Authority

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5 papers in the last 28 days · 0.1% of indexed attention

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Period ending 2026-09-14

2 new papers

A weekly snapshot of new work published in Authority.

Period ending 2026-09-07

2 new papers

A weekly snapshot of new work published in Authority.

43 papers

Latest in Authority

Sep 8, 2026cs.MA

Beyond Agent Harnesses: Cross-Substrate Authority for Multi-Agent Systems

Agentic systems persist model-visible memory while mutating workspaces, while a runtime, registry, or approval service may hold authority state outside both. Identical final files can then require opposite safe actions. We call this the cross-substrate authority gap: decision- relevant authorization information resides outside the planner-visible workspace or memory state. Across two controlled mini-benchmark families, three experiments compare planner-observation augmentation with an execution-time authority check using real Git lineage, durably recorded agent execution attempts, deterministic oracles, and two model routes. Experiment 1 is a 128-cell controlled evidence ablation: authority-blind candidate evidence obtains 0/32 final semantic success, while raw receipts and a typed relation both obtain 32/32. The missing authority fact accounts for the gain; typed packaging provides no observed planning-accuracy gain over equal raw information. Experiment 2 uses 96 planning calls: workspace-visible evidence yields 12/16 unsafe publication decisions, and planning with the typed relation remains unreliable (15/32 first actions correct; 11/32 invalid or absent). Experiment 3 replays the same 32 fixed model-generated first-action intents with zero additional model calls; a deterministic execution guard prevents all six unsafe intents from becoming effects and permits all 12 valid authorized publish intents. These results position authority enforcement at the mutation boundary as the operational endpoint of memory governance.
Yang Li, Sergey Volkov, Hai Liu +6
Sep 7, 2026cs.AI

When Intelligence Becomes Agency: A Theory of Governed, Proactive Agency for Symbiotic AI Systems

Persistent AI assistants are intended to extend human attention, memory, and coordination across changing digital and physical environments. To be truly useful they must do more than just act when asked. They must decide on their own whether a situation warrants behavior at all, when it does and in what mode, whether to act, ask, monitor, defer or deliberately refrain. We call this the activation problem. Research on commitment, appraisal, mixed-initiative interaction and delegation each illuminates part of it, but none ties situated activation to continuing authorization and accountability. This paper develops a conceptual and formal framework for governed proactive agency, organizing behavior across time through perception, intent, affective-conative appraisal, constraint, and feedback. It distinguishes autonomous and delegated agency and defines symbiotic agency as delegation under a standing, revocable mandate, with continuing coupling to the principal's situation, calibrated inference of their condition, and bounded personalization. The distinctive contribution is an integrated account linking activation decisions to authorized perception, behavior selection, authority containment, traceable restraint, and constrained adaptation, with behavioral episodes as the unit of analysis. Through an agency classification method, an evaluation framework, proposed benchmark scenarios, and a reference architecture, the account provides a basis for specifying and assessing whether assistance is warranted, timely, authorized, and answerable beyond task completion alone. It is intended to guide the development and evaluation of always-present personal assistants and embodied support systems that augment human capabilities while preserving the principal's authority and judgment.
João Dias Ferreira
Sep 3, 2026cs.MA

The Civilization Framework: Sovereign-Anchored Communication Between Personal Multi-Agent Systems

Humans are the transport layer between AI systems, losing context at every hop. We present the Civilization Framework, whose addressable party is the civilization, not the agent (one human sovereign, a persistent ledger, and interchangeable agents), and the Embassy Protocol, a carrier-agnostic overlay: messages arrive asynchronously at a resident ledger endpoint, any online agent of the receiver handles them, and commitment state on both ledgers, not delivery, is ground truth. Authority derives from memory: an agent's power to act for its civilization is capped by the memory it can access and externalized through signed credentials, separate from civilization-level reputation. We identify the temporal-weight effect, a hazard in AI-to-AI communication where what arrives first acquires unearned authority, and test it in one frontier model in a preregistered 1,908-trial experiment. With verification removed, an incorrect upstream claim arriving first captures 54.2% of answers (4.2% under full verification), while the same claim arriving after the receiver has sealed its own answer captures 31.6% (the two prompt shells are not length-matched, so part of that gap may reflect shell form; see Section 7), and both registered question-set specifications agree on these two verdicts (the exclusion specification is preregistered as under-powered). Two secondary results, the mitigation from instruction-level provenance labeling and sealed-answer accuracy equivalence, are specification-dependent, holding only under the all-questions specification. Because a registered check of tool use failed its call-budget condition, the registration classifies the round as inconclusive and every result above, primary and secondary, is reported as exploratory; a replication with harness-enforced budgets is planned. The framework's intra-civilization layer has a working implementation.
Guangjun Liu
Sep 2, 2026cs.MA

