Statistical heterogeneity limits federated learning when a single global classifier cannot represent client-specific label distributions. In this work, we propose Personalized Federated Knowledge Distillation with Head Adaptation (pFedKDH), which aggregates only the shared backbone, keeps persistent client-specific heads, and uses a recalibrated global head as a teacher during local training. Across MNIST, Fashion-MNIST, CIFAR10, and CIFAR100 under class-wise Dirichlet partitions, pFedKDH obtains the best accuracy in most settings, with accuracy gaps up to 37.67% over the weakest baseline and consistently low standard deviation across repetitions. Component-wise diagnostics and convergence results support the role of persistent heads and distillation-guided local optimization under label-skewed data.
Polycarpo Souza Neto, José Mairton Barros da Silva Júnior, Charles Casimiro Cavalcante
We introduce ParsHate, a manually annotated dataset of 10,000 Persian tweets spanning 2013-2022, representing the first decade-long benchmark for hate speech detection in Persian. The dataset contains 31% hateful content and supports both hate detection and multi-label fine-grained target identification across seven structured target categories. ParsHate also distinguishes explicit and implicit hate, marks explicit and implicit targets, and provides span-level rationales. Data collection combines random and score-stratified temporal sampling to reduce keyword-driven bias while preserving natural label distributions. Applying SOTA models for Persian hate-speech detection on ParsHate shows moderate performance (79% F1), especially with samples from earlier years, and low performance with target identification (25.5% macro-F1). This emphasizes the diverse sampling of hate speech in ParsHate and its challenging nature that requires more advanced methods for better performance. Dataset is made publicly available.
Conformal prediction provides distribution-free uncertainty quantification under exchangeability. However, this assumption is violated by label shift, where the marginal distribution of labels changes while the conditional distribution of inputs given labels remains stable. Under such shifts, standard conformal procedures no longer maintain their intended coverage behavior. Existing approaches address this via importance weighting. They pair the reweighting with residual-based nonconformity scores that ignore predictive uncertainty. The resulting intervals have uniform width. Bayesian conformal methods produce adaptive intervals by leveraging predictive distributions. They evaluate conformity under the source predictive, which is misaligned with the target domain under label shift. We propose the \emph{Label-Shift-Adjusted Bayesian Score} (LSA score), a nonconformity score derived from a posterior predictive tilting identity. This identity shows that the target predictive is an importance-weighted transformation of the source predictive. We use it to derive a direct correction to the Bayesian score. We evaluate the method on molecular property prediction under controlled label shift. The LSA score consistently yields shorter intervals than residual-based and source-based Bayesian scores. Coverage in the target domain remains comparable. Under stronger shift, all methods incur some coverage loss due to pseudo-label-based density-ratio estimation. The LSA score is defined for any source predictive with a tractable log-density. We instantiate it with Bayesian Ridge Regression, where the correction admits a closed form.
Importance weights are essential in domain adaptation under label shift, yet their utility is often undermined by the finite sample uncertainty associated with their estimation. Existing methods typically analyze this uncertainty through Gaussian elimination on interval-valued linear systems, which leads to overly conservative confidence regions and inefficient downstream applications. We propose a paradigm shift from inversion-based inference to a direct matrix constraint framework. We use this framework to define a joint confidence region and extract marginal intervals via linear programming, deriving provably tighter bounds for importance weights while maintaining exact finite-sample validity. Furthermore, we analyze the confidence region's geometry and provide the theoretical results for its diameter bounds. Evaluated across text, image, multimodal benchmarks, including AGNews, MNIST, CIFAR-10, N24News, and a real-world autonomous driving dataset, nuImages, our approach consistently yields shorter confidence intervals and smaller prediction sets than inversion-based methods.
Conformal prediction converts point predictions into set-valued predictions with coverage guarantees under exchangeability between calibration and deployment data. We study conformal calibration transfer, where this requirement fails because labeled calibration is available only in a source space, while prediction sets are needed in a target space linked to the source through unlabeled paired observations (e.g., paired modalities or sensor changes). We propose Transported Conformal Calibration (TCC): we transport labeled source calibration into the target space using the paired data, and then correct residual post-transport mismatch using only unlabeled target inputs. We instantiate this correction with two complementary methods: TCC-KS, which uses a label-free uncertainty surrogate to detect mismatch and adjust calibration conservatively, and weighted-TCC, which reweights transported calibration toward the target domain for improved efficiency when weights are stable. We provide finite-sample target-domain coverage guarantees that adapt to an observable measure of mismatch. Across CIFAR-100-C, Tiny-ImageNet-C, and SEN12MS, we show reliable target-domain coverage transfer without labeled target calibration data, with label-free diagnostics that predict when correction is needed.
