Industrial Fault Diagnosis
Latest papers
27 papers4 papers in the last four weeks, up 33% on the four weeks before. 0.0% of all new papers.
As physical AI increasingly relies on sensing to understand physical systems, reliable condition monitoring of industrial machinery has become more important. Motors are ubiquitous in industrial systems, and increasing system complexity raises the likelihood of simultaneous faults. Accordingly, compound fault diagnosis that identifies multiple fault components and their severities is increasingly required. Because different fault components jointly affect the same vibration signal, their severity classification can be formulated as related tasks, making multi-task learning (MTL) suitable for exploiting shared information. However, conventional shared-trunk architectures force tasks to share a common representation, potentially causing negative transfer because fault components are characterized by different time-frequency regions. To address this issue, this study proposes a Residual Neural Dimension Reductor with Time-Frequency Channel Attention (RNDR-TFCA), an attention-enhanced cross-talk architecture for multi-output compound fault diagnosis. RNDR-TFCA preserves task-specific feature extractors while selectively exchanging information across tasks. Time-frequency attention emphasizes informative intra-task regions, while channel attention enhances useful inter-task information after nonlinear feature fusion. Experiments on a rotor-bearing system with inner-race fault, outer-race fault, misalignment, and unbalance showed that RNDR-TFCA achieved a macro F1 score of 0.898, outperforming single-task, multi-class, shared-trunk, and cross-talk baselines. Ablation experiments confirmed the benefit of jointly applying both attention mechanisms. RNDR-TFCA required 713 K parameters and 170.42 MMACs, only slightly higher than RNDR. Channel-expanded baselines still underperformed RNDR-TFCA, indicating that the gain was not simply attributable to increased model capacity.
Can LLM Agents Efficiently Identify Appliance Faults? Insights From Diagnosing a Simulated Appliance
In so-called "Industry 4.0," integrated sensors, analytics tools, and other digital technologies supplement industrial workflows, potentiating enhanced visibility and automation. Prognostics and health management (PHM) and natural language processing (NLP) practitioners alike have explored the application of large language models (LLMs) to industrial asset management, but many prior works' focus on exam-like benchmarks has limited their assessment of LLMs' ability to automate practical operations. Herein, we introduce CoffeeBench, a fault diagnostics task for LLM agents, using a simulated appliance. The LLMs we evaluate struggle to consistently identify faults from the sensor information alone, but the best-performing ones can iteratively refine the fault-option space to eventually obtain a successful diagnosis. Our subsequent analyses, therefore, focus on: differentiating models by diagnostic efficiency (RQ1); examining the lagging performance of the three worst models (RQ2); and identifying viable heuristics for selective prediction (RQ3), including that initial diagnostic uncertainty and LLM-judged soundness of reasoning are high-signal predictors of diagnostic success. In addition to our benchmark results (Section 3.1), we provide practical insights for improving the performance of the open-weight models on CoffeeBench, such as by explicitly tracking episode state on their behalf to reduce timeouts (Section 3.2) or applying a deliberation loop to refine diagnostic hypotheses (Section 3.3).
Plant Memory: Technical Language Processing and a Verified Maintenance Ontology for Agent-Accessible Failure Knowledge from SAP PM Work Orders
Maintenance work orders are the largest written record of how industrial equipment fails, yet in most plants they are close to unusable for analysis. Short texts are abbreviated and misspelt, asset identity is buried in free text, work-type labels contradict the work described, and the fields that matter most for reliability (symptom, root cause, action taken) are usually empty. As a result, diagnostic knowledge stays with senior technicians and leaves when they do. We present Plant Memory, a system that applies technical language processing (TLP) to SAP Plant Maintenance (PM) exports and builds an ISO 14224-aligned maintenance ontology in which every extracted statement is a reified fact carrying a confidence score, the evidence it was read from, and a verification state. Extraction is rule-first, with an optional large language model (LLM) acting as a second reader whose disagreements raise a fact's review priority rather than overwrite it. Technicians verify facts through a review queue, answer targeted knowledge-gap questions where failures repeat without a recorded cause, and approve or reject ontology drift proposals when new terms appear. The resulting graph is served to people through a web application and to AI agents through a Model Context Protocol (MCP) server, so both query the same verified knowledge and every answer cites the work orders behind it. On a synthetic 12-month export of 400 work orders from a parboiled-rice plant, rule-based extraction reaches 96.2% component accuracy, 88.9% failure-mode accuracy and 100% root-cause precision at 62% coverage; on 28 diagnostic questions, ranked root causes from the ontology are correct at top-1 in 82.1% of cases against 53.6% for the raw SAP root-cause column.
