Regularization Techniques

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Period ending 2026-09-21

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Period ending 2026-09-14

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Period ending 2026-09-07

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363 papers

Latest in Regularization Techniques

May 12, 2026cs.LG

Trust the Batch, On- or Off-Policy: Adaptive Policy Optimization for RL Post-Training

Reinforcement learning is structurally harder than supervised learning because the policy changes the data distribution it learns from. The resulting fragility is especially visible in large-model training, where the training and rollout systems differ in numerical precision, sampling, and other implementation details. Existing methods manage this fragility by adding hyper-parameters to the training objective, which makes the algorithm more sensitive to its configuration and requires retuning whenever the task, model scale, or distribution mismatch changes. This fragility traces to two concerns that current objectives entangle through hyper-parameters set before training begins: a trust-region concern, that updates should not move the policy too far from its current value, and an off-policy concern, that data from older or different behavior policies should influence the update only to the extent that it remains reliable. Neither concern is a constant to set in advance, and their severity is reflected in the policy-ratio distribution of the current batch. We present a simple yet effective batch-adaptive objective that replaces fixed clipping with the normalized effective sample size of the policy ratios. The same statistic caps the score-function weight and sets the strength of an off-policy regularizer, so the update stays close to the usual on-policy score-function update when ratios are nearly uniform, and tightens automatically when stale or mismatched data cause ratio concentration, while retaining a nonzero learning signal on high-ratio tokens. Experiments across a wide range of settings show that our method matches or exceeds tuned baselines, introducing no new objective hyper-parameters and removing several existing ones. The code is available at https://github.com/FeynRL-project/FeynRL.
Rasool Fakoor, Murdock Aubry, Nicholas Stranges +1
May 12, 2026cs.LG

KAN-CL: Per-Knot Importance Regularization for Continual Learning with Kolmogorov-Arnold Networks

Catastrophic forgetting remains the central obstacle in continual learning (CL): parameters shared across tasks interfere with one another, and existing regularization methods such as EWC and SI apply uniform penalties without awareness of which input region a parameter serves. We propose KAN-CL, a continual learning framework that exploits the compact-support spline parameterization of Kolmogorov-Arnold Networks (KANs) to perform importance-weighted anchoring at per-knot granularity. Deployed as a classification head on a convolutional backbone with standard EWC regularization on the backbone (bbEWC) KAN-CL achieves forgetting reductions of 88% and 93% over a head-only KAN baseline on Split-CIFAR-10/5T and Split-CIFAR-100/10T respectively, while matching or exceeding the accuracy of all baselines on both benchmarks. We further provide a Neural Tangent Kernel (NTK) analysis showing that KAN's spline locality induces a structural rank deficit in the cross-task NTK, yielding a forgetting bound that holds even in the feature-learning regime. These results establish that combining an architecture with natural parameter locality (KAN head) with a complementary backbone regularizer (bbEWC) yields a compositional and principled approach to catastrophic forgetting.
Minjong Cheon
May 12, 2026cs.CV

PairDropGS: Paired Dropout-Induced Consistency Regularization for Sparse-View Gaussian Splatting

Dropout-based sparse-view 3D Gaussian Splatting (3DGS) methods alleviate overfitting by randomly suppressing Gaussian primitives during training. Existing methods mainly focus on designing increasingly sophisticated dropout strategies, while they overlook the resulting inconsistencies among different dropped Gaussian subsets. This oversight often leads to unstable reconstruction and suboptimal Gaussian representation learning.In this paper, we revisit dropout-based sparse-view 3DGS from a consistency regularization perspective and propose PairDropGS, a Paired Dropout-induced Consistency Regularization framework for sparse-view Gaussian splatting. Specifically, PairDropGS first constructs a pair of the dropped Gaussian subsets from a shared Gaussian field and designs a low-frequency consistency regularization to constrain their low-frequency rendered structures. This design encourages the shared Gaussian field to preserve stable scene layout and coarse geometry under different random dropouts, while avoiding excessive constraints on ambiguous high-frequency details. Moreover, we introduce a progressive consistency scheduling strategy to gradually strengthen the consistency regularization during training for stability and robustness of reconstruction. Extensive experiments on widely-used sparse-view benchmarks demonstrate that PairDropGS achieves superior training stability, significantly outperforms existing dropout-based 3DGS methods in reconstruction quality, while exhibiting the simplicity and plug-and-play nature for improving dropout-based optimization.
Hantang Li, Qiang Zhu, Xiandong Meng +3
May 12, 2026cs.LG

The tractability landscape of diffusion alignment: regularization, rewards, and computational primitives

Inference-time reward alignment asks how to turn a pre-trained diffusion model with base law pp into a sampler that favors a reward rr while remaining close to pp. Since there is no canonical distributional distance for this closeness constraint, different choices lead to different "reward-aligned" laws and, just as importantly, different algorithmic problems. We develop a primitive-based approach to reward alignment: rather than assuming arbitrary reward-aligned laws can be sampled, we ask which simple algorithmic primitives suffice to implement alignment for non-trivial reward classes. If closeness is measured in KL distance, the target law is q(x)p(x)exp(λ1r(x))q(x) \propto p(x) \exp(λ^{-1}r(x)). For this setting, we show that linear exponential tilts of the form q(x)p(x)exp(θ,x)q(x)\propto p(x)\exp(\langle θ, x \rangle) -- which according to recent work [MRR26] can be efficiently sampled from -- are a sufficient primitive for aligning to a very broad class of convex low-dimensional rewards. If closeness is measured in Wasserstein distance, the corresponding primitive is a proximal transport oracle: given xx, solve \mboxargmaxy{r(y)λc(x,y)}\mbox{argmax}_y \{r(y)- λc(x,y)\}. This oracle can be efficiently implemented for concave or low-dimensional Lipschitz rewards r(x)=f(Ax)r(x)=f(Ax). Together, these results illustrate that the choice of distribution distance for alignment affects the computational primitive and the tractable reward class.
Ankur Moitra, Andrej Risteski, Dhruv Rohatgi
May 11, 2026cs.CV

CausalGS: Learning Physical Causality of 3D Dynamic Scenes with Gaussian Representations

Learning a physical model from video data that can comprehend physical laws and predict the future trajectories of objects is a formidable challenge in artificial intelligence. Prior approaches either leverage various Partial Differential Equations (PDEs) as soft constraints in the form of PINN losses, or integrate physics simulators into neural networks; however, they often rely on strong priors or high-quality geometry reconstruction. In this paper, we propose CausalGS, a framework that learns the causal dynamics of complex dynamic 3D scenes solely from multi-view videos, while dispensing with the reliance on explicit priors. At its core is an inverse physics inference module that decouples the complex dynamics problem from the video into the joint inference of two factors: the initial velocity field representing the scene's kinematics, and the intrinsic material properties governing its dynamics. This inferred physical information is then utilized within a differentiable physics simulator to guide the learning process in a physics-regularized manner. Extensive experiments demonstrate that CausalGS surpasses the state-of-the-art on the highly challenging task of long-term future frame extrapolation, while also exhibiting advanced performance in novel view interpolation. Crucially, our work shows that, without any human annotation, the model is able to learn the complex interactions between multiple physical properties and understand the causal relationships driving the scene's dynamic evolution, solely from visual observations.
Nengbo Lu, Minghua Pan
May 11, 2026stat.ML

Characterizing the Generalization Error of Random Feature Regression with Arbitrary Data-Augmentation

This paper aims at analyzing the regularization effect that data augmentation induces on supervised regression methods in the proportional regime, where the number of covariates grows proportionally to the number of samples. We provide a tight characterization of the test error, measured in mean squared error, in terms only of the population quantities of the true data, as well as first and second order statistics of the augmentation scheme. Our results are valid under misspecified feature maps, and for any network architecture where only the last readout layer is trained, and the rest of the network is either frozen or randomly initialized. We specify our results in the case of Gaussian data, and show that our asymptotic characterization is tight in this setting.
Lucas Morisset, Alain Durmus, Adrien Hardy
May 11, 2026cs.LG

OUIDecay: Adaptive Layer-wise Weight Decay for CNNs Using Online Activation Patterns

Weight decay remains one of the most widely used regularization mechanisms for training convolutional neural networks, yet it is still commonly applied as a fixed coefficient shared by all layers throughout training. This uniform treatment ignores that different layers may follow different structural dynamics and therefore may require different regularization strengths. In this work, we propose OUIDecay, an adaptive layer-wise and time-dependent weight decay scheduler for CNNs driven by the Overfitting-Underfitting Indicator (OUI), an activation-based metric previously shown to provide early information about regularization quality. OUIDecay uses a lightweight batch-based formulation of OUI to monitor the structural behavior of each layer online and periodically rescales its weight decay relative to the other layers in the network. Unlike gradient-based adaptive decay methods, our approach relies on functional information extracted from activation patterns and does not require validation data. Experiments on EfficientNet-B0 with Stanford Cars, ResNet50 with Food101, DenseNet121 with CIFAR100, and MobileNetV2 with CIFAR10 show that OUIDecay achieves the best mean best-validation-loss in 7 out of 8 evaluated settings. These results indicate that activation-driven weight decay adaptation is a practical and effective alternative to fixed decay and gradient-based adaptive decay, while keeping the method lightweight and suitable for online use.
Alberto Fernández-Hernández, Jose I. Mestre, Cristian Pérez-Corral +3
May 11, 2026eess.IV