Candidate decision correctness and rationale grounding are different objectives. We examine correctness-gated multi-teacher distillation in a fixed experiment. Eight arms share 4,330 sources, a 63.9M-parameter student, 12,990 optimization rows, 406 updates, evidence inputs, and a decoder; seven teacher-based arms use one fixed three-response pool. Three seeds are evaluated on 267 held-out examples. Relative to unfiltered distillation, the correctness-weighted arm differed in accuracy by +0.1660 (95% observed-matrix interval [0.0670, 0.2455]), five-label macro-F1 by +0.1323 ([0.0916, 0.1731]), and task-defined conditional unsafe-action rate by -0.4979 ([-0.5926, -0.3686]). These shifts do not imply uniformly better behavior. Source-label SFT had the highest mean macro-F1 (0.586). The weighted arm had zero Refuted recall in every seed, and two seeds assigned NotEnoughInfo to all 167 claim examples. In an availability-amended audit at one reference seed, weighted and unfiltered outputs had 0/20 versus 1/20 evidence-supported positives and 20/20 versus 19/20 positives containing unsupported material. Samples were non-paired, source overlap was not serialized, and the amendment followed automatic summarization but preceded annotation. The audit therefore cannot estimate a common-source grounding effect and is inconclusive about system-level improvement or harm. Hard filtering already achieved 0.660 accuracy, 0.530 macro-F1, and 0.135 conditional unsafe rate. The implemented weighted arm showed no demonstrated incremental decision benefit over hard filtering. This fixed-matrix failure analysis shows decision redistribution with lost label functionality; the available human audit does not establish a grounding gain.
Asynchronous federated learning improves scalability by updating the global model from a server-side buffer of client updates as they arrive, rather than waiting for all selected clients to finish. While efficient, this arrival-driven aggregation can silently distort representation learning under heterogeneous participation. We identify silent rarity failure, a hidden failure mode in which clients holding rare labels contribute too weakly to the global model even though its overall accuracy appears largely unaffected. This failure arises from two coupled effects: rare-label clients may submit updates less frequently when they are slower or less available, creating participation bias; and once their updates enter the buffer, standard asynchronous aggregation assigns them no compensating influence, creating aggregation bias. We propose FedRAW, a fully server-side aggregation method that preserves rare-label influence without changing local training, client objectives, or communication protocols. FedRAW combines client-level update deduplication, which prevents frequently arriving clients from repeatedly dominating the update buffer, with rare-label-aware weighting, which increases the influence of clients carrying low-coverage labels. We formalize silent rarity failure through participation and aggregation bias, and show that FedRAW increases rare-label client influence over uniform aggregation while preserving convergence. Across EMNIST Balanced, CIFAR-10, HAM10000, and ISIC-2019, FedRAW improves rarelabel accuracy while preserving comparable global accuracy and adding negligible server-side computation.
Prashant Bajpai, Divya Saxena, Philippe Lalanda +1
Federated Active Learning (FAL) addresses the dual challenges of data privacy and label scarcity, where the absence of a global data view introduces additional hurdles for coordinated query selection. We study cross-silo FAL in the low-budget regime, where annotation decisions are most critical. We characterize, both theoretically and empirically, a heterogeneity reversal: in low-budget settings, homogeneous (IID) data requires stronger coordination to avoid redundant queries, whereas heterogeneous data naturally promotes diversity; this trend reverses at higher budgets. Thus, in contrast to the standard federated learning (FL) narrative where heterogeneity is a primary challenge, we show that IID settings are more challenging for query selection in FAL. Motivated by these findings, we propose a new FAL framework that utilizes federated representation learning to align client data in a shared embedding space. This enables the server to perform globally coordinated active selection over optionally obfuscated client embeddings, while annotation remains local to each client. Although our framework operates in the more challenging low-budget regime, it achieves performance that surpasses existing FAL methods even when they are given substantially larger annotation budgets, demonstrating the value of centralized coordination under privacy constraints.
The per-instance Jaccard score, or intersection over union (IoU), is standard in multi-label classification and binary segmentation. With s labels, its loss matrix has 2s outcomes and reports. Under the convention Jac(∅,∅)=1, we prove that the Jaccard score, shifted-loss, and ordinary loss matrices are nonsingular and that the loss columns have affine dimension 2s−1. The proof combines a finite MinHash Gram representation with Boolean Möbius inversion. For exact calibration, we prove 2s−1≤CCdim(LJac)≤2s−1. The lower bound uses a factorially weighted distribution with 2s−1+1 supported outcomes and Bayes-optimal reports. Consequently, every exactly calibrated convex surrogate requires exponentially many prediction coordinates. We also give two polynomial-dimensional approximation guarantees with explicit regret transfers. A new F1-to-Jaccard transfer turns an existing (s2+1)-dimensional F1 surrogate into a polynomial-time rule with asymptotic Jaccard regret at most 3−22. For any α>0 and 0<ρ<1, a MinHash square-loss surrogate attains Jaccard-regret floor α uniformly over arbitrary conditional label distributions. With probability at least 1−ρ, the direct construction has dimension O((s2+slog(1/ρ))/α2), while a signed variant has dimension O((s+log(1/ρ))/α2). Thus zero-regret calibration requires exponential dimension, whereas every fixed additive regret tolerance admits polynomial prediction dimension.