Agentic4PDM: Host-Governed Evidence Admissibility for Industrial Fault Diagnosis
We study industrial fault diagnosis as a classification task that assigns sensor time-series windows to predefined health states or fault types. Scarce labels and changing operating conditions make repeated training of specialized classifiers costly. Yet structures such as periodicity, trends, and transients can remain diagnostically informative and be examined through reusable analytical tools. LLM agents can select and interpret these tools, but fixed rules or training-derived guidance may not resolve each signal's ambiguity, while unconstrained interpretation may overstate weak or conflicting results. We introduce Agentic4PDM, a framework that separates adaptive investigation from control over evidence use. LLM agents compare each signal with labeled references from every candidate class, identify unresolved distinctions, and propose follow-up measurements. A deterministic software controller, called the host, enforces contract-checked gated adjudication (CCGA): it checks requests, requires commitment to a complete tool batch before results are observed, and assigns evidence roles based on tool checks against labeled references. These roles distinguish corroborative support from advisory information. The Judge Agent proposes a diagnosis, while the controller checks protocol compliance and records the investigation. Agentic4PDM supports training-free diagnosis using pretrained representations and labeled references without task-specific diagnostic models, and a standard setting that additionally investigates trained-model predictions. Experiments on selected bearing and motor diagnosis challenges and an unfiltered industrial test set supplied by our customer show gains in aggregate macro F1 over the evaluated diagnostic and agentic baselines. Ablations further support the value of the governed workflow.
When LLMs Sit Above Diagnostic Tools: Unrealized Complementarity in Industrial Fault Diagnosis
Large language models are increasingly used as integration layers above specialized tools, but a stronger component does not necessarily produce a stronger combined system. Across five diagnostic datasets (bearing vibration, process monitoring, semiconductor equipment), we study whether an LLM can reliably use external diagnostic information; paired repeat calls separate advice effects from output instability. In all five, conflicting external information overturned initially correct LLM judgments. Among the four datasets with direct integration comparisons, none showed a consistent advantage for implicit LLM integration over the stronger standalone source. On a Tennessee Eastman confirmation set whose protocol was fixed before evaluation, unaided accuracy was 64.67%, implicit LLM-specialist integration 77.43%, and the specialist alone 83.33%. Specialist information improved the LLM by 12.8 points (95% interval 9.7 to 15.9), yet the integrated output stayed 5.9 points below the specialist (95% interval -12.0 to -0.7). A two-source selector oracle reached 92.76%, indicating complementarity that the integrated output did not fully realize. The integrated output missed 140 of 295 specialist corrections (47.5%) but lost 15 of 99 initially correct LLM judgments (15.2%). The deficit remained under prompt and specialist sensitivity analyses. Among CWRU cases solved under both evidence presentations, task-aligned physical evidence yielded lower estimates of susceptibility to incorrect advice in six of seven models (five intervals excluding zero); higher reasoning effort gave no reliable reduction in five models, and a separate four-model TEP analysis gave no clear evidence that it resolves the integration problem. Source quality and integration quality should be evaluated separately: an integration layer should be compared with its stronger standalone component, not only with the unaided LLM.