A Stability Benchmark of Generative Regularizers for Inverse Problems

Generative (diffusion) priors demonstrate remarkable performance in addressing inverse problems in imaging. Yet, for scientific and medical imaging, it is crucial that reconstruction techniques remain stable and reliable under imperfect settings. Typical definitions of stability encompass the notion of ''convergent regularization'', robustness to out-of-distribution data, and to inaccuracies in the forward operator or noise model. We evaluate these properties numerically. Furthermore, we benchmark generative approaches against modern optimization-based methods inspired by the widely used variational techniques. Our results give insights for which settings and applications generative priors can deliver state-of-the-art reconstructions, and on those in which they fall short or may even be problematic.
Alexander Denker, Johannes Hertrich, Sebastian Neumayer
May 11, 2026cs.AI

Optimizer-Induced Mode Connectivity: From AdamW to Muon

Mode connectivity has been widely studied, yet the role of the optimizer remains underexplored. We revisit it through optimizer-induced implicit regularization, asking how connectivity behaves when restricted to solutions constrained by a given optimizer. For two-layer ReLU networks, we show that solutions from a single optimizer -- AdamW, Muon, or others in the Lion-K\mathcal{K} family -- form a connected set at sufficiently large width, a result not implied by prior work. We then characterize how optimizer-induced regions interact: at large width two different regions can be disjoint or overlap depending on regularization, while in our small-width example AdamW and Muon converge to disconnected zero-loss components separated by a provable loss barrier. Empirically, in GPT-2 pretraining, we observe same-optimizer paths preserve each model's spectrum while cross-optimizer paths traverse a smooth transition. Our results reveal optimizer-dependent structure beyond classical mode connectivity literature.
Fangzhao Zhang, Sungyoon Kim, Erica Zhang +2
May 10, 2026cs.CV

Reinforcing Multimodal Reasoning Against Visual Degradation

Reinforcement Learning has significantly advanced the reasoning capabilities of Multimodal Large Language Models (MLLMs), yet the resulting policies remain brittle against real-world visual degradations such as blur, compression artifacts, and low-resolution scans. Prior robustness techniques from vision and deep RL rely on static data augmentation or value-based regularization, neither of which transfers cleanly to critic-free RL fine-tuning of autoregressive MLLMs. Reinforcing reasoning against such corruptions is non-trivial: naively injecting degraded views during rollout induces reward poisoning, where perceptual occlusions trigger hallucinated trajectories and destabilize optimization. We propose ROMA, an RL fine-tuning framework that modifies the optimization dynamics to reinforce reasoning against visual degradation while preserving clean-input performance. A dual-forward-pass strategy uses teacher forcing to evaluate corrupted views against clean-image trajectories, avoiding new rollouts on degraded inputs. For distributional consistency, we apply a token-level surrogate KL penalty against the worst-case augmentation; to prevent policy collapse under regularization, an auxiliary policy gradient loss anchored to clean-image advantages preserves a reliable reward signal; and to avoid systematically incorrect invariance, correctness-conditioned regularization restricts enforcement to successful trajectories. On Qwen3-VL 4B/8B across seven multimodal reasoning benchmarks, our method improves robustness by +2.4% on seen and +2.3% on unseen corruptions over GRPO while matching clean accuracy.
Rui Liu, Dian Yu, Haolin Liu +6
May 10, 2026cs.AI

How Much is Brain Data Worth for Machine Learning?

If a person can solve a task, can measuring their brain make it easier to train a model to solve that task too? Recent NeuroAI work suggests that supplementing task training with neural recordings can modestly improve model performance and robustness. However, it is unclear when there should be a benefit from using neural data and how much benefit to expect. We formulate this question mathematically, and begin to address it theoretically using a simple, analytically tractable linear gaussian model of task targets and neural recordings. For a multimodal estimator trained on both brain data and task labels, we derive scaling laws for how performance scales with the numbers of brain and task samples. From these laws we derive relative value and exchange rates between brain samples and task samples, quantifying how much extra task samples neural data is worth as a function of task-brain alignment, neural and task noise, latent dimension, and brain data sample size. We also analyze test distribution shift, to identify conditions where brain-regularized learning can produce substantial robustness gains through learned invariances. Finally, under a fixed collection budget, we characterize the regimes in which brain data is worth collecting. Our results provide a foundation for understanding how valuable brain data could be for improving machine learning.
Lane Lewis, Zhixin Wang, David Schwab +1
May 10, 2026cs.LG

Sub-JEPA: Subspace Gaussian Regularization for Stable End-to-End World Models

Joint-Embedding Predictive Architectures (JEPAs) provide a simpleframework for learning world models by predicting future latent representations.However, JEPA training is subject to a bias-variance tradeoff.Without sufficient structural constraints, excessive representationalvariance causes the model to collapse to trivial solutions.The recent LeWorldModel (LeWM) shows that this issue can be alleviated bysimply constraining latent embeddings with an isotropic Gaussian prior.However, latent representations inherently lie on low-dimensional manifoldswithin a high-dimensional ambient space, and enforcing an isotropic Gaussianprior directly in this ambient space introduces an overly strong bias.In this work, we propose ame, which seeks a favorable operatingpoint on the bias-variance frontier by applying Gaussian constraints inmultiple random subspaces rather than in the originalembedding space.This design relaxes the global constraint while preserving itsanti-collapse effect, leading to a better balance between trainingstability and representation flexibility.Extensive experiments across fourcontinuous-control environments demonstrate that consistentlyoutperforms LeWM with very clear margins.Our method is simple yet effective, and serves as a strong baseline for future JEPA-based world model research.fdefinedeeemodeThe code is available at https://github.com/intcomp/Sub-JEPA.
Kai Zhao, Dongliang Nie, Yuchen Lin +4
May 9, 2026cs.LG

Fast Rates for Offline Contextual Bandits with Forward-KL Regularization under Single-Policy Concentrability

\emph{Kullback-Leibler} (KL) regularization is ubiquitous in reinforcement learning algorithms in the form of \emph{reverse} or \emph{forward} KL. Recent studies have demonstrated ε1ε^{-1}-type fast rates for decision making under reverse KL regularization, in contrast to the standard ε2ε^{-2}-type sample complexity. However, for forward-KL-regularized objectives, existing statistical analyses are either not applicable or result in O~(ε2)\tilde{O}(ε^{-2}) slow rates. We take the first step towards addressing this problem via a streamlined analysis of forward-KL-regularized offline CBs. We give the first O~(ε1)\tilde{O}(ε^{-1}) upper bounds in tabular and general function approximation settings, both under notions of \emph{single-policy concentrability}. In particular, our convex-analytical pipeline unifies these settings by exploiting the pessimism principle in a novel way and completely bypasses the proof routines in previous works based on the mean value theorem, which might be of independent interest. Moreover, we provide rate-optimal lower bounds, manifesting the tightness of our upper bounds in terms of statistical rates. Our lower bounds also demonstrate that the forward-KL-regularized sample complexity recovers the unregularized slow rate in the low-regularization regime, similarly to the reverse-KL regularization.
Qingyue Zhao, Kaixuan Ji, Heyang Zhao +1
May 9, 2026cs.LG

Objective-Specific Privileged Bases via Full-Prefix Matryoshka Learning

Learned representations are often invariant to rotational transformations, leaving individual dimensions non-identifiable and interchangeable. We study how Matryoshka Representation Learning (MRL) induces a task-aligned privileged basis distinct from variance-based or regularizer-induced orderings. In the linear setting, we prove that full-prefix MRL recovers the ordered principal directions, and can be computed efficiently using shared statistics. Empirically, we demonstrate that MRL yields consistent per-dimension structure aligned with task signal, where coordinate magnitude reflects informativeness.
Arghamitra Talukder, Philippe Chlenski, Itsik Pe'er
May 9, 2026cs.CL

LLiMba: Sardinian on a Single GPU -- Adapting a 3B Language Model to a Vanishing Romance Language

Sardinian, a Romance language with roughly one million speakers, has minimal presence in modern NLP. Commercial services do not support it, and current language models do not produce it reliably. We present LLiMba, a 3B parameter Sardinian-ready model adapted from Qwen2.5-3B-Instruct through continued pretraining (CPT) and supervised fine-tuning (SFT) on a single 24 GB consumer GPU. The corpus contains 11.5 million tokens of Sardinian spanning LSC, Logudorese, and Campidanese, augmented with 2.4 million tokens of related Romance text as replay against register blurring. After CPT the model reaches a perplexity of 6.76 on held out Sardinian and outperforms the base across all six FLORES-200 directions. We compare five SFT configurations under matched conditions: full fine-tuning, LoRA r64, rsLoRA r128, rsLoRA r256, and DoRA r256. rsLoRA r256 wins on every direction into Sardinian, reaching 28.5 BLEU from English against 17.3 after CPT and 21.0 with full fine-tuning. The rank ablation places r128 between LoRA r64 and rsLoRA r256 on BLEU but reveals failure modes invisible to the metric, including leakage across scripts no other variant produces. LoRA r64 retains less factual content from SFT than configurations at higher rank and produces more confident fabrications, though all methods fabricate on content absent from training. DoRA r256 yields the smallest gap between training and evaluation but the worst factual accuracy. The findings indicate that adapter capacity matters more than the choice among LoRA variants for adapting a Romance pretrained base to a low resource Romance target, that stronger regularization is not uniformly beneficial, and that translation metrics smoothly order configurations whose qualitative behavior differs categorically. Perplexity comparisons across scripts must account for byte fallback tokenization, which deflates the metric for scripts other than Latin.
Luca Ballore
May 9, 2026cs.CR

