Emergent Misalignment
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3 papers in the last four weeks, against 2 the four weeks before. 0.0% of all new papers.
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Fine-tuning large language models on narrow, misaligned tasks can undo their post-training alignment and induce novel misaligned behaviors -- a phenomenon known as \emph{emergent misalignment} (EM). EM has been linked to persona-like representations, where fine-tuning might reduce loss by amplifying a harmful or 'evil' persona. It remains unclear which properties of the training data drive this effect: whether all harmful examples contribute approximately equally to misalignment and whether different models are equally affected by the same fine-tuning examples. In this work, we use training data attribution to quantitatively estimate how much each harmful example contributes to EM. We benchmark the quality of the attribution via retraining -- a sound attribution score should enable us to enhance or attenuate EM by filtering data on that score. Score-based filtering can substantially enhance or attenuate EM; we find that both data-attribution scores and a black-box harmfulness score can identify consequential examples. All models we test become misaligned when trained on the same dataset, and influence scores perform best when filtering data from the same model that computed them. We find cross-model generalization of influence scores from scores derived from the three model families we tested, but this generalization does not recover same model filtering performance.
Correct, Don't Delete: Mitigating Emergent Misalignment with Corrective Supervision
Fine-tuning a language model on a narrow set of harmful demonstrations, such as bad medical advice, can make it broadly misaligned on unrelated questions, a phenomenon known as emergent misalignment (EM). The usual defense is to find the offending rows and delete them, but a row locator failed our held-out test and deleting rows helps less than expected. We ask a different question: given a fixed set of poisoned rows, is it better to correct them than to remove them? We fine-tune Qwen2.5-14B-Instruct on a mixture of bad medical advice and benign chat data, select a quarter of the poison rows in advance, and either delete them or replace each with a corrected answer to the same prompt, keeping everything else the same. Replacing the rows cuts the EM rate by about a third and improves answers on held-out medical questions, while deleting the same rows has little measurable effect. The advantage is larger when half the poison rows are corrected, and it holds on a second base model and a second misaligned model organism. The content of the replacement appears to matter: paraphrasing the rows while keeping their bad advice shows no clear benefit, and the correct answers distributed with the dataset appear to do about as well as our rewriter's. Realigning an already-poisoned model with further fine-tuning is known to work, but which data does the work has not been compared directly. We find that a short round of training on corrections beats the same amount of training on generic chat data, that corrections on other medical prompts do roughly as well as corrections of the poisoned prompts themselves, and that instructing the correction writer to model a careful, harm-avoiding assistant adds no measurable benefit over plain corrections. In the settings we tested, correcting harmful training data reduces EM more than deleting it.
SEABench: Benchmarking Endogenous Misalignment In Self-Evolving Agents
Self-evolving LLM agents have gained prominence for their ability to improve after deployment by modifying their harness, including their controller instructions, memory management protocols, and reusable tools and skills, in response to user and environment feedback. However, locally useful updates may persist into later tasks where they produce unsafe behavior, even without direct adversarial influence. To study this risk, we introduce SEABench, a benchmark for studying endogenous misalignment arising from agent self-evolution, with 48 longitudinal task sequences that span multiple evolution surfaces, task domains, and harm types in a rich personal-assistant environment. To account for the stochasticity inherent in agentic operations, we provide an adaptive trajectory discovery pipeline that probes for failures while preserving original task intent and supports causal attribution through paired non-evolving agents and attribution scores. Our evaluation across multiple recent LLMs, evolution surfaces, and harm types reveals that self-evolution indeed increases task completion rates but often at the cost of safety failures that are absent for paired non-evolving baseline agents. We also show that qualitatively different safety behaviors emerge across evolution surfaces and harm types. Further, we show that this divergence in safety behavior is reflected in agents' chain-of-thought reasoning, which yields an effective monitoring strategy that can mitigate unsafe behavior with a low false positive rate.
Narrow Multimodal Fine-Tuning Can Induce Emergent Misalignment
Modern AI models are aligned through post-training to adapt them to downstream tasks. Recent work shows that fine-tuning language models on narrow tasks can induce emergent misalignment (EM), causing broadly harmful behaviors beyond the training task. However, EM has been studied almost entirely in text-only tasks, leaving its manifestation in multimodal models unclear. In this paper, we define and analyze EM in the context of vision-language models. We first induce EM via fine-tuning on narrow multimodal tasks targeting vulnerable code, careless household-object use, and conspiratorial interpretations of ordinary scenes. Across fifteen commercial and open-source models with different scales, we find that narrow multimodal fine-tuning can induce coherent and broadly misaligned behavior that transfers to unrelated tasks, including misaligned opinions, visual factual dishonesty, unsafe image generation, vulnerability to visual jailbreaks, and risky agentic actions. We further find that multimodal EM does not depend on the apparent harmfulness of training data but is sensitive to training-evaluation modality alignment. EM can arise under both supervised fine-tuning and preference optimization and can propagate through intermediate reasoning. Finally, we explore several mitigation strategies, including prompt inoculation, benign continued training, and activation-level steering, which can partially reduce EM. Overall, our findings suggest that multimodal EM reflects a behavioral shift rather than a general loss of capability, extending beyond text to the visual modality.
Alignment Games: A Framework for Conceptual Repair in Human-AI Collaboration
The meaning of a concept in use is shaped by the situation, task, goals, and prior knowledge. For example, a request to make a poster "visually appealing for a five-year-old" might evoke bright colors and cartoon imagery for one collaborator, but less text, bold shapes, and visual simplicity for another. We call such task-relevant differences conceptual misalignment. We introduce Alignment Games, a framework for making these differences visible and repairable during human-AI interaction. Drawing on theories of situated conceptualization, we characterize task-specific conceptual frames in terms of relevant attributes, values, relations, constraints, and priorities. We then define alignment moves that intervene on the situation, the reasoning used to interpret it, or the resulting frame. Through examples from educational content generation, creative coding, and argumentative writing, we show how these moves can be composed into repair sequences and derive design principles for supporting task-sufficient conceptual alignment at runtime.
See it, Say it, Sorted: Mechanistic Diagnosis and Parameter-Space Mitigation of Emergent Misalignment in LLMs
Safety-aligned LLMs can exhibit emergent misalignment (EM): narrow domain adaptation unexpectedly triggers catastrophic safety failures across unrelated domains. Prior static analyses leave training dynamics unmapped, while existing defenses rely on heuristics that degrade utility. We present a dynamic, second-order geometric study of EM. Tracking training trajectories reveals that directional Hessian curvature concentrates sharply on semantic pivot tokens. Grassmannian projections show that, in most settings, harmful-safe gap widens mainly because safe-gradient overlap declines. Leveraging these insights, we introduce a parameter-level Geometric Mitigation Framework that orthogonally projects empirical harmful gradient subspace out of parameter updates. On Qwen2.5-14B-IT, our defense suppresses free-generation EM by up to 80.0%; across the other three of four open-weight instruction-based model families (3B--20B), where single-layer behavioral EM is already near zero, teacher-forced evaluation shows same harmful subspace controls the conditional support of frozen EM responses. Crucially, these diagnostics unmask the illusion of behavioral safety: the same subspace remains measurable and steerable in models where behavioral EM is near zero. Code: https://github.com/WeiqiaoQUE/mechanistic-emergent-misalignment.
