\% on our internal enterprise benchmark. Second, a routing layer built on a LoRA fine-tuned Qwen-2.5-1.5B-Instruct model that produces a dual output - modality decision and complexity assessment at 93.8%93.8\% accuracy and approximately 7×7\times lower cost than frontier-model. Third, a retrieval layer executes complexity-adaptive pipelines: a self-correcting NL2SQL agent at 93.9%93.9\% G-Eval, and Recursive Language Models reaching 91.0%91.0\% on multi-hop synthesis queries. Finally, a caching layer validates query equivalence across multiple dimensions beyond embedding similarity, achieving zero false cache hits and 8.4×8.4\times latency reduction.
Darshita Rathore, Vineet Kumar, Vaibhav Singal +2
Jun 9, 2026cs.IR

The Voronoi Bottleneck: Capacity-Aware Dense Retrieval for Product Search

Dense embedding retrieval compresses all relevance information into a single inner product, imposing a fundamental geometric limit -- the Voronoi Bottleneck -- on the number of query-document relevance patterns expressible at fixed embedding dimension (d). We make three contributions. (1) Unified capacity theory. We prove that Voronoi complexity and sign-rank are equivalent for top-1 retrieval, yielding tight dimension bounds and a computable diagnostic, the Capacity Utilization Score (CUS), that predicts per-query retrieval failure with AUC (> 0.8) without relevance labels. (2) Diagnosis. CUS identifies two capacity regimes -- moderate ((δ\gtrsim 1)), where density-aware training yields measurable gains, and vacuous ((δ\ll 1)), where it does not -- giving practitioners an a priori check before investing in retraining. (3) DART training. We introduce AT-DW-InfoNCE, an Adaptive-Temperature Density-Weighted contrastive objective with formally derived optimal weighting (α^* = 2.0). On a 100K-query synthetic product-search corpus with controlled relevance structure, DART improves +1.9 Recall@100 over a same-data InfoNCE baseline ((84.9 \pm 0.0) vs. (83.0 \pm 0.3); 8 seeds, (p < 0.001)), outperforming focal loss and temperature-schedule alternatives. DART requires zero inference-time overhead -- it is a drop-in training objective that improves any dual-encoder system.
Charith Chandra Sai Balne, Rithwik Maramraju, Siddharth Pratap Singh +4
Jun 9, 2026cs.CL

When More Documents Hurt RAG: Mitigating Vector Search Dilution with Domain-Scoped, Model-Agnostic Retrieval

Retrieval-augmented generation degrades when scaled to large, heterogeneous document collections, where dense similarity loses discriminative power, and top-k retrieval increasingly returns semantically similar but contextually incorrect chunks. We refer to this failure mode as vector search dilution. Even when using hybrid dense+sparse retrieval, we observed this firsthand in a deployed Wyoming Department of Transportation corpus, where scaling from 54 to 1,128 documents (88,907 chunks) reduced accuracy from 75% to below 40%. To address this dilution, we propose MASDR-RAG ( Multi-Agent Scoped Domain Retrieval for RAG) and evaluate it on 200 expert-validated queries across five LLM backbones, six corpora, and two index stacks. Our results indicate that domain scoping using organizational metadata is the key fix, significantly improving P@10 from 0.77 to 0.86 (p<0.05p < 0.05). Furthermore, our investigation of multi-agent orchestration revealed that a high degree of configuration dependence results --creating what we call the precision-faithfulness paradox. Based on these varied outcomes, our practical recommendation is simple: scope first, then perform a single synthesis call, reserving full multi-agent orchestration for genuinely multi-domain corpora paired with native-tool-call backbones. Code and Data will be made public upon acceptance.
Nabaraj Subedi, Ahmed Abdelaty, Shivanand Venkanna Sheshappanavar
Jun 9, 2026cs.IR

STORM: Stepwise Token Optimization with Reward-Guided Beam Search

Modern retrieval increasingly relies on dense and learned-sparse neural models that are effective but require encoding the entire corpus into a specialized index, rebuilt whenever the model changes. Lexical retrievers like BM25 stay efficient and transparent on a standard inverted index that need not change as models evolve, but suffer from vocabulary mismatch. LLM query rewriting can help, yet prompted rewriters emit well-formed but retrieval-ineffective or harmful-terms, and training against a retrieval reward gives only delayed, sequence-level supervision that obscures which terms helped. We introduce STORM (Stepwise Token Optimization with Reward-guided beaM search), a self-supervised framework for lexical query expansion. STORM trains the rewriter through generation guided by retrieval metrics: at each step, candidate expansions are scored against the BM25 index and low-reward continuations pruned, turning the retrieval reward into a token-level signal that concentrates exploration on retrieval-effective vocabulary. Across TREC DL and BEIR, STORM lets 0.6B-8B backbones match or surpass competitive LLM rewriters while retrieving as fast as plain BM25; at 8B it rivals far larger proprietary rewriters. It further transfers zero-shot to 18 languages (MIRACL), beating dedicated multilingual dense retrievers on average, making STORM a competitive, infrastructure-light alternative to dense neural retrieval.
Arthur Satouf, Giulio D'Erasmo, Yuxuan Zong +3
Jun 4, 2026cs.AI

Beyond Vector Similarity: A Structural Analysis of Graph-Augmented Retrieval for Industrial Knowledge Graphs

Retrieval-Augmented Generation (RAG) fails systematically on queries requiring structural reasoning over interconnected entities. We compare eight retrieval architectures for aerospace supply chain intelligence, progressing from text retrieval through graph traversal to graph computation. Using a 46-node knowledge graph with 64 typed edges, we evaluate 23 queries across 10 intent categories and demonstrate that five query classes are structurally unreachable for vector retrieval. Our central finding is the operator vocabulary thesis: the barrier to LLM-based graph reasoning is not model intelligence but the computational operators available as tools. An LLM Query Planner with 9 typed traversal primitives outperforms bespoke handlers (F1 = 0.632 vs. 0.472) while generalizing to unseen queries. Adding 6 graph computation tools, the LLM selectively adopts them for exactly the query categories where traversal fails. We also identify a measurement gap: entity-level F1 systematically underscores structural queries where comprehensive answers are correct.
Grama Chethan
Jun 4, 2026cs.IR