Enhancing Adversarial Robustness in Network Intrusion Detection: A Layer-wise Adaptive Regularization Approach

The new wave of adversarial attacks that utilize gradient-related vulnerabilities in neural network-based classifiers makes Network Intrusion Detection Systems more open to such threats. Although state-of-the-art adversarial training methods have shown promising results in producing more robust classifiers, their interpretability and defense ability are limited due to their lack of understanding of how adversarial attacks propagate in different layers of network classifiers. In this paper, we present an insightful approach, called LARAR (Layer-wise Adversarial Robustness using Adaptive Regularization), that incorporates additional layer-wise vulnerability analysis and adaptive weighting in conventional adversarial training methods. Additionally, we utilize 'Auxiliary Classifiers' in our approach. LARAR provides interpretable layer-wise vulnerability scores, achieves a clean accuracy of 95.01%, and provides better robustness against adversarial attacks (FGSM, PGD, and transfer attacks) on the UNSW-NB15 dataset. Through the identification of vulnerable layers, the proposed framework reduces computational complexity and enables the early detection of adversarial samples, thus enhancing the effectiveness and interpretability of adversarial defense mechanisms in NIDS.
Hira Nasir, Eiman Javed, Balawal Shabir +2
May 9, 2026cs.CL

SimReg: Achieving Higher Performance in the Pretraining via Embedding Similarity Regularization

Pretraining large language models (LLMs) with next-token prediction has led to remarkable advances, yet the context-dependent nature of token embeddings in such models results in high intra-class variance and inter-class similarity, thus hindering the efficiency of representation learning. While similarity-based regularization has demonstrated benefit in supervised fine-tuning and classification tasks, its application and efficacy in large-scale LLM pretraining remains underexplored. In this work, we propose the SimReg, an embedding similarity regularization loss that explicitly encourages token representations with the same ground-truth label within each sequence to be more similar, while enforcing separation from different-label tokens via a contrastive loss. Our analysis reveals that this mechanism introduces gains by enlarging multi-classification margins, thereby enabling more efficient classification. Extensive experiments across dense and Mixture-of-Experts (MoE) architectures demonstrate that SimReg consistently accelerates training convergence by over 30% and improves average zero-shot downstream performance by over 1% across standard benchmarks. Further ablation studies and analyses offer practical insights into hyperparameter tuning and loss effectiveness.
Yan Sun, Guoxia Wang, Jinle Zeng +6
May 8, 2026cs.AI

OracleTSC: Oracle-Informed Reward Hurdle and Uncertainty Regularization for Traffic Signal Control

Transparent decision-making is essential for traffic signal control (TSC) systems to earn public trust. However, traditional reinforcement learning-based TSC methods function as black boxes with limited interpretability. Although large language models (LLMs) can provide natural language reasoning, reinforcement finetuning for TSC remains unstable because feedback is sparse and delayed, while most actions produce only marginal changes in congestion metrics. We introduce OracleTSC, which stabilizes LLM-based TSC through two mechanisms: (1) a reward hurdle mechanism that filters weak learning signals by subtracting a calibrated threshold from environmental rewards, and (2) uncertainty regularization that maximizes the probability of the selected response to encourage consistent decisions across sampled outputs. Experiments on the LibSignal benchmark show that OracleTSC enables a compact LLaMA3-8B model to substantially improve traffic efficiency, achieving a 75% reduction in travel time and a 67% decrease in queue length compared with the pretrained baseline while preserving interpretability through natural language explanations. OracleTSC also demonstrates strong cross-intersection generalization: a policy trained on one intersection transfers to a structurally different intersection with 17% lower travel time and 39% lower queue length without additional finetuning. These results suggest that uncertainty-aware reward shaping can improve the stability and effectiveness of reinforcement fine-tuning for TSC.
Darryl Jacob, Xinyu Liu, Muchao Ye +2
May 8, 2026cs.LG

The Geometric Structure of Models Learning Sparse Data

The manifold hypothesis (MH) is often used to explain how machine learning can overcome the curse of dimensionality. However, the MH is only applicable in regimes where the training data provides a sufficiently dense sample of the underlying low-dimensional data manifold, or where such a low-dimensional manifold is conceivably present. We describe the regimes where the MH is not applicable as sparse. In this paper, we demonstrate that models succeed in the sparse regime by exploiting a highly structured local geometry, a property we formalize as normal alignment. We prove that normal-aligned classifiers -- whose input-output Jacobians are rank-one and align perfectly with the training data -- minimize the training objective under norm constraints and achieve maximal local robustness under a non-zero Jacobian constraint. For continuous piecewise-affine deep networks, normal alignment manifests geometrically as centroid alignment within the network's induced power diagram partition and results from the feature-learning regime. Motivated by these theoretical insights, we introduce GrokAlign, a regularization strategy that actively induces normal alignment. We demonstrate that GrokAlign significantly accelerates the training dynamics of deep networks relevant to the grokking phenomenon. Furthermore, we apply the principle of normal alignment to Recursive Feature Machines (RFMs) to introduce Recursive Feature Alignment Machines (RFAMs). We show that RFAMs exhibit greater adversarial robustness compared to RFMs when trained on tabular data.
Thomas Walker, T. Mitchell Roddenberry, Ahmed Imtiaz Humayun +2
May 8, 2026cs.LG

Adaptive Regularization for Sparsity Control in Bregman-Based Optimizers

Sparse training reduces the memory and computational costs of deep neural networks. However, sparse optimization methods, e.g., those adding an 1\ell_1 penalty, often control sparsity only indirectly through a regularization parameter λλ, whose mapping to the final sparsity rate is non-trivial. In our experiments, we found this parameter sensitivity to be particularly pronounced for Bregman-based optimizers. Specifically, the two variants LinBreg and AdaBreg reach the same sparsity at λλ values that differ by up to two orders of magnitude, requiring expensive trial-and-error sweeps to achieve a user-specified sparsity. To address this, we propose an adaptive regularization scheme that updates λλ based on the difference between the model's current sparsity and the target sparsity. We analyze the resulting algorithm and evaluate it on automatic speaker verification with ECAPA-TDNN and ResNet34 on VoxCeleb and CNCeleb. The proposed method reliably achieves sparsity targets ranging between 75% and 99%. It also converges faster than the oracle-tuned non-adaptive baseline during early training and matches or surpasses its final performance in equal error rate. We further show that the adaptive scheme inherits key properties from its non-adaptive counterpart, including improved out-of-distribution robustness over the dense baselines.
Ahmad Aloradi, Tim Roith, Emanuël A. P. Habets +1
May 8, 2026cs.LG

When Attention Beats Fourier: Multi-Scale Transformers for PDE Solving on Irregular Domains

We study the problem of \emph{architecture selection} for deep learning models trained to solve partial differential equations (PDEs), asking when transformer-based architectures with learned attention outperform Fourier-domain neural operators. We introduce the \textbf{Multi-Scale Attention Transformer} (\msat{}), a deep learning architecture that encodes spatiotemporal solution histories as token sequences and trains end-to-end via a composite supervised objective with optional physics-informed regularization terms. We conduct a comprehensive empirical evaluation against nine baselines -- including physics-informed neural networks (PINNs), neural operators (FNO, DeepONet, GNOT), and state-space models (Mamba-NO) -- across five benchmark problems from the PINNacle suite, using identical train/test splits and reference data for all methods. \msat{} achieves state-of-the-art generalization on complex geometry problems (Lrel2=0.0101L^2_\mathrm{rel} = 0.0101 on Heat2D-CG, a 3.7×3.7\times improvement over FNO) at 34s34\,\mathrm{s} total inference vs.\ 120,812s120{,}812\,\mathrm{s} for Mamba-NO. Ablation studies over the physics regularization component reveal a precise inductive bias tradeoff: physics priors reduce test error on diffusion-dominated problems but degrade generalization on chaotic and recirculating-flow regimes, directly characterizing the prior misspecification boundary. Approximation error bounds as a function of domain boundary complexity κκ provide a theoretical basis for these empirical findings and a principled rule for architecture selection.
Brandon Yee, Pairie Koh, Jack Rodriguez +1
May 8, 2026cs.CV

Beyond Defenses: Manifold-Aligned Regularization for Intrinsic 3D Point Cloud Robustness

Despite extensive progress in point cloud robustness, existing methods primarily rely on augmentation strategies or defense mechanisms while overlooking the geometric nature of adversarial fragility. We hypothesize that adversarial vulnerability in 3D networks arises from a manifold misalignment between the latent geometry learned by the model and the intrinsic geometry of the underlying surface. Small, geometry-preserving perturbations along the input manifold often induce disproportionate distortions in feature space, potentially leading to misclassifications. We formalize this phenomenon by developing a geometric interpretation of 3D robustness that links classical adversarial theory to the intrinsic structure of point clouds. Motivated by this analysis, we introduce Manifold-Aligned Point Recognition (MAPR), a framework that regularizes the latent geometry by aligning predictions across intrinsic perturbations. MAPR augments each point cloud with intrinsic features capturing local curvature and diffusion structure, and applies a consistency loss that preserves invariance to intrinsic, geometry-preserving perturbations. Without relying on adversarial training or additional data, MAPR consistently improves robustness under multiple adversarial attacks across several datasets, achieving average robustness gains of +20.02 and +8.83 percentage points over vanilla models on ModelNet40 and ScanObjectNN, respectively.
Pedro Alonso, Chongshou Li, Tianrui Li
May 8, 2026cs.AI

