Safety Alignment

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9 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-21

2 new papers

A weekly snapshot of new work published in Safety Alignment.

Period ending 2026-09-14

3 new papers

A weekly snapshot of new work published in Safety Alignment.

Period ending 2026-09-07

3 new papers

A weekly snapshot of new work published in Safety Alignment.

94 papers

Latest in Safety Alignment

Sep 16, 2026cs.CR

AUDITPLAN: Commit, Then Answer for Auditable Safety Alignment

Safety tuning pipelines judge only the final answer, which makes it difficult to distinguish robust refusal from two undesirable shortcuts: blanket refusal on benign requests and polished but unfaithful safety rationales that do not actually constrain the answer. We propose AUDITPLAN, a single-model plan-then-answer approach where the model first emits a compact structured safety plan and then answers conditioned on it. The plan records a threat label, intended action, and explicit constraints, enabling machine-checkable auditing while remaining hidden from users at deployment. We train this behavior with supervised fine-tuning followed by reinforcement learning with FAITHGATE, a reward-gating objective that grants answer reward only when the safety plan is correct. This discourages safe-looking but unfaithful behavior and promotes tighter plan-answer coupling. Across Qwen backbones, AUDITPLAN improves both robustness and auditability: on Qwen2.5-3B-Instruct, FAITHGATE reduces ASR from 24.0% to 11.6%, LSR from 1.0% to 0.36%, and over-refusal from 11.0% to 2.0%, outperforming answer-only RL, free-form explanation, and weighted-sum structured rewards. Similar trends hold for Qwen2.5-1.5B-Instruct. Larger-model confirmation runs on Qwen-3-4B-Instruct and Qwen2.5-7B-Instruct preserve the same trend suggesting that explicit internal commitments can make safety alignment more faithful, robust, and auditable.
Sai Sri Pushpa Jampani, Kshitij Mishra, Asif Ekbal
Sep 14, 2026cs.AI

SoK: Rethinking Jailbreaking in the Era of Agentic AI: Attacks, Defenses, and Practical Consideration

Large language models (LLMs) are rapidly evolving from conversational assistants into agentic AI systems that reason, plan, invoke tools, maintain persistent memory, communicate with other agents, and execute multi-step tasks. At the same time, modern models exhibit substantially stronger native safety alignment than earlier generations on which many jailbreak attacks and defenses were originally studied. This shift raises a fundamental question: \textit{which established jailbreak-security findings remain valid in the era of modern LLMs and agentic AI?} We address this question through a Systematization of Knowledge (SoK) that reframes jailbreak security around the full agentic execution pipeline. We develop unified taxonomies of attacks and defenses spanning user interaction, planning and reasoning, memory, tool use, and inter-agent communication, and introduce a security--utility--efficiency evaluation framework that separates native harmful-prompt safety, adversarial jailbreak robustness, and agent-level security outcomes. We further conduct a controlled empirical study of representative attacks and defenses within a common agentic framework. Our results reveal three important gaps. First, strong native alignment does not imply robustness to adversarial jailbreaks. Second, defense effectiveness is highly model-, attack-, and component-dependent and can come at substantial cost in over-refusal, utility, and latency. Third, low final-response attack success can mask severe intermediate compromise: planning, memory, and tool interactions may remain unsafe even when the final response is successfully filtered. These findings motivate a shift from response-centric jailbreak defense toward cross-layer, execution-aware security that protects agent state, component transitions, and external actions while preserving practical utility and efficiency.
Md Jueal Mia, Yanzhao Wu, Selcuk Uluagac +1
Sep 9, 2026cs.CR

How Fragile Is Safety Alignment at Frontier Scale? A Single-Direction Attack on a 320B MoE

Directional ablation removes an aligned language model's ability to refuse by projecting a single "refusal direction" out of the weights that write the residual stream. It needs no gradient-based training and no optimization, only a few hundred contrastive prompts, which makes it the canonical white-box attack on open-weight alignment. However, it has been established only on dense models up to roughly 70B parameters. We study whether it survives the shift to frontier mixture-of-experts (MoE) models whose residual streams are no longer a single tensor and whose weights ship quantized. We apply it to GLM-5.3-Flash (320B parameters, 288 routed experts, a four-wide hyper-connection residual, block-FP8). The attack survives the architecture, but what it reaches is no longer where a reader of the original recipe would look for it. Editing the attention, dense and routed-expert writers on their own removes 0.039, 0.016 and 0.148 of refusal respectively; editing all three together removes 0.776. As a result, 74% of the effect exists only under the joint intervention. The part the conventional recipe reaches by module-name matching accounts for 0.066 of that 0.776, which is why it fails silently on an MoE. The effect does not follow from removing just any direction: ablating a random direction orthogonal to it leaves refusal unchanged. A category-concentrated residue survives every edit we tried: subspaces fitted on violence, sexual content and hate leave measurable refusal at every rank from 1 to 12. We report the method, the 41-89 percentage-point reductions it achieves across seven harmful benchmarks with no detected change in capability, and the boundary where it stops.
Yi Shi, Tanyu Chen, Kai Shen
Sep 8, 2026cs.CR

DuplexJail: Safety Alignment Breaks Under Spoken Interruption in Full-Duplex Models

Full-duplex speech models accept user speech while generating responses, creating an underexplored attack surface. We introduce DuplexJail, which delivers fixed, request-independent spoken prompts through the user audio channel. We compare fixed-delay interruption after the harmful request ends with refusal-triggered interruption following a cue in the model's streaming text. Across four open-source models and 720 harmful requests from AdvBench and HarmBench, fixed-delay interruption raises whole-response attack success rates on AdvBench to 40.3% for PersonaPlex and 48.7% for PersonaPlex-RL, increases of +33.8 and +39.3 percentage points. The refusal-triggered policy reaches 35.6% and 48.6%, respectively, with all trials scored regardless of whether an interruption occurs. Selected conditions also increase FLM-Audio's harmful-response rate, while BayLing-Duplex shows decreases. These findings identify spoken interruption as a jailbreak attack vector and motivate evaluating safety throughout ongoing full-duplex interaction.
Jaechul Roh, Deepak Chandran, Amir Houmansadr +1
Sep 8, 2026cs.LG

Suan: Rectifying Direct Preference Safety Alignment in Large Language Models

Integrating robust safety guardrails into Large Language Models (LLMs) is essential for delivering helpful yet harmless responses. While proprietary systems exhibit reliable safety controls, their underlying methodologies and trade-offs remain largely undisclosed. Achieving comparable security in open-weight models remains a persistent challenge, as post-trained variants frequently suffer from over-refusal and degraded general quality. To overcome these drawbacks, we introduce Suan, a novel preference optimization algorithm. Unlike existing methods, we formulate the optimization objective directly at the gradient level, bypassing the standard variational derivation. As a result, we obtain more interpretable and robust training dynamics. Extensive evaluations across a diverse suite of competitive baselines and benchmarks demonstrate that Suan achieves superior safety alignment while fully preserving response utility.
Oleksandr Cherednichenko, Roman Klypa
Sep 8, 2026cs.AI

Does Deeper Reasoning Compromise Alignment? Revealing and Mitigating of Alignment Collapse in Large Reasoning Models

The emergence of Chain-of-Thought (CoT) has established a robust foundation for Large Reasoning Models (LRMs). While deep reasoning is widely believed to enhance safety alignment, the stability of alignment mechanisms under extended reasoning remains underexplored. This paper challenges the prevailing view by revealing a critical vulnerability: Deep Reasoning May Induce Alignment Collapse. To rigorously quantify this phenomenon, we propose the Alignment Loss Rate (ALR) metric. Our experiments demonstrate that as reasoning depth increases, ALR rises significantly, indicating a severe degradation in model robustness against external perturbations. Capitalizing on this instability, a novel jailbreaking paradigm, Reasoning Trap (RT), is proposed. RT induces the model into extended reasoning to amplify the impact of adversarial attacks, leading to a sharp decline in safety capabilities. To elucidate the mechanism behind this collapse, we identify Attention Dilution as the root cause, arising from the competition for attention between the extended reasoning process and the original input. To mitigate this, Reasoning Residual Alignment (RRA), a lightweight defense strategy that dynamically re-emphasizes the input via residual connections integrated with the reasoning process.
Yu-Hang Wu, Yu-Jie Xiong, Henghua Zhang +3
Sep 3, 2026cs.CV

SafeRI: Recognition and Intervention for Token-Level Safety Intervention in Large Vision Language Models

Existing safety alignment methods for vision-language models usually modify the model behavior globally: once the safety parameters are trained or loaded, they participate in both unsafe and already-safe generations. This always-on intervention can unnecessarily perturb the model's original reasoning path and degrade general multimodal capabilities. We argue that safety alignment should be an on-demand intervention rather than a permanent modification to every decoding trajectory. To this end, we propose a streaming recognition and gated LoRA framework for intrinsic VLM safety. During autoregressive generation, a lightweight recognizer estimates whether the current pre-token generation state is safe or unsafe. Its output updates the LoRA gate for the following decoding step; otherwise, generation follows the frozen-backbone policy. The LoRA module is trained from unsafe prefixes, transition statements, and safe continuations, so that it learns to redirect unsafe generations back to safe responses after activation. Experiments across multiple safety and general-purpose benchmarks demonstrate the effectiveness of our method in post-alignment settings.
Caoyuan Ma, Tian Gu, Wenpu Liu +11
Sep 1, 2026cs.CL

Trust Your Guide Only When Certain: Uncertainty-Aware Sparse Alignment at Inference Time