In a federated learning setup for GANs, several adversarial attacks are possible. One such attack is label flipping, in which malicious clients deliberately alter label information during local training in order to manipulate the global generator. The objective of this attack is to skew the learned generation distribution so that samples conditioned on a target label are instead mapped to a source class. In this work, we investigate the effectiveness of label flipping attacks in federated GANs through both theoretical analysis and empirical evaluation. We further consider an oversampling based variant, in which malicious clients upweight poisoned samples during local training to amplify their influence on the aggregated global model. We quantify the resulting distributional shift by computing the Kullback Leibler divergence between the clean and poisoned class conditional distributions, and show both analytically and on FEMNIST, MNIST, and CIFAR10 that the semantic damage of the attack grows linearly in the effective poisoning strength while deviation from the true target distribution grows only quadratically, making the attack effective yet difficult to detect from label agnostic metrics.
Federated learning enables privacy-preserving collaboration across distributed devices without centralizing local data. However, clients may differ not only in data distributions but also in domain knowledge and annotation capabilities. In this paper, we introduce label granularity skew, a new form of statistical heterogeneity in federated hierarchical classification, in which clients provide taxonomy-consistent labels at different levels of detail within a shared class hierarchy. To model this heterogeneity, we generate client-specific local label hierarchies using a probabilistic relational neighbor classifier and construct a WordNet-guided hierarchy via silhouette score-based coarsening. Our analysis shows that strongly coupled hierarchical models are sensitive to incomplete supervision, while the conditional softmax classifier is more robust. Based on this insight, we propose Branch-wise Decoupled Fine-Tuning (BDFT) and its federated version, FedBDFT, which fine-tune branch-wise classifiers and aggregate them through federated optimization. Experiments on CIFAR-100, TinyImageNet, and ImageNet show that FedBDFT substantially improves robustness under severe label granularity skew, with average gains of 27.9% and 56.4% at skewness levels of 0.6 and 0.9, respectively. Zero-shot results further indicate that FedBDFT better preserves hierarchical representations for unseen fine-grained classes. These findings demonstrate its effectiveness for federated hierarchical classification with heterogeneous label granularities.
Ordinal regression is widely used in scenarios where labels are discrete yet inherently ordered. In practice, however, ordinal labels are often obtained by discretizing underlying continuous semantics through subjective human judgment, resulting in ambiguous boundaries and annotation noise. Such uncertainty challenges existing methods that rely on fixed supervision targets, which may reinforce biased ordering under subjective annotations. To address this limitation, we propose D3O, a dynamic distribution distillation framework that replaces static supervision with training-driven evolution of ordinal label distributions via self-distillation. Specifically, we introduce a contrastive ordinal-aware label enhancement module that leverages vision-language alignment to recover refined label distributions capturing both inter-class ambiguity and instance-level uncertainty. Furthermore, we design a CDF-based cross-layer interaction distillation mechanism to propagate cumulative ordinal structure across network hierarchy, ensuring consistent ordinal geometry in intermediate representations. Extensive experiments on four general ordinal regression tasks demonstrate that our proposed D3O consistently outperforms existing approaches, particularly under severe class imbalance and noisy supervision. These results highlight the effectiveness of dynamic supervision in learning robust ordinal representations beyond fixed targets. The code will be publicly available.
Conformal prediction certifies that a classifier's prediction sets cover the truth, and that certificate is marginal. Many recognition benchmarks build distribution shift into evaluation, placing disjoint conditions in the training and test splits. Under that shift the certificate stays reassuring while per class coverage fails silently: on a real cross subject skeleton benchmark marginal coverage holds near ninety percent while the worst class is covered about seventy percent and ten of sixty classes fall below eighty percent. This class specific undercoverage stays hidden behind a single reassuring marginal number. Once the shift acts jointly on covariates and labels, the target class conditional score law is unidentified, so no label free method is at once per class valid and efficient uniformly over target laws consistent with the observed source joint distribution and target covariate marginal. The per class labels needed to recover every class threshold to a given tolerance grow as the inverse square of that tolerance and the logarithm of the class count, with matching bounds for classwise threshold procedures. Pseudo labels do not shortcut it: the best prediction powered estimator gains at most a small constant factor where coverage collapses. Across three real shifts and an image corruption benchmark, source label calibration recovers much of the gap while marginal coverage holds, and stops once it breaks.
