Latest papers

28 papers3 papers in the last four weeks, down 25% on the four weeks before. 0.0% of all new papers.

Oct 21, 2026

Plausible but Unimplantable: A Trustworthiness Audit of Shape Completion Foundation Models for Cranial Defect Reconstruction

A patient who has lost part of the skull vault needs an implant that fits the defect exactly, and such implants are still drawn by hand in CAD by specialists, which makes each case slow and expensive. The task can be considered as a shape completion problem, so pretrained completion models, and now the first shape completion foundation models, look like a way to remove that manual step. We audited three publicly released pretrained shape completion models, two of them foundation models, applied zero-shot to 239 cranial defects, some carved from public skull datasets and some real post-craniectomy cases. Each output was compared with simply returning the patient's own remaining bone, and tested for whether the predicted material could be placed without intersecting the bone that is still there. On the 210 carved defects none of the three improved on doing nothing, and on the 29 real cases only one did so beyond chance. Yet not one output, from any model in any configuration, was implantable: none managed both to stay clear of the bone the patient still has and to place more material than doing nothing, where a task-specific volumetric model, trained for this task and selected on these cases, was implantable on all but one. The output that most convincingly resembles a skull is no more placeable than the rest, and at these point densities implant thickness cannot be read off the emitted points at all, which is a property of the output representation rather than of any one model. On this evidence the shape completion foundation models we could obtain cannot be trusted and, used as released, are not usable in clinical practice. Substantial research towards trustworthy foundation models for shape completion is still needed.
Oct 16, 2026

Who Speaks, Who Authorizes, Who Acts? Understanding Trust Boundaries in Multi-Agent LLMs

Multi-agent LLM systems exchange messages before acting through tools, but message delivery, signing authority, and tool-side enforcement are separate trust boundaries. We represent them as communication, authorization, and execution structures, and use the authority cut to characterize the smallest independently compromised signer coalition that can construct a policy-valid false-claim proof under stated assumptions. Controlled paired hidden-state studies reveal four distinctions. First, no fixed-message routing contrast across four models meets the prespecified large-effect criterion; when relays rewrite messages, executed false-state action rates vary by model and route configuration. Second, presented source-identity cues do not uniformly increase protected-action selection across three models. Third, on invalid-proof cases, Nemotron and Llama request protected actions in 52.1% and 54.2% of trials, respectively, yet a deterministic tool gate commits none: request-level and commitment-level safety readouts diverge. Finally, a separate single-model authorization check shows that a false claim with a policy-valid compromised-signer proof can pass the gate, since proof validity is not factual truth. These findings motivate evaluating delivered information, qualified authorization, model proposals, and committed actions separately.
Oct 2, 2026

Proxy Confidence: Auditing Black-Box LLM Agents with a Surrogate's Log-Probabilities

A deployed LLM agent emits tool calls, queries, and code that can be silently wrong -- by the time the error surfaces, the action has run. Frontier chat APIs hide the model's token probabilities; the agent's stated confidence barely beats chance on the mistakes that matter; and resampling does not help, since frontier models are highly repetitive, reproducing the same call across samples. We recover the missing signal from a low-cost open-weight surrogate run in parallel. It reads the same context, schema, and proposed action as the agent, then scores the call from its own log-probabilities through a family of complementary readouts: teacher forcing and request-PMI weigh the likelihood of each argument value, a discriminative verdict judges the call as a whole, and tool-choice competition tests the function against its siblings. One principle says which to trust: a generative likelihood localizes wrong argument values, while the verdict catches holistically wrong calls. When the error type is unknown, an ensemble is the low-regret default. The readout is training-free, needs no access to the agent's internals, and costs one prefill pass alongside the tool call. On difficult coding tasks it reaches AUROC 0.825 where the actor's stated confidence is near chance (0.598), and the generative readouts beat it by +0.07 to +0.28 across three further actors. Against self-consistency it gains +0.14 to +0.19 on near-deterministic actors, at 1/K the cost. The signal drives two deployment modes: a real-time gate escalating the least-trustworthy calls for review (+0.05 to +0.30 accepted-action accuracy at 50% coverage), and confidence feedback, returning the tool result with the score so the agent adapts its next step -- lifting task success on live-execution benchmarks (+0.119 and +0.137, p <= 1e-4) and beating a random-value control where step errors are silent (+0.078, p = 0.003).
Sep 26, 2026

