Demographics

Recent momentum

emerging

0 papers in the last 28 days · 0.0% of indexed attention

Twelve weeks of publication activity for this topic as it is defined today.

Weekly history

Recent digests

What was published in this field, kept on the site without email delivery.

Period ending 2026-09-21

7 new papers

A weekly snapshot of new work published in Demographics.

Period ending 2026-09-14

7 new papers

A weekly snapshot of new work published in Demographics.

Period ending 2026-09-07

8 new papers

A weekly snapshot of new work published in Demographics.

Inside this field

Focused directions

243 papers

Latest in Demographics

May 30, 2026cs.LG

HASA: Subnet Allocation for Compute-Constrained Model-Heterogeneous Federated Learning

Edge services increasingly use federated learning to personalize on-device models while keeping sensitive data local. In practice, deployments must handle heterogeneity in both client resources and local data distributions. Model-heterogeneous federated learning lowers client cost by allowing each client to train a subnet of a shared supernet, but most subnet-allocation policies are driven by device constraints and do not explicitly account for statistical heterogeneity. This paper proposes Heterogeneity-Aware Subnet Allocation (HASA), a train-only rule that assigns subnet widths based on client heterogeneity scores computed from local training data while enforcing a fixed size-weighted compute budget. This design enables budget-matched comparisons with alternative allocation policies. On an article-title next-word prediction benchmark with seven clients, HASA improves unweighted mean client test accuracy over uniform allocation across 10 matched seeds, increasing mean client test accuracy from 13.82 percent to 14.32 percent, and improves worst-client accuracy on average. In a matched-budget comparison with representative partial-training baselines, HASA achieves the strongest worst-client and tail-client accuracy on this benchmark. A directionality ablation shows that assigning smaller subnets to more heterogeneous clients degrades both mean and tail performance. A cross-domain image-classification study further shows that the effectiveness of heterogeneity-aware allocation depends on how well the heterogeneity score reflects clients' need for additional model width.
Amir Hossein Shahdadian, Ahmed M. Abdelmoniem, Mahdi Taheri +2
May 30, 2026cs.LG

Demystifying the Optimal Fair Classifier in Multi-Class Classification

Ensuring fair and equitable treatment across diverse groups, particularly in multi-class classification tasks, poses a significant challenge due to the persistent biases inherent in machine learning models. Most existing bias mitigation techniques are tailored to binary settings, and the presence of multi-dimensional outputs and complex fairness mechanisms makes their extension to multi-class scenarios neither straightforward nor effective. In this paper, we investigate two fundamental, unresolved challenges in fair classification: (i) characterizing the optimal accuracy-fairness frontier in multi-class settings, and (ii) designing practical algorithms that attain this optimum in different training phases. To tackle these challenges, we first specify an analytically tractable probabilistic formulation of the optimal classifier under fairness constraints. Building upon this, we propose two attribute-blind algorithms to enforce fairness requirements in practice: an in-processing approach for fairness intervention during training via the reduction approach, and a post-processing approach for fine-tuning output probabilities with plug-in estimation. Theoretical analysis reveals that both methods converge to the optimal accuracy-fairness Pareto frontier. Experiments conducted on multiple datasets demonstrate the superior performance of our methods in balancing accuracy and fairness.
Li Zhang, Yuyuan Li, XiaoHua Feng +3
May 28, 2026cs.LG

Fairness-Aware Federated Learning with Trajectory Shapley Value

Federated learning is an emerging distributed paradigm that addresses the challenges posed by heterogeneous, privacy-sensitive data. It enables multiple clients to train a model collaboratively by aggregating their local updates at a server. However, conventional aggregation schemes typically use fixed weights that fail to reflect unequal and time-varying client contributions, leading to biased and unstable learning. To improve fairness and stability, we propose the Trajectory Shapley Value (TSV), a contribution metric that evaluates how each client influences the optimization trajectory of the global model using a validation-based, temporally consistent utility. Building on TSV, we design FedTSV, an adaptive aggregation method that converts per-round evaluations into dynamic client weights, allowing the server to respond to heterogeneous and adversarial participation in real time. Experiments on benchmark datasets show that FedTSV accelerates convergence, improves robustness, and yields more equitable contribution assessments, thereby providing a principled foundation for fairness-aware federated optimization.
Daniel Kuznetsov, Ziqi Wang
May 28, 2026cs.CV

Fairness Beyond Demographics: Optimizing Performance Across Appearance-Based Hidden Cohorts in Medical Imaging

Medical image analysis models can exhibit performance disparities across patient subgroups, threatening clinical safety and fairness. Existing methods typically address this issue by optimizing accuracy and fairness metrics for visible demographic attributes (e.g., sex or age) considered in isolation. This strategy not only overlooks potentially more informative latent stratifications, which may reveal deeper sources of model error and inequity, but also fails to scale when multiple demographic attributes are considered simultaneously due to the resulting sparsity of training data within each subgroup. We deal with these issues by introducing the label-free hidden-cohort fairness (LHCF) training paradigm that instead of maximizing fairness over visible demographic attributes, it optimizes fairness across latent subpopulations discovered from image appearance. By clustering images into K appearance-based cohorts and applying fairness optimization over them, LHCF uncovers underlying sources of model error and avoids the combinatorial sparsity of multi-demographic attributes, reducing disparities across both single and multiple demographic attributes. We demonstrate on our proposed fairness benchmark, HIDFairBench, that LHCF provides state-of-the-art fairness results on single and multiple demographic attributes, despite never using demographic labels for training. Our results position hidden-cohort fairness as a practical, scalable, and robust alternative to demographic-based fairness optimization for trustworthy medical image analysis.
Milad Masroor, Cuong Nguyen, Kevin Wells +1
May 28, 2026cs.CL

Attention Asymmetry in AI Layoff Discourse on X: A Computational Analysis of Capital vs Labour Amplification

When workers lose jobs to AI-driven restructuring, two very different conversations happen on X (formerly Twitter) at the same time. Tech executives and AI researchers talk about productivity, transformation, and opportunity. Laid-off workers and labour critics talk about job loss, uncertainty, and fear. This paper asks a simple question: which conversation gets more reach? We report three studies using two collection methods and 763 tweets from 20 named public accounts. Study 1 used keyword-based collection (n=392) and found no significant difference between corpora (p=0.891), revealing that keyword search is too noisy for this task. Study 2 used account-based collection (n=96) and found a 3.12x mean amplification advantage for capital discourse over labour discourse (p=0.000003, Cohen's d=0.555). Study 3 combined both methods (n=763) and confirmed the finding at 4.18x mean and 10.77x median amplification ratio (p<0.000001). Critically, after normalising for follower count, the asymmetry persists at 2.69x (p=0.000009, Cohen's d=0.491), demonstrating that the effect is not simply a consequence of capital accounts having larger audiences. The finding is robust across all tested amplification metric weightings. We introduce the Amplification Ratio and Amplification Normalisation Index as simple metrics for measuring platform-level discourse inequality. A cross-platform replication on Reddit (n=647 posts) did not replicate the finding, suggesting the asymmetry may be specific to X's account-based amplification architecture. We discuss the methodological implications for cross-platform discourse analysis.
Joy Bose
May 27, 2026stat.ML

Geometry of Relaxed Fair Regression: A Unified Framework for Aware and Unaware Settings

Fairness-accuracy trade-offs are a central concern in the deployment of fairness-aware machine learning methods. When sensitive attributes are unavailable at inference time-the so called unawareness setting, principled methods for obtaining accurate predictions under relaxed fairness constraints are largely missing. In this work, we address this gap by formulating regression under a demographic parity penalty as an optimal transport problem. Our framework unifies both the \emph{aware} and \emph{unaware} settings and characterizes optimal prediction functions via optimal transport maps, under both squared Wasserstein-2 and Total Variation penalties. These results reveal that the choice of penalty reflects fundamentally different fairness philosophies: the Wasserstein penalty induces a smooth, population-wide compromise, while Total Variation enforces exact parity for a subset of individuals. Building on these theoretical characterizations, we propose an algorithm that is simple to implement, computationally efficient, and consistently matches or outperforms state-of-the-art baselines on real-world benchmarks.
M. Generali Lince, V. Divol, R. Flamary +2
May 27, 2026cs.AI

OccuReward: LLM-Guided Occupant-Centric Reward Shaping for Demographic Equity in Grid-Interactive Buildings

Large language models (LLMs) have demonstrated promising capability in generating reward functions for deep reinforcement learning (DRL)-based building energy management. However, their potential to exhibit or exacerbate disparities in occupant comfort across heterogeneous demographic populations remains unexplored. We present OccuReward, a framework investigating how LLM-mediated reward design affects demographic equity. Our contribution is three-fold: the introduction of the Comfort Equity Index (CEI) as a novel feedback signal; a methodology for iterative, equity-aware LLM reward shaping; and a performance analysis of DRL agents under these refined objectives. Utilizing four empirically grounded occupant profiles from the ASHRAE Global Thermal Comfort Database II (13,440 votes), we deploy a Soft Actor-Critic agent in CityLearn v2. Our approach employs the Gemini API to generate reward function logic and weights--rather than performing per-step inference--across three refinement rounds. Results across 15 experimental runs reveal that elderly female occupants consistently experience the lowest satisfaction in initial rounds. By Round 3, equity-aware LLM refinement activates specific reward components that improve satisfaction for Young Males (+17.6%), Mid-aged Females (+28.2%), Health Sensitive (+53.8%), and Elderly Females (+567%), while simultaneously reducing energy costs by 3.2%. Our findings highlight that while reward-level intervention significantly improves equity, demographic disparities in AI-driven controllers persist, necessitating further research into algorithmic fairness in building systems.
Shadmehr Zaregarizi, Khashayar Yavari
May 27, 2026cs.AI

