Streaming principal component analysis (PCA) seeks to recover a leading spectral subspace in a single pass over a data stream. We give a new analysis of the ubiquitous Oja's algorithm [Oja82] for the most general, gap-free variant of this problem, where no eigengap assumptions are made on the underlying mean matrix, complemented by a nearly-matching lower bound. Prior works achieving near-optimal rates for streaming PCA either required gap assumptions [JJK+16, HNWW21], or were limited to rank-one updates [AZL17, Lia23]. Our proof only uses a second moment bound on the individual stochastic updates, bypassing the almost sure bounds needed by prior near-optimal analyses, and the analogous offline matrix Bernstein bound. We also extend our result to a Rayleigh quotient notion of approximate PCA, addressing an open question of [JJK+16]. As our main application, we give gap-free differentially private PCA guarantees for sub-Gaussian data, settling Conjecture 1.1 of [Bro26] up to logarithmic factors.
Topological signal processing (TSP) processes signals on simplicial complexes with oriented boundary operators, which is the natural choice for flow signals or when the topological invariants play a role for the task at hand. However, many higher-order signals carry no orientation, and applying oriented operators to them is not well-defined since it introduces an arbitrary choice of simplex orientation. We study an unoriented TSP (UTSP) framework that replaces oriented boundaries with unoriented incidence matrices. First, we show that unoriented incidence and Laplacian matrices between arbitrary simplicial levels admit graph-like spectral properties. Second, since dropping orientation removes the Hodge decomposition, we introduce an unoriented counterpart, termed interaction-order decomposition, which quantifies how much of a higher-order signal is explained by aggregating lower-order signals. Third, we use this decomposition to derive regularizers for signal reconstruction that penalize each interaction order separately. Experiments on real-world data show that the order-aware regularizers outperform oriented baselines, with the largest gains when the signal energy is unevenly distributed across orders.
Andrea Cavallo, Varun Sarathchandran, Geert Leus +1
Model merging aims to combine multiple fine-tuned models derived from a common pretrained model into a single multi-task model without additional joint training. Recent spectral merging methods improve over simple weight averaging by exploiting low-rank structures of task-specific updates, but they commonly assign the same rank capacity to every task. This uniform allocation ignores that task vectors can have heterogeneous spectral complexity, causing the shared merging space to be used suboptimally. In this paper, we propose Spectral Energy-proportional Rank Allocation (SERA), a simple task-adaptive strategy that allocates ranks according to the singular-value energy structure of each task vector. By assigning richer spectral capacity to complex or isolated tasks and fewer directions to compact tasks, SERA extends SVD-based model merging from uniform-capacity merging to task-dependent capacity allocation. Experiments under standard vision model merging protocols show that SERA improves multi-task merging performance while preserving the same total rank budget as existing spectral merging methods. Further analysis demonstrates that task-level spectral concentration is closely related to the per-task effect of adaptive rank allocation, providing insight into when and why SERA is effective.
Spectral co-clustering is a useful tool for discovering latent structure in word-document matrices, but its reliance on singular value decomposition (SVD) can make standard formulations expensive on high-dimensional data. This paper presents two randomized approximations for normalized spectral co-clustering of bipartite text data when the numbers of document and word clusters may differ. The first method uses randomized SVD through random projection, while the second combines partial SVD with element-wise random sampling. Across real-world and synthetic datasets, both methods reduce runtime relative to the full-SVD baseline, but their behavior depends on matrix sparsity. The random projection method is the more reliable approximation across the tested settings, whereas the sampling-based method is most useful on denser matrices and provides limited benefit on already sparse text data. These results show that randomized approximations for spectral co-clustering should be selected according to the underlying structure of the data.
The Koopman operator has been widely used for time-series prediction in dynamical systems. However, prior work that learns latent ``Koopman spaces'' using neural networks often did not construct a valid Koopman space for forecasting, as these representations may be mathematically inconsistent with the operator-theoretic formulation and fail to capture the intrinsic low-rank structure of system dynamics. To address this issue, we introduce K2SVD, a method that explicitly learns the leading singular functions of the Koopman operator by optimizing a Hilbert-Schmidt objective. This yields a well-defined low-rank approximation of the Koopman operator with an interpretable linear combination, featuring a compact latent space with less than 10% of the dimensions used in previous work. In the learned Koopman space, K2SVD further captures temporal evolution with a linear Gaussian state-space model and performs inference via Kalman filtering, mitigating noise accumulation during multi-step prediction. Empirical results show that K2SVD outperforms state-of-the-art methods across multiple datasets, with significantly faster prediction speeds and lower computational cost than previous efficiency-focused models. This highlights the benefits of principled low-rank Koopman representations and opens up broader potential for applications.
The interpretability of complex machine learning models is of paramount importance, especially in real-world high-stakes domains such as healthcare and finance. However, existing post-hoc interpretability methods suffer from inherent limitations: fragmented analytical processes, inadequate capacity to model nonlinear feature interactions, computational inefficiencies, and over-reliance on specific model architectures. To address these challenges, this paper provides a novel method - Adaptive Derivative-Ordered Random Explanation (ADORE) - that leverages first- and second-order derivatives to accommodate nonlinear model complexities, while enabling effective capture of feature-sample interactions within a unified analytical framework. ADORE integrates global feature importance with local sample contributions, precisely quantifying feature impact by capturing both magnitude and direction, and identifying critical samples influencing model decisions. Furthermore, it achieves computational efficiency through randomized singular value decomposition (SVD) and dynamic sparsity detection, making it scalable to large, high-dimensional datasets. Experiments across three data modalities - tabular, text, and image - demonstrate that ADORE outperforms existing methods such as LIME and SHAP in handling complex interactions and computational efficiency, while providing detailed and reliable explanations. To facilitate adoption and reproducibility, ADORE has been released as an open-source Python package, hosted on GitHub, enabling researchers and practitioners to readily adapt and apply our approach to their specific tasks, models, and datasets.
We propose Low-Rank Quantile Surfaces (LRQS), a bivariate causal model in which, in the causal direction, an unknown monotone transformation of the conditional quantile surface admits a low-rank functional decomposition. LRQS subsumes location-scale noise models and post-nonlinear heteroscedastic noise models, while allowing multiple quantile bases to represent changes beyond location-scale effects. We prove generic identifiability of LRQS: the transformed quantile surface is low rank in the causal direction, whereas reverse representability under the corresponding constraints occurs only for exceptional, fine-tuned cause marginals. We provide a simple-yet-powerful causal score using a nonparametric fitting procedure that alternates between rank-constrained approximation of discretized quantile surfaces and isotonic estimation of the unknown monotone transformation. Experiments on synthetic mechanisms with higher-rank distributional shape variation and strong nonlinear distortions, together with standard bivariate benchmarks, show that LRQS is especially effective when conditional distributional shape or observation distortion goes beyond existing location-scale assumptions.
Per-matrix singular value decomposition (SVD) truncation is Eckart-Young optimal in the whitened Frobenius norm, but errors from independently compressed matrices compound through the block's nonlinear forward pass. Inspired in part by hierarchical variational optimization in quantum many-body methods, we introduce a three-level chain that widens optimization scope from individual matrices to Transformer blocks to the full model: whitened SVD~(L1), block-level joint optimization~(L2), and end-to-end language-modeling loss refinement~(L3), all from 256 calibration sequences, with no instruction or recovery data. On LLaMA-7B at 60% compression, the chain reduces WikiText-2 perplexity from 42.1 to 19.1 to 11.4. The block-level stage acts as a regularizer: skipping it worsens Penn Treebank (PTB) perplexity by 24 points, a gap that additional end-to-end training did not close in our experiments. Perplexity gains hold across 20-80% compression, five architectures up to 13B parameters, and both in-distribution and out-of-distribution benchmarks, though the cross-architecture rows use architecture-specific configurations and the ratio sweep was not run under one common protocol. With more calibration data, skipping the block-level stage becomes competitive, revealing an offline compute--data trade-off. We therefore claim improvements only in perplexity and compression fidelity; downstream accuracy remains well below the dense model.
Low-rank gradient projection reduces the optimizer-state memory cost of large language model (LLM) pretraining, but the steps and wall-clock time needed to reach a target quality remain a meaningful axis for improvement. We attribute this to two design choices in existing methods: the projection-rank budget is allocated uniformly across Transformer modules with heterogeneous projection sensitivity, and projecting a raw gradient attenuates its magnitude and direction jointly. We propose MoARa, which combines a static profiling-based module-aware projection-rank allocation with a block-wise magnitude-direction decomposition; the default block size is set in the neighborhood of the attention head dimension. Across five Transformer architectures spanning Llama, Qwen, and DeepSeek at 300M to 7B scales, GaLore with MoARa reaches standard GaLore's final perplexity in 37% fewer steps and 34% less wall-clock time on Llama 2 7B, with only 0.2% peak reserved memory overhead under standard graph compilation. Across the six low-rank pretraining methods we evaluate, module-aware rank allocation alone delivers directionally consistent step reductions on all six. On compatible hosts, the two-component design reaches up to 41.7% step reduction and 37.1% wall-clock reduction.
