Integrity

Momentum

3 papers in the last four weeks, against 1 the four weeks before. 0.0% of all new papers.

Jul 6Week of Sep 21

Latest papers 26

Sep 28, 2026cs.CR

Certified Multi-Source Integrity for Structured Agent Actions

LLM agents increasingly take privileged, often irreversible structured actions, such as paying an invoice. They assemble each action from action-critical fields in documents and tool outputs that an adversary can corrupt, and indirect prompt injection can drive the model itself to extract attacker-chosen values. Current defenses gate on a source's trust label or certify free-text answer quality. None certifies the integrity of a coupled, policy-bound structured action under a corruption budget that accounts for shared upstream sources. We characterize when such an action is safely certifiable and give the maximally live safe certifier. It admits an action only when each field clears the rule its evidence structure supports: a bounded corruption radius over corruption-distinct evidence classes, counted by a minimum hitting set so that re-publishing or laundered copies cannot manufacture a quorum, deterministic reconciliation for complementary fields, and a trusted anchor where the evidence leaves a field single-sourced. We formalize two robustness notions, validate each mechanism by ablation, and measure how often the multi-source precondition holds on sanctions designations (70,966 entities) and software supply-chain provenance (450 packages). Under upper-bound proxies, genuine corroboration is a minority phenomenon in both, and naive attestation counting overstates it, since witnesses that look independent collapse to two corruption-distinct domains once shared origin is counted. Across five current models in a real agent loop, a realistic injection fools every model but one and a naive agent then executes the fraudulent action on most attacks. The certifier admits no unsafe action and recovers the correct value where corroboration permits, while action-gating and provenance baselines are broken in every world of our harness by some attack in its space.
Sep 27, 2026cs.RO

Integrity Detection and Characterization of Malicious Injections in RAVEN II

The increasing adoption of robotic systems in surgery, together with the expanding range of procedures they can support and the growing level of autonomy they provide, has substantially increased the complexity of surgical robots. As these systems integrate more sensors, controllers, communication interfaces, and model-driven control components, their attack surface continues to expand. A compromise of the integrity of a surgical robot can therefore cause unintended robot behavior and potentially threaten patient safety. In this paper, we characterize the detection boundary of malicious injections on RAVEN II using a public dataset that pairs the platform's telemetry with external high-resolution encoder ground truth. We identify three injection points spanning the command and observation paths and evaluate three injection patterns with increasing temporal dispersion. To capture different detection behaviors, we perform detection at two timescales: the window scale and the session scale. Rather than reporting detection rates at an arbitrarily chosen threshold, we quantify, for each injection point and injection pattern, the smallest end-effector deviation that can be resolved while maintaining an alarm rate acceptable for surgical operation. Our results show that detectability is strongly influenced by how the injected deviation is distributed over time. An abrupt step can be detected at deviations well below the 1 mm clinical tolerance, whereas the same overall deviation spread across a window or a session can remain hidden from single-window statistics. The open source code can be found at http://github.com/RAVENIIROS/RAVENIIIntegrity.
Sep 1, 2026cs.CR

MutMem-V2: Cryptographically Authorized Mutation in Persistent Agent Memory Portable Verification and Reproducible Evidence

MutMem V1 introduced retention-preserving, cryptographically authorized mutation for persistent agent memory but did not provide a complete portable verification contract or clean-install reproduction path. MutMem V2 closes that publication gap without introducing a second memory engine. It specifies exact canonical bytes, domain-separated object and bundle commitments, mandatory recall-evidence membership and ordering, external trust anchors, identity epochs, revocation, authorization, request receipts, ordered disclosure, and three mutation terminal types. The released protocol contains 18 versioned object schemas, 39 recall vectors, 15 mutation vectors, and 37 closed recall failure reasons. Independent Node and Python implementations agree on verdict and primary reason for all 72 structural and cryptographic terminals; a production-conformance corpus agrees on 42/42 cases across 28 required classes. A clean Node v26.8.1 installation reaches first-boot, restart, and scheduler readiness with no experimental memories. A separately scoped 120-unit Canary experiment supports only explicit-marker traversal. Every public table regenerates from a self-hashed aggregate, and an independent verifier reconstructs the statistics and claim boundaries. Historical V1 empirical results remain historical. MutMem V2 supports claims about portable integrity, authorization, traceability, conformance, and reproducibility under stated assumptions; it does not establish semantic truth, universal robustness, or independent replication.
Sep 1, 2026cs.CY