ColBERTSaR: Sparsified ColBERT Index via Product Quantization

While ColBERT is an effective neural retrieval architecture, it requires a heavy index structure to support candidate set retrieval based on approximated token embeddings, gathering and decompressing document token embeddings, and applying the MaxSim operation. Indexes in PLAID and similar ColBERT implementations require five to ten times the disk storage of the original raw text, which limits their scalability. Furthermore, prior work has identified that the gathering and decompression stages are the primary inefficiencies at query time. Limiting the number of document tokens that must be gathered by thresholding and score approximation does not eliminate the need for the entire index to support ad hoc queries. In this work, we propose an embedding quantization approach that turns a ColBERT index into a true inverted index. We show that, theoretically, ColBERT with embedding quantization is equivalent to learned-sparse retrieval except for the scoring mechanism. Empirically, we demonstrate that our index is 50-70% smaller than a one-bit PLAID index while retaining retrieval effectiveness.
Eugene Yang, Andrew Yates, Dawn Lawrie +3
Jun 3, 2026cs.IR

Distributional Approximate Nearest Neighbour Search for Uncertainty-Aware Retrieval

Approximate Nearest Neighbour search indices form the backbone of real-world recommender systems, enabling real-time candidate retrieval over million-item catalogues. Typically, a single point estimate embedding is learnt for every user and every item. At serving time, the user embedding queries the index for relevant items. Since these representations are learnt from sparse interaction data, they are noisy and might fail to capture all the nuances that contribute to ``relevance'' -- ignoring the fundamental uncertainty that is inherent to them. The result is a retrieval pipeline that is systematically biased toward the small minority of popular head items with well-estimated embeddings, at the expense of the long-tail majority of niche, diverse, and serendipitous content. We propose DINOSAUR (Distributional Approximate Nearest Neighbour Search for Uncertainty-Aware Retrieval): a simple and infrastructure-compatible framework to incorporate embedding uncertainty into candidate generation. Rather than indexing point estimates, DINOSAUR samples SiS_i embeddings per item and constructs an index on this augmented set. Analogously, at query time, a user embedding is sampled. This two-sided stochastic retrieval process implicitly marginalises over embedding uncertainty, without requiring changes to model architecture or ANN index infrastructure. On the analytical side, we show that DINOSAUR recovers standard point-estimate retrieval as uncertainty vanishes, and we characterise how increased embedding variance expands the regions of latent space in which uncertain items are retrievable. Reproducible empirical observations align with these expectations, showing large coverage gains with small losses in offline recall.
Olivier Jeunen
Jun 3, 2026cs.LG

RowNet: A Memory Transformer for Tabular Regression

Real estate valuation is a structured regression problem in which prices are governed by heterogeneous feature types, sparse regional effects, nonlinear interactions, and the practical logic of comparable properties. Standard multilayer perceptrons treat each row as an isolated vector and must learn locality, scale sensitivity, and categorical matching from supervision alone. Gradient-boosted decision trees provide strong tabular baselines, but their feature-centric splitting mechanism does not explicitly model the retrieval of similar historical observations. This paper presents RowNet, a retrieval-based neural architecture for real estate price-per-square-meter prediction. RowNet represents a query property through pairwise similarity features against a memory bank of labeled properties. A first retrieval layer estimates a coarse target from feature-only similarities. A second layer augments the memory comparison with target-consistency features and uses multiple learned attention heads to retrieve complementary comparable sets. A final mixture-of-experts module combines learned gating, residual correction, entropy regularization, and head-diversity regularization to produce the prediction.
Askat Rakhymbekov, Gulshat Muhametjanova
Jun 1, 2026cs.IR

Do Neural Retrievers Prefer Certain Documents? Evidence of Learned Relevance Priors

Neural retrievers are trained to estimate query-document relevance from annotated query-document pairs. Yet annotation protocols may not purely reflect relevance: they select only a subset of documents for labeling, and this selection can favor certain document types over others. We investigate whether supervised bi-encoder retrievers implicitly learn a document-level relevance prior: a query-independent signal encoded in their representation space as a side effect of training on annotated data. We estimate this prior by training simple classifiers on frozen document embeddings and evaluate three state-of-the-art retrievers across multiple IR benchmarks. We find that supervised neural retrievers encode relevance priors that generalize to unseen documents and are consistent across models. These priors create a findability gap: documents with lower prior are systematically harder to retrieve, even when genuinely relevant. This effect appears in supervised dense retrievers but is weaker and less consistent in BM25, and it persists under controlled matched-document comparisons. Using LLM-based explanations, we find that judged-relevant documents tend to be comprehensive, self-contained summaries of mainstream topics, while niche, fragmentary, or highly technical content is often left unjudged. Retrievers internalize this bias, ranking documents with these favored features higher than documents that lack them, independently of their actual relevance. Our findings expose a structural limitation of supervised retrieval: models trained on annotated data do not just learn relevance, but also the implicit document preferences in their training data.
Francisco Valentini, Edgar Altszyler, Martin Fajcik
Jun 1, 2026cs.IR