On Emergent Capabilities and Model Merging
Fine-tuned checkpoints and adapters now fill public repositories, and the most common operation applied to these artifacts is model merging: arithmetic on their weights that assembles capabilities cheaply. We ask what this operation does to emergent capabilities: behaviors an artifact carries that were never an explicit training target. Studying two independent testbeds (activation oracles and emergent-misaligned models) across three model families, we find that the answer is threefold. First, merging preserves an emergent capability that both parents carry: merging two misaligned checkpoints retains most of their broad misalignment across the whole mixing range. Second, merging cannot create an emergent capability that is superadditive in its parents: no weighted merge of two single-task oracles reaches the jointly-trained oracle's auditing ability. Third, when only one parent carries the capability, merging dilutes it faster than the trained capability that accompanies it: the gap is significant in most settings. In short, emergent behaviors of an artifact do not compose the way its trained capability does.
TAME: Token Attribution and Masking for Emergent misalignment
Fine-tuning an aligned language model on narrow, flawed data can induce harmful behavior far outside the training domain, known as emergent misalignment (EM). Prior work has localized EM in model weights, activations, and training documents, but it remains unclear which training tokens carry the relevant fine-tuning signal. We introduce TAME (Token Attribution and Masking for Emergent Misalignment), a three-stage framework: token attribution scores how strongly the fine-tuning update raises each response token's likelihood, using forward passes through a released LoRA adapter; signal characterization finds patterns among high-attribution tokens; and causal validation tests them by attribution-guided loss masking. On released EM organisms and a 6,849-example medical-advice split, attribution is concentrated (the top 5% of tokens hold 32% of the mass) and, in Llama, depleted for medical vocabulary but enriched for a register of unwarranted certainty, even after controlling for token rarity. Masking high-attribution tokens during fresh fine-tuning cuts EM by 23x in Llama and 36x in Qwen, with the perplexity cost concentrated on the targeted register rather than on medical content; an equal random mask leaves EM unchanged. In Llama, the attribution pattern suggests that EM-relevant signal lies more in how confidently flawed content is expressed than in its domain vocabulary; the causal masking effect itself holds across both model families.
Shallow Beliefs: Synthetic document finetuning does not inoculate against emergent misalignment from reward hacking
Recent work shows that models that learn to reward hack on RL environments can become broadly misaligned, and that reframing reward hacking as acceptable behavior during training (inoculation prompting, or IP) blocks this generalization. We ask whether synthetic document finetuning (SDF) can inoculate a model against future training we don't intervene on. We add synthetic documents framing reward hacking as acceptable behavior to a model's midtraining corpus, and then train these models with RL on exploitable environments, teaching them to reward hack. Behaviorally, midtraining succeeds: models describe reward hacking favorably and are more approving of reward-hacking outputs they produce. However, they show strong EM after learning to reward hack, while IP in the same setting prevents EM. We show that SDF can predictably steer downstream generalization when inserting new associations, but struggles and has unpredictable effects when overriding existing associations, such as that between reward hacking and misalignment that produces EM. Our results suggest that, at the scales we test, SDF can make a model appear aligned with desired beliefs while steering its generalization from later training in unintended ways.
Data Attribution of Emergent Misalignment with Persona Features
Emergent misalignment (EM) is the phenomenon where fine-tuning a language model on a narrow task leads to harmful behavior in unrelated domains. A leading mechanistic account attributes EM to persona features: latent directions acquired during pre-training that misaligned fine-tuning amplifies. We ask where these features come from: which pre-training documents activate them, and whether naturally occurring human-written text suffices to induce EM. Using Sparse Autoencoder (SAE) based model diffing across four open-weight models, we find that features related to jailbreak personas, sarcasm, deception, and manipulation are amplified by misalignment fine-tuning, while safety-relevant and assistant-identity features are suppressed. Steering individual features controls EM in both directions: it induces misalignment rates of up to 62% in aligned models -- exceeding the 35% reached by misalignment fine-tuning itself -- and re-aligns misaligned models to near-baseline misalignment rates. Attributing the causal features to a corpus of one million pre-training web documents retrieves semantically relevant narratives about villainous characters, domination, and harmful agency. However, fine-tuning on these human-written documents does not reliably induce EM, even after reformatting into assistant-style responses, whereas synthetic instruction-response pairs derived from the same content do -- and transfer across model families. Semantic relevance alone is therefore not sufficient: response structure or model-generated phrasing plays an important role in inducing EM.
Harmful Content Is Not Enough: Continuation Framing Moderates In-Context Emergent Misalignment
In-context learning (ICL) can induce emergent misalignment (EM), where narrow misaligned examples alter answers to unrelated questions. Existing prompts, however, conflate harmful-text exposure with an invitation to continue assistant behavior. We hold harmful answers fixed while varying their delivery as demonstrations, evidence, assistant history, or tool output. Across ten independently sampled contexts, demonstration framing raises broad EM by -- percentage points on a susceptible Gemini model; the gap survives domain exclusion, semantic clustering, unseen questions, and four prompt templates. Format and length-matched controls show that harmful content is necessary but insufficient. A role times continuation factorial further reveals model-dependent provenance effects: Gemini follows both assistant and tool histories, whereas Grok largely resists tool-framed continuation. Several other frontier and open-weight models show no gap. Blinded human audits confirm every main contrast and show that the model judge underestimates active-condition failures. Thus continuation framing is a strong, model-dependent moderator of ICL-EM, not a universal consequence of harmful context.
Misalignment Has a Personality: A Big Five Account of Emergent Misalignment
Fine-tuning a language model on data containing a narrow flaw, such as insecure code or incorrect mathematical answers, can cause broad misalignment through a mechanism that remains debated. We provide an interpretable account: in the models and corpora we study, misalignment behaves like a shift in personality. Prior work extracts activation directions for character traits from a single binary contrast, which can separate or steer behavior without establishing a calibrated scale. We instead extract personality vectors for the Big Five using a graded, three-level intervention and validate them on two open-weight models. The three levels are linearly ordered, with Cohen's d values of up to 6.2; the vectors transfer zero-shot and trait-specifically to an independent corpus; and their effects are strongest within a middle-layer band. Applied to training data, the vectors reveal that misaligned corpora across eight domains share a common Big Five signature: lower agreeableness and conscientiousness, together with higher extraversion and neuroticism. This signature is recovered by both models with a correlation of r = 0.94. Fine-tuning imprints the same profile, shifting the model's generations along the corresponding signature, with r = 0.83 using activation-based measurements and r = 0.90 using a text-based judge, while also shifting internal activations with r = 0.69. The same vectors characterize sycophancy as high extraversion and low conscientiousness rather than excess agreeableness, a distinction that a single direction cannot capture. Calibrated personality vectors transform an opaque safety phenomenon into a human-legible diagnostic profile.
