Retrieval-Augmented Generation

Also known as RAG

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Overview

Retrieval-augmented generation (RAG) studies how to give language models relevant information from documents, databases, or other sources at answer time, improving access to knowledge that may be missing or outdated in model parameters. Common approaches combine dense or sparse search with hybrid retrieval, reranking, and document chunking; GraphRAG and agentic methods add structure or iterative search for multi-hop questions and long documents. Work spans open-domain QA benchmarks as well as specialized settings such as legal, medical, code, and multimodal retrieval. A central tension is that more retrieved context can improve evidence coverage but also introduce noise, conflicts, cost, and unsupported answers, so systems increasingly focus on selective retrieval, verification, citation fidelity, and realistic evaluation.

Latest papers

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796 papers72 papers in the last four weeks, down 14% on the four weeks before. 0.4% of all new papers.

Apr 6, 2026

Retrieval-Augmented LLMs for Evidence Localization in Clinical Trial Recruitment from Longitudinal EHR Narratives

Screening patients for enrollment is a well-known, labor-intensive bottleneck that leads to under-enrollment and, ultimately, trial failures. Recent breakthroughs in large language models (LLMs) offer a promising opportunity to use artificial intelligence to improve screening. This study systematically explored both encoder- and decoder-based generative LLMs for screening clinical narratives to facilitate clinical trial recruitment. We examined both general-purpose LLMs and medical-adapted LLMs and explored three strategies to alleviate the "Lost in the Middle" issue when handling long documents, including 1) Original long-context: using the default context windows of LLMs, 2) NER-based extractive summarization: converting the long document into summarizations using named entity recognition, 3) RAG: dynamic evidence retrieval based on eligibility criteria. The 2018 N2C2 Track 1 benchmark dataset is used for evaluation. Our experimental results show that the MedGemma model with the RAG strategy achieved the best micro-F1 score of 89.05%, outperforming other models. Generative LLMs have remarkably improved trial criteria that require long-term reasoning across long documents, whereas trial criteria that span a short piece of context (e.g., lab tests) show incremental improvements. The real-world adoption of LLMs for trial recruitment must consider specific criteria for selecting among rule-based queries, encoder-based LLMs, and generative LLMs to maximize efficiency within reasonable computing costs.

Ziyi Chen, Mengxian Lyu, Cheng Peng +1

Department of Health Outcomes and Biomedical Informatics, University of Florida, Gainesville, FL

Medical LLMsClinical Language Model EvaluationRetrieval-Augmented GenerationLong-Context Language Model Evaluation
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Apr 6, 2026

RAG or Learning? Understanding the Limits of LLM Adaptation under Continuous Knowledge Drift in the Real World

Large language models (LLMs) acquire most of their knowledge during pretraining, which ties them to a fixed snapshot of the world and makes adaptation to continuously evolving knowledge challenging. As facts, entities, and events change over time, models may experience continuous knowledge drift, resulting not only in outdated predictions but also in temporally inconsistent reasoning. Although existing approaches, such as continual finetuning, knowledge editing, and retrieval-augmented generation (RAG), aim to update or supplement model knowledge, they are rarely evaluated in settings that reflect chronological, evolving, and real-world knowledge evolution. In this work, we introduce a new benchmark of real-world dynamic events, constructed from time-stamped evidence that captures how knowledge evolves over time, which enables systematic evaluation of model adaptation under continuous knowledge drift. The benchmark reveals that most existing methods, including vanilla RAG and several learning-based approaches, struggle under this setting, exposing critical limitations such as catastrophic forgetting and temporal inconsistency. To mitigate these limitations, we propose a time-aware retrieval baseline, Chronos, which progressively organizes retrieved evidence into an Event Evolution Graph to enable more temporally consistent understanding in LLMs without additional training. Overall, this work provides a foundation for analyzing and advancing LLM adaptation to continuous knowledge drift in realistic settings.

Hanbing Liu, Lang Cao, Yang Li

Tsinghua University; Shenzhen Key Laboratory of Ubiquitous Data Enabling, Tsinghua Shenzhen International Graduate School, Tsinghua University · University of Illinois Urbana-Champaign · School of Artificial Intelligence, Chinese University of Hong Kong (Shenzhen)

Retrieval-Augmented GenerationContinual Learning for LLMsLLM EvaluationTemporal Reasoning in Language Models
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Apr 6, 2026

This Treatment Works, Right? Evaluating LLM Sensitivity to Patient Question Framing in Medical QA

Patients are increasingly turning to large language models (LLMs) with medical questions that are complex and difficult to articulate clearly. However, LLMs are sensitive to prompt phrasings and can be influenced by the way questions are worded. Ideally, LLMs should respond consistently regardless of phrasing, particularly when grounded in the same underlying evidence. We investigate this through a systematic evaluation in a controlled retrieval-augmented generation (RAG) setting for medical question answering (QA), where expert-selected documents are used rather than retrieved automatically. We examine two dimensions of patient query variation: question framing (positive vs. negative) and language style (technical vs. plain language). We construct a dataset of 6,614 query pairs grounded in clinical trial abstracts and evaluate response consistency across eight LLMs. Our findings show that positively- and negatively-framed pairs are significantly more likely to produce contradictory conclusions than same-framing pairs. This framing effect is further amplified in multi-turn conversations, where sustained persuasion increases inconsistency. We find no significant interaction between framing and language style. Our results demonstrate that LLM responses in medical QA can be systematically influenced through query phrasing alone, even when grounded in the same evidence, highlighting the importance of phrasing robustness as an evaluation criterion for RAG-based systems in high-stakes settings.