Examining Agents' Bias Amplification versus Suppression in Multi-Agent Systems

Multi-agent systems are increasingly deployed to support various tasks where agents interact to achieve individual and collective objectives. Although these systems can enhance task performance and decision-making, fairness preservation through bias reduction remains challenging. This study examines how agent-level biases shift and impact system-wide fairness. We use prompts to expose individual agents to group-favoring bias, then assess downstream impacts at the system level. To quantify the impact, we propose Favor Bias Strength (FBS), a zero-centered metric that decomposes bias alteration between favored-group uplift and disfavored-group suppression. Using multiple agent designs, benchmarks, and up-to-date large language models, we show that agents endowed with bias can substantially affect system-wide fairness. Interestingly, when agents are exposed to bias uniformly, the system-wide bias elevates, even exceeding the additive sum of the individual agents' biases. The empirical evidence underscores the criticality of fairness in multi-agent systems, which warrants further analyses and empirical tests.
Zejian Eric Wu, Zhongyi Jiang, Yuan Zhuang +1
May 27, 2026cs.CV

Stay Fair! Ensuring Group Fairness in Diffusion Models Across Guidance Scales

Diffusion models steer conditional generation with a tunable guidance scale to trade off prompt alignment and diversity. However, existing debiasing techniques are optimized for a single scale, degrading fairness when users adjust this parameter. We trace this behavior to a previously overlooked source by decomposing total bias into two components: a model bias and a guidance bias. While prior work primarily targets the former, we show that the guidance bias grows monotonically with the guidance scale, eventually dominating the high-guidance regimes users prefer. To address this, we extend Strong Demographic Parity to guidance and derive a condition under which the target distribution retains its group ratio across guidance scales. We propose StayFair, which leverages this condition to design fair guidance algorithms in both regimes. For classifier guidance, it equalizes the classifier's output distributions across groups; for classifier-free guidance, it shifts the null embedding by a prompt-dependent offset. Because StayFair modifies only the guidance step, it is orthogonal to model debiasing and can be layered onto existing fair diffusion models to extend their fairness across guidance scales. Across class-conditional and text-to-image generation, StayFair decouples fairness from the guidance scale without sacrificing image quality.
Myeongsoo Kim, Eunji Kim, Minwoo Chae +1
May 26, 2026cs.LG

Test-Time Collective Action: Proxy-Based Perturbations for Correcting Algorithmic Harms

When machine learning systems under-perform for particular subgroups, affected users typically have no way to correct these disparities without relying on platform-level fixes. Existing approaches to algorithmic fairness rely on provider-centric approaches to correct these failures, leaving users with no external lever when faced with harm. Recent work in Algorithmic Collective Action shows that coordinated users can steer an algorithmic system toward a collective goal, but the existing mechanisms require the provider to retrain on the collective's modified data which users may not have control over. We propose Test-Time Collective Action (TTCA), a framework through which a group of users who share query access to the platform, can correct disparities affecting under-served subgroup without participating in the platform's training loop. We implement this through a proxy-based mechanism where the collective pools query access to a black-box API to extract a proxy of the platform, then optimizes a per-class universal perturbation against the proxy. Each member applies this perturbation to their own inputs at submission time, requiring no cooperation from the platform. We empirically evaluate the mechanism on CIFAR-10, CIFAR-100, and FairFace, showing that modestly-sized collectives close most of the subgroup accuracy gap, transfer across architectures (a small proxy can attack a larger platform), and improve worst-group accuracy, equal-opportunity gap, and disparate impact. A query-budget analysis comparing a per-user black-box attack baseline shows that pooling is cheaper than each subgroup member attacking alone. Test-time collective action thus offers corrective intervention to users when platform-side remediation is unavailable or delayed.
Meghana Bhange, Ulrich Aïvodji, Elliot Creager
May 26, 2026cs.CY

Algorithmic Monocultures in Hiring

Many employers screen job applicants with algorithms built by the same few algorithm vendors. We hypothesize that algorithmic monoculture leads to the same individuals and members of the same racial groups facing rejection. We acquire and analyze a novel dataset of 3 million applicants submitting 4 million applications where all the applications are screened by algorithms built by the same vendor. We find clear racial disparities in applicant outcomes. Of all applications submitted by Asian and Black applicants, 14.74% and 25.87% are submitted to positions that adversely impact Asian and Black applicants, respectively, according to U.S. employment discrimination standards. Individuals also receive homogeneous outcomes: 4% of all applicants who apply to 10 positions are recommended for rejection from all positions, a rate higher than expected by chance. To better understand this homogeneity, we leverage the deterministic replicability of hiring algorithms to generate the outcomes applicants would have received if they applied to all positions. We show that applicants would need to apply widely in order to ensure their applications are considered by a human
Rishi Bommasani, Sarah H. Bana, Kathleen A. Creel +2
May 26, 2026cs.CL

When Does Demographic Information Help? Data and Modeling Regimes for Perspective-Aware Hate Speech Detection

Demographic information is often used to model annotator perspectives in subjective tasks such as hate speech detection, but its benefit is inconsistent: it improves performance in some settings and behaves as noise in others. This paper asks when demographic features help. We analyze demographic gain as a function of both data split properties and modeling frameworks. For data splits, we measure annotator disagreement, namely how often annotators assign different labels to the same example, along with training size and train-test demographic coverage. We find that demographic gains concentrate in regimes with low training disagreement, high test disagreement, fine-grained ambiguity measurement, sufficient training data, and greater demographic overlap. Motivated by these regimes, we introduce a gated demographic residual model that treats demographics as a selective adjustment to text-only predictions. Experiments on MHS and POPQUORN show that this design is effective, especially on high disagreement or low confidence examples. Overall, our results suggest that demographics should not be assumed useful by default; their value depends jointly on the data regime and the modeling framework.
Weibin Cai, Reza Zafarani
May 24, 2026cs.LG

A Blended Likelihood Approach for Achieving Fairness Using Naive Bayes

Concerns about algorithmic bias and fairness have increased as artificial intelligence has been incorporated into high-stakes decision-making. Traditional Naive Bayes classifiers, while efficient and interpretable, lack fairness-awareness mechanisms and perpetuate historical biases in sensitive domains such as hiring, credit scoring, and criminal justice. This study develops a fairness-aware extension of the Naive Bayes classifier that mitigates bias while maintaining computational efficiency. We propose the Bias Mitigating Naive Bayes (BMNB) classifier, integrating in-processing and post-processing interventions. The in-processing stage employs a blended likelihood approach combining group-specific and pooled likelihood estimates through a tunable blending parameter alpha to balance fairness and accuracy. The post-processing stage applies output calibration with adaptive thresholding to fine-tune group-specific decision boundaries. Experimental results indicate that BMNB attains Disparate Impact (DI) values of 1.000, 1.171, and 0.997 and Equal Opportunity Difference (EOD) values of -0.217, -0.226, and -0.053 on the Adult, ProPublica, and Framingham datasets, respectively, while maintaining computational efficiency. Ablation studies confirm that the combination of blended likelihood and adaptive thresholding yields superior performance compared to either technique in isolation.
John Arthur Junior, Abdul Lateef Yussif, Maame G. Asante-Mensah +3
May 23, 2026cs.LG

Balancing Fairness, Privacy, and Accuracy: A Multitask Adversarial Framework for Centralized Data-Driven Systems

The integration of fairness and privacy in centralized data-driven applications is critical, especially as these systems increasingly influence sectors with significant societal impact. Current methods rarely address privacy, fairness, and accuracy together, which can potentially compromise ethical standards and privacy regulations. However, balancing these three objectives is quite challenging since each of objective often imposes conflicting requirements on the design and training of models, making it difficult to optimize one without compromising the others. This paper introduces a novel multitask adversarial model that treats fairness and privacy as integral objectives rather than afterthoughts, and learns a latent representation that hides sensitive attributes while preserving essential task-related information. Our approach dynamically balances fairness with accuracy and privacy through an optimized cost function with minimal performance loss even under strict conditions. Extensive testing on diverse datasets shows the ability of our model to achieve high standards of fairness and privacy without significant sacrifice to accuracy. Benchmarking against state-of-the-art privacy and fairness standards shows that our method enhances the robustness of privacy, fairness, and accuracy optimization, proving its adaptability across various datasets.
Imesh Ekanayake, Elham Naghizade, Jeffrey Chan
May 20, 2026cs.LG

CRAFT: Conflict-Resolved Aggregation for Federated Training

The aggregation of conflicting client updates remains a fundamental bottleneck in federated learning (FL) under heterogeneous data distributions. Naive averaging can produce a global update that improves the global objective while conflicting with specific clients, causing degradation for those clients. In this work, we propose CRAFT (Conflict-Resolved Aggregation for Federated Training), a new aggregation framework that treats the global update as a geometric correction problem. We formulate aggregation as finding the update closest to a reference direction while satisfying conflict-free alignment constraints. We derive a closed-form expression for the constrained optimization problem, avoiding the computational overhead of iterative solvers. Furthermore, we use a layer-wise adaptation to address conflicts at varying feature granularities. We provide a theoretical analysis showing that CRAFT promotes a common-descent structure and mitigates conflicts through its projection geometry. Extensive experiments on heterogeneous benchmarks demonstrate that CRAFT improves the accuracy of the global model while reducing performance disparity across clients compared with state-of-the-art baselines. The source code for CRAFT is available at https://github.com/tum-pbs/CRAFT.
Ziqi Wang, Qiang Liu, Nils Thuerey
May 20, 2026cs.LG