Recently, tensor decompositions are prevalent for multi-dimensional image representation, which learn the instance-specific structure of each image from scratch. However, tensor decompositions neglect the common structure across different images, leading to limited semantic modeling capability, high computational cost, and a large number of learnable parameters. To address this challenge, we suggest the first pre-trained low-rank tensor decomposition (PLTD) framework, which organically integrates the pre-trained large vision model into the classical tensor decomposition framework. Beyond the shallow and untrained deep tensor decomposition, the suggested PLTD achieves an unprecedented balance among higher recovery fidelity, fewer learnable parameters, and smaller carbon footprint. Specifically, PLTD factorizes the target tensor into a latent tensor and a learnable transform that maps the latent tensor back to the original data domain. The latent tensor consists of two indispensable and complementary terms, i.e., a fixed pre-trained latent tensor and a learnable low-rank latent tensor. The fixed pre-trained latent tensor is distilled from a pre-trained large vision model (i.e., DINOv3) to capture the common structure of the target tensor, while the learnable low-rank latent tensor characterizes the instance-specific structure of the target tensor. To examine the potential of PLTD, we develop the corresponding multi-dimensional image recovery model and theoretically justify the advantages of this framework. Additionally, we discuss the connections between PLTD and classical tensor decomposition frameworks. Extensive experiments on multi-dimensional image recovery demonstrate that PLTD consistently achieves superior performance compared with state-of-the-art methods.
Low-Rank Adaptation (LoRA) is an effective approach for adapting large pretrained models by learning low-rank weight updates. In practice, the LoRA rank is used to control an adapter's parameter budget and representational capacity. We show that this view is incomplete: while the nominal rank determines the representational capacity, the optimizer shapes how much of that capacity is used in the induced weight-space updates. In a case study of GPT-2 adaptation with LoRA, we observe a strong rank-dependent optimizer effect. Despite using the same nominal rank, AdamW often produces per-step updates with concentrated singular spectra and low effective rank, whereas Muon uses a richer set of directions and benefits more consistently from increasing LoRA rank. These observations motivate ISO-LoRA, an optimizer that couples the LoRA factor updates through spectral descent on the induced tangent perturbation in weight space. ISO-LoRA promotes updates that distribute energy more evenly across singular directions, improving rank utilization while preserving compatibility with the LoRA parameterization. We complement this design with theoretical guarantees showing that ISO-LoRA can achieve higher effective rank than standard factor-wise optimizers through a one-step analysis under a stylized spiked-gradient model. We validate this design on language-model adaptation across 0.1B-7B-parameter models, where ISO-LoRA improves effective rank and downstream performance, with the strongest gains at moderate-to-large LoRA ranks. Our results highlight rank utilization as a key factor in LoRA optimization and suggest that optimizer design offers an important path toward stronger parameter-efficient adaptation.
Training data constrains optimizer geometry through the covectors visible to a declared information channel. We study how such partial information determines a full positive cometric relative to a reference and which degrees of freedom remain unidentified. Our central result resolves full-column-rank positive-definite compression under affine-invariant Riemannian geometry. The compression map is a split-Hadamard metric submetry and admits an explicit unique completion that is the affine-invariant nearest full geometry realizing a visible target and yields exact full-to-visible variational reduction. When the channel moves, the completions form a gauge-invariant rank stratification of the positive-definite cone. Its closed-form pullback pair metric separates visible-metric motion from subspace rotation through a reference-mismatch weight, yields an explicit positive-semidefinite multi-direction Gram matrix, and exposes the precise singularity of reference-valued modes. The mechanism is explained by a metric theorem equating ball submetry, attained fiber distance, and lossless reduction of every monotone radial visible decision problem. A smooth split-Hadamard theorem supplies coherent information sheets, proximal commutation, and solution-wise gradient-flow lifting. The positive-definite realization also gives closed-form prior-data shrinkage. Diagonal and block optimizer families reduce to relative-interior conic image tests with valid facial certificates, while deterministic and finite-sample bounds quantify recovery of the visible geometry and its subspace. Together these results characterize exact reduction, reference-dependent completion, and structured expressivity for the stated finite-dimensional affine-invariant model.
This paper introduces a novel framework for Regularized Multivariate Functional Principal Component Analysis (ReMFPCA) via Functional Singular Value Decomposition (SVD). The proposed method extends existing MFPCA approaches by incorporating a generalized functional SVD within a Hilbert space framework, enabling simultaneous regularization of both functional principal components (PCs) and their associated PC scores. A key innovation of this framework is the inclusion of a sparsity penalty on the PC scores, which enhances interpretability by filtering out irrelevant subject-specific variations. This dual-penalization strategy represents a significant advancement beyond existing covariance-based eigen decomposition methods, which penalize only the functional PCs. Two power algorithm implementations, sequential and joint, are proposed, together with a cross-validation approach based on iterative regression for optimal smoothing parameter selection. Comprehensive simulation studies and real data applications demonstrate that the proposed framework substantially improves the extraction of informative and interpretable components, offering methodological and practical benefits for analyzing multivariate functional data across diverse domains.
Tensor singular value decomposition (T-SVD), which is built upon the tensor-tensor product (t-product), has emerged as a powerful tool for processing high-dimensional visual data such as color images and videos. However, the standard t-product imposes strict dimensional compatibility constraints. Although extensions based on the semi-tensor product (STP) relax this restriction, their single-term formulations still suffer from limited approximation accuracy. Moreover, these deterministic methods incur high computational costs when processing large-scale tensor data. To address these issues, this paper introduces a novel semi-tensor product for third-order tensors under the t-product framework induced by arbitrary invertible linear transforms. The resulting tensor semi-tensor product breaks the rigid dimension matching requirement of the standard t-product, while retaining the closed-form property of T-SVD. Based on this construction, we develop a multi-term semi-tensor product singular value decomposition (MSTP-SVD), which integrates multiple orthogonal decomposition terms to significantly improve low-rank approximation accuracy compared with single-term schemes. To reduce the computational cost of multi-term modeling, we incorporate randomized projection and power iteration techniques into the MSTP-SVD framework, yielding an accelerated multi-term randomized semi-tensor product SVD (MRSTP-SVD) algorithm that achieves a balance between reconstruction accuracy and computational efficiency. Experiments on image and video compression and completion tasks demonstrate the effectiveness of the proposed method.
Xingchen Xiao (School of Mathematics and Statistics, Southwest University, Chongqing +13
Quantum-inspired classical algorithms have dequantized several quantum machine learning routines by replacing quantum linear-algebra subroutines with classical counterparts. However, the sampler based on quantum singular value transformation (QSVT) for learning with optimized random features is not covered by existing dequantization frameworks, because the matrix to be inverted is not itself available through sampling access. In this work, we develop a classical algorithm to address this type of quantum-advantage candidate. Our method samples heavy indices, reduces the transformation to a small principal block, and outputs a sparse classical representation with operator-norm guarantees. Applying this method dequantizes the sampler for optimized random features, giving a classical sampler with prescribed accuracy and polynomially related runtime. These results show that the factorization underlying a quantum block encoding can itself provide sufficient classical structure even when sampling-and-query access to the composite matrix is unavailable.
Balanced k-shot sampling draws exactly k labeled examples per class. We show that it induces an exact, provable degeneracy in a family of small-sample discriminant estimators. Under balanced sampling, the within-class scatter operator of Kernelized Linear Principal Component Discriminant Analysis (KLPCDA) is not merely rank-deficient but exactly a scaled orthogonal projector. We derive the consequences in closed form: two of KLPCDA's seven variants have every signal eigenvalue exactly equal, so their eigenvector selection criterion is provably indifferent rather than ill-conditioned, and a third has a provably void objective. This follows from the estimators' construction, not any dataset; we confirm it on frozen sentence embeddings and, separately, on residual-stream activations from a decoder-only generative model. An in-formula tie-break repairs the two repairable variants, with recovery gated by class count: the residual subspace constraint costs 5x more on few-class than many-class datasets (p=0.000001). We then evaluate the repaired framework on few-shot text classification on frozen LLM embeddings (n much smaller than d, up to 4096), across four datasets, three embedding sizes, and three trained baselines (SetFit, LoRA, in-context learning). A properly cross-validated logistic-regression probe still beats every KLPCDA variant on three of four datasets, at every embedding size; guidance carried from pixel, vibration-signal, and gene-expression data does not directly generalize to this feature space. Three independent geometric separability metrics fail to explain why one high-dimensional decoder-based embedding model underperforms smaller bidirectional encoders, ruling out anisotropy; the gap is substantially an estimation-efficiency effect, not a permanent ceiling, closing by more than 80% when the support set grows from k<=10 to k=30-50 (p=0.00195, both many-class datasets).