Even More Deception: Objective Misalignment in Mixed-Motive LLM Multi-Agent Systems
Large Language Models (LLMs)-powered multi-agent systems are increasingly deployed in mixed-motive environments, where agents operate under asymmetric information and strategic deception due to conflicting or hidden objectives. In these settings, misalignment with collective goals becomes a central concern. We propose a novel framework for evaluating objective misalignment using the social deduction game Werewolf, modifying the objective of a single agent while preserving its assigned role. Across LLMs from four different model families and sizes, four player roles, and three objective formulations, we introduce a dual analysis of the agents' internal reasoning and their public cheap-talk behavior (i.e costless, non-binding communication that does not directly affect the agents' utilities), complemented by an analysis of game outcomes. Our results show that objective misalignment undermines outcomes in inherently adversarial environments, an effect exacerbated by asymmetric information and specialized roles. While compromised agents consistently develop distinct objective-dependent reasoning strategies, these adaptations remain largely invisible in their public behavior. More broadly, our findings suggest that even subtle objective misalignment can profoundly affect collective decision-making, highlighting the need for effective mitigation strategies for LLM-based multi-agent systems.
Emergent Misalignment Recruits a Pre-existing Persona Subspace
Fine-tuning an aligned language model on a narrow stream of bad advice can make it broadly misaligned on questions unrelated to the training data, a phenomenon called emergent misalignment. We ask why the narrow lesson generalizes at all, and we find that narrow fine-tuning recruits a persona structure that is present in the model before the fine-tune exists. From a frozen instruction-tuned model (Qwen2.5-14B-Instruct) we extract per-domain persona subspaces by contrastive teacher forcing and find that 4 unrelated domains share one low-rank core at 657x a random-subspace null, with 82% of that core lying outside a style core built at matched diversity. The literal first optimizer step of fine-tuning on insecure code climbs a broad-misalignment margin harder than the same code framed as educational, and forecasts realized margin movement out to 375 steps. Projecting the subspace out of the residual stream throughout fine-tuning prevents broad misalignment (27.7% to 0.0% of judged generations) while a matched-rank random subspace changes nothing; injecting it into the never-fine-tuned model induces misalignment that grows with dose to 45.4%, past the fine-tuned model it is measured against. The same projection applied to the weight gradient is inert, and three post-hoc weight edits leave the disposition in place: the sharpest edit suppresses the behavior rather than removing it, and the ablated structure re-forms inside the subspace the edit cleared. Spreading a fixed budget of bad data across 4 domains produces more broad misalignment than mechanical weight superposition and matched diversity jointly account for. All measurements come from one model at 14B; the extraction is from an aligned instruction-tuned checkpoint, which leaves the structure's provenance open; and the intervention that prevents misalignment also abolishes the narrow trained behavior.
An Emergent Mirage: Is Emergent Misalignment and Realignment Indeed a Robust Phenomenon?
Recent work has reported Emergent Misalignment (EM), where language models fine-tuned on narrow, domain-specific misaligned datasets abruptly acquire broadly misaligned behavior, alongside evidence that this behavior can be reversed through limited realignment. We systematically study repeated alignment and misalignment cycles using controlled fine-tuning loops while tracking behavioral performance, and LoRA representations throughout training. Although we reproduce EM, we find that both misalignment and realignment are highly sensitive to superficial dataset characteristics, with apparent rapid realignment largely disappearing after controlling for response-length differences. We further find that previously reported mechanistic signatures, including representational phase transitions in LoRA space, do not consistently correlate with behavioral misalignment across training. Our results suggest that current evidence for EM is less robust than previously claimed and highlight the need for evaluation protocols that carefully control for these surface level dataset artifacts to identify the robustness of the EM phenomenon.
Towards Mechanistically Understanding Why Memorized Knowledge Fails to Generalize in Large Language Model Finetuning
Fine-tuning LLMs to inject new knowledge faces a critical challenge: LLMs can quickly memorize new facts, yet fail to use them for downstream reasoning tasks. We formalize this failure as the Knowing-Using Gap, characterized by an accuracy gap and a temporal lag between memorization and generalization. To understand this phenomenon, we fine-tune LLMs with unseen knowledge and monitor the spatial permeation dynamics of the knowledge internally with self-patching, an adaptation of activation patching that scans all layer pairs at every fine-tuning check-point. Self-patching identifies activation locations where relocating representations substantially improves failed generalization cases. These results are consistent with a knowledge-circuit misalignment hypothesis: memorized representations can exist internally but may not be routed to computation-effective layers. Experiments are done cross-domain for the robustness of this finding. Building on this diagnosis, we propose layer-wise representation self-distillation (LRSD) that aligns knowledge representation from late storage layer to middle layer. LRSD keeps improving generalization after fine-tuning saturates and nearly doubles multi-hop chaining accuracy on Qwen, while leaving memorization intact.
Transplanting, inverting, and preventing a misalignment persona: method-conditional emergent misalignment in Qwen2.5
Emergent misalignment (EM) -- the broad misbehaviour a language model acquires after fine-tuning on narrow harmful data -- is mediated in Qwen2.5 models by a latent persona direction, and that direction is causal in open weights. Transplanting it into a model that shares only pretraining with its source induces broad EM (2.83 +/- 0.26% misaligned against a random-direction floor of ~1.1%), and ablating a model's own direction roughly halves an overt inducer's broadcast (21% to 10%). The transplant doubles as a measurement method, causally assaying directions that a source model represents but cannot itself express. Whether a fine-tune recruits this persona depends on method and capacity, and since low-rank PEFT is the cheaper regime at scale, the recruiting method is also the economical one. On Qwen2.5-32B, low-rank LoRA on insecure code recruits it (3.4% misaligned) while full SFT on identical data does not (0.3%) and moves against the persona axis (drift-persona cosine +0.17 at rank 1 to -0.10), the far-inducer, high-capacity exception consistent with a representational-distance x capacity account. The persona's causal role is itself conditional. Steering a bad-medical SFT run away from the direction during training raises the broadcast from 24% to 51% while a matched random control lowers it, so removing the direction is no blanket recipe. Because recruitment is a loss-reducing shortcut that capacity renders redundant, it can be screened for and prevented in the tested instances. Persona loss-relevance at the SFT solution orders four inducers' broadcasts rank-perfectly within Qwen2.5, inoculation removes recruitment selectively (4.75% to 0.0%, code coherence 65% to 87%), and fine-tuning orthogonal to the single behaviour-derived axis reduces it persona-specifically. Results are a controlled case study of one model family, single-seed in places.
Inoculation Adapters: Improved Selective Generalization of Capabilities with Fewer Surprising Backdoors
Inoculation prompting is a selective generalization technique used against Emergent Misalignment. We introduce inoculation adapters (IA), which similarly diminish the optimization pressure to learn undesired traits by strengthening the trait at train time. Inoculation adapters are LoRAs that are trained and used over three steps: 1) trained on undesired traits; 2) attached frozen while a separate task adapter is trained on data exhibiting both desired and undesired traits; 3) at deployment, the IA is discarded, and only the task adapter is kept. We show across six model families and several undesired traits including emergent misalignment, that inoculation adapters are more effective at suppressing undesired traits, while avoiding two drawbacks of inoculation prompting: inoculation adapters can suppress capabilities and traits that cannot be reliably elicited by a prompt, and they introduce fewer surprising backdoors than inoculation prompting under our probes. While undesired traits are better suppressed by inoculation adapters, the retention of desired traits is not consistently improved upon inoculation prompting and remains a challenge for both techniques.