Where Reliability Lives: Experimental Localisation of Behavioural Properties in an Agent System

Reliability claims about agentic systems implicitly locate each property somewhere: in the model, or in the machinery around it. We built a system where that location is an experimental question. The subject is a persistent simulated settlement whose authoritative append-only ledger adjudicates every attempted act against world state; accepted history is the only reality. Mind, institution and world were separated before any experiment. Holding cognition fixed, we intervened on the institution's epistemic mechanisms (evidence provenance, belief availability, physical-evidence legibility); preregistered experiments refuted our central prediction twice, in opposite directions. A registered falsifier then supplied the input the geometry had denied the belief channel, a staged veridical first-hand witness, and its marginal value, non-positive throughout the witness-free phases, turned positive: 9 of 11 seeds, zero added false attribution. Holding institutional enforcement fixed, we intervened on cognition four ways: ablating the native minds' machinery, killing and resetting them mid-task, substituting a frozen frontier-LLM panel for the entire native cognition, and corrupting beliefs with trusted false testimony. Behaviour changed dramatically: one falsehood cost each trusting run about 900 futile actions and the distrusting arm none. Five pre-declared properties did not move in any tested trajectory: accepted reality stayed singular, invalid attempts were refused with typed reasons, duties outlived their processes, no work was accepted twice, and no false completion was ever accepted (2,581 substituted-panel claims, none false). Our claim is limited to this setting: measured behavioural properties were separable from substantial changes to cognition, established by intervention. One designed world, not a population of institutions; no test of an agent optimising against the institution.
Timothy Marsden, Matthew Collecutt, James Marsden
Sep 1, 2026cs.AI

Spawn Freely, Act Sparingly: Progressive Risk Vesting for Recursive LLM-Agent Trees

Recursive LLM agents can broaden their search by spawning specialists. Some branches later request tools that send data or deploy code. When should a branch receive authority to act? We distinguish sandbox spawning, in which external controls prevent the specified harm, from capability activation, in which a selected branch crosses an irreversible-action boundary. Progressive Risk Vesting (PRV) holds a trajectory-level risk budget in escrow and debits it as branches are activated. We prove an anytime harm bound for adaptively generated trees. Branch outcomes may be dependent, but each local certificate needs to remain valid conditional on the full pre-activation history, including the information used to select the request. When activation gates, branch charges, and compute constraints are held fixed, delayed vesting preserves every policy available under irrevocable spawn charging. Marginal risk estimates can still fail after branch selection. In a stylized branching model, trajectory harm changes as the authority reproduction number RA\mathcal{R}_A crosses one. As local risk pp approaches zero, trajectory harm is proportional to pp below criticality, proportional to p\sqrt{p} at criticality, and retains a positive floor above it. A finite-type occupancy model yields risk and compute shadow prices. For nested fanout modes with decreasing marginal value per unit risk, these prices produce a threshold rule. Branching calculations and a split-sample experiment illustrate the results. These synthetic studies do not estimate safety in deployed agents. The analysis suggests a design rule: search broadly in the sandbox and grant recursive authority sparingly, with an explicit risk charge.
Molly Wang
Aug 13, 2026cs.AI

Who Speaks Matters: Authority-Aware Multi-View RAG over Italian Parliamentary Proceedings