Attention Calibration for Position-Fair Dense Retrieval

Dense retrieval compresses a passage into a single vector, but this compression is positionally skewed: early content dominates the embedding, and retrieval degrades when the relevant span appears later. Prior work proposed an inference-time method that counteracts this skew by equalizing the pooling token's attention across passage segments. However, (i) it redistributes attention at a fixed strength, (ii) it forces the pooling token's attention to itself to a fixed basket-level mass despite substantial variation across layers and architectures, and (iii) its effect on retrieval has not been evaluated. We introduce a strength coefficient that interpolates between uncalibrated and fully equalized attention, together with an efficient implementation that reduces peak calibration memory overhead from 5-7 GiB to under 1 MiB. Across three embedding models and two pooling schemes, moderate calibration provides a better retrieval trade-off than full equalization. We introduce a variant that preserves the pooling token's self-attention mass and redistributes only the remaining mass. On a position-aware retrieval benchmark spanning 10 languages and 31 domains, a configuration selected on English FineWeb-PosQ and transferred without tuning reduces position sensitivity in all 16 evaluated length-quartile, model, and retrieval-setting combinations, by up to 43% relative, while improving nDCG@10 by up to 4.8% relative and leaving general retrieval effectiveness on NanoBEIR essentially unchanged. Calibration runs at indexing time, adding no query-time latency. We release our code at github.com/impresso/fair-sentence-transformers
Andrianos Michail, Elias Schuhmacher, Juri Opitz +2
May 31, 2026cs.IR

Test-Time Training for Zero-Resource Dense Retrieval Reranking

Dense retrievers excel at first-stage candidate generation but lack effective reranking in zero-resource settings. Existing approaches face a fundamental dilemma: cross-encoders deliver strong reranking quality but require costly supervised training and incur high latency, while unsupervised BM25 reranking consistently degrades dense retrieval performance on most of BEIR benchmarks. We propose DART (Dense Adaptive Reranking at Test-time), which resolves this dilemma by adapting the scoring function at inference time. For each query, the top-ranked documents serve as pseudo-positive examples and the bottom-ranked as pseudo-negative examples, providing noisy but readily available supervision to adapt a bilinear scoring matrix WW via a small number of gradient updates. We further introduce a confidence-weighted margin loss and a cross-query momentum buffer that warm-starts adaptation across queries. On six BEIR benchmarks, DART achieves a mean per-dataset relative NDCG@10 gain of +2.1% over the dense retrieval baseline with under 10ms additional latency per query, demonstrating a powerful capability for zero-shot performance enhancement and cross-domain generalization.
Shiyan Liu, Yichen Li
May 28, 2026cs.IR

No More K-means: Single-Stage Sparse Coding for Efficient Multi-Vector Retrieval

Multi-vector retrieval (MVR) models, exemplified by ColBERT, have established new benchmarks in retrieval accuracy by preserving fine-grained token-level interactions. However, this granularity imposes prohibitive storage and retrieval efficiency bottlenecks: to manage the immense memory footprint and computational overhead of billion-scale token vectors, state-of-the-art systems are forced to rely on aggressive dimension reduction and complex clustering (e.g., K-means). This compromise introduces two critical limitations: excessive indexing latency of clustering large-scale corpora and semantic information loss inherent to compression. In this paper, we propose Single-stage Sparse Retrieval (SSR}, a paradigm shift that replaces expensive clustering with efficient sparse coding. Instead of compressing features into low-dimensional dense vectors, we utilize Sparse Autoencoder (SAE) to project token embeddings into a high-dimensional but highly sparse representation. This transformation enables us to bypass vector clustering entirely and leverage inverted indexing for precise, high-throughput retrieval. Extensive experiments on the BEIR benchmark demonstrate that SSR achieves a "trifecta" of improvements: it reduces indexing time by 15x compared to ColBERTv2, halves retrieval latency, and simultaneously improves retrieval performance over leading baselines.
Lixuan Guo, Yifei Wang, Tiansheng Wen +3
May 28, 2026cs.AI

Xetrieval: Mechanistically Explaining Dense Retrieval

Explaining why dense retrievers assign high relevance scores remains challenging because retrieval decisions are made through opaque high-dimensional embeddings. Existing explanations often focus on surface signals, such as lexical matches, token alignments, or post-hoc textual rationales, and thus provide limited insight into the latent factors that shape dense retrieval behavior at the embedding level. We propose \textit{Xetrieval}, an embedding-level mechanistic framework for explaining dense retrieval. \textit{Xetrieval} first introduces a lightweight reasoning internalizer that approximates Chain-of-Thought reasoning directly in the embedding space with a single forward pass, enriching sentence embeddings with reasoning-oriented information while avoiding expensive autoregressive generation. It then decomposes these reasoning-enhanced embeddings into sparse, human-interpretable features, each associated with a coherent natural language description. By aggregating sparse feature overlaps across multiple document-side views, \textit{Xetrieval} provides feature-level explanations of individual retrieval decisions. Experiments on diverse retrievers and benchmarks show that \textit{Xetrieval} uncovers coherent interpretable features, yields stronger pair-level intervention effects, and supports task-level feature steering. The project page and source code are available at https://hihiczx.github.io/Xetrieval .
Zhixin Cai, Jun Bai, Yang Liu +7
May 28, 2026cs.IR

Latent Terms: Dense Retrievers Contain Trivially Extractable BM25-ready Zipfian Vocabularies

We propose Latent Terms, a method revealing that models trained for dense retrieval, whether single- or multi-vector, learn representations that can trivially be decomposed into retrieval-ready sparse features. When trained on frozen retrievers, Sparse Autoencoders without any retrieval-specific adjustments extract a latent vocabulary with approximately Zipfian collection statistics, directly suitable for classical sparse retrieval scoring via BM25. This approach enables sparse retrieval while requiring no learned expansion objective or sparse retrieval supervision whatsoever, and can be readily applied to any dense retriever. Latent Terms is able to match or outperform single-vector scoring methods from its own base model as well as comparable SPLADE variants. In addition, it substantially outperforms its base model on LIMIT, a task specifically designed to highlight the failures of single-vector retrieval. Overall, our results highlight that neural retrievers contain more expressive and indexable structure than their default scoring functions expose, but that other methods can nonetheless be leveraged.
Benjamin Clavié, Sean Lee, Aamir Shakir +1
May 25, 2026cs.CL