A prominent paradigm in inference-time alignment employs lightweight supervisors to steer Large Language Models (LLMs). Through empirical analysis, we identify a structural mismatch in this paradigm: weak supervisors exhibit pervasive high entropy across the vast majority of tokens, yet prevailing dense intervention approaches mandate supervision at every decoding step. This leads to frequent low-confidence interventions that can disrupt valid base-model reasoning and incur substantial utility costs. To resolve this, we propose TUSA (Trust-based Uncertainty Sparse Alignment). Moving away from continuous oversight, TUSA reframes alignment as a dynamic arbitration process, introducing an uncertainty-aware arbiter that authorizes intervention only when two conditions are met: the supervisor is confident and the token is semantically salient. This mechanism effectively filters out uncertainty-driven noise and redundant supervision. Extensive experiments across multiple models and benchmarks show that TUSA consistently improves both safety alignment and general helpfulness. By bypassing approximately 50% of alignment steps, it not only enhances safety preference by up to 15.6%, but also boosts general preference rates by up to 12.0% compared to the dense baseline, demonstrating that selective, high-precision alignment can outperform continuous supervision.
Zeen Zhu, Zhuo Li, Weiyang Guo +4
Aug 31, 2026cs.CL

Beyond Token Positions: Safety Alignment Across Denoising Steps in Diffusion Language Models

Diffusion large language models (dLLMs) generate text through iterative denoising rather than left-to-right decoding. This generation paradigm introduces two axes that can influence safety alignment: when tokens are generated during denoising and where they appear in the response. In this paper, we measure dLLM safety behavior under harmful prompts by tracing intermediate token distributions and commitment decisions throughout denoising. Our analysis shows that refusal signals are concentrated in early denoising steps and leading response positions, and the tokens committed early can strongly shape the final safety outcome. Our measurements further show that the denoising step and persistence of refusal-token commitment are important for understanding dLLM safety. Based on these findings, we propose Refusal-Aware Early Commitment (RAEC), a simple training-free decoding method that commits persistent refusal signals from early steps. Experiments on LLaDA and Dream show that RAEC reduces attack success rates while largely preserving utility. The code is available at https://github.com/Glresearch1/RAEC.
Guoli Wang, Haonan Shi, Tu Ouyang +1
Aug 13, 2026cs.LG

HiRoute: Hierarchical Routed Prompt Tuning for Safety Alignment of Large Language Models

Large language models (LLMs) remain vulnerable to harmful requests and jailbreak attacks. Parameter-efficient safety alignment methods based on prompt tuning typically rely on a single global prompt or externally selected prompt modules. Such static designs struggle to maintain a cross-category safety boundary while generating constructive responses tailored to specific risks and avoiding over-refusal of benign inputs. To address these limitations, we propose HiRoute, an input-adaptive hierarchical prompt-tuning framework that separates category-agnostic safety control from category-specific response guidance. HiRoute first trains a lightweight hierarchical router on representations extracted from a frozen LLM to jointly detect harmful intent and predict multi-label risk scores. It then freezes both the backbone model and the router and uses preference optimization with alternating gradient updates to learn a shared coarse-grained prompt and a set of fine-grained prompt experts as continuous embeddings. At inference time, benign inputs bypass the safety branch, whereas risky inputs are processed using the shared prompt together with a router-weighted mixture of risk-specific prompt experts. Experiments across three instruction-tuned models show that HiRoute achieves high safety rates across multiple safety benchmarks while preserving safe-response helpfulness, reducing over-refusal, and maintaining competitive performance on general-purpose tasks.
Fangzhou Chen, Shiji Zhao, Mengyang Wang +4
Aug 12, 2026cs.AI

Localizing Safety Alignment: MLP Layers and Mid-Network Blocks Encode Refusal Behavior in Large Language Models

Safety alignment in large language models is often treated as a distributed property of the entire network, yet its practical brittleness suggests that refusal behavior may be concentrated in a smaller set of parameters. This work addresses where safety-aligned refusal is encoded by transplanting weights from aligned models into matched unaligned base models at multiple levels of granularity. Using two open-weight model pairs and four safety benchmarks, we conducted experiments to compare the effects of replacing attention weights, MLP weights, contiguous layer regions, and MLP blocks. Across both model families, refusal transfer is dominated by MLP weights: replacing MLP parameters recovers substantially more malicious-prompt refusal than replacing attention parameters, with gains of at least 2.7 times more across benchmarks. Within the MLP stack, refusal-relevant parameters exhibit a consistent mid-network concentration, as the block spanning layers 8-11 is selected first in all six greedy searches over model-dataset pairs. The results also show that the composition of safety-relevant components is non-additive: in five of six greedy trajectories, adding more aligned blocks can reduce refusal performance, and selective block subsets can outperform full MLP transplantation on malicious refusal, benign over-refusal, or both. Finally, greedy orders transferred to OR-Bench vary with the source benchmark used to derive them, indicating a benchmark-dependent precision-coverage trade-off. These results suggest that safety alignment in current LLMs is both localized and interaction-sensitive, offering insight into alignment brittleness and potential avenues for targeted safety interventions.
Mingyu Zong, Sampad Mohanty, Bhaskar Krishnamachari
Aug 10, 2026cs.CL

Pragmatic Attack Surface: Vulnerabilities of Implicit Context in Large Language Models

In the era of large language models (LLMs), attackers often manipulate natural language to elicit unsafe or harmful outputs, creating a new natural language attack surface unique to LLM-based systems, where attacks directly exploit explicit linguistic cues in user prompts to bypass the safety mechanism of LLMs. However, such attacks can often be mitigated by existing safety alignment algorithms. On the other hand, human language is inherently grounded in pragmatics, necessitating typical context to interpret language, e.g., world knowledge, social norms. However, such contexts are often implicit because they are not directly expressed in human language and are not sufficiently leveraged in safety alignment, creating a fundamental mismatch between human language interpretation and safety alignment approaches. In this paper, we demonstrate that this mismatch exposes vulnerabilities in LLMs. We refer to this vulnerability as the pragmatic attack surface, which can be exploited to achieve high attack success rates. The experimental results demonstrate that our proposed approach outperforms baseline attack methods across various open-source and closed-source models by a substantial margin.
Bocheng Chen, Han Zi, Roucheng Ou +5
Aug 10, 2026cs.LG

Dual-Adversarial Safety Alignment: Cultivating Intrinsic Threat Comprehension in LRMs

Large reasoning models (LRMs) achieve remarkable success on complex tasks but remain vulnerable to harmful prompts that induce unsafe outputs. Recent methods align LRMs using direct refusals or safety rationales, yet often focus on prompt patterns rather than intrinsic attack mechanisms. As a result, these pattern-centric alignments struggle to generalize across diverse jailbreaks, compromising adversarial robustness and reasoning utility. We propose AdvSafe, a dual-adversarial framework that enables LRMs to internalize unsafety knowledge by explicitly deconstructing adversarial mechanisms. This moves beyond pattern-dependent traces, fostering robust cognitive defense without compromising reasoning utility. Our pipeline operates via a two-phase adversarial game. First, in adversarial synthesis, an autonomous agent dynamically crafts deceptive jailbreak prompts, adapting its strategies to breach a strong teacher model. Second, in adversarial extraction, the breached teacher executes a cognitive counter-attack. For every successful jailbreak, the teacher unmasks the camouflage, explaining why the attack succeeds and how such prompts can be identified and mitigated. This dual-adversarial process yields a compact reasoning dataset capturing rich, generalizable unsafety knowledge. Student models trained on this dataset implicitly acquire safety alignment through intrinsic threat comprehension. Experiments show that with only 1K synthesized samples, AdvSafe-aligned LRMs achieve significantly stronger jailbreak robustness than existing baselines, with almost no utility degradation. Furthermore, AdvSafe improves robustness against out-of-distribution prompts, demonstrating that learning unsafety knowledge enables a superior robustness-utility trade-off and generalizes beyond seen attack patterns.
Hongli Shen, Shaopeng Fu, Qinbo Zhang +2
Aug 9, 2026cs.LG

When Skills Meet Safety: Benchmarking and Characterizing the Adaptive Jailbreak Robustness of Skill-Merged LLMs

Model merging has become the default way to give an aligned language model new skills without retraining: a practitioner folds task vectors from math, code, or domain specialists into a safety-aligned base using task arithmetic, TIES, or DARE. This convenience is known to carry a safety cost, but almost all of that evidence rests on static refusal tests: fixed harmful prompts scored for compliance. We argue this is misleading. Because safety alignment is "shallow," concentrated in the first few generated tokens, a merged model's static refusal can stay clean while a real adaptive attack still breaks it. We introduce SkillSafe-Bench, a controlled benchmark that scores skill-merged models on static refusal, adaptive jailbreak robustness, and capability retention under a conservative two-judge AND rule. Across six open-weight bases (five families, two scales), static safety does not predict robustness to attack: under a semantic template attack, safe-looking merges on the fragile bases (both Qwen scales and Gemma) are jailbroken 60-76% of the time while others (Llama, Phi-4) stay robust. We further show the static effect of merging is base-conditional, characterize same-recipe abliteration-style safety erosion through a data-free geometric signal (the overlap of a task vector with a safety subspace), and outline SubSafe-Merge, which projects this overlap away to remove that erosion at held capability. Adaptive evaluation is not optional for merged LLMs: the models that most need it look safe under static screening.
Yu Ma, Hongli Shi, Jing Li +2
Aug 5, 2026cs.CL