Trust and Task Completion in the World of Consumer AI Agents

Action agents do things for people. They send email, spend money, and call businesses while the user is busy with something else, so a mistake can turn into an action before anyone notices. They fail their users in two ways. They break trust when they do something the user never agreed to, or hold back after the user clearly said go. And they fall short on completion when they give up on errands that turn out to be hard. Both depend heavily on the harness around the model, meaning its instructions, tools, context, and guardrails. We built an evaluation that scores trust and completion on the same runs, in a simulated world of businesses with their own websites, inboxes, and phone lines, and of people who write back. A simulated user answers the assistant's questions. Trust means that nothing happens the user did not agree to. No email goes to someone they never approved, no private detail ends up on a group thread, no money is spent past their limit, no stranger's instructions are followed, and nothing is claimed without a source. Every trap has a matched control in which acting is the right call. We use the evaluation to measure Fo, Wajo's personal assistant, against a base model with basic instructions on three foundation models, and against the Fo harness with its guardrails switched off. Fo completes 71% of the errands and keeps the user's trust on 94% of the trap runs. The base models complete 50% to 64% and keep trust on 59% to 75%. On the matched controls, Fo goes ahead slightly less often. OpenClaw, a popular open-source assistant given the same access, completes 42% of the errands it shares with Fo, against 71%, and keeps the user's trust on 74% of the shared trap runs, against 94%. Measuring trust and completion together, on the whole system rather than the model alone, is how we think action agents become safe to hand real work to.
Sep 16, 2026

Safety Beyond the Interface: Detecting Harm via Latent States in Large Language Models

Autonomous systems increasingly rely on Large Language Models (LLMs) yet the safety infrastructure surrounding these models introduces latency and compute overhead. This limits utility in resource-constrained, time-critical deployments. Existing external guardrail models remain blind to the model's internal workings, creating a fundamental assurance gap. We ask: does the model already know when the content is harmful? We extract activations from LLaMA-3.1-8B and train lightweight MLP classifier probes (12.6M parameters) to detect harmful prompts. Evaluated on WildJailbreak, Beavertails, and AEGIS 2.0, our probes achieve F1 scores of 99%, 83%, and 84%, respectively competitive with 1000x larger guard models while cutting latency and compute costs.
Sep 16, 2026

Building Trust in Artificial Intelligence: A Necessity for Railway Applications

Artificial Intelligence (AI) is currently only applied to non-safety critical applications due to the strict standards and regulations for railway industries. We propose to review the three main fields necessary to increase trust in data science and AI algorithms and reach compliance: robustness, Operational Design Domain (ODD), and explainability. Robustness is the ability of an AI system to maintain its level of performance under any circumstances (ISO24029). ODDs allow the explicit definition of operating conditions under which a system is intended to operate, according to the recently published DIN DKE SPEC 99004. Explainability is the property of an AI system to express important factors influencing the AI system results in a way that humans can understand. Those 3 domains of research are already well investigated by nonrailway actors, with algorithms and methods ready to use for railway applications. A system view is necessary to ensure all trustworthy requirements interact continuously in a safe MLOps environment thereby fostering acceptance from regulators, operators and the public. Beyond safeguarding safety-critical applications, we aim to show that fostering deep trust in AI, as now required by regulatory frameworks worldwide, will unlock its full potential and transform the pace of adoption across mission-critical domains.
Sep 12, 2026

Trustworthy, Explainable, and Sustainable Decentralized Intelligence for 6G Networks

As 6G networks transition from theoretical frameworks into operational realities, artificial intelligence (AI) evolves from an add-on optimization tool into a distributed and interconnected structural layer. Unlike previous network generations that mostly relied on centralized cloud analytics platforms, AI-native 6G networks operate across a dynamic, multi-domain edge-cloud continuum where data originates from heterogeneous sources including user devices, radio access networks, sensing infrastructures, and vertical applications. Centralizing this massive volume of data creates severe communication overhead, unacceptable latency bottlenecks, single points of failure, and complex cross-domain governance challenges. Consequently, decentralization becomes a fundamental architectural requirement for future 6G network intelligence and zero-touch operations. Security serves as the primary enabler of this decentralized paradigm. Critical security functions, such as real-time threat detection, physical-layer attack mitigation, slice protection, and intrusion detection, require immediate access to local context and telemetry before operational data loses its value. However, moving intelligence to the edge via collaborative paradigms like federated learning (FL) and decentralized FL (DFL) introduces complex trade-offs. System security cannot be addressed in isolation; it is deeply intertwined with equally important aspects like trustworthiness, explainability, and energy sustainability. Taking these aspects into account, this paper develops a unified perspective on decentralized intelligence for 6G, arguing that decentralization, trustworthiness, explainability, and sustainability must be designed jointly rather than treated as independent requirements
Aug 25, 2026

