Approximation

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A weekly snapshot of new work published in Approximation.

144 papers

Latest in Approximation

Jun 18, 2026cs.LG

Learning universal approximations for partial differential equations with Physics-Informed Broad Learning System

Partial differential equations (PDEs) play a central role in modeling complex physical, biological, and engineering systems. While traditional numerical solvers are robust, they often incur prohibitive computational costs due to mesh dependencies, whereas recent Physics-Informed Neural Networks (PINNs) offer a mesh-free alternative but frequently suffer from slow convergence and optimization instability. To bridge this gap, this article proposes the Physics-Informed Broad Learning System (PIBLS), a novel backpropagation-free framework that reformulates PDE solving as a direct least-squares optimization. We improved an algorithm within this framework to handle nonlinear PDEs efficiently and provide a rigorous mathematical proof establishing the universal approximation property of PIBLS for these equations. Experiments on linear and nonlinear PDEs demonstrate that PIBLS is one to three orders of magnitude faster than conventional PINNs while achieving significantly higher solution accuracy. This framework provides a computationally efficient paradigm for scientific machine learning, offering a practical, high-speed alternative for real-time simulation and design optimization tasks.
Zhiwen Yu, Derong Yang, Liujian Zhang +5
Jun 15, 2026stat.ML

Sobolev Approximation by Fixed-Size Neural Networks with Arbitrary Accuracy

In this work, we investigate new activation functions for achieving arbitrary-accuracy Sobolev approximation by fixed-size neural networks. We first show that any function in W2,((a,b)d)W^{2,\infty}((a,b)^d) can be approximated with arbitrary accuracy, measured in the W1,W^{1,\infty}-norm, by a fixed-size neural network using the Elementary Universal Activation Function (EUAF\mathrm{EUAF}). To extend this result to Ws,((a,b)d)W^{s,\infty}((a,b)^d) for sNs\in\mathbb{N}, we introduce a smooth activation DUAF\mathrm{DUAF}_{\infty} from the family of Differentiable Universal Activation Functions (DUAFn\mathrm{DUAF}_n). We prove that any function in Ws,((a,b)d)W^{s,\infty}((a,b)^d) can be approximated with arbitrary accuracy in the Ws1,W^{s-1,\infty}-norm by a fixed-size DUAF\mathrm{DUAF}_{\infty}-activated network. We further construct sigmoidal variants DUAF~n\widetilde{\mathrm{DUAF}}_n and show that, for every 1sn1\leq s\leq n, fixed-size DUAF~n\widetilde{\mathrm{DUAF}}_n-activated networks still approximate any fWs,((a,b)d)f\in W^{s,\infty}((a,b)^d) with arbitrary accuracy in the Ws1,W^{s-1,\infty}-norm. In all these results, the width and depth bounds are computed explicitly, and the proposed activations are elementary.
Baicheng Li, Haizhao Yang, Shijun Zhang
Jun 12, 2026cs.LG

From Meta Idea to Advanced Mathematical Discovery -- Human-AI Co-Discovery of Sign-Embedding Quantum Algorithms

AI-assisted mathematics is often evaluated on solving predefined problems. In practice, however, many important advances begin earlier, when a vague research intuition is transformed into a concrete problem, a promising route, and a theorem family worth proving. This report studies that stage through a case study that led to sign-embedding quantum algorithms for matrix equations and matrix functions, foundational primitives in quantum linear algebra and operator-output quantum algorithms. The project began with a human-originated intuition that rational approximation is especially effective for jump-type functions such as the sign function, and might therefore serve as a design principle for quantum algorithms. Rather than merely assisting after the problem was fixed, AI-assisted exploration, including workflows later integrated into the agentic AI-mathematician system AIM, played a key role in expanding this intuition into a route map, comparing candidate formulations, and converging toward sign embedding as the central framework. AIM then helped connect a known matrix-sign identity to wider classes of matrix equations and matrix functions, and drafted proof and complexity calculations. The decisive scientific judgments remained human: selecting which human-AI-expanded routes were worth pursuing, rejecting a Cayley-trapezoidal approximation when its validity required a hidden condition, and refining the Sylvester implementation from a coarse quadratic-gap query route to the final factorized and scaled analysis. The report argues that human-AI co-discovery workflows, with systems such as AIM as important components, are most valuable not as standalone theorem provers, but as research partners for problem formation, connection discovery, derivation, and skeptical review inside a human-gated research loop.
Yanqiao Wang, Jin-Peng Liu, Peng Li +1
Jun 11, 2026math.NA

Approximating Gaussian Whittle-Matern Fields over Well-Centered Triangulations of Riemannian Manifolds

Markovian Whittle-Matérn fields have been convergently approximated by discrete Gauss Markov Random Fields (GMRFs) with sparse precision matrices using a Finite Element approximation of the two-parameter family, (κ2Δ)α/2u=W,    κR,  αN.(κ^2 - Δ)^{α/2} u = \mathcal{W}, \;\; κ\in \mathbb{R}, \; α\in \mathbb{N}. of SPDEs. Using recent developements in the analysis of Discrete Exterior Calculus (DEC), we present a different, yet closely related, convergent GMRF approximation to these Matérn fields over complete, boundaryless Riemannian manifolds discretized as well-centered simplicial complexes. This convergent method (i) is agnostic to α,κα, κ and thus allows a universal approximation scheme for the precision and covariance matrices of the entire (α,κ)(α, κ)-family of GMRFs, so they may be inferred rather than guessed. (ii) inherently models pointwise and piecewise-smoothed measurements of a random field and approximates both equally well (iii) is computationally independent of the interpolants used - it suffers no overhead if one convergent interpolant were replaced with another suitable interpolant over the same mesh. Furthermore, we show that, on discretizations that are well-connected in a precise sense, and volume-concentrated, the precision matrices are spectral functions of a graph-laplacian. We provide a low rank approximator to the family of such Matérn GMRFs and mention a use case: reducing the number of measurements needed to model the GMRF by compressed-sensing.
Srinivas Nambirajan
Jun 11, 2026cs.DS

Learning-Augmented Approximation for Unrelated-Machines Makespan Scheduling

Recently, Antoniadis et al. (ICLR 2025) proposed a framework for incorporating predictions to approximate NP-hard selection problems. Despite its simplicity, this approach tightly matches theoretical lower bounds, making its generalization highly compelling. We address an open question raised in the work of Antoniadis et al., concerning the extension of this approach to other important problems outside the class of selection problems, such as scheduling. We develop a learning-augmented algorithm for the makespan minimization problem on unrelated machines, denoted by RCmaxR\|C_{\max}. By using predictions of heavy job assignments, we achieve a polynomial-time (1+ε)(1+\varepsilon)-approximation for accurate predictions that smoothly degrades to a worst-case 2-approximation as the error increases. We conclude our work with an empirical analysis of our method.
Kaito Baba, Evripidis Bampis, Giorgos Mitropoulos
Jun 11, 2026cs.NE

Multi-Objective Coevolution of Prompts and Templates for Circuit Approximation

Approximate multipliers deliberately relax computational accuracy to achieve gains in power efficiency, latency, and silicon area, which makes them well-suited for error-resilient applications such as neural networks. In this work, we introduce a co-evolutionary algorithm that leverages an off-the-shelf large language model (LLM) without requiring domain-specific training to automate the design of optimized 8-bit approximate multipliers. The approach simultaneously evolves a population of candidate circuits and a population of prompt templates that steer LLM-driven modifications. Experimental results for several target design objectives demonstrate that the proposed method discovers approximate multipliers with improved error-area trade-offs compared to highly optimized circuits from the EvoApproxLib library.
Martin Tomasovic, Lukas Sekanina
Jun 8, 2026math.FA

Weighted universal approximation of differentiable maps on infinite-dimensional manifolds

We generalize the universal approximation theorem for functional input neural networks (FNN) to differentiable maps by including the approximation of the derivatives. A FNN maps the input from a possibly infinite-dimensional weighted manifold to the real-valued hidden layer, on which a non-linear scalar activation function is applied, and then returns the output into a Banach space via some linear readouts. By proving a weighted Nachbin theorem, we establish a universal approximation theorem for differentiable maps, which goes beyond the usual formulation on compact sets and also includes the approximation of the derivatives. This leads us to approximation results for non-anticipative functionals including the horizontal and vertical derivatives. As a further application, we show that linear functions of the signature are able to approximate path space functionals including their directional derivatives.
Philipp Schmocker, Josef Teichmann
Jun 8, 2026cs.AR

SPARX: Secure and Privacy-Aware Approximate CNN Acceleration with Edge RISC-V SoC