Hye Sun Yun, Geetika Kapoor, Michael Mackert +4

Northeastern University · UC Berkeley · UT Austin +2

Framing Effects in Language ModelsMedical LLMsReasoning Consistency in Language ModelsClinical Language Model EvaluationRetrieval-Augmented Generation
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Apr 6, 2026

Ruling Out to Rule In: Contrastive Hypothesis Retrieval for Medical Question Answering

Retrieval-augmented generation (RAG) grounds large language models in external medical knowledge, yet standard retrievers frequently surface hard negatives that are semantically close to the query but describe clinically distinct conditions. While existing query-expansion methods improve query representation to mitigate ambiguity, they typically focus on enriching target-relevant semantics without an explicit mechanism to selectively suppress specific, clinically plausible hard negatives. This leaves the system prone to retrieving plausible mimics that overshadow the actual diagnosis, particularly when such mimics are dominant within the corpus. We propose Contrastive Hypothesis Retrieval (CHR), a framework inspired by the process of clinical differential diagnosis. CHR generates a target hypothesis H+H^+ for the likely correct answer and a mimic hypothesis H−H^- for the most plausible incorrect alternative, then scores documents by promoting H+H^+-aligned evidence while penalizing H−H^--aligned content. Across three medical QA benchmarks and three answer generators, CHR outperforms all five baselines in every configuration, with improvements of up to 10.4 percentage points over the next-best method. On the n=587n=587 pooled cases where CHR answers correctly while embedded hypothetical-document query expansion does not, 85.2% have no shared documents between the top-5 retrieval lists of CHR and of that baseline, consistent with substantive retrieval redirection rather than light re-ranking of the same candidates. By explicitly modeling what to avoid alongside what to find, CHR bridges clinical reasoning with retrieval mechanism design and offers a practical path to reducing hard-negative contamination in medical RAG systems.

Byeolhee Kim, Min-Kyung Kim, Young-Hak Kim +1

Department of Information Medicine, Asan Medical Center, Seoul, Republic of Korea · Department of Computer Science, Yonsei University, Seoul, Republic of Korea · INMED DATA, Seoul, Republic of Korea +1

Medical QARetrieval-Augmented Generation
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Apr 6, 2026

Graph-to-Frame RAG: Visual-Space Knowledge Fusion for Training-Free and Auditable Video Reasoning

When video reasoning requires external knowledge, many systems with large multimodal models (LMMs) adopt retrieval augmentation to supply the missing context. Appending textual or multi-clip evidence, however, forces heterogeneous signals into a single attention space. We observe diluted attention and higher cognitive load even on non-long videos. The bottleneck is not only what to retrieve but how to represent and fuse external knowledge with the video backbone.We present Graph-to-Frame RAG (G2F-RAG), a training free and auditable paradigm that delivers knowledge in the visual space. On the offline stage, an agent builds a problem-agnostic video knowledge graph that integrates entities, events, spatial relations, and linked world knowledge. On the online stage, a hierarchical multi-agent controller decides whether external knowledge is needed, retrieves a minimal sufficient subgraph, and renders it as a single reasoning frame appended to the video. LMMs then perform joint reasoning in a unified visual domain. This design reduces cognitive load and leaves an explicit, inspectable evidence trail.G2F-RAG is plug-and-play across backbones and scales. It yields consistent gains on diverse public benchmarks, with larger improvements in knowledge-intensive settings. Ablations further confirm that knowledge representation and delivery matter. G2F-RAG reframes retrieval as visual space knowledge fusion for robust and interpretable video reasoning.

Songyuan Yang, Weijiang Yu, Ziyu Liu +4

National University of Defense Technology · Sun Yat-sen University

Video ReasoningRetrieval-Augmented GenerationVLM ReasoningMultimodal KGs
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Apr 5, 2026

NeuroSymbolic AI for Legal AI-TRISM: Trustworthy, Reliable, Interpretable, Safe Models

Large Language Models (LLMs) have transformed natural language processing, but their lack of interpretable reasoning and tendency to hallucinate pose significant challenges for legal applications. While LLMs show promise for legal text analysis and generation, they struggle with accurate citation attribution and precedent verification. For example, in legal contexts, a single incorrect precedent can jeopardize a case. Current approaches to improve LLM reliability in legal domains suffer from two key limitations: inadequate integration of structured legal knowledge during training or fine-tuning, and insufficient verification mechanisms for generated legal content. To address these challenges, we propose the TRISM (Trustworthy, Reliable, Interpretable, Safe Models) framework, which integrates NeuroSymbolic AI principles with LLMs to leverage both neural learning capabilities and symbolic reasoning over structured legal knowledge. The TRISM approach addresses the above limitations while maintaining interpretable decision pathways. Our framework formalizes the extraction of symbolic knowledge from legal textual documents and incorporates Retrieval-Augmented Generation (RAG) as a core component for grounding LLM outputs in verified legal sources. In this position paper, we make the following contributions: (1) An analysis of the limitations of AI in law; (2) Introduce RASOR RAG which creates foundations for neurosymbolic RAG by generating explicit interpretable rationales that could be formalized into symbolic representations; (3) A formalized methodology for creating symbolic legal knowledge bases that support both interpretable reasoning and output verification in LLMs; and (4) The TRISM framework for integrating symbolic legal knowledge with LLMs.