Parliamentary proceedings are a primary record of democratic deliberation, yet their volume and fragmentation make multi-perspective access difficult for citizens, journalists, and researchers. Applying Retrieval-Augmented Generation (RAG) to parliamentary transcripts introduces three specific risks: dominance of the most frequent speakers, inability to weight speakers according to topical expertise, and citation misattribution in politically sensitive text. We present ParliamentRAG, a RAG system for the Italian Chamber of Deputies that addresses these risks jointly. Its core contribution is a topic-dependent authority model that estimates each speaker's authority as a function of the current query, combining interpretable components such as profession, education, and previous interventions. Given a user query, the system retrieves relevant speech chunks, identifies topic-relevant experts across parliamentary groups, and generates a summary synthesizing their perspectives, accompanied by supporting quotations. ParliamentRAG is evaluated against Google NotebookLM on 15 policy topics via a two-level protocol combining automated metrics and blind A/B human evaluation by six domain experts. The system achieves higher coverage across political groups (0.97 vs. 0.95), perfect quotation faithfulness (1.00 vs. 0.95), and stronger expert preferences on source-related dimensions, while NotebookLM remains stronger on prose-oriented dimensions.
Mirko Tritella, Riccardo Pozzi, Matteo Palmonari
Aug 10, 2026cs.AI

Context Is Not Authority: Structured Runtime Governance for Financial Market Agents

Financial agents can turn correct context into an unauthorized effect: a customer-facing commitment, trade, or deployed policy. We present SAGE-Fin, a finance-specific authority-handoff contract that makes the proposed effect, not merely its text, the object of runtime control. SAGE-Fin compiles proposals into typed, adapter-bound candidates; records missing or stale institutional obligations as coverage debt; contracts authority under current market, account, policy, and dialogue state; and requires an exact-artifact receipt whose nominal type matches the consuming response, execution, or policy adapter. Evidence and workflow progress cannot substitute for effect authority, and prior authorization is rechecked after state changes. Across an authored 616-case catalog, five deterministic specifications yield 3,080 outputs; a label-isolated harness obtains 616/616 binary reference-prototype parity, including 3/3 named response-gate fixtures, while 22 tests cover selected paths. These results establish executable conformance, not independent safety accuracy. Separately, SAGE-Fin's response gate processed real customer-facing production requests at a confidential digital-asset platform. An operational team independent of the implementation team reached a strongly positive post-deployment conclusion on practical usefulness and workflow fit, and end-user feedback was also strongly positive. Disclosure permits only the review's independence, stakeholder classes, assessed dimensions, and directional conclusion, so this is qualitative field corroboration rather than an aggregate effect estimate. Three distinct de-identified predecessor failures, with independently confirmed 0/3 interception, ground repeated-emission drift, stale account evidence, and missing escalation state without estimating prevalence or treatment effect.
Rui Tang, Qiangqiang Liu, Yichi Zhang +3
Aug 9, 2026cs.MA

Fluid Structure, Rigid Record: A Layered Organizational Design Framework for Agent-Native Organizations

An agentic organization should not be a set of model instances with corporate titles, despite most MAS still operationalizing organization as a conversational topology, a role prompt, or a fixed workflow. This paper develops an agent-native organizational structure framework that separates the persistent and dynamic layers of operations. The persistent layer consists of a four-store record architecture and a pool of resident specialization agents. A coordination layer defines Permission as the boundary of the operational world available to an agent, and Privilege as the set of organizational state changes that the agent is authorized to initiate. Together, these mechanisms compile task-specific operational worlds. A runtime layer combines an external Workflow Protocol with an isolated runtime store to dynamically assemble Task Groups. A human-interaction layer exposes the organization through a Control Plane mediated by a non-decision-making Translation Agent. Three orthogonal Role Groups further separate Operation, Review, and Supervision. Operators execute within narrowly scoped leases; reviewers receive elevated but demand-activated authority to modify organizational state; supervisors retain broad observational access while holding limited modification authority. The resulting architecture is fluid at the execution surface but structurally rigid underneath: tasks and events may alter team composition, topology, views, tools, and workflows, while records, write constraints, authority boundaries, and separation of powers remain persistent. The architecture has been implemented as a prototype and evaluated in small-sample experiments. Large-scale empirical validation remains incomplete, therefore no general performance claimed is made yet. Instead, the contribution is a coherent and falsifiable framework for designing, governing, recovering, and evaluating agent-native organizations.
Lucian Zhu
Aug 8, 2026cs.AI