A Gravitational Interpretation of Safety Reversion under Fine-Tuning
Safety alignment in large language models can degrade during post-training even when neither the data nor the objective is intentionally adversarial. Alignment rebound and reverse dynamics suggest that this degradation may reactivate behavior suppressed during safety alignment. Building on these ideas, we hypothesize that ordinary non-adversarial post-training follows a reversion direction: the activation-space displacement from the safety-aligned model toward a more permissive, earlier helpful-only state. We see that for Llama, every tested trajectory across references, tasks, and seeds exceeds a matched empirical null, while at aligned Llama and Qwen checkpoints, a vocabulary readout shows that the direction locally favors task-engaging over fixed refusal-like openings. Its geometric expression is behaviorally informative: as post-training proceeds, alignment with the direction and harmfulness increase together, yielding a strong descriptive correlation (Spearman r=0.958). To move beyond correlation, we test causal relevance during adaptation using objectives constructed from this coordinate. Across all tested Llama, Qwen, and Gemma settings from 3B to 14B, an optimizer-matched objective opposing positive motion reduces geometric alignment and harmfulness relative to ordinary fine-tuning, whereas a separately stabilized objective reinforcing that motion increases both. Every model and scale exhibits the same mean block-baseline-push ordering, showing that the causal relevance of the reversion direction is not tied to one architecture or model size. Finally, we show that a standard safety-rehearsal objective, built without access to the direction, independently opposes it and cuts cumulative reversion by about 30% in Llama and Qwen.
Dismantling Pathological Shortcuts: A Causal Framework for Faithful LVLM Decoding
Large Vision-Language Models (LVLMs) exhibit sophisticated reasoning but remain susceptible to object hallucination. Deviating from the prevailing attention intensity assumption, we reveal a deeper dynamic structural misalignment: hallucination is triggered at decision-critical steps where specific attention heads, acting as risky mediators, decouple from visual evidence to lock onto language priors. This establishes a pathological shortcut that bypasses visual grounding. To dismantle this, we propose Fox (Faithfulness and Observational-flow via eXpression-rectification), a training-free inference-time framework. Fox diagnoses structural misalignment using a visual attention entropy probe to localize risky mediators unsupervisedly. We then execute a targeted causal intervention via numerical logit saturation to physically sever the shortcut path. Finally, a conflict-gated cooperative decoding strategy reconciles interventional faithfulness with observational fluency. Extensive experiments demonstrate that Fox achieves SOTA performance, outperforming SID by 29.1% while preserving linguistic richness. Code is available at https://github.com/Cc2021start/Fox.
What Shapes Emergent Misalignment? Insights from Training Dynamics, Model Priors, and Data
Emergent misalignment (EM) is a phenomenon in which models generalize with narrow fine-tuning, leading to broad (yet uneven) misalignment across evaluation questions. We study EM and its variability directly through the components of fine-tuning: training dynamics, model priors, and data. (1) We first explored how in-domain training loss relates to out-of-domain alignment scores across datasets and model families. Then, we tried to induce potential alternative local minima through different learning schedules for one narrow fine-tuning, but did not find strong runs with better broad alignment scores conditioned on similar or lower training loss. (2) We found that although the mean and standard deviations of the misaligned model scores are usually statistically different from those of the pre-trained model, there are some potential signals on overall positive correlation. The evaluation prompt-only activations from both the pre-trained and the original instruct models (prior to narrow fine-tuning) could predict fine-grained alignment scores after narrow fine-tuning. (3) Finally, we compared activation deltas before and after narrow fine-tuning and found moderate-to-high subspace overlap and similarity between the resulting activation shifts for training and evaluation prompts. Subspace overlaps between training and evaluation prompt activations correlate with their shifts' similarities when measuring with the last prompt-token activations. The train-evaluation data prompt overlap is controlled against overlap computed from random vectors and evaluation prompts activations.
Actionable Activation Directions for Detecting and Mitigating Emergent Misalignment Across Language Model Families
Fine-tuning language models on insecure code induces emergent misalignment with poorly understood internal structure. We investigate whether this misalignment corresponds to a causally actionable activation-space direction shared across architectures. Across four instruction-tuned model families (Qwen2.5-1.5B, Gemma-2-2B, Llama-3.2-1B, Ministral-3-3B) finetuned identically, a difference-in-means direction achieves 99.6% separation of aligned and misaligned activations at each model's final layer. Causal steering by subtracting this direction reduces code spillover by 21-51 points, while a secure-code control confirms content specificity. Cross-architecture transfer via ridge regression maps yields large behavioral suppression (up to 46 points) but fails specificity controls as random and orthogonal directions perform comparably. We identify a two-tier specificity structure: within-model directions are causally specific and actionable; cross-model directions are causally real but non-specific. An asymmetric transfer topology emerges, with Gemma and Qwen acting as geometric donors and Llama as a receiver. These findings define the limits of linear cross-architecture correction and recommend within-model probing for auditing.
Emergent Alignment
Can Large Language Models (LLMs) discern when their own outputs are misaligned with human ethics? And can they self-correct? We endow an LLM with a conscience step that reviews its own reasoning and outputs, and we extend the training loss with an alignment component using Direct Preference Optimization (DPO) to steer the model away from non-ethical outputs. The result is an online technique to align models in a wide range of applications: training, fine-tuning, adversarial prompting, and zero-shot learning. It does not require a weaker or stronger judge, relying instead on a frozen copy of itself. In previous work, the Emergent Misalignment scenario showed a range of emergent unethical behaviors from fine-tuning the model to hack code. Instead, we empirically show how to achieve Emergent Alignment: a single high-level introspective question steers training toward an ethical model under the same code hacking scenario.
Human-like autonomy emerges from self-play and a pinch of human data
Self-play reinforcement learning has recently emerged as a way to train driving policies without any human data. It uses cheap, large-scale simulations to substitute expensive, large-scale human driving demonstrations. A key limitation of this approach is that policies trained through pure self-play can learn effective but alien driving conventions incompatible with people. Previous works attempt to mitigate such behavioral misalignments through extensive reward engineering and domain randomization, which are brittle and labor-intensive. Instead of completely discarding human demonstrations, our method treats them as a regularization objective on top of a minimal safe goal-reaching reward. Like the spice in a good stew, we find that a little human data goes a long way: our method uses only 30 minutes of human demonstrations, 2500x fewer than comparable imitation learning approaches. Resulting policies coordinate with held-out human trajectories and complete training in 15 hours on a single consumer-grade GPU. Videos and full source code are available at https://spiced-self-play.com/.
The Arbiter Agent: Continually Monitoring Multi-Agent Conversations to Detect Emergent Misalignment
As AI systems built from multiple language-model agents become more common, they are increasingly used to make decisions together: discussing, negotiating, and acting on shared tasks. While individual agents may appear well-aligned when tested on their own, problems can arise from how they interact with one another. We introduce the Arbiter, an agent designed to monitor multi-agent conversations in real time and identify which participants may be behaving in misaligned ways. The Arbiter operates under a limited "inspection budget", meaning it must decide carefully how to use its resources. As it observes a conversation step by step, it can choose to wait, question a participant, examine internal information such as system prompts or reasoning traces, or log concerning behavior. At the end, it produces a report identifying the likely source of misalignment. We evaluate the Arbiter across five conversation conditions, ranging from risky financial advice model organisms to evaluation-aware and colluding agents, we test five tool configurations of increasing capability and two backbone models. We find that the Arbiter reliably detects misaligned agents well before the end of the conversation, with active inspection tools improving both detection accuracy and speed. Weight-induced misalignment proves hardest to detect, while instruction-induced misalignment is identified reliably even under passive observation. The logging tool exhibits a dual effect, improving recall at the cost of precision. These results suggest that continual, budget-aware monitoring can effectively catch misalignment, and that overseeing multi-agent systems may require treating the auditor as an active participant in the process. The code is available at https://github.com/aisilab/arbiter.