A Mathematical Framework for Legacy, Governance, and Decision Integrity in Enterprise AI

Enterprise artificial intelligence is increasingly embedded in decisions that must remain lawful, explainable, adaptable, and accountable despite personnel turnover, model replacement, regulatory change, and shifting organizational incentives. Existing governance frameworks provide important principles but do not by themselves supply a compact mathematical language for evaluating whether an institution can preserve sound judgment over time. This paper develops a design-science framework for institutional legacy: the durable capacity of a decision system to continue producing beneficial, lawful, explainable, and adaptable outcomes after its original designers have stepped away. The framework contributes: (i) a normalized Legacy Score based on a penalized geometric mean of knowledge retention, governance, human oversight, adaptability, feedback learning, and jurisdictional fidelity; (ii) Decision Confidence and Decision Risk models separating evidentiary confidence from consequence; (iii) authority-aware retrieval and calibrated abstention; (iv) Decision Memory for governed organizational learning; (v) Regulatory Change Velocity mapping change exposure to review intervals; and (vi) a federated regulatory knowledge-graph architecture preserving provenance and legal hierarchy. The paper also proposes eight AI Decision Integrity Rules, an evaluation protocol, and a reproducible computational demonstration. The demonstration combines a deterministic stress test with 200 Monte Carlo replications of 10,000 synthetic decisions each, illustrating Legacy Score non-compensation and comparing consequence- and authority-aware routing with a matched-coverage confidence-only baseline. The contribution remains conceptual rather than field-validated; the simulation tests internal behavior, not production performance, and all parameters require context-specific calibration.
Aug 30, 2026cs.CR

Zero-Knowledge Predicate Proofs Between AI Agents: A Measured, Cross-Protocol Gateway and the Source-Integrity Gap

Multi-agent AI platforms move quickly from staging to production, but the way agents establish trust remains rudimentary: an agent either transmits raw data to a peer or accepts that peer's natural-language self-report that a value complies with policy. The first over-shares; the second is unverifiable and is exactly the channel prompt injection attacks. Prevailing responses emphasise identity, visibility, and post-hoc detection, and recent proposals for cryptographically enforced agent policy have been evaluated in simulation rather than execution. We take provable data minimisation between agents from proposal to running system. In our Zero-Knowledge Proof Gateway, agents exchange proofs of governance-defined predicates over private data rather than the data itself, so exposure is prevented by design rather than detected afterwards; because no interoperability protocol can carry such a proof, we propose a slot and implement it on both MCP and Agent2Agent from one endpoint. A 32-bit threshold predicate proves in 6.2 ms and verifies in 1.0 ms with a 608-byte Bulletproofs proof on one commodity vCPU; eleven adversarial experiments and nineteen protocol checks pass; and the system is deployed to Kubernetes with empirically verified network isolation. Our case study proves a retail client order is within its limit without revealing the amount, instantiating the GDPR data-minimisation principle as an enforced technical measure of the kind EU law now names explicitly. We then address the limitation no comparable work resolves: a predicate proof binds a statement to a committed value, never to the system of record. We give a construction fusing an enclave attestation with the proof in both directions, so verifying one artifact certifies jointly that the predicate holds and that the value was read by a specific measured binary, and test it against a mock authority.
Jul 26, 2026cs.SE

Where Is the Cost of Third-Party API Routers in Agentic Software Development?

Third-party API routers have become a common layer that unifies access across increasingly diverse LLM providers. In coding-agent workflows, high-autonomy operation is widely adopted because it reduces interaction overhead. As a result, a third-party API router, which sits between the agent and the upstream provider, inevitably occupies the trusted path. It can inspect and modify every request and response, yet no mechanism verifies alignment between the provider's output and the repository-level actions ultimately executed by the agent. Consequently, client-side permission mechanisms may become ineffective in practice. Whether this control gap produces real, hard-to-detect effects on software development tasks remains empirically unmeasured. In this paper, we conduct an empirical study of router-side injection in coding agents, examining four intervention levels of increasing subtlety: Response Substitution (L1), Response Append (L2), LLM-Polished Injection (L3), and LLM-Polished with Distribution Alignment Injection (L4). Moreover, we develop SIDEL, a framework for trace recording, replay, injection, and defense evaluation, with a curated dataset of 400 samples. We evaluate four representative coding agents, and further evaluate whitelist-based execution control and LLM review. Router-side intervention substantially alters repository-level actions and remains difficult for existing client-side safeguards to detect. Without additional mitigations, all evaluated agents achieved a defense success rate of 0 percent across all injection levels. Client-side mitigations and reactive reviews improve resistance but do not fully restore end-to-end control, motivating provider-side output-integrity guarantees. Our code is available at https://github.com/Riyasushin/SIDEL.
Jul 24, 2026cs.AI