Edge-AI systems increasingly require real-time CNN inference under strict energy, performance, security, and privacy constraints. Approximate computing improves hardware efficiency by exploiting the error resilience of neural network workloads; however, most approximate CNN accelerators do not jointly consider secure, privacy-aware edge deployment. This paper presents SPARX, a Secure and Privacy-Aware Approximate CNN Acceleration framework integrated within a heterogeneous RV32IMC RISC-V System-on-Chip (SoC). SPARX combines a custom RISC-V instruction extension, an approximate logarithmic CNN acceleration unit, a lightweight differential-noise-based privacy engine, and a challenge-response authentication mechanism. To guide arithmetic selection, an approximation-aware decision framework is introduced that uses the Approximation Severity Index (ASI), Approximation Efficiency (AE), Quality of Approximation (QoA), Approximation Figure-of-Merit (AFOM), and Hardware Acceleration Efficiency (HAE). Evaluation across 11 state-of-the-art approximate MAC architectures identifies the Iterative Logarithmic Multiplier (ILM) as the most suitable design, achieving 51.7% area reduction, 81.5% power reduction, and 2.13x throughput improvement compared with an accurate radix-4 Booth MAC, while only reducing ResNet-20/CIFAR-10 accuracy by 2.82 percentage points. FPGA implementation on a Xilinx VC707 platform achieves 58.4 GOPS/W energy efficiency at 250 MHz, while 28-nm CMOS physical implementation validates ASIC feasibility
Sonu Kumar, Akash Sankhe, Mukul Lokhande +1
Jun 7, 2026math.NA

Compositional Approximation Can Strictly Outperform Superpositional Approximation

Many classically studied function classes are known to be approximated optimally by superpositional methods, i.e. with approximants constructed as the linear combination of elements in some dictionary. Here optimality means that the uniform approximation error viewed as a function of the number of parameters used has polynomial decay of the highest order achievable by any parametrized method whose parameters can be encoded as a bit string of length proportional, up to logarithmic factors, to the number of parameters. While compositional methods like neural networks are structurally different, their approximation rates can be made comparable by imposing constraints that ensure such a proportional bit string encoding. In this work we study function classes exhibiting structural properties that limit superpositional approximation rates to be strictly lower than compositional approximation rates. In particular, we construct explicit examples for which there is an arbitrarily large gap.
Dennis Elbrächter, Philipp Petersen
Jun 4, 2026cs.LG

Online KL-Regularized Reinforcement Learning with Function Approximation under Misspecification

We study KL-regularized contextual bandits and episodic reinforcement learning (RL) under general function approximation with model misspecification. Existing guarantees rely on realizability and therefore do not extend to misspecified models, where classical regret bounds may fail. This work introduces KL misspecification formulations for contextual bandits and episodic RL and analyzes regression-based algorithms with Gibbs policy updates. High-probability KL-regret guarantees with explicit misspecification terms are established, recovering the standard realizable KL-regularized setting as a special case.
Haoyang Hong, Zichen Wang, Quanquan Gu +1
Jun 4, 2026cs.LG

When Good Enough Is Optimal: Multiplication-Only Matrix Inversion Approximation for Quantized Gated DeltaNet

Matrix inversion in chunk-wise parallel linear attention is a major bottleneck for long-context modeling, particularly on NPUs, where forward-substitution-based methods exhibit limited parallelism and poor hardware utilization. We propose a fast, Matrix Multiplication (MatMul)-based algorithm tailored for strictly lower-triangular matrices arising in chunk-wise linear attention. Motivated by the rapid growth of Neumann-series terms and the diagonal concentration of the inverse matrix, we employ a truncated Neumann expansion with structural masking and parallel residual correction to eliminate sequential dependencies. We further extend our method to low-bits INT by mitigating the dynamic range expansion arising from repeated matrix power operations, and adapt the approximation order and residual step to the chunk size to minimize computational cost while preserving the model's accuracy. Experiments on Qwen3.5-family models demonstrate up to 5×\times kernel-level speedup and a 20% reduction in decode-layer overhead, while preserving accuracy under both floating-point and low-precision inference. Our method offers an efficient and hardware-friendly solution for scalable linear attention.
Luoming Zhang, Yuwei Ren, Kui Zhang +7
Jun 3, 2026math.NA

Fitting scattered data with optional monotonicity constraints on GPU: LipFit package

This paper presents a method of multivariate scattered data interpolation and approximation that produces optimal Lipschitz-continuous approximation, subject to the desired monotonicity constraints. This method relies on tight upper and lower approximations to the data, and is similar in its spirit to the nearest-neighbour approximation but does not suffer from discontinuities. Local Lipschitz interpolation and Lipschitz smoothing are also presented. This approach falls under the umbrella of instance-based approximation with no training phase, and it is suitable for GPU-based parallelisation. A Python GPU-friendly package LipFit which implements the methods discussed is discussed.
Gleb Beliakov
Jun 3, 2026cs.LG

Learning symplectic model reduction based on a approximation theorem of symplectic embeddings

High-dimensional Hamiltonian systems play a central role in many scientific and engineering disciplines, with dynamics evolving on symplectic manifolds. Although deep learning provides powerful tools for constructing low-dimensional surrogates from data, the intrinsic symplectic structure is easily destroyed during model reduction. As a result, a standard autoencoder may produce latent coordinates that do not support a Hamiltonian flow, leading to unstable long-time prediction. In this paper, we first establish a universal approximation theorem for symplectic embeddings. Based on this theory, we propose symplecticity-preserving autoencoders (SpAE), in which the decoder is parameterized as a symplectic embedding and the encoder is constructed as the corresponding symplectic projection. This architecture is expressive enough to approximate nonlinear symplectic embeddings and the associated symplectic projections, preserves the symplectic structure exactly by construction, and can be trained by standard unconstrained optimization, thereby improving both reconstruction and prediction accuracy. Extensive experiments on high-dimensional lattice and particle systems demonstrate the effectiveness of the proposed method.
Liyi Feng, Yifa Tang, Yulin Xie +2
Jun 2, 2026stat.ML

A Quantitative Approximation Framework for Flow Distillation in Diffusion Models

We develop a quantitative approximation framework for diffusion distillation, viewing few-step sampling as error propagation under compositions of learned flow maps. Focusing on trajectory distillation for the probability-flow ODE, we show that local approximation errors can be strongly amplified in low-noise multimodal regimes, where the underlying dynamics become stiff. In an analytically tractable Gaussian-mixture Ornstein--Uhlenbeck setting, we separate two core difficulties: approximating the time-dependent score field and controlling the dynamical amplification governed by the time-integrated Jacobian bound of the probability-flow ODE. On the approximation side, we prove constructive L^p(p_t) guarantees showing that ReLU--ReQU networks approximate the Gaussian-mixture score uniformly over time, with depth and width scaling polylogarithmically in the target accuracy and explicitly with the mixture geometry. On the stability side, we derive an explicit bound L(t) for the spatial Lipschitz constant of the probability-flow velocity and convert it into a flow map stability estimate governed by \int_s^t L(u),du, making late-time amplification in stiff regimes computable. Building on these estimates, we prove that deep residual compositions efficiently approximate the long-horizon transport, with global error controlled by the stability amplification factor, and identify a Lipschitz-mismatch regime in which one-step distillation is structurally unfavorable. The resulting theory yields a stability-balanced non-uniform time grid obtained by uniform partitioning in the cumulative stability coordinate. Experiments support the prediction and reduce end-to-end relative MSE by up to 51.9% with 8 segments compared with uniform grids.
Weiguo Gao, Ming Li, Lei Shi +1
Jun 1, 2026cs.LG

Novel Aspects of IEEE SA P3109 Arithmetic Formats for Machine Learning

The IEEE P3109 draft standard defines a parameterized family of binary floating-point formats and associated operations, with a focus on facilitating machine learning. These formats allow efficient and consistent representation of values in a small number of bits. The defined formats are parameterized over width and precision in bits, signedness, and the presence of infinities. Operations are defined by decoding floating-point values to the set of closed extended reals: the reals augmented with positive and negative infinity and NaN (Not a Number). Explicit treatment of NaN and infinite operands ensures that only real arithmetic is invoked in operation definitions. Extensive rounding and saturation modes are defined; stochastic rounding is included. Operations are exception-free, accelerating throughput, with exceptional situations communicated through return values, e.g., NaN. Operations on blocks of values sharing a common scale factor are defined in terms of the underlying operations in a uniform manner. System vendors may describe approximate implementations via a novel scale-invariant measure, akin to units in the last place, called kappa-approximation. Standard function definitions and various other properties are mechanically verified and generated using formal specifications.
Andrew Fitzgibbon, Christoph M. Wintersteiger, Jeffrey Sarnoff
Jun 1, 2026stat.ML

