Convergence

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Period ending 2026-09-21

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A weekly snapshot of new work published in Convergence.

101 papers

Latest in Convergence

Sep 16, 2026cs.LG

A Convergence Framework for Deep VV-Learning: Error Propagation and Sharp Action-Gap Bounds

We establish convergence bounds for deep VV-learning with horizon HH. The algorithm fits a scalar value function to targets from executed transitions and selects actions using a predictive model and the value function. For current observed-successor targets with fresh true-kernel outcomes, the conditional mean is TβV\mathcal{T}^βV, which averages over behavior-policy actions. The Bellman optimality update is TV\mathcal{T} V. We decompose the update error into six residuals: fitting, transition reuse, target construction, replay, action selection, and exploration. Under LsL^s concentrability, their LpL^p norms (p=s/(s1)p=s/(s-1)) control expected L1L^1 policy loss. The bound explicitly weights residuals from only the last H1H-1 update blocks, plus an initialization term for shorter runs. We quantify the cost of a shared sampling distribution across horizon levels. For statistical error bounds of order nνn^{-ν}, we derive optimal continuous allocations and an integer allocation whose objective is within a factor 2ν2^ν of the constrained optimum. A margin condition with exponent αα gives action error of order Λ1+α/pΛ^{1+α/p}, where ΛΛ combines network drift and score error; a one-step construction proves the exponent sharp. Bounds on the distance between frozen and optimal scores transfer an optimal-gap condition to frozen-iterate gap bounds while retaining the mass of optimal ties. Survival probabilities and coverage conditions at deployment yield bounds for policies selected with approximate scores. Separate spatial ReLU networks per horizon level give a conditional neural regression rate, and the finite-state case gives a log-free expected fit rate. These results give expected policy-loss consistency for the fixed-horizon generative-reset approximate-ERM procedure with exact action scores and provide an explicit residual-decay criterion for FIFO/interleaved SGD.
Yury Kolomeytsev
Sep 16, 2026stat.ML

Preservation of Log-Concavity and Convergence of Wasserstein-Fisher-Rao Gradient Flows

We study the convergence of Wasserstein-Fisher-Rao (WFR) gradient flows for sampling from probability distributions known up to a normalisation constant. By combining Wasserstein transport with Fisher-Rao birth-death dynamics, WFR flows balance exploration and selection. These flows have been recognised as a promising mechanism to accelerate convergence beyond Langevin dynamics. We show that for a class of strongly log-concave target distributions satisfying additional curvature conditions, WFR flows preserve strong log-concavity, in contrast to Wasserstein flows which enjoy this property only in the Gaussian setting. Exploiting this result, we derive explicit non-asymptotic convergence rates for the symmetrised Kullback-Leibler divergence, without requiring a warm-start as required in current estimates. In particular, we show that the convergence rate decomposes additively into Wasserstein and Fisher-Rao contributions, thereby confirming a recent conjecture within this setting. These results provide refined convergence guarantees and further develop the theoretical foundations of WFR gradient flows for sampling and Bayesian inference.
Francesca Romana Crucinio, Sahani Pathiraja
Sep 14, 2026cs.LG

How I learned to stop worrying and love StopGrads: Stationarity, Convergence, and a case study on Flow Map Learning

Stopgrads are widely used in training machine learning models, but stopgrads can alter the gradient, stationary points and convergence guarantees of the original objective, which can make stopgrad training theoretically ungrounded. We introduce a stopgrad regression principle, which identifies a general template for stopgrad objectives with a closed-form characterization of stationary points and their uniqueness, unifying stopgrad objectives for flow maps, reinforcement learning, and diffusion samplers. We provide theoretical grounding for optimizing stopgrad flow map objectives by showing their unique stationary point is the true flow map, and showing positive convergence results for Eulerian and Lagrangian objectives, including MeanFlow and improved MeanFlow. Remarkably, we show that under functional semi-gradient flow, the learned flow map has a closed-form expression composing the initial flow map and the true flow map. We additionally use our stopgrad regression principle to propose modified stopgrad placements for flow map objectives which reduce training memory by 2x.
Max W. Shen, Mark Goldstein, Zichu Wang +2
Sep 14, 2026cs.LG

Convergence of Stochastic Gradient Methods under Heavy-Tailed Noise and H"{o}lder Smoothness

Classical convergence guarantees for stochastic gradient methods typically assume Lipschitz-smooth objectives and finite-variance gradient noise, both frequently violated in practice. In contrast, we study nonconvex stochastic optimization under the joint relaxation of these assumptions: objectives with (L,s)(L,s)-H"older continuous gradients, s(0,1]s\in(0,1], and gradient noise satisfying only a bounded α\alpha-th moment condition for α(1,2]\alpha\in(1,2]. We establish three convergence results. Firstly, that standard SGD converges at rate O(Ts/(1+s))O(T^{-s/(1+s)}) whenever α1+s\alpha\ge1+s, extending the classical nonconvex SGD rate to heavy-tailed noise and H"older smoothness simultaneously. Secondly, we analyze δ\delta-regularized gradient clipping (δ\delta-GClip), a provable trainer of wide and deep nets, and establish a stationarity rate of O(T2s(α1)/[(1+s)(2α1)])O(T^{-2s(\alpha-1)/[(1+s)(2\alpha-1)]}) under the same condition. Thirdly, we analyze standard gradient clipping (G-Clip) and show that it recovers the above rate for α1+s\alpha\ge1+s while in the very heavy-tailed regime α<1+s\alpha<1+s, it has a convergence rate O(T2s(α1)/[(α1)+s(2α1)])O(T^{-2s(\alpha-1)/[(\alpha-1)+s(2\alpha-1)]}) --- the first convergence guarantee in this regime for any stochastic gradient based method.
Misbah Uz Zaman, Anirbit Mukherjee
Sep 8, 2026cs.IT

Non-Coherent Over-the-Air Federated Learning: Protocol, Convergence, and Device Scheduling

To mitigate the scalability bottleneck in the radio access network (RAN) in federated edge learning (FEEL), over-the-air federated learning (AirFL) exploits waveform superposition over multiple-access channels (MACs) for analog model aggregation. However, coherent AirFL typically relies on stringent PHY-layer conditions such as accurate channel state information (CSI), tight time/frequency synchronization, and frequent transceiver calibration for signal alignment. However, these requirements, if not impossible to be met, incur substantial communication and computation overhead. In this paper, we propose a non-coherent AirFL (NCAirFL) protocol over a broadband single-antenna MAC, leveraging binary dithering, unbiased non-coherent detection, and long-term error feedback to waive the need for instantaneous CSI. For NCAirFL with general smooth non-convex objectives and a constant learning rate, we establish a convergence bound achieving the convergence rate in the same order of O(1/T)\mathcal{O}(1/\sqrt{T}) as communication-ideal FedAvg, where TT is the total number of communication rounds. To further improve communication efficiency under data and wireless resource heterogeneity, we also derive a lower bound on the expected single-round objective decrease in the global loss conditioned on device scheduling, building upon which a surrogate objective function is obtained for jointly optimal device selection and power control. Experimental results on MNIST and CIFAR-10 corroborate that NCAirFL achieves learning performance close to FedAvg in practical settings, with the proposed device scheduling policy substantially accelerating convergence.
Haifeng Wen, Nicolò Michelusi, Osvaldo Simeone +2
Sep 7, 2026cs.LG

Parallelism Strategy Chaining for Fast Training Convergence

Selecting a parallelism strategy - the configuration of data, tensor, and pipeline parallelism degrees together with micro- and global-batch sizes - largely determines the training efficiency of large language models. State-of-the-art methods search for a parallelism strategy offline and select the single strategy that minimizes per-iteration time. But we find that they neglect the target validation perplexity and time-to-perplexity (TTP). In particular, our analysis reveals that the best strategy yielding the fastest perplexity improvement changes multiple times during training. As a result, state-of-the-art methods are 1.8-11.4x slower in TTP than the strategy sequence that selects the best strategy at each iteration. This paper proposes CONA, a new training method that introduces online strategy chaining. Instead of a single strategy selected offline, CONA ranks candidate strategies during training using a surrogate metric built from compute throughput and gradient statistics, and switches the current strategy to a new strategy with a higher metric. In our evaluation with GPT-3 1.3B, BERT-Large, and Llama-3.2-1B, CONA reaches the target validation perplexity 1.4-9.6x faster than state-of-the-art methods. Moreover, CONA closely tracks the perplexity achieved by the sequence that selects the best strategy at each iteration, within 2.6%.
Minchul Kang, Changyong Shin, Younghun Go +4
Sep 3, 2026math.NA

Spectral Convergence of Random Feature Method in Multiple Dimensions

We first prove spectral convergence of the random feature method (RFM) for multidimensional targets in Sobolev, Gevrey, ultra-analytic, and bandlimited classes. The analysis establishes general high-probability approximation estimates in the interpolation scale generated by a kernel integral operator. On a single event determined only by the sampled features, one random space approximates every target in a prescribed source ball; moreover, for each target, a single coefficient vector defines an approximant that attains spectral accuracy simultaneously in all admissible error norms. For both regularity-adapted frequency distributions and uniform distributions on growing frequency windows, the resulting rates range from super-exponential to algebraic, depending on the regularity of the target. Second, we establish abstract error estimates for strong- and weak-form RFM discretizations, thereby converting the preceding approximation bounds into convergence estimates for multidimensional second-order elliptic boundary value and eigenvalue problems. Finally, for random feature matrices (RFMtxs), we prove super-exponential singular-value decay with Fourier features and exponential decay with tanh\tanh features, together with corresponding condition-number lower bounds. The analysis identifies a common mechanism: the same spectral approximation that yields high accuracy also drives severe ill-conditioning.
Pingbing Ming, Hao Yu
Aug 31, 2026cs.AI

RestoreBench: Can AI Agents Restore Power Flow Convergence?