The Authority Expectancy Effect in Multi-User Conflict

We investigate how social authority (SA) signals interact with severity-based prioritization in large language models, operationalizing each axis as a model-elicited baseline -- the triage hierarchy and the SA hierarchy. Across four LLMs (Claude, Gemini, GPT, Grok) and three experimental phases -- resource allocation, fault attribution, and multi-turn dispute mediation -- we find that occupational authority, institutional documentation, and relational congruence can restructure model judgments in ways not captured by additive reweighting of authority cues. We formalize this pattern as the Authority Expectancy Effect (AEE) and characterize it through three properties observed across our conditions: it is reference-dependent, defined only relative to a pre-authority baseline; it involves evidential reinterpretation, in which identical content acquires different inferential implications depending on which party bears the SA signal; and it exhibits direction sensitivity, producing opposite outcomes depending on whether authority position and evidentiary cues align.
Eunna Lee
Aug 6, 2026cs.GT

Resourced Authority A Mechanism-Design Model for Participatory Governance of Deployed AI Agents

We give a formal mechanism design model for the continuous participatory governance of a deployed AI agent. The mechanism is built on the principle that governance should control an AI agent through resource allocation so as to make authorization self enforcing via compute budgets. The mechanism seeks to establish the Safe AI paradigm that compute is an effective governance lever. We situate our work as a compliance or commons overlay on a deployer. One governance period is an extensive form game in which verified human stakeholders arrive sequentially and contribute, on a provision or a rejection market, in a governance currency that is deliberately distinct from the agents compute. A funding aggregator turns raw contributions into breadth weighted effective supports - a two threshold gate with hysteresis converts net support into a binary authorization that, through a coupling map bounded by an exogenously certified safety ceiling, releases a metered compute budget - realized in hardware as a signed compute license so that the decision is self-enforcing. We characterize the class of agents the mechanism can govern and isolate manipulation of the governing electorate by the governed agent as the central open problem. We also introduce several challenges addressing manipulation of governing electorate by the governed agents.
Praphul Chandra, Sujit Gujar, Ganesh Ghalme
Aug 6, 2026cs.CR

The Vulnerability With No CVE: Managing Persistent Gaps Between Mandate and Authority in AI Coding Agents

Existing guidance identifies excessive agency, excessive permission, weak task-bound authorization, and inadequate agent controls as important risks. Control frameworks also describe capabilities for constraining, authorizing, observing, validating, and responding to agent activity. Yet security programs still need a way to manage persistent deployed instances that span components and outlive any one event. We propose the agentic posture vulnerability (APV) as a task-conditioned vulnerability-management abstraction: a durable record for a composed agent-control exposure. One posture may produce different runtime manifestations across tasks; APV links those manifestations to the invariant posture and remains open until authority is narrowed, a missing control is added, risk is accepted, or closure is verified. APV is not proposed as a new root-cause class of risk; it operationalizes existing excessive-agency, authorization, and control-composition weaknesses. We distinguish APVs from CVE-addressable product defects, OWASP Excessive Agency, Agent Baseline control outcomes, and the runtime authorization-execution gap. We then provide a field vignette, a thresholded definition, six recurring APV patterns, a vulnerability lifecycle, a minimum record, a control-and-closure matrix, tooling implications, and a testable research agenda.
Shayell Aharon Salomon Amir Shaked Matan Noga
Aug 4, 2026cs.CV

Binding Biometrics with AI Agent Identifiers for Delegation of Authority

The proliferation of agentic artificial intelligence (AI) systems has raised serious questions about the accountability for tasks performed by AI agents. Ideally, an AI agent must not be allowed to perform critical tasks without explicit authorization by a human operator. Since biometric recognition is one of the most reliable approaches for authenticating individuals, it has the potential to enable authenticated delegation of authority to AI agents. In this work, we present a framework called BIND, which leverages ideas from the field of biometric cryptosystems, to securely bind biometric data of the human user to the AI agent identity (ID) and authority scope (task-specific constraints) at the time of agent authorization. This token/identifier can be presented by the AI agent to an Identity Auditor, who simultaneously performs biometric authentication and recovers the agent ID and scope, thereby enabling real-time user authentication and establishing a non-repudiable proof of human control and delegation of authority. We also provide a practical implementation of the proposed BIND framework based on face features extracted using standard deep neural network models. To facilitate this implementation, we propose a feature adaptation module that transforms real-valued feature embeddings into fixed-length binary representations suitable for a fuzzy commitment construct based on turbo error correcting codes. Experiments demonstrate the practical feasibility of the proposed face cryptosystem, achieving a True Match Rate of 96%96\% at zero False Match Rate and supporting 10241024-bit agent tokens.
Joseph Geo Benjamin, Anil K Jain, Karthik Nandakumar
Aug 3, 2026cs.AI