In-Context Optimization for Retrieval-Augmented Generation: A Gradient-Descent Perspective

In-context learning has recently been linked to implicit gradient descent in linear self-attention models, suggesting that context can induce a forward-pass update. Retrieval-augmented generation (RAG) also relies on context, but retrieved documents are usually treated as static evidence rather than signals for adaptation. We study RAG as an in-context optimization process. First, we show that one linear self-attention layer can implement one gradient-descent step on a unified linearized RAG objective covering both projection-based and dot-product retrieval interfaces. This gives an exact regime where retrieval-augmented prediction and in-context optimization coincide. We use this result not as a literal model of LLM computation, but as a guide for adapting the interaction between queries and retrieved evidence. We then test the boundary of this correspondence: it remains stable under controlled linear extensions, but becomes feature-distribution dependent under nonlinear architectures. Finally, we turn this view into a lightweight method for frozen RAG LLMs. The method keeps the retriever and backbone fixed, and predicts a context-conditioned update to a generator-side evidence-use interface. Across seven QA benchmarks, two retrievers, and two frozen LLM backbones, this forward-only update improves a shared-interface baseline, transfers to held-out tasks, and approaches test-time gradient adaptation at much lower per-query cost.
Mingchen Li, Jiatan Huang, Chuxu Zhang +2
May 23, 2026cs.IR

The Multilingual Curse at the Retrieval Layer: Evidence from Amharic

Multilingual retrieval increasingly underpins cross-lingual question answering and retrieval-augmented generation. Strong zero-shot scores on multilingual benchmarks are often taken as evidence that current encoders transfer reliably across many languages. We argue that this assumption breaks down for underrepresented, morphologically rich languages, and use Amharic as a diagnostic case. Under a shared passage retrieval protocol covering dense, late-interaction, learned sparse, and cross-encoder paradigms, we compare zero-shot multilingual retrievers, Amharic-fine-tuned multilingual retrievers, and monolingual Amharic retrievers. The strongest zero-shot multilingual retriever underperforms the strongest monolingual Amharic first-stage retriever by 23% relative MRR@10. Fine-tuning two recent multilingual embedding models on the same Amharic supervision yields 32-60% relative MRR@10 gains over zero-shot, but the best Amharic-fine-tuned multilingual model remains below the strongest monolingual Amharic retriever. These findings indicate that zero-shot multilingual retrieval is not a sufficient proxy for equitable information access in the LLM era: for underrepresented languages, retrieval must be evaluated and adapted in-language rather than inferred from aggregate multilingual benchmarks. To foster future research, we publicly release the dataset, codebase, and trained models at https://github.com/rasyosef/amharic-neural-ir.
Yosef Worku Alemneh, Kidist Amde Mekonnen, Maarten de Rijke
May 22, 2026cs.LG

Is Dimensionality a Barrier for Retrieval Models?

Why does the low dimensionality of representations, typically d1000d\approx 1000, not prevent modern embedding-based retrieval models from scaling to billions, or even trillions, of data points? To answer this question, we study maximal-margin embeddings in the following retrieval model, classically studied in communication complexity [PS86] and more recently in embedding-based retrieval [WBNL26]. Let A{0,1}N×nA\in \{0,1\}^{N\times n} be a matrix indicating whether each of NN queries is relevant to each of nn documents. We are interested in the largest margin m>0,m>0, denoted by mrd(d,A),\mathsf{m}^{\mathsf{rd}}(d, A), for which there exist unit norm embeddings of the queries and documents {Uj}j=1N,{Vi}i=1n\{U_j\}_{j = 1}^N, \{V_i\}_{i = 1}^n with the following property. Uj,Vim\langle U_j, V_i\rangle \ge m whenever Aji=1A_{ji} = 1 and Uj,Vim\langle U_j, V_i\rangle \le -m otherwise. A large margin is a key proxy for representation quality: it controls both robustness to perturbations and compositional generalization across queries. Our main theorem establishes that the best possible margin without a restriction on the dimension, mrd(+,A),\mathsf{m}^{\mathsf{rd}}(+\infty, A), can be nearly achieved in dimension d=O(mrd(+,A)2logn)d = O(\mathsf{m}^{\mathsf{rd}}(+\infty, A)^{-2}\log n) which improves a theorem of [BDES02]. Together with a matching lower bound in Theorem 1.5, we conclude that when A{0,1}(nk)×nA\in \{0,1\}^{\binom{n}{k}\times n} is the matrix containing all possible kk-sparse rows once, dimension d=O(klog(n/k))d = O(k\log (n/k)) is necessary and sufficient for the maximal possible margin mrd(+,A)=Θ(k1/2)\mathsf{m}^{\mathsf{rd}}(+\infty, A) = Θ(k^{-1/2}) in this setting. This fully resolves the setup of [WBNL26]. We also give several constructions for large margins when d=o(klog(n/k)).d = o(k\log (n/k)). Finally, we empirically test the InfoNCE and sigmoid losses for producing large margin embeddings and demonstrate a clear advantage of the sigmoid loss.
Kiril Bangachev, Guy Bresler, Jonathan Kogan +1
May 18, 2026cs.AI

Surface-Form Neural Sparse Retrieval: Robust Fuzzy Matching for Industrial Music Search