Large Language Model (LLM) agents increasingly automate multi-step engineering workflows through tool use, interpretation of intermediate results, and iterative planning. Diagnosing and resolving non-convergent power flow cases is a promising yet largely unexplored application, as it requires engineering judgment, experimentation, and decision-making within constrained action spaces. We introduce a benchmark that evaluates these capabilities across multiple LLMs and three architectures: \emph{chatbot}, \emph{single agent}, and \emph{multi-agent} systems. The evaluation covers two power grids and 46 cases per grid, each requiring one or more corrective actions to restore convergence. The benchmark defines the simulation environment, observation and action spaces, and evaluation metrics, providing a reproducible foundation for developing agentic AI systems for power system planning and operation. The code is available at https://github.com/Mansutti081/RestoreBench
Riccardo Mansutti, Andrea Pomarico, Robert Jakob +3
Aug 12, 2026math.OC

Tight Nonasymptotic Local Convergence of Sinkhorn-Knopp

We revisit the Sinkhorn-Knopp (SK) algorithm for the matrix scaling problem. Despite extensive literature on the global convergence of SK and its variants, its local linear convergence behavior remains less understood. We address this gap by providing the first nonasymptotic local analysis of SK that matches the rate obtained from existing asymptotic Jacobian-based arguments. We show that under certain connectivity conditions, SK is a polynomial-time algorithm for doubly stochastic matrix scaling. With the developed tools, we showcase the local suboptimality of SK and provide accelerated variants. Finally, for dense matrices, we improve the complexity of existing first-order matrix scaling algorithms from O(n7/3ε2/3)O(\tfrac{n^{7/3}}{\varepsilon^{2/3}}) to O(n9/4ε)O(\tfrac{n^{9/4}}{\sqrt{\varepsilon}}).
Wenzhi Gao, Zhaonan Qu, Yinyu Ye +1
Aug 11, 2026cs.CL

Is Convergence Inevitable? Tracing Output Homogeneity Back to Base Models

The lack of diversity in LM content is widely attributed to the alignment process, but how and where exactly in the pipeline this collapse begins is unknown. We argue that output homogeneity is likely learned during the pretraining phase, and only \emph{revealed} or magnified during the alignment process. Specifically, we find that semantic convergence is observed from the first alignment stage--the instruction-tuning phase (SFT)--suggesting that homogeneity might already exist in the pre-alignment model. To investigate this, we conduct controlled SFT experiments examining how training data influences output convergence on specific input/output pairs. We find that convergence can be revealed and amplified, but not introduced by the SFT data, supporting its role as a catalyst rather than a cause. To further test whether homogeneity originates before alignment, we measure convergence in base models. We find that instruct-like collapse can be induced through prompting alone, even without alignment. Taken together, our results suggest that semantic convergence may arise naturally from the objectives underlying LM training, making it difficult to mitigate through post-alignment interventions alone.
Alexandrine Fortier, Hazel Chen, Peter West
Aug 10, 2026cs.MA

Distributed Team Orchestration via Supervisor Networks: Convergence, Optimality, and Resilience

In this paper, we study zero-sum potential team games with a supervisor network, where agents rely on supervisor-provided belief information rather than accurate common beliefs. The main challenge is that such belief information can be inaccurate because of supervisors' belief-estimation errors and the misreporting of joint actions by Byzantine teams. We propose the distributed team-orchestrating algorithm (DTOA), which combines team fictitious play with supervisor-based distributed belief learning. We prove the convergence of supervisors' belief estimates and establish that the induced learning dynamics converge to a near team-Nash equilibrium (TNE) in terms of the team-Nash gap (TNG). In the Byzantine setting, we consider a misreporting attack model and develop a Byzantine-resilient DTOA. We further provide probabilistic guarantees for Byzantine-team identification and establish an asymptotic bound on the honest TNG. Numerical experiments illustrate the theoretical findings, compare DTOA with baseline learning methods, and evaluate its performance in a Markov decision process setting.
Juntian Zhu, Guanpu Chen, Tongtian Zhu +3
Aug 7, 2026cs.MA

Mobility, Memory, and Network Structure in Agent-Based Models of Convention Tipping and Convergence

Tipping-point dynamics describe the critical conditions under which a committed minority drives a population to abandon an established convention in favor of a new one. We present a transparent agent-based model of this process, in which agents hold one of two behavioral states and a mobile committed minority attempts to overturn the incumbent convention. Our goal was to examine how localized mobility, bounded agent memory, and network topology jointly influence the tipping threshold. Using a custom agent-based simulation framework, we found that in many configurations, tipping becomes effectively inevitable: given sufficient time, the population always converges to the minority state. This observation motivated a complementary analysis focused on the pace of convergence rather than its feasibility. We introduce a unified predictive model that accurately estimates how structural and behavioral parameters determine the time required for complete adoption, showing that mobility is the dominant accelerator while memory and connectivity modulate convergence in systematic ways. Together, these results extend classical tipping-point research by linking structural and behavioral factors not only to the likelihood of convention change but also to the timescale on which it unfolds. While we frame the model in terms of convention-like binary behavioral adoption, the same mechanisms bear on norm change and other contagion-like social processes.
Joe Shymanski, Garrick Springer, Sandip Sen
Aug 7, 2026math.OC

Establishing Boundary KKT Convergence of Mirror Descent through Reparameterization

Sequence convergence to a boundary Karush--Kuhn--Tucker (KKT) point has long remained unclear for nonconvex mirror descent with Legendre kernels. The difficulty arises from the blow-up of the gradient of the Legendre kernel at the boundary. Recent work~\cite{dingtoh2026nonkkt} shows that mirror descent can accumulate at non-KKT boundary points despite decreasing objective values, precluding a convergence guarantee to KKT points in general. Despite this negative result, mirror descent remains effective in many real applications. Motivated by this contrast, we address the boundary difficulty directly and establish KKT convergence of mirror descent for a broad class of structured nonconvex problems. We analyze mirror descent in reparameterized variables, where the Hessian metric is flattened and remains nondegenerate as the boundary is approached. Under extension and definability conditions jointly coupling the objective, the Legendre kernel, and the feasible region, the reparameterized sequence has finite length and converges, thereby recovering convergence to a KKT point of the original sequence. Our general framework applies to some concrete instances: Shannon entropy, Fermi--Dirac entropy, and power kernels on polyhedron.
Kuangyu Ding, Kim-Chuan Toh
Aug 5, 2026cs.LG

Perturbation Sensitivity at Convergence: A Simple Signal for Identifying Spuriously Correlated Samples

Models trained by empirical risk minimization on data containing spurious correlations achieve high average accuracy while failing on subpopulations where the correlation does not hold. Existing methods for identifying the affected samples without group annotations rely on signals from early training, which requires locating the epoch at which to intervene, a hyperparameter typically selected using group-labeled validation data. We show that a usable signal is available after convergence, when loss no longer distinguishes the two populations. Samples consistent with the spurious correlation are classified by a shared rule, while the remaining samples are fit through configurations specific to individual inputs and are correspondingly more fragile. Applying a fixed perturbation to a converged model's inputs flips the predictions of the latter far more often than the former. The resulting procedure requires two forward passes per training sample, no group annotations at any stage, and no early-stopping epoch. Using the detected samples to rebalance training raises worst-group accuracy on Waterbirds from 57.3% to 80.8%, against 85.8% with ground-truth group labels.
Nilesh Kumar
Aug 5, 2026stat.ML

Stable Density Ridges: Consistency and Convergence of Subspace Constrained Mean Shift