Deepa Tilwani, Yash Saxena, Ankur Padia +2

Department of Computer Science, AI Institute, University of South Carolina, Columbia, South Carolina, USA · Department of Computer Science and Electrical Engineering, University of Maryland, Baltimore County, Baltimore, Maryland, USA · Department of Computer Science and Engineering, The Ohio State University, Columbus, Ohio, USA

LLM ReliabilityNeuro-Symbolic AILegal NLPLLM InterpretabilityLLM GroundingRetrieval-Augmented Generation
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Apr 5, 2026

MisEdu-RAG: A Misconception-Aware Dual-Hypergraph RAG for Novice Math Teachers

Novice math teachers often encounter students' mistakes that are difficult to diagnose and remediate. Misconceptions are especially challenging because teachers must explain what went wrong and how to solve them. Although many existing large language model (LLM) platforms can assist in generating instructional feedback, these LLMs loosely connect pedagogical knowledge and student mistakes, which might make the guidance less actionable for teachers. To address this gap, we propose MisEdu-RAG, a dual-hypergraph-based retrieval-augmented generation (RAG) framework that organizes pedagogical knowledge as a concept hypergraph and real student mistake cases as an instance hypergraph. Given a query, MisEdu-RAG performs a two-stage retrieval to gather connected evidence from both layers and generates a response grounded in the retrieved cases and pedagogical principles. We evaluate on MisstepMath, a dataset of math mistakes paired with teacher solutions, as a benchmark for misconception-aware retrieval and response generation across topics and error types. Evaluation results on MisstepMath show that, compared with baseline models, MisEdu-RAG improves token-F1 by 10.95% and yields up to 15.3% higher five-dimension response quality, with the largest gains on Diversity and Empowerment. To verify its applicability in practical use, we further conduct a pilot study through a questionnaire survey of 221 teachers and interviews with 6 novices. The findings suggest that MisEdu-RAG provides diagnosis results and concrete teaching moves for high-demand misconception scenarios. Overall, MisEdu-RAG demonstrates strong potential for scalable teacher training and AI-assisted instruction for misconception handling. Our code is available on GitHub: https://github.com/GEMLab-HKU/MisEdu-RAG.

Zhihan Guo, Yuting Lu, Jionghao Lin

The University of Hong Kong, Hong Kong SAR, China · Carnegie Mellon University, Pittsburgh PA 15213, USA · Monash University, Clayton VIC 3800, Australia

Retrieval-Augmented GenerationKnowledge Augmentation for Language ModelsGenerative AI in EducationHypergraph-Based RAGMathematics Education
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Apr 5, 2026

CODE-GEN: A Human-in-the-Loop RAG-Based Agentic AI System for Multiple-Choice Question Generation

We present CODE-GEN, a human-in-the-Loop, retrieval-augmented generation (RAG)-based agentic AI system for generating context-aligned multiple-choice questions to develop student code reasoning and comprehension abilities. CODE-GEN employs an agentic AI architecture in which a Generator agent produces multiple-choice coding comprehension questions aligned with course-specific learning objectives, while a Validator agent independently assesses content quality across seven pedagogical dimensions. Both agents are augmented with specialized tools that enhance computational accuracy and verify code outputs. To evaluate the effectiveness of CODE-GEN, we conducted an evaluation study involving six human subject-matter experts (SMEs) who judged 288 AI-generated questions. The SMEs produced a total of 2,016 human-AI rating pairs, indicating agreement or disagreement with the assessments of Validator, along with 131 instances of qualitative feedback. Analyses of SME judgments show strong system performance, with human-validated success rates ranging from 79.9% to 98.6% across the seven pedagogical dimensions. The analysis of qualitative feedback reveals that CODE-GEN achieves high reliability on dimensions well suited to computational verification and explicit criteria matching, including question clarity, code validity, concept alignment, and correct answer validity. In contrast, human expertise remains essential for dimensions requiring deeper instructional judgment, such as designing pedagogically meaningful distractors and providing high-quality feedback that reinforces understanding. These findings inform the strategic allocation of human and AI effort in AI-assisted educational content generation.

Xiaojing Duan, Frederick Nwanganga, Chaoli Wang

University of Notre Dame, Notre Dame IN 46556, USA

Multiple-Choice Question GenerationGenerative AI in EducationHuman-in-the-Loop AIAgentic AIRetrieval-Augmented Generation
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Apr 4, 2026

Document-Level Numerical Reasoning across Single and Multiple Tables in Financial Reports

Despite the strong language understanding abilities of large language models (LLMs), they still struggle with reliable question answering (QA) over long, structured documents, particularly for numerical reasoning. Financial annual reports exemplify this difficulty: financial statement analysis often hinges on accurate arithmetic, and analysts derive key indicators by integrating evidence scattered across multiple tables and narrative text. However, existing benchmarks focus largely on single-table settings, leaving cross-table document-level numerical reasoning underexplored. To address this gap, we introduce FinLongDocQA, a dataset for both single-table and cross-table financial numerical reasoning in long-context reports. Evaluating both closed-source and open-source LLMs on FinLongDocQA reveals two bottlenecks: (1) annual reports often exceed 129k tokens, exacerbating the context rot problem for locating relevant tables; and (2) even when relevant evidence is located, LLMs remain prone to errors in multi-step numerical reasoning. We propose FinLongDocAgent, a Multi-Agent Multi-Round Retrieval-Augmented Generation (RAG) approach that iteratively retrieves evidence, performs intermediate calculations, and verifies results across rounds. Experiments highlight the importance of iterative retrieval and verification for reliable numerical QA in long financial documents.

Yi-Cheng Wang, Wei-An Wang, Chu-Song Chen

Department of Computer Science and Information Engineering, National Taiwan University · FinTech Center, National Taiwan University

Numerical Reasoning in Language ModelsFinancial QAMathematical ReasoningRetrieval-Augmented Generation
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Apr 3, 2026

Agile Story-Point Estimation: Is RAG a Better Way to Go?

The sprint-based iterative approach in the Agile software development method allows continuous feedback and adaptation. One of the crucial Agile software development activities is the sprint planning session where developers estimate the effort required to complete tasks through a consensus-based estimation technique such as Planning Poker. In the Agile software development method, a common unit of measuring development effort is Story Point (SP) which is assigned to tasks to understand the complexity and development time needed to complete them. Despite the benefits of this process, it is an extremely time-consuming manual process. To mitigate this issue, in this study, we investigated if this manual process can be automated using Retrieval Augmented Generation (RAG) which comprises a "Retriever" and a "Generator". We applied two embedding models - bge-large-en-v1.5, and Sentence-Transformers' all-mpnet-base-v2 on 23 open-source software projects of varying sizes and examined four key aspects: 1) how retrieval hyper-parameters influence the performance, 2) whether estimation accuracy differs across different sizes of the projects, 3) whether embedding model choice affects accuracy, and 4) how the RAG-based approach compares to the existing baselines. Although the RAG-based approach outperformed the baseline models in several occasions, our results did not exhibit statistically significant differences in performance across the projects or across the embedding models. This highlights the need for further studies and refinement of the RAG, and model adaptation strategies for better accuracy in automatically estimating user stories.