Implicit Compression Regularization: Concise Reasoning via Internal Shorter Distributions in RL Post-Training

Reinforcement learning with verifiable rewards improves LLM reasoning but often induces overthinking, where models generate unnecessarily long reasoning traces. Existing methods mainly rely on length penalties or early-exit strategies; however, the former may degrade accuracy and induce underthinking, whereas the latter assumes that substantial portions of reasoning traces can be safely truncated. To obtain a compression signal without these limitations, we revisit the training dynamics of existing compression methods. We observe that the length--accuracy correlation is initially negative but continually increases during compression, indicating that shorter responses are initially more likely to be correct but gradually lose this property as the policy moves toward underthinking. Based on this observation, we formalize overthinking: a negative correlation indicates an overthinking regime, while a positive one indicates underthinking. When overthinking, the shortest correct responses are shorter than the group-average response length in expectation, making them natural compression targets already present in on-policy rollouts. We therefore propose \emph{Implicit Compression Regularization} (ICR), an on-policy regularization method whose compression signal comes from a virtual shorter distribution induced by the shortest correct responses in rollout groups, guiding the policy toward concise yet correct trajectories. Training dynamics show that ICR maintains a better length--accuracy correlation during compression, indicating that short responses remain better aligned with correctness instead of drifting toward underthinking. Experiments on three reasoning backbones and multiple mathematical and knowledge-intensive benchmarks show that ICR consistently shortens responses while preserving or improving accuracy, achieving a stronger accuracy--length Pareto frontier.
Chen Wang, Hexuan Deng, Yining Zhang +5
May 8, 2026cs.LG

Dr. Post-Training: A Data Regularization Perspective on LLM Post-Training

Data selection methods address a critical challenge in LLM post-training: effectively leveraging scarce, high-fidelity target data alongside abundant but imperfectly aligned general training data. In this work, we move beyond the data-selection framing and introduce Dr. Post-Training (Data-Regularized Post-Training), a novel framework that reconceptualizes general training data as a data-induced regularizer that prevents overfitting to the scarce target objective, rather than serving as a pool for selection. Specifically, our framework proposes that at each training step, construct a feasible set of model update directions using the general training data, and project the model update direction specified by the scarce target data onto that feasible set. Standard training and existing data selection methods arise as special cases with different choices of the data-induced regularizer, and these methods correspond to different points on a bias--variance spectrum with different regularization strength. Building on this view, we propose a family of methods offering a richer design space and more flexible bias--variance tradeoffs. For practical LLM-scale use, we introduce careful system optimizations that realize these methods with minimal overhead. Extensive experiments across SFT, RLHF, and RLVR show that our methods consistently outperform state-of-the-art data selection baselines, and system benchmarks confirm their efficiency.
Pingbang Hu, Xueshen Liu, Z. Morley Mao +1
May 7, 2026cs.LG

Optimizer-Model Consistency: Full Finetuning with the Same Optimizer as Pretraining Forgets Less

Optimizers play an important role in both pretraining and finetuning stages when training large language models (LLMs). In this paper, we present an observation that full finetuning with the same optimizer as in pretraining achieves a better learning-forgetting tradeoff, i.e., forgetting less while achieving the same or better performance on the new task, than other optimizers and, possibly surprisingly, LoRA, during the supervised finetuning (SFT) stage. We term this phenomenon optimizer-model consistency. To better understand it, through controlled experiments and theoretical analysis, we show that: 1) optimizers can shape the models by having regularization effects on the activations, leading to different landscapes around the pretrained checkpoints; 2) in response to this regularization effect, the weight update in SFT should follow some specific structures to lower forgetting of the knowledge learned in pretraining, which can be obtained by using the same optimizer. Moreover, we specifically compare Muon and AdamW when they are employed throughout the pretraining and SFT stages and find that Muon performs worse when finetuned for reasoning tasks. With a synthetic language modeling experiment, we demonstrate that this can come from Muon's strong tendency towards rote memorization, which may hurt pattern acquisition with a small amount of data, as for SFT.
Yuxing Liu, Jianyu Wang, Tong Zhang
May 7, 2026cs.LG

Weight-Decay Turns Transformer Loss Landscapes Villani: Functional-Analytic Foundations for Optimization and Generalization

Weight decay is widely used as a regularizer in large language models, yet its precise role in shaping Transformer loss landscapes remains theoretically underexplored. This paper provides the first rigorous functional-analytic characterization of the standard Transformer objective--cross-entropy loss with L2L^2 regularization--by proving it satisfies Villani's criteria for coercive energy functions. Specifically, we show that the regularized loss F\mathcal{F} is infinitely differentiable, grows at least quadratically, has Gaussian-integrable tails, and satisfies the differential growth condition ΔF+1sF2-Δ\mathcal{F} + \tfrac{1}{s}\|\nabla\mathcal{F}\|^{2} \to \infty as θ\|θ\| \to \infty for all s>0s>0. From this structure, we derive explicit log-Sobolev and Poincaré constants CLSλ1+d/λ2C_{\mathrm{LS}} \leq λ^{-1} + d/λ^{2}, linking the regularization strength λλ and model dimension dd to finite-time convergence guarantees for noisy stochastic gradient descent and PAC-Bayesian generalization bounds that tighten with increasing λλ. To validate our theory, we introduce a scalable Villani diagnostic Ψs(θ)=ΔF+s1F2Ψ_s(θ) = -Δ\mathcal{F} + s^{-1}\|\nabla \mathcal{F}\|^2 and estimate it efficiently using Hutchinson trace probes in models with over 100M parameters. Experiments on GPT-Neo-125M across Penn Treebank and WikiText-103 confirm the predicted quadratic growth of ΨsΨ_s, spectral inflation of the Hessian, and exponential convergence behavior consistent with our log-Sobolev analysis. These results demonstrate that weight decay not only improves generalization empirically but also establishes the mathematical conditions required for fast Langevin mixing and theoretically grounded curvature-aware optimization in deep learning.
Abhijit Das, Sayantan Dutta
May 7, 2026cs.CV

eXplaining to Learn (eX2L): Regularization Using Contrastive Visual Explanation Pairs for Distribution Shifts

Despite extensive research into mitigating distribution shifts, many existing algorithms yield inconsistent performance, often failing to outperform baseline Empirical Risk Minimization (ERM) across diverse scenarios and necessitating newer algorithms which can handle scenarios where existing algorithms currently underperform. Furthermore, high algorithmic complexity frequently limits interpretability and offers only an indirect means of addressing spurious correlations. We propose eXplaining to Learn (eX2L): an interpretable, explanation-based framework that decorrelates confounding features from a classifier's latent representations during training. eX2L achieves this by penalizing the similarity between Grad-CAM activation maps generated by a primary label classifier and those from a concurrently trained confounder classifier. On the rigorous Spawrious Many-to-Many Hard Challenge synthetic data benchmark, eX2L achieves an average accuracy (AA) of 82.24% +/- 3.87% and a worst-group accuracy (WGA) of 66.31% +/- 8.73%, outperforming the current state-of-the-art (SOTA) by 5.49% and 10.90%, respectively. Beyond its competitive performance, eX2L demonstrates that functional domain invariance can be enforced by explicitly decoupling label and nuisance attributes at the group level.
Paulo Mario P. Medina, Jose Marie Antonio Miñoza, Sebastian C. Ibañez
May 7, 2026cs.LG

Region Seeding via Pre-Activation Regularization: A Geometric View of Piecewise Affine Neural Networks

Deep networks with continuous piecewise affine activations induce polyhedral partitions of the input space, making the number of realized affine regions a natural measure of expressive capacity and a key determinant of how well the model can approximate nonlinear target functions. In practice, standard training realizes far fewer region refinements in data-visited neighborhoods than the architecture could in principle support, while existing region-count theory is primarily architectural and offers little guidance on how optimization shapes the realized partition near the data. Our theory provides a sufficient condition under which bringing neuron switching surfaces sufficiently close to data points ensures their intersection with local neighborhoods, which in turn implies a strict increase in the local affine-region count, yielding a principled training-time handle for seeding data-relevant partitions early in optimization. Guided by these results, we propose a plug-and-play region-seeding regularizer that encourages early partitioning while allowing task-driven refinement to dominate later in training. Experiments show that the regularizer increases the number of realized affine regions via exact enumeration and improves overall performance on toy datasets, while also improving early-stage accuracy and achieving comparable (or slightly improved) final accuracy on ImageNet-1k for classical models.
Yi Wei, Xuan Qi, Furao Shen
May 7, 2026cs.LG