Choose Wisely and Privately: Proactive Client Selection for Fair and Efficient Federated Learning

Federated Learning enables collaborative model training across decentralized data sources without data transfer. Averaging-based FL is limited by the presence of non-IID data, which negatively impacts convergence speed and final model accuracy. Conventional alternatives suffer from significant inefficiency. Clients with noisy or highly heterogeneous data contribute expensive gradient computations that are either discarded or heavily down-weighted before aggregation. These reactive approaches waste computational resources, require more communication rounds and result in unnecessary privacy exposure. In this paper, we propose a proactive client selection framework that aims to find an optimal federation of clients whose combined data match utility and fairness requirements before training begins. Our method relies on mutual information computed from differentially private contingency tables to quantify the relevance of cross-feature correlations in the union dataset. We introduce a Potential Federation Loss (PFL) over the set of fixed-size federations, which balances two objectives. Maximizing collective data utility while ensuring fair cross-features correlations to prevent group unfairness. Client selection is expressed as an optimal subset search problem over the PFL objective, which we solve using simulated annealing under strong differential privacy guarantees for clients' local statistics. Experimental results on four benchmarks show faster, fairer, and more accurate models trained on optimally found federations, compared to uniform sampling, even when state-of-the-art adaptive aggregation or sampling strategies are employed.
Adda Akram Bendoukha, Heber Hwang Arcolezi, Nesrine Kaaniche +1
May 19, 2026cs.SE

Provable Fairness Repair for Deep Neural Networks

Deep neural networks (DNNs) are suffering from ethical issues such as individual discrimination. In response, extensive NN repair techniques have been developed to adjust models and mitigate such undesired behaviors. However, existing fairness repair methods are typically data-centric, which often lack provable guarantees and generalization to unseen samples. To overcome these limitations, we propose ProF, a novel fairness repair framework with provable guarantees. The key intuition of ProF is to leverage interval bound propagation (a widely used NN verification technique) to soundly capture model outputs over the whole set S(x)S(\mathbf{x}) around a biased sample x\mathbf{x}. The derived bounds are utilized to guide fairness repair which encourages the model to produce consistent outputs on S(x)S(\mathbf{x}). Specifically, we integrate fairness constraints and model modifications into a unified constraint-solving formulation, which can be transformed to a Mixed-Integer Linear Programming (MILP) problem solvable by off-the-shelf solvers. The solution to the MILP problem effectively induces a repaired model with guaranteed fairness over the whole set S(x)S(\mathbf{x}). We evaluate ProF on four widely used benchmark datasets and demonstrate that it achieves provable fairness repair, with generalization of up to 95.93% on full datasets and 93.16% on the entire input space. Notably, ProF can be easily configured to support multiple sensitive attributes and more practical fairness definitions, while providing provable repair guarantees and delivering around 90% fairness improvement. Our code is available at https://github.com/nninjn/ProF.
Jianan Ma, Jingyi Wang, Qi Xuan +1
May 19, 2026cs.CV

Neuron Incidence Redistribution for Fairness in Medical Image Classification

Deep learning models for medical image classification are susceptible to subgroup performance disparities across demographic attributes such as age, gender, and race. We identify a latent representational mechanism underlying these disparities: in transfer-learned models, the dominant penultimate-layer activation channel under positive predictions is co-activated by both disease-positive samples and privileged demographic groups (male, older patients), producing over-diagnosis; conversely, the dominant channel under negative predictions is co-activated by disadvantaged groups (female, younger patients), producing systematic under-diagnosis. To address this, we propose Neuron Incidence Redistribution (NIR), a lightweight regularization method that penalizes the variance of predicted-probability-weighted mean activations across penultimate-layer neurons, requiring no demographic labels at training time. On HAM10000, TPR disparity drops from 10.81% to 0.93% across age groups and from 12.04% to 0.74% across gender, with a marginal AUC improvement of 0.51 points. On Harvard OCT-RNFL, NIR reduces FPR disparity for race (from 15.68% to 10.66%) and age (from 12.69% to 1.80%), demonstrating that distributing latent disease evidence across the full penultimate layer is a principled and effective strategy for improving demographic fairness in medical AI.
Abin Shoby, Lyle John Palmer, Nikhil Cherian Kurian
May 19, 2026cs.LG

Worst-Group Equalized Odds Regularization for Multi-Attribute Fair Medical Image Classification

Diagnostic performance in medical AI varies systematically across demographic groups, yet subgroup AUC can mask clinically important disparities. At a fixed inference-time operating point, some groups may exhibit over-diagnostic behaviour, characterized by elevated true and false positive rates, while others show under-diagnostic patterns with reduced true and false positive rates. These opposing tendencies can cancel in aggregate AUCs while producing meaningful inequities in clinical decision-making. Motivated by the need to assess and mitigate such disparities at the operating point and across multiple demographic attributes simultaneously, we propose a worst-group equalized-odds margin regularizer. The proposed regularizer explicitly targets subgroup-level deviations on both the true positive and false positive sides at inference. At each update, the method identifies subgroups defined by explicit demographic attributes (e.g., age, sex, and race) that exhibit the most extreme margin deviations and applies a unified penalty, enabling fairness optimization across multiple demographic axes without requiring explicit intersectional constraints. Across two medical imaging datasets in realistic multi-label settings, our method consistently reduces disparities in Equalized Odds and Equalized Opportunity with minimal impact on AUC, preserving diagnostic performance while improving fairness.
Nikhil Cherian Kurian, Victor Caquilpan Parra, Abin Shoby +6
May 18, 2026cs.LG

Stochastic Penalty-Barrier Methods for Constrained Machine Learning

Constrained machine learning enables fairness-aware training, physics-informed neural networks, and integration of symbolic domain knowledge into statistical models. Despite its practical importance, no general method exists for the non-convex, non-smooth, stochastic setting that arises naturally in deep learning. We propose the Stochastic Penalty-Barrier Method (SPBM), which extends classical penalty and barrier methods to this setting via exponential dual averaging, a stabilized penalty schedule, and the Moreau envelope to handle non-smoothness. Experiments across multiple settings show that SPBM matches or outperforms existing constrained optimization baselines while incurring only linear runtime overhead compared to unconstrained Adam for up to 10,000 constraints.
Adam Bosák, Andrii Kliachkin, Jana Lepšová +2
May 18, 2026cs.LG

Federated Learning by Utility-Constrained Stochastic Aggregation for Improving Rational Participation

Federated Learning (FL) algorithms implicitly assume that clients passively comply with server-side orchestration by sharing local model updates upon server request. However, this overlooks an important aspect in real-world cross-silo environments: clients are often rational agents who may prioritize their utilities such as local model performance over that of the global model. In settings with significant statistical heterogeneity, rational clients may opt out of the federation if the perceived benefits of collaboration fail to meet their local utility thresholds. Such attrition degrades the global model performance and can lead to the collapse of the federated training process. In this work, we introduce FedUCA, (Federated Learning by Utility-Constrained Stochastic Aggregation for Improving Rational Participation), a framework that formalizes the server's role as an optimizer seeking to maximize global model performance by sustaining client participation. We substantiate our framework through extensive experiments on standard datasets demonstrating that by prioritizing participation feasibility, FedUCA achieves significantly higher client retention and, consequently, a superior global model performance.
M Yashwanth, Arunabh Singh, Ashok Nayak +2
May 17, 2026cs.LG

BESplit: Bias-Compensated Split Federated Learning with Evidential Aggregation

Split Federated Learning (SFL) enables privacy-preserving collaborative training by partitioning models between clients and a server. However, under non-IID data distributions, SFL often suffers from biased optimization and unstable convergence, while existing solutions largely adapt techniques from conventional federated learning. In this work, we observe that the split architecture of SFL inherently alters how client information is represented and coordinated, opening opportunities for bias compensation beyond parameter-level aggregation. Based on this insight, we propose BESplit, an architecture-aware framework that exploits the intrinsic structure of SFL to mitigate non-IID effects. First, to prevent biased local data from dominating global updates, we introduce Evidential Aggregation (EA) to perform fine-grained reweighting of client contributions based on evidential uncertainty. Second, to further reduce distributional skew, we develop Bias-Compensated Collaboration (BCC) to align split-layer representations by pairing complementary clients. Finally, Dual-Teacher Distillation (DTD) is incorporated to synchronize knowledge between decoupled client and server models, enabling independent local inference. Extensive experiments on five benchmark datasets demonstrate that BESplit consistently outperforms state-of-the-art methods in accuracy, convergence stability, and computational efficiency under diverse non-IID settings.
Yuhan Xie, Chen Lyu, Jingrong Huang
May 17, 2026cs.CY