Mood Matters: How Syntactic Sensitivity Undermines Safety Alignment

Large language models typically undergo post-training to align them with safety policies but there exist many sophisticated jailbreaks that sidestep established safeguards. For instance, prior work by Andriushchenko et al. (2025) has found that changing the grammatical tense from present to past can be enough to elicit harmful responses. In this work, we uncover a more general failure of non-imperative syntactic forms. We demonstrate that this syntactic vulnerability exists in 16 models up to 70B parameters, using behavioral evaluation. To investigate the root cause, we apply causal mediation analysis, finding that refusal is partially conditioned on upstream syntactic features. By steering these purely syntactic features we are able to trigger and suppress refusal. Finally, we trace this ill-conditioning to linguistically biased post-training data of open-source models and show that increasing syntactic diversity can mitigate the issue. Our findings suggest that current alignment approaches introduce confounders that prevent a pure semantic grounding of the refusal decision.
Alina Klerings, Jannik Brinkmann, Heiner Stuckenschmidt +1
Aug 2, 2026cs.AI

No Single Neuron of Failure: Distributed Safety Alignment Against White-Box Attacks

With the rapid release of open-weight large foundation models, safety threats are shifting from black-box jailbreaks to neuron-level white-box attacks that directly identify and manipulate safety-related neurons. Existing alignment methods often investigate the safety behavior on a small number of neurons, creating fragile single point of failure with limited redundancy. To address this issue, we propose distributed safety alignment (DSA), which redundantly encodes safety capabilities across multiple computational neurons, ensuring that the model maintains its safety baseline even when critical safety neurons are disrupted. Specifically, we localize the intervention to the inputs of the down-projection layers in language-side feed-forward networks and treat each feature coordinate as the activation of an individual neuron. DSA then combines neuron activations with loss gradients to compute a direction-aware first-order Taylor score that globally identifies the neurons that contribute most to the current refusal behavior of the model. Finally, targeted disruption via deterministic masking and stochastic dropout is coupled, forcing the model to abandon narrow safety neurons and redundantly encode safety behavior across multiple compensatory neurons. Extensive experiments show that DSA substantially improves robustness against white-box neuron-level safety attacks while preserving the model's general language and multimodal utility.
Simiao Xie, Chuancheng Shi, Shangze Li +5
Aug 2, 2026cs.CR

Moving the Safety Barrier: Dynamic Routing Adaptive Alignment Against White-Box Attacks

With the widespread deployment of large foundation models (LFMs) in open environments, safety threats are shifting from black-box jailbreaks toward white-box attacks that directly identify and disrupt internal safety neurons or routes. However, existing safety defenses often rely on static safety units or fixed refusal pathways, leaving models highly vulnerable to targeted route-level white-box attacks. For that, we propose dynamic routing adaptive alignment (DRAA), a framework that introduces dynamic compensatory routes to preserve robust refusal behavior when the safety route is compromised. Specifically, we first identify and localize the model's safety route by contrasting internal activations between safe and unsafe calibration samples. DRAA then masks this safety route to induce causal failure cases and selectively mines the resulting defense failures, thereby constructing failure-aware preference pairs. Extensive experiments demonstrate that DRAA effectively restructures the underlying pathway dependence of model safety, substantially improving robustness against route-level white-box attacks, while preserving general utility.
Shangze Li, Chuancheng Shi, Simiao Xie +6
Jul 31, 2026cs.CL

A Constitution-Grid Instrument for Data-Efficient RL Alignment (C-Guard)

Conflicting objectives are general in RL alignment, and training on them data-efficiently is hard. Training a safety guard with RL means optimizing two objectives that conflict: catch real harm, and do not refuse benign prompts. Our finding is that over-refusal improves 22.4% to 12.8%, while under-refusal on adversarial attacks silently worsens 0.27 to 0.33. We present C-Guard, a constitution-grid instrument that generates the RL training data, and C-LIM, a per-cell learnability score that decides each cell's move: prune, densify, amend, expand. C-LIM flags the dead-weight data region before any training budget is spent: 187 untargeted rows had bought zero gain, and our method lifts the same region's learning impact 0.733 to 0.80. Code and the constitution are open-sourced.
Xianling Zhang
Jul 31, 2026cs.CV

SafeNexus: Discovering and Steering Modality-Universal Safety Neurons in MLLMs

Although Large Language Models (LLMs) have demonstrated promising safety performance, extending them to Multimodal Large Language Models (MLLMs) exposes a significant gap between expanded multimodal capabilities and existing safety mechanisms. Current defenses remain predominantly confined to specific modal settings, thereby limiting their robustness against broader cross-modal threats. To bridge this gap, we introduce SafeNexus, a cross-modal safety alignment framework that adopts a dedicated neuron-level intervention strategy. First, we formulate a neuron localization paradigm that identifies functionally specialized neurons by characterizing intermediate-layer activation patterns and quantifying their functional salience through importance scoring. Building upon this paradigm, we exploit contrastive data to identify modality-bound safety neurons (BS-Neurons), and validate their role in regulating safety behavior within each modality via targeted suppression. Further cross-modal analysis defines modality-universal safety neurons (US-Neurons) as the shared subset of BS-Neurons identified across individual modalities, serving as the core for defending against harmful cross-modal attacks. We observe that suppressing these neurons substantially degrades safety performance across modalities, while leaving overall utility largely unaffected. Building on these insights, we propose two safety alignment strategies: activation-level safety amplifier and safety neuron calibrator. The proposed strategies enhance model safety through two distinct routes: the former amplifies the activation magnitudes of US-Neurons, while the latter selectively calibrates them via targeted fine-tuning. Extensive experiments demonstrate that our method outperforms prevailing state-of-the-art approaches on safety benchmarks spanning diverse modality combinations, while effectively preserving utility.
Jian Yu, Fei Shen, Cong Wang +5
Jul 30, 2026cs.AI

One Anchor for All: Unified Multilingual and Multimodal Safety Alignment for LVLMs

As large vision-language models (LVLMs) are deployed globally, the combination of multilingual instructions and visual information makes malicious attacks more covert and sophisticated than ever before. However, existing methods isolate language and modality defenses, which, coupled with the scarcity of safety data and high fine-tuning costs, makes it difficult for models to defend against compound attacks. To address this severe challenge, we propose a neuron-level cross-dimensional safety alignment framework driven by modality- and language-shared safety neurons (MLS-Neurons). First, we identify monolingual and unimodal safety neurons by comparing responses to harmful and benign samples, quantifying functional saliency through activation strength and downstream impact. Then, by intersecting these unimodal neurons within each language, we extract modality-shared safety neurons (MS-Neurons) responsive to both visual and textual risks, bridging the safety representation gap between modalities. Furthermore, using English as a semantic anchor, we intersect MS-Neurons across languages to identify modality- and language-shared safety neurons (MLS-Neurons), serving as key defenses against compound attacks. Finally, we update only this minimal subset of shared neurons (~0.03% of parameters), transferring English-only safety supervision to multilingual and multimodal scenarios. Extensive experiments show that our method significantly outperforms state-of-the-art approaches across diverse multilingual and multimodal safety benchmarks while preserving general utility.
Enyi Shi, Fei Shen, Chuancheng Shi +4
Jul 30, 2026cs.LG

Compliance2LoRA: Personalizable On-Demand Safety Alignment on Arbitrary Policy Subsets via Hypernetwork-Generated LoRA Adapters

Post-training alignment in large reasoning models (LRMs) has significantly improved their adaptability to diverse safety compliance settings. However, as LRMs personalization for downstream users takes center stage, the demand for varying levels of policy compliance grows as different user-specific LRMs must adhere to distinct subsets of safety policies. Training a separate LRM for each policy subset introduces severe combinatorial overhead. While in context learning methods overcome this combinatorial overhead, they introduce additional computational challenges associated with long context generation. To address this challenge, we propose \ours, a unified adaptive hypernetwork-based framework for multi-policy compliance. In our framework, safety policies serve as customizable inputs to a LoRA adapter generator, which learns to produce policy compliant LoRA weights for downstream LRM. When added to the LRM these weights enable the generation of responses compliant with the specified policy subsets. In this work, we demonstrate that training such a hypernetwork enables on-demand policy adjustments on a single LRM without sacrificing task performance across reasoning models of different sized and different evaluation datasets. This highlights the effectiveness and practicality of adaptive hypernetwork based alignment in LRMs.
Pankayaraj Pathmanathan, Furong Huang
Jul 29, 2026cs.AI

On-Policy Distillation for LLM Safety: A Routing Approach to Template-Robust Realignment

Fine-tuning is the dominant paradigm for specializing large language models (LLMs), yet it exposes a critical vulnerability: malicious data providers can embed harmful behaviors into downstream corpora, creating models that retain professional skills while violating human values on demand. Existing safety-realignment defenses often fail in practice due to three key limitations: they frequently cause catastrophic forgetting of specialized skills; their effectiveness collapses when the defender cannot observe the attacker's prompt template; and successfully realigned models remain susceptible to re-jailbreaking via simple system prompt switches. To address these challenges, we propose Routing-based On-Policy Distillation (ROPD), a novel realignment framework that models the divergence between aligned and compromised output probability distributions rather than fitting specific prompt templates. We conduct extensive experiments comparing ROPD against four state-of-the-art baselines across three datasets and three base models with varying alignment strengths. Our results demonstrate that when baseline defenses face template mismatches, often accompanied by severe degradation in downstream task performance. In contrast, ROPD substantially mitigates template-mismatch risks, maintaining superior robustness in both defense effectiveness and capability preservation. While our analysis indicates ROPD is not entirely immune to template shifts, its performance degradation is negligible compared to existing methods, establishing a new standard for robust LLM realignment.
Yongjian Guo, Wanlun Ma, Lingyu Shen +2
Jul 24, 2026cs.LG