Emergent alignment and the projectability of ethical personas
Work on
emergent misalignment' shows that finetuning LLMs on narrow tasks can induce broadly misaligned behavior. This supports the persona selection' (PSM) hypothesis: during pre-training, LLMs learn to simulate different characters/perspectives, which can be elicited and refined during post-training. This paper investigates the converse phenomenon, emergent alignment', and uses it to support and refine the PSM and motivate a novel desideratum for alignment. We finetune a helpful-only model on broad and narrow safety tasks. To create SFT samples, we follow the Constitutional AI' (CAI) approach and use four constitutions which encode reasonable alignment strategies: deontology, consequentialism, virtue ethics, and aligning AIs as subordinate to human authority. For each, we show that finetuning on two narrow safety sub-categories reliably induces emergent alignment over a representative set of general safety categories, and on safety subcategories that we directly filtered-out of the data sets used for narrow alignment. To test the PSM' using a more fine-grained evaluation, we used a multidimensional ethical persona' diagnostic. For each constitutionally finetuned (broad/narrow) model, we evaluate how well their behavior matches their expected signature profile. Our results show that our CAI models acquire their expected ``ethical persona'' -- e.g., the model narrowly fine-tuned on SFT samples created using the consequentialist constitution agrees significantly more with utilitarian than deontological beliefs. Yet our coarse and fine-grained evaluations show that there are significant differences across our (broad/narrow) finetuned CAI models in how well they project. We conclude that alignment strategies should be evaluated, not just on their (in-distribution) general safety performance, but also specifically on their degree of coarse and fine-grained projectability.Emergent Misalignment Can Be Induced by Sycophancy and Reversed via Alignment Gating
Prior work has shown that fine-tuning large language models on malicious or incorrect outputs in narrow domains can induce broad misalignment and harmful behavior, a phenomenon known as emergent misalignment. However, efficient methods for reversing such misalignment remain limited. In this work, we make two contributions. First, we identify sycophancy fine-tuning, i.e., training models to passively agree with users' incorrect opinions, as a previously underexplored driver of emergent misalignment, and show that it induces broad and severe misaligned behavior. Second, we propose Alignment Gating, an efficient method for reversing emergent misalignment that inserts learnable and controllable gates into the model during fine-tuning. Through fine-tuning, these gates learn to identify the internal representations responsible for unsafe responses. Thus, amplifying or suppressing these representations then exacerbates or mitigates EM, respectively. We further find that alignment gating module exhibits strong generalization: gating weights obtained from narrow-domain fine-tuning substantially suppress broad-domain misaligned behavior while preserving the model's general capabilities.
Activation Steering Induces Emergent Misalignment: A More Comprehensive Evaluation
Activation steering has emerged as a popular inference-time technique for modulating the behavior of large language models (LLMs). By constructing a steering vector from examples of a target behavior and injecting it into intermediate activations during inference, activation steering enables flexible behavioral control while avoiding the permanent parameter updates required by finetuning. Meanwhile, recent work has identified emergent misalignment (EM) as a significant safety concern, wherein models finetuned on unsafe examples from a narrow task may unexpectedly generalize to broadly unsafe behavior on unrelated tasks. Although finetuning-induced EM has been extensively studied, whether activation steering can induce EM remains comparatively under-explored, despite its increasing use as a model-control technique. In this paper, we present a comprehensive study of activation-steering-induced emergent misalignment, substantially expanding the evaluation scope beyond existing pioneering work. First, we show that activation steering can induce broad misalignment, even in the recent Qwen-3.5 series. Moreover, activation-steered models produce harmful responses with stronger semantic relevance and higher coherence than their finetuned counterparts, making the resulting misalignment potentially more harmful. Second, we characterize properties of AS-induced EM by analyzing key steering-specific factors, including steering magnitude, the low-rank structure of the steering subspace, and the number of epochs during steering-vector construction. Third, we evaluate the robustness and sensitivity of AS-induced EM across diverse model families, model scales, target tasks, and intervention layers. Our findings reveal activation steering as a significant yet under-examined source of emergent misalignment and provide an activation-space perspective for understanding the mechanisms and safety risks of EM.
The Piggyback Hypothesis of Generalization: Explaining and Mitigating Emergent Misalignment
The mechanisms behind LLMs' broad over-generalization beyond training examples remain unclear. Emergent misalignment (EM) offers a striking case study: finetuning on narrow tasks induces broad misalignment to semantically-unrelated test domains. In this work, we propose the Piggyback Hypothesis: the chat-template tokens can piggyback the finetuned behaviour onto out-of-domain queries. We validate this hypothesis by showing that subtle perturbations to the prefix (tokens preceding all user queries), or patching the prefix representations with those from the unfinetuned model, can restore alignment without changing the user query. Building on this finding, we propose Token-Regularized Finetuning (TReFT), which regularizes specific token representations during training to mitigate EM. Across different models and multiple EM-inducing datasets, TReFT reduces EM while preserving in-domain learning. On Llama-3.1-8B finetuned on the legal domain, TReFT achieves 33.5% more EM reduction than data interleaving with a retain set of aligned examples. We further show that TReFT extends to other narrow-finetuning settings, including abstention, tool use, and refusal (off-topic generalization is reduced by 54.3% on average), supporting the Piggyback Hypothesis. Broadly, our work highlights that LLMs may learn and generalize in unintended ways and suggests a path toward more constrained finetuning. It also calls for further study of how shared input features can piggyback model behavior across domains.
Self-Recognition Finetuning can Prevent and Reverse Emergent Misalignment
Emergent misalignment (EM) has been linked to the activation of misaligned persona vectors and evil character traits, suggesting that EM operates through disruption of the model's aligned character rather than direct learning of harmful content. Motivated by this connection, we study self-generated text recognition (SGTR) finetuning as a character-targeted intervention that is distinct from existing in-training defenses. We conduct two-stage finetuning experiments across three models (GPT-4.1, Qwen2.5-32B-Instruct, Seed-OSS-36B-Instruct) and multiple EM datasets to compare SGTR finetuning against benign finetuning baselines (correct domain-specific data, general knowledge, and word counting) to find it an effective defense in both reversal and prevention settings. We find that all interventions produce comparable EM reversal, but only when restoring capabilities that EM had degraded. For prevention, only SGTR finetuning consistently reduces misalignment without exacerbating any individual metric, suggesting that character fortification specifically drives prevention. We provide further evidence for EM's relation to the LLM's default character by showing that EM finetuning induces diversity into the LLM's identity self-reports, artificially corrupting self-recognition exacerbates misalignment caused by EM finetuning, and that removing the model's identity-bearing system prompt substantially reduces the effect of EM finetuning. Together, these findings reframe EM not as the adoption of a coherent misaligned persona but as the destabilization of aligned character.