Position: Age Estimation Models Do Not Process Biometric Data

When a neural network estimates someone's age from a photograph, does it process biometric data? The answer depends on whether identity-discriminative representations arise within the network during inference, a question that may seem trivial to ML researchers but triggers consent requirements under GDPR, statutory damages under BIPA, or high-risk AI classification under the EU AI Act. Yet no regulatory guidance addresses it. This position paper provides empirical evidence: 14 models evaluated across 3 face verification benchmarks show age estimators fall orders of magnitude short of identification thresholds. Age estimation models cannot identify individuals. We call on researchers to provide transparency about what systems store and can do, and on regulators to distinguish transient processing from template storage.
Nikita Marshalkin
May 16, 2026cs.LG

Differentiable Optimization Layers for Guaranteed Fairness in Deep Learning

Differentiable optimization layers are traditionally integrated in predict-then-optimize frameworks where a neural model estimates parameters that subsequently serve as fixed inputs to downstream decision-making optimization problems. In this work, we introduce the concept of a "fairness layer": a differentiable optimization layer appended to a model's output layer that guarantees a chosen notion of output parity is satisfied when integrated into a neural network. Additionally, we introduce an online primal-dual inference algorithm that provides provable aggregate fairness guarantees for streaming predictions with arbitrarily small batch sizes, where traditional per-batch constraints become overly restrictive. Numerical experiments demonstrate the effectiveness of the fairness layer and associated algorithm, and theoretical analysis characterizes the layer's differentiability and stability properties during model training and backpropagation. Our code for these experiments is publicly available on GitHub (https://github.com/dtroxell19/FairDL-ICML-2026.git) and our public Python package documentation can be found online: https://dtroxell19.github.io/fairness_training/.
David Troxell, Noah Roemer, Guido Montúfar
May 16, 2026cs.CY

Auditing Discriminatory Patterns in Mortgage Lending Through Association Rules and Fair Binning

Mortgage lending in the United States exhibits persistent racial and gender disparities. We investigate whether standard data preprocessing steps, specifically attribute binning, amplify these disparities in downstream pattern mining. Using 103,481 cleaned mortgage applications from the HMDA 2023 dataset (Chicago metropolitan area), we build a three-stage pipeline: (1) a PySpark data cleaning and binning pipeline that implements both standard equal-frequency binning and the epsilon-biased fair binning algorithm from Asudeh et al. [1], (2) FP-Growth association rule mining that compares denial patterns under both binning regimes, and (3) K-Means clustering with a per-cluster disparate impact audit. Our standard binning shows 9.63% racial bias in income discretization, consistent with the 8-10% reported in prior work. Fair binning with seven race groups is infeasible at epsilon=0.03 and only succeeds at epsilon=0.08 with a Price of Fairness of 29.4%. FP-Growth reveals that high debt-to-income ratio is the dominant denial predictor (67.2% confidence, 2.81 lift), while racial bias does not appear as explicit high-support rules. However, K-Means clustering followed by a disparate impact audit flags 10 out of 45 cluster-group pairs, showing that Black applicants face significantly higher denial rates than White applicants even among financially similar groups.
Archit Rathod, Dhwani Chande, Het Nagda
May 15, 2026cs.CY

Marginal Alignment Does Not Guarantee Joint-Distribution Fidelity: An Official-Reference Audit of Nemotron-Personas-Korea with Cross-Locale Replication

Synthetic persona datasets cite alignment with official demographics as a basis for trust, yet downstream users consume them as joint structures across age, sex, region, occupation, education, name, and institutional status. Marginal alignment does not imply that these joints are preserved. We propose the Independence-Assumption Footprint (IAF), an audit primitive that operates on the attribute combinations a dataset card itself documents as treated independently. For each such combination, IAF compares the synthetic joint against an external official or institutional reference, using direct joint tables where available and rule-implied checks otherwise. Applied to NVIDIA Nemotron-Personas-Korea (one million Korean synthetic personas), IAF finds that NPK aligns with KOSIS marginals while three joints fail. The major-by-occupation distribution against the KEIS graduate universe carries a large conditional mismatch. The age profile of military service is institutionally inconsistent. Female representation in male-dominated occupations is substantially over-flattened toward parity, with the strict screening verdict mapping-dependent and age-robust under direct standardisation. A transferability demonstration across six further NPK locales finds locale-dependent rather than universal diagnostics, with reference-taxonomy cardinality confounding cross-locale flag counts. For synthetic personas used as silicon samples, marginal claims must therefore be paired with disclosure-anchored joint audits before reuse. The released audit artefacts (reference manifests, occupational crosswalks, derived metrics, reproducibility scripts) instantiate this protocol on the NPK family and are released for retargeting at other synthetic persona resources.
Joonhyung Bae
May 14, 2026cs.LG

GESD: Beyond Outcome-Oriented Fairness

Machine learning (ML) algorithms are increasingly deployed in high-stakes decision-making domains such as loan approvals, hiring, and recidivism predictions. While existing fairness metrics (e.g., statistical parity, equal opportunity) effectively quantify outcome-oriented disparities, they offer limited insight into the procedure or explanation behind biased decisions. To address this gap, we propose Group-level Explanation Stability Disparity (GESD), a \textit{procedural-oriented} fairness metric that measures disparities in the stability, robustness, and sensitivity of model explanations across different subgroups in a protected category. %GESD is explainer-agnostic, model-agnostic, and extends the scope of fairness analyses to the level of explainability. We further integrate GESD into a multi-objective optimization framework that jointly optimizes for utility, outcome-based fairness, and explanation-based fairness called FEU (Fairness--Explainability--Utility). Empirical results on multiple benchmark datasets show that GESD effectively captures group-wise discrepancies in explanation quality, and that FEU improves both utility and fairness over state-of-the-art methods. By bridging outcome-based and explanation-based fairness, GESD offers a comprehensive tool for diagnosing and mitigating bias in predictive modeling. Our code and datasets are available on GitHub {\hyperlink{https://github.com/horlahsunbo/GESD}{https://github.com/horlahsunbo/GESD}}
Gideon Popoola, John Sheppard
May 14, 2026cs.MA

Temporal Fair Division in Multi-Agent Systems: From Precise Alternation Metrics to Scalable Coordination Proxies

A plethora real-world environments require agents to compete repeatedly for the same limited resource, calling for a temporal notion of fairness judged across entire interaction histories. This paper advances the theory of temporal fair division by introducing Rotational Periodicity (RP), a family of lightweight metrics, alongside the ALT family of sliding-window measures, within a unified framework for repeated multi-agent resource competition. We formalise the Multi-Agent Battle of the Exes (MBoE) as a repeated fair division instance and establish Perfect Alternation (PA) as its canonical temporally fair solution, drawing connections to proportionality, envy-freeness, and n-periodic round-robin allocation. RP decomposes temporal fairness into two complementary sub-measures: Rotational Score (RS) and Waiting Periods Evaluation (WPE), achieving O(nu+n) time complexity versus the O(nu*n) of ALT, where nu is the episode count and n the agent count. Empirical evaluation across n in {2,3,5,8,10} reveals three findings. First, both RP and ALT expose a coordination failure invisible to traditional metrics: Q-learning agents perform worse than random policies by 10-73% on RP and 7-35% on CALT, while Reward Fairness remains misleadingly high (above 0.92 for n>=3). Second, RP achieves 12-25x computational speedup over ALT, growing with n. Third, the two families are complementary: ALT provides richer discrimination for small populations; RP scales reliably where ALT becomes intractable. Together they form a diagnostic toolkit for temporal fair division.
Nikolaos Al. Papadopoulos
May 14, 2026cs.AI

DVMap: Fine-Grained Pluralistic Value Alignment via High-Consensus Demographic-Value Mapping

Current Large Language Models (LLMs) typically rely on coarse-grained national labels for pluralistic value alignment. However, such macro-level supervision often obscures intra-country value heterogeneity, yielding a loose alignment. We argue that resolving this limitation requires shifting from national labels to multi-dimensional demographic constraints, which can identify groups with predictable, high-consensus value preference. To this end, we propose DVMap (High-Consensus Demographic-Value Mapping), a framework for fine-grained pluralistic value alignment. In this framework, we first present a demographic archetype extraction strategy to construct a high-quality value alignment corpus of 56,152 samples from the World Values Survey (WVS) by strictly retaining respondents with consistent value preferences under identical demographics. Over this corpus, we introduce a Structured Chain-of-Thought (CoT) mechanism that explicitly guides LLMs to reason about demographic-value correlations. Subsequently, we employ Group Relative Policy Optimization (GRPO) to achieve adaptive anchoring of value distributions. To rigorously evaluate generalization, we further establish a triple-generalization benchmark (spanning cross-demographic, cross-country, and cross-value) comprising 21,553 samples. Experimental results demonstrate that DVMap effectively learns the manifold mapping from demographics to values, exhibiting strong generalization and robustness. On cross-demographic tests, Qwen3-8B-DVMap achieves 48.6% accuracy, surpassing the advanced open-source LLM DeepSeek-v3.2 (45.1%). The source code and dataset are available at https://github.com/EnlightenedAI/DVMap.
Pengyun Zhu, Yuqi Ren, Zhen Wang +2
May 12, 2026cs.GT

The End Justifies the Mean: A Linear Ranking Rule for Proportional Sequential Decisions