Distribution-Specific Curvature Control with Finite-Sample Guarantees for Open-Weight Safety

A short fine-tuning run can undo the safety guards of an open-weight model---retraining a refusal-trained assistant to aid weapons development or produce hate speech. Preventing such harmful fine-tuning while retaining benign adaptability remains difficult: the only prior method with an explicit curvature certificate, spectral deformation, inflates curvature globally and thereby obstructs benign adaptation along with harmful adaptation. We propose HarmAlign, which applies function-preserving spectral deformation along a estimated contrastive activation subspace. We derive finite-sample bounds for the estimated subspace energy and the resulting local harmful-distribution curvature lower bound. A stability--progress dichotomy for constant-step gradient descent turns the certified curvature into conditional convergence-rate control. Empirically, within a fixed-architecture, finite-budget first-order threat model, HarmAlign blocks direct fine-tuning and three data- or objective-adaptive attacks across a hazardous-knowledge relearning setting and a harmful-assistance fine-tuning setting, while the protected benign tasks remain trainable. The block persists across the tested first-order optimizer variants over every attack checkpoint, and under out-of-distribution harmful fine-tuning, and it extends to important cases in our threat model: accidental safety degradation and emergent misalignment.
Domenic Rosati, Ali Dadsetan, Hong Huang +5
Jul 9, 2026cs.LG

Optimizing Against Safety Representations: Activation-Guided Adversarial Suffixes and the Geometry of Refusal

Behavioral alignment in large language models often masks fragile internal safety representations. Recent work suggests that refusal behavior is mediated by low-dimensional directions in activation space. This raises questions about how such representations are structured, localized, and accessed by optimization. We study adversarial suffix attacks as a probe of representational alignment. We introduce Activation-Guided GCG, which replaces output-based objectives with losses that directly target a model's internal refusal direction. Across several objective variants, we find that suppressing refusal globally across all layers and positions is more effective than targeting a single layer-position pair. This suggests that safety representations are distributed across the forward pass rather than causally localized to a single site. We further introduce Soft-GCG, a continuous relaxation of discrete suffix optimization using Gumbel-Softmax. Soft-GCG achieves a 33 ×\times speedup over standard GCG while improving attack success rates. Evaluating across model scales, we find that smaller models remain vulnerable while larger models resist both activation- and suffix-based attacks at our compute-constrained settings, consistent with larger and better safety trained models being harder to jailbreak. Together, our results clarify how safety mechanisms are encoded and can be broken in contemporary models. These insights provide concrete guidance for designing more robust and representation-aware alignment strategies.
Ege Çakar, Hannah Guan, Kayden Kehe
Jul 8, 2026cs.LG

Efficient Safety Alignment of Language Models via Latent Personality Traits

Current safety methods for large language models are known to be vulnerable to adversarial attacks, motivating research into robust alternatives. Latent Adversarial Training (LAT) is among the most effective defenses, but can degrade utility and requires training on large datasets of harmful prompts. We introduce Latent Personality Alignment (LPA), which replaces explicit harm refusal with adversarial training on just 66 harm-agnostic statements drawn from psychometric personality literature. We hypothesize that personality-anchored representations share latent structure with harm avoidance, so adversarially stabilizing them implicitly constrains the subspace exploited by jailbreak attacks. LPA achieves near-zero attack success rates on HarmBench across direct requests and five jailbreak methods, despite never seeing harmful content during training and no loss of performance on standard benchmarks. Moreover, the training process is lightweight; the entire procedure completes in minutes on a single GPU and uses 75x fewer examples than standard LAT. Extensive ablations demonstrate the robustness, efficiency, and generalization of our method.
Mohamed Amine Merzouk, Nolan Smyth, Damiano Fornasiere +3
Jul 3, 2026cs.AI

Oyster-II: Reinforcement Learning for Constructive Safety Alignment in Large Language Models

Large language models (LLMs) have demonstrated remarkable capabilities across diverse applications, yet ensuring their simultaneous safety, helpfulness, and trustworthiness remains a persistent challenge. Conventional refusal-oriented alignment strategies mitigate harmful content generation but systematically fail to serve legitimate user needs, often withholding information that could safely and constructively address the underlying intent of sensitive queries. Building upon the constructive safety paradigm pioneered by Oyster-I, which moves beyond blanket refusal toward thoughtful, response-oriented safety alignment, we identify two critical limitations of its Supervised Fine-Tuning (SFT)-based scheme: insufficient safety generalization to out-of-distribution scenarios and a phenomenon we term safety chain-of-thought (CoT) over-generalization, wherein safety-oriented reasoning patterns are excessively applied to benign queries, degrading helpfulness and user experience. To address these limitations, we propose Oyster-II, a reinforcement learning (RL)-based constructive safety alignment framework that adopts a Zero-RL paradigm combined with a multi-stage reinforcement learning strategy.Evaluated across extensive benchmarks, Oyster-II comprehensively surpasses both Qwen3-14B and its predecessor Oyster-I on safety dimensions, achieving cross-scale performance comparable to Qwen3-Max and Qwen3.5-397B.
Jiyang Guan, Yong Xie, Jun Chen +6
Jul 2, 2026cs.CR

Not All Refusals Are Equal: How Safety Alignment Fails Cybersecurity at Scale

There is no doubt that safety alignment is an essential step in LLM training. However, conceptually it does not distinguish between various domains and the level of potential harm of a query, which creates significant complications in the fields like cyber security, where a model should not be constrained by its safety circuits to accomplish the goals of legitimate, authorized operations. In this work, we share our findings from a large scale abliteration experiment on 24 open-source LLMs and show that domain-specific abliteration is achievable with standard methodology on the example of a 1T-parameter Kimi K2. Building on recent work showing that refusal in LLMs occupies a multi-dimensional subspace within layers, we find that it is also distributed widely across layers, especially in trillion-parameter MoE architectures, and so we aim to capture the part of it that represents harmful concepts in the cybersecurity domain exclusively. We also investigate the correlation between models' features and the effect of domain-specific abliteration, identifying that the type of safety training and architecture are the most reliable predictors. Finally, we classify the models into 3 abliteration susceptibility tiers and put forward a set of conjectures as to why a particular effect from this intervention might be observed in a given model.
Vadym Hadetskyi, Dario Pasquini, Artem Sorokin
Jul 1, 2026cs.AI

HARC: Coupling Harmfulness and Refusal Directions for Robust Safety Alignment

Understanding how aligned LLMs internally represent safety is critical for diagnosing alignment vulnerabilities, as it explains why jailbreaks succeed and informs the design of robust alignment strategies. Prior work shows that aligned LLMs encode harmfulness and refusal as separable directions in the residual stream at prompt-side token positions. We show that jailbreaks succeed at prompt encoding by suppressing either the refusal or harmfulness direction before any token is generated, with distinct attack classes occupying separable regions of the harmfulness-refusal plane. Extending the analysis to response-token positions, we find that the model recognizes harmful content while it is generating that content, even when it failed to recognize the input as harmful at the prompt side. Motivated by our findings, we introduce HARC (Harmfulness-And-Refusal Coupling), a fine-tuning method that pairs the two directions across both prompt and response positions. Since the intervention is confined to the harmfulness-refusal subspace, it leaves the rest of the residual stream intact and does not degrade general capability or inflate over-refusal. Across extensive experiments, HARC achieves the strongest robustness-capability-usability trade-off among six baselines spanning the major training-time and inference-time safety methods. The harmfulness and refusal directions at prompt and response positions transfer across the five model families and two scales we tested without architecture-specific tuning.
Shei Pern Chua, Hao Wu, Qianli Ma +1
Jul 1, 2026cs.CV

The Illusion of High Utility in Safety Alignment of Text-to-Image Diffusion Models

Safety alignment of text-to-image (T2I) diffusion models aims to suppress harmful generations while preserving utility on benign prompts. Recent methods often appear to deliver high safety with high utility, but this conclusion rests largely on coarse global utility metrics (e.g., FID, CLIPScore) that are insensitive to fine-grained semantic correctness, creating an illusion of high utility. We show that when utility is measured with structured evaluation, this illusion breaks: on TIFA (Text-to-Image Faithfulness evaluation with Question Answering), safety-aligned models suffer substantial drops in semantic fidelity, including failures in object counts, attributes, and relationships. To diagnose the source of this gap, we analyze the text-encoder prompt embedding space and uncover semantic collapse, a contraction of embedding spread coupled with distortion of inter-prompt similarity structure, which strongly correlates with structured utility loss. Guided by this insight, we propose StructureAware Geometric Regularization (SAGE), a safety alignment objective that explicitly preserves embedding spread and inter-prompt relational structure during adaptation. Our method restores structured utility (TIFA +5.0% over prior state-of-the-art) while maintaining strong safety performance and competitive coarse-grained utility scores. Our source code and trained models are available at https://adeelyousaf.github.io/SAGE_ECCV26_Project_Page/.
Adeel Yousaf, Soumik Ghosh, James Beetham +2
Jun 26, 2026cs.LG