Low-bit quantization can achieve high recall on some vector representations and fail sharply on others, while average distortion and global rank correlation do not explain the difference. We study quantized vector search at the level of the comparisons consumed by ranking and graph-pruning algorithms. Our first result is a distribution-free decomposition: the probability that a comparison flips is bounded by the probability mass of exact margins near zero plus the tail probability of the calibrated residual. We then account for dependence between residuals that share a query or graph node, and derive covariance-aware second-moment identities and tail bounds under a joint MGF proxy. For a frozen candidate permutation, we prove a deterministic coupling theorem for Vamana neighbour selection: the approximate replay returns the exact neighbour list exactly when all candidate-level pruning actions agree on the frozen exact states. We connect these results to representation geometry through an exact Gaussian oracle, establish a strict correlation gain from a deterministic magnitude bit in an aligned bilinear model, and give a rare-contamination construction showing why marginal Gaussian diagnostics do not imply the required residual tails. When analytical assumptions are unavailable, a held-out block certificate bounds the selective failure risk of a frozen quantized rule. Across learned, classical, and synthetic embeddings, standardized exact margins predict held-out ranking and pruning flip rates substantially better than global rank correlation. The framework applies to coordinate binary codes, RaBitQ, Lucene BBQ, and product quantizers through a common decision interface.
Hyperspectral unmixing decomposes mixed pixels into material endmembers and their abundances from contiguous spectral observations. In modular sensing pipelines, endmembers are often first identified and then treated as fixed during abundance estimation. When this fixed endmember prior is inaccurate, spatially structured mismatch arising from illumination changes, sensor artifacts, or material boundaries may be incorrectly captured by the abundance variables, leading to unstable decompositions. This study presents an interpretable stage-wise hyperspectral unmixing framework (I-HyperSU) under fixed endmember priors, which is explicitly decomposed into a fixed endmember matrix A, an abundance block X, and a structural residual refinement block S. The X-block estimates abundances using FISTA with nonnegativity and sparsity enhancement, and a soft penalty that approximately enforces sum-to-one constraints. The S-block jointly applies low-rank SVD structural regularization and a lightweight deep image prior (DIP) to refine structured residuals. This staged design makes the interaction between abundance and residual components transparent and interpretable. Experiments on Samson, Urban, and Jasper Ridge datasets demonstrate that, under fixed and imperfect endmember priors, soft abundance relaxation consistently outperforms hard simplex projection. Under the default N-FINDR endmember prior, the proposed framework reduces the joint reconstruction error by 61.7%--69.5% compared with a fixed-A UCLS baseline, while keeping the abundance RMSE nearly unchanged, indicating that the residual refinement branch accounts for structured model mismatch without degrading the abundance estimates. For example, on Urban, the reconstruction SAM decreases from 5.99∘ for the X-only model to 1.92∘ for the full model.
Offline multi-agent payoff models are estimated under a logging distribution but used on distributions induced by learned solutions and unilateral deviations. Standard held-out loss can therefore favor an interaction class that predicts logged play well while distorting strategic incentives. We introduce Selective Interaction-Rank Validation (SIRV) for finite games with known logging distributions. A training split fits nested payoff models and constructs a common union of all candidate deployment and unilateral-replacement distributions; an independent calibration split evaluates every candidate on this same union. SIRV returns the smallest rank whose simultaneous upper worst-target risk is within tolerance of the best upper score, and abstains when a declared target is unsupported or too imprecisely estimated. A common coverage event yields a finite-candidate target-risk bound and a candidate-specific coarse correlated equilibrium (CCE) gap certificate. We also isolate an exact two-point off-support non-identifiability result. In a controlled factorial study with 2,048 independent games per family, empirical-Bernstein bounds reduce the median CCE-gap certificate by 42.5% relative to Hoeffding bounds on common returns, with a 1.36-point reduction in supported return. Under paired rank misspecification and in a separately generated congestion family, the SIRV-EB fallback rule lowers mean true candidate-selection CCE regret relative to ID-Mean, while retaining game-level losses. Across 384 games at N=3,5,8, ID-Mean-relative mean CCE-regret effects stay positive while certified return falls sharply under weak coverage. These results separate certifiable model selection from universal strategic improvement.
Model compression is key to mitigate deployment challenges of ever growing machine learning models. In this area of research, singular value decomposition (SVD)-based compression offers a compelling trade-off between computational efficiency and model accuracy. Fisher-weighted SVD in particular provides principled, loss-aware compression. However, we find that improving the fidelity of Fisher approximation used in the compression is poorly predictive of post-compression accuracy for Vision Transformers (ViTs). Motivated by this observation, we propose FACTS, a structured Fisher Approximation tailored to Compressing ViTs with Fisher-weighted SVD, which enforces token-local aggregation while preserving within-token activation-gradient dependence. Additionally, we introduce a fast Constrained Rank Search (CoRS), that optimizes layer-wise rank allocation while adhering to a fixed floating point operation (FLOP) constraint. Extensive experiments across ViTs and hybrid architectures demonstrate that FACTS consistently improves accuracy-efficiency trade-offs without requiring finetuning. Notably, it outperforms the strongest SVD baseline by up to +5.8 percentage points (p.p.) Top-1 on Swin-B, with further gains driven by our search method. Code is available at https://github.com/MoritzTho/FACTS.
Moritz Thoma, Maximilian Groezinger, Maximilian Forstenhäusler +7
Whisper is a widely used foundation model for automatic speech recognition (ASR), but its generative decoder can produce fluent hallucinated transcripts for inputs containing little or no speech. We propose a training-free, inference-time method to reduce these hallucinations using low-rank projection of decoder activations. A compact hallucination-associated subspace is estimated from non-speech calibration data, and decoder hidden states are projected away from this subspace during inference. We evaluate two variants: always-on, which applies projection to all inputs, and gated, which applies it only when Whisper predicts that an input is likely non-speech. Across non-speech benchmarks, always-on projection reduces average hallucination rate (HR) from 31.31% to 2.44%, a 92.21% relative reduction, while gated projection reduces HR to 3.74%, an 88.05% relative reduction, with lower false rejection of genuine speech. On LibriSpeech, gated projection increases absolute word error rate (WER) by 0.33-4.39 percentage points and yields false-rejection rates (FRR) of 0.41--9.97% across model and split settings. These results show that low-rank activation projection can substantially suppress Whisper hallucinations without retraining, while providing a controllable trade-off between hallucination suppression and speech recognition performance.
We first prove spectral convergence of the random feature method (RFM) for multidimensional targets in Sobolev, Gevrey, ultra-analytic, and bandlimited classes. The analysis establishes general high-probability approximation estimates in the interpolation scale generated by a kernel integral operator. On a single event determined only by the sampled features, one random space approximates every target in a prescribed source ball; moreover, for each target, a single coefficient vector defines an approximant that attains spectral accuracy simultaneously in all admissible error norms. For both regularity-adapted frequency distributions and uniform distributions on growing frequency windows, the resulting rates range from super-exponential to algebraic, depending on the regularity of the target. Second, we establish abstract error estimates for strong- and weak-form RFM discretizations, thereby converting the preceding approximation bounds into convergence estimates for multidimensional second-order elliptic boundary value and eigenvalue problems. Finally, for random feature matrices (RFMtxs), we prove super-exponential singular-value decay with Fourier features and exponential decay with tanh features, together with corresponding condition-number lower bounds. The analysis identifies a common mechanism: the same spectral approximation that yields high accuracy also drives severe ill-conditioning.