ShaplEIG: Bayesian Experimental Design for Shapley Value Estimation

Shapley values are a principled attribution measure widely used in interpretable machine learning, but their exact computation scales exponentially with the number of players, motivating a wide range of approximation methods based on value function evaluations of sampled coalitions. This raises the question of whether approximation accuracy can be improved by adaptively selecting coalitions for evaluation based on previous evaluations. This is particularly relevant in settings where the value function is costly and the number of evaluations is severely limited, such as retraining-based feature importance, data valuation, and hyperparameter importance. For this purpose, we propose ShaplEIG, a Bayesian experimental design approach that approximates the expensive value function using a Gaussian process surrogate and adaptively selects coalitions based on their expected information gain about the Shapley values. By the linearity of the Shapley values in the value function, we show that the expected information gain is available in closed form. Furthermore, we propose an efficient computation scheme that reduces the complexity from exponential to polynomial in the number of players via elementary symmetric polynomials. In extensive experiments across diverse costly applications, our method consistently improves sample efficiency in the low-budget regime over state-of-the-art baselines.
David Rundel, Fabian Fumagalli, Maximilian Muschalik +2
May 31, 2026stat.ML

Variation Spaces for Encoder--Decoder Neural Operators: Approximation and Generalization

Inspired by the function-space theory of neural networks, we formulate and analyze a variation space for nonlinear operators between Hilbert spaces, defined through vector-valued Borel measures of bounded variation. We characterize its unit ball as the closed convex hull of a vector-valued single-neuron dictionary in Bochner spaces. For the ReLU activation, the bounded linear operators in this space are precisely the Schatten-11 operators, with equivalent norms. For operators in this space, we establish encoder--decoder approximation bounds in the Bochner LqL^q-norm, where the error decomposes into input and output encoding errors and a finite-width term of order N1/2N^{-1/2}. Under sub-Gaussian assumptions on the input and noise, we further derive high-probability generalization bounds for empirical least squares over path-norm-constrained encoder--decoder networks; the finite-sample contribution to the squared prediction error is of order K1/2K^{-1/2} up to logarithmic factors. The finite-width and finite-sample constants are independent of the encoding dimensions and bases, with the latter also independent of the network width. When the encoding errors decay algebraically, these bounds yield algebraic approximation and learning rates, in contrast to the complexity barriers for Lipschitz and Fréchet differentiable operator classes.
Jia-Qi Yang, Lei Shi
May 29, 2026cs.NE

Dynamics and Representation Structure of Local Approximations to Gradient-Based Learning in Linear Recurrent Neural Networks

Biological and neuromorphic recurrent neural networks (RNNs) are subject to spatial and temporal locality constraints on the information that can plausibly be used during learning. A common strategy to satisfy these constraints is to modify gradient descent by neglecting non-local terms to varying degrees, as in random feedback local online (RFLO) learning and truncated backpropagation through time (tBPTT). However, the learning dynamics of these algorithms, and how they compare with BPTT, remain poorly understood. We apply dynamical systems theory to data-aligned linear RNNs -- whose dynamics can be separated into orthogonal modes -- to compare stationary solutions, stability properties, and convergence rates, finding qualitatively distinct behaviour for RFLO versus BPTT and one-step tBPTT. We further observe that the solutions learned by RFLO are restricted to low-rank perturbations of initial parameters, a result which holds beyond the data-aligned setting. Our work provides analytical insight into how locality constraints shape learning dynamics, with implications for neuroscientific models of learning and alternative optimization approaches for RNNs.
Ezekiel Williams, Alexandre Payeur, Guillaume Lajoie
May 29, 2026stat.ML

Approximation and learning of anisotropic and mixed smooth functions by deep ReLU neural networks

This paper studies how efficiently deep ReLU neural networks can approximate and learn smooth functions. When the error is measured in Lp([0,1]d)L^p([0,1]^d) norm and the approximator is a network with width WW and depth LL, recent works have proven the supper approximation rate O((WL)2s/d)\mathcal{O}((WL)^{-2s/d}) for Besov space Bq,rs([0,1]d)\mathcal{B}^s_{q,r}([0,1]^d) under the Sobolev embedding condition s/d>1/q1/ps/d>1/q-1/p. In order to overcome the curse of dimensionality in this rate, we extent this result to anisotropic and mixed smooth function classes. We establish the approximation rate O((WL)2s~)\mathcal{O}((WL)^{-2\tilde{s}}) for anisotropic Besov space Bq,rs([0,1]d)\mathcal{B}^{\boldsymbol{s}}_{q,r}([0,1]^d) with anisotropic smoothness s=(s1,,sd)\boldsymbol{s}=(s_1,\dots,s_d) under the embedding condition s~>1/q1/p\tilde{s} > 1/q-1/p, where the mean smoothness s~=(i=1dsi1)1\tilde{s} = (\sum_{i=1}^d s_i^{-1})^{-1}. For mixed smooth Besov space MBq,rs([0,1]d)\mathcal{MB}^s_{q,r}([0,1]^d) with mixed smoothness s>1/q1/ps>1/q-1/p, we show that the approximation rate O((WL)2s)\mathcal{O}((WL)^{-2s}) holds up to logarithmic factors. Using these results, we also derive approximation bounds for the composition of anisotropic Besov functions. As an application, it is shown that deep ReLU neural networks can achieve minimax optimal rates up to logarithmic factors for a wide range of smooth function classes.
Yunfei Yang, Jun Fan
May 27, 2026quant-ph

Latent-Conditioned Parameterized Quantum Circuits as Universal Approximators for Distributions over Quantum States

Many applications in quantum simulation, quantum chemistry, and quantum machine learning require not a single quantum state but an ensemble of states characterizing the heterogeneity of a target system. Preparing such ensembles state-by-state is prohibitive in both variational and fault-tolerant settings, thereby motivating a generative modeling approach. We introduce latent-conditioned parameterized quantum circuits (LPQCs), a hybrid quantum-classical framework in which classical neural networks map a latent variable sampled from a prior distribution to the parameters of a parameterized quantum circuit. We prove that LPQCs are universal approximators for probability measures over density operators in the 1-Wasserstein distance, extending classical universal approximation theorems to the quantum-distribution setting. We additionally introduce a multimodal latent prior and a mixture-of-experts circuit architecture, and show empirically that the latent-conditioned parameterization alleviates the barren plateau problem during optimization, a behavior for which we provide rigorous partial guarantees. Numerical experiments validate the framework on a synthetic multi-cluster ensemble of mixed quantum states and on a QM9-derived ensemble of 3-D molecular structures. In these tasks, LPQC outperforms recent quantum generative baselines and matches the generation quality of a classical neural-network baseline, while requiring an output dimension that grows only linearly with the number of qubits rather than exponentially. By leveraging classical expressivity in the latent space, LPQCs offer a tractable route to quantum generative modeling.
Quoc Hoan Tran, Koki Chinzei, Yasuhiro Endo +1
May 27, 2026stat.ML

Variance-Adaptive Optimal Algorithm for Reinforcement Learning with Multinomial Logit Function Approximation

Reinforcement learning with multinomial logistic (MNL) function approximation has become an important framework due to its flexibility and broad applicability. While existing studies have established regret guarantees under worst-case analysis, they do not capture how performance depends on the variability of the interaction between the learner and the environment. In this paper, we develop a new theoretical analysis for MNL-based Markov decision processes that yields explicit variance-adaptive regret bounds. Our algorithm is computationally efficient and achieves the instance-wise optimal rate of regret, narrowing the gap between upper and lower bounds. Our numerical experiments validate that our method learns optimal policies more efficiently than conventional approaches.
Wonyoung Kim, Min-Hwan Oh, Garud Iyengar +1
May 24, 2026cs.DS

Algorithms with Polynomially-Improved Approximation Factors for the 2q2 \rightarrow q Norm, and Applications

The 2q2 \rightarrow q norm of a matrix XRn×dX \in \mathbb{R}^{n \times d} is defined as X2q=supv2=1Xvq\lVert X \rVert_{2 \rightarrow q} = \sup_{\lVert v \rVert_2 = 1} \lVert Xv \rVert_q. We give polynomial-time multiplicative approximation algorithms for this norm when q>2q > 2 (i.e. in the hypercontractive setting). This problem either directly captures or is closely related to long-standing open problems in combinatorial optimization and hardness of approximation (e.g. Small Set Expansion), quantum information (e.g. Best Separable State), and algorithmic statistics. Very little is known about what approximation factors we can achieve for this problem in polynomial time, even though such approximations have significant downstream consequences. Barak, Brandão, Harrow, Kelner, Steurer, and Zhou showed that no polynomial-time algorithm can achieve an approximation factor better than 2logn2^{\sqrt{\log n}}, assuming the Exponential Time Hypothesis (FOCS'12). On the other hand, a simple spectral algorithm gives a d1/4d^{1/4}-approximation as a baseline. We give, to the best of our knowledge, the first polynomial-time approximation algorithm beating this baseline by polynomial factors. For the important special case of q=4q = 4 it achieves a d1/8d^{1/8}-approximation. All previous algorithms required additional assumptions on XX, or only surpassed the baseline for small values of nn. Moreover, we construct sum-of-squares certificates for the 2q2 \rightarrow q norm. This directly implies improved algorithms for robust mean and covariance estimation, robust regression, and clustering, when the data only satisfies a bound on its qq-th moment.
Samuel B. Hopkins, Stefan Tiegel
May 24, 2026math.NA