Dynamic Capability Scoping for Enterprise AI Agents: A Synthetic Dataset and Three-Source Permission Architecture

Enterprise AI agents are typically granted static credential sets at configuration time, holding every tool the role might need for every task they perform. This persistent over-privilege expands the attack surface. We argue that capability scoping must follow a dynamic least-privilege principle and be treated as a prevention mechanism before a detection one. A credential that does not exist in an agent's context cannot be misused regardless of the agent's reasoning or evasion sophistication. We outline a three-source architecture instantiating this principle: role-based ceilings, a task-context classifier, and policy-derived combination prohibitions creating a layered proactive defense against LLM agent misalignment and misuse cases. The architecture supports both enforcing and observe-only deployment; the latter records agent permission requests inconsistent with task context, producing a behavioral signal usable in misalignment research. As a first step toward evaluating this architecture, we contribute a synthetic dataset of 600 enterprise task prompts grounded in a multi-department company policy, labeled with minimum required permissions across a 15-permission tool-based taxonomy that maps directly to deployable credentials or enforceable guardrails. The dataset is constructed via a two-pass pipeline that separates prompt generation from permission labeling to avoid circularity, and is validated against a 60-record/688 decisions human-reviewed sample (Cohen's κ=0.917κ= 0.917 pre-review and κ=0.967κ= 0.967 post-review). Iterating between dataset and policy reduced ceiling violations from 46 to 3, a 93% reduction. This shows that synthetic prompt generation can drive policy refinement when the two are developed together. The dataset, environment specification, and generation pipeline are released to support evaluation of dynamic scoping mechanisms.
Jul 21, 2026cs.CR

Integrity of peer-to-peer distributed LLM inference under malicious nodes

Peer-to-peer distributed inference executes a Large Language Model (LLM) on pooled consumer hardware by spreading its layers across many nodes. Every request passes through nodes that are owned and controlled by multiple independent parties. However, in this setting, any party can tamper with the output of its layers to corrupt the end result. Recomputing the forward pass on trusted hardware can catch this, but it introduces additional computational cost. The scientific literature includes several prior integrity-checking approaches, such as known-answer traps for image classifiers and cryptographic commitments. However, these solutions test only the exact correctness and do not account for the ordinary variation that may arise between benign nodes. In this paper, we propose a method that checks the output integrity by measuring the variation in the activations that each node passes to the next. A peer who wants to use the network selects a small set of secret canary inputs whose correct activations are known in advance and mixes them into regular traffic. Because the peers cannot tell a canary from a real query, any tampering node corrupts them as well. The deviation from the known reference then reveals malicious activity: benign nodes exhibit only minor variation from hardware-induced noise, whereas tampered nodes deviate far more. We treat the identification of malicious nodes as a probabilistic test that separates two drift distributions, without relying on a fixed threshold. We study 408 configurations with metrics and success criteria fixed before any experiment ran; the detector reaches AUROC 1.0, correctly ranking the malicious shard above every benign shard on every canary in every configuration.
Jul 14, 2026cs.SE

Agent-Safety Evaluations as Load-Bearing Evidence: A Vendor-Neutral, Cross-Harness Reconstructability Metric

Many agent-safety evaluation results are not yet load-bearing evidence: identical nominal outcomes (task success, attack success, monitor scores) may sit atop materially different evidence regimes. No vendor-neutral, runnable instrument scores reconstructability as an evaluation-validity metric: whether captured evidence can reconstruct the decision a claim depends on. This paper introduces a property-level reconstructability metric over eight decision-property classes and a cross-harness adapter emitting per-decision Evidence Sufficiency Cards backing a per-run monitor-coverage release check. It specifies a counterfactual-replay intervention protocol, implements its replayability-precondition probe, and defines a claim-evidence overclaim gap. On public and bundled traces, without new model runs, twelve-field sufficiency spans 0.458-0.833 across four inputs sharing a surface reading; replay preconditions are unmet in every scored trace. In a synthetic release-gate pair, the sufficiency gate blocks the raw variant (0.542) and passes the instrumented (0.667). Safety-evaluation claims should travel with their reconstructability vector; a reproducibility package regenerates every reported number.
Jun 26, 2026stat.ML