Playing the network backward: A Game Theoretic Attribution Framework

Attribution methods explain which input features drive a model's prediction, making them central to model debugging and mechanistic interpretability. Yet backward attribution methods, including gradients, LRP, and transformer-specific rules, lack a shared framework in which to compare the underlying backward calculations. We introduce such a framework by recasting backward attribution as a two-player game on an extended network graph, building on Gaubert and Vlassopoulos' ReLU Net Game. Gradients and the full alpha-beta-LRP family arise as integrals over game trajectories under specific equilibria, so attribution maps become projections of trajectory distributions rather than the primary object. Desired explanation properties, such as localisation focus, robustness to input noise, or stable attention routing, can be specified as game-theoretic concepts, including policy regularization, risk aversion, and extended action sets, and translate directly into novel adaptations of the well-known backward rules. On ViT-B/16, one such selected adaptation of alpha-beta-LRP outperforms prior transformer-specific backward methods across all considered localisation metrics.
Jakob Paul Zimmermann, Jim Berend, Georg Loho +2
May 7, 2026cs.CR

Safety Anchor: Defending Harmful Fine-tuning via Geometric Bottlenecks

The safety alignment of Large Language Models (LLMs) remains vulnerable to Harmful Fine-tuning (HFT). While existing defenses impose constraints on parameters, gradients, or internal representations, we observe that they can be effectively circumvented under persistent HFT. Our analysis traces this failure to the inherent redundancy of the high-dimensional parameter space: attackers exploit optimization trajectories that are orthogonal to defense constraints to restore harmful capabilities while deceptively adhering to safety restrictions. To address this, we propose Safety Bottleneck Regularization (SBR). SBR shifts the defensive focus from the redundant parameter space to the unembedding layer, which serves as a geometric bottleneck. By anchoring the final hidden states of harmful queries to those of the safety-aligned model, SBR enables the model to maintain safe responses even under persistent HFT. Extensive experiments confirm SBR's effectiveness, demonstrating that utilizing just a single safety anchor is sufficient to reduce the Harmful Score to <<10 while preserving competitive performance on benign downstream tasks.
Guoxin Lu, Letian Sha, Qing Wang +4
May 7, 2026cs.AI

HEDP: A Hybrid Energy-Distance Prompt-based Framework for Domain Incremental Learning

Domain Incremental Learning is a critical scenario that requires models to continuously adapt to new data domains without retraining. However, domain shifts often cause severe performance degradation. To address this, we propose Hybrid Energy-Distance Prompt, a domain-incremental framework inspired by Helmholtz free energy. HEDP introduces an energy regularization loss to enhance the separability of domain representations and a hybrid energy-distance weighted mechanism that fuses energy-based and distance-based cues to improve domain selection and generalization. Experiments on multiple benchmarks, including CORe50, show that HEDP achieves superior performance on unseen domains with a 2.57% accuracy gain, effectively mitigating catastrophic forgetting and enhancing open-world adaptability. Our code is \href{https://github.com/dannis97500/HEDP/}{available here}.
Yu Feng, Zhen Tian, Haoran Luo +8
May 7, 2026cs.CV

Jointly Learning Structured Representations and Stabilized Affinity for Human Motion Segmentation

Human Motion Segmentation (HMS), which aims to partition a video into non-overlapping segments corresponding to different human motions, has recently attracted increasing research attention. Existing HMS approaches are predominantly based on subspace clustering, which are grounded on the assumption that the distribution of high-dimensional temporal features well aligns with a Union-of-Subspaces (UoS). For videos in the real world, however, the raw frame-level features often violate the UoS assumption and yield unsatisfactory segmentation performance. To address this issue, we propose an efficient and effective approach for HMS, named Temporal Deep Self-expressive subspace Clustering (TDSC), which jointly learns temporally consistent structured representations and stabilized affinity for accurate and robust HMS. Specifically, in TDSC, we alternately learn structured representations of the input frame features and self-expressive coefficients via a properly regularized self-expressive model, in which a coding-rate maximization regularizer is incorporated to avoid representation collapse and conform the learned representations to span a desired UoS distribution, and meanwhile, temporal constraints are incorporated to promote temporally adjacent frames to be partitioned into the same groups. Moreover, we develop a temporal momentum averaging mechanism to stabilize affinity evolution and design a reparameterization strategy to enable efficient optimization. We conduct extensive experiments on five benchmark HMS datasets using both conventional (HoG) and up-to-date deep features (i.e., CLIP, DINOv2) to validate the effectiveness of our approach.
Xianghan Meng, Zhiyuan Huang, Zhengyu Tong +1
May 7, 2026cs.LG

RVPO: Risk-Sensitive Alignment via Variance Regularization

Current critic-less RLHF methods aggregate multi-objective rewards via an arithmetic mean, leaving them vulnerable to constraint neglect: high-magnitude success in one objective can numerically offset critical failures in others (e.g., safety or formatting), masking low-performing "bottleneck" rewards vital for reliable multi-objective alignment. We propose Reward-Variance Policy Optimization (RVPO), a risk-sensitive framework that penalizes inter-reward variance during advantage aggregation, shifting the objective from "maximize sum" to "maximize consistency." We show via Taylor expansion that a LogSumExp (SoftMin) operator effectively acts as a smooth variance penalty. We evaluate RVPO on rubric-based medical and scientific reasoning with up to 17 concurrent LLM-judged reward signals (Qwen2.5-3B/7B/14B) and on tool-calling with rule-based constraints (Qwen2.5-1.5B/3B). By preventing the model from neglecting difficult constraints to exploit easier objectives, RVPO improves overall scores on HealthBench (0.261 vs. 0.215 for GDPO at 14B, p<0.001p < 0.001) and maintains competitive accuracy on GPQA-Diamond without the late-stage degradation observed in other multi-reward methods, demonstrating that variance regularization mitigates constraint neglect across model scales without sacrificing general capabilities.
Ivan Montero, Tomasz Jurczyk, Bhuwan Dhingra
May 6, 2026stat.ML

Convexity in Disguise: A Theoretical Framework for Nonconvex Low-Rank Matrix Estimation

Nonconvex methods have emerged as a dominant approach for low-rank matrix estimation, a problem that arises widely in machine learning and AI for learning and representing high-dimensional data. Existing analyses for these methods often require additional regularization to mitigate nonconvexity, even though such regularization is often unnecessary in practice. Moreover, most analyses rely on problem-specific arguments that are difficult to generalize to more complex settings. In this paper, we develop a theoretical framework for studying nonconvex procedures across a broad class of low-rank matrix estimation problems. Rather than focusing on a specific model, we reveal a fundamental mechanism that explains why nonconvex procedures can behave well in low-rank estimation. Our key device is a {\it benign regularizer} that does not alter the original update rule, but yields an equivalent locally strongly convex formulation of the algorithm. This perspective uncovers a disguised convexity inherent in the nonconvex procedure and provides a new route to theoretical guarantees for nonconvex low-rank matrix estimation.
Chengyu Cui, Gongjun Xu
May 6, 2026stat.ML

Estimating Implicit Regularization in Deep Learning

Deep learning systems are known to exhibit implicit regularization (alt. implicit bias), favoring simple solutions instead of merely minimizing the loss function. In some cases, we can analytically derive the implicit regularization -- connecting it to an equivalent penalty that augments the learning objective. However, modern deep learning systems are complex, carrying modifications to the training procedure and architecture (e.g. early stopping, minibatching, dropout) whose effects are not always directly interpretable. Although estimating the resulting implicit regularization could aid theorists in algorithm design and practitioners in interpreting their hyperparameter choices, this problem has received little direct attention. It is also tractable: regularization makes weight updates deviate from loss gradients, promising a signal for identifying implicit bias. Here we provide gradient matching methods that can be used to empirically estimate the implicit regularization. Our method works on networks with known regularization, recovering popular explicit penalties like 1\ell_1 and 2\ell_2. It also replicates known implicit effects, like the quadratic weight penalty induced by early stopping in gradient descent, demonstrating that it can be used to test theories of implicit regularization. Crucially, because our method is empirical, it can handle implicit regularization in arbitrary networks. We demonstrate this use by characterizing the effects of dropout in deep networks, showing implicit 2\ell_2 effects in this popular method. Our work shows that practitioners can use gradient matching to understand regularization in networks with implicit biases that are too complicated to derive analytically.
Joseph H. Rudoler, Kevin Tan, Giles Hooker +1
May 6, 2026cs.LG

Feature Starvation as Geometric Instability in Sparse Autoencoders

Sparse autoencoders (SAEs) are used to disentangle the dense, polysemantic internal representations of large language models (LLMs) into interpretable, monosemantic concepts. However, standard 1\ell_1-regularized SAEs suffer from feature starvation (dead neurons) and shrinkage bias, often requiring computationally expensive heuristic resampling and nondifferentiable hard-masking methods to bypass these challenges. We argue that feature starvation is not merely an empirical artifact of poor data diversity, but a fundamental optimization-geometric pathology of overcomplete dictionaries: the 1\ell_1-induced sparse coding map is unstable and fundamentally misaligned with shallow, amortized encoders. To address this structural instability, we introduce adaptive elastic net SAEs (AEN-SAEs), a fully differentiable architecture grounded in classical sparse regression. AEN-SAEs combine an 2\ell_2 structural term that enforces strong convexity and Lipschitz stability with adaptive 1\ell_1 reweighting that eliminates shrinkage bias and suppresses spurious features, thereby jointly controlling the curvature and interaction structure of the induced polyhedral geometry. Theoretically, we show that AEN-SAEs yield a Lipschitz-continuous sparse coding map and recover the global feature support under mild assumptions. Empirically, across synthetic settings and LLMs (Pythia 70M, Llama 3.1 8B), AEN-SAEs mitigate feature starvation without auxiliary heuristics while maintaining competitive reconstruction abilities.
Faris Chaudhry, Keisuke Yano, Anthea Monod
May 6, 2026stat.ML