Random Neural Network Expressivity for Non-Linear Partial Differential Equations

Neural networks with randomly generated hidden weights (RaNNs) have been extensively studied, both as a standalone learning method and as an initialization for fully trainable deep learning methods. In this work, we study RaNN expressivity for learning solutions to non-linear partial differential equations (PDEs). Despite their widespread use in practical applications, a rigorous theoretical understanding of the approximation properties of RaNNs in this context remains limited. Here, we derive error bounds for RaNN approximations to time-dependent Sobolev functions and obtain a dimension-free approximation rate 12\frac{1}{2} for sufficiently regular functions. We apply our results to two important classes of non-linear PDEs: Porous Medium Equations and Compressible Navier-Stokes Equations, showing that RaNNs are capable of efficiently approximating solutions to these complex, non-linear PDEs. Our theoretical analysis is supported by numerical experiments, showing that the obtained convergence rates extend beyond the considered setting.
Muhammed Ali Mehmood, Lukas Gonon
May 22, 2026cs.LG

Verified SHAP: Provable Bounds for Exact Shapley Values of Neural Networks

Shapley additive explanations (SHAP) are widely recognised as computationally intractable for neural networks, since they induce an exponential search space over the input features. In this work, we take a first step towards scaling exact SHAP computation to larger search spaces by introducing an algorithm that leverages recent advances in neural network verification to compute arbitrarily tight exact lower and upper bounds on SHAP values for neural networks, ultimately recovering the exact SHAP values. We demonstrate that our approach scales to orders of magnitude larger search spaces than state-of-the-art exact methods. This provides an important first step towards exact SHAP computation and establishes a principled cornerstone for evaluating statistical approximation methods on larger search spaces.
David Boetius, Shahaf Bassan, Guy Katz +2
May 21, 2026cs.LG

Smoothed Elicitation Complexity for Approximate ΓΓ-calibration of Discrete Classification Tasks

One prominent method of evaluating machine learning model trustworthiness is the notion of calibration. In the binary outcome setting, a probabilistic predictor is calibrated if outcomes are realized according to a model's distributional prediction, conditioned on this prediction. Straightforward extensions of binary calibration definitions to probabilistic multiclass classifiers suffer from an exponential complexity blowup as the space of predictions grows exponentially in the number of classes nn. As a remedy, Noarov and Roth (2023) propose multiclass calibration with predictions that are properties of the outcome distribution, reducing complexity from growing in the number of classes nn to the dimension dd of the property, called its elicitation complexity. Previous work on approximate property calibration is generally limited to continuous scalar properties, despite many relevant properties of interest being discrete, like the mode or rankings. We characterize the approximate property calibration of discrete properties which are strongly orderable by using Lipschitz continuous properties as an intermediary. This work is the first to our knowledge to provide approximate calibration results for discrete properties. Along the way, we characterize the Lipschitz elicitation complexity of strongly orderable discrete properties by constructing algorithms for designing these Lipschitz properties, which we prove can be post-processed to obtain the original discrete property.
Jessica Finocchiaro, Victor Ganson, Drona Khurana
May 21, 2026cs.LG

Proxy-Based Approximation of Shapley and Banzhaf Interactions

Shapley and Banzhaf interactions capture the complex dynamics inherent in modern machine learning applications. However, current estimators for these higher-order interactions trade off between speed and accuracy. To overcome this limitation, we introduce ProxySHAP. ProxySHAP reconciles the high sample efficiency of tree-based proxy models with a principled path to consistency via residual correction. On a theoretical level, we derive a polynomial-time generalization of interventional TreeSHAP to compute exact interaction indices for tree ensembles, successfully bypassing exponential tree-depth dependencies in prior methods. Furthermore, we formally analyze the residual adjustment strategy, characterizing the specific conditions under which Maximum Sample Reuse (MSR) corrects proxy bias without its variance scaling exponentially with interaction size. Extensive benchmarking demonstrates that ProxySHAP sets a new state-of-the-art standard for approximation quality, including in large-scale applications with thousands of features. By achieving the lowest error in both small- and large-budget regimes, ProxySHAP significantly outperforms the prior best estimators ProxySPEX and KernelSHAP-IQ, while also delivering superior performance on downstream explainability tasks.
Santo M. A. R. Thies, Hubert Baniecki, R. Teal Witter +3
May 21, 2026cs.LG

Neural Flow Operators can Approximate any Operator: Abstract Frameworks and Universal Approximations

We introduce an abstract neural flow framework for neural networks and neural operators. The framework contains two continuous-depth models, namely neural flows with composition and separation structures, and covers both finite-dimensional function approximation and infinite-dimensional operator approximation. We prove well-posedness and universal approximation properties for the corresponding neural flows, including, to the best of our knowledge, the first universal approximation result for flow-based models between infinite-dimensional spaces. We also obtain universal approximation results for convolutional neural flow models. Through suitable time discretizations, the composition structure recovers ResNet-type architectures, while the separation structure, via a splitting-based discretization, yields plain architectures. This gives a unified flow-based route to both residual and plain architectures for neural networks and neural operators with fully connected or convolutional linear layers.
Shuang Chen, Juncai He, Xue-Cheng Tai
May 20, 2026cs.LG

Approximation Theory for Neural Networks: Old and New

Universal approximation theorems provide a mathematical explanation for the expressive power of neural networks. They assert that, under mild conditions on the activation function, feedforward neural networks are dense in broad function classes, such as continuous functions on compact subsets of Rd\mathbb{R}^d, LpL^p spaces, or Sobolev spaces. Over the past four decades, these qualitative universality results have evolved into a rich quantitative theory addressing approximation rates, parameter efficiency, and the role of architectural features such as depth and width. This survey presents several glimpses into this theory. We review classical density results for single-hidden-layer networks, as well as quantitative bounds that relate approximation error to network size and smoothness assumptions on target functions. Particular emphasis is placed on depth--width trade-offs and on results demonstrating that deeper architectures can achieve superior parameter efficiency for structured function classes. In addition to standard feedforward neural networks, we also review recent developments on Kolmogorov--Arnold Networks (KANs), which offer an alternative architectural paradigm and whose approximation-theoretic properties have begun to attract significant theoretical attention.
Soumendu Sundar Mukherjee, Himasish Talukdar
May 20, 2026cs.RO

Safety-Critical Control for Smoothed Implicit Contact Dynamics

Smoothed implicit contact dynamics enables gradient-based planning and control for contact-rich tasks without predefined mode sequences. However, safety-critical control remains challenging because implicit contact dynamics makes safety-filter design nontrivial. The smoothing parameter κκ relaxes contact complementarity constraints, which makes the dynamics smooth but affects the contact force. This paper provides a safety-filtering framework for smoothed implicit contact dynamics. We first derive a discrete-time control barrier function (CBF) constraint using a first-order Taylor approximation of the implicitly defined contact force. We show that, although reducing κκ can improve local force-approximation accuracy, the resulting closed-loop force-constraint violations can vary non-monotonically with κκ. Motivated by this observation, we introduce boundary-focused rollouts that screen candidate κκ values by comparing the predicted safety margin with the observed one-step under-prediction. We then robustly tighten the predicted CBF constraint with a fixed margin to account for residual force under-prediction. Simulations on four contact-rich systems show that the proposed method eliminates force violations observed under a standard CBF. Project website https://contact-cbf.github.io/
Haegu Lee, Yitaek Kim, Christoffer Sloth
May 20, 2026cs.LG

Approximate Machine Unlearning through Manifold Representation Forgetting Guided by Self Mode Connectivity