Music search at the scale of Amazon Music presents a unique challenge: queries frequently deviate from indexed metadata due to misspellings, transpositions, and phonetic variations, yet the retrieval system must operate under strict millisecond-level latency constraints. Our existing learning-to-retrieve system, the High Confidence Index (HCI), learns query-entity associations from customer behavior, relying on continual ``exploration'' to choose candidates. Traditional n-gram matching enables this exploration but suffers from poor semantic robustness and high noise, limiting the system's ability to learn from long-tail queries. In this work, we present a \textbf{robust neural sparse retrieval system} designed to maximize exploration efficiency. We adapt a state-of-the-art \textbf{inference-free} sparse retrieval architecture to the music domain, combining it with an effective \textbf{domain-specific granular subword tokenization strategy}. Our approach utilizes short-length token constraints (max 3 chars) to enforce the learning of surface-form robustness over lexical memorization. By pre-computing the neural embeddings and term expansions during the offline indexing phase, online processing is reduced to minimal tokenization and IDF weighting, achieving effectively zero latency overhead for query encoding. Evaluations on a 6M-document production corpus show an aggregate \textbf{91.4%} recall@10 (vs. \textbf{57.7%} for trigrams) at comparable throughput. Simulation of the HCI feedback loop demonstrates improved exploration efficiency, with \textbf{+0.8%} higher stabilized recall than production trigrams. Ablation studies indicate that our sparse training methodology drives the performance gains, while domain-specific pretraining provides a cost-effective alternative to large-scale general-purpose pretraining.
Paul Greyson, Zhichao Geng, Wei Zhang +1
May 8, 2026cond-mat.dis-nn

Context-Gated Associative Retrieval: From Theory to Transformers

Hopfield networks and their generalizations have established deep connections among biological associative memories, statistical physics, and transformers. Yet most models treat retrieval as a fixed query-to-memory mapping, ignoring the role of external context in recall. In this work, we propose a two-stage associative memory architecture, wherein a context-gate subcircuit reshapes the retrieval energy landscape before and during recall. We show theoretically that context gating increases inter-memory separation while inducing sparsity, translating into exponential improvements in retrieval. Crucially, we prove that the system admits a unique self-consistent fixed point, revealing that the resulting retrieval state is driven by both a direct contextual bias and a second-order retrieval-gate feedback loop. We then bridge this theory to transformers; specifically, we evaluate a first-order approximation on Llama-3, confirming that in-context learning acts as context-gated retrieval. Native dynamics mirror our theory: context localizes a memory subspace, enabling the zero-shot query to cleanly discriminate. Ultimately, this framework provides a mechanistic link between associative memory theory and LLM phenomenology.
Moulik Choraria, Argyrios Gerogiannis, Vidhata Jayaraman +2
May 8, 2026cs.IR

GRACE-RAG: Governed Retrieval Architecture for Canonical Evidence Synthesis, Enabling Lightweight Deployment in Closed-Domain Institutional Settings

Retrieval-Augmented Generation (RAG) systems are widely used in institutional question answering settings where responses must be grounded in authoritative documentation (Gao et al., 2023). In entity-dense domains where relevant information is distributed across heterogeneous documents, vector-only retrieval often produces fragmented evidence and increases dependence on inference-time reasoning (Zhao et al., 2024). This paper introduces GRACE-RAG, a retrieval-governed, graph-augmented RAG architecture that externalizes structural reasoning from the generative stage to a structured retrieval layer, resolving structural ambiguity offline, enabling deployment on self-hosted lightweight models calibrated to closed-domain institutional vocabulary. Experiments across three model capacities: Mistral 24B, GPT OSS 120B, and Gemini 2.5 Flash show consistent improvements in completeness, depth, and anticipatory coverage, with overall quality gains of up to 20% under mid-scale models, indicating that retrieval architecture governs structural quality over model scale, reducing computational and latency footprint without dependence on proprietary systems.
Asit Desai, Aman Kumar, Prashant Devadiga
May 7, 2026cs.LG

MINER: Mining Multimodal Internal Representation for Efficient Retrieval

Visual document retrieval has become essential for accessing information in visually rich documents. Existing approaches fall into two camps. Late-interaction retrievers achieve strong quality through fine-grained token-level matching but store hundreds of vectors per page, incurring large index footprints and high serving costs. By contrast, dense single-vector retrievers retain storage and latency advantages but consistently lag in quality because they compress all information into a single final-layer embedding. In this work, we first conduct a layerwise diagnostic on single-vector retrievers, revealing that retrieval-relevant signal resides in internal representations. Motivated by these findings, we propose MINER (Mining Multimodal Internal RepreseNtation for Efficient Retrieval), a lightweight plug-in module that probes and fuses internal signals across transformer layers into a single compact embedding without modifying the backbone or sacrificing single-vector efficiency. The first Retrieval-Aligned Layer Probing stage attaches a lightweight probe at each layer, surfacing which dimensions carry retrieval-relevant information. The subsequent Adaptive Sparse Multi-Layer Fusion stage applies performance-adaptive neuron-level masking to the selected layers and fuses the surviving signals into the final dense vector. Across ViDoRe V1/V2/V3, MINER outperforms existing dense single-vector retrievers on the majority of benchmarks, with up to 4.5% nDCG@5 improvement over its corresponding backbone. Compared to strong late-interaction baselines, in some settings MINER substantially narrows the nDCG@55 gap to 0.20.2 while preserving the storage and serving advantages of dense retrieval.
Weien Li, Rui Song, Zeyu Li +8
May 3, 2026cs.LG

Retrieval with Multiple Query Vectors through Anomalous Pattern Detection

A classical vector retrieval problem typically considers a \emph{single} query embedding vector as input and retrieves the most similar embedding vectors from a vector database. However, complex reasoning and retrieval tasks frequently require \emph{multiple query vectors}, rather than a single one. In this work, we propose a retrieval method that considers multiple query vectors simultaneously and retrieves the most relevant vectors from the database using concepts from anomalous pattern detection. Specifically, our approach leverages a set of query vectors QQ (with Q1|Q|\geq 1), and identifies the subset of vector dimensions within QQ that standout (anomalous) from the rest of dimensions. Next, we scan the vector database to retrieve the set of vectors that are also anomalous across the previously identified vector dimensions and return them as our retrieved set of vectors. We validate our approach on two image datasets, a text dataset, and a tabular dataset. Overall, we observe that, across most datasets, larger query sets lead to improved retrieval performance. The improvement is most pronounced when increasing the query sets from 1 to 8, while the gains become smaller beyond that.
Allassan Tchangmena A Nken, Baimam Boukar Jean Jacques, Miriam Rateike +2
May 2, 2026cs.LG