Continuous chain-of-thought models compress reasoning into latent tokens. Matrix-valued variants, which route each latent token through a d x d matrix bottleneck, introduce rank as a single-sample structural observable on the latent matrix Z. If matrix latents carry parallel reasoning paths via superposition, rank should track them, and truncating Z to low rank should hurt accuracy on tasks whose solutions plausibly require multiple components. Across four training regimes of a matrix-CODI model (three on ProsQA, one on GSM8K-Aug below the learning threshold), the rank-k projection ablation curve is flat to within 0.6 percentage points. A three-seed replication yields 81.0 +/- 2.0 percentage points accuracy while the final effective rank of Z spans {4, 12, 13}; the loss does not reward any particular rank. To test whether rank-blindness arises from the flatten-then-project readout alone, we trained four readouts: a bilinear reparametrization, a bilinear-plus-GELU readout nonlinear in Z, an SVD-augmented readout feeding singular values through an MLP, and a quadratic readout in Z Z^T. All four rank-k curves remain flat (Spearman p-values 0.63, 0.14, 0.82, 0.46). The flat curves persist for readouts nonlinear in Z. A linear probe on Z underperforms a raw pretrained hidden state at target prediction (AUC 0.673 vs. 0.846). A negative control on vanilla GPT-2 SFT (no matrix bottleneck, no Z, three seeds, n=500) reproduces a flat rank-k curve under the same intervention paradigm with pooled-mean range 0.20pp, and a random-h sensitivity floor lands at the same accuracy: the rank-k ablation alone conflates rank-blindness with position-irrelevance.
Minimum Bayes Risk (MBR) decoding enables high-quality text generation by selecting the hypothesis that maximizes a utility metric over sampled pseudo-references. However, it is highly susceptible to metric overfitting: it can irregularly inflate the chosen utility metric at the direct expense of other unoptimized evaluation metrics. To mitigate this, we introduce SVD-MBR, which frames the pairwise utility matrix as a noisy information signal. By computing a low-rank approximation via Singular Value Decomposition (SVD) and retaining only the top-k components, we effectively decouple true consensus from metric noise. Experiments demonstrate that SVD-MBR successfully regularizes decoding, yielding substantial gains across a range of generalized metrics. Furthermore, we reveal that this denoising is metric-dependent: neural metrics encode a robust low-rank consensus ideal for SVD, whereas surface-level metrics struggle to separate signal from metric noise.
Riza Setiawan Soetedjo, Yusuke Sakai, Hidetaka Kamigaito +2
Cultural fine-tuning has become the de facto paradigm for building culture-aware large language models (LLMs), yet existing optimization exclusively for alignment scores provides an incomplete portrait of cultural fidelity by systematically obscuring inherent cultural diversity. This unidimensional evaluation lens prompts a fundamental question: do models genuinely perceive distinct cultural nuances, or do they merely memorize dominant cultural values? To address this, we propose a synergistic evaluation framework that jointly formalizes cultural alignment and diversity. Through extensive benchmarking of six mainstream LLMs on the World Values Survey, this framework uncovers a systematic and critical trade-off: the pursuit of cultural alignment consistently incurs an acute expense of diversity, leading to severe "cultural flattening." Investigating this behavioral shift, we demonstrate that these superficial alignment gains stem from models artificially anchoring to dominant majorities, converging onto a monolithic response pattern that wipes out the heterogeneous distributions inherent to human groups. Crucially, our mechanistic analysis suggests that this diversity collapse is not merely a behavioral anomaly but more likely a structural consequence of the low-rank bias inherent in neural network optimization. Therefore, our findings expose the limitations of current post-training paradigms and call for a shift toward alignment objectives that preserve cross-cultural pluralism.
While low-rank adaptation (LoRA) is widely used for parameter-efficient model adaptation, how to regularize its training dynamics for stable and effective optimization remains underexplored. Because LoRA initializes the up-projection to zero, its early optimization dynamics are largely governed by the down-projection. Building on this observation, we introduce Normalized Low-Rank Adaptation (NoRA), a simple yet effective method that normalizes the down-projection matrices during training. We further show that the same normalization can be applied only at initialization, improving standard LoRA without requiring repeated normalization throughout training. Across pretraining, supervised finetuning, and reinforcement learning, NoRA consistently accelerates convergence, improves performance and training stability, and mitigates catastrophic forgetting. These benefits require neither additional trainable parameters nor inference-time computation, making NoRA a simple and broadly applicable enhancement to LoRA.
By introducing RSLM (Rotated Scaled Lloyd-Max), a family of training-free vector quantization codecs compressing embeddings to 1--4 bits per dimension, we reduce memory cost and memory bandwidth of a typical large-scale Approximate Nearest Neighbor (ANN) search system, while reducing its complexity and keeping or improving recall across multiple benchmark datasets. State-of-the-art systems filter candidates using coarse partitions, approximately score them to narrow the set, and then rescore the best with higher precision representations (often >=8 bits per dimension). Our relativized codecs can bring this down to 2--4 bits per dimension. We use the properties of the ANN system to encode residual vectors instead of full vectors, both for the approximate scoring phase and the rescoring phase. Since Maximum Inner Product Search (MIPS) is very sensitive to vector norms, we correct the L2 norms of quantized vectors. Our major innovation is that we correct the L2 norm of the final reconstructed vector rather than just the residual. Our rescaling replaces more complicated schemes, such as Anisotropic loss. The residualization scheme gives us a more favorable quality vs size trade-off than generic quantization methods. Our high-performance implementation leverages a block-wise cascaded Fast Walsh-Hadamard Transform (FWHT) with linear-like complexity, AVX SIMD-optimized codebooks, and a steganographic encoding of scaling factors for perfect cache-line alignment.
Rastislav Lenhardt, Teodora Dobos, Thomas Vecchiato +2
We study null-space estimation from a noisy matrix. For a simple left null space, we first derive an exact compact expression for the error of the smallest left singular vector. We then give an all-order series for the SVD vector and projector, followed by compact and consistently truncated series forms for the fixed-realization empirical risk and conditional population generalization risk. The recursion extends to a multiple-dimensional null space by following the complete invariant subspace. The convergence radius is not inferred from an error plot: it is computed independently from the nearest complex exceptional point that joins a retained eigenvalue branch to its complement. A reduced-nullity experiment shows that moving this spectral boundary can increase the radius, although the improvement is not monotone in the retained nullity. For individually ordered null directions under Gaussian training with τ≥m, we prove that the Wishart splitting matrix W gives a strict second-order empirical ranking. Gaussian averaging equalizes the leading generalization risks at both small and very large noise, while a column-swap theorem proves strict expected generalization ranking for an isotropic signal subspace. For unequal spikes, an exact population-overlap criterion and a simultaneous 99% Monte Carlo confidence certificate explain the observed intermediate ranking. A sixth-order risk correction improves the lower-crossover estimate in the reported experiment. This equal--ranked--equal phenomenon is a finite-sample diagnostic related to spectral mixing, but its tolerance crossings, the exceptional-point radius, and the asymptotic BBP threshold are three distinct quantities.
How much matrix rank is required to preserve every bounded value output of normalized softmax attention? We study the unrestricted maximum-row-ℓ1 approximation rank rε(A), exactly the least rank achieving uniform error over all bounded vector-valued values. Row softmax exposes the intrinsic interaction C=Pm(logA)PN, whereas invertible Q/K gauges leave A fixed while changing the Euclidean geometry of a chosen query/key factorization. We replace that coordinate-dependent description by a projective residual q(C−T) and an attained factor-radius size κ(T). For every rank-r retained interaction with τ(T)<ε, we prove rε(A)≤min{N,Cr(1+(ε−τ(T))2κ(T))r/2}, with the same unknown dimension constant as the underlying weighted Gibbs-row cover. The profile is gauge invariant, termwise no worse than native retained-subspace bounds at the same declared dimension, and has a worst-case sharp r/2 size exponent at fixed r and ε. We then measure rε(A) directly on learned attention using 9,978 certified brackets across BERT, GPT-2, Qwen2.5, and two ViT checkpoints; where certificates do not close, the optimum remains interval-valued. A pre-specified 2,302-cell held-out study further shows that the historical native-coordinate geometry block contains coarse, mostly head-level information but no detectable incremental information beyond a strong calibrated baseline. The new intrinsic descriptor is not evaluated in that study. Together, the theory and measurements distinguish an operator-intrinsic complexity control from a stronger empirical explanation that the learned-head evidence does not support.