The Subspace Constrained Mean Shift (SCMS) algorithm is a popular nonparametric method for extracting density ridges, which serve as a low-dimensional representation of high-dimensional data. It is a widely held belief in the literature that SCMS trajectories converge to the classical density ridge, which we call the "static ridge", defined via the density gradient and the eigenvalues and eigenvectors of the density's Hessian. In this paper, we demonstrate that this assumption does not hold in general, as the static definition fails to account for the rotation of the trailing eigenspace along the continuous flow of the algorithm's underlying vector field. To resolve this, we propose a paradigm shift by introducing the "stable ridge", a novel geometric structure defined through the lens of dynamical systems and the Jacobian of the projected density gradient. We prove that this stable ridge is the true theoretical target of the SCMS algorithm. Building upon this foundation, we develop a generalized SCMS framework utilizing a constant step size, establishing its uniform R-linear convergence and topological surjectivity onto the stable ridge. We further derive the rates of convergence for estimating the stable ridge in terms of the Hausdorff distance. Finally, we expose that the original SCMS algorithm suffers from polynomial-time computational complexity, which is caused by implicitly coupling the step size to the smoothing bandwidth via the Mean Shift operator, and demonstrate how our generalized framework provides a statistically consistent and more efficient solution.
Wanli Qiao
Aug 4, 2026math.PR

A Direct Route to Markov Chain Convergence via Asymptotic Equivalence with the Target

For a Markov kernel TT with an invariant probability measure ππ, we give a self-contained proof of the Markov chain convergence theorem via a criterion called asymptotic equivalence with the target. It assumes two parts about the Lebesgue decompositions of TxnT^{n}_{x} and ππ for every starting point xx: 1.) asymptotic absolute continuity: the singular mass sing(Txnπ)(T^{n}_{x}\midπ) tends to 00; 2.) asymptotic domination of the target: the singular mass sing(πTxn)(π\mid T^{n}_{x}) tends to 00, as nn \to \infty. This criterion, on countably generated measurable spaces, is both sufficient and necessary for the Markov chain convergence. A density version of this criterion is verified on general measurable spaces in three cases: (i) TT has a positive transition density wrt ππ; (ii) TT consists of an absolutely continuous part with positive transition density together with an atom at the starting point, which covers the Metropolis--Hastings algorithm; (iii) the transition density is positive only after a finite number of steps that may depend on the starting point xx. To demonstrate our general criterion, we investigate the Gibbs sampler with random scan and the parallel tempering algorithm. Furthermore, we show that in all mentioned settings Birkhoff's ergodic theorem applies, so as to obtain the strong law of large numbers. Throughout this paper, neither irreducibility, nor aperiodicity, nor recurrence, nor couplings, nor splitting constructions, nor small sets are used. In most results, the state space is a general measurable space, which carries no structure beyond a σσ-algebra. Countable generation is only assumed where the density-free form of the criterion is stated. None of the theorems proved here is new; what is offered is a short route to a single, widely applicable Markov chain convergence criterion, which is both sufficient and necessary.
Patrick Forré
Aug 2, 2026cs.LG

Factorized AdaBoost.MH Achieves the Same Convergence Rate as AdaBoost.MH

{AdaBoost.MH} reduces multi-class classification to a collection of binary subproblems and enjoys the classical boosting-type convergence guarantee under a weak learning condition. A more structured variant, Factorized {AdaBoost.MH}, uses base classifiers of the form h(x)=αvφ(x)\mathbf{h}(x)=α\mathbf{v} \bm{\varphi}(x), where a single binary classifier φ\bm{\varphi} is shared across all classes and the label dependence is carried by a vote vector v{±1}K\mathbf{v} \in\{\pm1\}^K. This factorization is algorithmically attractive and achieves better performance in practice, but its convergence depends on whether one can always choose a vote vector with sufficiently large induced binary weight mass. Previous work resolved this question with a lower bound max{1/n,1/2K}\max\{1/n,1/\sqrt{2K}\}, which still leaves a dimension-dependent slowdown relative to the original {AdaBoost.MH} analysis. In this paper, we sharpen this combinatorial step. For the minimax quantity Wn,K\mathfrak{W}_{n,K} governing the factorized edge, we prove Wn,K=Cmin{n+1,K}\mathfrak{W}_{n,K} = C_{\min\{n+1,K\}}, where Cq=1C_q=1 for q=1q=1, Cq=q/(3q4)C_q=q/(3q-4) for even q2q\ge2, and Cq=(q+1)/(3q1)C_q=(q+1)/(3q-1) for odd q2q\ge2. Since Cq1/3C_q\downarrow 1/3, our bounds show that Wn,K=Θ(1)\mathfrak{W}_{n,K}=Θ(1) uniformly over nn and KK. Consequently, Factorized {AdaBoost.MH} achieves the same boosting-type convergence rate as {AdaBoost.MH} up to a universal constant factor, removing the previously suggested additional dependence on nn or KK in the number of boosting rounds.
Xin Zou, Jingyuan Xu
Jul 31, 2026cs.LG

Convergence and Regret of the Policy Gradient for Multi-Armed Bandits in Diffusion Environment

This paper studies the policy gradient update for a multi-arm bandit problem in diffusion environment that is described by a stochastic differential equation (SDE) under the continuous-time reinforcement learning framework by Wang et al. (2020), Jia and Zhou (2022b). With the logit parameterization for the stochastic policy, we show that it converges almost surely to the optimal arm under an arbitrary constant learning rate. Furthermore, we derive the non-asymptotic regret upper bound when the constant learning rate is below a time-invariant threshold; and the regret bound has order O(logT)O(\log T). We improve the analysis in Lattimore (2026a) for the same SDE by constructing a novel Lyapunov function and demonstrate the transparency of analyzing policy gradient using the tools in SDEs. In addition, the same Lyapunov function is also helpful in analyzing the discrete-time policy gradient algorithm.
Yanwei Jia, Du Ouyang
Jul 31, 2026cs.IR

Language Models Agree With Each Other, Not With Readers

Claims that language models homogenise are usually measured against human judgements collected for the study, which makes the human side an artifact of the design: a crowdworker given the model's instruction is running the model's prompt. We measure convergence against a human reference nobody built for the purpose -- 2,523 reader mark sets across 120 web documents, produced by people highlighting for their own reasons on a platform where the overlay of others' marks is off by default. Agreement is the overlap between two size-matched sentence sets minus the overlap expected when each is resampled within its own depth-and-length bands. The null's calibration is demonstrated, not asserted: every pair involving a random baseline lands within 0.006 of zero. On the median document each party names 14 sentences of 70; two readers share 4.1 and two models 8.7. Across 18 model arms spanning 11 vendors, 3 countries and both weight regimes, the median of 153 model pairs is +0.093 against a human yardstick of +0.040, and 99 sit entirely above the human interval. Two frontier models from rival labs reach +0.203, twice what GPT-4o agrees with itself on a second call. The effect is not determinism, prompt wording, procedure, vendor or routing, and it is graded: the smallest models agree at the human level. No model agrees with readers detectably more than a reader does, and at equal depth and length no surface feature separates their choices. The multiples are procedure-dependent and the ordering is not: models are cut to their sharpest set while a reader's is a random draw from what they marked, and blunting the models alike halves the gap without closing it. Tested out of sample on four models released after this analysis, against predictions fixed beforehand, none clears the human interval. A population simulated from several models is not several populations.
Kazuki Nakayashiki, Keisuke Watanabe
Jul 27, 2026cs.AI

From Cognitive Architectures to Language Agents: A Mechanism-Level Review of Lineage, Convergence, and Migration Gaps

Memory, planning, reflection, and tool use are often compared as feature labels, obscuring the control semantics that determine how an agent actually runs. This review connects ten historical cognitive architectures, eight language-agent runtime families, and forty-two mechanism-focused modern systems. We reconstruct each mechanism through state, control, transition, persistence, failure, learning, and resource governance, then code evidence relation (E1-E4) separately from migration depth (D0-D4). The resulting landscape is uneven. Modern agents have operationalized substantial parts of adaptive memory, failure recovery, dynamic team selection, workflow search, skill induction, resource scheduling, and uncertainty-conditioned action, although often through independent convergence rather than documented inheritance. The strongest remaining opportunities lie in couplings among mechanisms. Closest-baseline screening closes one proposed gap: GraSP already combines calibrated multi-skill selection, typed compilation, verification, bounded repair, and replanning or ReAct fallback. Five residual bundles remain: activation with latency and action utility; typed impasse with isolated substates and resolution compilation; bounded content competition with broadcast and admission learning; persistent intention with reconsideration and live method authority; and uncertainty with resource allocation, interruption, and stopping. We contribute a distinctive-mechanism catalog, an auditable evidence-depth framework, and a falsifiable agenda for testing these bundles as composable runtime invariants.
Haodi Fan, Zucong Lan
Jul 24, 2026math.NA

Closed-Loop Generative Selection: Convergence, Memory, and Noisy Oracles

Closed-loop generative selection has become a workhorse of computational drug discovery: a learned generative model proposes candidate molecules, a fitness oracle scores them, the best are kept, and the model is retrained on this elite set before the next round. Despite its wide use, the method has lacked a rigorous convergence theory, largely because retraining the model each round breaks the Markov property on which classical evolutionary-algorithm analysis relies. We develop a self-contained theory of convergence and expected running time for this class of algorithms. By recovering a Markov structure on an enlarged state space, we show that elitism makes the search absorbing, and we prove almost-sure convergence together with a runtime bound that decomposes the search into the time spent escaping each fitness level. We then analyse the role of the model's memory---how much of the past it is trained on. When learning improves steadily with more data, deeper memory never hurts; when it does not, an exit-time analysis pinpoints the optimal memory depth and shows that excess memory can actually slow convergence. The theory extends to multi-objective search and to noisy oracles: we quantify how many repeated evaluations certify progress under light-tailed noise, and how robust estimators restore guarantees under heavy tails. Recast in terms of oracle evaluations - the true bottleneck in drug design - the analysis yields a concrete, evaluation-minimal strategy. Areproducible study confirms the predictions, including the surprising cost of excess memory. We close with three open problems.
Konstantin Fackeldey, Christof Schütte
Jul 24, 2026cs.LG