Lamyea Maha, Tajmilur Rahman, Chanchal Roy

University of Saskatchewan, Saskatoon, SK, Canada · Gannon University, Erie, PA, USA

Software EngineeringAutomated Software EngineeringRetrieval-Augmented Generation
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Apr 3, 2026

Beyond the Parameters: A Technical Survey of Contextual Enrichment in Large Language Models: From In-Context Prompting to Causal Retrieval-Augmented Generation

Large language models (LLMs) encode vast world knowledge in their parameters, yet they remain fundamentally limited by static knowledge, finite context windows, and weakly structured causal reasoning. This survey provides a unified account of augmentation strategies along a single axis: the degree of structured context supplied at inference time. We cover in-context learning and prompt engineering, Retrieval-Augmented Generation (RAG), GraphRAG, and CausalRAG. Beyond conceptual comparison, we provide a transparent literature-screening protocol, a claim-audit framework, and a structured cross-paper evidence synthesis that distinguishes higher-confidence findings from emerging results. The paper concludes with a deployment-oriented decision framework and concrete research priorities for trustworthy retrieval-augmented NLP.

Prakhar Bansal, Shivangi Agarwal

Knowledge Augmentation for Language ModelsRetrieval-Augmented GenerationStructured RAGRetrieval-Augmented ReasoningLLM PromptingGraph Retrieval-Augmented Generation
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Apr 3, 2026

Overcoming the "Impracticality" of RAG: Proposing a Real-World Benchmark and Multi-Dimensional Diagnostic Framework

Performance evaluation of Retrieval-Augmented Generation (RAG) systems within enterprise environments is governed by multi-dimensional and composite factors extending far beyond simple final accuracy checks. These factors include reasoning complexity, retrieval difficulty, the diverse structure of documents, and stringent requirements for operational explainability. Existing academic benchmarks fail to systematically diagnose these interlocking challenges, resulting in a critical gap where models achieving high performance scores fail to meet the expected reliability in practical deployment. To bridge this discrepancy, this research proposes a multi-dimensional diagnostic framework by defining a four-axis difficulty taxonomy and integrating it into an enterprise RAG benchmark to diagnose potential system weaknesses.

Kenichirou Narita, Siqi Peng, Taku Fukui +3

Artificial Intelligence Laboratories, Fujitsu Limited

Retrieval-Augmented GenerationRAG EvaluationExplainability Evaluation
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Apr 2, 2026

Principled and Scalable Diversity-Aware Retrieval via Cardinality-Constrained Binary Quadratic Programming

Diversity-aware retrieval is essential for Retrieval-Augmented Generation (RAG), yet existing methods lack theoretical guarantees and face scalability issues as the number of retrieved passages kk increases. We propose a principled formulation of diversity retrieval as a cardinality-constrained binary quadratic programming (CCBQP), which explicitly balances relevance and semantic diversity through an interpretable trade-off parameter. Inspired by recent advances in combinatorial optimization, we develop a non-convex tight continuous relaxation and a Frank--Wolfe based algorithm with landscape analysis and convergence guarantees. Extensive experiments demonstrate that our method consistently dominates baselines on the relevance-diversity Pareto frontier, while achieving significant speedup.

Qiheng Lu, Nicholas D. Sidiropoulos

University of Virginia Charlottesville, VA 22904, USA

Frank-Wolfe AlgorithmsConstrained OptimizationRetrieval-Augmented GenerationMixed-Integer QP
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Apr 2, 2026

Domain Adaptation of Large Language Models for Polymer-Composite Additive Manufacturing Using Retrieval-Augmented Generation and Fine-Tuning

General-purpose large language models (LLMs) often struggle to generate reliable responses in specialized engineering domains due to limited domain grounding and insufficient exposure to structured technical knowledge. This study investigates practical strategies for adapting a foundation LLM to the additive manufacturing (AM) domain in order to improve answer accuracy, relevance, and usability for expert-level question answering. AM knowledge is distributed across heterogeneous sources such as academic literature, manufacturer documentation, technical standards, and procedural guides. Although general LLMs demonstrate strong linguistic capabilities, they frequently fail to retrieve and contextualize such domain-specific information. Two common approaches to address this limitation are domain-specific fine-tuning and retrieval-augmented generation (RAG). We construct a curated AM corpus and evaluate three configurations based on LLaMA-3-8B: (1) the pretrained baseline model, (2) a RAG system that retrieves relevant document chunks from a vector database, and (3) a model fine-tuned on raw domain text. Performance is evaluated using 200 expert-designed AM questions assessed by mechanical engineering experts for accuracy, relevance, and overall preference. Results show that the RAG model consistently outperforms the baseline. Among the 200 questions, 75.5% of RAG responses are judged more accurate, 85.2% are preferred overall, and 90.8% are rated more relevant than baseline responses. In contrast, fine-tuning on raw AM text reduces performance, producing more accurate answers in only 5.6% of cases and more relevant answers in 32.5% of cases. These results indicate that retrieval-augmented approaches provide a more effective pathway for adapting LLMs to specialized engineering domains than naive fine-tuning on unstructured technical data.

Saiful Islam Sagor, Tania Haghighi, Minhaj Nur Alam +1

Department of Mechanical Engineering and Engineering Science, University of North Carolina at Charlotte, NC 28223, USA. · Department of Electrical and Computer Engineering, University of North Carolina at Charlotte, NC 28223, USA.