ADeptS-Bench: Measuring the Trustworthiness of Computer Use Agents Across Devices

Computer Use Agents (CUAs) are increasingly deployed to navigate mobile and desktop applications on behalf of users, yet no benchmark comprehensively evaluates whether they can safely interact with visual interfaces while handling ambiguous instructions. We introduce ADeptS-Bench, a dual-stream trustworthiness benchmark, grounded in the ADEPTS capability framework and general population user studies. The Safety stream provides paired benign/malicious tasks with threats embedded in the visual interface. The Disambiguation stream evaluates whether agents seek clarification when intent is ambiguous. Evaluating seven models reveals that no model consistently exceeds 80% task success while staying below 30% attack success; every model clicks "Checkout" on a $25K order without hesitation, and none detects that a "factory reset" button is mislabeled as "Optimize." An ablation reveals three distinct safety architectures: tool-dependent (ASR +21-23pp without refusal tool), partially tool-dependent (+10-11pp), and no mechanism (unchanged). In disambiguation, all models overestimate consequence severity, mirroring the over-refusal bias observed in safety. We release all data, evaluation code, and analysis tools upon publication.
Aug 7, 2026

NiyamAI - An Intent-Bound AI Agent with Cryptographically Verifiable Guardrails using Zero-Knowledge Proofs

Giving an AI agent the ability to send emails, query databases, or execute commands is useful--until the agent is tricked into doing something it shouldn't. Prompt injection, hallucinated reasoning, and unsafe tool calls form the primary attack surface for autonomous LLM agents. Existing defenses rely on software checks like system prompts or policy filters running on the same machine the attacker targets, offering no verifiable proof of execution. We introduce Niyam-AI, a framework that makes safety enforcement provable. At session start, permitted tools and constraints are locked into an Intent Contract committed via SHA-256. Every tool call is intercepted and validated by an isolated Judge model; upon passing, a zk-SNARK proof is generated via EZKL. The tool executes only after proof verification, allowing third parties to confirm enforcement without accessing Judge model weights. Evaluating Niyam-AI on 2,000 real-world scenarios from Agent-SafetyBench against NeMo Guardrails, Meta's Llama Prompt Guard 2, and OpenAI's GPT-OSS-Safeguard using 5-fold stratified cross-validation yields an F1 score of 88.5% with a 1.1% false-positive rate (bootstrap 95% CI: [85.19%, 91.88%], N=1000). McNemar's exact paired test confirms significant improvement: Niyam-AI wins 390 discordant scenarios against NeMo (vs 20 losses), 115 against Prompt Guard 2 (vs 13), and 384 against GPT-OSS-Safeguard (vs 19) with p < 0.0001 in all cases. Proof generation adds 2260.6 +/- 218.4 ms per approved action, while verification takes 53.1 +/- 11.8 ms. Niyam-AI provides a guardrail that is both highly accurate and mathematically verifiable--though this reflects a classifier adapted to Agent-SafetyBench evaluated against zero-shot baselines, a distinction discussed in Section IV.C.
Jul 20, 2026

Zero Hallucination, by Construction: Hallucination-Aware Layered Oversight for Trustworthy Enterprise AI

Enterprises will not deploy AI agents they cannot trust, and the most-cited reason for distrust is hallucination: confident, fluent output that is simply not true. The common response is to wait for a model that does not hallucinate. We argue that this is the wrong target. Large language models are, by construction, capable of generating unsupported text, and no amount of scale removes the possibility; a faithfulness judge bolted onto a raw model catches some errors but still ships others, and even well-curated retrieval pipelines have been shown to fabricate citations. We reframe the goal: "zero hallucination" is not a property a model possesses but a property a system enforces. We present HALO (Hallucination-Aware Layered Oversight), an assurance architecture which treats hallucination as a containable failure mode rather than an eliminable one. HALO composes six layers of defense: grounded generation over retrieved, approved content; constrained, deterministic execution that bounds where the model can err; multi-signal verification that scores every output for groundedness and hallucination using both an LLM judge and evidence-based checks against the source text; calibrated abstention, so the system declines rather than guesses when grounding is insufficient; total traceability of every retrieval, tool call, and generation; and continuous oversight that detects drift, alerts on threshold breaches, and closes the loop by regenerating and statistically validating improved agents. We detail each layer, give particular attention to evidence-based confidence (which verifies extractions against the source document rather than trusting the model's self-reported certainty), and illustrate the architecture on a regulated claims-extraction workload.
Jul 17, 2026