Value of Information under Imprecise Probabilities: Decision-Rule-Specific Values and Fixed-Measure Envelopes on a Credal Set

Value-of-information (VOI) analysis is usually conducted under a single probability measure. However, in practice, the available evidence often pins the measure down only to a set. Consequently, under a set of probability measures, VOI requires different formulations. First, we explicate a rule-specific VOI that fixes a decision rule for acting under imprecision (such as Gamma-maximin) and measures what the information is worth to a decision maker who uses that rule. Second, we derive a fixed-measure envelope that evaluates the classical VOI functional over all admissible precise measures. We formalize this distinction and explicate its consequences for the expected perfect, partial, and sample information. The expected value of perfect information is concave over the credal set. Hence, when the set is generated by finitely many measures, its lower envelope endpoint is obtained exactly from the generators, while its upper endpoint may be interior and is computed by a finite linear program. The Gamma-maximin value, in contrast, can exceed the entire envelope, so a rule-specific value is not recovered from the envelope's endpoints. A continuity bound limits how much the VOI can change as the measure varies, and we identify when the partial- and sample-information endpoints can still be obtained from the generators. Because the single-measure VOI must itself be estimated, the procedure we give combines standard estimators for it with a search over the credal set. By using a worked decision problem, we show how the two quantities separate conclusions that hold across every admissible measure from conclusions that depend on one unidentified choice of measure.
Jun 8, 2026cs.AI

Deterministic Integrity Gates for LLM-Assisted Clinical Manuscript Preparation: An Auditable Biomedical Informatics Architecture

As autonomous research agents and AI co-scientist systems push large language models (LLMs) from drafting toward end-to-end manuscript production, the bottleneck shifts from generation to verification. Fluent LLM output can hide fabricated citations, numbers that drift from source tables, and unmet reporting-guideline items; existing tools generate without verifying, and self-critique inherits the blind spots that produce confident fabrication. We describe an architecture pairing generation with verification, resting on three principles: decompose the workflow into self-contained skills, gate every stage transition with halt-on-failure, and resolve each integrity question with the cheapest sufficient mechanism, a deterministic, re-executable check where one suffices and a prose-level probe only where interpretation is unavoidable. This determinism-where-possible split, organized as an integrity-gate taxonomy, is the core contribution. It is realized as MedSci Skills, an open-source toolkit of 43 skills with a 21-detector deterministic tier, evaluated on three public-dataset pipelines (STARD, PRISMA, STROBE) and a seeded-defect ablation. Across the three pipelines every content-hash manifest verified clean and the gates surfaced real defects; on 27 identical injected defects the deterministic gates detected all 27 with no false positives on the matched clean fixtures, whereas a single-prompt LLM reviewer detected 11, its misses in code, bibliography, and style defects the prose hides. Determinism-where-possible verification yields an auditable, re-executable trail that exposes the evidence a human needs to check an LLM-assisted manuscript: feasibility and reproducibility evidence, not a claim of human-competitive quality, which a separate blinded study addresses. MedSci Skills is MIT-licensed and archived (v3.8.0).
May 28, 2026cs.CR

Ciphera: A Decentralised Biometric Identity Framework

Centralised biometric identity systems expose users to single points of failure, opaque verification processes, and irreversible biometric compromise. Decentralised Identifiers (DIDs) and Verifiable Credentials (VCs) offer stronger privacy guarantees, yet their integration with biometric authentication and distributed verification remains insufficiently explored. This paper presents Ciphera, a decentralised biometric identity framework combining privacy-preserving facial recognition, multi-node verification, IPFS-based credential metadata storage, and blockchain-anchored revocation. Evaluated across functional, performance, security, and distributed consistency dimensions, Ciphera achieved an 81% functional success rate, with stable enrolment and authentication but measurable revocation propagation delays and occasional audit-log inconsistencies. Performance testing demonstrated sub-second p95 verification latency of approximately 820ms under concurrent multi-node conditions. Security analysis confirmed strong confidentiality and integrity guarantees, though incomplete liveness detection leaves susceptibility to deepfake and replay attacks. The results demonstrate the feasibility of decentralised biometric identity while identifying key engineering challenges for production-grade deployment.
May 24, 2026quant-ph