A Gravitational Interpretation of Fine-Tuning Reversion

Fine-tuning on harmless data can partially undo behaviors acquired earlier in training. Safety can erode under benign post-alignment updates, unlearned capabilities can re-emerge, latent traits can transfer through apparently unrelated supervision, and related post-alignment fragility appears in other generative settings. We argue these phenomena are usefully viewed through a common training-history lens. Our hypothesis is geometric: large early training phases create dominant behavioral manifolds, while later alignment or specialization phases are shallower displacements from them. Subsequent fine-tuning can therefore inherit a persistent reversion component pointing back toward a witness of the dominant manifold. We call this the gravitational interpretation of fine-tuning reversion. Across our main settings, representational drift rapidly acquires a component along a history-defined reversion direction (v_rev). In our main track, alignment with v_rev rises from cos = 0.429 +/- 0.052 after the first update to 0.647 +/- 0.021 by step 20. Across 24 run-step pairs, every observed alignment exceeds the p99 of an isotropic activation-space null. We demonstrate that selectively blocking motion along v_rev changes the final alignment at T=100 from 0.648 +/- 0.009 to -0.211 +/- 0.021 and reduces harmfulness from 19.0% +/- 4.0% to 8.5% +/- 1.5% with little task cost. These results support v_rev as a causally relevant mediator of early post-alignment reversion in our setup. Importantly, we do not claim that v_rev is the unique safety direction, nor that the dominant manifold is directly observed; rather, we identify a robust, history-defined direction that explains and partially controls early reversion dynamics.
Samuele Poppi, Nils Lukas
Jun 24, 2026cs.CL

PolicyAlign: Direct Policy-Based Safety Alignment for Large Language Models

Safety alignment of large language models (LLMs) typically depends on high-quality supervision data, such as safe demonstrations or preference pairs. However, in real-world deployment, emerging safety requirements are often specified as natural-language policies, while corresponding supervision data may be costly, delayed, or unavailable. This creates a mismatch between rapidly evolving safety policies and conventional data-driven alignment methods. To address this, we propose PolicyAlign, a simple yet effective framework for directly aligning LLMs with safety policies. Given a safety policy, PolicyAlign first synthesizes policy-violating instructions and then performs on-policy self-distillation to internalize policy-guided behavior. To improve training stability and data efficiency, we further introduce Policy-Sensitive Filtering, which selects instructions where the policy induces the largest behavioral shift. Experiments across multiple models show that PolicyAlign consistently improves safety while maintaining low over-refusal and preserving general capabilities. PolicyAlign also generalizes to medical, legal, and financial safety scenarios, highlighting its potential as a scalable and maintainable approach to policy-based LLM safety alignment. The code is released at https://github.com/Qwen-Applications/PolicyAlign.
Chang Wu, Junfeng Fang, Houcheng Jiang +5
Jun 17, 2026cs.AI

Beyond Safe Data: Pretraining-Stage Alignment with Regular Safety Reflection

To achieve deeper safety alignment for large language models (LLMs), recent efforts have studied how to push safety interventions earlier into the pretraining stage, primarily by filtering unsafe data or rewriting it into safer forms. We argue that pretraining-stage alignment should go beyond making the data safe: LLMs may compose seemingly benign knowledge and capabilities into unsafe behaviors. To this end, we propose Safety Reflection Pretraining, a pretraining-stage alignment method which regularly inserts short safety reflections into pretraining corpora to integrate self-monitoring directly into language modeling, establishing a foundational capability that is subsequently reinforced by compatible post-training. Our experiments with 1.7B models pretrained on FineWeb-Edu show that Safety Reflection Pretraining improves safety classification accuracy and substantially reduces the success rates of inference-stage and finetuning attacks. Complementary to our real-world experiments, we also introduce a fully controlled synthetic environment, MedSafetyWorld, with a clear definition of safety and a reasoning structure under which models can easily generalize unsafe behaviors from safe data. Ablations in MedSafetyWorld further demonstrate a clear advantage of Safety Reflection Pretraining in preventing models from acting on unsafe behaviors generalized from safe data, compared with data filtering and rewriting. Taken together, our findings suggest that pretraining alignment should not only make the training data safe, but also shape the behaviors that models are likely to acquire from safe data.
Jinhan Li, Kexian Tang, Yihan Xu +2
Jun 17, 2026cs.RO

ROBOSHACKLES: A Safety Dataset for Human-Injury Prevention in Embodied Foundation Models

Embodied Foundation Models (EFMs) integrate multimodal understanding, future-state reasoning, and executable robot actions. Yet their safety alignment for human-injury prevention remains underexplored, primarily because real-world data of robots harming humans or creating hazardous household situations cannot be safely or ethically collected. To address this challenge, we propose a safety-critical data construction pipeline for human-injury prevention in EFMs.Starting from real DROID observations, our construction pipeline proceeds through scene understanding, hazard-aware image editing, temporal prompt generation, and single-pass rollout synthesis. The temporal prompts specify the expected scene evolution, while Wan2.7 synthesizes realistic robotic rollouts from the edited hazardous states in a single pass. Using this pipeline, we construct ROBOSHACKLES, a 10,000-clip robotic video dataset derived from real DROID observations, spanning two direct-harm and four indirect-harm categories. To ensure dataset quality, we assess task completion and visual quality with automatic metrics, and evaluate six representative EFMs under a refusal-based safety criterion. Results show that all evaluated models produce unsafe actions in the tested safety-critical scenarios, yielding a 100% unsafe action generation rate. ROBOSHACKLES serves as a scalable benchmark and training resource for refusal learning and hazard anticipation before robot action execution.The dataset is publicly available at https://huggingface.co/datasets/YZW00/RoboShackles.
Zhuowen Yin, Chongyang Liu, Wenzhang Yang +2
Jun 15, 2026cs.AI

Greed Is Learned: Visible Incentives as Reward-Hacking Triggers

Deployed agents increasingly act with their reward proxy in view, such as a balance, score, or KPI dashboard. We show that reinforcement learning can make a policy \emph{addicted} to such a visible self-benefit channel. It chases the displayed payoff across held-out domains, sacrifices the true task to do so, and follows the channel wherever we rewrite it, while policies that never saw the channel stay honest. We call this \emph{reward-channel addiction} and study it in \emph{MoneyWorld}, a synthetic sandbox. The addiction can \emph{flip a model's safety alignment}: trained only on innocuous money tasks with no safety content, the model abandons the safe action it otherwise always takes whenever a dashboard pays for an unsafe one, and reverts to safe once the channel is hidden. This learned bribe replicates across model scales and families. Blindly optimizing super-capable, next-generation AI on KPIs or P&L can be dangerous for alignment. \emph{Greed is learned} when following such a channel pays.
Tong Che, Rui Wu
Jun 8, 2026cs.LG

Distilling Safe LLM Systems via Soft Prompts for On Device Settings

Deploying safe large language models (LLMs) on resource-constrained edge devices presents a critical challenge: while dual-model systems combining LLMs with guard models provide effective safety guarantees, their substantial memory and computational demands make them prohibitively expensive for on-device deployment. This paper presents a comprehensive study of parameter-efficient safety alignment methods for resource-constrained settings. Through systematic evaluation across multiple LLM architectures, training objectives, and parameter-efficient fine-tuning approaches, we identify that soft prompts combined with distillation-based training consistently outperform alternative methods. We introduce distillation frameworks based on total variation and KL divergence that effectively transfer safety behaviors from guard models into learned soft prompts. Our evaluations on various benchmarks demonstrate that this combination achieves superior safety-usefulness trade-offs compared to LoRA adapters, steering vectors, and direct optimization methods, while requiring minimal additional memory and compute at inference time. These findings establish soft prompt distillation as the preferred approach for safety alignment in on-device LLM deployment.
Motasem Alfarra, Cristina Pinneri, Dana Kianfar +2
Jun 7, 2026cs.RO

PACT: Self-Evolving Physical Safety Alignment for Diffusion Policies in Embodied Manipulation

Diffusion policies have achieved remarkable success in robotic manipulation, yet they often fail to satisfy strict physical constraints required for safe deployment. Existing approaches impose safety either prematurely during training or reactively via external guardrails at test time, limiting policy expressivity and overall scalability. We propose Physical safety Alignment for Constrained Trajectories (PACT), a self-evolving post-training framework that projects pretrained diffusion policies onto constraint-feasible regions without accessing demonstration data or task rewards. PACT distills constraint gradients into the diffusion model through a reverse-KL objective with dense supervision across timesteps. It incorporates a curriculum that progressively tightens constraints while maintaining theoretically bounded policy shift and monotone improvement, mitigating the safety-performance trade-off from catastrophic forgetting. On simulated and real-world embodied manipulation benchmarks, PACT significantly reduces safety violations by 31.0% on average while improving task success by 30.7%.
Lingxuan Wu, Zijian Zhu, Lizhong Wang +5
Jun 4, 2026cs.LG

DOG-DPO:Dynamic Optimization in Geometry for Safety Alignment

Safety alignment for large language models relies on preference data, but current pipelines often train on large, redundant datasets. Existing data selection methods typically score each preference pair independently, collapsing directional preference information into scalar quality or diversity scores. This sample-centric view is especially limiting in multi-dataset settings, where shared safety directions coexist with dataset-specific residual risks. We propose DOG-DPO, a training-free data selection framework that treats preference pairs as structured geometric signals. DOG-DPO first represents each preference pair as a direction in model representation space. It then decomposes multi-dataset preference geometry into a global anchor subspace and dataset-specific residual subspaces. Finally, it selects subsets by maximizing diversity-based coverage, encouraging broad, non-redundant coverage of alignment directions before DPO training. Across six safety benchmarks and two model backbones, DOG-DPO achieves a strong utility-robustness trade-off using only 11% of the preference pairs. It recovers most of the safety gains of full-data training while remaining entirely teacher-free, training-free, and substantially faster than representative selection baselines.
Yi Nian, Tiankai Yang, Yudi Zhang +7
Jun 4, 2026cs.SD