Closing the AI Trust Gap: The Case for Independent Certification for Trustworthy AI

Over the past decade, responsible AI (RAI) has produced a substantial body of practice for identifying and mitigating the risks AI poses in high-stakes settings. Yet this work has not produced a market that rewards trustworthiness. Firms that invest seriously in safety, fairness, and oversight cannot consistently prove to consumers, regulators, and shareholders that their systems go beyond the bare minimum of compliance. What is missing is a way for society to recognize or compare the difference. The result is a trust gap: a structural condition in which responsible development efforts happen inside organizations but produce no external, independently recognized and verifiable signal of trustworthy outcomes. We argue this gap is sustained in part because of a focus on responsible AI (a matter of internal process) as opposed to trustworthy AI (a matter of independently verifiable real-world outcomes), and that it persists because of three compounding failures: (1) the market cannot distinguish trustworthy systems from their imitations; (2) evaluation targets models and outputs rather than deployed sociotechnical systems and their outcomes; (3) the measurement ecosystem is oriented toward avoiding harm rather than demonstrating benefit. Reviewing existing AI governance instruments and comparing them to certification regimes in healthcare, sustainability, and security, we show that none integrate a governance baseline, independently verified positive-outcome evidence, and market signaling in a single framework. We propose independent, outcome-oriented certification as the connective layer that can close the trust gap, complementing regulation and internal governance by making trustworthiness measurable, comparable, and commercially rewarded.
Jun 30, 2026

From Failure to Alignment: A Requirements Engineering Framework for Machine Learning Systems

Organisations designing, developing, and deploying machine learning systems (MLS) need to be able to check that these systems are trustworthy, and communicate this clearly to their stakeholders, be they different categories of users, engineers, or wider society. By focusing on stakeholders, Requirements Engineering is well positioned to drive the design and engineering of MLS that align with the needs of their stakeholders. Yet, we still need a systematic process for modelling and reasoning about requirements for MLS that is driven both by stakeholders' needs and constraints for MLS development. This paper proposes a framework entitled REAL (Requirements Engineering for mAchines that Learn - and Fail) to help develop MLS that align with stakeholders' needs by adopting a requirements engineering approach. This model-based framework is based on three principles. First, weaving together requirements for data, models, and the system as a whole. Second, using failure to drive the exploration of alternative requirements. Third, iterative and traceable refinement of MLS requirements. We demonstrate the proposed framework using an example from autonomous driving and show that REAL supports the development of MLS that better align with stakeholders' requirements. A replication package is available online.
Jun 30, 2026

Certified Speculative Execution for Untrusted AI Agents

Hard-constrained sequential decision systems have no certified way to spend the test-time compute of modern AI: executing the multi-step drafts of a learned policy or a frozen LLM forfeits the feasibility guarantee a trusted solver provides, while invoking the solver at every step forfeits the speed the AI offers. Certificate-Gated Prefix Acceptance (CGPA) closes this gap with a certified speculative-execution contract for untrusted AI agents: a trusted verifier rejects constraint-violating transitions exactly, a conformally calibrated value boundary gates the longest low-cost prefix within a per-segment regret budget, and the rest defers to the solver, so safety, regret, and speed decouple by construction. The contract drives every untrusted proposal source - adversarial drafters and six heterogeneous frozen LLMs (including a 12B model that violates constraints in 98% of direct rollouts) - to zero applied violations; a certificate-aware learned boundary, conformally calibrated, drives mean regret three orders of magnitude below unguarded acceptance, to within sampling noise of the stepwise oracle (95% CI spanning zero), and under calendar shift a learned proposal source overtakes it on 15 of 18 held-out days. On a deployment-scale unit-commitment instance it turns a frozen 8B LLM into a 2.96x per-episode wall-clock speedup at 2.1% regret, outpacing the domain heuristic (1.79x) and a safe receding-horizon baseline (1.07x): the more capable the untrusted source, the faster the certified system, at guarantees that never change.
Jun 16, 2026