QML-PipeGuard: Drift-Aware Behavioral Fingerprinting for Quantum Machine Learning Pipeline Integrity

Quantum machine learning (QML) is moving from research prototypes to deployed cloud services. As QML enters regulated industries, the integrity of the quantum stage becomes a practical concern on two fronts: noisy hardware drifts at the channel level between recalibrations, and an adversary with control over the execution environment can substitute the declared quantum channel with a behaviorally similar but mathematically distinct one. Neither concern is covered by existing QML verification work on pulse-level noise, input drift, input-perturbation robustness, or device identity. We introduce QML-PipeGuard, a contract-based framework addressing both concerns under a single mathematical machinery. It characterizes a QML pipeline at runtime by its behavioral fingerprint, the vector of observable expectation values under a tomographically structured measurement family, and operates in two modes: drift-aware monitoring that absorbs benign calibration changes within a calibrated tolerance, and adversarial detection that catches channel substitution as a violation of an informationally complete observable contract. The framework contributes a pipeline-composition treatment of the encoder-ansatz-measurement channel with a QML-specific threat model (tight frame-bound C=sqrt(3) for the single-qubit Pauli family), a finite-shot sample-complexity bound, and a tolerance decomposition separating adversarial and natural-drift contributions. We validate the framework end-to-end on a two-qubit QSVM pipeline on the IBM Heron r2 processor (ibm_fez), with a sample-complexity validation on a noise-matched simulator. The prescribed measurement budget (about 1.4e4 shots) fits in a single batched job, the sneaky channel is detected with a wide safety margin while evading the weak contract, and the typical hardware drift sits within tolerance.
May 22, 2026cs.AI

DART: Semantic Recoverability for Structured Tool Agents

When a structured tool agent fails mid-execution, the runtime faces a dilemma: replaying the entire task is safe but wasteful, while restoring from a local checkpoint is efficient but can leave committed downstream work tied to an upstream history that no longer exists. This tension is acute in commitment-sensitive settings, where rollback targets a single failed instance yet downstream consumers have already acted on its output. Existing recovery approaches provide mechanical rollback but no criterion for whether a local restore remains semantically valid after downstream commitment. We formalize this gap as semantic recoverability and address it in DART, a modular runtime that localizes the failed instance, certifies semantically recoverable boundaries of that instance, aligns checkpoints to those boundaries, and selects an admissible restore point that preserves committed downstream work under dependency and effect constraints-or blocks otherwise. Across three LLM-driven domains and external validation on a LangGraph-based substrate, DART correctly recovers all evaluated commitment-sensitive cases where baseline local recovery fails, and a five-domain safety audit finds no unsafe admitted rollbacks. These results show that controller legality does not imply semantic validity, and that sound local recovery requires an explicit admissibility check.
May 20, 2026cs.LG

MMD-Balls as Credal Sets: A PAC-Bayesian Framework for Epistemic Uncertainty in Test-Time Adaptation

Test-time adaptation (TTA) methods improve model performance under distribution shift but lack formal guarantees connecting shift magnitude to prediction reliability. We develop a PAC-Bayesian framework yielding generalization bounds explicitly parameterized by the maximum mean discrepancy (MMD) between source and target distributions. Our principal contribution is interpreting MMD-balls around the source distribution as credal sets in Walley's imprecise probability theory, yielding natural epistemic uncertainty quantification. We establish: (i) a PAC-Bayesian bound with an MMD-dependent shift penalty under an RKHS-Lipschitz loss assumption; (ii) a finite-sample version via MMD concentration; (iii) a uniform worst-case risk bound over all distributions in the credal set, with a lower-upper risk decomposition; and (iv) geodesic preservation bounds explaining why kernel-guided adaptation protects local feature geometry. The credal set interpretation separates epistemic from aleatoric uncertainty and provides a principled decision criterion for when adaptation is warranted.
May 17, 2026cs.SE

ContractBench: Can LLM Agents Preserve Observation Contracts?