AI alignment and participatory design motivate a new democratic design problem: how to collectively choose a decision rule to use repeatedly. We study this problem for linear ranking rules, which repeatedly rank items xjx_j within batches X=(x1,,xm)(Rd)mX=(x_1,\dots,x_m)\in(\mathbb{R}^d)^m, where each item's ranking is dictated by its score θ,xj\langle θ^*,x_j\rangle according to a fixed scoring vector θθ^*. Given voters' preferred scoring vectors θ(1),,θ(n)θ^{(1)},\dots,θ^{(n)} and their population fractions α(1),,α(n)α^{(1)},\dots,α^{(n)}, we ask how to choose a collective vector θθ^* satisfying individual proportionality (IP): every voter type ii should agree with the resulting rankings to an α(i)α^{(i)}-proportional degree, either on average over time (long-run IP) or even within each batch (per-batch IP). The default rule, the arithmetic mean of the θ(i)θ^{(i)}, has been shown to be severely majoritarian; more generally, it is not clear that any fixed linear rule can balance many voters' disparate opinions. Our main result is that, surprisingly, there is a simple rule that does satisfy long-run IP: the angular mean, the spherical analog of the arithmetic mean. We then show that exact per-batch IP is impossible for fixed linear rules, but that the gap between per-batch and long-run IP shrinks quickly with batch size. Experiments on three real-world preference datasets show that all rules perform similarly when voters' preferences are homogeneous, while the angular mean substantially improves proportionality in high-disagreement regimes.
Carmel Baharav, Niclas Boehmer, Bailey Flanigan +1
May 12, 2026cs.LG

Fair Conformal Classification via Learning Representation-Based Groups

Conformal prediction methods provide statistically rigorous marginal coverage guarantees for machine learning models, but such guarantees fail to account for algorithmic biases, thereby undermining fairness and trust. This paper introduces a fair conformal inference framework for classification tasks. The proposed method constructs prediction sets that guarantee conditional coverage on adaptively identified subgroups, which can be implicitly defined through nonlinear feature combinations. By balancing effectiveness and efficiency in producing compact, informative prediction sets and ensuring adaptive equalized coverage across unfairly treated subgroups, our approach paves a practical pathway toward trustworthy machine learning. Extensive experiments on both synthetic and real-world datasets demonstrate the effectiveness of the framework.
Senrong Xu, Yanke Zhou, Yuhao Tan +5
May 12, 2026cs.AI

Fair outputs, Biased Internals: Causal Potency and Asymmetry of Latent Bias in LLMs for High-Stakes Decisions

Instruction-tuned language models exhibit behavioural fairness in high-stakes decisions while retaining biased associations in their internal representations. However, whether these suppressed representations can affect model outputs - and whether such causal potency is symmetric across demographic groups - remains unknown. We investigate the use of open-weight models for mortgage underwriting using matched applications that differ only in racially-associated names and reveal a critical disconnect: models show no output-level bias, yet retain and amplify demographic representations across model layers. Through activation steering and novel cross-layer interventions, we demonstrate that this suppressed information is decision-relevant: when reinjected at critical layers, it produces near-complete decision reversals. Critically, this latent bias is asymmetric - steering interventions affect decisions in one demographic direction, while producing minimal effects in reverse - and susceptible to adversarial prompt engineering and parameter-efficient fine-tuning. These findings demonstrate that behavioural audits focused on outputs are insufficient: fair outputs can mask exploitable internal biases. They also motivate dual-layer testing frameworks combining output evaluation with representational analysis for AI governance in high-stakes decisions.
Jagdish Tripathy, Marcus Buckmann
May 12, 2026cs.LG

Incentivizing Truthfulness and Collaborative Fairness in Bayesian Learning

Collaborative machine learning involves training high-quality models using datasets from a number of sources. To incentivize sources to share data, existing data valuation methods fairly reward each source based on its data submitted as is. However, as these methods do not verify nor incentivize data truthfulness, the sources can manipulate their data (e.g., by submitting duplicated or noisy data) to artificially increase their valuations and rewards or prevent others from benefiting. This paper presents the first mechanism that provably ensures (F) collaborative fairness and incentivizes (T) truthfulness at equilibrium for Bayesian models. Our mechanism combines semivalues (e.g., Shapley value), which ensure fairness, and a truthful data valuation function (DVF) based on a validation set that is unknown to the sources. As semivalues are influenced by others' data, we introduce an additional condition to prove that a source can maximize its expected data values in coalitions and semivalues by submitting a dataset that captures its true knowledge. Additionally, we discuss the implications and suitable relaxations of (F) and (T) when the mediator has a limited budget for rewards or lacks a validation set. Our theoretical findings are validated on synthetic and real-world datasets.
Rachael Hwee Ling Sim, Jue Fan, Xiao Tian +3
May 12, 2026cs.LG

Fed-BAC: Federated Bandit-Guided Additive Clustering in Hierarchical Federated Learning

Hierarchical federated learning (HFL) leverages edge servers for partial aggregation in edge computing. Yet existing FL methods lack mechanisms for jointly optimizing cluster assignment and client selection under data heterogeneity. This paper proposes Fed-BAC, which integrates additive cluster personalization with a two-level bandit framework: contextual bandits at the cloud learn server-to-cluster assignments, while Thompson Sampling at each edge server identifies high-contributing clients. The additive decomposition enables the sharing of knowledge between groups through a globally aggregated network, while cluster-specific networks capture distribution variations. Across three classification benchmarks (CIFAR-10, SVHN, Fashion-MNIST) under moderate (α=0.5α= 0.5) and severe (α=0.1α= 0.1) Dirichlet non-IID partitioning, Fed-BAC achieves distributed accuracy gains of up to +35.5pp over HierFAVG and +8.4pp over IFCA, while requiring only 80% client participation, converging 1.5 to 4.8×\times faster depending on dataset and accuracy target, and improving cross-server fairness. These gains are further validated at 5×\times deployment scale on CIFAR-10. The advantage of Fed-BAC increases with heterogeneity severity, confirming that additive cluster personalization becomes increasingly valuable as data distributions diverge.
Satwat Bashir, Tasos Dagiuklas, Muddesar Iqbal
May 12, 2026cs.LG

FedOUI: OUI-Guided Client Weighting for Federated Aggregation

Federated learning usually aggregates client updates using dataset size or gradient-level criteria, while overlooking internal signals about how each client model is organizing its input space during training. We introduce FedOUI, a simple aggregation rule based on the Overfitting-Underfitting Indicator (OUI), an activation-based and label-free metric. Each participating client sends its local update together with a OUI value computed on a fixed probe batch, and the server estimates the round-wise OUI distribution to assign lower weights to structurally atypical clients through a smooth reweighting rule. We evaluate FedOUI on CIFAR-10 under strong non-IID partitioning and noisy-client conditions, comparing it with FedAvg, FedProx, and a gradient-alignment baseline. The clearest gains appear under strong heterogeneity, where OUI-based weighting improves aggregation quality while remaining lightweight and interpretable. These results show that internal activation structure can provide useful information for federated aggregation beyond client size and gradient geometry.
Alberto Fernández-Hernández, Jose I. Mestre, Cristian Pérez-Corral +3
May 12, 2026cs.LG

Causal Fairness for Survival Analysis

In the data-driven era, large-scale datasets are routinely collected and analyzed using machine learning (ML) and artificial intelligence (AI) to inform decisions in high-stakes domains such as healthcare, employment, and criminal justice, raising concerns about the fairness behavior of these systems. Existing works in fair ML cover tasks such as bias detection, fair prediction, and fair decision-making, but largely focus on static settings. At the same time, fairness in temporal contexts, particularly survival/time-to-event (TTE) analysis, remains relatively underexplored, with current approaches to fair survival analysis adopting statistical fairness definitions, which, even with unlimited data, cannot disentangle the causal mechanisms that generate disparities. To address this gap, we develop a causal framework for fairness in TTE analysis, enabling the decomposition of disparities in survival into contributions from direct, indirect, and spurious pathways. This provides a human-understandable explanation of why disparities arise and how they evolve over time. Our non-parametric approach proceeds in four steps: (1) formalizing the necessary assumptions about censoring and lack of confounding using a graphical model; (2) recovering the conditional survival function given covariates; (3) applying the Causal Reduction Theorem to reframe the problem in a form amenable to causal pathway decomposition; (4) estimating the effects efficiently. Finally, our approach is used to analyze the temporal evolution of racial disparities in outcome after admission to an intensive care unit (ICU).
Drago Plecko
May 11, 2026cs.CL

Responsible Benchmarking of Fairness for Automatic Speech Recognition

Many studies have shown automatic speech processing (ASR) systems have unequal performance across speakergroups (SG's). However, the manner in which such studies arrive at this conclusion is inconsistent. To pave the wayfor more reliable results in future studies, we lay out best practices for benchmarking ASR fairness based on literaturefrom machine learning fairness, social sciences, and speech science. We first describe the importance of preciselythe fairness hypothesis being interrogated, and tailoring fairness metrics to apply specifically to said hypothesis.We then examine several benchmarks used to rate ASR systems on fairness and discuss how their results can bemisconstrued without assiduous oversight into the intersections between SG's. We find that evaluating fairnessbased on single heterogeneous SG's, such as they are defined in fairness benchmarks, can lead to misidentifyingwhich SG's are actually being mistreated by ASR systems. We advocate for as fine-grained an analysis as possibleof the intersectionality of as many demographic variables as are available in the metadata of fairness corpora in orderto tease out such spurious correlations
Felix Herron, Ange Richard, François Portet +2
May 11, 2026cs.LG

Fairness vs Performance: Characterizing the Pareto Frontier of Algorithmic Decision Systems