Self-CTRL: Self-Consistency Training with Reinforcement Learning

Language models (LMs) that faithfully describe their own behavior can more easily be audited, understood, and trusted by users. This paper describes Self-Consistency Training with Reinforcement Learning (Self-CTRL), a method that optimizes for consistency between a LM's self-explanations and behavior on related inputs by updating explanations to better predict behavior or updating behavior to better match explanations. We apply our method in two domains. First, we study a formal probabilistic reasoning task in which LMs must learn to imitate a family of biased samplers and evaluated on their ability to report the associated biases. We find that consistency training improves the correlation between self-reported and behaviorally-measured latent biases from R2=0.24R^2=0.24 to R2=0.64R^2=0.64 on a set of held-out distributions, matching the generalization of direct ground-truth supervision. Second, we study a constitutional AI domain in which LMs must describe when they will refuse or comply with user requests. Here, Self-CTRL produces rules that faithfully describe the model's behavior on held-out requests, improving the refusal predictions of a third-party auditor model from 36%36\% to 92%92\%. In the other direction, behavior updates improve alignment, reducing HarmBench failure rate from 15.0%15.0\% to 0.5%0.5\% without substantially increasing refusal on harmless prompts. By aligning explanations and behavior, our work provides a general recipe for training AI models to be safer, more transparent, and more controllable.
Jun 10, 2026

Goal-Autopilot: A Verifiable Anti-Fabrication Firewall for Unattended Long-Horizon Agents

Long-horizon LLM agents are not trusted to run unattended: with no human watching, they confidently report success they never verified. We treat honesty -- bounding what an agent may claim at termination -- as a first-class metric for unattended autonomy, distinct from capability. We present Autopilot, an execution model that makes silent fabricated success structurally impossible rather than merely rarer. Autopilot externalizes all working state into a durable, gated finite-state machine that a scheduler advances one stateless tick at a time; a hard floor forbids any terminal "done" claim whose falsifiable gate did not actually execute and pass. We prove a No-False-Success theorem -- under gate soundness, floor enforcement, and plan coverage, termination implies the goal holds -- whose only trust points are empirically measurable, and show the worst case degrades to an honest stall, never a fabricated success. Because each tick rehydrates only the state machine, per-step context cost is constant in the horizon. Across a 3,150-cell paired corpus (70 tasks ×\times 3 systems ×\times 3 models ×\times 5 seeds, including 50 SWE-bench Lite tasks across 11 OSS repos), Autopilot fabricates on 0.95% of cells [95% CI 0.38--1.62] while Reflexion and StateFlow baselines fabricate on 8.10% [6.48--9.81] and 25.05% [22.48--27.62] respectively. The headline contrast lives in the hard regime: on SWE-bench Lite, the firewall reduces fabrication from 33.7% (StateFlow) to 0.67%, a paired difference of −33.07-33.07 pp [95% CI −36.53,−29.73-36.53, -29.73]. The mechanism is the gate, not the model: all ten Autopilot fabrications come from the strongest model, while two weaker mid-tier models never fabricate across 700 paired cells. The firewall trades coverage for honesty by design -- an honest stall is recoverable; a confident wrong output shipped downstream is not.
Jun 7, 2026

AgentTrust: A Self-Improving Trust Layer for AI-Agent Actions

AI agents increasingly take consequential actions -- shell commands, cloud operations, and arbitrary tool-calls -- so a trust layer must decide, per action, whether to allow, warn, block, or escalate. We argue that the right way to reason about such a layer is by threat type. Lexical (fixed-signature) threats, where danger lives in a stable token, are decidable by deterministic rules; semantic (intent-dependent) threats, where a benign and a malicious action share the same surface, are out of reach for rules by construction. We make this concrete with a negative proof: a determined, hand-authored cloud rule pack lifts held-out accuracy only 48 to 56% overall and moves the semantic categories by 0pp (data_db 29 to 29, observability 59 to 59, supply_chain 50 to 50), while a strong LLM judge carries exactly those categories. We give the judge a self-learning capability: on a corpus that is mainly semantic attacks it nearly doubles rule accuracy (48% to 83.6-85.2%) with near-zero false-blocks, and this holds across two model providers. We turn this into a self-improving dual-store system: the judge distills a growing deterministic rule floor on lexical threats (cheaper over time) and feeds a guarded RAG memory on semantic threats (a verdict-cache fails -- surface-twins collapse to ~58% -- so a corroboration guard lifts semantic accuracy +13pp, 70 to 84). The result is what sets AgentTrust v2 apart from its static v1 predecessor: a trust layer that self-evolves from its own stream of decisions -- cheaper on the lexical class (it distils its own rules) and smarter on the semantic class (it accrues guarded precedent), while never hard-blocking a benign action. An end-to-end online replay shows the judge-call rate falling (50% to 44%) and judge-domain accuracy rising (71% to 80%), with 0 benign hard-blocks across 45,000 actions.
May 30, 2026

Sequential statistical inference for Large Language Models: Representation, validity, and monitoring