Neutrosophic Ensemble Classification for Uncertainty-Aware Bearing Fault Detection: Evidence from Laboratory and Variable-Speed Industrial Benchmarks
Machine learning classifiers for bearing fault detection produce scalar confidence scores that conflate confident errors with genuinely ambiguous predictions, and the conventional truth/falsity pair (F = 1 - T) is algebraically redundant by construction. We operationalize a refined neutrosophic decomposition of a Random Forest + XGBoost + Logistic Regression ensemble into four indicators -- T-hat (top-class evidence), F-hat (best-competitor evidence), predictive entropy I1-hat, and decision disagreement I2-hat -- evaluated on two bearing benchmarks (CWRU and JNU, 600-1000 rpm) under a leave-one-condition-out protocol. On CWRU, after correcting a file-to-class mapping error, the ensemble reaches 100.00 percent accuracy on three of four held-out loads (92.27 percent on the fourth), leaving too few errors for uncertainty analysis. On JNU, holding out 1000 rpm, accuracy collapses to 40.64 percent, below a majority-class baseline; Logistic Regression (57.91 percent) generalizes far better than the tree ensembles. I1-hat shows a robust association with error beyond T-hat/F-hat, while I2-hat contributes little; standalone Logistic Regression confidence outperforms the full decomposition, a boundary condition we report honestly. Two further results extend this: fusing a time-domain and a frequency-domain model of the same signal and scoring their Jensen-Shannon divergence beats that model own entropy (AURC 0.29 vs. 0.36 on the standard split; 0.54 vs. 0.73 under a harder single-condition reproduction), the only indicator moving correctly under a CWRU-versus-JNU distributional-shift contrast; and, on CWRU alone, literature-verified bearing fault frequencies, correctly demodulated via the envelope spectrum, separate most fault classes almost perfectly (99.57 percent) using three interpretable features. Code, logs, and figures are released for independent verification.
Robust Prototypical Networks for Few-Shot Sensor Fault Diagnosis
Industrial fault diagnosis often operates with only a handful of labeled fault examples, making few-shot learning attractive for sensor monitoring. Standard prototypical networks are simple and effective; however, their class prototypes may become unstable in the very-low-shot regime because each decision relies on a small support set. We propose Multi-Episode Prototypical Networks (MEPN), which aggregate prototypes from multiple disjoint support episodes and use their mean as the final class representative, reducing prototype variance without changing the encoder architecture. We evaluate MEPN on the DeFACTO sensor dataset using five-way fault classification with synthetic bias, drift, spike, and noise faults injected into real industrial measurements. Over 100 independent runs, MEPN reaches \SensorOneShotGcpn% in the per-episode one-shot setting ( shot, aggregated over support episodes), substantially above single-episode baselines. Under an equal 10-sample support budget, MEPN and ProtoNet at are statistically indistinguishable, confirming prototype accumulation as the mechanism rather than superior fixed-budget learning.
SeaCausal-FL: Federated Fuzzy Causal Learning for Maritime IoT Fault Diagnosis and Counterfactual Reasoning
Reliable marine-engine fault diagnosis in maritime IoT is challenged by distributed data ownership, heterogeneous fault distributions, and continuously changing operating conditions. This paper proposes SeaCausal-FL, a federated fuzzy causal learning framework that combines a shared temporal diagnostic path with mechanism-conditioned causal reasoning. An interval type-2 fuzzy layer represents uncertain and overlapping operating mechanisms, while each mechanism is associated with a physics-constrained structural causal model. Before aggregation, locally learned mechanisms are aligned using operating context, causal structure, and conditional intervention-response signatures. Model parameters are then aggregated according to sample, class, mechanism, and mechanism-class evidence instead of client sample size alone. The learned structural equations further support interval counterfactual reasoning through abduction, action, and prediction. Experiments on a marine-engine fault dataset and a real-data-calibrated semi-synthetic causal benchmark show that SeaCausal-FL achieves an average F1 score of 87.07% across four client partitions, with AUROC and AUPRC of 98.98% and 94.81%, respectively. It also maintains strong performance under unseen loads and fault-type omission during training. On the causal benchmark, SeaCausal-FL reaches an Edge-F1 of approximately 0.58 and an Edge-AUPRC of 0.68, reduces coefficient RMSE to about 0.14, and provides favorable counterfactual estimation and intervention decisions.
Multi-Class Electrical and Mechanical Fault Classification Using Random Convolutional Kernels
Diagnosing faults in rotating machinery is essential for ensuring the reliability of industrial processes. Random convolutional kernel-based Time Series Classification (TSC) methods, such as ROCKET and its variants, provide an attractive trade-off between predictive performance and computational efficiency. In this work, we evaluate SelF-Rocket for the multi-class diagnosis of both mechanical and electrical faults and introduce, as a new contribution, a multivariate extension of the original method. The proposed approach is compared with leading ROCKET-based methods on two public benchmark datasets, MaFaulDa (mechanical faults) and ITSC-UDG (stator inter-turn short circuits), under both univariate and multivariate settings. Experimental results show that SelF-Rocket achieves the best overall accuracy-latency trade-off among the evaluated methods, obtaining the highest classification performance on MaFaulDa while remaining highly competitive on the more challenging ITSC-UDG dataset.