SpeechJBB: Probing Safety Alignment and Comprehension in Large Audio Language Models under Code-Switched Speech

Large audio language models (LALMs) are increasingly deployed in real-world applications, yet their safety alignment is still primarily evaluated on monolingual, text-based harmful prompts. This leaves their generalizability under multilingual and spoken settings, particularly code-switched speech, largely underexplored. To address this gap, we introduce SpeechJBB, an audio jailbreak dataset for benchmarking across multiple state-of-the-art LALMs. The extent of safety weaknesses is further probed by introducing an augmented setting where phonologically plausible pseudo-words are inserted around safety-critical terms to simulate localized obfuscation. Across models, code-switched harmful audio yields substantially high jailbreak success rates (JSR), with non-English monolingual and non-English code-switched pairs exhibiting the highest attack success. Pseudo-word insertion further reduces refusal rates, which demonstrates that natural-sounding obfuscation can effectively bypass safety policies.
Virginia Ceccatelli, Yejin Jeon, David Ifeoluwa Adelani
Jun 4, 2026cs.LG

Consistency Training Along the Transformer Stack

Consistency training encourages models to behave similarly across different contexts, and has shown promise for reducing misalignment. We broaden the scope of consistency training in two ways. First, we introduce two new internal consistency targets: MLP Consistency Training (MLPCT), which matches post-activation MLP states, and Attention Consistency Training (AttCT), which matches per-head attention distributions. Second, we apply consistency training to four additional safety threats: persona in-context learning attacks, adversarial frustration, prefill attacks, and conditional misalignment. Across several models and threat settings, we find that consistency training reduces misalignment well beyond the sycophancy and jailbreak settings studied in prior work. We also find cases of cross-threat generalization, where training against one failure mode improves robustness to another, and identify a shared residual-stream mechanism underlying ACT, MLPCT, and AttCT, while distinguishing BCT as mechanistically distinct. Our results suggest that consistency training is a flexible and extensible framework for alignment, capable of unifying defenses against a broader class of model pathologies.
Sukrati Gautam, Neil Shah, Arav Dhoot +7
Jun 4, 2026cs.AI

Safety Paradox: How Enhanced Safety Awareness Leaves LLMs Vulnerable to Posterior Attack

Large language models (LLMs) are rigorously aligned to refuse harmful requests, a process that inherently cultivates a latent capacity to evaluate and recognize unsafe content. In this work, we reveal that this advanced safety awareness inadvertently introduces a fatal vulnerability. We introduce Posterior Attack, a single-query jailbreak that bypasses guardrails by prompting the model to generate the exact harmful response its internal classifier would normally flag as unsafe. Through extensive empirical evaluation across 30 open-source LLMs (up to 35B parameters in size) and frontier models (e.g., GPT-5, Claude 4.6), we observe a striking phenomenon: models with superior safety-judgment capabilities are disproportionately more susceptible to this exploitation. To explain this, we formalize the Safety Paradox, analytically showing that monotonic improvements in safety alignment naturally amplify posterior vulnerability. Finally, we establish a causal link via reinforcement learning interventions, exemplifying that artificially degrading a model's safety judgment immunizes it against the attack, whereas enhancing judgment exacerbates the vulnerability. Our findings highlight potential flaws in current alignment paradigms, indicating that defense mechanisms may require further structural refinement.
Long P. Hoang, Hai V. Le, Shaoyang Xu +2
Jun 3, 2026cs.AI

Inference-Time Vulnerability Beyond Shallow Safety: Alignment Along Generation Trajectories

Safety-aligned Large Language Models (LLMs) remain vulnerable to interventions during inference that redirect generation toward harmful outputs. Recent work attributes this to shallow safety, where alignment concentrates in the first few output tokens. We show that shallow safety is a special case of a broader inference-time vulnerability, in which short token injections at any generation step can substantially alter subsequent safety behavior. We also find that a model's alignment with refusal directions in its hidden states does not predict its robustness to such injection, revealing that internal state alone does not determine generation behavior under perturbation. To address this, we align models directly on generation trajectories constructed by simulating mid-sequence perturbation, and show that this improves robustness to mid-sequence injection and generalizes to attacks that exploit early-token generation. Our work argues that robust safety alignment requires training on the generation process itself, not only its outputs.
Kyungmin Park, Taesup Kim
Jun 2, 2026cs.LG

When Autoregressive Consistency Hurts Safety Alignment

Safety alignment in large language models (LLMs) is fragile in part because it is often shallow: fine-tuning mainly reshapes the model's behavior near the first few output tokens. We argue that this phenomenon can be understood through autoregressive consistency, the tendency of next-token prediction to preserve and extend the current response trajectory consistently. By analyzing the learning dynamics of safety alignment, we show that autoregressive consistency can concentrate alignment updates on early tokens, offering a mechanistic explanation for shallow safety alignment. The same mechanism also predicts a broader class of attacks on LLMs: attacks that induce harmful continuation states at arbitrary positions in the output trajectory. As a concrete example, we introduce random insertion attack, which inserts a short harmful span into an otherwise safe refusal trajectory and exploits autoregressive consistency to sustain the resulting harmful branch, thereby bypassing safety alignment. Notably, a short harmful span can redirect the generation to be harmful even after a long refusal prefix, highlighting autoregressive consistency as a potential broader failure mechanism. This suggests that safety alignment should also break harmful autoregressive consistency throughout the output trajectory. We therefore propose adversarial safety alignment, an initial framework based on worst-case harmful continuation states, and instantiate it with random worst-insertion training. Overall, our results suggest that autoregressive consistency should be treated as a central consideration in both safety alignment and attack design.
Bochen Lyu, Yiyang Jia, Xiaohao Cai +1
Jun 2, 2026cs.CL

Exploring Adversarial Robustness and Safety Alignment in Multilingual Multi-Modal Large Language Models

Multimodal Large Language Models integrate visual perception into language reasoning, introducing a continuous attack surface susceptible to adversarial attacks. Prior work on MLLM robustness has focused largely on English-centric tasks, leaving multilingual behaviour unexplored. We address this gap through a systematic study of adversarial robustness and multimodal safety across 12 diverse languages, evaluating open-source MLLMs that acquire multilingual capability through instruction tuning. Gradient-based attacks reveal a transferable multilingual vulnerability: adversarial images optimized in one language continue to induce failure in others, demonstrating strong cross-lingual transferability. Multilingual safety further varies with how effectively a model retrieves or interprets harmful instructions. When harmful intent is issued through text, languages with stronger linguistic grounding more often elicit misuse-enabling responses, while weaker languages produce fewer unsafe outputs. When embedded in the image as typographic content, English scripts are reliably recognised and followed, whereas non-English scripts are rarely parsed by the vision encoder. Lower-resource languages may therefore appear safer, but this is an artefact of comprehension and visual-grounding failures rather than genuine alignment, a phenomenon we term safety-by-failure. In contrast, MLLMs that build multilingual capability throughout their training stages rather than only at instruction tuning, such as Qwen3-VL, exhibit genuine cross-lingual safety, maintaining active refusal across languages rather than masking comprehension failure. Shallow multilingual adaptation, such as fine-tuning on translated instruction data, may produce surface-level understanding that creates illusory safety in low-resource languages; deeper integration across training stages leads to genuine multilingual safety alignment.
Hashmat Shadab Malik, Muzammal Naseer, Salman Khan
Jun 2, 2026cs.AI

SafeGene: Reusable Adapters for Transferable Safety Alignment

Open-weight LLMs are increasingly fine-tuned into customized assistants, but downstream fine-tuning can weaken safety alignment and make models more vulnerable to malicious prompts, even when the training data is not intentionally harmful. This creates a recurring safety recovery problem as target models are repeatedly updated with new task data or user interactions. We propose SafeGene, a reusable safety-adapter module designed for cross-task reuse within each architecture-compatible model family. Rather than treating safety recovery as a model-specific repair step, SafeGene treats safety capability as an independent, reusable adapter representation decoupled from task-specific updates. This representation is obtained from aligned--degraded model discrepancies, refined into task-transferable safety vectors through data-aware layer selection, and expressed in each downstream task-adapted model via few-shot layer-wise coefficient recalibration. Experiments across multiple model families, downstream tasks, and safety judges show that SafeGene-enhanced models reduce harmful response rates while maintaining downstream performance, outperforming representative safe adaptation methods in safety--utility trade-off.
Yanghan Wang, Zhiqiang Kou, Fu Feng +2
Jun 2, 2026cs.LG

Constitutional On-Policy Safe Distillation

On-policy self-distillation (OPSD) has emerged as an efficient post-training paradigm by using a teacher conditioned on privileged information to provide dense token-level supervision. Prior work has shown that OPSD can collapse in verifiable reasoning tasks, but safety alignment differs in that it is guided by high-level constitutions rather than explicit target answers, making it a natural setting to revisit dense distillation. However, our pilot study show that safety OPSD still suffers from severe collapse: constitutional conditioning contracts the teacher distribution toward short and overly conservative responses, and Reverse KL further amplifies this contraction into reduced expressiveness. We formalize this effect as geometric leakage under safety boundaries in a non-orthogonal semantic space, where safety pressure transfers into the expressiveness dimension. Based on this analysis, we propose Constitutional On-Policy Safe Distillation (COPSD), which first calibrates the teacher through a Cross-SFT cold-start and then performs constitution-conditioned on-policy distillation. Experiments on 12 benchmarks show that COPSD achieves a consistently stronger safety--helpfulness trade-off than baselines while substantially reducing the safety tax on general reasoning ability.
Ming Wen, Yuxuan Liu, Kun Yang +8
Jun 1, 2026cs.AI