This discussion argues that sequential statistical inference can naturally contribute to LLM trustworthiness. In deployment, LLM systems are queried repeatedly, conditioned on evolving contexts, and incorporate user or tool feedback, and may exhibit behavioral shifts after model updates or distribution changes. The discussion is organized around three tasks: representation, modeling LLM interactions as dependent stochastic processes rather than isolated prompt--response pairs; validity, developing uncertainty guarantees that remain meaningful under dependence, repeated use, and adaptation; and monitoring, using sequential alarms and change-point detection to identify shifts in calibration, hallucination rates, refusal behavior, fairness, or other task-relevant properties. This perspective complements recent surveys by viewing trustworthy LLM deployment as a problem of statistical process control.
May 28, 2026

Evaluating using Mock Tool Calls to Quarantine Untrusted Prompt Inputs

Large language models must frequently process untrusted inputs, such as judging an answer from another model or running tasks like spam and harm classifiers while under adversarial pressure. These inputs are often string-formatted directly into a prompt template, leaving systems fragile to manipulation. Current LLM specs from major providers like OpenAI distinguish trustworthiness along an Instruction Hierarchy, from System messages (most trusted) to Tool Results (least trusted). A possible natural mitigation is to wrap untrusted content in a mock tool call as a quarantine. We explore this hypothesis with an automated redteaming search over static attack strings across seven models and three LLM-as-a-Judge tasks. Counter to our hypothesis, tool-wrapping does not broadly improve robustness. On a binary evaluation task (GSM8K grading) it typically increases attack success rates, an apparent inversion of the instruction hierarchy. On scalar and pairwise tasks the effect is smaller and model-dependent, with no tested model reliably helped, and several showing inversion. We recommend evaluating this limitation in deployed systems, and longer-term, pursuing stronger Instruction Hierarchy training or new untrusted-input primitives.
May 15, 2026

Towards Trustworthy and Explainable AI for Perception Models: From Concept to Prototype Vehicle Deployment

Deep Neural Networks have become the dominant solution for Autonomous Driving perception, but their opacity conflicts with emerging Trustworthy AI guidelines and complicates safety assurance, debugging, and human oversight. While theoretical frameworks for safe and Explainable AI (XAI) exist, concrete implementations of Trustworthy AI for 3D scene understanding remain scarce. We address this gap by proposing a Trustworthy AI perception module that is remarkably robust, integrates faithful explainability, and calibrated uncertainty estimates. Building on a transformer-based detector, we derive explanation from the attention mechanism at inference time and validate their faithfulness using perturbation-based consistency tests. We further integrate an uncertainty estimation and calibration module, and apply robustness-enhancing training methods. Experiments show faithful saliency behavior, improved robustness, and well-calibrated uncertainty estimates. Finally, we deploy these Trustworthy AI elements in a prototype vehicle and provide an XAI Interface that visualizes documentation artifacts, model uncertainty state, and saliency maps, demonstrating the feasibility of trustworthy perception monitoring in real time. Supplementary materials are available at https://tillbeemelmanns.github.io/trustworthy_ai/ .
May 4, 2026

Trustworthy AI Suffers from Invariance Conflicts and Causality is The Solution

As artificial intelligence (AI), including machine learning (ML) models and foundation models (FMs), are increasingly deployed in high-stakes domains, ensuring their trustworthiness has become a central challenge. However, the core trustworthy AI objectives, such as fairness, robustness, privacy, and explainability, are hard to achieve simultaneously, especially while preserving utility. This position paper argues that causality is necessary to understand and balance trade-offs in performance and multiple objectives of trustworthy AI. We ground our arguments in re-interpreting trustworthy AI trade-offs as incompatible invariance requirements under different changes to the data-generating process. We then illustrate this argument through case-study analyses from the literature and a stylized synthetic-data simulation, showing that causality provides a unifying framework for understanding how trade-offs in trustworthy AI arise and how they can be softened or resolved through selective invariance. This perspective applies to both classical ML models and large-scale FMs. Finally, we outline open challenges and opportunities for using causality to build both trustworthy and high-performing AI.
May 2, 2026