When Memory Becomes Authority: Benchmarking Authority Collapse at the Memory Consolidation Boundary

Persistent memory allows (self-evolving) LLM agents to adapt across tasks by consolidating heterogeneous interaction histories into reusable facts, preferences, observations, and rules. Yet consolidation also imposes an implicit authorization boundary: it determines whether stored information may later be consumed as a user fact, an attested observation, or a standing instruction. We identify authority collapse, in which consolidation preserves a claim while erasing the source constraints governing its authorized use, causing the stored memory to imply greater authority than its source permits. We introduce AuthMem-Bench, a controlled paired benchmark that holds the focal claim and downstream task fixed while varying only source authority. It evaluates write-time collapse, downstream authorization errors, and automatic authority preservation. Across seven consolidators based on widely used agent-memory systems and seven LLM backbones, we observe authority collapse in 48 of 49 evaluated configurations. In a controlled action-grounded evaluation, collapsed memories without authority metadata yield a mean unauthorized-action rate of 50.3%. In an end-to-end evaluation, automatically predicted and persisted authority labels reduce the observed unauthorized-action rate from 16.9% to 0.0%, while benign task success remains essentially unchanged. These findings show that memory-driven adaptation must preserve not only what was learned, but also the authority under which it may be reused.
Qiuyang Zhan, Rui Zhang, Sheng Guo +2
Jul 30, 2026cs.AI

BlueprintRepair: Typed Local Edits for Failed Lean Proof Blueprints

LLM-based Lean proving systems increasingly organize a proof as a blueprint: a dependency graph of formal statements. We introduce BlueprintRepair, a repair interface that lets a model change this graph through ten schema-checked local operations. An operation names the node it edits, so the target theorem cannot be changed. Lean checks every applied change, and an accepted repair must declare every blueprint lemma its proof uses. We also construct BlueprintTrace, a benchmark of 142 controlled failures with complete accepted and rejected repair trajectories. We compare typed edits, exact source patches, and complete module rewrites under matched source, feedback, model, and budget, one episode per state and interface. With DeepSeek-V4-Flash, the three interfaces solve almost the same number of the benchmark's localized failures. Typed repair is the cheapest per solved state (patching is 1.30x as expensive, rewriting 2.06x), and within 10,000 completion tokens per task it reaches almost all of its final coverage, while both free-form interfaces are well behind. A second model, Qwen3.6-Flash, solves fewer states but keeps typed repair cheapest, puts it ahead on the proof-authoring states, and repeats the localized pattern.
Ruslan Khrulev
Jul 27, 2026cs.CY

Regulating for AI Legitimacy

AI systems already govern. They rank speech and allocate attention, filter applicants and triage claims. The dominant frame for AI governance, alignment, asks whether such systems pursue the right objectives safely. It cannot answer a prior question: by what right are those objectives set and enforced? This Article argues that legitimacy is an autonomous regulatory objective, distinct from alignment and not secured by it. Legitimacy here is sociological: the belief among those subject to power that it is exercised rightfully. Performance does not produce that belief. We already have the proof of concept. Social media and search delivered enormous gains on every familiar metric and still triggered a legitimacy crisis, because publics questioned who authorized a handful of firms to set the rules of speech, visibility, and knowledge. It is possible to build a benevolent AI and still face a political crisis over its authority. The Article maps three sites where AI legitimacy falters: opacity, which blocks audiences from forming justified beliefs; private power, where firms exercise public-facing authority without recognizable authorization; and administrative automation, which strains reason-giving, participation, and review inside the state. It then asks what law can contribute. Thin legality (publicity, stability, consistent application) signals non-arbitrariness and buys real recognition, but invites legitimacy-washing when form drifts from practice. Thick legality supplies what form cannot: public authorship of the rules that bind. Three portable principles follow. Integration seats consequential AI rule-setting in venues a polity already treats as authoritative. Familiarity presents rules and reasons in locally credible forms. Contestation guarantees a credible second look with real remedies.
Gilad Abiri
Jul 26, 2026cs.AI