Muon motivates designing optimizer geometry around the function of each parameter block and uses the spectral norm for hidden linear layers. For the language-model head, the spectral norm is not a faithful measure of functional change. Softmax removes shared logit shifts, whereas the spectral norm can assign arbitrarily large size to updates that change no output probability. We therefore treat the LM head and softmax as one module and derive an update geometry for their composition. Hilbert's projective distance respects this invariance as it measures the largest change in pairwise log odds. For an update S with token rows si⊤, we show that the largest Hilbert distance over ∥h∥2≤H is exactly HD(S), where D(S)=maxi<j∥si−sj∥2 is the Euclidean row diameter. This diameter replaces the spectral norm in the resulting Muon-style steepest descent problem. An exact solution is possible, but its direct formulation contains one d-dimensional vector variable for every token pair. For a vocabulary size of approximately 50k, this means more than one billion token pairs, making the calculation impractical at every training step. We instead impose a stronger common-ball constraint and derive projected RowNorm as an O(Vd) solution. For the exact RowNorm oracle, we prove that its first-order decrease is at least 1/2 of the exact diameter-constrained optimum. With Muon on the backbone, experiments across three seeds at 190M, 380M, and 640M parameters show that RowNorm reduces mean final step diameters and empirical Hilbert RMS perturbations by factors of 45--60 and 12--15, respectively, with only a 0.0057--0.0153 increase in mean final validation loss.
Aditya Somasundaram, Charles Guille-Escuret, Alexander Moreno +2
Low-Rank Adaptation (LoRA) is a prominent fine-tuning method for large models, achieving competitive performance with reduced memory overhead. However, a persistent performance gap remains between LoRA and full fine-tuning. Recent studies have sought to narrow this gap by employing one-step gradient approximations of pretrained weights to align LoRA updates with the principal directions or intrinsic dimensionalities of full fine-tuning updates. Nevertheless, these approaches fail to capture the full dynamics of the gradients. In this paper, we propose LoRA-GA2, an effective fine-tuning algorithm that fully leverages multi-step gradient information. Specifically, we introduce a lightweight probe for multi-step gradients of pretrained weights that incurs no additional GPU memory cost and only marginal time overhead. We further employ a spectrum-aware, importance-based rank allocation and optimal initialization derived from multi-step gradients. Extensive experimental results demonstrate that LoRA-GA2 consistently outperforms existing LoRA variants while preserving the efficiency advantages of vanilla LoRA. For instance, LoRA-GA2 surpasses the leading baseline by an average of 0.66 points on the GLUE benchmark, and outperforms the strongest baseline by 1.03 points on GSM8K and 0.87 points on HumanEval, respectively.
We describe a simple rejection-sampling-based algorithm to perform length-squared sampling on an n×n positive-semidefinite (psd) matrix: that is, to sample a column with probability proportional to its squared ℓ2-norm. The algorithm runs in just O(n) expected time, which is significantly sublinear in the input matrix size. The runtime is optimal, even when the input is assumed to be diagonal. Our result has several applications. Length-squared sampling is used by a number of sublinear time algorithms for matrix problems, like low-rank approximation and eigenvalue approximation. Often, it is assumed that the algorithm is given access to the matrix column norms, and thus can perform length-squared sampling efficiently. Our result shows that, at least for psd matrices, we can remove this assumption. We also discuss an application to an asymptotically optimal algorithm for estimating the Frobenius norm of a psd matrix to relative error. Finally, we show that our sampling algorithm yields a very simple sublinear time algorithm for the robust psd low-rank approximation problem introduced by Bakshi et al. (FOCS, 2020), which nearly matches the more complex method developed there.
Rajarshi Bhattacharjee, Ethan N. Epperly, Cameron Musco +1
A multiplicative dual-encoder network computes a real-valued output for a pair of inputs as the inner product of their separate encodings. This architecture has been developed independently in operator learning, bipartite matching, contrastive vision-language models, retrieval, and other areas, yet no unified theory guides the basic design decisions: how many interaction modes to represent, how to normalize the encoders, and when the architecture should be avoided. We provide such a foundation by introducing the class of functions of low interaction rank, a class whose intrinsic complexity is measured by its interaction spectrum. Within this framework, approximation error decomposes into a spectral truncation term and an encoder-realization term; sample complexity is governed by the sum of the two encoder complexities rather than their product; and a usability criterion based on spectral decay determines when the architecture can succeed. The same framework exposes a central identifiability problem: the encoders are defined only up to a linear gauge symmetry that leaves the learned coordinates arbitrary. We show that normalization is gauge fixing and that whitening pins the interaction modes up to permutation and sign, thereby explaining the uninterpretability of contrastive dimensions and providing a constructive remedy. Experiments on synthetic kernels, operator learning, and CLIP models validate the theoretical predictions: spectral decay rates match the predicted scaling, whitening recovers the true modes, and independently trained CLIP models are related by a single rotation which, after removal by whitening, exposes interpretable concept axes. The code of this paper is provided at https://github.com/RS2002/Mul-Net .
Determining the complexity, or Intrinsic Dimension (ID), of data is fundamental to efficient and interpretable representation learning. This is particularly challenging in multi-modal settings when trying to learn disentangled representations for shared and private information. Existing techniques leave a critical gap: they are often static, uni-modal, or in the case of contrastive methods, adapt only to the shared ID implicitly. We introduce Fidelity-Guided Rank Optimization (FiGuRO), a framework for approximating the ID of uni- and multi-modal data under constraints of model capacity and hyperparameters. FiGuRO learns the dimensions of low-rank projections using truncated singular value decomposition and an algorithm that determines when to reduce or increase dimension and in which latent space. Disentanglement of shared and private information arises as an emergent property of this optimization, eliminating the need for complex auxiliary loss functions. We demonstrate that FiGuRO outperforms existing ID estimation techniques and is more robust to hyperparameter changes. Across simulations and real-world data, FiGuRO captures distinct ID scales and varying subspace ratios, and decomposes shared and private information successfully. Furthermore, we show that FiGuRO can be applied to modern uni-modal pretrained models, enabling efficient, post-hoc disentanglement of multi-modal representations.
Viktoria Schuster, Sana Tonekaboni, Caroline Uhler
Deep decoder-only Transformers often replace the original Post-Norm architecture with Pre-Norm variants because Post-Norm training is highly sensitive to warmup and learning rate under conventional initialization schemes. Although prior work has identified rank collapse and gradient vanishing as related symptoms, it remains poorly understood how causal attention creates high-similarity representations and why training dynamics fail to repair them. We give a two-stage analysis of Post-Norm rank collapse using token similarity as a scalar state variable. First, at initialization, causal attention acts approximately as a prefix-averaging operator that increases token similarity across depth, while the SwiGLU branch contributes only a smaller damping effect. Second, once training enters a high-similarity regime, growth of pre-normalization residual norms makes the RMSNorm backward factor contractive; under mild conditions, gradients to earlier layers decay geometrically. As a complementary result, we characterize the properties of a collapsed network: its best predictor is frequency distribution with relatively high loss floor, and gradients in collapsed layers vanish at frequency distribution. Experiments on 48-layer decoder-only Transformers trained on C4 dataset match the predicted initialization-time similarity growth and collapse-time gradient contraction, and show that collapsed runs stay near the predicted frequency loss. Together, these results distinguish the forward similarity amplification and backward repair incapacity in Post-Norm collapse, while also characterizing the behavior of collapsed networks.
We study exact Kullback--Leibler (KL) projection for low-rank factorizations whose two nonnegative factors have prescribed row marginals and a shared, learned column marginal. For arbitrary positive row marginals of equal total mass, the joint KL projection reduces exactly to a strictly convex gauge-fixed dual with only r−1 effective variables; its Hessian is a sum of categorical covariance terms and admits O((n+m)r) matrix-free Hessian--vector products. The projection theorem is objective-independent. We then specialize this geometry to doubly stochastic (DS) graph learning through W=UDiag(g)−1V⊤, where row-simplex factors with a common column mass induce an exactly DS graph without materializing an n×n optimization variable. Combined with observed-edge sparse fitting, a stochastic anchor-reduced manifold regularizer, and Bregman backtracking, the resulting mirror-descent method preserves exact feasibility at every accepted step. Under a nonvanishing latent-mass condition, it satisfies sufficient decrease and an O(1/N) mirror-stationarity bound, while strictly positive accumulation points are KKT stationary. Matched clustering experiments show competitive accuracy, feasibility residuals near numerical precision, and favorable anytime behavior without a dense learned graph.
Training-free low-rank compression frameworks have been gaining prominence for LLM compression given their effectiveness in reducing model parameter count while maintaining task-level accuracy. However, existing SOTA frameworks share two key limitations: (1) residual errors in calibration data activations accumulate across layers during compression, causing misalignment between representations simulated at compression time and those experienced at inference; (2) the assumption that layer importance distribution is preserved post-compression does not hold. Together, these two effects introduce misalignment in the compression process in relation to the deployed model. We study these effects and propose a simple, training-free methodology compatible with existing frameworks to mitigate them, comprising: (1) Layer-by-Layer Compression with Calibration Correction; (2) Iterative Compression with Rank Allocation Correction. Implemented atop an existing SOTA decomposition framework, and evaluated on Llama and Qwen3 models across various benchmarks and compression rates, our approach demonstrates up to ~1-2.5 accuracy point improvements over per-weight and joint decomposition baselines on zero-shot tasks.