Domain Adaptation for LLMsLLM Fine-TuningRetrieval-Augmented GenerationQuestion AnsweringAdditive Manufacturing
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Apr 2, 2026

Where Does Robustness Live? Neuron-Guided Adaptation for Retrieval-Augmented Language Models

Retrieval-Augmented Language Models (RALMs) have shown strong potential in knowledge-intensive tasks, yet they remain vulnerable when retrieved contexts are noisy or irrelevant. Robustness against such contexts requires two distinct capabilities: abstention when contexts are uninformative, and selective extraction when relevant evidence is buried in noise. Yet existing methods face two key limitations: they do not train separately for these two capabilities, and they adapt the model at a coarse layer- or module-level granularity, overlooking that only a small subset of neurons is strongly activated for a given input. We propose NeuRIT, a Neuron-guided Robust Instruction-Tuning framework built on a localization-first perspective. NeuRIT mines context-aware neurons associated with relevant and irrelevant context processing, and uses them as anchors to selectively adapt both the identified neuron groups and the layers in which they concentrate. NeuRIT then performs two-stage instruction tuning that teaches complementary behaviors: suppress generation when there is nothing to extract, and extract relevant evidence when there is. NeuRIT consistently outperforms strong baselines across diverse QA benchmarks and generator backbones. Our code is available at https://github.com/HYU-ARK-Lab/NeuRIT.

Jae O Lee, Jaemin Kim, Sumyeong Ahn +1

1Hanyang University · 2KENTECH

Retrieval-Augmented GenerationFine-TuningKnowledge Augmentation for Language ModelsLLM Fine-TuningNeural Network RobustnessRetrieval Robustness+2
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Apr 2, 2026

Optimizing RAG Rerankers with LLM Feedback via Reinforcement Learning

Rerankers play a pivotal role in refining retrieval results for Retrieval-Augmented Generation. However, current reranking models are typically optimized on static human annotated relevance labels in isolation, decoupled from the downstream generation process. This isolation leads to a fundamental misalignment: documents identified as topically relevant by information retrieval metrics often fail to provide the actual utility required by the LLM for precise answer generation. To bridge this gap, we introduce ReRanking Preference Optimization (RRPO), a reinforcement learning framework that directly aligns reranking with the LLM's generation quality. By formulating reranking as a sequential decision-making process, RRPO optimizes for context utility using LLM feedback, thereby eliminating the need for expensive human annotations. To ensure training stability, we further introduce a reference-anchored deterministic baseline. Extensive experiments on knowledge-intensive benchmarks demonstrate that RRPO significantly outperforms strong baselines, including the powerful list-wise reranker RankZephyr. Further analysis highlights the versatility of our framework: it generalizes seamlessly to diverse readers (e.g., GPT-4o), integrates orthogonally with query expansion modules like Query2Doc, and remains robust even when trained with noisy supervisors.

Yuhang Wu, Xiangqing Shen, Fanfan Wang +4

School of Computer Science and Engineering, Nanjing University of Science and Technology, China · School of Intelligence Science and Technology, Nanjing University, China · School of Artificial Intelligence, Nanjing University, China

Retrieval-Augmented GenerationReinforcement LearningLearning to RankLLM Reranking
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Apr 2, 2026

Do We Need Bigger Models for Science? Task-Aware Retrieval with Small Language Models

Scientific knowledge discovery increasingly relies on large language models, yet many existing scholarly assistants depend on proprietary systems with tens or hundreds of billions of parameters. Such reliance limits reproducibility and accessibility for the research community. In this work, we ask a simple question: do we need bigger models for scientific applications? Specifically, we investigate to what extent carefully designed retrieval pipelines can compensate for reduced model scale in scientific applications. We design a lightweight retrieval-augmented framework that performs task-aware routing to select specialized retrieval strategies based on the input query. The system further integrates evidence from full-text scientific papers and structured scholarly metadata, and employs compact instruction-tuned language models to generate responses with citations. We evaluate the framework across several scholarly tasks, focusing on scholarly question answering (QA), including single- and multi-document scenarios, as well as biomedical QA under domain shift and scientific text compression. Our findings demonstrate that retrieval and model scale are complementary rather than interchangeable. While retrieval design can partially compensate for smaller models, model capacity remains important for complex reasoning tasks. This work highlights retrieval and task-aware design as key factors for building practical and reproducible scholarly assistants.

Florian Kelber, Matthias Jobst, Yuni Susanti +1

TU Dresden, Germany · FIZ Karlsruhe, Germany · ScaDS.AI, TU Dresden, Germany

AI-Assisted Scientific ResearchRetrieval-Augmented GenerationScientific QASmall Language ModelsInformation Retrieval
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Apr 2, 2026

PRCCF: A Persona-guided Retrieval and Causal-aware Cognitive Filtering Framework for Emotional Support Conversation

Emotional Support Conversation (ESC) aims to alleviate individual emotional distress by generating empathetic responses. However, existing methods face challenges in effectively supporting deep contextual understanding. To address this issue, we propose PRCCF, a Persona-guided Retrieval and Causality-aware Cognitive Filtering framework. Specifically, the framework incorporates a persona-guided retrieval mechanism that jointly models semantic compatibility and persona alignment to enhance response generation. Furthermore, it employs a causality-aware cognitive filtering module to prioritize causally relevant external knowledge, thereby improving contextual cognitive understanding for emotional reasoning. Extensive experiments on the ESConv dataset demonstrate that PRCCF outperforms state-of-the-art baselines on both automatic metrics and human evaluations. Our code is publicly available at: https://github.com/YancyLyx/PRCCF.