ConMem: Contribution-Aware Memory for Long-Horizon Manufacturing Inspection Logs
Long-horizon steel-equipment inspection requires reasoning over heterogeneous records accumulated across repeated inspection cycles. Existing retrieval-augmented generation systems treat historical logs as a static corpus and retain records without estimating their diagnostic value, failing to report early risk. To this end, we propose ConMem, a contribution-aware memory framework for LLM-assisted equipment inspection, supporting a human-in-the-loop early-risk screening system. Specifically, our ConMem first segments inspection logs into functional evidence units, then estimates each memory unit's contribution to downstream diagnosis through a Shapley-style estimation, and finally retains high-value evidence under a constrained memory budget. In experiments, we evaluate ConMem on real-world dataset and ConMem achieves 76.0% QA accuracy, exceeding the strongest directly comparable baseline. Relative to the naive 8K-context LLM baselines, it reduces the average number of input tokens by 88.2% and response time by 86.6%. Ablation studies also show that the functional-role-aware segmentation and contribution-based valuation are helping prioritize weak degradation signals for targeted field inspection. Practical deployments further confirm that ConMem retains the weak early signal across three inspection cycles, providing an early-stage seal-wear alert targeted for on-site inspectors.
Label-free Industrial Fault Detection via Adversarial Inverse Reinforcement Learning: A System for Run-to-Failure Prognostics
Machinery fault detection (MFD) remains heavily reliant on supervised learning, which struggles with the scarcity of fault labels in real-world settings. While reinforcement learning (RL) offers a framework to model the sequential nature of degradation, current ``RL-based'' MFD methods reduce the problem to a static contextual bandit (CB) formulation: by ignoring state transitions and discarding the temporal discount factor, they collapse to standard supervised classification. We propose an adversarial inverse reinforcement learning (AIRL) framework that treats MFD as an offline IRL problem. Unlike reconstruction-based approaches that rely on static error margins, or CBs that ignore dynamics, our method recovers an intrinsic "health" reward directly from observational state transitions, requiring neither manual reward engineering nor fault labels. On three run-to-failure benchmarks (HUMS2023, IMS, XJTU-SY), AIRL is the only method achieving non-saturated post-detection consistency across all datasets, while CB baselines fail to detect gradual degradation and reconstruction models collapse into always-anomalous states. Code and data: https://github.com/dhirajneupane/AIRL-MFD-DN.
A Multi-level Information Integration Framework for Physically Verifiable Fault Diagnosis of Rotating Machinery
Integrating multi-level information, from physical models through data-driven diagnostics to natural language reasoning, into verifiable decision chains is a growing need in intelligent manufacturing. In bearing fault diagnosis, taken here as a representative testbed, the standard output is a class label and a confidence score derived from the classifier's own distribution, offering limited means of comparison against independent physical knowledge. Meanwhile, language models increasingly used for maintenance communication may introduce unsupported content. This work addresses both limitations from the output side. The proposed Diagnostic Evidence Network (DENet) is an encoder-agnostic multi-task framework that extends the output to a structured evidence record: the classification, a predicted characteristic frequency comparable against the theoretical value determined by bearing geometry and shaft speed, and a temporal localization of transient impulses inspectable on the raw waveform. Across four encoders and three public datasets, this evidence incurs no statistically significant accuracy cost, with a frequency error of about 6 Hz on 1,024-point segments. The deviation between predicted and theoretical frequency constitutes a label-free, inference-time validation signal. It detects misclassifications with AUROC of 0.970 and 0.871, and retains separation within the high-confidence subset. Finally, a QLoRA-adapted language model renders DENet's evidence into traceable maintenance reports without contributing diagnostic decisions, reducing unsupported-claim rates from 10-12% to 2% with no fabricated quantities observed.