Proximal Projection for Doubly Sparse Regularized Models

Regularization is often used in high-dimensional regression settings to generate a sparse model, which can save tremendous computing resources and identify predictors that are most strongly associated with the response. When the predictors can be represented by a Gaussian graphical model, the structure of the predictor graph can be exploited during regularization. Our proposed model exploits this underlying predictor graph structure by decomposing the estimated coefficient vector into a sum of latent variables that correspond to the sum of each node contribution to the coefficient vector. Regularization is then performed on the latent variables rather than on the coefficient vector directly. We use a penalty function that permits a clear user-defined trade-off between the L1 and L2 penalties and propose a novel proximal projection during optimization. Further, our implementation computes the projection operator for the intersection of selected groups, which conserves more computing resources compared to predictor duplication methods, especially for high-dimensional data. Through simulation, we evaluate the performance of our approach under different graph structures and node counts, and present results on real-world data. Results suggest that our method exhibits stable performance relative to other singly or doubly sparse graphical regression models.
Jia Wei He, R. Ayesha Ali, Gerarda Darlington
May 6, 2026cs.LG

Preference-Based Self-Distillation: Beyond KL Matching via Reward Regularization

On-policy distillation is an efficient alternative to reinforcement learning, offering dense token-level training signals. However, its reliance on a stronger external teacher has driven recent work on on-policy self-distillation, where the same model serves as both teacher and student under different prompt contexts. Yet, existing self-distillation methods largely reduce learning to KL matching toward the context-augmented teacher model. This approach often suffers from training instability and can degrade reasoning performance over time. Moreover, self-distillation from the same model with prompt augmentation lacks the exploratory diversity provided by a genuine external teacher. To address these limitations, we move beyond fixed-teacher KL matching and propose \textbf{P}reference-\textbf{B}ased \textbf{S}elf-\textbf{D}istillation (\textbf{PBSD}), which revisits on-policy self-distillation through a reward-regularized perspective. Instead of directly matching the teacher distribution, we derive a reward-regularized objective whose analytic optimum is a reward-reweighted teacher distribution, yielding a target policy provably superior to the original teacher under this objective. Practically, PBSD optimizes preference gaps between teacher and student samples while maintaining on-policy student sampling. We support this framework with a statistical analysis of the induced preference-learning problem, formally establishing when on policy self-distillation is preferable to learning from an external teacher in our setting. Experiments on mathematical reasoning and tool-use benchmarks across multiple model scales demonstrate that PBSD consistently achieves the strongest average performance among comparable baselines, showing improved training stability over prior self-distillation baselines while preserving token efficiency.
Xin Yu, Liuchen Liao, Yiwen Zhang +3
May 6, 2026cs.LG

Demystifying Manifold Constraints in LLM Pre-training

The empirical success of large language model (LLM) pre-training relies heavily on heuristic stabilization techniques, such as explicit normalization layers and weight decay. While recent constrained optimization approaches that explicitly restrict weights may improve numerical stability and performance, the mechanism and motivation for adding constraints still remain elusive. This paper systematically demystifies the role of explicit manifold constraints in LLM pre-training. By introducing the Msign-Aligned Constrained Riemannian Optimizer (MACRO)-a provably convergent, single-loop optimization framework-our study disentangles weight regularization heuristics from interacting mechanisms like RMS normalization and decoupled weight decay. Theoretical analyses and comprehensive empirical evaluations reveal that manifold constraints independently bound forward activation scales and enforce stable rotational equilibrium, thereby subsuming the roles of these heuristic mechanisms. Evaluations on large-scale LLM architectures demonstrate that MACRO achieves highly competitive performance while rigorously preserving the theoretical guarantees of exact Riemannian optimization.
Kang An, Jiaxiang Li, Donald Goldfarb +1
May 6, 2026cs.LG

Beyond Penalization: Diffusion-based Out-of-Distribution Detection and Selective Regularization in Offline Reinforcement Learning

Offline reinforcement learning (RL) faces a critical challenge of overestimating the value of out-of-distribution (OOD) actions. Existing methods mitigate this issue by penalizing unseen samples, yet they fail to accurately identify OOD actions and may suppress beneficial exploration beyond the behavioral support. Although several methods have been proposed to differentiate OOD samples with distinct properties, they typically rely on restrictive assumptions about the data distribution and remain limited in discrimination ability. To address this problem, we propose DOSER (Diffusion-based OOD Detection and Selective Regularization), a novel framework that goes beyond uniform penalization. DOSER trains two diffusion models to capture the behavior policy and state distribution, using single-step denoising reconstruction error as a reliable OOD indicator. During policy optimization, it further distinguishes between beneficial and detrimental OOD actions by evaluating predicted transitions, selectively suppressing risky actions while encouraging exploration of high-potential ones. Theoretically, we prove that DOSER is a γγ-contraction and therefore admits a unique fixed point with bounded value estimates. We further provide an asymptotic performance guarantee relative to the optimal policy under model approximation and OOD detection errors. Across extensive offline RL benchmarks, DOSER consistently attains superior performance to prior methods, especially on suboptimal datasets.
Qingjun Wang, Hongtu Zhou, Hang Yu +5
May 5, 2026cs.CV

Topology-Constrained Quantized nnUNet for Efficient and Anatomically Accurate 3D Tooth Segmentation

We propose a topology-constrained quantized nnUNet framework for efficient and anatomically accurate 3D tooth segmentation, addressing the challenges of spatial distortion introduced by quantization in deep learning models. The proposed method integrates a novel tooth-specific topological loss into quantization-aware training, preserving critical anatomical structures such as tooth count, adjacency relationships, and cavity integrity while maintaining computational efficiency. The system employs an 8-bit quantized nnUNet backbone, where weights and activations are dynamically calibrated to minimize precision loss during inference. Furthermore, the topological loss combines connected-component analysis, adjacency consistency, and hole detection penalties, ensuring anatomical fidelity without modifying the underlying network architecture. The joint optimization objective harmonizes cross-entropy loss, quantization regularization, and topological constraints, enabling end-to-end training with gradient approximations for persistent homology terms. Experiments demonstrate that our approach significantly reduces topological errors compared to conventional quantized models, achieving clinically plausible segmentations on dental CBCT scans. The method retains the hardware efficiency of integer-only inference, making it suitable for deployment in resource-constrained clinical environments. This work bridges the gap between computational efficiency and anatomical precision in medical image segmentation, offering a practical solution for real-world dental applications.
Paarth Prasad, Ruchika Malhotra
May 5, 2026cs.LG

Complex Equation Learner: Rational Symbolic Regression with Gradient Descent in Complex Domain

Symbolic regression aims to discover interpretable equations from data, yet modern gradient-based methods fail for operators that introduce singularities or domain constraints, including division, logarithms, and square roots. As a result, Equation Learner-type models typically avoid these operators or impose restrictions, e.g. constraining denominators to prevent poles, which narrows the hypothesis class. We propose a complex weight extension of the Equation Learner that mitigates real-valued optimization pathologies by allowing optimization trajectories to bypass real-axis degeneracies. The proposed approach converges stably even when the target expression has real-domain poles, and it enables unconstrained use of operations such as logarithm and square root. We Validate the method on symbolic regression benchmarks and show it can recover singular behavior from experimental frequency response data.
Sergei Garmaev, Maurice Gauché, Olga Fink
May 5, 2026cs.LG

Vanishing L2 regularization for the softmax Multi Armed Bandit

Multi Armed Bandit (MAB) algorithms are a cornerstone of reinforcement learning and have been studied both theoretically and numerically. One of the most commonly used implementation uses a softmax mapping to prescribe the optimal policy and served as the foundation for downstream algorithms, including REINFORCE. Distinct from vanilla approaches, we consider here the L2 regularized softmax policy gradient where a quadratic term is subtracted from the mean reward. Previous studies exploiting convexity failed to identify a suitable theoretical framework to analyze its convergence when the regularization parameter vanishes. We prove here theoretical convergence results and confirm empirically that this regime makes the L2 regularization numerically advantageous on standard benchmarks.
Stefana-Lucia Anita, Gabriel Turinici
May 5, 2026cs.LG

Quantile Geometry Regularization for Distributional Reinforcement Learning

Quantile-based distributional reinforcement learning methods learn return distributions through sampled quantile regression, but their bootstrapped target quantiles may induce distorted or degenerate distribution estimates. We propose Robust Quantile-based Implicit Quantile Networks (RQIQN), a lightweight Wasserstein distributionally robust enhancement boosted from a quantile estimation perspective. We first reinterpret a snapshot of IQN loss as a collection of local empirical quantile estimation problems over sampled current fractions. We then robustify each local slot with a Wasserstein distributionally robust quantile estimation formulation, yielding a closed-form, fraction-dependent correction to the Bellman target. This correction directly addresses distributional degeneration: its median antisymmetry preserves the risk-neutral quantile average, while its monotonicity enlarges upper-lower quantile gaps and counteracts collapsed distributional spread. RQIQN thus regularizes quantile geometry without changing the underlying value objective or requiring additional sample set reconstruction. Finally, we empirically show that the proposed RQIQN outperforms other existing quantile-based distributional reinforcement learning algorithms in risk-sensitive navigation and Atari games.
Zhaofan Zhang, Minghao Yang, Rufeng Chen +2
May 3, 2026cs.LG