Machine unlearning is a fundamental mechanism that enforces the right to be forgotten. Existing unlearning studies that rely on label manipulation or task-gradient reversal often deliver limited unlearning effectiveness. Moreover, they can undermine the original learning objective and typically do not guarantee equivalence to standard unlearning by retraining. In this paper, we propose \textbf{ManiF-SMC} (\textbf{Mani}fold \textbf{F}orgetting with \textbf{S}elf \textbf{M}ode \textbf{C}onnectivity), motivated by the observation that a model retrained on the remaining data tends to classify erased samples by their semantic similarity to the retained data. We begin with systematically recasting the approximate unlearning as pushing each erased sample away from its original learned manifold representation centroid toward its nearest semantic neighbors in the retained data. This reformulation aligns unlearning with retraining behavior and operates purely in representation space, reducing reliance on labels and task-specific gradients. To tackle the manifold representation-based unlearning problem, ManiF-SMC encapsulates the unlearning and representation preservation goals in a margin-based triplet loss. Because finding a suitable margin for unlearning is challenging, we propose a self-mode-connectivity module that rapidly reconstructs the local manifold to guide the adaptive margins generation for each unlearning case. Extensive experiments on four representative datasets show that ManiF-SMC achieves unlearning effectiveness comparable to state-of-the-art approximate methods while operating solely within the model's representation space.
Weiqi Wang, Zhiyi Tian, Chenhan Zhang +2
May 19, 2026cs.LG

A Measure-Theoretic Analysis of Reasoning: Structural Generalization and Approximation Limits

While empirical scaling laws for LLM reasoning are well-documented, the theoretical mechanisms governing out-of-distribution (OOD) generalization remain elusive. We formalize reasoning via optimal transport, projecting discrete trajectories into a continuous metric space to quantify domain shifts using the Wasserstein-1 distance. Invoking Kantorovich duality, we bound OOD generalization via architectural Lipschitz continuity and functional approximation limits. This exposes two primary constraints. First, position-dependent attention (e.g., Absolute Positional Encoding) fails to preserve shift invariance, yielding an Ω(1)Ω(1) Lipschitz constant and expected risk, whereas shift-invariant mechanisms (e.g., Rotary Embeddings) preserve equivariance and bound the error. Second, by mapping sequential backtracking to a Dyck-kk language, we establish a strict circuit depth lower bound for TC0\text{TC}^0 Transformers. Scaling physical layer depth is necessary to avert representation collapse -- a constraint that scaling representation width cannot bypass due to irreducible approximation bounds in Barron spaces. Evaluations across 54 Transformer configurations on combinatorial search corroborate these bounds, demonstrating that generalization risk degrades monotonically with the Wasserstein domain shift.
Yuyang Zhang, Yifu Zhang, Xuehai Zhou +1
May 18, 2026stat.ML

SURGE: Approximation and Training Free Particle Filter for Diffusion Surrogate

Data assimilation (DA) addresses the problem of sequentially estimating the state of a dynamical system from noisy and incomplete observations. In this work, we employ a diffusion model as a world model to simulate and predict the system's dynamics. Recently, score-based diffusion models have learned global diffusion priors that effectively model (stochastic) dynamics, revealing strong potential for data assimilation. In this paper, we investigate how information from noisy observations can be incorporated to enable continuous correction and refinement of the predicted system state when using a diffusion prior. Motivated by particle filtering methods, we represent the posterior distribution using a set of particles. After receiving noisy observations, the diffusion model is guided using the observation likelihood to steer the generation process toward observation-consistent states. Nevertheless, such guidance does not guarantee sampling from the true posterior. We therefore employ a Sequential Monte Carlo approach over the diffusion trajectory, viewed as a path measure, to reweight and resample particles, thereby correcting the generation process and ensuring convergence toward the desired posterior distribution. This leads to an unbiased particle filtering method that rigorously fuses observational data with diffusion model simulations.
Lifu Wei, Yinuo Ren, Naichen Shi +1
May 18, 2026stat.ML

Shallow ReLUs^s Networks in LpL^p-Type and Sobolev Spaces: Approximation and Path-Norm Controlled Generalization

This paper studies approximation by shallow ReLUs^s networks, σs(t)=max{0,t}sσ_s(t)=\max\{0,t\}^s, together with their generalization behavior under 1\ell_1 path-norm control. For the LpL^p-type integral spaces F~p,τd,s\widetilde{\mathcal{F}}_{p,τ_d,s}, 1p21\le p\le2, spherical harmonic analysis yields approximation bounds for shallow networks. In particular, when τdτ_d is the uniform measure and 1p<21\le p<2, the approximation rate is O ⁣(mp(2s+2d+1)2d2dp)O\!\left(m^{-\frac{p(2s+2d+1)-2d}{2dp}}\right) for 1pp1\le p\le p^* and O ⁣(mp(4s+3d1)2d+24dp)O\!\left(m^{-\frac{p(4s+3d-1)-2d+2}{4dp}}\right) for p<p<2p^*<p<2, where p=2d+2d+3p^*=\frac{2d+2}{d+3}. Approximation bounds for Sobolev spaces Wα,pW^{α,p}, 1p<21\le p<2, are obtained through embeddings into spectral Barron spaces. For nonparametric regression with sub-Gaussian noise, path-norm-regularized shallow ReLUs^s networks achieve minimax-optimal rates O ⁣(nd+2s+12d+2s+1logn)O\!\left(n^{-\frac{d+2s+1}{2d+2s+1}}\log n\right) over Bs\mathscr{B}_s and O ⁣(n2α2α+dlogn)O\!\left(n^{-\frac{2α}{2α+d}}\log n\right) over Wα,W^{α,\infty}, with matching lower bounds up to logarithmic factors.
Weizhao Li, Fanghui Liu, Lei Shi
May 18, 2026cs.LG

InfoFlow: A Framework for Multi-Layer Transformer Analysis

While the approximation properties of single-layer Transformer architectures have been studied in recent works, a rigorous theoretical understanding of the multi-layer setting remains limited. In this work, we establish that multi-layer Transformers possess fundamentally different approximation capabilities from single-layer ones: for certain retrieval tasks, any single-layer Transformer requires least Ω(εk)Ω(\varepsilon^{-k}) parameters to achieve precision ε\varepsilon, where kk grows linearly with sequence length TT, whereas a two-layer Transformer with a single head per layer achieves the same approximation precision with at most O(ε1)O (\varepsilon^{-1}) parameters. To understand this separation, we identify two structural mechanisms underlying multi-layer approximation. Specifically, softmax attention can only efficiently retrieve the token attaining the maximum attention score, incurring exponential-in-length parameter cost for kk-th largest retrieval with k2k \geq 2. Moreover, the parameter cost of decoding coupled information scales with the size of the retrieved token set. Motivated by these findings, we propose InfoFlow, a framework for multi-layer Transformers. The framework tracks an information set of accessible input positions at each token and layer, assigning an explicit approximation rate to each mode of information propagation. This abstraction recovers known approximation bounds, remains consistent with experimental observations on trained networks, and yields concrete predictions in settings where direct theoretical analysis is currently intractable. Our results provide a principled framework for reasoning about the approximation efficiency of multi-layer Transformers.
Penghao Yu, Haotian Jiang, Zeyu Bao +1
May 18, 2026stat.ML

Simple Approximation and Derivative Free Inference-Time Scaling for Diffusion Models via Sequential Monte Carlo on Path Measures

iffusion-based generative models increasingly rely on inference-time guidance, adding a drift term or reweighting mixture of experts, to improve sample quality on task-specific objectives. However, most existing techniques require repeated score or gradient evaluations, introducing bias, high computational overhead, or both. We introduce \texttt{URGE}, Unbiased Resampling via Girsanov Estimation, a derivative-free inference-time scaling algorithm that performs path-wise importance reweighting via a Girsanov change of measure. Instead of computing gradient-based particle weights in previous work, \texttt{URGE} attaches a simple multiplicative weight to each simulated trajectory and periodically resamples. No score, no Hessian, and no PDE evaluation is required. We establish an equivalence between path-wise and particle-wise SMC: the Girsanov path weight admits a backward conditional expectation that recovers the previous particle-level weights, guaranteeing that both schemes produce the same unbiased terminal law. Empirically, \texttt{URGE} outperforms existing inference-time guidance baselines on synthetic tests and diffusion-model benchmarks, achieving better generation quality, while being significantly simpler to implement and fully gradient-free.
Chenyang Wang, Weizhong Wang, Yinuo Ren +2
May 17, 2026stat.ML

On Gaussian approximation for entropy-regularized Q-learning with function approximation

In this paper, we derive rates of convergence in the high-dimensional central limit theorem for Polyak--Ruppert averaged iterates generated by entropy-regularized asynchronous Q-learning with linear function approximation and a polynomial stepsize kωk^{-ω}, ω(1/2,1)ω\in (1/2,1). Assuming that the sequence of observed triples (sk,ak,sk+1)k0(s_k,a_k,s_{k+1})_{k \geq 0} forms a uniformly geometrically ergodic Markov chain, and under suitable regularity conditions for the projected soft Bellman equation, we establish a Gaussian approximation bound in the convex distance with rate of order n1/4n^{-1/4}, up to polylogarithmic factors in nn, where nn is the number of samples used by the algorithm. To obtain this result, we combine a linearization of the soft Bellman recursion with a Gaussian approximation for the leading martingale term. Finally, we derive high-order moment bounds for the algorithm's last iterate, which might be of independent interest.
Artemy Rubtsov, Rahul Singh, Eric Moulines +2
May 14, 2026cs.LG