HoReN: Normalized Hopfield Retrieval for Large-Scale Sequential Model Editing

Large language models encode vast factual knowledge that can become outdated or incorrect after deployment, yet retraining is prohibitively costly. This motivates lifelong model editing, which updates targeted behavior while preserving the rest of the model. Existing editors, both parameter-modifying and parameter-preserving, degrade severely as edits accumulate and struggle to generalize across paraphrases. We propose HoReN, a codebook-based parameter-preserving editor that wraps a single MLP layer with a discrete key-value memory. HoReN treats each codebook entry as both a knowledge key and a Hopfield stored pattern, retrieves edits by angular similarity on the unit hypersphere, and refines queries through damped Hopfield dynamics so paraphrases converge to the correct memory basin while unrelated inputs remain stable. HoReN achieves strong editing performance with consistent gains across diverse benchmarks spanning standard ZsRE, structured WikiBigEdit, and unstructured UnKE evaluations. Moreover, HoReN scales to 50K sequential edits on ZsRE with stable overall performance above 0.93, while prior editors collapse or degrade severely before reaching 10K. Our code is available at https://github.com/ha11ucin8/HoReN.
Yuan Fang, Yi Xie, Xuming Ran
May 2, 2026cs.IR

The Pre-Training Study of Expanded-SPLADE Models on Web Document Titles

Masked Language Modeling (MLM) pre-training is one of the primary ways to initialize Neural Information Retrieval (IR) models prior to retrieval fine-tuning. However, studies show that MLM pre-trained models have limited readiness and transfer learning issues for fine-tuning them into Neural Bi-Encoder models. This paper studies the effect of different pre-training datasets and pre-training options on the MLM pre-trained models for retrieval fine-tuning. The study focuses on the SPLADE-style model, which uses the MLM layer also at fine-tuning time. More specifically, we experimented with Expanded-SPLADE (ESPLADE) models, a specific instance of SPLADE models, and in-house web document titles are used as datasets. Pre-training, fine-tuning, and evaluation with optional test-time pruning of sparse vectors are conducted. Our observations are three-fold: First, fine-tuned models of higher retrieval effectiveness at both unpruned and most strict pruned settings are mostly pre-trained on a general corpus, and pre-trained with a higher learning rate, showing lower MLM accuracies. Second, in the most strict pruned setting, those models show higher-level retrieval cost and a higher variance in the length of the individual postings list. Third, the repetition of the general pre-training dataset does not have much effect on retrieval effectiveness. The experimentation empirically identifies the potential limitations for aligning MLM pre-training to ESPLADE fine-tuning. Also, the experimentation provides an empirical observation that, at most strict pruned settings, the retrieval effectiveness is better maintained by the higher-level retrieval cost, showing the trade-off relationship between the two in our setting.
Hiun Kim, Tae Kwan Lee, Taeryun Won
Apr 30, 2026cs.IR

Efficient Multivector Retrieval with Token-Aware Clustering and Hierarchical Indexing

Multivector retrieval models achieve state-of-the-art effectiveness through fine-grained token-level representations, but their deployment incurs substantial computational and memory costs. Current solutions, based on the well-known k-means clustering algorithm, group similar vectors together to enable both effective compression and efficient retrieval. However, standard k-means scales poorly with the number of clusters and dataset size, and favours frequent tokens during training while underrepresenting rare, discriminative ones. In this work, we introduce TACHIOM, a multivector retrieval system that exploits token-level structure to significantly accelerate both clustering and retrieval. By accounting for tokens' distribution during centroid allocation, TACHIOM easily scales to millions of centroids, enabling highly accurate document scoring using only centroids, avoiding expensive token-level computation. TACHIOM combines a graph-based index over centroids with an optimized Product Quantization layout for efficient final scoring. Experiments on MS-MARCOv1 and LoTTE show that TACHIOM achieves up to 247×247\times faster clustering than k-means and up to 9.8×9.8\times retrieval speedup over state-of-the-art systems while maintaining comparable or superior effectiveness.
Silvio Martinico, Franco Maria Nardini, Cosimo Rulli +1
Apr 29, 2026cs.IR

Hypencoder Revisited: Reproducibility and Analysis of Non-Linear Scoring for First-Stage Retrieval

The Hypencoder, proposed by Killingback et al., is a retrieval framework that replaces the fixed inner-product scoring function used in standard bi-encoders with a query-specific neural network (the qq-net), whose weights are generated by a hypernetwork from the contextualized query embeddings. This design enables more expressive relevance estimation while preserving independent query and document encoding. In this work, we conduct a reproducibility study of the Hypencoder and extend the original analysis in three directions. Our reproduction confirms that the Hypencoder outperforms a similarly trained bi-encoder baseline on in-domain and out-of-domain benchmarks, and that the proposed efficient search algorithm substantially reduces query latency with minimal performance loss. On hard retrieval tasks, we find partial support: the Hypencoder outperforms the baseline on DL-Hard and FollowIR, but not on TREC TOT, where checkpoint incompatibility and fine-tuning sensitivity complicate full verification. Beyond reproduction, we investigate three extensions: (i)~integrating alternative pre-trained encoders into the Hypencoder framework, where we find that performance gains depend on the encoder and fine-tuning strategy; (ii)~comparing query latency against a Faiss-based bi-encoder pipeline, revealing that standard bi-encoder retrieval remains faster under both exhaustive and efficient search settings; and (iii)~evaluating adversarial robustness, where we find that the qq-net's non-linear scoring does not provide a consistent robustness disadvantage over inner-product scoring. Our code is publicly available at https://github.com/arneeichholtz/Hypencoder-reprod.
Arne Eichholtz, Yongkang Li, Jutte Vijverberg +2
Apr 28, 2026cs.IR