Designing fair algorithmic decision systems requires balancing model performance with fairness toward affected individuals: More fairness might require sacrificing some performance and vice versa, yet the space of possible trade-offs is still poorly understood. We investigate fairness in binary prediction-based decision problems by conceptualizing decision making as a multi-objective optimization problem that simultaneously considers decision-maker utility and group fairness. We investigate the set of Pareto-optimal decision rules for arbitrary utility functions for decision maker, arbitrary population distributions, and a wide range of group fairness metrics. We find that the Pareto frontier consists of deterministic, group-specific threshold rules applied to individuals' success probability. This complements existing optimality theorems from literature which, for specific fairness constraints, posit lower-bound threshold rules only. However we also show that, depending on the used fairness metric, the Pareto frontier may include upper-bound threshold rules, thus preferring individuals with lower success probabilities. We show that the location of the Pareto frontier depends only on population characteristics, utility functions and fairness score, but not on the technical design of the algorithm - our findings hold for pre-, in-, and post-processing approaches alike. Our results generalize existing optimality theorems for fairness-constrained classification and extend them to generalized fairness metrics and fairness principles, and to partial fairness regimes. This paper connects formal fairness research with legal and ethical requirements to search for less discriminatory alternatives, offering a principled foundation for evaluating and comparing algorithmic decision systems.
Mieke Wilms, Christoph Heitz
May 11, 2026cs.CV

DuetFair: Coupling Inter- and Intra-Subgroup Robustness for Fair Medical Image Segmentation

Medical image segmentation models can perform unevenly across subgroups. Most existing fairness methods focus on improving average subgroup performance, implicitly treating each subgroup as internally homogeneous. However, this can hide difficult cases within a subgroup, where high-loss samples are obscured by the subgroup mean. We call this problem \textbf{intra-group hidden failure}. To solve this, we propose \textbf{DuetFair} mechanism, a dual-axis fairness framework that jointly considers inter-subgroup adaptation and intra-subgroup robustness. Based on DuetFair, we introduce \textbf{FairDRO}, which combines distribution-aware mixture-of-experts (dMoE) with subgroup-conditioned distributionally robust optimization (DRO) loss aggregation. This design allows the model to adapt across subgroups while also reducing hidden failures within each subgroup. We evaluate FairDRO on three medical image segmentation benchmarks with varying degrees of within-group heterogeneity. FairDRO achieves the best equity-scaled performance on Harvard-FairSeg and improves worst-case subgroup performance on HAM10000 under both age- and race-based grouping schemes. On the 3D radiotherapy target cohort, FairDRO further improves worst-group Dice by 3.5 points (6.0%\uparrow 6.0\%) under the tumor-stage grouping and by 4.1 points (7.4%\uparrow 7.4\%) under the institution grouping over the strongest baseline.
Yiqi Tian, Sangjoon Park, Bo Zeng +3
May 11, 2026cs.LG

Balancing Efficiency and Fairness in Traffic Light Control through Deep Reinforcement Learning

Urban traffic congestion presents a significant challenge for modern cities, which impacts mobility and sustainability. Traditional traffic light control systems often fail to adapt to dynamic conditions, leading to inefficiencies. This paper proposes a novel deep reinforcement learning agent for traffic light control that addresses this limitation by explicitly integrating fairness considerations for both vehicular and pedestrian traffic. Unlike prior work, our approach dynamically balances these flows based on real-time demand, moving beyond systems focused solely on vehicles. Experimental results demonstrate that our agent effectively reduces congestion while ensuring equitable service for both the categories of road users. This research contributes to a practical and adaptable solution for intelligent traffic management within the framework of smart cities, paving the way for more efficient and inclusive urban mobility.
Matteo Cederle, Giacomo Scatto, Gian Antonio Susto
May 11, 2026cs.LG

Selection of the Best Policy under Fairness Constraints for Subpopulations

Many high-stakes decisions in health care, public policy, and clinical development require committing to a single policy that will be applied uniformly across a heterogeneous population. Regulatory and fairness standards sometime requires that the chosen policy performs adequately in every pre-specified subpopulation, not only on average. We formalize this as a Selection of the Best with Fairness Constraints (SBFC) problem, in order to identify the policy with the highest average performance among those policies that meet a minimum per-subpopulation threshold. We establish an instance-specific lower bound on sample complexity of the SBFC problem. We then develop a Track-and-Stop with Constraints on Subpopulation (T-a-S-CS) algorithm that achieves the lower bound asymptotically. We extend the framework to general closed-set and penalty-based fairness specifications with matching guarantees. Numerical experiments and a case study using the International Stroke Trial demonstrate substantial efficiency gains over policy-level allocation baselines.
Tingyu Zhu, Yuhang Wu, Zeyu Zheng
May 9, 2026cs.LG

The Pokémon Theorem and other Fairness Impossibility Results

Fairness impossibility results often look like distinct scalar incompatibility statements. We show that several share one RKHS geometry: fairness criteria are linear constraints on conditional mean embeddings, and unequal base rates make the law of total expectation overdetermine those constraints. This view yields four results. The Kleinberg--Mullainathan--Raghavan dichotomy needs only group-conditional unbiasedness, not full calibration. The \emph{Pokémon theorem} shows that a distinct group pair satisfying any finite collection of linear mean-fairness criteria leaves a residual violation witnessed by the MMD, decaying at the Kolmogorov mm-width rate under spectral regularity. The same tools prove an impossibility for fair feature learning: parity and class-conditional separation in representation space force class collapse under unequal base rates. The approximate relaxations yield signal and error frontiers, allowing a trade-off between real-world estimators and fairness goals. Experiments on standard fairness benchmarks are consistent with our bounds.
Daniel Matsui Smola, Alex Smola
May 9, 2026cs.LG

FedVSSAM: Mitigating Flatness Incompatibility in Sharpness-Aware Federated Learning

Sharpness-aware minimization (SAM) is an effective method for improving the generalization of federated learning (FL) by steering local training toward flat minima. Under data heterogeneity, however, device-side SAM searches for locally flat basins that are incompatible with the flat region preferred by the global objective. We identify this structural failure mode as flatness incompatibility, which explains why improving local flatness alone may provide limited training and generalization improvement for the global model. We reveal that flatness incompatibility arises from data heterogeneity and the friendly adversary phenomenon, and is further amplified by local updates and partial device participation. To mitigate this issue, we propose Federated Learning with variance-suppressed sharpness-aware minimization (FedVSSAM), which constructs a variance-suppressed adjusted direction and uses it consistently in local flatness search, local descent, and global update. FedVSSAM anchors both perturbation and update directions to a more stable global direction, instead of correcting only an isolated local perturbation. We establish non-convex convergence guarantees of FedVSSAM and prove that the mean-square deviation between the adjusted direction and the global gradient is effectively controlled. Experiments demonstrate that FedVSSAM mitigates flatness incompatibility and outperforms the baselines across diverse FL settings.
Bingnan Xiao, Yuan Gao, Bingcong Li +3
May 9, 2026cs.SD

Towards Trustworthy Audio Deepfake Detection: A Systematic Framework for Diagnosing and Mitigating Gender Bias

Audio deepfake detection systems are increasingly deployed in high-stakes security applications, yet their fairness across demographic groups remains critically underexamined. Prior work measures gender disparity but does not investigate where it comes from or how to fix it systematically. We present the first diagnosis-first framework that identifies bias source before applying targeted mitigation, evaluated on two models, AASIST and Wav2Vec2+ResNet18, on ASVSpoof5. Our diagnosis shows that bias does not stem from imbalanced training data but from acoustic representation differences, gender leakage in learned features, and structural evaluation asymmetry. We test mitigation strategies across in-processing, post-processing and combined families, including novel methods introduced in this work. Adjusting the decision threshold separately per gender reduces unfairness by 54% to 75% at no cost to detection accuracy, and our new epoch-level fairness regularisation method outperforms existing per-batch approaches. Adversarial debiasing succeeds only when gender leakage is localised, and fails when it is diffuse, an outcome correctly predicted by our diagnosis before training. No single method fully closes the fairness gap, confirming that bias sources must be identified before fixes are applied and that fairer benchmark design is equally important
Aishwarya Fursule, Shruti Kshirsagar, Anderson R. Avila
May 9, 2026cs.LG

When More Parameters Hurt: Foundation Model Priors Amplify Worst-Client Disparity Under Extreme Federated Heterogeneity

Federated learning (FL) is increasingly used to fine-tune foundation models (FMs) on distributed private data. The community largely assumes that large-scale pretraining serves as a 'rising tide that lifts all boats' in federated settings. However, our experiments reveal that these powerful priors can hinder rather than help the most disadvantaged clients under extreme heterogeneity. Through controlled experiments on federated text classification, we compare worst-client accuracy between TextCNN (2.7M parameters) and DistilBERT with Low-Rank Adaptation (LoRA, 66M parameters) across four Non-IID heterogeneity levels. Under extreme label skew (alpha = 0.1), DistilBERT+LoRA produces a worst-client accuracy gap of 50.1% -- 56% larger than TextCNN's 32.2% gap, despite having 25x more parameters and extensive pretraining. Under moderate heterogeneity (alpha >= 0.5), the pattern reverses: the FM nearly eliminates the gap. We call this the FM Fairness Paradox. We further show that an inverse-weighted LoRA aggregation method (FedAvgW) does not resolve the disparity, suggesting aggregation reweighting alone may be insufficient. Our results highlight the need for mechanisms that explicitly protect minority clients before deploying foundation models in high-stakes federated contexts such as healthcare and education.
Kiran Naseer, Umar Shoaib
May 9, 2026stat.ML