Tool-augmented LLM agents call APIs whose intermediate outputs, such as presigned URLs, session tokens, and OAuth state parameters, are observation contracts: artifacts whose later use is constrained by the external system that produced them. We show that observation contract compliance (preserving the temporal validity and byte-level integrity) is an emergent, regression-prone capability: it is neither guaranteed by general tool-use ability nor consistently improved by larger or newer models. To measure this, we introduce ContractBench, a benchmark of 33 dual-axis tasks that probe two orthogonal failure modes no existing benchmark evaluates: validity failures (using an artifact after expiry) and integrity failures (corrupting an artifact's bytes through the observation-to-action pipeline). Our evaluation is deterministic and programmatic, with a virtual clock controlling time and SHA-256 hashes verifying byte integrity. We assign each outcome a failure label drawn from real-world API specifications. We evaluate 38 models and report four findings: (i) no evaluated model clears 80%, with Claude-Opus-4.6 leading at 77.8%, revealing that current frontier models still fail to comply with observation contracts; (ii) a sharp within-family capability cliff in Qwen 3.5 between 4B (0%) and 9B (56.6%), smoothing to 70.7% at 397B-A17B: what emerges across the cliff is mid-trajectory restraint, not tool-call competence; (iii) non-monotonic scaling across the GPT-5 family: agentic post-training can erode compliance through sycophancy-driven regression; (iv) our failure taxonomy works as an actionable in-context reward signal, yielding +7.1 pp on 42 paired GPT-5.1 failures.
May 10, 2026cs.AI

A Prompt-Aware Structuring Framework for Reliable Reuse of AI-Generated Content in the Agentic Web

The evolution of Large Language Models (LLMs) and the software agents built on them (AI agents) marks a turning point in the transition from a human-centric Web to an ``Agentic Web'' driven by AI agents. However, for AI-Generated Content (AIGC), which is expected to dominate the Web, there is currently no mechanism for agents to verify its reliability, reproducibility, or license compliance during generation. This lack of transparency risks causing chained hallucinations and compliance violations through the reuse of AIGC. Consequently, a framework to manage the provenance and generation conditions of AIGC is essential. In this paper, we present a framework that automatically attaches structured metadata to AIGC at generation time, including modularized prompts, contexts, thoughts, model information, hyperparameters, and confidence. The metadata is enveloped together with verifiable credentials to support the reliable assessment and reuse of AIGC. This framework enables efficient curation of structured AIGC and facilitates its safe use for applications such as fine-tuning and knowledge distillation.
May 4, 2026cs.CR

When Alignment Isn't Enough: Response-Path Attacks on LLM Agents

Bring-Your-Own-Key (BYOK) agent architectures let users route LLM traffic through third-party relays, creating a critical integrity gap: a malicious relay can modify an aligned LLM response after generation but before agent execution. We formalize this post-alignment tampering threat and show that, without end-to-end integrity, the relay can observe, suppress, or replace downstream messages, making even perfectly aligned LLMs ineffective against such attacks. We instantiate this threat as the Relay Tampering Attack (RTA), which performs multi-round strategic rewriting, minimal security-critical edits, and stealth restoration by resubmitting tampered outputs to the upstream LLM. Across AgentDojo and ASB with six LLMs, RTA achieves up to 99.1% attack success, outperforming prompt-injection baselines with modest overhead. Case studies on OpenClaw and Claude Code demonstrate real-world feasibility, and evaluations of four defenses show that none fully prevent RTA. Finally, we propose a time-based detection defense that mitigates RTA while preserving agent utility.
Apr 29, 2026cs.CR

Tatemae: Detecting Alignment Faking via Tool Selection in LLMs

Alignment faking (AF) occurs when an LLM strategically complies with training objectives to avoid value modification, reverting to prior preferences once monitoring is lifted. Current detection methods focus on conversational settings and rely primarily on Chain-of-Thought (CoT) analysis, which provides a reliable signal when strategic reasoning surfaces, but cannot distinguish deception from capability failures if traces are absent or unfaithful. We formalize AF as a composite behavioural event and detect it through observable tool selection, where the LLM selects the safe tool when unmonitored, but switches to the unsafe tool under monitoring that rewards helpfulness over safety, while its reasoning still acknowledges the safe choice. We release a dataset of 108 enterprise IT scenarios spanning Security, Privacy, and Integrity domains under Corruption and Sabotage pressures. Evaluating six frontier LLMs across five independent runs, we find mean AF detection rates between 3.5% and 23.7%, with vulnerability profiles varying by domain and pressure type. These results suggest that susceptibility reflects training methodology rather than capability alone.
Apr 26, 2026cs.CR