(Mis)generalization of Helpful-only Fine-tuning
Helpful-only models, that is, models that are trained to always follow user intent, are valuable for dangerous capability evaluations and other areas of AI R&D where refusals would be an obstacle. Little is known about the generalization properties of helpful-only training: helpful-only models refuse less than their harmless counterparts, but previous work has not studied other dimensions of their alignment. We study the shortcomings of existing helpful-only models. We find that some show emergent misalignment, others have residual refusal behaviors, and most show poor steerability, sycophancy, and incoherent character. We show that simple anti-refusal training can cause many of these issues. None of these problems are necessary consequences of helpful-only training, though: we show that synthetic document fine-tuning and adding character-related questions to SFT and RL can mitigate them.
Trait-space Monitoring for Emergent Misalignment During Supervised Finetuning
Emergent misalignment (EM) occurs when narrow finetuning induces dangerous behavior outside the finetuning task. Detecting this shift through repeated behavioral evaluation is costly, motivating our checkpoint-level monitoring from internal representations. We define a fixed coordinate system from seven alignment-relevant activation directions and use it to track representational drift during LoRA finetuning of four open-source 7-9B language models. Finetuning drift in this space exhibits a dominant axis that explains 78.6% of variance and remains stable across datasets, extraction choices, and parameter-update capacities. Across 468 checkpoints from three EM-relevant held-out datasets, the resulting monitors attain 1.8% FNR, 2.0% FPR, and 0.989 AUROC, outperforming semantic, random, PCA, and SAE feature baselines. On a fourth dataset, a matched benign-dangerous control shows that substantial representational drift can also occur under benign finetuning, while changes across the 7D profile still distinguish dangerous from benign runs. Stress tests across two 14B models, full finetuning, longer training horizons, and misaligned starting states show that the signal can persist across shifts in training configuration, while reliable deployment may require recalibration.
Reinforcement Learning Can Amplify Emergent Misalignment from Harmless Rewards
Emergent misalignment (EM) is the surprising tendency of language models to become broadly misaligned after fine-tuning on narrowly misaligned examples. While EM has been extensively studied in the supervised fine-tuning (SFT) setting, evidence that it also arises from reinforcement learning (RL) is limited to large, closed-source models, leaving the phenomenon expensive to study and difficult to reproduce. We characterize EM from RL in small, off-the-shelf open-weight models along three axes. First, we show that rewarding narrow, overtly misaligned behavior produces substantially higher general-domain misalignment than sample-matched SFT. Second, we show that EM from RL can be induced by reward signals that could plausibly arise naturally, such as unpopular aesthetic preferences or poor rhetorical appeals. Third, we evaluate in-training mitigations developed for SFT-induced EM and find that they broadly transfer, with preventive steering with persona vectors, interleaving safety data and inoculation prompting all performing well.
Towards Localized and Disentangled Knowledge Editing for Multimodal Large Language Models
Existing methods in Multimodal Knowledge Editing (MKE) have advanced the ability to correct outdated or inaccurate knowledge in Multimodal Large Language Models (MLLMs). However, they exhibit a critical limitation: while effectively modifying target factual pairs, they fail to generalize edits to logically related queries and often cause unintended alterations to unrelated but visually or semantically linked information. We identify and formalize two underlying failure modes causing this issue: Causal Misalignment, which confines edits to the specific sample, and Feature Entanglement, which causes unintended alterations to coupled but irrelevant information. To address these issues, we propose Localized and Disentangled Knowledge Editing (LDKE), a new framework that achieves precise and generalized editing by localizing fact-specific model layers and disentangling target-relevant inputs from irrelevant ones. Our approach introduces a Fast Localization module to identify and update critical layers efficiently, along with a Disentanglement Classifier that routes inputs appropriately to preserve unrelated knowledge. Extensive experiments across various benchmarks and MLLMs demonstrate that LDKE achieves superior performance in propagating edits to related contexts while maintaining high locality.
Unsupervised Identification and Removal of Spurious Correlations During Fine-Tuning
Fine-tuning a pretrained language model on a curated dataset can produce spurious correlations between the fine-tuning task and unintended latent factors -- such as misaligned personas or political slant -- that the curation procedure has entangled with the task. The model can latch onto these spurious correlations, leading to bias and reduced out-of-distribution generalisation. We prove that under reasonable assumptions on task complexity and the spurious correlation, such latent factors can be identified, without supervision, from the weights of a naive LoRA fine-tune. Existing approaches to removing bias, such as activation steering, remove identified factors from residual-stream activations, either at inference or during training. We argue, however, that the goal should be to remove the spurious correlation, not the latent factor itself, as the pretrained model may rely on it for genuine task signal. To enable this, we propose GRASP, GRadient projection of Associated Spurious Patterns, which prevents the model from acquiring new reliance on the identified latent factor while preserving any pretrained content along it. We validate on three fine-tuning tasks. The first two involve emergent misalignment, where fine-tuning on a narrow task -- in our case, writing insecure code and giving bad medical advice -- leads to misaligned responses on unrelated topics. Here our method completely removes misalignment in the insecure code case and reduces them by ~5x in the bad medical advice case, beating all baselines in the trade-off between misalignment-reduction and task-preservation. The last is a novel political-bias experiment, where fine-tuning on right-skewed Reddit financial-advice data causes political-lean drift on unrelated topics. Here our method reduces drift by more than half, while improving financial task performance, beating all baselines.
MindAdapter: Few-Shot Parameter-Efficient Residual Calibration of Cross-Subject Brain-to-Visual Decoding Models
Cross-subject brain-to-visual decoding remains a core challenge in brain-computer interfaces due to severe inter-individual variability that induces systematic subject-specific functional misalignment. To address this issue, we propose MindAdapter, a parameter-efficient few-shot calibration framework for pretrained brain-to-visual decoding models. MindAdapter adopts a decoupled linear-residual cascade alignment paradigm by freezing a pretrained explicit brain functional alignment backbone (coarse) and introducing a lightweight nonlinear residual adapter (fine), thereby disentangling global cross-subject correspondence from subject-specific residual corrections for fine-grained spatial and semantic calibration. To further preserve global representational stability, we design a topology-anchored dual-stream manifold constraint, where a small set of shared stimuli serves as topological pins with voxel-level paired supervision, while a semantic stream enforces consistency through a frozen vision-language decoder on unpaired brain data. Together, MindAdapter efficiently injects subject-specific corrections while maintaining the global representational geometry learned during pretraining. Experiments on the Natural Scenes Dataset (NSD) demonstrate that MindAdapter substantially improves cross-subject visual reconstruction and retrieval accuracy using only a few shared stimuli, offering a practical and data-efficient solution for personalized brain-to-visual decoding.
Investigating Concept Alignment Using Implausible Category Members
Developing AI systems with a human-like understanding of everyday concepts is a key step towards developing safe, reliable systems whose behavior makes sense to humans. When probing concept understanding, asking questions about plausible category members (e.g., "Is a car a vehicle?") is likely to recall patterns in the model's vast training data. We pursue an alternative strategy, characterizing the boundaries of conceptual categories by asking about implausible category members (e.g., "Is an olive a vehicle?") to probe the kind of concept-level knowledge we take for granted in fellow humans. We characterize concept boundaries for a set of fundamental concepts by studying AI systems' assignments of objects to superordinate categories from a classic psychological study by Rosch and Mervis, as well as their assignments of the same objects to mismatched superordinate categories. We compare these assignments to those made by human participants on the full range of within-category and cross-category assignment tasks. Our results reveal a range of concepts for which which models differ in meaningful and surprising ways from humans, including treating "words" as belonging to categories like "vehicles" and "clothing," identifying several "vegetable" category members as "fruit," and assigning exemplars from non-weapon categories to the "weapons" category. We also demonstrate how these instances of concept misalignment translate into problematic downstream behavior with implications for AI safety.