Industrial Tokenization for LLM-Based Health Intelligence: A Federated Architecture for Industrial Evidence Integration
Industrial health management increasingly relies on heterogeneous information sources, including condition monitoring systems, supervisory control and data acquisition systems, maintenance records, inspection results, and prognostic models. Although large language models provide new opportunities for cross-source reasoning, industrial data and analytical outputs differ substantially in structure, temporal resolution, physical meaning, and reliability. Directly integrating such heterogeneous information into a monolithic model may reduce interpretability, traceability, and adaptability to equipment and data changes. This paper introduces Industrial Tokenization, a conceptual interface for transforming source-specific analytical outputs into structured and machine-interpretable units of industrial evidence, termed Industrial Tokens. Unlike numerical tokens used to encode raw time-series data, Industrial Tokens represent domain-grounded evidence together with source, temporal scope, operating context, analytical meaning, quality or confidence information, and provenance. Based on this concept, a federated industrial architecture is proposed, where heterogeneous analytical subsystems retain autonomy while exposing standardized Industrial Tokens to a central reasoning layer. As an initial implementation, this study presents an end-to-end DiagnosisToken pathway based on vibration-diagnostic outputs, rule-based event aggregation, structured textual token generation, and LLM-based interpretation. Other Industrial Tokens, including SCADA-based condition-monitoring tokens, maintenance tokens, and prognostic tokens, are reserved as future extensions. The proposed framework positions Industrial Tokenization as a semantic interface between domain-specific industrial intelligence and LLM- or agent-based reasoning, rather than another method for encoding raw industrial data.
Physics-Informed Graph Learning with Uncertainty Awareness for Open-Set Domain Generalization in Fault Diagnosis
Intelligent industrial maintenance critically relies on reliable fault diagnosis of rotating machinery. However, it faces formidable challenges from unknown fault types and domain shifts induced by varying operating conditions, which is formally formulated as the open-set domain generalization (OSDG) problem. Existing methods are mainly data-driven, thereby overlooking the cascaded propagation of uncertainty across feature extraction, topological learning, and decision-making stages.To tackle this challenge, we propose PGU-OD, a novel Physics-Informed Graph Learning framework with Uncertainty Awareness for Open-set Domain generalization. First, it designs a physics-informed spectral attention module to extract condition-robust fault features, thereby suppressing perceptual uncertainty caused by frequency shifts. Further, it constructs an uncertainty aware adaptive graph learning mechanism to dynamically adjust the edge weights of the sample graph guided by class-scale Gaussian distribution parameters, which mitigates the structural propagation of uncertainty. Finally, a Gaussian-distribution-based adaptive boundary loss function and a dual-criteria open-set inference strategy are developed to optimize decision boundaries and reliably reject unknown faults. Extensive experimental evaluations on two public and widely used rotating machinery fault datasets demonstrate that the proposed PGU-OD outperforms state-of-the-art baselines in both known fault classification and unknown fault rejection under domain shifts.
DiagFlowBench: Evaluating How Language Models Handle Off-Procedure Inputs in Grounded Diagnostic Dialogue
Language models increasingly serve as advisory systems in maintenance operations. To prevent hallucination, recent systems ground these models in procedural documentation to constrain them to approved steps. In practice, however, operator queries frequently stray from this path, requiring models to recognise out-of-scope inputs mid-conversation, a dynamic that current benchmarks rarely prioritise. We introduce DiagFlowBench, a dataset of 50 industrial diagnostic flowcharts from a consumer manufacturer converted into 1,676 multi-turn conversations that contrast compliant with out-of-scope utterances. Evaluating a panel of ten commercial and open-weight models reveals high variability in abstention rates, with models commonly selecting a real but contextually inadequate step rather than fabricating facts. The inherent plausibility and authority of this mapped but wrong advice exposes a challenging vulnerability for grounding systems.
Progressive Knowledge-Guided Large Language Model Framework for Bearing Fault Diagnosis
Vibration-based bearing fault diagnosis requires resolving three interrelated measurement challenges, including the trade-off between global statistical feature efficiency and local transient signal fidelity, insufficient traceability of measurement features to underlying fault physics, and ineffective multi-source measurement information fusion across diagnostic scales. This paper presents a progressive physics-guided multi-scale vibration signal processing framework that addresses all three challenges within a unified diagnostic pipeline. An 81-dimensional measurement descriptor, derived from bearing kinematic theory and characteristic defect frequencies, establishes a physically traceable feature space enabling real-time fault screening at approximately 20 ms per sample. A fault-adaptive signal segmentation mechanism then directs analytical attention toward fault-relevant waveform regions guided by physics-based priors, without manual feature engineering. Structured fault mechanism knowledge is further encoded implicitly in model parameters during training, enabling autonomous multi-scale measurement fusion without external knowledge dependencies at inference. Validated on four public benchmark datasets under diverse operating conditions, the framework achieves 98.49% diagnostic accuracy with a 12.6-fold reduction in computational cost relative to signal-level baselines. Interpretability analysis confirms that diagnostic feature activations align with established bearing fault mechanics, supporting measurement traceability in safety-critical industrial systems.