Proof of Execution: Runtime Verification for Governed AI Agent Actions

Agent systems increasingly execute rather than advise. When an AI agent queries regulated data, invokes effectful tools, and mutates persistent state, correctness is not captured by whether a terminal output looks plausible. The operative questions are whether each step was authorized under a contract, whether the recorded history is tamper-evident, and whether the trajectory can be reconstructed deterministically. We formalize this as runtime proof of execution. An execution is a triple x=(C,T,R)x = (C, T, R): a contract CC, an Execution Causal Event Stream (ECES) TT, and a replay context RR. A well-formedness predicate and five validator-checkable invariants form the PoE validity predicate. Five semantic guarantees describe authorization, path compliance, null effect on deny, history integrity, and replayability. We prove soundness under explicit cryptographic and deployment assumptions: any PPT adversary that produces a PoE-valid execution violating a semantic guarantee yields a signature forgery, a hash collision, or a quantified deployment-failure event. The Prime Execution Model (PEM) separates planning, enforcement, effect, and recordkeeping into distinct authority planes; a lemma reduces trace completeness to Effector-exclusive credentialing. An Execution Attestation Certificate is issued only when PoE = 1. In a single-node TypeScript prototype, PoE adds approximately 2.7 ms on a minimal flow and 4.4% overhead on concurrent batch workloads; a standard eight-event trace compresses to approximately 1.1 KB; injected Gateway-bypass and trace-mutation attacks are rejected. PoE does not replace consensus, TEEs, or zkVMs; it binds authorization, effect, history, and replay into a single runtime-checkable object so that governed execution becomes attestable under contract.
Apr 26, 2026cs.AI

Structural Enforcement of Goal Integrity in AI Agents via Separation-of-Powers Architecture

Recent evidence suggests that frontier AI systems can exhibit agentic misalignment, generating and executing harmful actions derived from internally constructed goals, even without explicit user requests. Existing mitigation methods, such as Reinforcement Learning from Human Feedback (RLHF) and constitutional prompting, operate primarily at the model level and provide only probabilistic safety guarantees. We propose the Policy-Execution-Authorization (PEA) architecture, a "separation-of-powers" design that enforces safety at the system level. PEA decouples intent generation, authorization, and execution into independent, isolated layers connected via cryptographically constrained capability tokens. We present five core contributions: (C1) an Intent Verification Layer (IVL) for ensuring capability-intent consistency; (C2) Intent Lineage Tracking (ILT), which binds all executable intents to the originating user request via cryptographic anchors; (C3) Goal Drift Detection, which rejects semantically divergent intents below a configurable threshold; (C4) an Output Semantic Gate (OSG) that detects implicit coercion using a structured K×I×PK \times I \times P threat calculus (Knowledge, Influence, Policy); and (C5) a formal verification framework proving that goal integrity is maintained even under adversarial model compromise. By shifting agent alignment from a behavioral property to a structurally enforced system constraint, PEA provides a robust foundation for the governance of autonomous agents.
Apr 24, 2026cs.CR

Reconstructive Authority Model: Runtime Execution Validity Under Partial Observability

Autonomous systems increasingly operate under partial observability where execution-relevant state is never fully accessible. Existing governance mechanisms -- trusted execution environments, oracle-signed state proofs, cryptographic attestation -- enforce the integrity of computation and state projections. We show this is structurally insufficient: an authenticated projection of state is necessary but never sufficient for execution validity. We introduce the Reconstructive Authority Model (RAM), which separates integrity from coverage. RAM defines a reconstruction gate that reasons over an explicit coverage envelope -- comprising proven state, declared assumptions, and an acknowledged unobservable residual -- and permits execution only when coverage is adequate for the action class. When coverage is insufficient, RAM narrows privileges dynamically or fails closed. Attestation proves trust in measurement; RAM proves adequacy of what is measured. We formalize RAM, prove necessity via two theorems (attestation insufficiency and RAM necessity) and three corollaries, and present a hybrid RAM+Attestation architecture with privilege-narrowing. Synthetic experiments (N=100,000, seed=42) show RAM achieves zero invalid execution rates at all coverage levels. Attestation-based systems exhibit IER=0.423 at low coverage and IER=0.233 even at full coverage, the latter arising from undefined-state handling failures undetectable by integrity checks alone. This reframes execution validity as a coverage reconstruction problem, distinct from and complementary to integrity guarantees provided by attestation.
Mar 28, 2026cs.AI