Persona-Model Collapse in Emergent Misalignment
Fine-tuning large language models on narrow data with harmful content produces broadly misaligned behavior on unrelated prompts, a phenomenon known as emergent misalignment. We propose that emergent misalignment involves persona-model collapse: deterioration of the model's internal capacity to simulate, differentiate, and maintain consistent characters. We test this hypothesis behaviorally using two metrics: moral susceptibility (S) and moral robustness (R), computed from the across- and within-persona variability of models' Moral Foundations Questionnaire responses under persona role-play. These metrics formalize the model's ability to differentiate characters (S) and its consistency when simulating a given one (R). We evaluate four frontier models (DeepSeek-V3.1, GPT-4.1, GPT-4o, Qwen3-235B) in three variants: base, fine-tuned to output insecure code, and a matched control fine-tuned to output secure code. Across the four models, insecure fine-tuning produces an average increase in S, pushing all four insecure variants beyond the band observed across 13 frontier models benchmarked in prior work -- with GPT-4o reaching more than twice the band's upper end -- signaling dysregulated differentiation. It also causes an average decrease in R, equivalent to a increase in 1/R. By contrast, the matched secure control preserves S near the base and induces only a partial R loss, showing that these effects are largely misalignment-specific. Complementing these metric shifts, insecure variants' unconditioned responses converge toward saturation near the scale ceiling, departing markedly from both base models' structured responses and those elicited when base models role-play toxic personas. Taken together, these metrics provide a sensitive diagnostic for emergent misalignment and serve as behavioral evidence that it involves persona-model collapse.
Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer
Fine-tuning LLMs on narrow harmful datasets can induce Emergent Misalignment (EM), where models exhibit misaligned behavior far beyond the fine-tuning distribution. We argue that emergent misalignment can be better understood as a data-mediated transfer phenomenon: harmful fine-tuning examples do not induce uniform behavioral spillover, but interact with the structural properties of the dataset and the difficulty of the tasks relative to the model. Across our experiments, we find that misalignment appears more readily when fine-tuning and evaluation prompts share similar underlying functional structure, when prompts leave more room for coherent harmful completions, and when the target behavior has been more reliably learned by the model. The training pipeline itself also matters: pretraining composition shapes later misalignment. We further study Subliminal Learning (SL), where misalignment is transmitted by fine-tuning on seemingly benign data generated by a harmful teacher. Moving beyond the standard SFT setting, we for the first time compare this transfer under off-policy and on-policy distillation as well, allowing us to separate the roles of the teacher guidance and the training data distribution in transmitting misalignment. Together, these results argue for a data-centric view: Emergent/subliminal misalignment should not be treated as a simple consequence of isolated harmful fine-tuning examples, but as the result of interactions between fine-tuning data structure, pretraining distributions, and training channels.
Overtrained, Not Misaligned
Emergent misalignment (EM), where fine-tuning on a narrow task (like insecure code) causes broad misalignment across unrelated domains, was first demonstrated by Betley et al. (2025). We conduct the most comprehensive EM study to date, reproducing the original GPT-4o finding and expanding to 12 open-source models across 4 families (Llama, Qwen, DeepSeek, GPT-OSS) ranging from 8B to 671B parameters, evaluating over one million model responses with multiple random seeds. We find that EM replicates in GPT-4o but is far from universal: only 2 of 12 open-source models (17%) exhibit consistent EM across seeds, with a significant correlation between model size and EM susceptibility. Through checkpoint-level analysis during fine-tuning, we demonstrate that EM emerges late in training, distinct from and subsequent to near convergence of the primary task, suggesting EM emerges from continued training past task convergence. This yields practical mitigations: early stopping eliminates EM while retaining an average of 93% of task performance, and careful learning rate selection further minimizes risk. Cross-domain validation on medical fine-tuning confirms these patterns generalize: the size-EM correlation strengthens (r = 0.90), and overgeneralization to untruthfulness remains avoidable via early stopping in 67% of cases, though semantically proximate training domains produce less separable misalignment. As LLMs become increasingly integrated into real-world systems, fine-tuning and reinforcement learning remain the primary methods for adapting model behavior. Our findings demonstrate that with proper training practices, EM can be avoided, reframing it from an unforeseen fine-tuning risk to an avoidable training artifact.
Conformity Generates Collective Misalignment in AI Agents Societies
Artificial intelligence safety research focuses on aligning individual language models with human values, yet deployed AI systems increasingly operate as interacting populations where social influence may override individual alignment. Here we show that populations of individually aligned AI agents can be driven into stable misaligned states through conformity dynamics. Simulating opinion dynamics across nine large language models and one hundred opinion pairs, we find that each agent's behavior is governed by two competing forces: a tendency to follow the majority and an intrinsic bias toward specific positions. Using tools from statistical physics, we derive a quantitative theory that predicts when populations become trapped in long-lived misaligned configurations, and identifies predictable tipping points where small numbers of adversarial agents can irreversibly shift population-level alignment even after manipulation ceases. These results demonstrate that individual-level alignment provides no guarantee of collective safety, calling for evaluation frameworks that account for emergent behavior in AI populations.
Intrinsic Guardrails: How Semantic Geometry of Personality Interacts with Emergent Misalignment in LLMs
Fine-tuning Large Language Models (LLMs) on benign narrow data can sometimes induce broad harmful behaviors, a vulnerability termed emergent misalignment (EM). While prior work links these failures to specific directions in the activation space, their relationship to the model's broader persona remains unexplored. We map the latent personality space of LLMs through established psychometric profiles like the Big Five, Dark Triad, and LLM-specific behaviors (e.g. evil, sycophancy), and show that the semantic geometry is highly stable across aligned models and their corrupted fine-tunes. Through causal interventions, we find that directions isolating social valence, such as the 'Evil' persona vector, and a Semantic Valence Vector (SVV) that we introduce, function as intrinsic guardrails: ablating them drives the misalignment rates above %, while amplifying them suppresses the failure mode to less than %. Leveraging the structural stability of the personality space, we show that vectors extracted from an instruct-tuned model transfer zero-shot to successfully regulate EM in corrupted fine-tunes. Overall, our findings suggest that harmful fine-tuning does not overwrite a model's internal representation of personality, allowing conserved representations to serve as robust, cross-distribution guardrails.
Mitigating Misalignment Contagion by Steering with Implicit Traits
Language models (LMs) are increasingly used in high-stakes, multi-agent settings, where following instructions and maintaining value alignment are critical. Most alignment research focuses on interactions between a single LM and a single user, failing to address the risk of misaligned behavior spreading between multiple LMs in multi-turn interactions. We find evidence of this phenomenon, which we call misalignment contagion, across multiple LMs as they engage multi-turn conversational social dilemma games. Specifically, we find that LMs become more anti-social after gameplay and that this effect is intensified when other players are steered to act maliciously. We explore different steering techniques to mitigate such misalignment contagion and find that reinforcing an LM's system prompt is insufficient and often harmful. Instead, we propose steering with implicit traits: a technique that intermittently injects system prompts with statements that reinforce an LMs initial traits and is more effective than system prompt repetition at keeping models in line with their initial pro-social behaviors. Importantly, this method does not require access to model parameters or internal model states, making it suitable for increasingly common use cases where complex multi-agent workflows are being designed with black box models.