Skeleton-based emotion recognition from body motion remains challenging because emotional expressions are often characterized by subtle dynamic and relational motion cues, and hard labels may not fully capture ambiguity among related emotion categories. For the DIEM-A task in the MMAC ACII 2026 Challenge, we propose a multi-branch skeleton-based emotion recognition framework that combines a 6D rotation-based branch, a part-aware kinetic multi-stream branch, and a metadata-conditioned weak label distribution learning (LDL) branch. The branches are trained independently and fused by a probability-level ensemble at inference time. In 10-fold leave-performer-out cross-validation, the proposed framework improves Accuracy from 0.271 to 0.366 and Macro-F1 from 0.252 to 0.353 over the rotation-based baseline. Explainability ablations show that velocity and bone streams, as well as arm and leg regions, provide important cues for recognizing emotional body motion.
Graph neural networks (GNNs) are increasingly deployed in real-world applications where distribution shift is un-avoidable. However, how such shifts affect model calibration, defined as the agreement between predictive confidence and actual accuracy, remains poorly understood, and existing graph calibration methods typically rely on labeled validation data from the deployment distribution. In this work, I present the first closed-form theoretical characterization of GNN calibration under distribution shift. I show that calibration is governed by a single scalar quantity that explicitly depends on structural changes between the source and target graphs, as well as feature quality. This characterization precisely identifies when a model becomes over-confident, under-confident, or remains calibrated, and directly yields the optimal temperature scaling strategy. I further extend the analysis to graph convolutional networks with symmetric normalization, multi-class classification, and covariate shift, and derive a theoretical upper bound on the expected calibration error. My analysis also reveals that, under homogeneous distribution shift, a single global temperature is theoretically optimal, providing a principled explanation for why more complex node-wise recalibration methods offer no additional benefit. Building on these theoretical insights, I propose STAC, a source-free, label-free calibration method. Experiments on synthetic benchmarks demonstrate substantial calibration improvements, while evaluations on five real-world graph datasets show that reliable calibration without target labels remains challenging despite the strong predictive power of the theory.
Label skew in federated learning (FL) causes client drift and degrades global accuracy. Synthetic data augmentation can reduce this imbalance; however, full class balancing requires substantial computation cost. We propose FedEAS, a policy that assigns each client an entropy-adaptive per-class generation budget computed from its local label distribution. The budget jointly decides \emph{how much} each client generates and \emph{WHERE} the samples go. Accordingly, the total generation budget follows from the per-client budgets rather than being fixed in advance. FedEAS recovers most of the accuracy gain of full class balancing while reducing the generation budget by 94.1%. At the same total generation budget, it outperforms Uniform allocation by up to 18.82% across CIFAR-10 and CIFAR-100.
The notion of algorithmic fairness has been actively explored from various aspects of fairness, such as counterfactual fairness (CF) and group fairness (GF). However, the exact relationship between CF and GF remains to be unclear, especially in image classification tasks; the reason is because we often cannot collect counterfactual samples regarding a sensitive attribute, essential for evaluating CF, from the existing images (\eg, a photo of the same person but with different secondary sex characteristics). In this paper, we construct new image datasets for evaluating CF by using a high-quality image editing method and carefully labeling with human annotators. Our datasets, \oursceleb and \ourslfw, build upon the popular image GF benchmarks; hence, we can evaluate CF and GF simultaneously. We empirically observe that CF does not imply GF in image classification, whereas previous studies on tabular datasets observed the opposite. We theoretically show that it could be due to the existence of a latent attribute G that is correlated with, but not caused by, the sensitive attribute (\eg, secondary sex characteristics are highly correlated with hair length). From this observation, we propose a simple baseline, Counterfactual Knowledge Distillation (CKD), to mitigate such correlation with the sensitive attributes. Extensive experimental results on \oursceleb and \ourslfw demonstrate that CF-achieving models satisfy GF if we successfully reduce the reliance on G (\eg, using CKD).
Accurately estimating the unknown target label distribution is the critical first step for adapting to label shift. This task, widely known as quantification or class prevalence estimation, has recently seen significant advances through continuous KDE-based methods which model the density of multiclass classifier posteriors. Posterior vectors might be regarded as compositional data, since they lie on the probability simplex. However, existing KDE-based quantifiers typically rely on Euclidean Gaussian kernels, which ignore simplex geometry and incorrectly assign probability mass outside its boundaries. We introduce a geometry-aware KDE model for multiclass quantification based on log-ratio representations and Aitchison geometry, together with a shrinkage regularization that improves robustness near the simplex boundary. Combined with a maximum-likelihood interpretation of KDE-based quantification, we derive both point-estimation and Bayesian inference procedures for class prevalences. Experiments on 42 datasets across tabular, text, and image domains show that the proposed method is competitive with state-of-the-art quantifiers, often improving over standard KDE-based baselines, while also yielding strong results among Bayesian quantification methods.