The instance-wise F1 measure is a central performance measure for multi-label classification. For a problem with s labels, it defines a 2s×2s loss matrix. Previous work exhibited s2+1-coordinate affine and shifted low-rank representations and used them to construct quadratic-dimensional convex calibrated surrogates. We determine the exact rank. Under the convention F1(∅,∅)=1, the F1 score matrix, the shifted loss matrix, and the unshifted loss matrix all have rank s2−s+2, while the column-affine dimension of the loss is s2−s+1. The proof factors the nonempty score matrix through subset-incidence matrices and a positive-definite Cauchy matrix. Exact rank does not, by itself, lower-bound the dimension of an arbitrary convex calibrated surrogate. We therefore analyze the Bayes geometry of F1 directly. We construct a distribution for which precisely all supersets of a fixed core label set are Bayes optimal, and show that the corresponding active loss columns, restricted to the witness support, have affine dimension hn, where n=s−⌊s/3⌋ and h=⌈(s⌊s/3⌋)1/2⌉−1. Applying the feasible-subspace lower bound for convex calibration dimension gives
CCdim(LF1)≥(332−o(1))s2.
Together with the quadratic upper bound, this establishes CCdim(LF1)=Θ(s2).
Mixture-of-Experts (MoE) language models deliver high capacity at low per-token compute, but deploying them cheaply requires compressing their many expert weight matrices. Expert pruning (e.g., REAP) and merging reduce cost but sacrifice accuracy and require retraining the router; low-rank delta decomposition of experts (e.g., D^2-MoE) preserves all experts and the router, but degrades sharply as the expert count grows because a single shared component cannot approximate many near-orthogonal experts. Because MoE expert weights are near-orthogonal, a single shared component (as in prior delta decomposition) scales poorly with the expert count; we show that experts nonetheless organize into functional co-activation communities that are decoupled from weight similarity. Building on this, we introduce LorExperts, a router-preserving compression method that clusters experts, keeps one full-precision dominant per cluster, and represents the remaining members as low-rank corrections to their local dominant. LorExperts retains all experts and the original router (no router retraining). At ~50% expert compression on Qwen3-30B-A3B and Gemma-4-26B-A4B, LorExperts preserves downstream accuracy and perplexity better than the baselines on most of the tasks; the margin over D^2-MoE grows with expert count E. We further give a reconstruction fine-tuning procedure for LorExperts, and BTExperts, a tree organization of dominants and corrections that enables inference-time amortization of shared computation.
Parameter-efficient fine-tuning enables the adaptation of vision foundation models to biomedical tasks under limited computational resources, but a single low-rank update can constrain all task-specific changes to one narrow parameter subspace. This restriction may prevent the model from simultaneously representing globally shared task structure and localized residual directions required for generalization to unseen imaging domains. We introduce LoRSA, a global--residual adaptation framework that jointly learns a dense low-rank component and a dynamically structured-sparse low-rank component. The dense component captures globally coordinated task adaptation, while the structured component provides complementary residual corrections whose support evolves during training. We characterize the representational capacity, approximation properties, rank structure, and singular-subspace complementarity of this decomposition. We evaluate LoRSA for four-class breast-density classification using DINOv3-Base, with VinDr-Mammo as the source domain and MammosighTR and RSNA as unseen external domains. LoRSA remains competitive on the internal validation set and achieves the best external macro-F1 on both target datasets, improving upon the strongest competing method by 2.15 percentage points on MammosighTR and 3.09 percentage points on RSNA. Weight-matrix analysis further shows that approximately 92% of the energy of each adaptation component lies outside the bilateral singular subspace of the other, indicating that the two components learn largely complementary update directions. These results suggest that organizing adaptation capacity into distinct global and residual paths can improve the external-domain generalization of parameter-efficiently adapted biomedical vision models.
The dominant approach to mechanistic interpretability trains proxy dictionaries such as sparse autoencoders and labels features from max-activating text. The best such atlases identify con- cepts, but that identity lives in the learned dictionary rather than in the network weights them- selves. We propose extracting mechanism mounts directly from linear sites by column-tiled SVD: each mount is a triple (v,u,σ) read as trigger, write, and strength. Identity is the weight rule. We evaluate mounts with a pre-registered suite judged on full-write energy lift rather than tile-local lift. On Gemma-2-2B with WikiText-2 (16,384-token subsample), all seven linear maps are scored: residual writes (mlp.down, attn.o) receive full A/B/C with steer after post-sublayer RMSNorm and pass 52/52 site-layers; other maps receive A/B only (mlp.gate/attn.q/attn.k/effective mlp.up/attn.v 26/26 each). Aggregate: 182/182 GO. We release library code, the corpus builder, the experiment entrypoint, and unit tests.
Gradient descent on a factored model W=UV⊤ is implicitly biased toward low-rank solutions, while Adam, starting from the same small initialization, is not. We trace the difference to the gauge symmetry of the loss, its invariance under (U,V)↦(UQ,VQ). Gradient flow's low-rank mechanism is available to an optimizer only if that optimizer is gauge-equivariant, a condition necessary for the transfer but not sufficient for low-rank recovery. Gradient descent, momentum, "shared-scalar" Adam, Muon, and Shampoo satisfy it. Adam, RMSProp, and the other coordinate-wise methods do not. A structure theorem characterizes the memoryless equivariant rules as exactly the Gram-determined left preconditioners, and a transfer theorem carries gradient flow's pathwise properties to common-scalar flows. We then sort nine update rules on underdetermined matrix sensing by recovery error against the planted ground truth. A one-parameter family from coordinate-wise to shared-scalar preconditioning restores the bias monotonically, isolating anisotropy as the cause. A "spectral schedule" reconciles two opposing reports about Muon: equal-rate updates recover exactly low-rank targets but lose their edge as the spectral tail grows. In transformers, Adam separates two gauge-equivalent initializations at the first step, where the equivariant optimizers stay at float precision, and ends with the per-head invariants WQ⊤WK 56% apart in relative Frobenius distance, a gap no per-head rotation can close. On two hyperspectral datasets at matched training loss, gradient descent cuts held-out error by 43-44% at the lowest sampling density, and at lower effective rank. Basis choice is therefore not a tuning detail but a decision about which interpolant the optimizer selects.
Deepfake technologies pose increasing threats to facial privacy and identity security, motivating proactive defenses that protect facial images before misuse. Although adversarial perturbations generated by projected gradient descent (PGD) can disrupt the identity representations used by face-swapping models, their visual quality is degraded by two characteristics: perturbations are distributed broadly over the image, including identity-insensitive regions, and they contain visually salient high-frequency components. We analyze these spatial and spectral inefficiencies through identity-sensitivity estimation and the singular-value decomposition (SVD) of PGD perturbations. Our analysis shows that later singular components contain a disproportionate amount of high-frequency energy, while the leading components preserve most of the perturbation energy and defense utility. Based on these observations, we propose SRAP, which combines per-channel truncated SVD refinement with an identity-importance mask at every optimization step. The SVD refinement suppresses high-rank, high-frequency residuals, while the mask restricts perturbations to locations that strongly influence identity representations. Experiments on CelebA-HQ and VGGFace2-HQ demonstrate that SRAP substantially improves protected-image fidelity across all reported metrics while maintaining competitive identity-disruption performance, yielding a favorable trade-off between face-swap defense and visual imperceptibility.
For n unit vectors x1,…,xn∈Rd, we study the continuous ReLU derivative Gram matrix H, whose entries are obtained by averaging pairwise gated inner products over a standard Gaussian direction. Writing Δ±:=mini=jmin{∥xi−xj∥2,∥xi+xj∥2} for their projective separation, we prove the universal dimension-free lower bound λmin(H)=Ω(Δ±/logn). Conversely, we construct worst-case families satisfying the matching upper bound λmin(H)=O(Δ±/logn), showing that this rate is tight up to universal constants.