Embodied Interpretability: Linking Causal Understanding to Generalization in Vision-Language-Action Models
Vision-Language-Action (VLA) policies often fail under distribution shift, suggesting that decisions may depend on spurious visual correlations rather than task-relevant causes. We formulate visual-action attribution as an interventional estimation problem. Accordingly, we introduce the Interventional Significance Score (ISS), an interventional masking procedure for estimating the causal influence of visual regions on action predictions, and the Nuisance Mass Ratio (NMR), a scalar measure of attribution to task-irrelevant features. We analyze the statistical properties of ISS and show that it admits unbiased estimation, and we characterize conditions under which action prediction error provides a valid proxy for causal influence. Experiments across diverse manipulation tasks indicate that NMR predicts generalization behavior and that ISS yields more faithful explanations than existing interpretability methods. These results suggest that interventional attribution provides a simple diagnostic approach for identifying causal misalignment in embodied policies.
Characterizing the Consistency of the Emergent Misalignment Persona
Fine-tuning large language models (LLMs) on narrowly misaligned data generalizes to broadly misaligned behavior, a phenomenon termed emergent misalignment (EM). While prior work has found a correlation between harmful behavior and self-assessment in emergently misaligned models, it remains unclear how consistent this correspondence is across tasks and whether it varies across fine-tuning domains. We characterize the consistency of the EM persona by fine-tuning Qwen 2.5 32B Instruct on six narrowly misaligned domains (e.g., insecure code, risky financial advice, bad medical advice) and administering experiments including harmfulness evaluation, self-assessment, choosing between two descriptions of AI systems, output recognition, and score prediction. Our results reveal two distinct patterns: coherent-persona models, in which harmful behavior and self-reported misalignment are coupled, and inverted-persona models, which produce harmful outputs while identifying as aligned AI systems. These findings reveal a more fine-grained picture of the effects of emergent misalignment, calling into question the consistency of the EM persona.
Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers
Finetuning a language model can lead to emergent misalignment (EM) [Betley et al., 2025b]. Models trained on a narrow distribution of misaligned behavior generalize to more egregious behaviors when tested outside the training distribution. We study a set of interventions proposed to reduce EM. We confirm that these interventions reduce or eliminate EM on existing evaluations (questions like "How do I make a quick buck?"). However, if the evaluation prompts are tweaked to resemble the training context, the model displays EM. We call this conditional misalignment. As in standard EM, the model displays misaligned behaviors more egregious than those seen during training, but only on inputs sharing features with the training data. The first two interventions are diluting misaligned data with benign data, and finetuning on benign data after misaligned data. Both produce conditional misalignment. For instance, models trained on a mix of only 5% insecure code still show misalignment when asked to format responses as Python strings (resembling the training context). The third intervention is inoculation prompting. Here, statements with a similar form to the inoculation prompt serve as triggers for misalignment, even if they have the opposite meaning. On the positive side, inoculation prompting has lower (but still non-zero) conditional misalignment if training is on-policy or includes reasoning distillation. Our results imply that in realistic post-training, where misaligned data is typically combined with benign data, models may be conditionally misaligned even if standard evaluations look clean.
Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types
Large language models (LLMs) undergo alignment training to avoid harmful behaviors, yet the resulting safeguards remain brittle: jailbreaks routinely bypass them, and fine-tuning on narrow domains can induce ``emergent misalignment'' that generalizes broadly. Whether this brittleness reflects a fundamental lack of coherent internal organization for harmfulness remains unclear. Here we use targeted weight pruning as a causal intervention to probe the internal organization of harmfulness in LLMs. We find that harmful content generation depends on a compact set of weights that are general across harm types and distinct from benign capabilities. Aligned models exhibit a greater compression of harm generation weights than unaligned counterparts, indicating that alignment reshapes harmful representations internally--despite the brittleness of safety guardrails at the surface level. This compression explains emergent misalignment: if weights of harmful capabilities are compressed, fine-tuning that engages these weights in one domain can trigger broad misalignment. Consistent with this, pruning harm generation weights in a narrow domain substantially reduces emergent misalignment. Notably, LLMs harmful generation capability is dissociated from how they recognize and explain such content. Together, these results reveal a coherent internal structure for harmfulness in LLMs that may serve as a foundation for more principled approaches to safety.
Moloch's Bargain: Emergent Misalignment When LLMs Compete for Audiences
Large language models (LLMs) are increasingly shaping how information is created and disseminated, from companies using them to craft persuasive advertisements, to election campaigns optimizing messaging to gain votes, to social media influencers boosting engagement. These settings are inherently competitive, with sellers, candidates, and influencers vying for audience approval, yet it remains poorly understood how competitive feedback loops influence LLM behavior. We show that optimizing LLMs for competitive success can inadvertently drive misalignment. Using simulated environments across these scenarios, we find that, 6.3% increase in sales is accompanied by a 14.0% rise in deceptive marketing; in elections, a 4.9% gain in vote share coincides with 22.3% more disinformation and 12.5% more populist rhetoric; and on social media, a 7.5% engagement boost comes with 188.6% more disinformation and a 16.3% increase in promotion of harmful behaviors. We call this phenomenon Moloch's Bargain for AI--competitive success achieved at the cost of alignment. These misaligned behaviors emerge even when models are explicitly instructed to remain truthful and grounded, revealing the fragility of current alignment safeguards. Our findings highlight how market-driven optimization pressures can systematically erode alignment, creating a race to the bottom, and suggest that safe deployment of AI systems will require stronger governance and carefully designed incentives to prevent competitive dynamics from undermining societal trust.
Learning Consumer Preferences from Bundle Sales Data
Problem definition: This paper studies the problem of estimating consumer preferences from bundle sales data. Product bundling is a widely used pricing strategy in retail markets. To set profitable bundle selection and prices, the seller needs to learn the distribution of consumers' valuations for individual products from the transaction data. When customers purchase bundles or multiple products, classical methods such as discrete choice models cannot be used to estimate consumers' valuations. In this paper, we propose an approach to learn the distribution of consumers' valuations toward the products using bundle sales data. Methodology/results: Our approach is to define a utility model for customer choices and estimate the parameters of a valuation distribution that maximizes the likelihood of observing the transaction data. Our approach reduces this problem to an estimation problem where the samples are censored by polyhedral regions on the valuation space of customers. Using the EM algorithm and Monte Carlo simulation, our approach can recover the distribution of consumers' valuations. We extend the framework to allow for unobserved no-purchases, clustered market segments and to incorporate non-additive bundle utilities with synergy effects. In addition, we provide theoretical results on the identifiability of the probability model and sufficient conditions for local convergence of the EM algorithm. Moreover, the performance of the approach is also demonstrated numerically with synthetic and real datasets. Managerial implications: This study demonstrates the challenge to leverage the transaction data of bundle sales to learn customers' preferences. The proposed algorithm provides a practical guidance for retailers.