FactoryLLM: A Safe and Open-Source AI Playground for Evaluating LLMs in Smart Factories
Fault diagnostics and recovery in smart factories is challenging because critical information is dispersed across manuals of multiple machines which are interconnected through the manufacturing process. Large Language Models (LLMs) can provide a promising approach. In this paper, we propose FactoryLLM, a safe and open-source AI playground designed for evaluating different LLM-based retrieval-augmented generation (RAG) models by analysing documents from multiple machines across the manufacturing process. FactoryLLM enables the user to configure the LLM, and assess performance when reasoning over multiple documents, through a dual evaluation setup using both RAGAS and NVIDIA's LLM-as-a-Judge metrics. FactoryLLM is safe because it allows users to run local or open-source LLMs without sharing sensitive industrial data, providing a controlled environment for experimentation. We demonstrate the efficacy of FactoryLLM through a case study which involves an Autonomous Intelligent Vehicle and its Mobile Planner software, evaluating three LLMs across 30 maintenance queries derived from approximately 600 pages of cross-machine documentation. The results suggest that FactoryLLM is effective in cross-machine document reasoning: every model achieved a groundedness score above 0.88. The full code and documentation for community to test FactoryLLM with their manufacturing specific scenarios are publicly available.
A Reliable Fault Diagnosis Method Based on Belief Rule Base Consider Robustness Analysis
In equipment operation, the implementation of fault diagnosis is essential to ensure the continuity and safety of production equipment, improve operational efficiency and reduce maintenance costs. Since sensor readings are widely used for fault diagnosis, their reliability directly affects the results of fault diagnosis. A new fault diagnosis method is proposed to address the two problems of robustness assessment and robustness optimization of fault diagnosis models. For this purpose, a reliable fault diagnosis method based on a belief rule base (BRB) considering robustness analysis is proposed. Firstly, the robustness analysis of the BRB model is carried out systematically. Secondly, three robustness constraint strategies are proposed to optimize the robustness of the BRB fault diagnosis model. Finally, the effectiveness of the proposed model is verified by taking the fault diagnosis of WD615 diesel engine and Case Western Reserve University bearings as an example, and the experiments show that the proposed model improves both accuracy and robustness.
YOTOnet: Zero-Shot Cross-Domain Fault Diagnosis via Domain-Conditioned Mixture of Experts
Mechanical equipment forms the critical backbone of modern industrial production, yet domain shift severely limits the generalization of deep learning based fault diagnosis models across different equipment and operating conditions.Inspired by the success of foundation models in achieving zero-shotgeneralization, we propose YOTOnet (You Only Train Once), a novel architecture specifically designed for cross-domain fault diagnosis in mechanical equipment.YOTOnet comprises three core components: (1) a physics-aware Invariant Feature Distiller that extracts domain-agnostic representations using multi-scale dilated convolutions and FFT-based time-frequency fusion,(2) Domain-Conditioned Sparse Experts (DC-MoE) that adaptively route inputs to specialized processors via learned gating without external meta-data, and (3) a dual-head classification system with auxiliary supervision.Extensive validation on five public bearing datasets (CWRU, MFPT, XJTU,OTTAWA, HUST) through 30 cross-dataset protocols demonstrates the superiority of YOTOnet compared with other state-of-the-art methods. Critically, we observe a clear scaling effect-average test F1 improves from 0.5339(1 training dataset) to 0.705 (4 datasets), with a clear gain when moving from 3 to 4 datasets. These findings provide empirical evidence that foundation model principles can enable robust, train-once deployment for industrial fault diagnosis.