DR-SNE: Density-Regularized Stochastic Neighbor Embedding

Dimensionality reduction methods such as t-SNE are designed to preserve local neighborhood structure but do not explicitly account for how probability mass is distributed, often leading to distortions of data density. We reformulate dimensionality reduction as the joint alignment of two components: (i) conditional structure, capturing local relationships, and (ii) relative density structure, captured via local density statistics. Based on this perspective, we introduce Density-Regularized SNE (DR-SNE), which augments the stochastic neighbor embedding objective with a density regularization term derived from normalized log-density estimates. Unlike prior approaches such as DensMAP and DenSNE, which rely on local scale consistency, DR-SNE directly aligns normalized density estimates, providing a simple and scale-invariant mechanism for preserving relative density variations. Empirically, DR-SNE improves density preservation while maintaining competitive neighborhood fidelity, and yields gains on density-sensitive tasks such as anomaly detection across multiple datasets. These results suggest that incorporating density information complements geometry-focused objectives in dimensionality reduction.
Maksim Kazanskii
May 3, 2026cs.LG

Large margin classifier with graph-based adaptive regularization

This paper introduces the use of per-class regularization hyperparameters in Gabriel graph-based binary classifiers. We demonstrate how the quality index used for regularization behaves both in the margin region and in the presence of outliers, and how incorporating this regularization flexibility can lead to solutions that effectively eliminate outliers while training the classifier. We also show how it can address class imbalance by generating higher and lower thresholds for the majority and minority classes, respectively. Thus, rather than having a single solution based on fixed thresholds, flexible thresholds expand the solution space and can be optimized through hyperparameter tuning algorithms. Friedman test shows that flexible thresholds are capable of improving Gabriel graph-based classifiers.
Vítor M. Hanriot, Turíbio T. Salis, Luiz C. B. Torres +2
May 3, 2026cs.LG

Adversarial Imitation Learning with General Function Approximation: Theoretical Analysis and Practical Algorithms

Adversarial imitation learning (AIL), a prominent approach in imitation learning, has achieved significant practical success powered by neural network approximation. However, existing theoretical analyses of AIL are primarily confined to simplified settings, such as tabular and linear function approximation, and involve complex algorithmic designs that impede practical implementation. This creates a substantial gap between theory and practice. This paper bridges this gap by exploring the theoretical underpinnings of online AIL with general function approximation. We introduce a novel framework called optimization-based AIL (OPT-AIL), which performs online optimization for reward learning coupled with optimism-regularized optimization for policy learning. Within this framework, we develop two concrete methods: model-free OPT-AIL and model-based OPT-AIL. Our theoretical analysis demonstrates that both variants achieve polynomial expert sample complexity and interaction complexity for learning near-expert policies. To the best of our knowledge, they represent the first provably efficient AIL methods under general function approximation. From a practical standpoint, OPT-AIL requires only the approximate optimization of two objectives, thereby facilitating practical implementation. Empirical studies demonstrate that OPT-AIL outperforms previous state-of-the-art deep AIL methods across several challenging tasks.
Tian Xu, Zhilong Zhang, Zexuan Chen +3
May 2, 2026cs.AI

Regularized Centered Emphatic Temporal Difference Learning

Off-policy temporal-difference (TD) learning with function approximation faces a structural tradeoff among stability, projection geometry, and variance control. Emphatic TD (ETD) improves the off-policy projection geometry through follow-on emphasis, but the follow-on trace can have high variance. We revisit this tradeoff through Bellman-error centering. Although centering naturally removes a common drift term from TD errors, we show that a naive centered emphatic extension introduces an auxiliary coupling that can destroy the positive-definiteness of the ETD key matrix. We propose \emph{Regularized Emphatic Temporal-Difference Learning} (RETD), which preserves the follow-on trace and regularizes only the auxiliary centering recursion, corresponding to lifting the lower-right block of the coupled key matrix from 11 to 1+c1+c. We derive the RETD core matrix, prove convergence under a conservative sufficient regularization condition, and evaluate the method on diagnostic linear off-policy prediction tasks. The experiments show that RETD avoids the instability of naive centered emphatic learning, preserves favorable emphatic geometry, and exhibits a robust intermediate regime for the regularization parameter cc across the diagnostics.
Xingguo Chen, Chaohui Wu, Jinguo Ye +5
May 2, 2026cs.CV

Colinearity Decay: Training Quantization-Friendly ViTs with Outlier Decay

Low-bit quantization is a practical route for efficiently deploying vision Transformers, yet activation outliers complicate fully quantized deployment. Existing methods either handle quantization post-training or suppress large activations during training; however, aggressively restricting outliers in vision models can lead to a poorer trade-off between full-precision and quantized accuracy. We argue that rather than simply suppressing outliers, the training objective should control the structural amplification that makes them harmful. To this end, we introduce Colinearity-Decay (CD), a structural regularizer for ordered matrix pairs within Transformer blocks. CD penalizes detrimental cross-matrix alignment and mitigates extreme activations without altering the architecture or task loss. Applied as a decoupled update, CD is non-invasive and introduces minimal training overhead. Across ImageNet-1K pre-training, COCO detection, and downstream fine-tuning, CD consistently boosts quantized accuracy across multiple pipelines while preserving, or even improving, full-precision performance. Ultimately, our results demonstrate that structural regularization effectively prepares vision Transformers for low-bit deployment with zero inference-time overhead.
Jin Tong, Guang Liang, Peilin Sun +1
May 1, 2026cs.CV

Benchmarking ResNet Backbones in RT-DETR: Impact of Depth and Regularization under environmental conditions

Visual perception plays a central role in competitive robotics, where environmental variations can directly affect real-time detection performance. The related literature on transformer-based detectors lack information regarding the impact of backbone scale and environmental settings on model performance. This work presents a comparative evaluation of RT-DETR for detecting round objects under environmental and hyperparameter variations relevant to competitive robotics. Four ResNet backbones (ResNet18, ResNet34, ResNet50, and ResNet101) were compared using dropout rates, analyzing their effect on confidence and accuracy. All models were trained under the same configuration and evaluated under changes in lighting and background contrast. Environmental conditions primarily impact prediction confidence, while inference latency remains largely unaffected and classification accuracy stays consistently high, approaching or above 1.00 in most cases. Two distinct behaviors were observed. Under illumination variation, ResNet50 achieves the best trade-off, combining near-perfect accuracy, confidence values up to approximately 0.869 and latency around 0.058-0.059 ms. Under background variation, ResNet34 provides the most balanced performance, reaching near-perfect accuracy and higher confidence values up to approximately 0.887. These results indicate that the optimal architecture depends on the type of environmental variation, with intermediate-depth models offering the best balance between performance and efficiency.
Pamela Barboza, Víctor Castelli, Belén Pereira +3
May 1, 2026stat.ML

Gradient Regularized Newton Boosting Trees with Global Convergence

Gradient Boosting Decision Trees (GBDTs) dominate tabular machine learning, with modern implementations like XGBoost, LightGBM, and CatBoost being based on Newton boosting: a second-order descent step in the space of decision trees. Despite its empirical success, the global convergence of Newton boosting is poorly understood compared to first-order boosting. In this paper, we introduce Restricted Newton Descent, which studies convex optimization with Newton's method on Hilbert spaces with inexact iterates, based on the concepts of cosine angle and weak gradient edge. Within this framework, we recover Newton boosting with GBDTs and classical finite-dimensional theory as special cases. We first prove that vanilla Newton boosting achieves a linear rate of convergence for smooth, strongly convex losses that satisfy a Hessian-dominance condition. To handle general convex losses with Lipschitz Hessians, we extend a recent gradient regularized Newton scheme to the restricted weak learner setting. This scheme minimally modifies the classical algorithm by introducing an adaptive 2\ell_2-regularization term proportional to the square root of the gradient norm at each iteration. We establish a O(1k2)\mathcal{O}(\frac{1}{k^2}) rate for this scheme, thereby obtaining a globally convergent second-order GBDT algorithm with a rate matching that of first-order boosting with Nesterov momentum. In numerical experiments, we show that our scheme converges while vanilla Newton boosting may diverge.
Nikita Zozoulenko, Daniel Falkowski, Thomas Cass +1
Apr 30, 2026stat.ML

Adaptive Norm-Based Regularization for Neural Networks

In this paper, we study norm-based regularization methods for neural networks. We compare existing penalization approaches and introduce two regularization strategies that extend classical ridge- and lasso-type penalties to neural network models. The first strategy modifies weight decay by incorporating the covariance structure of the input features into a ridge-type 2\ell_2 penalty, allowing regularization to account for feature dependence. The second combines an 1\ell_1 sparsity penalty with covariance-aware 2\ell_2 regularization, producing neural network weights that are both sparse and structurally informed. Monte Carlo simulations are used to evaluate these methods under different data-generating settings, followed by two real-data applications on building cooling-load prediction and leukemia cell-type classification from high-dimensional gene expression data. Across simulated and real-data examples, the proposed regularizers improve predictive performance on unseen data and provide more effective complexity control than standard norm-based penalties, particularly when features are correlated or high-dimensional.
Muhammad Qasim, Farrukh Javed
Apr 30, 2026cs.CV