UnIte: Uncertainty-based Iterative Document Sampling for Domain Adaptation in Information Retrieval

Unsupervised domain adaptation generalizes neural retrievers to an unseen domain by generating pseudo queries on target domain documents. The quality and efficiency of this adaptation critically depend on which documents are selected for pseudo query generation. The existing document sampling method focuses on diversity but fails to capture model uncertainty. In contrast, we propose Uncertainty-based Iterative Document Sampling (UnIte) addressing these limitations by (1) filtering documents with high aleatoric uncertainty and (2) prioritizing those with high epistemic uncertainty, maximizing the learning utility of the current model. We conducted extensive experiments on a large corpus of BEIR with small and large models, showing significant gains of +2.45 and +3.49 nDCG@10 with a smaller training sample size, 4k on average.
Jongyoon Kim, Minseong Hwang, Seung-won Hwang
Apr 27, 2026cs.IR

Geometric Analysis of Self-Supervised Vision Representations for Semantic Image Retrieval

Content-based image retrieval (CBIR) systems enable users to search images based on visual content instead of relying on metadata. The text domain has benefited from vector search of representations created with unsupervised methods such as BERT. However, modern self-supervised learning methods for vision are mostly not reported in CBIR-related literature, instead relying on supervised models or multi-modal methods that align text and vision. We evaluate how the representations learned by modern self-supervised learning methods for vision perform under typical retrieval stacks that leverage vector databases and nearest neighbor search. Our evaluation reveals that the latent space geometry impacts approximate nearest neighbor (ANN) indexing. Specifically, highly anisotropic representations with high skewness produced by several modern SSL methods degrade the performance of partition-based and hashing-based search, even if their own linear probe or K-NN accuracy is not affected. In contrast, representations with higher isotropy and local purity better satisfy the distance-based assumptions of ANN indexes, leading to improved semantic retrieval performance.
Esteban Rodríguez-Betancourt, Edgar Casasola-Murillo
Apr 27, 2026cs.CL

Improving Robustness of Tabular Retrieval via Representational Stability

Transformer-based table retrieval systems flatten structured tables into token sequences, making retrieval sensitive to the choice of serialization even when table semantics remain unchanged. We show that semantically equivalent serializations, such as csv\texttt{csv}, tsv\texttt{tsv}, html\texttt{html}, markdown\texttt{markdown}, and ddl\texttt{ddl}, can produce substantially different embeddings and retrieval results across multiple benchmarks and retriever families. To address this instability, we treat serialization embedding as noisy views of a shared semantic signal and use its centroid as a canonical target representation. We show that centroid averaging suppresses format-specific variation and can recover the semantic content common to different serializations when format-induced shifts differ across tables. Empirically, centroid representations outrank individual formats in aggregate pairwise comparisons across MPNet\texttt{MPNet}, BGE-M3\texttt{BGE-M3}, ReasonIR\texttt{ReasonIR}, and SPLADE\texttt{SPLADE}. We further introduce a lightweight residual bottleneck adapter on top of a frozen encoder that maps single-serialization embeddings towards centroid targets while preserving variance and enforcing covariance regularization. The adapter improves robustness for several dense retrievers, though gains are model-dependent and weaker for sparse lexical retrieval. These results identify serialization sensitivity as a major source of retrieval variance and show the promise of post hoc geometric correction for serialization-invariant table retrieval.
Kushal Raj Bhandari, Adarsh Singh, Jianxi Gao +2
Apr 24, 2026cs.IR

Aligning Dense Retrievers with LLM Utility via Distillation

Dense vector retrieval is the practical backbone of Retrieval- Augmented Generation (RAG), but similarity search can suffer from precision limitations. Conversely, utility-based approaches leveraging LLM re-ranking often achieve superior performance but are computationally prohibitive and prone to noise inherent in perplexity estimation. We propose Utility-Aligned Embeddings (UAE), a framework designed to merge these advantages into a practical, high-performance retrieval method. We formulate retrieval as a distribution matching problem, training a bi-encoder to imitate a utility distribution derived from perplexity reduction using a Utility-Modulated InfoNCE objective. This approach injects graded utility signals directly into the embedding space without requiring test-time LLM inference. On the QASPER benchmark, UAE improves retrieval Recall@1 by 30.59%, MAP by 30.16% and Token F1 by 17.3% over the strong semantic baseline BGE-Base. Crucially, UAE is over 180x faster than the efficient LLM re-ranking methods preserving competitive performance, demonstrating that aligning retrieval with generative utility yields reliable contexts at scale.
Rajinder Sandhu, Di Mu, Cheng Chang +4
Apr 20, 2026cs.IR

Why Advanced Encoders Lag on Sparse Retrieval? The Answer and an Approach to Bridging Vocabulary Gaps

While advanced foundation models like ModernBERT significantly outperform older architectures in dense retrieval, they surprisingly lag behind the aging BERT-base baseline in learned sparse retrieval (LSR). We identify the root cause as the \textit{Vocabulary Gap}: modern tokenizers utilize raw, case-sensitive vocabularies designed for lossless reconstruction, which map single semantic units to redundant surface forms, wasting model capacity on morphological noise and hindering lexical matching. We formalize this intuition through a theoretical framework, demonstrating that appropriate vocabulary coarse-graining can tighten the generalization bounds by reducing complexity of the hypothesis class, provided that semantic integrity is preserved. To resolve this, we propose \textbf{Vocabulary Transfer (VT)}, a model-agnostic framework that migrates advanced encoders to sparse-friendly, normalized vocabularies with minimal computational cost. VT utilizes a novel \textbf{Semantic Initialization} via spatial topology to preserve geometric structure and an \textbf{Activation Potential Calibration (APC)} mechanism to align pre-trained manifolds with sparsity constraints, preventing the dead neuron and dense collapse observed in standard fine-tuning. Empirically, VT is universally effective: it enables ModernBERT to achieve state-of-the-art performance on the BEIR benchmark (\textbf{52.4} nDCG, a \textbf{+4.7} improvement), resuscitates failing models like RoBERTa-large, and generalizes seamlessly to inference-free architectures and specialized domains. These results confirm that the performance lag is not an architectural deficiency but a solvable vocabulary mismatch. We've released our code and models.\footnote{https://anonymous.4open.science/r/vocab-transfer/. All details included.}
Zhichao Geng, Yang Yang
Apr 17, 2026cs.CV

iDocV2: Leveraging Self-Supervision and Open-Set Detection for Improving Pattern Spotting in Historical Documents