Universal Approximation of Nonlinear Operators and Their Derivatives

Establishing Universal Approximation Theorems (UATs) for nonlinear operators and their derivatives is a foundational open problem in Operator Learning (OL) and raises delicate questions in Nonlinear Functional Analysis. We prove the first UATs for kk-times differentiable nonlinear operators and their derivatives via OL architectures, uniformly on compact sets and in weighted Bastiani--Sobolev spaces for general finite input measures. In full Banach-space generality, these are the first complete generalizations of the corresponding influential classical UATs in [Hornik, 1991] to infinite-dimensional spaces and OL, {and launch Derivative-Informed Operator Learning (DIOL) (i.e. learning nonlinear operators and their derivatives)} on general Banach spaces. Based on our UATs, we formulate Bastiani--Sobolev training in DIOL. We present open frontiers where DIOL and our UATs find applications: high-order accuracy in OL; fast constrained optimization in Banach spaces (e.g. optimal control of PDEs, inverse problems) via Learn-Then-Optimize; numerical methods for infinite-dimensional PDEs (e.g. HJB PDEs on Banach spaces from infinite-dimensional optimal control via Optimize-Then-Learn, such as optimal control of PDEs, SPDEs, path-dependent systems, partially observed systems, mean-field control). We parameterize nonlinear operators via Encoder-Decoder Architectures, classical OL architectures. These include DeepONets, Deep-H-ONets, and PCA-Nets, which our UATs cover. Our UATs are based on (i) Approximation Properties of Banach spaces; (ii) continuous Bastiani differentiability (weaker than continuous Fréchet differentiability); (iii) CBkC^k_B (Bastiani) compact-open topologies; indeed, UA in CkC^k (Fréchet) compact-open topologies (induced by operator norms) fails; (iv) construction of weighted Bastiani--Sobolev spaces, generalizing classical Gaussian Sobolev spaces on Banach spaces.
Filippo de Feo
May 14, 2026cs.LG

Second-Order Actor-Critic Methods for Discounted MDPs via Policy Hessian Decomposition

We address the discounted reward setting in reinforcement learning (RL). To mitigate the value approximation challenges in policy gradient methods, actor-critic approaches have been developed and are known to converge to stationary points under suitable assumptions. However, these methods rely on first-order updates. In contrast, second-order optimization provides principled curvature-aware updates that are proven to accelerate convergence, but its application in RL is limited by the computational complexity of Hessian estimation. In this work, we analyze second-order approximations for the actor update that leverage the full curvature information of the objective as much as possible. A stable approximation requires treating the action-value function as locally constant with respect to policy parameters, which does not generally hold in policy gradient methods. We show that this approximation becomes well-justified under a two-timescale actor-critic framework, where the critic evolves on a faster timescale and can be treated as quasi-stationary during actor updates. Building on this insight, we formulate a second-order actor-critic method for the discounted reward setting that leverages Hessian-vector product (HVP) computations, resulting in a computationally efficient and stable second-order update.
Sanjeev Manivannan, Shuban V
May 13, 2026cs.RO

MoCCA: A Movable Circle Probability of Collision Approximation

In automated driving, crash mitigation is crucial to ensure passenger safety. Accurate avoidance requires precise knowledge of the object's position and orientation. However, sensor noise and occlusions often result in tracking and prediction uncertainties. To account for these uncertainties, estimating the Probability of Collision (POC) is a critical requirement. While Monte Carlo sampling is a common estimation technique, its high computational demand and stochastic nature often render it unsuitable for real-time applications. Analytical POC calculations are simplified by approximating vehicle geometries using circular bounds. While multi-circle approximations offer higher fidelity than a single circumscribed circle, they significantly increase computational complexity. This paper proposes a shape approximation algorithm, MoCCA, which utilizes a single circle for each vehicle, optimized to minimize the relative distance between them. MoCCA maintains a computational efficiency comparable to standard single-circle techniques while reducing over-conservatism. To address the potential underestimation of POC inherent in partial coverage, we establish an upper bound for the approximation error, demonstrating that it depends primarily on inter-vehicle distance and orientation variance. Furthermore, we introduce a safety distance margin that can be calibrated solely based on orientation variance.
Tobias Kern, Christian Birkner
May 12, 2026cs.LG

Approximation of Maximally Monotone Operators : A Graph Convergence Perspective

Operator learning has been highly successful for continuous mappings between infinite-dimensional spaces, such as PDE solution operators. However, many operators of interest-including differential operators-are discontinuous or set-valued, and lie outside classical approximation frameworks. We propose a paradigm shift by formulating approximation via graph convergence (Painlevé-Kuratowski convergence), which is well-suited for closed operators. We show that uniform and LpL^p approximation are fundamentally inadequate in this setting. Focusing on maximally monotone operators, we prove that any such operator can be approximated in the sense of local graph convergence by continuous encoder-decoder architectures, and further construct structure-preserving approximations that retain maximal monotonicity via resolvent-based parameterizations.
Takashi Furuya, Yury Korolev, Takaharu Yaguchi
May 12, 2026cs.LG

Lower bounds for one-layer transformers that compute parity

This note shows that no self-attention layer post-processed by a rational function can sign-represent the parity function unless the product of the number of heads and the degree of the post-processing function grows linearly with the input length. Combining this lower bound with rational approximation of ReLU networks yields a margin-dependent extension for self-attention layers post-processed by ReLU networks.
Daniel Hsu
May 10, 2026math.NA

Accelerating Power Method with Fast Sketching for Stronger Low-Rank Approximation

The power method is one of the most fundamental tools for extracting top principal components from data through low-rank matrix approximation. Yet, when the target rank is large, the cost of matrix multiplication associated with this procedure becomes a major bottleneck. We develop an algorithmic and theoretical framework for accelerating the power method using fast sketching, which is a popular paradigm in randomized linear algebra. Our framework leads to simple and provably efficient methods for singular value decomposition, low-rank factorization, and Nyström approximation, which attain strong numerical performance on benchmark problems. The key novelty in our analysis is the use of regularized spectral approximation, a property of fast sketching methods which proves more flexible in generalizing power method guarantees than traditional arguments.
Shabarish Chenakkod, Michał Dereziński
May 9, 2026stat.ML

Learning Theory of Transformers: Local-to-Global Approximation via Softmax Partition of Unity

This paper investigates the learning theory of Transformer networks for regression tasks on the compact Euclidean domain [0,1]d[0,1]^d and dd-dimensional compact Riemannian manifolds. We propose a novel constructive approximation framework for Transformers that builds local approximations of the target function and aggregates them into a global approximation via softmax partition of unity. This approach leverages the attention mechanism to achieve spatial localization through affine transformations of the input. The softmax activation plays a crucial role in aggregating local approximations to a global output. From an approximation perspective, we prove that a dense Transformer equipped with only two encoder blocks and standard single-hidden-layer point-wise feed-forward networks can achieve a uniform ε\varepsilon-approximation error for αα-Hölder continuous functions with α(0,1]α\in (0,1] using O(εd/α)\mathcal{O}(\varepsilon^{-d/α}) total parameters. Building upon this approximation guarantee, we establish a near minimax-optimal generalization error bound of order O(n2α2α+dlogn)\mathcal{O}\big(n^{-\frac{2α}{2α+d}} \log n\big) for the empirical risk minimizer, where nn is the training data size. The Transformer architecture studied in this paper is dense, shallow and wide, and employs softmax activation and sinusoidal positional encodings, closely reflecting practical implementations.
Zhongjie Shi, Wenjing Liao
May 9, 2026cs.LG

Lattice Deduction Transformers

We introduce the Lattice Deduction Transformer (LDT), a recurrent transformer that approximates logically sound deduction by projecting its latent state through a lattice between forward passes. We train on-policy in a process that mirrors deduction in a search-based constraint solver and supervise training via a domain-agnostic, abstract-interpretation-based approximation of the set of solution candidates. An 800800K-parameter LDT achieves 100%100\% accuracy on Sudoku-Extreme and Snowflake Sudoku, at a fraction of the training cost of prior small recurrent reasoners, while remaining empirically sound: the model returns a correct answer or abstains. A 1.81.8M-parameter variant reaches 99.9%99.9\% accuracy on Maze-Hard. Frontier LLMs score 0%0\% on all three benchmarks.
Liam Davis, Leopold Haller, Alberto Alfarano +1
May 8, 2026cs.LG