Survey-aware Machine Learning: A Guideline for Valid Population Health Inference based on Scoping Review

Machine Learning (ML) models trained on complex health surveys such as the National Health and Nutrition Examination Survey (NHANES) often ignore primary sampling units, stratification variables, and sampling weights. This practice violates the independence assumptions of standard evaluation methods. As a result, estimates become biased, uncertainty is underestimated, and fairness assessments fail to reflect population-level disparities. We propose Survey-aware Machine Learning (SaML), a nine-step guideline that incorporates survey design metadata across the ML lifecycle. Through a scoping review of 16 methodological papers, we summarize existing work on weighted model training, design-based cross-validation, and survey-adjusted performance evaluation. We also identify gaps in hyperparameter tuning and deployment. We provide task-specific guidance that clarifies which steps are required for different analytical objectives. SaML provides a checklist for valid population inference from survey data.
YongKyung Oh, Henry W. Zheng, Jeffrey Feng +1
May 9, 2026cs.CL

Explanation Fairness in Large Language Models: An Empirical Analysis of Disparities in How LLMs Justify Decisions Across Demographic Groups

Large language models (LLMs) are increasingly deployed not only to make decisions but to explain them. While AI decision fairness has been studied extensively, the fairness of AI explanations (whether LLMs justify decisions with equal quality, depth, tone, and linguistic sophistication across demographic groups) has received little attention. This paper introduces the Explanation Fairness Taxonomy (EFT), a framework comprising five formally defined, operationalizable dimensions: Verbosity Disparity, Sentiment Disparity, Epistemic Hedging Disparity, Decision-Linked Explanation Disparity, and Lexical Complexity Disparity. The taxonomy is instantiated in a controlled empirical study across 80 prompt templates, four consequential decision domains (hiring, medical triage, credit assessment, legal judgment), and five LLMs: GPT-4.1, Claude Sonnet, LLaMA 3.3 70B, GPT-OSS 120B, and Qwen3 32B. Two novel black-box metrics are introduced: the Hedging Density Score (HDS) and the Explanation Faithfulness Proxy (EFP), a heuristic indicator of decision-linked explanation variation. Across up to 400 prompt pairs, all eight EFT metrics show statistically significant disparities (Cohen's d ranging from small to large, all p_BH < 10^(-62)). Model choice is strongly associated with disparity magnitude: Qwen3 32B exhibits verbosity disparities 5.9x larger than LLaMA 3.3 70B. Two prompting-based mitigations show significant reductions in EFP disparity (78-95%) but no significant effect on stylistic dimensions, consistent with the hypothesis that stylistic explanation inequalities are encoded in pre-training distributions and are not resolvable through deployment-level instruction alone. A reproducible measurement framework is offered for explanation-level fairness auditing, with implications for AI regulation and deployment practice.
Gautam Veldanda
May 9, 2026cs.LG

Robust Server Defense Against Unreliable Clients in One-Shot Fair Collaborative Machine Learning

Collaborative machine learning (CML) enables multiple clients to train a global model jointly in a data-distributed setting. To address data privacy and communication efficiency, one-shot CML has been increasingly adopted, where clients communicate with the server only once by sharing synthetic or processed proxy data. This single-round communication, however, eliminates the possibility of iterative correction at the server, making the learning process particularly vulnerable to client unreliability. In this setting, unreliable clients, whether malicious or non-malicious, may provide biased proxy data that favors certain groups, thereby degrading the fairness of the global model and harming minority or unprivileged groups. In this work, we propose a server-side defense framework based on a bilevel optimization formulation. The proposed approach learns client-level weights to mitigate the influence of biased client proxy data while enforcing fairness constraints by using a very small trusted root dataset available at the server. Experimental results on benchmark datasets show that our method improves fairness with little accuracy loss under biased proxy data contributions from unreliable clients. Moreover, the proposed approach remains effective even when unreliable clients make up a majority of the system, consistently outperforming other existing methods.
Chia-Yuan Wu, Frank E. Curtis, Daniel P. Robinson
May 8, 2026cs.LG

FLAM: Evaluating Model Performance with Aggregatable Measures in Federated Learning

Performance evaluation is essential for assessing the quality of machine learning (ML) models and guiding deployment decisions. In federated learning (FL), assessing the performance is challenging because data are distributed across participants. Consequently, the coordinator must rely on locally computed evaluation metrics and aggregate them to assess the global model. A key challenge is that common aggregation strategies, such as weighted averaging based on the local samples per participant, do not always produce the same results as centralized evaluation. Existing definitions of performance evaluation are largely tailored to accuracy and do not generalize to other metrics, leading to inconsistencies between participant-based and centralized evaluation. However, such discrepancies are inconsistent with the FL objective and lead to a wrong calculation of the metric. To address this issue, we examine the underlying reasons for these discrepancies and propose FLAM, a performance evaluation method based on aggregatable measures that yields the same results as centralized evaluation without the need for a global test dataset.
Fabian Stricker, Jose A. Peregrina, David Bermbach +1
May 8, 2026cs.LG

Enhancing Federated Quadruplet Learning: Stochastic Client Selection and Embedding Stability Analysis

Federated Learning (FL) enables decentralised model training across distributed clients without requiring data centralisation. However, the generalisation performance of the global model is usually degraded by data heterogeneity across clients, particularly under limited data availability and class imbalance. To address this challenge, we propose FedQuad, a novel method that explicitly enforces minimising intra-class representations while enabling inter-class splits across clients. By jointly minimising distances between positive pairs and maximising distances between negative pairs, the proposed approach mitigates representation misalignment introduced during model aggregation. We evaluate our method on CIFAR-10, CIFAR-100, and Tiny-ImageNet under diverse non-IID settings and varying numbers of clients, demonstrating consistent improvements over existing baselines. Additionally, we provide a comprehensive analysis of metric learning-based approaches in both centralised and federated environments, highlighting their effectiveness in alleviating representation collapse under heterogeneous data distributions.
Ozgu Goksu, Nicolas Pugeault
May 8, 2026cs.GT

Quotient Semivalues for False-Name-Resistant Data Attribution

Data valuation methods allocate payments and audit training data's contribution to machine-learning pipelines; however, they often assume passive contributors. In reality, contributors can split datasets across pseudonymous identities, duplicate high-value examples, create near-duplicates, or launder synthetic variants to inflate their share. We formalize this as false-name manipulation in ML data attribution. Our main construction is the quotient semivalue mechanism: compute Shapley-, Banzhaf-, or Beta-style values over evidence-backed attribution clusters instead of raw identities, using a canonical-representative operator to absorb within-cluster duplication. We prove an impossibility: on a fixed monotone data-value game, exact Shapley-fair attribution over reported identities is incompatible with unrestricted false-name-proofness, even on binary-valued instances, and characterize the split-gain of a general semivalue on a unanimity counter-example. The mechanism is exactly false-name-proof under two structural conditions: false-name-neutral within-cluster allocation and quotient-stable manipulations. Under imperfect provenance, when these conditions hold approximately, manipulation gain and fairness loss are bounded by three measurable quantities: escaped-cluster mass, value-estimation error, and clustering distance. We instantiate the mechanisms in DataMarket-Gym, a benchmark for attribution under strategic provider attacks. On synthetic classification tasks, quotient semivalues with example-level evidence reduce manipulation gain on duplicate and near-duplicate Sybil attacks from 1.741.74 under baseline Shapley to 0.960.96, near the honest level. The cosine-threshold and (false-merge, false-split) rate sweeps trace the corresponding fairness--Sybil frontier.
Florian A. D. Burnat, Brittany I. Davidson
May 8, 2026cs.NE

Benchmarking Fairness in Spiking Neural Networks: Data Bias, Spurious Features, and Hardware Effects

Evaluating fairness in Spiking Neural Networks (SNNs) demands rigorous benchmarks that reflect real-world complexities, yet existing assessments remain limited by superficial dataset diversity and idealized hardware assumptions. This work introduces the first systematic fairness benchmark for SNNs, addressing three critical dimensions of realism: (1) demographic coverage gaps in training data, (2) spurious feature leakage (e.g., skin tone as a proxy for class labels), and (3) deployment-environment mismatches (e.g., edge devices with constrained spike encoding). Our framework integrates four cross-demographic datasets with controlled bias injections and three neuromorphic hardware simulators (Loihi 2, SpiNNaker), enabling isolated analysis of fairness-performance trade-offs under resource constraints. Standardized evaluations of 12 state-of-the-art SNNs reveal stark disparities: models trained on biased data exhibit 23% higher false positive rates for underrepresented groups, while hardware limitations (e.g., reduced spike precision) further amplify accuracy gaps by up to 41% in edge deployments. Critically, bias mitigation strategies developed for cloud-based SNNs often degrade under resource constraints, highlighting the need for co-design principles that jointly optimize fairness and hardware efficiency. By bridging algorithmic fairness research with neuromorphic engineering, our benchmark provides a foundation for trustworthy SNNs in socially critical applications such as healthcare and autonomous systems. Our code is available at: https://anonymous.4open.science/r/SNN-Benchmarks-8017.
Hudi He, Fukun Wang, Zhe Wang +7
May 7, 2026cs.LG

Multi-Objective Multi-Agent Bandits: From Learning Efficiency to Fairness Optimization