Considering the imminent massification of digital books, it has become critical to facilitate searching collections through graphical patterns. Current strategies for document retrieval and pattern spotting in historical documents still need to be improved. State-of-the-art strategies achieve an overall precision of 0.4940.494 for pattern spotting, where the precision for small non-square queries reaches 0.427. In addition, the processing time is excessive, requiring up to 7 seconds for searching in the DocExplore dataset due to a dense-based strategy used by SOTA models. Therefore, we propose a new model based on a better encoder (iDoc), trained under a self-supervised strategy, and an open-set detector to accelerate searching. Our model achieves competitive results with state-of-the-art pattern spotting and document retrieval, improving speed by 10x. Furthermore, our model reaches a new SOTA performance on the small non-square queries, achieving a new precision of 0.612.Different from the previous version, this leverages non-maximum suppression to reduce false positives.
Jose M. Saavedra, Crhistopher Stears, Marcelo Pizarro +2
Mar 24, 2026cs.LG

From Arithmetic to Logic: The Resilience of Logic and Lookup-Based Neural Networks Under Parameter Bit-Flips

The deployment of deep neural networks (DNNs) in safety-critical edge environments necessitates robustness against hardware-induced bit-flip errors. While empirical studies indicate that reducing numerical precision can improve fault tolerance, the theoretical basis of this phenomenon remains underexplored. In this work, we study resilience as a structural property of neural architectures rather than solely as a property of a dataset-specific trained solution. By deriving the expected squared error (MSE) under independent parameter bit flips across multiple numerical formats and layer primitives, we show that lower precision, higher sparsity, bounded activations, and shallow depth are consistently favored under this corruption model. We then argue that logic and lookup-based neural networks realize the joint limit of these design trends. Through ablation studies on the MLPerf Tiny benchmark suite, we show that the observed empirical trends are consistent with the theoretical predictions, and that LUT-based models remain highly stable in corruption regimes where standard floating-point models fail sharply. Furthermore, we identify a novel even-layer recovery effect unique to logic-based architectures and analyze the structural conditions under which it emerges. Overall, our results suggest that shifting from continuous arithmetic weights to discrete Boolean lookups can provide a favorable accuracy-resilience trade-off for hardware fault tolerance.
Alan T. L. Bacellar, Sathvik Chemudupati, Shashank Nag +4
Feb 10, 2026cs.IR

With Argus Eyes: Assessing Retrieval Gaps via Uncertainty Scoring to Detect and Remedy Retrieval Blind Spots

Reliable retrieval-augmented generation (RAG) systems depend fundamentally on the retriever's ability to find relevant information. We show that neural retrievers used in RAG systems have blind spots, which we define as the failure to retrieve entities that are relevant to the query, but have low similarity to the query embedding. We investigate the training-induced biases that cause such blind spot entities to be mapped to inaccessible parts of the embedding space, resulting in low retrievability. Using a large-scale dataset constructed from Wikidata relations and first paragraphs of Wikipedia, and our proposed Retrieval Probability Score (RPS), we show that blind spot risk in standard retrievers (e.g., CONTRIEVER, REASONIR) can be predicted pre-index from entity embedding geometry, avoiding expensive retrieval evaluations. To address these blind spots, we introduce ARGUS, a pipeline that enables the retrievability of high-risk (low-RPS) entities through targeted document augmentation from a knowledge base (KB), first paragraphs of Wikipedia, in our case. Extensive experiments on BRIGHT, IMPLIRET, and RAR-B show that ARGUS achieves consistent improvements across all evaluated retrievers (averaging +3.4 nDCG@5 and +4.5 nDCG@10 absolute points), with substantially larger gains in challenging subsets. These results establish that preemptively remedying blind spots is critical for building robust and trustworthy RAG systems.
Zeinab Sadat Taghavi, Ali Modarressi, Hinrich Schutze +1
Date pendingcs.CE

Evidence-Unit Fairness and the Limits of Query-Adaptive Sparse-Dense Fusion in Financial Document Retrieval

Retrieval over financial filings is difficult because queries are short and acronym-heavy while the answer-bearing evidence sits inside long, table-dense documents. We study sparse-dense hybrid retrieval on FinDER, a benchmark of expert-annotated questions over corporate 10-K filings. Our first finding is methodological: if the retrieval unit is larger than the dense encoder's input window, the dense model never sees a large share of the labeled evidence, confounding comparison against a full-text sparse baseline. We measure this directly and reduce the imbalance with windows chosen for the encoder budget. On this corpus, fusing BM25 and a compact dense encoder improves reference-level Hit@10 by roughly 28 percent over either component, and training-free, untuned reciprocal rank fusion exceeds the equal-weight blend in an exploratory comparison. We then ask whether choosing the fusion weight per query helps: an oracle over the interpolation-weight grid shows headroom of 21.8 percent, yet none of the three lightweight adaptive routers (a score-confidence heuristic, a random forest over query features, and a ridge regressor over query embeddings) establishes a statistically reliable improvement over the fixed blend under company-grouped cross-validation with cluster-robust inference. Simple fusion is a strong baseline here, and we discuss why per-query weighting does not capture the available headroom.
Chenyu Wu, You Lin