Approximation Error Upper and Lower Bounds for Hölder Class with Transformers

We explore the expressive power of Transformers by establishing precise approximation error upper and lower bounds for Hölder class. Specifically, a new approximation upper bound is derived for the standard Transformer architecture equipped with Softmax operators, ReLU activation functions, and residual connections. We prove that a Transformer network composed of at most O(εd0/α)\mathcal{O}(\varepsilon^{-{d_{0}}/α}) blocks can approximate any bounded Hölder function with d0d_{0}-dimensional input and smoothness α(0,1]α\in(0,1] under any accuracy ε>0\varepsilon>0. In the case of approximation lower bounds, leveraging the VC-dimension upper bound, we are the first to rigorously prove that Transformers demand for at least Ω(εd0/(4α))Ω(\varepsilon^{-{d_{0}}/({4α})}) blocks to achieve the ε\varepsilon approximation accuracy. As a final step, we extend the derived results for standard Transformers to a general regression task and establish the corresponding excess risk rates demonstrating Transformers' empirical effectiveness in real-world settings.
Xin He, Yuling Jiao, Xiliang Lu +1
May 7, 2026stat.ML

One Operator for Many Densities: Amortized Approximation of Conditioning by Neural Operators

Probabilistic conditioning is concerned with the identification of a distribution of a random variable XX given a random variable YY. It is a cornerstone of scientific and engineering applications where modeling uncertainty is key. This problem has traditionally been addressed in machine learning by directly learning the conditional distribution of a fixed joint distribution. This paper introduces a novel perspective: we propose to solve the conditioning problem by identifying a single operator that maps any joint density to its conditional, thus amortizing over joint-conditional pairs. We establish that the conditioning operator can be approximated to arbitrary accuracy by neural operators. Our proof relies on new results establishing continuity of the conditioning operator over suitable classes of densities. Finally, we learn the conditioning map for a class of Gaussian mixtures using neural operators, illustrating the promise of our framework. This work provides the theoretical underpinnings for general-purpose, amortized methods for probabilistic conditioning, such as foundation models for Bayesian inference.
Panos Tsimpos, Edoardo Calvello, Ayoub Belhadji +1
May 7, 2026cs.LG

Structural Correspondence and Universal Approximation in Diagonal plus Low-Rank Neural Networks

The massive computational costs of scaling modern deep learning architectures have driven the widespread use of parameter-efficient low-rank structures, such as LoRA and low-rank factorization. However, theoretical guarantees for their expressive power are less explored, often relying on restrictive priors like a pretrained base matrix, ReLU activations or non-verifiable singularity conditions. We first investigate the limits of neural networks constrained strictly to low-rank manifolds without pretrained dense priors. We demonstrate a theoretical paradox: while purely rank-1 layers can exactly interpolate arbitrary scalar datasets, they collapse for function approximations. To overcome this bottleneck without surrendering parameter efficiency, we introduce a unified \textit{Structural Correspondence} framework. We prove that augmenting low-rank layers with only a minimal sparse diagonal component, say a Diagonal plus Low-Rank (DLoR) structure, is sufficient to reach Universal Approximation. We show that any full-rank transformation can be exactly reconstructed using these DLoR components by trading off network width (additive decomposition) or depth (multiplicative decomposition). By tracking asymptotic Taylor remainders, we prove that DLoR neural networks fully restore the Universal Approximation Theorem for general activation functions. Finally, we establish that multiplicative depth provides superior parameter-to-expressivity scaling compared to additive width. Our results show that dense matrices and specific activation functions are not topological prerequisites for universal expressivity.
Ying Chen, Aoxi Li, Jihun Kim +1
May 6, 2026cs.LG

Adaptivity Under Realizability Constraints: Comparing In-Context and Agentic Learning

We compare in-context learning with fixed queries and agentic learning with adaptive queries for uniform approximation of task families. We consider two settings: an unrestricted regime, where querying and approximation are arbitrary functions, and a realizable regime, where we require these operations to be implemented by ReLU neural networks. In both settings, adaptivity never hinders approximation performance. However, this advantage can change when one passes from the unrestricted regime to the realizable regime. We identify four distinct approximation scenarios, each witnessed by an explicit task family: (a) no advantage of adaptivity; (b) an advantage in the unrestricted regime that persists under ReLU realizability; (c) an advantage that arises only under realizability; and (d) an advantage that disappears under realizability. This demonstrates that representational constraints interact profoundly with the effect of adaptivity.
Anastasis Kratsios, A. Martina Neuman, Philipp Petersen
May 6, 2026cs.LG

AxMoE: Characterizing the Impact of Approximate Multipliers on Mixture-of-Experts DNN Architectures

Deep neural network (DNN) inference at the edge demands simultaneous improvements in accuracy, computational efficiency, and energy consumption. Approximate computing and Mixture-of-Experts (MoE) architectures have each been studied as independent routes towards efficient inference, the former by replacing exact arithmetic with low-power approximate multipliers, the latter by routing inputs through specialized expert sub-networks to enable conditional computation. However, their interaction remains entirely unexplored. This paper presents AxMoE, the first study of the impact of approximate multiplication on MoE DNN architectures. We evaluate three MoE variants: Hard MoE, Soft MoE, and Cluster MoE against dense baselines across three CNN architectures (ResNet-20, VGG11_bn, VGG19_bn) on CIFAR-100 and a Vision Transformer (ViT-Small) on Tiny ImageNet-200 dataset, using eight 8-bit signed multipliers (including one exact baseline) from the EvoApproxLib library. Results show that, without retraining, the Dense baseline is the most resilient topology across all CNN architectures, whereas on ViT-Small, all topologies degrade at comparable rates regardless of routing strategy. After approximate-aware retraining, recovery varies substantially across architectures, topologies, and multipliers. ResNet-20 achieves full recovery across the entire multiplier range, whereas VGG architectures recover at moderate multipliers but fail irreversibly at aggressive ones for all topologies except Cluster MoE on VGG11_bn; on ViT-Small, Hard MoE outperforms Dense under aggressive approximation at equal normalized inference cost. These results pave the way for future approximate MoE hardware-software co-design strategies.
Omkar B Shende, Marcello Traiola, Gayathri Ananthanarayanan
May 5, 2026cs.LG

Simultaneous CNN Approximation on Manifolds with Applications to Boundary Value Problems

This paper develops convolutional neural network (CNN) methods for simultaneous Sobolev approximation and elliptic boundary value problems on compact Riemannian manifolds. We prove approximation estimates for single- and multichannel CNNs, with rates governed by the intrinsic dimension and the smoothness gap. Motivated by elliptic stability, we propose a physics-informed CNN framework with a spectral boundary loss. The boundary residual is expanded in boundary Laplace--Beltrami eigenmodes and penalized by Sobolev trace weights, matching the natural H2s1/2(Md)\mathcal H^{2s-1/2}(\partial\mathcal M^d) trace norm for 2s2s-order elliptic problems. This avoids smooth auxiliary constructions for exact boundary enforcement and singular Sobolev--Slobodeckij double integrals, while allowing FFT-based or precomputed spectral implementations. We also derive an error decomposition separating approximation, generalization, and spectral truncation errors, showing that the proposed loss is aligned with localized fast-rate generalization analysis. Numerical experiments on the upper hemisphere and upper half-torus demonstrate improved accuracy, convergence, and stability over standard PINNs, with one to two orders of magnitude gains for high-frequency boundary data.
Hanfei Zhou, Lei Shi
May 5, 2026math.OC

Parametrizing Convex Sets Using Sublinear Neural Networks

We propose a neural parameterization of convex sets by learning sublinear (positively homogeneous and convex) functions. Our networks implicitly represent both the support and gauge functions of a convex body. We prove a universal approximation theorem for convex sets under this parametrization. Empirically, we demonstrate the method on shape optimization and inverse design tasks, achieving accurate reconstruction of target shapes.
Eloi Martinet
May 4, 2026cs.AI

Universal Smoothness via Bernstein Polynomials: A Constructive Approximation Approach for Activation Functions

The efficacy of deep neural networks is heavily reliant on the design of non-linear activation functions, yet existing approaches often struggle to balance optimization stability with computational efficiency. While piecewise linear functions offer inference speed, they suffer from optimization instability due to non-differentiability at the origin, whereas smooth counterparts typically incur significant computational overhead through their reliance on transcendental operations. To address these limitations, this paper proposes a general smoothing framework based on constructive approximation theory and introduces the Bernstein Linear Unit (BerLU). This novel activation function utilizes Bernstein polynomials to construct a differentiable quadratic transition region that effectively eliminates singularities while maintaining a piecewise linear structure. Theoretical analysis demonstrates that the proposed method guarantees strictly continuous differentiability and a non-expansive Lipschitz constant of one, which ensures stable gradient propagation and prevents the gradient explosion problems common in deep architectures. Comprehensive empirical evaluations across representative Vision Transformer and Convolutional Neural Network architectures confirm that this approach consistently outperforms state-of-the-art baselines on standard image classification benchmarks while delivering superior computational and memory efficiency.
Wentao Zhang, Yutong Zhang, Yifan Zhu +1
Apr 29, 2026stat.ML