SafeSteer: Localized On-Policy Distillation for Efficient Safety Alignment

Aligning Large Language Models (LLMs) with human values often degrades their general capabilities, termed the alignment tax. Existing methods mitigate this by balancing dual objectives, which heavily rely on massive general-purpose data or auxiliary reward models. In this paper, we argue that, because safety features are inherently sparse within the output distribution, alignment requires localized modifications rather than global trade-offs. To this end, we propose SafeSteer, which performs on-policy distillation confined to safety tokens. First, we construct a safety teacher via activation steering. Based on this teacher, we develop a safety token selection algorithm. Consequently, SafeSteer restricts the reverse KL penalty to these tokens during training to preserve general capabilities. Experimental results across diverse models show that our SafeSteer achieves a superior trade-off between safety and general capability compared with existing methods, attaining strong safety performance on seven safety benchmarks with only minimal degradation on five general capability benchmarks. Notably, SafeSteer requires only 100 harmful samples without using any general-purpose data, less than 1% of what previous baselines used, considerably reducing alignment cost. More details are on our project page at https://anjingkun.github.io/SafeSteer.
Hao Li, Jingkun An, Zijun Song +8
May 30, 2026cs.CR

Cross-Generational Transfer of Adversarial Attacks Reveals Non-Monotonic Safety Alignment in LLMs

Safety alignment in LLMs does not improve monotonically across model generations. Studying four generations of Google's Gemma family (7B-31B) with quality-diversity evolution (MAP-Elites) as an automated red-teaming probe, we find that Gemma 3 (12B) exhibits 68.7% +/- 5.7% attack success rate (ASR; mean +/- std, 3 seeds), significantly higher than its predecessor Gemma 2 (45.5% +/- 7.2%; p = 0.030, paired bootstrap) and its successor Gemma 4 (33.9% +/- 1.8%). Replaying evolved attack archives across generations reveals that attacks from other generations transfer to Gemma 3 at 44-46% but only 14-18% to Gemma 4, indicating that Gemma 4's safety gains generalize beyond the attack distributions evolved against earlier generations. Under our 8B judge, copyright and cybercrime vulnerabilities register at near-100% across all generations, though a second-judge audit (Section 6) suggests the copyright result is sensitive to judge choice. Misinformation ASR jumps from 29% to 99% between Gemma 2 and Gemma 3 and remains elevated at 77% in Gemma 4, indicating the regression was not fully addressed. These patterns are invisible to static benchmarks and emerge only through adaptive, longitudinal probing. All experiments use 3 random seeds with a unified self-hosted judge; code and artifacts are available at https://github.com/bassrehab/red-queen.
Subhadip Mitra
May 30, 2026cs.LG

Dialectics of Alignment: Harnessing Unsafe Knowledge for Dynamic Safety Routing

The prevailing paradigm in large language model (LLM) alignment operates via erasure, filtering unsafe data or training models to strictly refuse harmful prompts. While effective at reducing immediate toxicity, this approach fundamentally constricts the model's epistemological scope, resulting in over-cautious systems that output uninformative blanket refusals to sensitive yet benign queries. In this work, we challenge the orthodoxy that unsafe data must be discarded. We propose a dialectical approach to alignment, positing that unsafe data encodes rich, domain specific knowledge critical for nuanced, safe, and informative generation. To operationalize this, we introduce SafeMoE, a Mixture-of-Experts (MoE) framework that isolates unsafe knowledge into domain-specific Low-Rank Adapters (LoRA experts) trained exclusively on harmful corpora. To synthesize safety from these unsafe primitives, we train a lightweight gating network using a minimal, highly curated set of safe-informative responses. During inference, this router dynamically orchestrates the unsafe experts, effectively steering the generation trajectory to harness their deep domain knowledge while strictly enforcing safety constraints. Extensive empirical evaluations across stringent safety benchmarks demonstrate that SafeMoE is not only safer, achieving over a 20% relative improvement in safe response rate (more than a 15% absolute gain), but also produces more informative responses when safety and harmfulness are of paramount concern. Furthermore, the routing mechanism exhibits strong zero-shot generalization to unseen domains and broader safety tasks without domain-specific supervision. Our findings suggest a paradigm shift in alignment: true safety requires not the masking of unsafe knowledge, but its controlled integration.
Maryam Hashemzadeh, Jerry Huang, Minseon Kim +2
May 30, 2026cs.LG

MESA: Improving MoE Safety Alignment via Decentralized Expertise

Mixture-of-Experts (MoE) architectures scale Large Language Models (LLMs) efficiently, enabling greater capacity with reduced computational cost by dynamically routing inputs to relevant experts, yet introduce a critical vulnerability: Safety Sparsity, where safety capabilities concentrate in few experts, making them susceptible to adversarial bypassing. Meanwhile, conventional alignment methods uniformly adapt all parameters, ignoring their functional differences and inadvertently degrading performances. To address these challenges, we propose MESA (MoE Safety Alignment), a targeted alignment framework for MoE-based LLMs that strategically decentralizes safety responsibility to maximize coverage while minimizing interference with utility. Based on Optimal Transport (OT) theory, MESA operates through two mechanisms: (1) Expert Capacity Reallocation uses a transport cost matrix to distribute safety duties to the most cost-effective experts, and (2) Dynamic Routing Refinement constrains the router to precisely activate these decentralized modules. Experiments show that MESA achieves robust defensive performance against varied harmful benchmarks while preserving helpfulness. Code is available at https://github.com/lorraine021/MESA.
Yitong Sun, Yao Huang, Teng Li +5
May 29, 2026cs.AI

COMPASS: Cognitive MCTS-Guided Process Alignment for Safe Search Agents

LLM-powered search agents enable multi-step reasoning and tool use. However, these capabilities introduce retrieval-induced safety degradation, as harmful intents may decompose into seemingly innocuous sub-queries that lead to unsafe outcomes. Existing alignment methods struggle to capture sparse safety signals and fail to supervise diverse violations across multi-step interactions. We propose COMPASS, a Cognitive MCTS-Guided Process Alignment framework designed to achieve robust safety alignment throughout the agent workflow while preserving general utility. COMPASS integrates cognitive tree exploration (CTE) to efficiently synthesize stealthy attack trajectories, and introspective step-wise alignment (ISA) to isolate risky intermediate actions for fine-grained process supervision. Empirical results show that COMPASS achieves a favorable safety-utility trade-off while requiring substantially less training data.
Wenkai Shen, Pengyang Zhou, Jiahe Xu +5
May 29, 2026cs.CR

Persona Attack: Incremental Memory Injection Jailbreak Attack against Large Language Models

As Large Language Models evolve for user convenience, vulnerability to jailbreak attacks continues to be reported despite ongoing efforts in safety training. Traditional jailbreak techniques typically focus on a single prompt injection, neglecting the models' ability to remember the flow of conversation and the user's instructions. In this paper, we propose Persona Attack, a memory injection based jailbreak method that manipulates the model's context window through a step by step approach. Experimental results from applying Persona Attack to several widely used LLMs reveal that, as injections accumulate in memory, models increasingly prioritize these instructions over their internal safety alignment mechanisms. Furthermore, our experiments empirically demonstrate that the attack success rate varies not only according to the memory implementation of the model, but also combinations of instructions and can reach 95% under specific instruction configurations.
Junyoung Park, Seongyong Ju, Sunghwan Park +1
May 28, 2026cs.CL

Configurable Reward Model for Balanced Safety Alignment

Aligning large language models (LLMs) to heterogeneous and rapidly evolving safety requirements remains a critical challenge. Existing instruction-tuned LLMs and standalone safety classifiers often fail to generalize to new safety configurations, motivating the need for Reward Models (RMs) that are explicitly configurable to changing specifications. We introduce the Configurable Safety Reward Model (CSRM), which is jointly optimized for calibrated safety compliance and reward modeling. Our approach is supported by configuration-targeted data augmentation that enforces instruction adherence while preserving relative severity structure. The resulting RM is sensitive to fine-grained safety configurations and conversational nuances, substantially improving generalization to previously unseen safety configurations. CSRM achieves state-of-the-art performance on recent configurable safety benchmarks, including CoSApien (94.6% F1) and DynaBench (75.8% F1), without requiring additional human annotation. When used for downstream safety alignment, CSRM yields LLMs with a significantly improved helpfulness-safety tradeoff compared to existing baselines.
Zhengping Jiang, Mehran Khodabandeh, Akash Bharadwaj +5
May 28, 2026cs.AI

AgentDoG 1.5: A Lightweight and Scalable Alignment Framework for AI Agent Safety and Security