Hallucinations Undermine Trust; Metacognition is a Way Forward

Despite significant strides in factual reliability, errors -- often termed hallucinations -- remain a major concern for generative AI, especially as LLMs are increasingly expected to be helpful in more complex or nuanced setups. Yet even in the simplest setting -- factoid question-answering with clear ground truth-frontier models without external tools continue to hallucinate. We argue that most factuality gains in this domain have come from expanding the model's knowledge boundary (encoding more facts) rather than improving awareness of that boundary (distinguishing known from unknown). We conjecture that the latter is inherently difficult: models may lack the discriminative power to perfectly separate truths from errors, creating an unavoidable tradeoff between eliminating hallucinations and preserving utility. This tradeoff dissolves under a different framing. If we understand hallucinations as confident errors -- incorrect information delivered without appropriate qualification -- a third path emerges beyond the answer-or-abstain dichotomy: expressing uncertainty. We propose faithful uncertainty: aligning linguistic uncertainty with intrinsic uncertainty. This is one facet of metacognition -- the ability to be aware of one's own uncertainty and to act on it. For direct interaction, acting on uncertainty means communicating it honestly; for agentic systems, it becomes the control layer governing when to search and what to trust. Metacognition is thus essential for LLMs to be both trustworthy and capable; we conclude by highlighting open problems for progress towards this objective.
May 1, 2026

"I Don't Know" -- Towards Appropriate Trust with Certainty-Aware Retrieval Augmented Generation

Achieving the right amount of trust in AI systems is important, but challenging. The problem is exacerbated with the rise of Large Language Models (LLMs) as they provide human-level communication capabilities, but potentially hallucinate in the content that they generate. Moreover, they express over-confidence in their answers, making it difficult for users to judge their truthfulness. An important human value that users seek is benevolence, which can be met by LLM's self-reflection leading to reliable and honest answers. Accordingly, this paper proposes conveying appropriate levels of self-reflected certainty to build appropriate trust. Our contributions are twofold: 1) We develop CERTA (Certainty Enhanced RAG for Trustworthy Answers), a specialized Retrieval Augmented Generation (RAG) system that incorporates the relevance between question, context, and answer to reflect its uncertainty in answering questions; 2) We create the Certainty Benchmark with 90 question-context pairs of non-objective questions, divided over four categories (factuality, preference, sycophancy, morality) and three types of contexts (relevant, incomplete, irrelevant). We run experiments with a baseline RAG system and three CERTA settings using two LLMs. Our evaluations indicate that CERTA helps identify answers that are uncertain, decreases the cases of over-agreeing, and provides cautious behavior when prompted for moral judgments.
Apr 29, 2026

TRUST: A Framework for Decentralized AI Service v.0.1

Large Reasoning Models (LRMs) and Multi-Agent Systems (MAS) in high-stakes domains demand reliable verification, yet centralized approaches suffer four limitations: (1) Robustness, with single points of failure vulnerable to attacks and bias; (2) Scalability, as reasoning complexity creates bottlenecks; (3) Opacity, as hidden auditing erodes trust; and (4) Privacy, as exposed reasoning traces risk model theft. We introduce TRUST (Transparent, Robust, and Unified Services for Trustworthy AI), a decentralized framework with three innovations: (i) Hierarchical Directed Acyclic Graphs (HDAGs) that decompose Chain-of-Thought reasoning into five abstraction levels for parallel distributed auditing; (ii) the DAAN protocol, which projects multi-agent interactions into Causal Interaction Graphs (CIGs) for deterministic root-cause attribution; and (iii) a multi-tier consensus mechanism among computational checkers, LLM evaluators, and human experts with stake-weighted voting that guarantees correctness under 30% adversarial participation. We prove a Safety-Profitability Theorem ensuring honest auditors profit while malicious actors incur losses. All decisions are recorded on-chain, while privacy-by-design segmentation prevents reconstruction of proprietary logic. Across multiple LLMs and benchmarks, TRUST attains 72.4% accuracy (4-18% above baselines) and remains resilient against 20% corruption. DAAN reaches 70% root-cause attribution (vs. 54-63% for standard methods) with 60% token savings. Human studies validate the design (F1 = 0.89, Brier = 0.074). The framework supports (A1) decentralized auditing, (A2) tamper-proof leaderboards, (A3) trustless data annotation, and (A4) governed autonomous agents, pioneering decentralized AI auditing for safe, accountable deployment of reasoning-capable systems.
Mar 26, 2026

On the Foundations of Trustworthy Artificial Intelligence

We prove that platform-deterministic inference is necessary and sufficient for trustworthy AI. We formalize this as the Determinism Thesis and introduce trust entropy to quantify the cost of non-determinism, proving that verification failure probability equals 1 - 2^{-H_T} exactly. We prove a Determinism-Verification Collapse: verification under determinism requires O(1) hash comparison; without it, the verifier faces an intractable membership problem. IEEE 754 floating-point arithmetic fundamentally violates the determinism requirement. We resolve this by constructing a pure integer inference engine that achieves bitwise identical output across ARM and x86. In 82 cross-architecture tests on models up to 6.7B parameters, we observe zero hash mismatches. Four geographically distributed nodes produce identical outputs, verified by 356 on-chain attestation transactions. Every major trust property of AI systems (fairness, robustness, privacy, safety, alignment) presupposes platform determinism. Our system, 99,000 lines of Rust deployed across three continents, establishes that AI trust is a question of arithmetic.
Mar 14, 2026