On the Convergence of Stochastic Low-Rank Adaptation

Low-rank adaptation (LoRA) optimizes J(B,A)=L(Wbase+sBA)J(B,A)=\mathcal L(W_\mathrm{base}+sBA) over two adapters BRm×rB \in \mathbb{R}^{m \times r} and ARr×nA \in \mathbb{R}^{r \times n} that form a low-rank update to a frozen pretrained weight matrix WbaseRm×nW_\mathrm{base} \in \mathbb{R}^{m \times n}. The prior analysis shows LoRA-GD takes exp{O(ε2)}\exp\{\mathcal{O}(ε^{-2})\} oracle calls to find an εε-stationary point such that J(B,A)ε\|\nabla J(B,A)\|\leq ε in the deterministic setting. We sharpen the analysis and show that O(ε4)\mathcal{O}(ε^{-4}) full-gradient evaluations suffice for the same first-order criterion. We further study stochastic LoRA under unbiased gradient estimates and finite variance. We propose LoRA-NSGDM, which finds an εε-stationary point with O(ε8)\mathcal{O}(ε^{-8}) stochastic oracle complexity. Under the additional mean-square smoothness condition, we use variance reduction strategy and propose LoRA-STORM, which improves the stochastic oracle complexity to O(ε6)\mathcal{O}(ε^{-6}).
Ru Wang, Chengchang Liu, John C. S. Lui
Jul 23, 2026cs.AI

Clustered Edge Intelligence: Beyond Just Convergence of Edge Computing and AI

We are moving from an information age to the age of intelligence. A decade, or possibly less than that, data will not be the gold anymore rather the derived intelligence out of the data and the information we posses from the edge of the network. Existing Edge Intelligence research focuses mainly on two directions: using AI for edge resource management and deploying lightweight AI models on edge devices. However, existing edge computing research lacks an intelligence-centric framework in which derived intelligence is treated as a first-class, independently manageable entity that can be described, discovered, observed, shared, reused, and dynamically clustered across heterogeneous edge devices and applications. To address these research gaps, we introduced Clustered Edge Intelligence, a visionary intelligence-centric approach. The aim of CEI is to make intelligence a shareable and reusable first-class entity that can be independently represented, discovered, observed, exchanged, and managed across the distributed edge-cloud continuum. We present a three layer CEI architecture and examine enabling technologies and research dimensions, including intelligence inventories, semantic knowledge representation, communication, discoverability, observability, lifecycle automation, clustering mechanisms, marketplaces, interoperability, and standardization.
Chinmaya Kumar Dehury, Boris Sedlak, Alaa Saleh +4
Jul 22, 2026cs.LG

When Does Recurrence Become an Algorithm? Convergence Selection in Weight-Tied Looped Transformers

When does a weight-tied looped transformer -- one block applied T times -- implement an actual algorithm? We answer with four findings from controlled populations on group word problems. (1) The budget law: free training installs a linear computation frontier, a mechanism that solves v positions per loop, whose speed is priced by the training contract: v ~ n_train/T_train (exponent 0.98 +/- 0.04, R^2=0.99), exactly unity under T=n training. SGD selects a frontier matching the minimum the contract demands; granting more test-time loops than ever trained rescues late positions at fixed input length, yielding a principled halting rule T* = ceil(n / v-hat). (2) Architecture prior, not expressivity, picks the algorithm: standard-depth transformers learn parallel scans on this family; weight tying flips the selection to the serial frontier, even when positional addressing for a log-depth scan is supplied. At matched depth and parameters, untied models extrapolate worst and fail to learn A5 at all. (3) The walls are not where circuit complexity says: NC1-completeness costs nothing (A5 generalizes fully), while group order does (S5's 120x120 operator deadlocks joint learning) -- and an operator-first curriculum dissolves the wall in every seed. (4) Mechanisms are portable, not mandatable: warm-starting across budget contracts transfers the algorithm in every seed, re-pricing its speed, while imposing seriality through the input schedule fails where free training succeeds. These results are invisible to standard instruments, which provably saturate at the fixed points trained loops converge to. We introduce a head instrument, the convergence-time scaling tau(n,i), validate it causally via damage cones whose slope reproduces v, and show in-distribution head measurements predict out-of-distribution fate where tail metrics do not. Results replicate on the public easy-to-hard benchmark.
Tong Zhang, Junhao Hu, Yun Peng +1
Jul 22, 2026cs.CV

Self-supervision drives representational convergence in medical foundation models more than clinical supervision

Medical image encoders from different groups are increasingly treated as interchangeable, on the assumption that scale and clinical supervision concentrate their representations onto a shared structure. Whether this convergence is real, what produces it, and whether it is clinically usable are untested, and the similarity measures behind such claims are fragile. We present a controlled dissection across 18 image and 7 text encoders, all open-weight and run locally, spanning 7M to 27B parameters and five imaging modalities, including 650,982 chest radiographs from six datasets. To isolate cause, we train encoders that vary only the objective under fixed data, architecture, and scale, and reproduce the effect in a synthetic model. Convergence is modest but above a random floor, driven by the self-supervised objective, not clinical supervision: matched self-supervised encoders aligned most (40.4% on chest radiography), with label-supervised (21.1%) and image-text (3.3%) far lower, and did not grow with size (Spearman 0.302, p=0.223) or capability. It is within-modality, does not reach clinical language, and does not reproduce how radiologists judge case similarity. Yet a linear classifier transfers across encoders and to five held-out hospitals, retaining about 85% of within-encoder performance. Convergence in medical imaging is therefore set by the pretraining objective, not inherited from scale or clinical supervision. Interoperability is accordingly something to design for through that objective, and to validate where the shared geometry is weakest, across patient subgroups and against clinical judgment.
Soroosh Tayebi Arasteh, Sebastian Ziegelmayer, Mahshad Lotfinia +4
Jul 15, 2026cs.AI

Per-Token Fixed-Point Convergence in Depth-Recurrent Transformers

A depth-recurrent transformer applies a weight-tied core a variable number of times, and prior work has shown that training with a randomized recursion count yields one checkpoint usable across a range of inference depths. We ask what such a model actually computes per token, and measure it directly. On a 135M-class model trained on FineWeb-Edu, the recurrent state converges to a per-token fixed point: mean successive-output KL divergence falls from 3.9e-1 at the second loop to 8.5e-6 by the sixteenth, and per-token state change decays in step. Crucially, this convergence is not uniform across tokens. The median token converges by loop six, while approximately 10 percent of tokens continue to update at the training-mean depth of eight, and mean convergence depth is ordered by token type (whitespace shallowest, content words deepest). This per-token variation is the central object of the paper. We show it is directly readable and that reading it outperforms learning to predict it: a training-free rule that halts each token once its output stabilizes attains uniform depth-8 quality at 4.94 average loops (a 38 percent reduction in average depth) and matches uniform depth across the average-depth range, whereas a linear router trained on convergence labels harvested from the same model requires nearly full depth and yields no reduction. The elasticity that makes this possible reproduces here as background (validation loss decreases monotonically from 3.80 at one loop to 3.20 at eight and remains stable to 32 loops). We report average depth as a FLOP proxy with a three-point wall-clock bracket rather than a realized speedup, make no FLOP-matched parity claim, and note that the allocation results are established at a single scale and seed. The complete study runs on a single RTX 4090 in approximately 100 GPU-hours.
Joe Logan
Jul 14, 2026cs.CL

The One-Word Census: Answer-Choice Conformity Across 44 Language Models

When a language model must pick one answer from a large space of equally valid options, which does it pick -- and how often is it the same answer every other model picks? Asked to "pick a word -- any word," 44 models chose "serendipity" 41% of the time. We characterize this convergence with a deliberately minimal instrument: 31 single-turn prompts, each naming a category with many valid one-word answers ("Name a tree."), asked four times per model with no system prompt. Analysis is exact-match on normalized tokens -- no embeddings, no judge -- at about a dollar per model. That models converge is well documented; our contribution is the instrument itself -- the One-Word Census -- and what it reveals about the structure of the convergence. We score each model by answer-choice surprisal: the average log2-\log2 probability of its answers under the pooled answers of all other models, leave-one-out. Convergence is extreme -- in 7 of 31 categories one answer takes over 80% of all answers -- yet conformity varies more than fourfold across models, and the variation is structured. Persona- and community-tuned models are the most divergent; the newest mainline flagships are the most conformist, producing almost no answer no other model gave. Within four lineages (Claude, GPT, Qwen, Grok) conformity rises with each generation -- but reverses for the latest flagship Claude and GPT models, a possible early signal of repositioning at the top tier. Rankings are robust to roster composition (leave-one-family-out rho = 0.985). Against human category-production norms, the field is more concentrated than people in 18 of 20 shared categories. All prompts, transcripts, and code are public.
Tapan Parikh
Jul 13, 2026cs.LG