We study multi-objective multi-agent multi-armed bandits (MO-MA-MAB) under stochastic rewards, where agents observe heterogeneous reward vectors and communicate over time-varying graphs. We formulate this emerging problem setting to address \emph{efficient learning}, measured by Pareto regret, and incorporate \emph{fair learning} as an additional goal, captured via social welfare. To measure efficiency, we formulate Pareto regret and develop \textsc{Pareto UCB1 Gossip}, whose novel exploration radius explicitly separates statistical uncertainty in Pareto-based inference from consensus error. To express the fairness constraint, we formulate a Nash Social Welfare objective over preference-scalarized rewards and propose \textsc{Simulated NSW UCB Gossip}, which integrates preference-based reward simulation, gossip-based utility estimation, and UCB-style exploration. We prove that \textsc{Pareto UCB1 Gossip} achieves O(logT)\mathcal{O}(\log T) regret and an instance-independent rate of O(T)\mathcal{O}(\sqrt{T}), while \textsc{Simulated NSW UCB Gossip} achieves an instance-independent regret bound of O(T3/4)\mathcal{O}(T^{3/4}). This separation reveals the cost of imposing the fairness constraint to our efficiency objective: fairness limits information aggregation and slows convergence. Experiments show that our methods consistently outperform baselines, improving performance by approximately 100%100\% and 50%50\% in the efficiency and fairness settings, respectively.
John Wang, Mengfan Xu
May 7, 2026cs.AI

Price of Fairness in Short-Term and Long-Term Algorithmic Selections

Algorithmic decision-making in high-stakes settings can have profound impacts on individuals and populations. While much prior work studies fairness in static settings, recent results show that enforcing static fairness constraints may exacerbate long-run disparities. Motivated by this tension, we study a stylized sequential selection problem in which a decision-maker repeatedly selects individuals, affecting both immediate utility and the population distribution over time. We introduce notions of group fairness for both the short and long term and theoretically analyze the trade-off between fairness and utility via the Price of Fairness (PoF). We characterize optimal and fair policies in the short term and show that the PoF can be large even when group distributions are nearly identical. In contrast, we show that long-term disparities can vanish under simple investment policies that achieve a low PoF. We also empirically validate these theoretical observations using both synthetic and real datasets.
Shahin Jabbari, Chen Wang
May 6, 2026cs.LG

Knowledge-Free Correlated Agreement for Incentivizing Federated Learning

We introduce Knowledge-Free Correlated Agreement (KFCA) to reward client contributions in federated learning (FL) without relying on ground truth, a public test set, or distribution knowledge. Under categorical reports and an honest majority, KFCA is strictly truthful, addressing the label-flipping vulnerability of Correlated Agreement (CA). We evaluate KFCA on federated LLM adapter tuning and a real-world PCB inspection task, showing efficient real-time reward computation suitable for decentralized and blockchain-based incentive designs.
Leon Witt, Togrul Abbasli, Kentaroh Toyoda +2
May 5, 2026cs.CL

EQUITRIAGE: A Fairness Audit of Gender Bias in LLM-Based Emergency Department Triage

Emergency department triage assigns patients an acuity score that determines treatment priority, and clinical evidence documents persistent gender disparities in human acuity assessment. As hospitals pilot large language models (LLMs) as triage decision support, a critical question is whether these models reproduce or mitigate known biases. We present EQUITRIAGE, a fairness audit of LLM-based ESI assignment evaluating five models (Gemini-3-Flash, Nemotron-3-Super, DeepSeek-V3.1, Mistral-Small-3.2, GPT-4.1-Nano) across 374,275 evaluations on 18,714 MIMIC-IV-ED vignettes under four prompt strategies. Of 9,368 originals, 9,346 are paired with a gender-swapped counterfactual. All five models produced flip rates above a pre-registered 5% threshold (9.9% to 43.8%). Two showed directional female undertriage (DeepSeek F/M 2.15:1, Gemini 1.34:1); two were near-parity; one had high sensitivity with weak male-direction asymmetry. DeepSeek's directional bias coexisted with a low outcome-linked calibration gap (0.013 against MIMIC-IV admission), a Chouldechova-style dissociation between within-group calibration and between-pair counterfactual invariance. Demographic blinding reduced Gemini's flip rate to 0.5%; an age-preserving blind variant left DeepSeek with residual F/M 1.25, implicating age as a residual channel. Chain-of-thought prompting degraded accuracy for all five models. A two-model ablation reveals opposite underlying mechanisms for the same directional phenotype: in Gemini the signal is emergent in the combined name+gender swap, while in DeepSeek the gender token alone carries it. EQUITRIAGE shows that group parity, counterfactual invariance, and gender calibration are distinct fairness properties, that intervention effectiveness is model-dependent, and that per-model counterfactual auditing should precede clinical deployment.
Richard J. Young, Alice M. Matthews
May 3, 2026cs.CV

ProtoFair: Fair Self-Supervised Contrastive Learning via Pseudo-Counterfactual Pairs

Self-supervised learning methods learn high-quality visual representations, yet recent studies show that these representations often capture demographic biases present in the training data. Existing fairness-aware methods address this by redesigning the self-supervised objective itself, limiting portability across the rapidly evolving landscape of self-supervised learning (SSL) frameworks. We propose ProtoFair, a fairness-aware contrastive loss designed to work alongside existing SSL objectives without modifying them. ProtoFair leverages unsupervised prototype clustering to identify pseudo-counterfactual pairs: samples sharing the same cluster assignment but belonging to different sensitive groups. By pulling these content-matched, cross-group samples together in the embedding space, ProtoFair encourages the encoder to learn representations that are invariant to the sensitive attribute. The method requires only sensitive attribute annotations, no target labels, and integrates seamlessly with both SimCLR and SupCon. Experiments on CelebA and UTKFace demonstrate consistent fairness improvements while maintaining competitive accuracy.
Marah Halawa, Olaf Hellwich
May 3, 2026cs.CV

Exploring Entropy-based Active Learning for Fair Brain Segmentation

Active learning (AL) has emerged as a crucial strategy for reducing the prohibitive costs associated with medical image segmentation. However, standard uncertainty-based AL methods typically focus on maximizing performance metrics, ignoring performance disparities or fairness across groups with sensitive attributes. While fair active learning has been explored in classification tasks, its intersection with medical image segmentation remains unaddressed. In this work, we introduced a fairness-aware active learning framework with a Weighted Entropy selection strategy that modulates uncertainty based on current group-specific performance estimates on the labeled set. To decouple true epistemic uncertainty from anatomical volume variances, we further utilized a masked, scaled entropy restricted to the region of interest. The framework was evaluated on synthetic T1-weighted brain MRIs with controlled left caudate bias in both strong and weak bias settings. A 3D U-Net was trained to segment the left caudate under several AL strategies, starting from both demographically balanced and strongly imbalanced initial labeled sets. Experiments demonstrated that our method markedly reduces performance disparities between groups compared to random sampling and standard uncertainty sampling. By prioritizing poorly segmented subgroups during the AL cycles, our method consistently achieved the highest equity-scaled performance and reduced the disparity metric by 75% (strong bias) and 86% (weak bias) relative to standard entropy at the final budget. Overall, this work is among the first studies on fair AL for medical image segmentation, offering an efficient strategy to train more equitable models in resource-constrained environments.
Ghazal Danaee, Mélanie Gaillochet, Christian Desrosiers +2
May 2, 2026cs.CY

From Awareness to Action: Understanding and Overcoming the Research-Practice Gap in Algorithmic Fairness for Public Health

Algorithmic fairness is essential for responsible ML-driven public health research, yet its practical implementation remains limited. To investigate this awareness-action gap, we conducted a sequential mixed-methods study comprising expert interviews, an online survey, and systematic mapping. The expert interviews informed the design of the survey, which in turn revealed fragmented definitions of fairness, limited training and guidance, reliance on external sources, and rare use of formal assessment, mitigation, or monitoring. These findings were subsequently mapped onto three established research-practice gap lenses: the Knowledge-Practice Gap, the Knowledge-to-Action Cycle, and the Knowing-Doing Gap, each offering complementary perspectives. Building on this synthesis, we introduce the Fairness-to-Action framework, which integrates methodological, organizational, and systemic dimensions to identify where translation of algorithmic fairness knowledge stalls. Our analysis shows that fairness remains weakly institutionalized, translation mechanisms are externally driven, and system-level priorities continue to emphasize accuracy over fairness. These insights suggest critical leverage points for advancing safe, fair, and ethical ML-driven public health research practice.
Sara Altamirano, Tijs Portegies, Sennay Ghebreab
May 1, 2026cs.LG

Fairness of Classifiers in the Presence of Constraints between Features

In Machine Learning, an accepted definition of fairness of a decision taken by a classifier is that it should not depend on protected features, such as gender. Unfortunately, when constraints exist between features, such dependencies can be obscured by the constraints. To avoid this problem, we propose that a decision be considered fair if it has a fair explanation. We define a fair explanation as a prime-implicant reason for the decision that does not contain any protected feature (where the constraints are taken into account in the definition of prime-implicant). Surprisingly, ignoring constraints can completely change the fairness of a decision (according to this definition) even in the absence of constraints between protected and unprotected features. Three possible definitions of fairness of a classifier are that for all its decisions (1) there are only fair explanations, (2) there is at least one fair explanation, or (3) changing protected features does not change the outcome. We identify the relationships between these different definitions of fairness and study the computational complexity of testing fairness of classifiers.
Martin C. Cooper, Imane Bousdira