Fast Bayesian equipment condition monitoring via simulation based inference: applications to heat exchanger health
Accurate condition monitoring of industrial equipment requires inferring latent degradation parameters from indirect sensor measurements under uncertainty. While traditional Bayesian methods like Markov Chain Monte Carlo (MCMC) provide rigorous uncertainty quantification, their heavy computational bottlenecks render them impractical for real-time process control. To overcome this limitation, we propose an AI-driven framework utilizing Simulation-Based Inference (SBI) powered by amortized neural posterior estimation to diagnose complex failure modes in heat exchangers. By training neural density estimators on a simulated dataset, our approach learns a direct, likelihood-free mapping from thermal-fluid observations to the full posterior distribution of degradation parameters. We benchmark this framework against an MCMC baseline across various synthetic fouling and leakage scenarios, including challenging low-probability, sparse-event failures. The results show that SBI achieves comparable diagnostic accuracy and reliable uncertainty quantification, while accelerating inference time by a factor of82 compared to traditional sampling. The amortized nature of the neural network enables near-instantaneous inference, establishing SBI as a highly scalable, real-time alternative for probabilistic fault diagnosis and digital twin realization in complex engineering systems.
Multi-Level Temporal Graph Networks with Local-Global Fusion for Industrial Fault Diagnosis
Fault detection and diagnosis are critical for the optimal and safe operation of industrial processes. The correlations among sensors often display non-Euclidean structures where graph neural networks (GNNs) are widely used therein. However, for large-scale systems, local, global, and dynamic relations extensively exist among sensors, and traditional GNNs often overlook such complex and multi-level structures for various problems including the fault diagnosis. To address this issue, we propose a structure-aware multi-level temporal graph network with local-global feature fusion for industrial fault diagnosis. First, a correlation graph is dynamically constructed using Pearson correlation coefficients to capture relationships among process variables. Then, temporal features are extracted through long short-term memory (LSTM)-based encoder, whereas the spatial dependencies among sensors are learned by graph convolution layers. A multi-level pooling mechanism is used to gradually coarsen and learn meaningful graph structures, to capture higher-level patterns while keeping important fault related details. Finally, a fusion step is applied to combine both detailed local features and overall global patterns before the final prediction. Experimental evaluations on the Tennessee Eastman process (TEP) demonstrate that the proposed model achieves superior fault diagnosis performance, particularly for complex fault scenarios, outperforming various baseline methods.
Deep Hierarchical Knowledge Loss for Fault Intensity Diagnosis
Fault intensity diagnosis (FID) plays a pivotal role in intelligent manufacturing while neglecting dependencies among target classes hinders its practical deployment. This paper introduces a novel and general framework with deep hierarchical knowledge loss (DHK) to achieve hierarchical consistent representation and prediction. We develop a novel hierarchical tree loss to enable a holistic mapping of same-attribute classes, leveraging tree-based positive and negative hierarchical knowledge constraints. We further design a focal hierarchical tree loss to enhance its extensibility and devise two adaptive weighting schemes based on tree height. In addition, we propose a group tree triplet loss with hierarchical dynamic margin by incorporating hierarchical group concepts and tree distance to model boundary structural knowledge across classes. The joint two losses significantly improve the recognition of subtle faults. Extensive experiments are performed on four real-world datasets from various industrial domains (three cavitation datasets from SAMSON AG and one publicly available dataset) for FID, all showing superior results and outperforming recent state-of-the-art FID methods.
S2S-FDD: Bridging Industrial Time Series and Natural Language for Explainable Zero-shot Fault Diagnosis
Fault diagnosis is critical for the safe operation of industrial systems. Conventional diagnosis models typically produce abstract outputs such as anomaly scores or fault categories, failing to answer critical operational questions like "Why" or "How to repair". While large language models (LLMs) offer strong generalization and reasoning abilities, their training on discrete textual corpora creates a semantic gap when processing high-dimensional, temporal industrial signals. To address this challenge, we propose a Signals-to-Semantics fault diagnosis (S2S-FDD) framework that bridges high-dimensional sensor signals with natural language semantics through two key innovations: We first design a Signal-to-Semantic operator to convert abstract time-series signals into natural language summaries, capturing trends, periodicity, and deviations. Based on the descriptions, we design a multi-turn tree-structured diagnosis method to perform fault diagnosis by referencing historical maintenance documents and dynamically querying additional signals. The framework further supports human-in-the-loop feedback for continuous refinement. Experiments on the multiphase flow process show the feasibility and effectiveness of the proposed method for explainable zero-shot fault diagnosis.