Privacy-Aware Collaborative and Distributed Bayesian Optimization

We propose a collaborative meta-learning framework for distributed Bayesian optimization matching centralized performance without raw-data exchange. We show gradient sharing leaks client observations, with leakage worsening as the search converges and queries concentrate near the optimum. We evaluate a differentially private defense and characterize its privacy-utility trade-off.
Aditya Rane, Sathwik Yamana, Paritosh Ramanan +2
Jul 10, 2026cs.CL

Silent Failures in Quantized LLM Reasoning: A Taxonomy-Based Analysis of Hollow Convergence and Failure Mode Shifts

We show that post-training quantization can silently alter how large language models reason even when task accuracy is preserved. Using a six-category failure taxonomy validated by two independent human annotators (Cohen's κκ = 0.906), we classify 30,000 chain-of-thought outputs from five instruction-tuned LLMs (3B--14B parameters) across three quantization precisions (FP32, FP16, NF4) and four reasoning benchmarks. We find that while accuracy is robust across precisions (maximum 3.1 pp drop), Hollow Convergence (correct answers reached through incomplete or unverifiable reasoning) shows a significant size-dependent shift under NF4, dropping sharply for the two smallest models tested but remaining invariant for models at 12B parameters and above. This effect is also benchmark-specific: GSM8K is categorically immune while LogiQA and ARC-Challenge show the largest shifts. Furthermore, under NF4, Shortcut Collapse rises from 44% to 78% of wrong-answer failures in LLaMA 3.2-3B while Confidence Snowballing collapses from 15.8% to near zero, a qualitative shift invisible to accuracy metrics. Finally, we show Hollow Convergence cannot be reliably detected from surface-level text features (best F1 = 0.53), establishing it as a deployment-relevant failure mode that standard evaluation pipelines cannot catch.
Renuka Oladri, Mohan Vamsi Varadaraju Priya, Jerry Wu
Jul 7, 2026stat.ML

On the convergence of graph Laplacians with a symmetric divergence

When analyzing a manifold learning algorithm for data lying on a smooth, compact, connected Riemannian submanifold (M,g)(\mathcal{M}, g) of Rd\mathbb{R}^d, a key estimate for the geodesic distance dgd_g is that there exists K>0K > 0 such that 0dg(p,q)2pq2Kdg(p,q)40 \leq d_g(p, q)^2 - \|p-q\|^2 \leq K d_g(p, q)^4 for all p,qMp, q \in \mathcal{M}. We observe that more generally, when M\mathcal{M} is equipped with a smooth symmetric divergence DD satisfying a non-degeneracy condition and gg is given by gp:=12Hessp(D(p,))g_p := \frac{1}{2}\mathrm{Hess}_p(D(p, \cdot)) for all pMp \in \mathcal{M}, there exists K>0K > 0 such that D(p,q)dg(p,q)2Kdg(p,q)4\left| D(p, q) - d_g(p, q)^2 \right| \leq K d_g(p, q)^4 for all p,qMp, q \in \mathcal{M}. We demonstrate that this is sufficient for the pointwise convergence of graph Laplacians constructed with DD and discuss examples where DD is given by the Sinkhorn divergence on a family of probability measures parametrized by a manifold.
Liane Xu
Jul 4, 2026cs.LG

Knowing When to Stop: Predicting Execution-Consistency Convergence in Text-to-SQL

Repeated LLM calls are the standard way to estimate how trustworthy a Text-to-SQL result is: run the pipeline multiple times, judge each SQL execution, and use the consistency of the verdicts as a confidence signal. The open question is when to stop, when the consistency has converged. We formulate this as a convergence-prediction problem and train a family of lightweight 1-D models that observe the running consistency trajectory and decide, at each step, whether further runs are unlikely to shift it materially, and we benchmark them against a principled Beta-Bernoulli stopping rule and a learned run-count baseline. On the BIRD benchmark and two production customer datasets, our method adapts its stopping point to each user question, halting sooner when consistency converges early and continuing longer when it converges late. We further show that the weak serial correlation between runs lets us permute their order as a training augmentation, controlled by a tunable shuffling weight. Performance stays consistent across the three datasets, and to mimic an imperfect production judge we inject noise into the correct/incorrect verdicts obtained by comparing the generated and ground-truth SQL results, showing that the method still predicts convergence reliably.
Yaron Anavi, Mor Aisenberg, Nadav Nesher +2
Jul 3, 2026cs.LG

On the Convergence of Adam, Revisited

We show that projected Adam for online optimization with arbitrary moment decay parameters β1,β2[0,1)β_1,β_2\in[0,1) can have average regret bounded away from zero. A similar result of Reddi-Kale-Kumar from 2018 required β1<β2β_1<\sqrt{β_2}. Similar to their result, we use a three-periodic sequence of linear functions on [1,1][-1,1] with slopes c,1,1c,-1,-1, though we use cc slightly larger than 22. This nonzero average regret result extends to Adam variants such as AdamW, RMSProp, NAdam, Adan, AdaMax, Muon, and to an i.i.d. variant of the three-periodic sequence of slopes for Adam.
Steven Heilman, Sampad Mohanty
Jun 30, 2026cs.LG

On the Convergence of Self-Improving Online LLM Alignment

The Self-Improving Alignment (SAIL) algorithm addresses distribution shift by reducing a bilevel formulation of the problem to an efficient, single-level method. Empirically, SAIL has demonstrated strong performance on this task. However, a formal analysis of its convergence properties has been lacking. We identify a key theoretical challenge: the standard SAIL objective function is not guaranteed to be strongly concave due to unfavorable properties of its Hessian. To address this limitation, we propose a regularized objective, SAIL-RevKL, which incorporates a reverse Kullback-Leibler (KL) divergence penalty to improve the optimization landscape. Our central theoretical contribution is to prove that this regularized objective satisfies the Polyak-Lojasiewicz (PL) condition within a bounded parameter space. We establish global convergence guarantees, achieving a near-linear sample complexity. We further validate the effectiveness and stability of SAIL-RevKL through empirical evaluations, demonstrating that it outperforms the vanilla SAIL on both MuJoCo benchmarks and LLM alignment tasks.
Xudong Wu, Pangpang Liu, Vaneet Aggarwal +1
Jun 29, 2026cs.LG

Convergence of Continual Learning in Homogeneous Deep Networks

We characterize weakly regularized continual classification in homogeneous models as sequential projections onto task margin sets. This result generalizes prior analyses restricted to either stationary (single-task) deep models or continual linear models. We show that global convergence generally fails, even for simple models linear in data but nonlinear in parameters. Nevertheless, by leveraging results from nonconvex projection theory, we identify regularity properties of homogeneous deep networks that guarantee local linear convergence under random and cyclic task sequences. Finally, we extend our analysis to continual regression, unifying the framework for homogeneous models.
Matan Schliserman, Gon Buzaglo, Itay Evron +1
Jun 29, 2026cs.AI

ManimAgent: Self-Evolving Multimodal Agents for Visual Education

Multi-round reflection lets agents built on large language models recover from failures within a single task, but each task remains an isolated episode: lessons learned across many reflection rounds on one task are discarded before the next begins. We study this gap on a code-generation task: from a scientific paper section, the agent writes Python in the open-source Manim library to render a mathematical animation. We present ManimAgent, a self-evolving multimodal agent that carries reflection experience across tasks through a dual-channel Episodic Memory Bank grown entirely from its own task stream, with no weight updates and no human seeds. After each animation converges, a vision-language model scores the rendered keyframes; the resulting signals populate a positive channel M+ that stores success rationales as soft Reference Examples, and a negative channel M- that stores validated failure patterns as hard Known Pitfalls. On a fixed-probe evaluation against no-memory, matched-budget retrieval-augmented generation, and shuffled-memory baselines, blind human Pass@1 rises and reflection rounds fall as memory size grows. We will release the code, frozen memory snapshots, and the task stream.
Wenjia Jiang, Zongyuan Cai, Yuanhang Shao +7
Jun 22, 2026cs.LG

Convergence of Gradient Descent for General Neural Network Architectures Beyond the NTK Regime