Yanxin Luo, Xiaoyu Zhang, Jing Li +2

School of Computer Science and Engineering, Northeastern University, Shenyang, Liaoning, China · Oracle Cloud Infrastructure, Oracle, Santa Clara, CA, United States

Emotional Support ConversationEmotion-Aware Dialogue GenerationRetrieval-Augmented GenerationPersona-Conditioned Generation
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Apr 1, 2026

Experience as a Compass: Multi-agent RAG with Evolving Orchestration and Agent Prompts

Multi-agent Retrieval-Augmented Generation (RAG), wherein each agent takes on a specific role, supports hard queries that require multiple steps and sources, or complex reasoning. Existing approaches, however, rely on static agent behaviors and fixed orchestration strategies, leading to brittle performance on diverse, multi-hop tasks. We identify two key limitations: the lack of continuously adaptive orchestration mechanisms and the absence of behavior-level learning for individual agents. To this end, we propose HERA, a hierarchical framework that jointly evolves multi-agent orchestration and role-specific agent prompts. At the global level, HERA optimizes query-specific agent topologies through reward-guided sampling and experience accumulation. At the local level, Role-Aware Prompt Evolution refines agent behaviors via credit assignment and dual-axes adaptation along operational and behavioral principles, enabling targeted, role-conditioned improvements. On six knowledge-intensive benchmarks, HERA achieves an average improvement of 38.69% over recent baselines while maintaining robust generalization and token efficiency. Topological analyses reveal emergent self-organization, where sparse exploration yields compact, high-utility multi-agent networks, demonstrating both efficient coordination and robust reasoning.

Sha Li, Naren Ramakrishnan

Virginia Tech

Retrieval-Augmented GenerationMulti-Agent OrchestrationLLM Agent Workflow OptimizationPrompt OptimizationEmergent Behavior in Multi-Agent Systems
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Apr 1, 2026

Generative AI-Based Virtual Assistant using Retrieval-Augmented Generation: An evaluation study for bachelor projects

Large Language Models have been increasingly employed in the creation of Virtual Assistants due to their ability to generate human-like text and handle complex inquiries. While these models hold great promise, challenges such as hallucinations, missing information, and the difficulty of providing accurate and context-specific responses persist, particularly when applied to highly specialized content domains. In this paper, we focus on addressing these challenges by developing a virtual assistant designed to support students at Maastricht University in navigating project-specific regulations. We propose a virtual assistant based on a Retrieval-Augmented Generation system that enhances the accuracy and reliability of responses by integrating up-to-date, domain-specific knowledge. Through a robust evaluation framework and real-life testing, we demonstrate that our virtual assistant can effectively meet the needs of students while addressing the inherent challenges of applying Large Language Models to a specialized educational context. This work contributes to the ongoing discourse on improving LLM-based systems for specific applications and highlights areas for further research.

Dumitru Verşebeniuc, Martijn Elands, Sara Falahatkar +4

Department of Advanced Computing Sciences, Maastricht University, Maastricht 6200 MD, The Netherlands

Educational QAQuestion AnsweringLLM ReliabilityRetrieval-Augmented GenerationLLM Evaluation
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Apr 1, 2026

To Memorize or to Retrieve: Scaling the Interaction Between Pretraining and Retrieval

Retrieval-augmented generation (RAG) improves language model (LM) performance by providing relevant context at test time for knowledge-intensive situations. In this work, we systematically study the trade-off between pretraining and retrieval by training OLMo-2-based LMs ranging from 30M to 3B parameters on up to 100B DCLM tokens, while varying pretraining data scale, retrieval store size, and retrieval store source (pretraining vs. new data) across reasoning, scientific QA, and open-domain QA benchmarks. We find that retrieval gains depend on model capacity and pretraining exposure and are strongly front-loaded, with a median 91% of the largest observed improvement realized by one retrieval token per model parameter. However, the interaction is objective-dependent: smaller models gain more in gold-answer perplexity, whereas larger, more-pretrained models gain more in accuracy. Retrieval from previously seen data also preserves most of the held-out retrieval gain. Retrieval is therefore a task-, regime-, and metric-dependent complement to parametric learning whose value also depends on datastore size and information novelty. Overall, this motivates the explicit partitioning of data between internalization and external access for LM design.

Karan Singh, Michael Yu, Varun Gangal +4

Stanford University · †DegenAI Labs · Independent Researcher +3

Retrieval-Augmented GenerationKnowledge Augmentation for Language ModelsLanguage Model Pretraining
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Mar 31, 2026

The Energy Footprint of LLM-Based Environmental Analysis: LLMs and Domain Products

As large language models (LLMs) are increasingly used in domain-specific applications, including climate change and environmental research, understanding their energy footprint has become an important concern. The growing adoption of retrieval-augmented (RAG) systems for climate-domain specific analysis raises a key question: how does the energy consumption of domain-specific RAG workflows compare with that of direct generic LLM usage? Prior research has focused on standalone model calls or coarse token-based estimates, while leaving the energy implications of deployed application workflows insufficiently understood. In this paper, we assess the inference-time energy consumption of two LLM-based climate analysis chatbots (ChatNetZero and ChatNDC) compared to the generic GPT-4o-mini model. We estimate energy use under actual user queries by decomposing each workflow into retrieval, generation, and hallucination-checking components. We also test across different times of day and geographic access locations. Our results show that the energy consumption of domain-specific RAG systems depends strongly on their design. More agentic pipelines substantially increase inference-time energy use, particularly when used for additional accuracy or verification checks, although they may not yield proportional gains in response quality. While more research is needed to further test these initial findings more robustly across models, environments and prompting structures, this study provides a new understanding on how the design of domain-specific LLM products affects both the energy footprint and quality of output.