Adapting a language model to a task no longer requires training all of its weights, and a line of parameter-efficient methods has driven the trainable count from billions down to a handful of scalars. Gradient-free adaptation, which samples random weight perturbations and keeps the ones that score well, has not followed that trajectory and still perturbs every entry of the weight tensor. It is unknown whether that full-weight search is necessary, and more fundamentally which property of a perturbation makes it work at all, because existing methods vary the search space, the perturbation scale, and the aggregation together. We resolve this by intervening on one factor at a time inside a fixed pipeline, holding candidate scoring and voting constant while we vary the search dimension, the subspace that carries the perturbation, and its norm. Perturbing a frozen frame of 12 to 16 scalars stays 1.8 accuracy points behind full-weight search on average across 49 model-benchmark cells, trailing it in 36 of them. Neither the dimension nor the choice of basis explains that performance. A random frame whose Grassmann overlap with the SVD frame is at chance level performs identically once a single scale factor is matched, and at large scales the SVD directions collapse first. What survives is the perturbation norm, whose usable range closes within a factor of five across seven models and stays flat inside. The perturbation norm is therefore the one factor with a failure mode, and its safe region transfers across scale and family. The design question narrows from which subspace to perturb to how hard to shake.
Machine unlearning seeks to remove targeted information from trained models without requiring costly retraining. Existing optimization-based methods often degrade unrelated capabilities, while subspace-based approaches rely on computationally expensive singular value decompositions (SVD). We introduce QR-Erase, a subspace-based framework that uses Pivoted QR decomposition to identify and remove task-specific representations directly from model parameters. We further propose Layer-Localized QR-Erase, which restricts updates to layers containing the highest concentration of task-specific information. We show that Pivoted QR provides accurate subspace recovery with bounded error, and that under a mild spectral gap condition, the recovered subspace approaches the optimal SVD solution. Across task-level, cross-lingual, and speech unlearning, QR-Erase achieves a stronger forgetting-retention tradeoff than optimization-based methods while remaining within 5% of SVD across all metrics. Exploiting low-rank and layer-localized structure further improves forgetting (for example, reducing speech forget-set accuracy from 53.1% to 15.7%). These results demonstrate that accurate subspace recovery, rather than optimal reconstruction, is sufficient for effective unlearning and provides an efficient and general alternative to SVD-based methods for modern foundation models.
All Transformer-based large language models compute attention via the Euclidean inner product, an architectural choice that Dong et al. (2021) proved causes representational rank to decay doubly exponentially with depth in pure self-attention stacks. We develop a theoretical framework that targets this structural limitation at the mathematical level by replacing the flat Euclidean metric with learned per-token Riemannian metrics. Our contributions are threefold. (1) We prove that Riemannian attention scores with heterogeneous per-token metrics are non-Gram---they cannot be factorized as QK^T with factorization dimension O(d). We are explicit that this is a structural observation, not a proof of rank preservation. (2) We establish that low-rank metric factors render all geometric operations tractable: geodesic distance in O(dr) per token and metric inversion in O(dr^2) via the Woodbury identity---both far below the O(d^3) cost of a general matrix---making Riemannian attention feasible at billion-parameter scale with negligible overhead. (3) We present the Fiber Bundle Transformer, a complete architecture specification in which each token position carries its own Riemannian metric, attention is geodesic distance computation, feed-forward updates use metric-preconditioned steps, and the connection carries explicit curvature and torsion proxies. We derive formal predictions about correctly implemented geometric architectures and identify the central open problem: proving or disproving that heterogeneous Riemannian metrics prevent the rank collapse that row-stochastic attention matrices otherwise cause. This paper presents theoretical analysis and architectural design; empirical validation is the subject of future work.
The growth of context window lengths in Large Language Models (LLMs) significantly enhances their long-context capabilities but incurs prohibitive memory costs due to the Key-Value (KV) cache. Although low-rank compression of KV cache is a promising remedy, existing methods face a dilemma: offline approaches depend on external calibration data, whereas online approaches incur substantial compute for full-prompt decomposition and reconstruction. In this paper, we propose S4R, which builds low-rank subspaces from selectively sampled tokens and computes attention over a sparsely reconstructed KV representation. S4R uses prompt-aware initialization to build initial key/value bases from a representative prompt subset, trading off calibration-data dependence against prefilling cost. Because fully reconstructing the cache at every decoding step is prohibitively expensive and hurts throughput, we further adopt sparse reconstruction to retain only informative positions during decoding. Extensive experiments on LongBench and RULER with Llama and Qwen model families show that S4R achieves up to 5× KV compression with near full-cache accuracy, combining the efficiency of fixed compression with the adaptability of prompt-dependent methods.
Perceiving human motion and intent at long range is a prerequisite for socially intelligent aerial robots, yet the data to learn it barely exists. We introduce Drones2BodyLanguage, a dataset grounding human motion in real UAV footage: avatars manifesting ten communicative intents are placed into unmodified 4K drone scenes with metrically correct position, scale and orientation, maintained over hundreds of frames of camera motion. Enabling it is a lightweight geometric world model of the local scene - semantically selected anchors lifted to 3D through streaming monocular depth - in which a placement point is predicted as an affine anchor combination with provably rigid-invariant weights, and re-rendered under an SVD-fitted ground rotation. Across twelve architectures on scene- and motion-disjoint splits, training on placed data lifts mean intent accuracy by a wide margin for real, retargeted and generated motion alike, with gains confirmed on two in-the-wild scenes.
Singular Value Decomposition (SVD) underlies matrix factorisation tasks across many fields, with imaging applications demanding real-time processing. Yet SVD algorithms are inherently sequential, constraining real-time GPU throughput and limit online deployment in imaging pipelines. This study introduces a fully parallelized matrix factorization framework for GPUs by enforcing matrix orthogonality on left singular vectors via Lie-parametrised algebra and recovering the remaining components through soft constraints. This asymmetric constraint design enables an efficient parallel and provably valid decomposition, achieves high reconstruction fidelity and substantially accelerates computation relative to the exact SVD, with real-time throughput exceeding standard video frame rates. Performance is evaluated on multiple imaging tasks spanning complementary computational regimes: (1) spatio-temporal background subtraction for ultrasound localisation microscopy, requiring high-dimensional matrix separation, (2) Mueller matrix polarimetry for neurosurgical tissue characterisation, requiring massive batch processing of small matrices, and (3) an MNIST denoising benchmark at an intermediate scale with known ground truth. Across regimes and instruments, the proposed framework demonstrates robust domain transfer at various matrix scales, sufficient for live image-guided workflows that classical solvers cannot currently support in these settings. By prioritising downstream reconstruction fidelity over exact spectral recovery, the proposed SVD framework makes structured matrix factorisation practical for real-time processing.
Tensorial multi-view clustering (TMC) has achieved strong performance due to its ability to capture high-order correlations across multiple views. Most existing t-SVD-based TMC frameworks apply the Fast Fourier Transform (FFT) along the sample mode to impose frequency-domain low-rank constraints. However, we reveal that this widely adopted design critically relies on an implicit ``periodicity assumption'' induced by the sample arrangement. When samples are ordered by class, neighboring indices tend to be semantically similar, creating artificial local continuity along the sample mode and a favorable spectral structure for FFT-based low-rank regularization. Once this ordering is removed by random permutation, existing t-SVD-based TMC methods suffer severe performance degradation. This strong sensitivity to class ordering conflicts with the permutation-invariant nature of clustering and indicates that part of the reported performance may be attributed to a privileged sample arrangement rather than genuine high-order structure modeling. In this paper, we systematically investigate this phenomenon and its underlying algebraic and spectral mechanisms. To address this fundamental flaw, we further propose a graph-spectral low-rank tensor learning framework based on the Graph Fourier Transform (GFT), which replaces the fixed Fourier basis along the sample mode with a data-driven graph spectral basis, thereby capturing the intrinsic manifold structure without relying on a particular sample ordering. Moreover, we develop an anchor-based variant to address large-scale datasets efficiently. Extensive experiments on various benchmarks validate our findings and demonstrate the competitive or superior performance of the proposed methods compared with state-of-the-art TMC approaches.
As the inference phase of Large Language Models (LLMs) requires handling long context windows, the Key-Value (KV) cache initially appears to address this challenge but eventually becomes a significant bottleneck as the context window continues to grow. Low-rank compression has recently been studied as an effective approach to reduce KV cache memory while maintaining model performance. However, only a few existing methods treat the Key and Value caches differently, despite their distinct roles. Moreover, these methods typically employ fixed attention-head grouping, which may not fully exploit the structural similarity among attention heads. In this paper, we propose an improved low-rank KV cache compression framework. For the Key cache, we dynamically group attention heads based on Centered Kernel Alignment (CKA) similarity and allocate the rank budget adaptively under a parameter budget. For the Value cache, we adopt the same approach as ReCalKV, refining the low-rank decomposition through offline calibration to improve reconstruction quality. Experimental results on three instruction-tuned LLMs show that our method reduces the number of Key cache parameters while maintaining competitive accuracy. We further observe that the proposed strategy is particularly effective for Multi-Head Attention (MHA) models, whereas it should be applied more conservatively to Grouped-Query Attention (GQA) models, especially in long-context settings.