Modern open-world agents such as OpenClaw exhibit powerful cross-environment execution capabilities yet introduce broad new safety risk sources. Meanwhile, advanced frontier AI models drastically lower attack barriers, rendering current agent alignment frameworks inadequate for real-world deployment. To tackle these emerging threats, we propose a lightweight and scalable agent safety alignment framework. Specifically, we update the agent safety taxonomy to accommodate emergent risks from Codex and OpenClaw execution scenarios. We further build a taxonomy-guided data engine with influence-function purification to train lightweight AgentDoG 1.5 variants (0.8B, 2B, 4B, and 8B parameters) using only around 1k samples, achieving comparable performance with leading closed-source models (e.g., GPT-5.4). Based on AgentDoG 1.5, we construct a highly efficient agentic safety SFT and RL training environment, which reduces deployment overhead in Docker-level environments by two orders of magnitude. Finally, we deploy AgentDoG 1.5 as a training-free online guardrail for real-time safety moderation. Extensive experimental results indicate that AgentDoG 1.5 achieves state-of-the-art performance in diverse and complex interactive agentic scenarios. All models and datasets are openly released.
Dongrui Liu, Yu Li, Zhonghao Yang +47
May 28, 2026cs.CL

Understanding Safety-Sensitive Expert Behavior in Mixture-of-Experts LLMs

Mixture-of-Experts (MoE) LLMs rely on sparse, router-driven expert activation, yet how safety alignment interacts with routed expert specialization remains underexplored. A common intuition is that safety behavior may be controlled by routing harmful requests to distinct refusal-oriented experts. In this work, we provide empirical evidence for a different picture: routing patterns in aligned MoE LLMs are largely topic-driven, while safety behavior can be altered with little change to the model's intrinsic routing path. Motivated by this observation, we present RASET (Router-Agnostic Safety-critical Expert Tuning), a red-teaming framework that probes safety enforcement that is localized in a small subset of experts while preserving the model's intrinsic routing behavior. RASET identifies safety-critical experts via a contrastive routing-sensitivity criterion and applies parameter-efficient tuning only to the selected experts, minimizing semantic disruption relative to router-steering interventions. These results reveal a distinct MoE safety risk, highlighting the need for expert-aware alignment mechanisms.
Zhibo Zhang, Yuxi Li, Zhen Ouyang +2
May 28, 2026cs.AI

Aligned but Fragile: Enhancing LLM Safety Robustness via Zeroth-Order Optimization

Safety alignment for large language models (LLMs) aims to reduce harmful or unsafe behavior while preserving general utility. However, recent findings reveal that alignment effects can be fragile: lightweight post-alignment manipulations, such as parameter noise, activation noise, or quantization, can easily weaken the intended safety behavior. Prior efforts to improve robustness have primarily focused on data curation, modified alignment objectives, and safety-critical parameter identification, leaving the role of the optimizer itself largely unexplored. In this paper, we are the first to study the robustness of safety alignment from the perspective of the base optimizer. This optimizer-centric view naturally points to zeroth-order optimization, which provides a robustness-oriented signal by evaluating safety alignment under perturbations. Based on this insight, we propose a hybrid framework that first performs standard first-order safety alignment and then applies zeroth-order refinement to improve robustness. Both theoretically and empirically, we show that only a few zeroth-order refinement steps can enhance robustness while preserving safety alignment. We further improve the efficiency of zeroth-order refinement by exploiting its inherent perturbation-based evaluations to estimate layer-wise robustness sensitivity, enabling the refinement process to concentrate updates on robustness-critical layers with modest training overhead.
Zhihao Liu, Yifan Wu, Jian Lou +3
May 28, 2026cs.CL

Relevance as a Vulnerability: How Web Retrieval Degrades Safety Alignment in LLM Agents

AI agents augment large language models with external tools such as web retrieval, enabling grounded and up-to-date responses. However, incorporating external content into the generation pipeline can weaken the safety alignment mechanisms that govern model outputs. Prior work shows that enabling retrieval in agents increases compliance with harmful requests. We introduce AgentREVEAL, a diagnostic framework for analyzing retrieval-induced safety degradation in LLM agents. The framework examines two axes: how retrieval is integrated into the agent pipeline and the properties of the retrieved content. Along the integration axis, we find that binding tool invocation and response generation in a single step amplifies harmful outputs. Along the content axis, we uncover the Safe Source Paradox: even oppositional or safety-oriented sources, such as pages containing warnings or risk disclaimers, can increase harmful compliance by an average of 25% compared to the no-retrieval baseline. Finally, we show that relevance acts as a shared activation condition for both vulnerabilities. Similar patterns appear on frontier closed models, and harmful compliance remains elevated under several representative pipeline interventions, with some agents also entering this regime under autonomous retrieval. Because relevance is also what makes retrieval useful, these results expose a safety-utility trade-off for retrieval-enabled agents. We introduce HarmURLBench, a benchmark containing 1,405 real-world URLs paired with 320 harmful behaviors to support future evaluations.
Aditya Nawal, Manit Baser, Mohan Gurusamy
May 25, 2026cs.LG

Curriculum Learning for Safety Alignment

Direct Preference Optimisation (DPO) is widely used for safety alignment in large language models. However, prior work shows it is brittle and exhibits poor out-of-distribution (OOD) generalisation. In this paper, we investigate whether Curriculum Learning can improve the robustness of DPO-based safety alignment. We propose Staged-Competence, a curriculum-based framework that organises preference data by difficulty, employs competence-based sampling, and progressively updates the reference model during training. Averaged across three model families, Staged-Competence reduces OOD harmful response rates by 16% and jailbreak attack success rates by 20%, while preserving general capabilities with near-zero over-refusal. We further show that Staged-Competence (1) matches baseline safety with only 75% of the training data and (2) yields better separation between safe and unsafe responses. Staged-Competence is agnostic to the policy optimisation loss and can extend to other DPO variants and alignment domains. Our code and data are available at https://github.com/Sandeep5500/curriculum-learning-for-safety.
Sandeep Kumar, Virginia Smith, Chhavi Yadav
May 23, 2026cs.LG

Measuring Alignment-Induced Activation Shifts Correctly: A Template-Controlled Difference-in-Differences Protocol

Comparing a model's internal activations before and after alignment is a natural way to ask what safety training changes: one forms the matrix of paired aligned-minus-base activations on safety-relevant inputs and reads off its effective rank or top direction. We show the obvious way to form this matrix is confounded. The aligned model is evaluated under a chat template the base model never saw, so the naive difference conflates the alignment shift with chat formatting. We introduce a four-variant decomposition of the modification matrix (naive, template-controlled, within-aligned, and difference-in-differences, DiD) that separates the two effects. Template control alone removes a 2.0-3.9x inflation of the measured effective rank across Llama-3.1-8B, Gemma-2-9B, and Qwen-2.5-7B; the DiD contrast is what recovers the refusal direction of Arditi et al. (2024), lifting its cosine alignment from 0.18-0.39 to 0.50-0.86. Projection-ablation across the three families confirms the recovered subspace is behaviorally active and that singular-value order is not causal order. We validate the protocol on a controlled testbed and distill it into measurement recommendations for activation-difference studies of alignment.
Yuki Nakamura
May 22, 2026cs.AI

Palette: A Modular, Controllable, and Efficient Framework for On-demand Authorized Safety Alignment Relaxation in LLMs

Current safety alignment of foundation models largely follows a \emph{one-size-fits-all} paradigm, applying the same refusal policy across users and contexts. As a result, models may refuse requests that are unsafe for general users but legitimate for authorized professionals, limiting helpfulness in specialized professional settings. Existing approaches either require costly realignment or rely on inference-time steering that suffers from imprecise control and added latency. To this end, we propose \textsc{Palette}, a modular, controllable, and efficient framework that selectively relaxes refusal behavior on authorized target domains while preserving standard safety elsewhere. Our method identifies a refusal direction via multi-objective search and internalizes it into the model through lightweight adaptation. \textsc{Palette} further supports modular composition: it learns domain-specific safety controls independently and composes them through parameter merging, enabling on-demand multi-domain authorization without retraining. Experiments across four safety benchmarks, multiple model variants, and both LLMs and VLMs show that \textsc{Palette} delivers precise safety control without sacrificing general utility, offering a practical path toward foundation models that adapt to diverse professional needs.
Qitao Tan, Xiaoying Song, Arman Akbari +7
May 20, 2026cs.LG

On-Policy Consistency Training Improves LLM Safety with Minimal Capability Degradation

Aligned models can misbehave in several ways: they are often sycophantic, fall victim to jailbreaks, or fail to include appropriate safety warnings. Consistency training is a promising new alignment paradigm to mitigate such failures by training invariants into the model using contrastive input pairs. Existing consistency training procedures generate the supervision signal once, offline, and use supervised fine-tuning (SFT) to update the model. Unfortunately, the resulting models tend to merely memorize the surface forms of the training distribution and thus generalize poorly and regress in their capabilities. We introduce On-Policy Consistency Training (OPCT), a new consistency training approach where the objective is computed over the model's own responses to prompts, supervised by itself conditioned on corresponding contrastive prompts. We evaluate OPCT on three safety axes: sycophancy, jailbreaking, and safety awareness. Across three model families, OPCT outperforms its SFT counterpart on all safety desiderata. It nearly halves the sycophancy rate relative to baseline (8.1% vs. 15.4%, compared to 11.2% for SFT). Under an adaptive per-target attacker, OPCT holds jailbreak defense success near 99% on held-out jailbreak behaviors, whereas SFT achieves 87% on average. On safety awareness, OPCT outperforms SFT in two out of three models, and matches it on the other. OPCT also largely avoids the capability regressions that SFT induces, such as a 28-point drop on MATH-500. Our results suggest that consistency training is best implemented as OPCT rather than as SFT, especially when generalization beyond the training distribution is desired.
Andy Han, Kristina Fujimoto, Avidan Shah +5