Alicia Bao, Jiamian He, Angel Hsu +3

James · Department of Computer Science, University of North Carolina at Chapel Hill, Chapel Hill, NC 27516 · Arboretica, Rotterdam, The Netherlands +2

LLM Inference EfficiencyLLM InferenceRetrieval-Augmented Generation
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Mar 30, 2026

PAR2^2-RAG: Planned Active Retrieval and Reasoning for Multi-Hop Question Answering

Large language models (LLMs) remain brittle on multi-hop question answering (MHQA), where answering requires combining evidence across documents through retrieval and reasoning. Iterative retrieval systems can fail by locking onto an early low-recall trajectory and amplifying downstream errors, while planning-only approaches may produce static query sets that cannot adapt when intermediate evidence changes. We propose \textbf{Planned Active Retrieval and Reasoning RAG (PAR2^2-RAG)}, a two-stage framework that separates coverage from commitment. PAR2^2-RAG first performs breadth-first anchoring to build a high-recall evidence frontier, then applies depth-first refinement with evidence sufficiency control in an iterative loop. Across four MHQA benchmarks, PAR2^2-RAG consistently outperforms existing state-of-the-art baselines, compared with IRCoT, PAR2^2-RAG achieves up to 23.5% higher accuracy, with retrieval gains of up to 10.5% in NDCG.

Xingyu Li, Rongguang Wang, Yuying Wang +5

Oracle AI

Retrieval-Augmented ReasoningMulti-Document QARetrieval-Augmented GenerationMulti-Hop QAMulti-Hop RetrievalIterative RAG+1
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Mar 30, 2026

Courtroom-Style Multi-Agent Debate with Progressive RAG and Role-Switching for Controversial Claim Verification

Large language models (LLMs) remain unreliable for high-stakes claim verification due to hallucinations and shallow reasoning. While retrieval-augmented generation (RAG) and multi-agent debate (MAD) address this, they are limited by one-pass retrieval and unstructured debate dynamics. We propose a courtroom-style multi-agent framework, PROClaim, that reformulates verification as a structured, adversarial deliberation. Our approach integrates specialized roles (e.g., Plaintiff, Defense, Judge) with Progressive RAG (P-RAG) to dynamically expand and refine the evidence pool during the debate. Furthermore, we employ evidence negotiation, self-reflection, and heterogeneous multi-judge aggregation to enforce calibration, robustness, and diversity. In zero-shot evaluations on the Check-COVID benchmark, PROClaim achieves 81.7% accuracy, outperforming standard multi-agent debate by 10.0 percentage points, with P-RAG driving the primary performance gains (+7.5 pp). We ultimately demonstrate that structural deliberation and model heterogeneity effectively mitigate systematic biases, providing a robust foundation for reliable claim verification. Our code and data are publicly available at https://github.com/mnc13/PROClaim.

Masnun Nuha Chowdhury, Nusrat Jahan Beg, Umme Hunny Khan +3

Systems and Software Lab (SSL), Department of Computer Science and Engineering, Islamic University of Technology, Dhaka, Bangladesh

Claim VerificationMulti-Agent DebateMulti-Agent LLMsRetrieval-Augmented Generation
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Mar 30, 2026

Entropic Claim Resolution: Uncertainty-Driven Evidence Selection for RAG

Current Retrieval-Augmented Generation (RAG) systems predominantly rely on relevance-based dense retrieval, sequentially fetching documents to maximize semantic similarity with the query. However, in knowledge-intensive and real-world scenarios characterized by conflicting evidence or fundamental query ambiguity, relevance alone is insufficient for resolving epistemic uncertainty. We introduce Entropic Claim Resolution (ECR), a novel inference-time algorithm that reframes RAG reasoning as entropy minimization over competing semantic answer hypotheses. Unlike action-driven agentic frameworks (e.g., ReAct) or fixed-pipeline RAG architectures, ECR sequentially selects atomic evidence claims by maximizing Expected Entropy Reduction (EER), a decision-theoretic criterion for the value of information. The process dynamically terminates when the system reaches a mathematically defined state of epistemic sufficiency (H <= epsilon, subject to epistemic coherence). We integrate ECR into a production-grade multi-strategy retrieval pipeline (CSGR++) and analyze its theoretical properties. Our framework provides a rigorous foundation for uncertainty-aware evidence selection, shifting the paradigm from retrieving what is most relevant to retrieving what is most discriminative.

Davide Di Gioia

Retrieval-Augmented GenerationEvidence SelectionInference-Time SearchEpistemic UncertaintyValue of Information
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Mar 30, 2026

QCFuse: Query-Centric Cache Fusion for Efficient RAG Inference

Cache fusion accelerates generation process of LLMs equipped with RAG through KV caching and selective token recomputation, thereby reducing computational costs and improving efficiency. However, existing methods primarily rely on local perspectives for token selection and lack global awareness from the user query. Utilizing this global awareness is challenging due to the high cost of obtaining context-aware query representations and the strict pipeline constraints required for efficient attention analysis. Thus, this demonstration introduces QCFuse, an innovative KV cache fusion system centered on the user query. QCFuse leverages semantic summary anchors to enhance query representations and selectively recomputes query-related tokens to improve accuracy, updating tokens based on the attention distribution of the most critical Transformer layer to preserve the high efficiency of the pipeline structure. Evaluations on real-world datasets demonstrate that QCFuse significantly improves the response efficiency of LLMs by 40% while maintaining equivalent accuracy compared to current methods. Additionally, in certain scenarios, QCFuse achieves an attention denoising effect that yields higher response accuracy, demonstrating substantial potential in the optimization of LLM inference.