Matricized low-rank approximation via SVD is a standard surrogate for tensor decompositions, but entry-wise reconstruction error fails to capture multiway geometric degradation. Under an orthogonal Tucker model, we characterize this degradation using two metrics: cross-mode Direction Loss, measuring geometric subspace deviation from rank truncation and noise rotation, and Interaction Loss, quantifying multilinear interaction distortion in the core tensor. We prove that squared relative reconstruction error orthogonally decomposes into interaction loss and out-of-subspace energy, and derive a Wedin-type bound establishing the stability of a plug-in Direction Loss estimator. Experiments on synthetic and hyperspectral datasets demonstrate that nearly identical reconstruction errors can yield markedly different structural-loss profiles; hyperspectral patches with comparable reconstruction errors exhibit up to a 4.6-fold difference in Direction Loss, correlating with severe visual blurring.
This paper studies convolution rank regression (CRR) over decentralized distributed learning networks. We propose a novel decentralized CRR framework, in which estimators are obtained by solving consensus-constrained optimization with kernel-smoothed rank loss. The developed estimation scheme relies solely on local node data and information shared by neighboring nodes, thereby achieving privacy preservation and high communication efficiency. For heterogeneous network settings, we establish finite-sample error bounds for the decentralized CRR estimator and derive exact support recovery guarantees for the sparse decentralized CRR Lasso estimator. To facilitate numerical implementation, we adopt a generalized consensus ADMM to efficiently solve local subproblems across all network nodes. We verify the favorable performance of our developed approach via extensive numerical simulations and real-data experiments.
Multi-head Latent Attention (MLA), introduced in DeepSeek-V2, compresses key-value pairs through a shared low-rank bottleneck (cKV), achieving 81% KV-cache reduction during inference. Despite its adoption in massive production models, no prior work has studied what information this bottleneck preserves or discards, nor how it reshapes internal transformer circuits. We present the first comprehensive mechanistic interpretability study of MLA, training a 114M-parameter transformer (pretrained on a web/code/math mixture, fine-tuned on TinyStories) and analyzing its representations through SVD, attention head taxonomy, linear probing, and a disruption-attribution analysis. Our key findings are: (1) the cKV bottleneck learns a pure content representation, preserving entity identity (98% retention) while discarding positional information, validating MLA's separation of content from position via RoPE; (2) induction heads co-locate at a single layer (Layer 12), unlike their distributed formation in standard MHA; (3) a single "semantic hub" layer (Layer 15) simultaneously exhibits the highest SVD effective rank and strongest disruption-attribution score; and (4) the bottleneck is globally over-provisioned, using only 46% of its capacity on average. These findings suggest MLA does not merely compress attention passively, but reshapes how the model organizes content, position, and circuit structure. We view this as an initial data point and detail scope limitations in Section 5.
Neural scaling laws describe how loss decreases as models, data, and compute grow, but they do not answer a prior question: for a fixed task, what is the minimum model capacity required to solve it? We study this through the Entropic Bound, a spectral notion of task-intrinsic capacity for Transformers. We first prove that, in a linear attention surrogate, the intrinsic rank r∗ of the token-mixing operator is a tight lower bound: any rank-deficient model incurs unavoidable excess risk, and the bound is achievable at r∗. We further show that gradient descent recovers this rank under standard low-rank implicit-bias assumptions, confirm all three properties empirically, and show r∗ is recoverable from data before training. We then ask whether this transfers to real attention. A naive transfer fails, and a controlled interpolation ladder localizes the cause precisely: it is not softmax and not a rank constraint, but the input-conditioned nature of attention's mixing operator, which a static weight kernel cannot summarize. Motivated by this, we introduce an attention-native intrinsic rank -- the minimum query-key kernel rank realizing the task within the attention class -- and show that under this definition the full Entropic Bound structure (deficiency, achievability, recovery) is restored for both linear and softmax attention, with the energy effective rank as the estimator robust to softmax distortion. Finally, we map the boundary of data-only predictability: r∗ is exactly recoverable for linear QK attention, even without the value map at scale, while softmax attention admits only partial pre-training recovery due to nonlinear inversion and kernel-value identifiability effects. Our results reframe the Entropic Bound from a post-hoc descriptor into an attention-native capacity measure with a precisely characterized predictability frontier.
The rapid advancement of text-to-image (T2I) models has necessitated robust Synthetic Image Source Attribution (SIA) methodologies. A critical challenge in SIA is the distribution shift between pristine training images and real-world deployed images, which undergo unknown post-processing operations such as JPEG compression and blurring. In this work, proposed for the DLMMDD Challenge at ICANN 2026, we introduce a dual-branch ensemble framework fusing Semantic Deep Learning with Mathematical Forensic Feature Extraction. The semantic branch employs EfficientNet-B0 regularized with Exponential Moving Averaging (EMA) and Label Smoothing. The forensic branch extracts 126 mathematical features -- including SVD spectral profiles and Local Binary Patterns -- from high-pass noise residuals, compressed via Truncated SVD and classified with XGBoost. Evaluated on a dataset of 10 generators where 55% of the test set is degraded, our approach achieves a private leaderboard accuracy of 95.60%. Furthermore, the entire pipeline is highly computationally efficient, requiring no GPU acceleration and executing end-to-end on a standard CPU in under 6.5 hours, highlighting the practicality and scalability of mathematical forensics for real-world deployment.
Low-Rank Adaptation (LoRA) has become a widely adopted technique for efficient neural network fine-tuning, decomposing model updates into low-rank matrices. However, LoRA remains computationally costly because it updates all matrices uniformly, regardless of their actual contribution to adaptation. This cost is especially prohibitive for large-scale models with billions of parameters and for resource-constrained settings such as edge deployment and on-device fine-tuning. We show for the first time that not all LoRA matrices are equally worth tuning: matrices with smaller condition numbers (the ratio of largest to smallest singular value) are already well-balanced across directions and contribute only marginally to adaptation, whereas matrices with larger condition numbers contain underdeveloped directions that span richer subspaces and drive most of the performance gains. This observation itself is a key contribution of our work, and it motivates a more selective approach to fine-tuning. Building on this insight, we propose \k{appa}-LoRA, a method that optimizes LoRA by focusing updates on the matrices with the largest condition numbers, which capture the most informative directions of change. By restricting LoRA updates to the top 50% of weight matrices ranked by condition number, \k{appa}-LoRA halves the trainable parameter count and correspondingly reduces compute and memory cost. Extensive experiments across multiple benchmarks show that this design cuts fine-tuning time by 16.2% on average while matching the accuracy of standard LoRA and reducing memory cost by 4.5%. Further analysis reveals that the condition numbers of the selected matrices consistently decrease over training, suggesting that \k{appa}-LoRA's effectiveness stems from targeted spectral rebalancing rather than parameter selection alone.
Singular value soft-thresholding can be computed via a reduction to the matrix polar decomposition, which allows one to exploit GPU-friendly algorithms for computing the polar decomposition. Empirically, there is a significant speed-up on GPUs compared to the standard approach using the SVD. We leave the investigation of robustness to future work, but note that due to the discontinuous nature of the sign function, the reduction to the polar decomposition is likely only suitable for low-accuracy applications.
Modeling shared and subject-specific structure in multisubject spatiotemporal data remains challenging, particularly in neuroimaging, where both spatial and temporal patterns exhibit rich variability across subjects. Existing matrix and tensor decompositions provide interpretable factorizations, but rely on fixed multilinear structures or coupling schemes that may limit their flexibility in capturing complex variability. In this work, we introduce a spatiotemporal variational tensor decomposition (ST-VTD) framework that combines a tensor factorization generative model with structured priors to jointly represent spatial maps and temporal dynamics. Spatial factors are regularized to promote a low-rank structure inspired by the LL1 decomposition, while temporal factors are modeled using a learned Long short-term memory (LSTM)-based prior, enabling flexible and adaptive dynamics. Posterior inference is performed using an amortized variational formulation by unrolling iterations of an optimization algorithm, leading to an interpretable and parameter-efficient architecture. The proposed inference framework employs a warm-start strategy based on group independent component analysis, which we found to improve optimization performance. Experiments on a realistic synthetic functional MRI (fMRI) dataset demonstrate that the proposed approach significantly improves latent factor recovery compared with representative classical and probabilistic decomposition benchmarks.
Laura M. Montaldo, Ricardo A. Borsoi, Sebastian Miron +1