Quantification of Credal Uncertainty: A Distance-Based Approach

Credal sets, i.e., closed convex sets of probability measures, provide a natural framework to represent aleatoric and epistemic uncertainty in machine learning. Yet how to quantify these two types of uncertainty for a given credal set, particularly in multiclass classification, remains underexplored. In this paper, we propose a distance-based approach to quantify total, aleatoric, and epistemic uncertainty for credal sets. Concretely, we introduce a family of such measures within the framework of Integral Probability Metrics (IPMs). The resulting quantities admit clear semantic interpretations, satisfy natural theoretical desiderata, and remain computationally tractable for common choices of IPMs. We instantiate the framework with the total variation distance and obtain simple, efficient uncertainty measures for multiclass classification. In the binary case, this choice recovers established uncertainty measures, for which a principled multiclass generalization has so far been missing. Empirical results confirm practical usefulness, with favorable performance at low computational cost.
Mar 5, 2026cs.LG

Incentive Aware AI Regulations: A Credal Characterisation

The rapid proliferation of AI applications has intensified debate on effective regulation of these black-box services. Effective regulation must balance two competing goals: (1) deterring non-compliant providers from entering the market, while (2) retaining compliant ones. We call this ideal the perfect market outcome (PMO). Regulators face two compounding obstacles that make PMO difficult to achieve: providers hold private information and can act strategically to evade compliance, while any evidence drawn or derived from a finite sample carries statistical uncertainty in proving non-compliance. As this information asymmetry and statistical uncertainty is inherent to any effective regulation, we formalise them through a mechanism design framework that explicitly accounts for such statistical uncertainty. This yields a sharp characterisation: a mechanism achieves PMO if and only if the set of non-compliant evidence distributions forms a closed, convex set of probability measures, known in imprecise probability as a credal set. This result serves as a diagnostic tool to determine whether PMO is achievable under a given regulation. We further show that PMO-achieving mechanisms can be constructed from a collection of hypothesis tests, and validate our theoretical contributions through experiments on spurious-feature and fairness-based regulations.
Nov 10, 2025cs.CY

The Journal of Prompt-Engineered (Moral) Philosophy Or: Why AI-Assisted Ethics Research Requires Process Transparency

Existing AI disclosure mandates in scholarship require that AI assistance be reported but leave transparency philosophically unspecified: they fix the duty without explaining what the duty serves. We argue that ethical inquiry is essentially contested at two independent levels -- about what it is, and about what it demands of the inquirer -- defeating output-only evaluation and welfare-economic dismissal of the transparency question, and, by extension, reproducibility framings imported from the empirical sciences. The transparency duty is grounded instead in agent-integrity: the legibility, before a community of inquiry, of the identity-constituting commitments that the author's mode of philosophising expresses. Because the standards for evaluating such work are not communally settled, the achievable goal for transparency is not evaluation against agreed criteria but tracking -- accumulating the evidentiary record that lets each tradition assess the work on its own terms and makes future normative judgments possible. We develop a documentation-adequacy framework that operationalises Meaningful Human Control through five transparency elements -- declaration, navigation, documentation account, process documentation, and development records -- demonstrated by the paper itself, whose full documentation record is archived at a persistent identifier. The framework is a first iteration subject to revision, not a settled standard.
May 25, 2025stat.ML

Optimal Conformal Prediction under Epistemic Uncertainty

Conformal prediction (CP) is a widely used frequentist framework to quantify uncertainty by constructing prediction sets with user-specified marginal coverage guarantees. In practice, CP is typically applied on top of probabilistic classifiers, which are able to express aleatoric but not epistemic uncertainty. In this paper, we consider the question of how to optimally employ CP on top of a more expressive formalism, namely credal sets, which can express both aleatoric and epistemic uncertainty. More specifically, we propose probabilistic Bernoulli prediction sets (BPS) and derive a variant that achieves conditional coverage for valid credal sets while remaining minimal in expected size. We then address the more realistic scenario in which the validity of the credal sets is not guaranteed. Assuming access to calibration data with ground-truth distributions over labels, we apply conformal risk control to BPS and derive a PAC-style guarantee: with high probability over the data, the achieved conditional coverage is at least the desired level. We validate our theoretical findings empirically over various datasets.