Training dynamics is central to understanding neural networks, yet its theoretical analysis remains difficult even for simple architectures and becomes substantially more challenging for general modern architectures. In this paper, we propose a convergence framework for analyzing gradient descent (GD) dynamics under a broad family of neural network architectures and datasets beyond the neural tangent kernel (NTK) regime. The framework is formulated at the level of network blocks and covers architectures including pre-normalized multi-layer transformers. More precisely, under mild assumptions, we prove that for almost all initializations, GD with regular learning rates converges to the neighbourhood of a stationary point. This is mainly proved by establishing an iterate-dependent PL-type inequality through analyticity and measure-zero arguments, and by proving Lipschitz smoothness along the GD trajectory through polynomial generalized smoothness and a local relaxed dissipative condition. We further interpret the theorem under Xavier initialization and practical architectural scaling, showing that the learning rate scale depends on the depth and effective bottleneck dimensions rather than the largest width. Finally, we derive structural nondegeneracy implications for residual connections and function composition, and provide a generic characterization of global minimizers within our framework.
Yuqing Wang
Jun 22, 2026math.ST

Generalized nonparametric regression in reproducing kernel Hilbert spaces: Consistency and rates of convergence

We develop a comprehensive theory for regularized M-estimation in reproducing kernel Hilbert spaces. Under mild conditions on the loss we establish existence and measurability of the estimator, covering a wide range of convex and non-convex losses, including bounded robust losses. We further prove sharp rates of convergence with an explicit bias-variance decomposition governed by a novel complexity measure. We show that the variance is independent of misspecification, while the bias depends on a source condition parameter known in the learning literature. For tensor product Sobolev spaces we obtain new rates that connect to spaces of functions with dominating mixed smoothness, substantially extending existing results and explaining why these estimators circumvent the curse of dimensionality. Our methodology, combining elements from both functional analysis and empirical process theory, allows for an asymptotic linearisation of the objective function that avoids both closed-form solutions and global Lipschitz assumptions, and may be of independent interest. The estimators are implemented in C++ and theory is supported by numerical experiments.
Ioannis Kalogridis
Jun 19, 2026math.OC

Accelerated and Stable Convergence with Anchored Optimistic Method

We study first-order methods for solving monotone variational inequalities arising in min-max optimization. Classical approaches such as the extragradient method rely on two gradient queries per iteration, which limits their analysis and applicability in the online and stochastic settings. We propose a family of Generalized Optimistic Methods with Anchoring (GOMA), which combine two-time-scale optimistic updates with an anchoring term inspired by Halpern iteration. In the deterministic setting, GOMA achieves the optimal accelerated last-iterate rate O(1/k2)O(1/k^2) on the squared gradient norm for monotone Lipschitz operators. In the stochastic setting with unbounded variance, a simplified single-call variant of GOMA achieves a last-iterate convergence rate of O(1/k)O(1/\sqrt{k}) on the squared gradient norm. To the best of our knowledge, this is the first such guarantee for stochastic monotone Lipschitz variational inequalities in the unconstrained setting without variance reduction or growing batches.
Motahareh Sohrabi, Jianxin You, Simon Lacoste-Julien +2
Jun 16, 2026math.OC

Beyond IGO-Flow: Toward Convergence Analysis of IGO in Continuous Spaces

Information-Geometric Optimization (IGO) provides a unified framework for black-box optimization by interpreting the adaptation of a search distribution as a natural gradient update. Despite its conceptual importance, the convergence theory of IGO remains limited: most existing results concern continuous-time idealizations such as the IGO flow, rather than discrete-time updates with non-infinitesimal learning rates. In this paper, we study discrete-time IGO in continuous spaces, formulated as natural gradient updates in the expectation-parameter coordinates of an exponential family. In particular, we analyze IGO over the multivariate Gaussian family on strongly convex quadratic objective functions. Our analysis covers a setting that simultaneously incorporates full covariance adaptation, a fixed positive learning rate, and quantile-based weights. In this setting, we prove that the covariance matrix converges to the zero matrix. We further show that the mean vector converges to the global optimum, provided that the condition number of the appropriately scaled covariance matrix is bounded at sufficiently frequent iterations. These results advance the convergence theory of IGO and help bridge the gap between the mathematical theory of IGO and practical covariance-adaptive search methods such as CMA-ES.
Ryosuke Kimura, Youhei Akimoto
Jun 15, 2026cs.CL

Contrastive-Difference CKA Reveals Concept-Specific Structural Alignment Across Language Model Architectures

Do different LLM architectures encode high-level concepts in structurally compatible ways? We systematically characterize a geometric-functional universality dissociation: across multiple concept domains and architectural families, moderate geometric convergence coexists with near-perfect functional transfer. Using contrastive-difference CKA (CKA_Delta), a training-free diagnostic that computes kernel alignment on per-sample contrastive differences, we isolate concept-specific convergence from generic similarity -- achieving significant discrimination where standard CKA cannot. The dissociation replicates across all six concept domains we test (five with p <= 0.017 geometric discrimination and safety as a converging-functional trend, p = 0.08), including two non-instruction concepts (code-vs-NL, reasoning-vs-recall) validated without system prompts; a single 70B--70B pair provides an observational note that universality may strengthen with scale, requiring replication with additional >=70B models. We position CKA_Delta as a practical regime classifier and architectural outlier detector (Gemma: d = 1.08, AUC = 0.79) rather than an absolute transfer-accuracy predictor, providing a training-free diagnostic for cross-architecture concept monitoring.
Xueping Gao
Jun 12, 2026math.OC

Operator Calculus for Population-Based Optimization: A Mean-Field Convergence Theory

Population-based and distributional optimization methods, from evolution strategies and consensus-based optimization to covariance-matrix adaptation and stochastic gradient methods viewed as distributional dynamics, are widely used for nonconvex or black-box problems, yet their convergence analyses remain fragmented across algorithm-specific techniques. We introduce an operator calculus in which a broad class of such methods, after choosing an appropriate state space and, where necessary, augmenting the state by memory or strategy variables, is described as a composition of three elementary operators (mutation, selection, and recombination) acting on probability measures. Under explicit stability and regularity conditions, the composite operator admits a pre-generator whose continuous-time limit is a transport-reaction-jump (TRJ) PDE that preserves the operator splitting. On this foundation we establish a modular Lyapunov principle. If a state-space Lyapunov function both dissipates under the full generator and controls the relevant search-space gauges, then the state-space Lyapunov functional and the induced search errors decay exponentially. The additive generator structure allows dissipation estimates to be assembled operator by operator, providing a toolkit for certifying convergence of composite mean-field algorithms.
Pekka Malo, Lauri Viitasaari, Patrik Nummi +3
Jun 10, 2026math.OC

Last-Iterate Convergence of Optimistic Multiplicative Weight Update

Optimistic Gradient Descent Ascent (OGDA) and Optimistic Multiplicative-Weights Update (OMWU) are two very popular algorithms to solve convex/concave saddle-point problems, where OMWU is the non-Euclidean, entropic version of OGDA. It is known since the '80s that the last iterate of OGDA asymptotically converges to a saddle point in smooth problems. On the other hand, it is unknown if OMWU has the same property. In this paper, I show that OMWU converges asymptotically for smooth convex-concave saddle-point problems, with a small enough constant learning rate. The result does not require uniqueness, strict complementarity, an error bound, or initialization near a solution. The main new ingredient is a boundary argument showing that every cluster point satisfies the inactive-coordinate KKT inequalities. The boundary argument was discovered with assistance from ChatGPT and is documented in the appendix.
Francesco Orabona
Jun 9, 2026cs.CR

From Data Heterogeneity to Convergence: A Data-Centric Review of Federated Learning

Federated Learning (FL) has emerged as a promising solution for data hunger in centralized learning. This paradigm enables privacy with multiple clients to train a shared-task model collaboratively without exposing their local data. While being a key component in any learning system, data is also a primary source of vulnerabilities and challenges, and a major determinant of a stable and well-converged training. Existing FL reviews describe general foundations, security practices, opportunities, challenges, and applications, without delving into diverse aspects of data and considering problems from the data perspective. They rarely provide a data-lens synthesis that links concrete data properties, split protocols, and defenses to convergence speed and stability. This survey fills that gap with three advances. First, we analyze non-IID into measurable traits and rank their influence on convergence as strong, medium, or light, explaining the mechanisms behind each and reconciling evidence across images, texts, and graphs. Second, we connect experimental splitting practices to the real phenomena they emulate, expose the artifacts they introduce, and show how those artifacts affect target accuracy. Third, we analyze how data-related vulnerabilities and their proposed defenses affect convergence, reporting performance under clean and adversarial conditions to make the convergence-robustness trade-off explicit. To our knowledge, this is the first survey to provide a complete understanding of data-related challenges that govern FL. With clear takeaways distilled for each concern, our work serves as actionable guidance, helping practitioners design their system with predictable convergence and stability.
Huong Nguyen, Mickaël Bettinelli, Amirhossein Ghaffari +4
Jun 9, 2026cs.LG

Convergence of Monte Carlo Optimistic Policy Iteration: Beyond Uniform State-Action Updates