Jianxin Yan, Zeheng Qian, Wangze Ni +6

Zhejiang University, Hangzhou, China · The University of Sydney, Sydney, Australia · Ant Group, Shanghai, Cina +4

LLM Inference AccelerationKV-Cache ManagementRetrieval-Augmented Generation
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Mar 29, 2026

ESGLens: An LLM-Based RAG Framework for Interactive ESG Report Analysis and Score Prediction

Environmental, Social, and Governance (ESG) reports are central to investment decision-making, yet their length, heterogeneous content, and lack of standardized structure make manual analysis costly and inconsistent. We present ESGLens, a proof-of-concept framework combining retrieval-augmented generation (RAG) with prompt-engineered extraction to automate three tasks: (1)~structured information extraction guided by Global Reporting Initiative (GRI) standards, (2)interactive question-answering with source traceability, and (3)ESG score prediction via regression on LLM-generated embeddings. ESGLens is purpose-built for the domain: a report-processing module segments heterogeneous PDF content into typed chunks (text, tables, charts); a GRI-guided extraction module retrieves and synthesizes information aligned with specific standards; and a scoring module embeds extracted summaries and feeds them to a regression model trained against London Stock Exchange Group (LSEG) reference scores. We evaluate the framework on approximately 300 reports from companies in the QQQ, S&P500, and Russell1000 indices (fiscal year 2022). Among three embedding methods (ChatGPT, BERT, RoBERTa) and two regressors (Neural Network, LightGBM), ChatGPT embeddings with a Neural Network achieve a Pearson correlation of 0.48 (R2≈0.23R^{2} \approx 0.23) against LSEG ground-truth scores -- a modest but statistically meaningful signal given the ∼300{\sim}300-report training set and restriction to the environmental pillar. A traceability audit shows that 8 of 10 extracted claims verify against the source document, with two failures attributable to few-shot example leakage. We discuss limitations including dataset size and restriction to environmental indicators, and release the code to support reproducibility.

Tsung-Yu Yang, Meng-Chi Chen

Massachusetts Institute of Technology

Document Information ExtractionEvidence-Grounded GenerationRetrieval-Augmented Generation
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Mar 28, 2026

Mitigating Hallucination on Hallucination in RAG via Ensemble Voting

Retrieval-Augmented Generation (RAG) aims to reduce hallucinations in Large Language Models (LLMs) by integrating external knowledge. However, RAG introduces a critical challenge: hallucination on hallucination," where flawed retrieval results mislead the generation model, leading to compounded hallucinations. To address this issue, we propose VOTE-RAG, a novel, training-free framework with a two-stage structure and efficient, parallelizable voting mechanisms. VOTE-RAG includes: (1) Retrieval Voting, where multiple agents generate diverse queries in parallel and aggregate all retrieved documents; (2) Response Voting, where multiple agents independently generate answers based on the aggregated documents, with the final output determined by majority vote. We conduct comparative experiments on six benchmark datasets. Our results show that VOTE-RAG achieves performance comparable to or surpassing more complex frameworks. Additionally, VOTE-RAG features a simpler architecture, is fully parallelizable, and avoids the problem drift" risk. Our work demonstrates that simple, reliable ensemble voting is a superior and more efficient method for mitigating RAG hallucinations.

Zequn Xie, Zhengyang Sun

Polytechnic Institute, Zhejiang University, Hangzhou, China · School of Computer Science and Technology, Xinjiang University, Urumqi, China

Hallucination in RAGLLM Hallucination MitigationRetrieval-Augmented GenerationRAG RobustnessLanguage Model Ensembles
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Mar 27, 2026

Beyond Code Snippets: Benchmarking LLMs on Repository-Level Question Answering

Large Language Models (LLMs) have shown impressive capabilities across software engineering tasks, including question answering (QA). However, most studies and benchmarks focus on isolated functions or single-file snippets, overlooking the challenges of real-world program comprehension, which often spans multiple files and system-level dependencies. In this work, we introduce StackRepoQA, the first multi-project, repository-level question answering dataset constructed from 1,318 real developer questions and accepted answers across 134 open-source Java projects. Using this dataset, we systematically evaluate two widely used LLMs (Claude 3.5 Sonnet and GPT-4o) under both direct prompting and agentic configurations. We compare baseline performance with retrieval-augmented generation methods that leverage file-level retrieval and graph-based representations of structural dependencies. Our results show that LLMs achieve moderate accuracy at baseline, with performance improving when structural signals are incorporated. Nonetheless, overall accuracy remains limited for repository-scale comprehension. The analysis reveals that high scores often result from verbatim reproduction of Stack Overflow answers rather than genuine reasoning. To our knowledge, this is the first empirical study to provide such evidence in repository-level QA. We release StackRepoQA to encourage further research into benchmarks, evaluation protocols, and augmentation strategies that disentangle memorization from reasoning, advancing LLMs as reliable tool for repository-scale program comprehension.

Yoseph Berhanu Alebachew, Hunter Leary, Swanand Vaishampayan +1

Department of Computer Science, Virginia Tech Blacksburg, Virginia, USA

LLM EvaluationSoftware Engineering BenchmarksRetrieval-Augmented Generation
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Mar 27, 2026

RAGnaroX: A Secure, Local-Hosted ChatOps Assistant Using Small Language Models

This paper introduces RAGnaroX, a resource-efficient ChatOps assistant that operates entirely on commodity hardware. Unlike existing solutions that often rely on external providers such as Azure or OpenAI, RAGnaroX offers a fully auditable, on-premise stack implemented in Rust. Its architecture integrates modular data ingestion, hybrid retrieval, and function calling, enabling flexible yet secure deployment. Our evaluation focuses on the RAG pipeline, with benchmarks conducted on the SQuAD (single-hop QA), MultiHopRAG (multi-hop QA), and MLQA (cross-lingual QA) datasets. Results show that RAGnaroX achieves competitive accuracy while maintaining strong resource efficiency, for example, reaching 0.90 context precision on single-hop questions with an average response time of 2.5 seconds per request. A replication package containing the tool, the demonstration video (https://www.youtube.com/watch? v=cDxfuEbcoM4), and all supporting materials are available at https://github.com/genius-itea/RAGnaroX.git.

Benedikt Dornauer, Mircea-Cristian Racasan

University of Innsbruck Innsbruck, Austria · c.c.com Moser GmbH Teslastraße 4, 8074 Grambach, Austria

Retrieval-Augmented GenerationTool Use
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