AIDA-ReID: Adaptive Intermediate Domain Adaptation for Generalizable and Source-Free Person Re-Identification

Person re-identification (Re-ID) aims to match images of the same individual across non-overlapping camera views and remains challenging due to domain shifts caused by variations in illumination, background, camera characteristics, and population distributions. Although supervised models perform well under matched training and testing conditions, their performance degrades significantly when deployed in unseen environments. Existing intermediate domain approaches such as IDM and IDM++ alleviate this gap by constructing bridge feature distributions between domains; however, they rely on fixed mixing strategies and joint source-target access, limiting their applicability to multi-source and source-free settings. To address these limitations, this paper proposes Adaptive Intermediate Domain Adaptation (AIDA), also referred to as Source-Free Multi-Source Intermediate Domain Adaptation (SF-MIDA). The proposed framework treats intermediate-domain learning as a dynamically regulated process, where feature mixing and regularization strength are adaptively controlled using feedback signals derived from model uncertainty and training stability. A multi-source intermediate domain generator synthesizes diverse intermediate representations, while a pseudo-mirror regularization strategy preserves identity consistency under domain perturbations. Extensive experiments across domain generalization and source-free settings demonstrate the effectiveness of the proposed framework.
Sundas Iqbal, Qing Tian, Danish Ali +2
Apr 30, 2026cs.LG

ITS-Mina: A Harris Hawks Optimization-Based All-MLP Framework with Iterative Refinement and External Attention for Multivariate Time Series Forecasting

Multivariate time series forecasting plays a pivotal role in numerous real-world applications, including financial analysis, energy management, and traffic planning. While Transformer-based architectures have gained popularity for this task, recent studies reveal that simpler MLP-based models can achieve competitive or superior performance with significantly reduced computational cost. In this paper, we propose ITS-Mina, a novel all-MLP framework for multivariate time series forecasting that integrates three key innovations: (1) an iterative refinement mechanism that progressively enhances temporal representations by repeatedly applying a shared-parameter residual mixer stack, effectively deepening the model's computational capacity without multiplying the number of distinct parameters; (2) an external attention module that replaces traditional self-attention with learnable memory units, capturing cross-sample global dependencies at linear computational complexity; and (3) a Harris Hawks Optimization (HHO) algorithm for automatic dropout rate tuning, enabling adaptive regularization tailored to each dataset. Extensive experiments on six widely-used benchmark datasets demonstrate that ITS-Mina achieves state-of-the-art or highly competitive performance compared to eleven baseline models across multiple forecasting horizons.
Pourya Zamanvaziri, Amirhossein Sadr, Aida Pakniyat +1
Apr 29, 2026cs.LG

Semi-supervised learning with max-margin graph cuts

This paper proposes a novel algorithm for semisupervised learning. This algorithm learns graph cuts that maximize the margin with respect to the labels induced by the harmonic function solution. We motivate the approach, compare it to existing work, and prove a bound on its generalization error. The quality of our solutions is evaluated on a synthetic problem and three UCI ML repository datasets. In most cases, we outperform manifold regularization of support vector machines, which is a state-of-the-art approach to semi-supervised max-margin learning.
Branislav Kveton, Michal Valko, Ali Rahimi +1
Apr 28, 2026stat.ML

Deflation-Free Optimal Scoring

Sparse Optimal Scoring (SOS) reformulates linear discriminant analysis to enable feature selection through elastic net regularization, making it well-suited for high-dimensional settings where the number of features exceeds observations. Most existing SOS methods use deflation-based strategies that compute discriminant vectors sequentially, which can propagate errors and produce suboptimal solutions. We propose a novel approach that estimates all discriminant vectors simultaneously under an explicit global orthogonality constraint, which we call Deflation-Free Sparse Optimal Scoring (DFSOS). DFSOS combines Bregman iteration with orthogonality-constrained optimization, decomposing the problem into tractable subproblems for scoring vectors, discriminant vectors, and orthogonality enforcement. We establish convergence to stationary points of the augmented Lagrangian under mild conditions. Extensive experiments using synthetic data and real-world time series data demonstrate that DFSOS achieves classification accuracy comparable to or better than existing deflation-based methods. These results indicate that deflation-free approaches offer a robust and effective framework for sparse discriminant analysis in high-dimensional problems.
Sharmin Afroz, Brendan Ames
Apr 28, 2026cs.CV

SaliencyDecor: Enhancing Neural Network Interpretability through Feature Decorrelation

Gradient-based saliency methods are widely used to interpret deep neural networks, yet they often produce noisy and unstable explanations that poorly align with semantically meaningful input features. We argue that a fundamental cause of this behavior lies in the geometry of learned representations: correlated feature dimensions diffuse attribution gradients across redundant directions, resulting in blurred and unreliable saliency maps. To address this issue, we identify feature correlation as a structural limitation of gradient-based interpretability and propose SaliencyDecor, a training framework that enforces feature decorrelation to improve attribution fidelity without modifying saliency methods or model architectures by reshaping the feature space toward orthogonality, our approach promotes more concentrated gradient flow and improves the fidelity of saliency-based explanations. SaliencyDecor jointly optimizes classification, prediction consistency under feature masking, and a decorrelation regularizer, requiring no architectural changes or inference-time overhead. Extensive experiments across multiple benchmarks and architectures demonstrate that our method produces substantially sharper and more object-focused saliency maps while simultaneously improving predictive performance, achieving accuracy gains across the datasets. These results establish our method as a principled mechanism for enhancing both interpretability and accuracy, challenging the conventional trade-off between explanation quality and model performance.
Ali Karkehabadi, Jamshid Hassanpour, Houman Homayoun +1
Apr 28, 2026stat.ML

Adversarial Robustness of NTK Neural Networks

Deep learning models are widely deployed in safety-critical domains, but remain vulnerable to adversarial attacks. In this paper, we study the adversarial robustness of NTK neural networks in the context of nonparametric regression. We establish minimax optimal rates for adversarial regression in Sobolev spaces and then show that NTK neural networks, trained via gradient flow with early stopping, can achieve this optimal rate. However, in the overfitting regime, we prove that the minimum norm interpolant is vulnerable to adversarial perturbations.
Yuxuan Hou
Apr 27, 2026cs.GR

Alice v1: Distillation-Enhanced Video Generation Surpassing Closed-Source Models

Wepresent Alice v1, a 14-billion parameter open-source video generation model that achieves state-of-the-art quality through consistency distillation with score regularization (rCM). Contrary to conventional distillation-which trades quality for speed-we demonstrate that rCM-based distillation can exceed teacher model quality. We attribute this to three mechanisms: (1) the score regularization term acts as a mode-seeking objective that concentrates probability mass on high-quality outputs rather than covering the full teacher distribution, (2) our targeted synthetic data pipeline with hard example mining provides training signal specifically for failure modes (physics, hands, faces) that the teacher handles inconsistently, and (3) consistency enforcement acts as implicit regularization, eliminating "lucky path" dependence on specific noise samples. Alice v1 generates 5-second 720p videos at 24fps in 4 denoising steps (~8 seconds on H100), a 7x speedup over the 50-step teacher while improving VBench score from 84.0 (Wan2.2) to 91.2. This surpasses both the teacher and closed-source systems including Veo3 (~90) and Sora2 (~88) on automated benchmarks, with competitive results in human preference studies. We release all model weights, training code, synthetic data pipelines, and evaluation scripts to advance open research in video generation.
Wang Xiaoyu, Phong Nguyen, Chen Zhao
Apr 27, 2026eess.IV

Semantic Segmentation for Histopathology using Learned Regularization based on Global Proportions

In pathology, the spatial distribution and proportions of tissue types are key indicators of disease progression, and are more readily available than fine-grained annotations. However, these assessments are rarely mapped to pixel-wise segmentation. The task is fundamentally underdetermined, as many spatially distinct segmentations can satisfy the same global proportions in the absence of pixel-wise constraints. To address this, we introduce Variational Segmentation from Label Proportions (VSLP), a two-stage framework that infers dense segmentations from global label proportions, without any pixel-level annotations. This framework first leverages a pre-trained transformer model with test-time augmentation to produce a pixel-wise confidence estimate. In the second stage, these estimates are fused by solving a variational optimization problem that incorporates a Wasserstein data fidelity term alongside a learned regularizer. Unlike end-to-end networks, our variational method can visualize the fidelity-regularization energy, resulting in more interpretable segmentation. We validate our approach on two public datasets, achieving superior performance over existing weakly supervised and unsupervised methods. For one of these datasets, proportions have been estimated by an experienced pathologist to provide a realistic benchmark to the community. Furthermore, the method scales to an in-house dataset with noisy pathologist labels, severely outperforming state-of-the-art methods, thereby demonstrating practical applicability. The code and data will be made publicly available upon acceptance at https://github.com/xiaoliangpi/VSLP.
Yangping Li, Thomas Pinetz, Michael Hölzel +2