The asymptotic behaviour of Monte Carlo optimistic policy iteration (MC-O-PI) is a long-standing open question. When the model of the environment is unknown, as is common in practice, the only known condition that guarantees convergence to optimality is impractical. In its canonical form, this condition requires that the episodes used for policy evaluation be initialised uniformly over the entire state-action space. This paper strictly relaxes that requirement. Specifically, we prove that initial-visit MC-O-PI converges to optimality even when updates are uniform only over the actions within each state. This allows episodes to start in different states at arbitrary frequencies; a realistic implementation when the state space is large or unknown but the action space in each state is manageable. The proof departs from the classical analysis of Tsitsiklis whose central commutativity argument no longer applies when states are updated at different frequencies. Instead, we first show that the mean-field dynamics of MC-O-PI generate monotonically improving policies when updates are uniform over the actions in each state, and then prove that noise cannot consistently prevent this improvement by extending the lock-in argument of the combined stability-ODE method. This approach suggests a new way to study optimistic policy-iteration algorithms in general.
Octave Oliviers, Glenn Vinnicombe
Jun 8, 2026cs.LG

Improved Convergence Analysis of Topology Dependence in Decentralized SGD

Decentralized SGD is a fundamental algorithm in decentralized learning, although the influence of an underlying network topology on its convergence behavior is not yet fully understood. Existing convergence analyses have shown that topologies with a small spectral gap significantly deteriorate the convergence rate of Decentralized SGD in both homogeneous and heterogeneous cases. However, many prior papers have reported that indeed the choice of the topology has a significant experimental impact in the heterogeneous case, but has little experimental impact on training behavior in the homogeneous case. In this paper, we present a tighter convergence analysis of Decentralized SGD, offering a more precise understanding of how topologies affect the convergence rate than the prior analysis. Specifically, unlike existing convergence analyses that used only the spectral gap as a property of the topology, our novel analysis shows that all eigenvalues of the mixing matrix affect the convergence rate. Throughout the experiments, we carefully evaluated the convergence behavior of Decentralized SGD and demonstrated that our novel convergence analysis can more accurately describe the effect of topology on the convergence rate.
Yuki Takezawa, Anastasia Koloskova, Sebastian U. Stich
Jun 7, 2026cs.AI

Instrumental convergence and power-seeking

Recent years have seen increasing concern that artificial intelligence may soon pose an existential risk to humanity. One leading ground for concern is that artificial agents may be power-seeking, aiming to acquire power and in the process disempowering humanity. I show how the argument from power-seeking rests on a strong version of a claim known as the instrumental convergence thesis. I explore leading defenses of the instrumental convergence thesis and argue that none establishes the thesis in a strong enough form to ground the argument from power-seeking. I discuss implications for longtermism, the governance of artificial intelligence, and the methodology of studying risks posed by artificial agents.
David Thorstad
Jun 4, 2026stat.ML

Fast and Robust Convergence Rate for TD(0) with Linear Function Approximation, Universal Learning Steps and I.I.D. Samples

In this paper, we study the finite-time behavior of the TD(0) temporal-difference method with linear function approximation (LFA). We consider on-policy independent and identically distributed (i.i.d.) samples, a constant learning step, and the Polyak-Juditsky averaging method. We establish a new convergence rate, for the Mean-Square Error (MSE) on the approximated function, that is (i) fast in the sense that it admits an optimal dependency in the number of iterations k (i.e., of order 1/k), (ii) robust to ill-conditioning: it only depends on an initial error and modelindependent constants and (iii) sharp up to a multiplicative constant lower than 11. In particular, it does not depend on the smallest eigenvalue of the uncentered covariance matrix of the linear parametrization, unlike all pre-existing O(1/k) rates in the TD(0) literature. We also introduce PCTD(0), a variant of TD(0), which benefits from better convergence properties under an additional assumption of strong mixing on the Markov Chain.
Ziad Kobeissi, Éloïse Berthier
May 31, 2026math.OC

Global Convergence of a Line-Search Filter Differential Dynamic Programming Method

In this article, we establish the global convergence properties of the FilterDDP algorithm, which extends the discrete-time differential dynamic programming (DDP) algorithm of Mayne and Jacobson [\emph{International Journal of Control}, 3, (1966), pp. 85-95] to handle nonlinear constraints over states and controls, in addition to the dynamics. FilterDDP adopts a line-search filter procedure for step acceptance. However, instead of a damped Newton step applied in the general nonlinear programming setting, the computation of a trial point involves applying a backward recursion and a forward simulation. We establish the global convergence of FilterDDP by showing that for a subset of constrained optimal control problems, the this backward-forward procedure satisfies the same properties as a Newton step for the purpose of establishing global convergence of a line-search filter method, following the analysis of Wächter and Biegler [\emph{SIAM Journal on Optimization}, 16 (2005), pp. 1-31].
Ming Xu, Iman Shames
May 30, 2026cs.CL

Not All Flips Are Conformity: Decomposing Stance Convergence in Multi-Agent LLM Debate

Multi-agent debate (MAD) is a promising strategy for improving LLM reasoning, but when agents converge on a shared answer, it is unclear whether that convergence reflects genuine deliberation or social compliance. We show that the conventional answer flip rate conflates three distinct mechanisms: spontaneous instability, stance-induced conformity, and reasoning-induced persuasion. Our three-source decomposition framework isolates each through controlled counterfactual conditions. In the primary MMLU-Pro setting, 37% of agent-question observations change under self-reflection alone, while robustness tests show substantial model-dependent instability across GPQA-Diamond and three model families; strict conformity is 29% in the primary setting and remains predominantly harmful across model replications (57-77% correct-to-wrong). A controlled information-gradient experiment reveals that even vacuous reasoning is associated with 20-39% error adoption among resistant agents, with reasoning-like presentation carrying substantial persuasive weight. Harmful conformity can be predicted from Round 0 features (AUC = 0.79), and risk-targeted intervention reduces it by 13.6 percentage points (p < 0.001). However, without correctness labels or self-reflection controls, reducing peer adoption does not improve accuracy, because harmful and beneficial influence cannot be distinguished.
Xiqi Hao, Zengqing Wu, Yu-Xuan Qiu +4
May 29, 2026cs.LG

Balanced LoRA: Removing Parameter Invariance to Accelerate Convergence

Low-Rank Adaptation (LoRA) is the most widely adopted method for fine-tuning large language models. Notably, LoRA is inherently overparameterized: multiple pairs of low-rank factors can yield the same adapted weight matrix. We show--both theoretically and empirically--that these pairs exhibit significantly different condition numbers. As a result, converging to different loss minimizers directly impacts the convergence rate of LoRA. Building on this observation, we introduce Balanced Low-Rank Adaptation (BaLoRA), a variant of LoRA that projects iterates onto a balanced manifold. This manifold improves the conditioning of the loss landscape while preserving the adapted matrix. The projection step is computationally lightweight and integrates seamlessly into existing fine-tuning pipelines. Empirically, BaLoRA converges faster than standard LoRA and achieves superior performance across a range of fine-tuning tasks.
Valérie Castin, Kimia Nadjahi, Pierre Ablin +1
May 29, 2026cs.LG

Non-Asymptotic Convergence of Stochastic Iterative Algorithms: A Lyapunov Framework

We survey Lyapunov-based techniques for the finite-time analysis of stochastic iterative algorithms, also known as stochastic approximation (SA) algorithms, for solving fixed-point equations Fˉ(x)=x\bar{F}(x)=x, where the operator Fˉ()\bar{F}(\cdot) can only be accessed through a noisy oracle. We first focus on the standard setting in which Fˉ()\bar{F}(\cdot) is contractive with respect to some norm and the noise is i.i.d., and explain how generalized Moreau envelopes serve as universal Lyapunov functions, regardless of the underlying norm. We then show how this framework yields mean-square convergence guarantees and applies to stochastic gradient descent, linear SA, and value-based reinforcement learning algorithms such as Q-learning and temporal-difference learning. Finally, we discuss extensions to Markovian noise, seminorm-contractive operators, dissipative operators, and high-probability bounds, and conclude with open problems. The goal is to present a unified and self-contained roadmap for the finite-time analysis of SA and its applications, especially in reinforcement learning.
Zaiwei Chen, Siva Theja Maguluri
May 29, 2026cs.LG

Convergence of Two-Timescale Markovian Stochastic Approximations with Applications in Reinforcement Learning

This work studies the convergence of two-timescale stochastic approximations (SA), a class of iterative algorithms that update two sets of parameters in fast and slow timescales respectively. Notable examples of two-timescale SA in reinforcement learning (RL) include temporal difference learning with gradient correction (TDC) and actor-critic methods. Previously, the stability (i.e., boundedness) and convergence of two-timescale SA were only established under i.i.d. noise. This work instead establishes the stability and convergence of two-timescale SA under Markovian noise, a setup that is more realistic in RL. Notably, we do not need to use any projection operator and the noise does not need to live in a compact space. Our key technical novelty is to control the fast timescale parameter with the running max of the slow timescale parameter, instead of with the current slow timescale parameter, as most prior works do. As a key application, we establish the first almost sure convergence of TDC with eligibility traces under off-policy learning with linear function approximation.
Vagul Mahadevan, Claire Chen, Shuze Daniel Liu +1
May 28, 2026cs.LG