Laplace Approximation for Bayesian Tensor Network Kernel Machines

Uncertainty estimation is essential for robust decision-making in the presence of ambiguous or out-of-distribution inputs. Gaussian Processes (GPs) are classical kernel-based models that offer principled uncertainty quantification and perform well on small- to medium-scale datasets. Alternatively, formulating the weight space learning problem under tensor network assumptions yields scalable tensor network kernel machines. However, these assumptions break Gaussianity, complicating standard probabilistic inference. This raises a fundamental question: how can tensor network kernel machines provide principled uncertainty estimates? We propose a novel Bayesian Tensor Network Kernel Machine (LA-TNKM) that employs a (linearized) Laplace approximation for Bayesian inference. A comprehensive set of numerical experiments shows that the proposed method consistently matches or surpasses Gaussian Processes and Bayesian Neural Networks (BNNs) across diverse UCI regression benchmarks, highlighting both its effectiveness and practical relevance.
Albert Saiapin, Kim Batselier
Apr 27, 2026cs.LG

Transformer Approximations from ReLUs

We provide a systematic recipe for translating ReLU approximation results to softmax attention mechanism. This recipe covers many common approximation targets. Importantly, it yields target-specific, economic resource bounds beyond universal approximation statements. We showcase the recipe on multiplication, reciprocal computation, and min/max primitives. These results provide new analytical tools for analyzing softmax transformer models.
Jerry Yao-Chieh Hu, Mingcheng Lu, Yi-Chen Lee +1
Apr 27, 2026cs.LG

Progressive Approximation in Deep Residual Networks: Theory and Validation

The Universal Approximation Theorem (UAT) guarantees universal function approximation but does not explain how residual models distribute approximation across layers. We reframe residual networks as a layer-wise approximation process that builds an approximation trajectory from input to target, and prove the existence of progressive trajectories where error decreases monotonically with depth. It reveals that residual networks can implement structured, step-by-step refinement rather than end-to-end (E2E) black-box mapping. Building on this, we propose Layer-wise Progressive Approximation (LPA), a theoretically grounded training principle that explicitly aligns each layer with its residual target to realize such trajectories. LPA is architecture-agnostic: we observe progressive behavior in residual FNNs, ResNets, and Transformers across tasks including complex surface fitting, image classification, and NLP with LLMs for generation and classification. Crucially, this enables ``train once, use NN models": a single network yields useful predictions at every depth, supporting efficient shallow inference without retraining. Our work unifies approximation theory with practical deep learning, providing a new lens on representation learning and a flexible framework for multi-depth deployment. The source code will be released unpon acceptance at https://(open_upon_acceptance).
Wei Wang, Xiao-Yong Wei, Qing Li
Apr 26, 2026cs.LG

Necessary and sufficient conditions for universality of Kolmogorov-Arnold networks

We analyze the universal approximation property of Kolmogorov-Arnold Networks (KANs) in terms of their edge functions. If these functions are all affine, then universality clearly fails. How many non-affine functions are needed, in addition to affine ones, to ensure universality? We show that a single one suffices. More precisely, we prove that deep KANs in which all edge functions are either affine or equal to a fixed continuous function σσ are dense in C(K)C(K) for every compact set KRnK\subset\mathbb{R}^n if and only if σσ is non-affine. In contrast, for KANs with exactly two hidden layers, universality holds if and only if σσ is nonpolynomial. We further show that the full class of affine functions is not required; it can be replaced by a finite set without affecting universality. In particular, in the nonpolynomial case, a fixed family of five affine functions suffices when the depth is arbitrary. More generally, for every continuous non-affine function σσ, there exists a finite affine family AσA_σ such that deep KANs with edge functions in Aσ{σ}A_σ\cup\{σ\} remain universal. We also prove that KANs with the spline-based edge parameterization introduced by Liu et al.~\cite{Liu2024} are universal approximators in the classical sense, even when the spline degree and knot sequence are fixed in advance.
Vugar Ismailov
Apr 23, 2026cs.RO

SLAM as a Stochastic Control Problem with Partial Information: Optimal Solutions and Rigorous Approximations

Simultaneous localization and mapping (SLAM) is a foundational state estimation problem in robotics in which a robot accurately constructs a map of its environment while also localizing itself within this construction. We study the active SLAM problem through the lens of optimal stochastic control, thereby recasting it as a decision-making problem under partial information. After reviewing several commonly studied models, we present a general stochastic control formulation of active SLAM together with a rigorous treatment of motion, sensing, and map representation. We introduce a new exploration stage cost that encodes the geometry of the state when evaluating information-gathering actions. This formulation, constructed as a nonstandard partially observable Markov decision process (POMDP), is then analyzed to derive rigorously justified approximate solutions that are near-optimal. To enable this analysis, the associated regularity conditions are studied under general assumptions that apply to a wide range of robotics applications. For a particular case, we conduct an extensive numerical study in which standard learning algorithms are used to learn near-optimal policies.
Ilir Gusija, Fady Alajaji, Serdar Yüksel
Apr 23, 2026cs.CV

Deep kernel video approximation for unsupervised action segmentation

This work focuses on per-video unsupervised action segmentation, which is of interest to applications where storing large datasets is either not possible, or nor permitted. We propose to segment videos by learning in deep kernel space, to approximate the underlying frame distribution, as closely as possible. To define this closeness metric between the original video distribution and its approximation, we rely on maximum mean discrepancy (MMD) which is a geometry-preserving metric in distribution space, and thus gives more reliable estimates. Moreover, unlike the commonly used optimal transport metric, MMD is both easier to optimize, and faster. We choose to use neural tangent kernels (NTKs) to define the kernel space where MMD operates, because of their improved descriptive power as opposed to fixed kernels. And, also, because NTKs sidestep the trivial solution, when jointly learning the inputs (video approximation) and the kernel function. Finally, we show competitive results when compared to state-of-the-art per-video methods, on six standard benchmarks. Additionally, our method has higher F1 scores than prior agglomerative work, when the number of segments is unknown.
Silvia L. Pintea, Jouke Dijkstra
Apr 22, 2026cs.LG

Layer-wise Geometric Approximation Rates for Deep Networks

Depth is widely viewed as a central contributor to the success of deep neural networks, whereas standard neural network approximation theory typically provides guarantees only for the final output and leaves the role of intermediate layers largely unclear. We address this gap by developing a quantitative framework in which depth admits a precise scale-dependent interpretation. Specifically, we design a single shared mixed-activation architecture of fixed width 2dN+d+22dN+d+2 and any prescribed finite depth such that each intermediate readout ΦΦ_\ell is itself an approximant to the target function ff. For fLp([0,1]d)f\in L^p([0,1]^d) with p[1,)p\in [1,\infty), the approximation error of ΦΦ_\ell is controlled by (2d+1)(2d+1) times the LpL^p modulus of continuity at the geometric scale NN^{-\ell} for all \ell. The estimate reduces to the geometric rate (2d+1)N(2d+1)N^{-\ell} if ff is 11-Lipschitz. Our network design is inspired by multigrade deep learning, where depth serves as a progressive refinement mechanism. For every prescribed terminal depth, the construction yields a finite nested family of prefix readouts whose earlier correction terms remain embedded in later readouts. Thus the approximation may be truncated within the prescribed depth range once the desired certified accuracy is reached.
Shijun Zhang, Zuowei Shen, Yuesheng Xu
Apr 9, 2026cs.LG

Approximation of the Basset force in the Maxey-Riley-Gatignol equations via universal differential equations

The Maxey-Riley-Gatignol equations (MaRGE) model the motion of spherical inertial particles in a fluid. They contain the Basset force, an integral term which models history effects due to the formation of wakes and boundary layer effects. This causes the force that acts on a particle to depend on its past trajectory and complicates the numerical solution of MaRGE. Therefore, the Basset force is often neglected, despite substantial evidence that it has both quantitative and qualitative impact on the movement patterns of modelled particles. Using the concept of universal differential equations, we propose an approximation of the history term via neural networks which approximates MaRGE by a system of ordinary differential equations that can be solved with standard numerical solvers like Runge-Kutta methods.
Finn Sommer, Vamika Rathi, Sebastian Goetschel +1