The Institutional Scaling Law: Non-Monotonic Fitness, Capability-Trust Divergence, and Symbiogenetic Scaling in Generative AI

Classical scaling laws model AI performance as monotonically improving with model size. We challenge this assumption by deriving the Institutional Scaling Law, showing that institutional fitness -- jointly measuring capability, trust, affordability, and sovereignty -- is non-monotonic in model scale, with an environment-dependent optimum N*(epsilon). Our framework extends the Sustainability Index of Han et al. (2025) from hardware-level to ecosystem-level analysis, proving that capability and trust formally diverge beyond critical scale (Capability-Trust Divergence). We further derive a Symbiogenetic Scaling correction demonstrating that orchestrated systems of domain-specific models can outperform frontier generalists in their native deployment environments. These results are contextualized within a formal evolutionary taxonomy of generative AI spanning five eras (1943-present), with analysis of frontier lab dynamics, sovereign AI emergence, and post-training alignment evolution from RLHF through GRPO. The Institutional Scaling Law predicts that the next phase transition will be driven not by larger models but by better-orchestrated systems of domain-specific models adapted to specific institutional niches.
Feb 24, 2026

Black-Box Reliability Certification for AI Agents via Self-Consistency Sampling and Conformal Calibration

Given a black-box AI system and a task, at what confidence level can a practitioner trust the system's output? We answer with a reliability level -- a single number per system-task pair, derived from self-consistency sampling and conformal calibration, that serves as a black-box deployment gate with exact, finite-sample, distribution-free guarantees. Self-consistency sampling reduces uncertainty exponentially; conformal calibration guarantees correctness within 1/(n+1) of the target level, regardless of the system's errors -- made transparently visible through larger answer sets for harder questions. Weaker models earn lower reliability levels (not accuracy -- see Definition 2.4): GPT-4.1 earns 94.6% on GSM8K and 96.8% on TruthfulQA, while GPT-4.1-nano earns 89.8% on GSM8K and 66.5% on MMLU. We validate across five benchmarks, five models from three families, and both synthetic and real data. Conditional coverage on solvable items exceeds 0.93 across all configurations; sequential stopping reduces API costs by around 50%.
Feb 24, 2026

When can we trust untrusted monitoring? A safety case sketch across collusion strategies

AIs are increasingly being deployed with greater autonomy and capabilities, which increases the risk that a misaligned AI may be able to cause catastrophic harm. Untrusted monitoring -- using one untrusted model to oversee another -- is one approach to reducing risk. Justifying the safety of an untrusted monitoring deployment is challenging because developers cannot safely deploy a misaligned model to test their protocol directly. In this paper, we develop upon existing methods for rigorously demonstrating safety based on pre-deployment testing. We relax assumptions that previous AI control research made about the collusion strategies a misaligned AI might use to subvert untrusted monitoring. We develop a taxonomy covering passive self-recognition, causal collusion (hiding pre-shared signals), acausal collusion (hiding signals via Schelling points), and combined strategies. We create a safety case sketch to clearly present our argument, explicitly state our assumptions, and highlight unsolved challenges. We identify conditions under which passive self-recognition could be a more effective collusion strategy than those studied previously. Our work builds towards more robust evaluations of untrusted monitoring.
Apr 9, 2025

Trustworthy AI Must Account for Interactions

Trustworthy AI encompasses many aspirational aspects for aligning AI systems with human values, including fairness, privacy, robustness, explainability, and uncertainty quantification. The ultimate goal of Trustworthy AI research is to achieve all aspects simultaneously. However, efforts to enhance one aspect often introduce unintended trade-offs that negatively impact others. In this position paper, we review notable approaches to five aspects and systematically consider every pair, detailing the negative interactions that can arise. For example, applying differential privacy to model training can amplify biases, undermining fairness. Drawing on these findings, we take the position that current research practices of improving one or two aspects in isolation are insufficient. Instead, research on Trustworthy AI must account for interactions between aspects and adopt a holistic view across all relevant axes at once. We offer recommendations for how researchers can work towards integrated trust, and provide guidance for practitioners to manage interactions today.