Toward Multimodal Industrial Fault Analysis: A Single-Speed Chain Conveyor Dataset with Audio and Vibration Signals
We introduce a multimodal industrial fault analysis dataset collected from a single-speed chain conveyor (SSCC) system, targeting system-level fault detection in production lines. The dataset consists of multimodal signals, including three audio and four vibration channels. It covers normal operation and four representative fault types under multiple speeds, loads, and both clean and realistic factory-noise conditions reproduced on-site. It is explicitly designed to support channel-wise analysis and multimodal fusion research. We establish standardized evaluation protocols for unsupervised fault detection with normal-only training and supervised fault classification with balanced dataset splits across different operating conditions and fault types. A unified channel-wise kNN baseline is provided to enable fair comparison of representation quality without task-specific training. The dataset offers a practical and extensible benchmark for robust multimodal industrial fault analysis.
Bi-directional digital twin prototype anchoring with multi-periodicity learning for few-shot fault diagnosis
Intelligent fault diagnosis (IFD) has emerged as a powerful paradigm for ensuring the safety and reliability of industrial machinery. However, traditional IFD methods rely heavily on abundant labeled data for training, which is often difficult to obtain in practical industrial environments. Constructing a digital twin (DT) of the physical asset to obtain simulation data has therefore become a promising alternative. Nevertheless, existing DT-assisted diagnosis methods mainly transfer diagnostic knowledge through domain adaptation techniques, which still require a considerable amount of unlabeled data from the target asset. To address the challenges in few-shot scenarios where only extremely limited samples are available, a bi-directional DT prototype anchoring method with multi-periodicity learning is proposed. Specifically, a framework involving meta-training in the DT virtual space and test-time adaptation in the physical space is constructed for reliable few-shot model adaptation for the target asset. A bi-directional twin-domain prototype anchoring strategy with covariance-guided augmentation for adaptation is further developed to improve the robustness of prototype estimation. In addition, a multi-periodicity feature learning module is designed to capture the intrinsic periodic characteristics within current signals. A DT of an asynchronous motor is built based on finite element method, and experiments are conducted under multiple few-shot settings and three working conditions. Comparative and ablation studies demonstrate the superiority and effectiveness of the proposed method for few-shot fault diagnosis.
CLAIRE: Compressed Latent Autoencoder for Industrial Representation and Evaluation -- A Deep Learning Framework for Smart Manufacturing
Accurate fault detection in high-dimensional industrial environments remains a major challenge due to the inherent complexity, noise, and redundancy in sensor data. This paper introduces CLAIRE, i.e., a hybrid end-to-end learning framework that integrates unsupervised deep representation learning with supervised classification for intelligent quality control in smart manufacturing systems. It employs an optimized deep autoencoder to transform raw input into a compact latent space, effectively capturing the intrinsic data structure while suppressing irrelevant or noisy features. The learned representations are then fed into a downstream classifier to perform binary fault prediction. Experimental results on a high-dimensional dataset demonstrate that CLAIRE significantly outperforms conventional classifiers trained directly on raw features. Moreover, the framework incorporates a post hoc phase, using a game-theory-based interpretability technique, to analyze the latent space and identify the most informative input features contributing to fault predictions. The proposed framework highlights the potential of integrating explainable AI with feature-aware regularization for robust fault detection. The modular and interpretable nature of the proposed framework makes it highly adaptable, offering promising applications in other domains characterized by complex, high-dimensional data, such as healthcare, finance, and environmental monitoring.
Explainability for Fault Detection System in Chemical Processes
In this work, we apply and compare two state-of-the-art eXplainability Artificial Intelligence (XAI) methods, the Integrated Gradients (IG) and the SHapley Additive exPlanations (SHAP), that explain the fault diagnosis decisions of a highly accurate Long Short-Time Memory (LSTM) classifier. The classifier is trained to detect faults in a benchmark non-linear chemical process, the Tennessee Eastman Process (TEP). It is highlighted how XAI methods can help identify the subsystem of the process where the fault occurred. Using our knowledge of the process, we note that in most cases the same features are indicated as the most important for the decision, while insome cases the SHAP method seems to be more informative and closer to the root cause of the fault. Finally, since the used XAI methods are model-agnostic, the proposed approach is not limited to the specific process and can also be used in similar problems.