Alejandro Moreo, Pablo González, Juan José del Coz
Active learning reduces labeling cost by querying the most informative unlabeled samples, but standard coreset methods ignore known data symmetries and can waste budget on transformed versions of the same instance. We propose GRINCO, a group-invariant coreset framework that performs acquisition in the quotient space induced by a transformation group, so that selection operates on orbits rather than raw samples. The method uses either canonical representatives or learned orbit-separating invariant embeddings to define practical quotient metrics, and combines quotient-space k-center selection with invariant training through an orbit-averaged loss. We further derive a generalization bound that relates excess orbit-averaged risk to quotient-space coverage, label uncertainty, and intra-orbit variability. Experiments on synthetic scale-invariant data and image benchmarks with rotation-induced redundancy show that GRINCO improves orbit coverage and achieves stronger label efficiency than conventional coreset baselines, especially when group-induced redundancy is substantial.
L. C. Ayres, J. C. M. Bermudez, S. J. M. de Almeida +1
Recent advancements in scaling dataset distillation rely heavily on decoupled information extraction pipelines, comprising SQUEEZE, RECOVER, and RELABEL stages. Despite their scalability to large-scale datasets, these methods suffer from prohibitive computational overhead and poor cross-architecture generalization. In this paper, we reveal the root cause of these bottlenecks: the implicit dual-compression process, from data to model and back to images, inherently induces severe information loss. Crucially, we empirically and theoretically demonstrate that this loss creates a distribution shift that fundamentally compromises the widely adopted RELABEL strategy, transforming the pre-trained model into an unreliable labeler that yields sub-optimal labels. To overcome these critical flaws, we propose CIM, a novel, metric-driven framework that abandons the flawed dual-compression paradigm. Instead, CIM explicitly quantifies and minimizes the information gap between the original and synthetic datasets. By directly aligning the data distributions, our approach ensures high-fidelity information condensation and inherently satisfies the prerequisites for effective relabeling. Extensive experiments demonstrate that CIM establishes a new state-of-the-art. Notably, it distills ImageNet-1K at an IPC=10 in merely 80 minutes on a single RTX-4090 GPU, achieving an unprecedented 48.7% Top-1 accuracy on ResNet-18 and significantly outperforming previous SOTA approaches, such as NRR-DD and DELT, by 2.6% and 2.9%, respectively. Our code is available at https://github.com/LINs-lab/CIM.
Prediction sets should have high coverage to be useful, but some coverage notions are more practically relevant than others. In the classification setting, class-conditional coverage requires that the prediction set (i.e., the set of candidate labels for a new test point) must achieve the target accuracy level within each class, which may be challenging to satisfy when many classes are rare and have few calibration points. At the other extreme, marginal coverage requires only that coverage holds on average over the distribution of all classes, which can lead to low-probability labels being essentially ignored. To find a middle ground, recent work has introduced macro-coverage, defined as the unweighted average of class-conditional coverages. Macro-coverage offers a compromise between marginal coverage and class-conditional coverage that is particularly appropriate for long-tailed settings. In this work, we show that label-weighted conformal prediction can be used to produce prediction sets with a finite-sample macro-coverage guarantee, and more generally a guarantee on a family of generalized macro-coverage objectives that aggregate coverage at the level of arbitrary class groupings and take a weighted average. We further characterize the form of the smallest prediction sets satisfying a given generalized macro-coverage objective and propose a corresponding conformal score function. We validate our theoretical results on two large-scale image classification datasets.
Federated learning has emerged as the foremost approach for decentralized model training with privacy preservation. The global class imbalance and cross-client data heterogeneity naturally coexist, and the mismatch between local and global imbalances exacerbates the performance degradation of the aggregated model. The agnosticism of global class distribution poses significant challenges for data-level methods, especially under extreme conditions with severe class absence across clients. In this paper, we propose FedReLa, a novel data-level approach that tackles the coexistence of data heterogeneity and class imbalance in federated learning. By re-labeling samples with a feature-dependent label re-allocator, FedReLa corrects biased global decision boundaries without requiring knowledge of the global class distribution. This modular, model-agnostic approach can be integrated with algorithmic methods to deliver consistent improvements without additional communication overhead. Through extensive experiments, our method significantly improves the accuracy of minority classes and the overall accuracy on stepwise-imbalanced and long-tailed datasets, outperforming the previous state of the art.