Convergence of Steepest Descent and Adam under Non-Uniform Smoothness

Recent work has analyzed the convergence of first-order methods under non-uniform smoothness assumptions that better model the loss landscape in machine learning tasks. We generalize this assumption to objectives whose curvature is an affine function of the objective value. This property is satisfied by a broad class of problems, including logistic regression, generalized linear models with a logistic link function, softmax policy gradient in reinforcement learning, and a class of neural networks. Under this assumption and gradient domination conditions, we establish a general convergence rate for the steepest descent method, and deterministic, diagonal variants of RMSProp and Adam. Our results imply that for logistic regression on separable data and the softmax policy gradient objective, sign GD converges linearly and is provably faster than GD. Furthermore, we show that for a class of two-layer neural networks on separable data, RMSProp and Adam can converge at a linear rate with a constant step-size and momentum parameter. Finally, we present a lower bound demonstrating that, under our assumption, RMSProp and Adam are provably faster than AdaGrad, AMSGrad, gradient descent, and heavy-ball momentum.
Sharan Vaswani, Yifan Sun, Reza Babanezhad
May 27, 2026cs.MA

The incremental voter model: mean-field analysis and convergence to equilibrium

We introduce the incremental voter model (IVM), a discrete-opinion multi-agent system where agents undergo step-wise transitions biased by the opinion of a randomly selected persuader. Our incremental voter model comprises a large population of interacting agents, each holding an opinion represented by an element of the discrete set {k,,0,,k},kN+\{-k,\ldots,0,\ldots,k\}, k \in \mathbb{N}_{+}. At each update step as time progresses, a pair of distinct agents are selected independently and uniformly at random from the population, and the first agent (viewed as the listener'') updates its opinion based on that of the second (viewed as the persuader''), adopting a new opinion that differs from its current one by at most one unit. By deriving the mean-field system of nonlinear ordinary differential equations (ODEs) that governs the large-population limit of the agent-based model, we develop a rigorous mathematical framework to study the asymptotic behavior of the opinion distribution in the mean-field limit. These results contribute to a deeper understanding of social influence processes in complex systems, particularly in modeling opinion polarization, and may guide the formulation of more advanced models in future research.
Fei Cao, Xiaoqian Gong
May 26, 2026cs.LG

Convergence of Spectral Descent for Non-smooth Optimization

The Muon optimizer has recently demonstrated remarkable empirical success in training large language models. However, the theoretical understanding of its mechanisms remains limited. Current convergence guarantees for Muon rely heavily on smoothness assumptions, leaving its non-smooth convergence behavior largely unexplored. In this work, we take a step toward bridging this gap by investigating Spectral Descent (SD), a simplified variant of Muon, together with its truncated counterpart, Truncated Spectral Descent (TSD). Under convexity, Lipschitz continuity, and sharpness conditions, we establish global linear convergence for both SD and TSD in non-smooth convex formulations. We also study regularized variants equipped with decoupled weight decay and derive sublinear convergence guarantees through their connection with Frank-Wolfe methods. Finally, we apply our theoretical framework to robust low-rank matrix recovery under mixed sparse and dense noise regimes and provide rigorous recovery guarantees. Numerical experiments support the theoretical findings and demonstrate the effectiveness of Muon-type methods for non-smooth optimization.
Yixuan Yang, Yuqing He, Song Li
May 23, 2026stat.ML

Multicalibration Boosting: Theory, Convergence, and Transferability

Multicalibration extends classical calibration by requiring predictions to be unbiased over a rich collection of functions, encompassing both prediction slices and subpopulations. It has emerged as a powerful framework for fairness, robustness, and reliable prediction, yet the theoretical understanding of multicalibration boosting (MCBoost) remains fragmented and often relies on restrictive assumptions. In this work, we develop a unified and refined perspective on MCBoost that subsumes existing variants, including multiaccuracy, BatchGCP, and BatchMVP. We uncover several phenomena that provide new insights into its practical behavior: even highly accurate and flexible predictors can remain substantially miscalibrated; enforcing multicalibration introduces a calibration-risk trade-off; and early stopping plays a central role in controlling this trade-off. On the theoretical side, we establish a general framework for MCBoost under weaker and more realistic conditions. We show that the boosting iterates converge to a Bregman projection of the population-optimal predictor onto the cumulative span generated by the audit class, thereby explicitly characterizing the function space on which multicalibration is achieved. We further derive convergence rates under different smoothness assumptions, finite-sample guarantees, and principled stopping rules that ensure multicalibration at termination. Finally, we extend the theory of universal adaptability under covariate shift, providing more general transfer guarantees and clarifying when multicalibrated predictors generalize across domains. These results provide a more complete theoretical foundation and practical guidance for multicalibration boosting, positioning it as both a unifying framework and a reliable post-processing approach for modern predictive models.
Hanxuan Ye, Hongzhe Li
May 22, 2026cs.CL

Convergence Without Understanding: When Language Models Agree on Representations but Disagree on Reasoning

Large language models trained under diverse objectives and architectures have been shown to develop increasingly similar internal representations, an observation formalized as the Platonic Representation Hypothesis. Whether this representational convergence extends to the reasoning processes that operate over shared representations remains untested. We evaluate representational similarity across 16 language models from 8 families (1.5B to 72B parameters) on 800 reasoning problems spanning mathematics, science, commonsense, and truthfulness, stratifying by problem difficulty, computational stage, and causal relevance. Our analysis reveals three dissociations: a difficulty inversion, where models converge more on problems they collectively fail (Centered Kernel Alignment [CKA] = 0.897) than on those they solve (CKA = 0.830); a generation gap, where pre-decision representations align (CKA = 0.875) while post-decision representations diverge (CKA = 0.274); and epiphenomenal correctness, where shared information is decodable across models (66% transfer accuracy) but exerts minimal causal influence on predictions (1.5% to 5.5% flip rate across ablation protocols). These results indicate that representational convergence in language models reflects shared input processing constraints rather than shared reasoning strategies, with direct implications for ensemble design, interpretability transfer, and evaluations of model similarity. Code is available at https://github.com/Usama1002/convergence-without-understanding.
Muhammad Usama, Dong Eui Chang
May 21, 2026cs.LG

A note on convergence of Wasserstein policy optimization

Wasserstein Policy Optimization (WPO) is a recently proposed reinforcement learning algorithm that leverages Wasserstein gradient flows to optimize stochastic policies in continuous action spaces. Despite its empirical success, the theoretical convergence properties of WPO in environments with continuous state and action spaces have yet to be fully established. In this note, we argue that WPO within the framework of entropy-regularised Markov Decision Processes converges linearly. This is done by leveraging recent advances in mean-field analysis for convergence of gradient flows using log-Sobole inequalities. Assuming existence of sufficiently regular solution to the gradient flow equation we demonstrate monotonic energy dissipation along the flow and establish a local log-Sobolev inequality. Ultimately, these properties allow us to argue that the value function should converge linearly to the global optimum.
David Šiška, Yufei Zhang
May 20, 2026stat.ML

Memorisation, convergence and generalisation in generative models

Generative neural networks learn how to produce highly realistic images from a large, but finite number of examples - or do they simply memorise their training set? To settle this question, Kadkhodaie, Guth, Simoncelli and Mallat (ICLR '24) trained diffusion models independently on disjoint subsets of a dataset and showed that they converge to nearly the same density when the number of training images is large enough. This result raises two basic questions: how much data do you need for convergence, and what does convergence capture about learning the data distribution? Here, we address these questions by providing an exact analytical characterisation of the transition from memorisation to generalisation in linear generative models. We find that these models memorise at small load, while convergence emerges continuously when the number of samples is linear in the input dimension. Strikingly, we find that convergence is insensitive to recovery of the principal latent factors of the data, which are recovered in a sharp transition. After extending our approach to data with power-law spectra, we find the same distinction between convergence and latent recovery in our experiments with convolutional denoisers and in the data of Kadkhodaie et al. We thus show that generalisation in generative models decomposes into at least two distinct objectives: matching the bulk of the data distribution and recovering the principal latent factors. These objectives correspond to two different distances between true and learnt data distribution, and only the first one is captured by convergence.
Antoine Maillard, Sebastian Goldt
May 19, 2026math.OC

Convergence of Consensus-Based Particle Methods for Nonconvex Bi-Level Optimization

In this paper, we study a consensus-based optimization method for nonconvex bi-level optimization, where the objective is to minimize an upper-level function over the set of global minimizers of a lower-level problem. The proposed approach is derivative-free, and constructs its consensus point via smooth quantile selection combined with a Gibbs-type Laplace approximation. We establish convergence guarantees for both the associated \textit{mean-field} dynamics and its \textit{finite-particle} approximation. In particular, under suitable assumptions on smooth quantile localization, error bounds, and stability, we show that the mean-field law reaches any arbitrary prescribed Wasserstein neighborhood of the target bi-level solution with an explicit exponential rate up to the hitting time. Numerical experiments on a two-dimensional constrained problem and neural network training further support the theoretical results.
Yutong Chao, Xudong Sun, Konstantin Riedl +2