While test-time adaptation (TTA) empowers vision-language models to adapt without costly retraining, it remains highly vulnerable to out-of-distribution (OOD) outliers prevalent in real-world applications. This discrepancy motivates Noisy TTA (NTTA), an online task to filter noisy OOD samples on the fly while maximizing in-distribution (ID) classification accuracy. Existing zero-shot NTTA approaches typically rely on test-time discriminative training, leading to overconfident misclassifications and significantly degraded inference efficiency. To address these limitations, we propose a novel framework named Dual Distribution Estimation (DDE), shifting the zero-shot NTTA paradigm from instance-level learning to training-free Gaussian distribution modeling. DDE incorporates two novel modules: Positive Feature Distribution Estimation (PFDE) and Negative Label Distribution Estimation (NLDE). PFDE explicitly models class-wise inclusion and exclusion Gaussian distributions to formulate a calibrated contrastive score, robustly enhancing ID accuracy. In parallel, NLDE improves OOD identification by explicitly modeling the negative label distribution to mine highly discriminative labels, effectively mitigating spurious correlations. Extensive experiments show that on the large-scale ImageNet benchmark, DDE achieves an improvement of 3.70% in harmonic mean accuracy and reduces the FPR95 for OOD detection by 6.20%, while ensuring highly scalable and efficient online inference. Furthermore, DDE is zero-shot and training-free, demonstrating remarkable robustness in data-scarce scenarios. Codes are available at https://github.com/ZhuWenjie98/DDE.
This paper proposes a novel loss concept for supervised classification tasks. Rather than enforcing a direct mapping from each input sample to a single assigned label, we define an optimization objective over all classifier outputs as a bimodal Gaussian distribution. This softer target formulation implicitly captures class ambiguity, mitigates overfitting, and encourages the learning of more robust decision boundaries, all without requiring additional label information. Experimental results demonstrate consistent improvements in robustness, with particularly pronounced gains in low-data regimes, while requiring only minimal modifications to standard training pipelines.
Conformal Bayes combines Bayesian posterior predictives with conformal calibration to produce prediction sets that are both statistically valid and geometrically efficient. We study conformal Bayes under label shift from a unified perspective, identifying two complementary approaches that restore nominal target-domain coverage through importance-weighted conformal calibration but operate through independent mechanisms. \emph{Post-hoc calibration} tilts the posterior predictive toward the target domain and corrects the conformal threshold via an importance-weighted quantile, leaving the parameter posterior unchanged. \emph{In-training adaptation} tilts the parameter posterior itself to the target domain, producing a corrected predictive whose highest predictive density region serves as the highest predictive density (HPD)-based prediction set under the fitted target predictive; efficiency is model-dependent and does not imply finite-sample conditional optimality. Two controlled experiments isolate the regime-dependence of each strategy: in the low-dimensional, well-estimated regime StrategyA produces the narrowest valid intervals, while in the high-dimensional, underdetermined regime StrategyB achieves up to 43% width reduction at unchanged coverage, under the stated source-sampling and label-shift assumptions.
When annotators disagree, that disagreement can reflect epistemic uncertainty rather than simple label noise. We study hard-label delivery as an alternative to the usual choices of collapsing votes to a single label or training directly on the empirical soft-label distribution. We focus on two primary hard-label methods: multipass, which cycles through observed votes while keeping the dataset size fixed, and stochastic label sampling (SLS), which samples one label per example at the start of each epoch. On CIFAR-10H, we find that when only a small number of annotations per example is available, hard-label delivery improves over soft-label training, with larger improvements where the sparse empirical target is farther from the full annotator distribution. When full annotator distributions are available, both hard-label methods match soft-label training. We use deterministic control as an ablation of multipass and shuffled SLS as a control that breaks the example-to-distribution match. We also show that SLS and soft-label cross-entropy optimize the same expected objective. Hard-label delivery also converges to flatter basins, with supporting descriptive evidence from OOD detection on SVHN and CIFAR-100. Overall, these results suggest that multipass is a strong practical default when raw vote counts are available, while SLS offers a lightweight alternative that remains competitive when only a few votes per example are available and matches soft-label training when full annotator distributions are available.
Gradient-based attacks are important methods for evaluating model robustness. However, since the proposal of APGD, it has been difficult for such methods to achieve significant breakthroughs. To achieve such an effect, we first analyze the issue of "high-loss non-adversarial examples" that degrades attack performance in previous methods, and prove that this issue arises from inappropriate objectives for adversarial example generation. Subsequently, we reconstruct the objective as "maximizing the difference between the non-ground-truth label probability upper bound and the ground-truth label probability", and proposes a novel and powerful gradient-based attack method named Sequential Difference Maximization (SDM). SDM establishes a three-layer optimization framework of "cycle-stage-step". It adopts the negative probability loss function and the Directional Probability Difference Ratio (DPDR) loss function in the initial and subsequent optimization stages, respectively, and approaches the ideal objective of adversarial example generation via stage-wise sequential optimization. Experiments demonstrate that compared with previous state-of-the-art methods, SDM not only achieves stronger attack performance but also exhibits superior cost-effectiveness. The code is available at https://github.com/X-L-Liu/ICML-SDM.
Domain adaptation aims to transfer knowledge from a labeled source domain to an unlabeled target domain with different distributions. In real-world scenarios, the label spaces of the two domains often have an inclusion relationship, where some classes exist only in one domain but not the other. These non-overlapping classes are referred to as private classes. Identifying private class samples and mitigating their adverse effects is critical in the literature. Existing methods rely on the assumption that shifts in private classes are large enough to be considered outliers. However, the variance within a single shared class can be significantly larger than the difference between a private class and another shared class, challenging this assumption. Consequently, private classes substantially increase the difficulty of cross-domain classification. To address these issues, based on local transportation and metric properties of optimal transport (OT), a locality-aware private class identification approach is proposed in the form of a score function on transport mass. The effectiveness of the proposed approach is theoretically proven, highlighting the score function's strong ability to distinguish between shared and private class samples. Building on this, we introduce a reliable OT-based method (ReOT) for domain adaptation under severe label shift. ReOT minimizes classification risk while learning the separated cluster structure between the identified shared classes and private classes, effectively avoiding mismatch between shared-private sample pairs, thus ensuring that important knowledge is reliably transported intra-class to mitigate class-conditional discrepancy. Furthermore, a generalization upper bound of the target risk is provided for extreme label shift scenarios, which can be minimized by ReOT. Extensive experiments on benchmarks validate the effectiveness of ReOT.
Label Distribution Learning (LDL) models supervision as an instance-wise probability distribution, enabling fine-grained learning under inherent ambiguity, but its success relies on high-fidelity label distributions that are costly to obtain and thus often noisy. Motivated by privacy-sensitive applications, we study Federated Label Distribution Learning (Fed-LDL), where data isolation further induces heterogeneous annotation quality across clients, making local updates unevenly reliable and breaking sample-size-based aggregation (e.g., FedAvg). To address this trust dilemma, we propose FedQual, a quality-aware Fed-LDL framework with two coupled mechanisms: (i) quality-adaptive client training guided by a global semantic anchor that calibrates low-quality clients while preserving high-quality autonomy, and (ii) reliability-aware server aggregation that reweights client contributions by effective reliable information rather than raw sample size. To enable rigorous evaluation, we construct four new Fed-LDL benchmarks (FER-LDL, FI-LDL, PIPAL-LDL, and KADID-LDL) with controlled annotation quality disparity. We further provide a theoretical guarantee showing that under heterogeneous supervision quality, client-specific calibration is strictly better than any uniform calibration. Extensive experiments on the proposed benchmarks demonstrate the effectiveness of FedQual.
A central problem in unsupervised domain adaptation is determining what to transfer from labeled source domains to an unlabeled target domain. To handle high-dimensional observations (e.g., images), a line of approaches use deep learning to learn latent representations of the observations, which facilitate knowledge transfer in the latent space. However, existing approaches often rely on restrictive assumptions to establish identifiability of the joint distribution in the target domain, such as independent latent variables or invariant label distributions, limiting their real-world applicability. In this work, we propose a general domain adaptation framework that learns compact latent representations to capture distribution shifts relative to the prediction task and address the fundamental question of what representations should be learned and transferred. Notably, we first demonstrate that learning representations based on all the predictive information, i.e., the label's Markov blanket in terms of the learned representations, is often underspecified in general settings. Instead, we show that, interestingly, general domain adaptation can be achieved by partitioning the representations of Markov blanket into those of the label's parents, children, and spouses. Moreover, its identifiability guarantee can be established. Building on these theoretical insights, we develop a practical, nonparametric approach for domain adaptation in a general setting, which can handle different types of distribution shifts.
Large-scale dataset distillation requires storing auxiliary soft labels that can be 30-40x larger on ImageNet-1K and 200x larger on ImageNet-21K than the condensed images, undermining the goal of dataset compression. We identify two fundamental issues necessitating such extensive labels: (1) insufficient image diversity, where high within-class similarity in synthetic images requires extensive augmentation, and (2) insufficient supervision diversity, where limited variety in supervisory signals during training leads to performance degradation at high compression rates. To address these challenges, we propose Label Pruning and Quantization for Large-scale Distillation (LPQLD). We enhance image diversity via class-wise batching and batch-normalization supervision during synthesis. For supervision diversity, we introduce Label Pruning with Dynamic Knowledge Reuse to improve label-per-augmentation diversity, and Label Quantization with Calibrated Student-Teacher Alignment to improve augmentation-per-image diversity. Our approach reduces soft label storage by 78x on ImageNet-1K and 500x on ImageNet-21K while improving accuracy by up to 7.2% and 2.8%, respectively. Extensive experiments validate the superiority of LPQLD across different network architectures and dataset distillation methods. Code is available at https://github.com/he-y/soft-label-pruning-quantization-for-dataset-distillation.
Prompt learning has gained significant attention as a parameter-efficient approach for adapting large pre-trained vision-language models to downstream tasks. However, when only partial labels are available, its performance is often limited by label ambiguity and insufficient supervisory information. To address this issue, we propose Holistic Optimal Label Selection (HopS), leveraging the generalization ability of pre-trained feature encoders through two complementary strategies. First, we design a local density-based filter that selects the top frequent labels from the nearest neighbors' candidate sets and uses the softmax scores to identify the most plausible label, capturing structural regularities in the feature space. Second, we introduce a global selection objective based on optimal transport that maps the uniform sampling distribution to the candidate label distributions across a batch. By minimizing the expected transport cost, it can determine the most likely label assignments. These two strategies work together to provide robust label selection from both local and global perspectives. Extensive experiments on eight benchmark datasets show that HopS consistently improves performance under partial supervision and outperforms all baselines. Those results highlight the merit of holistic label selection and offer a practical solution for prompt learning in weakly supervised settings.
Factorizable joint shift (FJS) represents a type of distribution shift (or dataset shift) that comprises both covariate and label shift. Recently, it has been observed that FJS actually arises from consecutive label and covariate (or vice versa) shifts. Research into FJS so far has been confined mostly to the case of categorical labels. We propose a framework for analysing distribution shift in the case of a general label space, thus covering both classification and regression models. Based on the framework, we generalise existing results on FJS to general label spaces and present and analyse a related extension to label distribution estimation of the expectation maximisation (EM) algorithm for class prior probabilities. We also take a fresh look at generalized label shift (GLS) in the case of a general label space.
Federated Graph Learning (FGL) is a distributed learning paradigm that enables collaborative training over large-scale subgraphs located on multiple local systems. However, most existing FGL approaches rely on synchronous communication, which leads to inefficiencies and is often impractical in real-world deployments. Meanwhile, current asynchronous federated learning (AFL) methods are primarily designed for conventional tasks such as image classification and natural language processing, consequently failing to account for the unique topological properties of graph data. Directly applying these methods to graph learning frequently results in semantic drift and representational inconsistency within the global model. To address these challenges, we propose FedSA-GCL, a semi-asynchronous federated framework that leverages both inter-client label distribution divergence and graph topological characteristics through a novel ClusterCast mechanism for efficient training. We evaluate FedSA-GCL on multiple real-world graph datasets using the Louvain and Metis algorithms and conduct comparative analysis against 10 baselines. Extensive experiments demonstrate that our method achieves superior robustness and outstanding efficiency, outperforming the baselines by an average margin of 1.9% with Louvain and 3.0% with Metis.
Machine learning systems deployed in distributed or federated environments are highly susceptible to adversarial manipulations, particularly availability attacks -- rendering the trained model unavailable. Prior research in distributed ML has demonstrated such adversarial effects through the injection of gradients or data poisoning. In this work, we ask whether comparable degradation is still possible under a substantially more constrained action space: the adversary may only flip a limited number of labels of existing training examples, without modifying features, injecting samples, or directly controlling gradients. We analyze the extent of damage caused by constrained label flipping attacks against distributed learning under mean aggregation -- the dominant baseline in research and production. Focusing on classification problems, (1) we propose a novel formalization of label flipping attacks as a per-round constrained optimization problem, derive a greedy label-selection rule for logistic regression, and empirically evaluate it beyond its derivation setting, including on MLPs and robust aggregators. The rule is provably per-epoch optimal for the attacker under the mean aggregator. (2) Empirically, we show that optimized label flipping can cause substantial accuracy degradation while outperforming random label flipping under similar budgets. (3) We shed light on an interesting interplay between what the attacker gains from more write-access versus what they gain from more flipping budget. (4) Finally, although the attack is derived for mean aggregation, we find that it can transfer empirically to the coordinate-wise median and trimmed mean aggregators, where its effectiveness approaches that of the Little-is-Enough gradient attack. This demonstrates that even highly constrained label-flipping adversaries can pose a significant availability threat to distributed learning.
This paper explores the use of linear aggregation to protect the privacy of sensitive training labels through the concept of \emph{label differential privacy} (label-DP) while maintaining regression task utility. Our key finding is that weighted linear aggregation of training instances with i.i.d. N(0,1) weights can achieve (ε,δ)-label-DP with m=O(n/(log(1/δ))). Unlike prior methods, our approach relies on the minimum linear regression loss rather than the minimum singular value of the data matrix, resulting in better practical bounds on real datasets. We also examine real-world mechanisms involving disjoint sets or \textit{bags} of instances. We demonstrate that aggregating labels from sub-sampled disjoint k-sized bags using i.i.d. N(0,1) weights achieves (ε,δ)-label-DP with k≥Ω(((1/ε)log(1/δ))2). In both scenarios, the optimal linear mse-regressor on the aggregated data approximates the original dataset's optimum with high probability, without needing additive label noise. Furthermore, we show that adding N(0,1) noise to any constant fraction of labels allows for similar label-DP guarantees when aggregating labels over random disjoint bags, while preserving the utility of Lipschitz-bounded neural mse-regression tasks.