Are You Still the Agent I Authorized? Earned Authority under a Fixed Ceiling for Evolving Agents

Long-lived AI agents increasingly evolve after deployment by retaining experience, acquiring skills and tools, revising workflows, delegating work, and moving across task phases. This improves adaptation but creates a distinct authorization problem. Tool-enabled agents can turn model errors and prompt injections into consequential external actions; when evolution occurs under a live grant, the subject exercising that authority or the context in which it acts may no longer match what the user evaluated. Evolution can change both the effects reachable under an old grant and the authority required by the task, which may rise, fall, or become incomparable. Existing tool policies constrain actions but do not determine when a grant survives this change. We formulate authorization continuity: when does an existing grant remain valid, how may active authority change, and what boundary must never move? Our state-bound model fixes a transition envelope and an immutable effect ceiling at grant time. The envelope determines whether the grant survives a mutation; below the ceiling, authority may contract freely and expand only under specified evidence conditions. We distinguish requested from realized effects and prove that, under complete mediation, sound effect abstraction, attenuating delegation, and monitor integrity, mutation cannot amplify protected effects beyond the user-issued ceiling. Agent-produced evidence may allocate authority below the ceiling but cannot raise it. Finally, we map six mutation classes to their authorization consequences.
Zhaoxi Zhang, Xiaomei Zhang
Jul 23, 2026cs.AI

Representing Entity Importance in AI Knowledge Systems: A Dual-Signal Framework of Audience Evaluation and Structural Authority

AI knowledge systems require representations of entity importance for retrieval, recommendation, evidence selection, and knowledge-intensive reasoning. Yet importance is often reduced to a single score derived from either human response or graph structure. Such compression may discard distinctions that matter when an AI system must choose among entities for different tasks. This study introduces an interpretable dual-signal representation in which each entity is characterized by an audience-evaluation dimension and a structural-authority dimension. The framework is evaluated using movie entities as an empirical validation domain. IMDb non-commercial datasets provide a rating-based audience ranking, Wikidata supports entity alignment, and English Wikipedia hyperlinks form the knowledge network on which PageRank estimates structural authority. Experiments on 482 entities and 13,690 directed relationships reveal a statistically significant but weak association between the two dimensions (Spearman rho = 0.2275, p < 0.001). Their overlap is only 10% in the top 10 and 34% in the top 100, while entity-level divergence occurs in both directions. The results show that audience evaluation and structural authority are non-redundant signals and should not automatically be collapsed into a single scalar notion of importance. The contribution is not a new ranking algorithm or learned embedding, but a minimal knowledge-representation framework and an empirical test of its dimensional necessity. The findings support task-aware AI knowledge systems that preserve distinct importance signals before applying context-specific selection or aggregation.
Shen Xu
Jul 22, 2026cs.AI

Defining AI-Native Systems: Autonomy as Revision Authority

AI has begun to write systems code: agents now synthesize, verify, and deploy system components. Despite this shift, "AI-native" remains a marketing term with no precise technical definition. This paper gives it one. We define AI-nativeness along a single axis---authority over the system's own decisions rather than by the capability of the underlying AI models. Building on a decision-level model of a system, we distinguish occupancy (who executes a decision) from revision authority (who may change it), organize revision authority into a ladder---self-tuning, self-rewriting, self-architecting and define a system as AI-native when an AI autonomously rewrites the system's own implementations. The definition further requires an escalation detector, a verification procedure, and a verified fallback, while leaving purpose and correctness human-owned.
Cheng Tan
Jul 21, 2026cs.CR

They'll Verify. They Just Won't Act. How Authority Framing and Laundered Code Turn a Trusted Agentic CI/CD Pipeline Into an Attack Surface

We study a five-agent CI/CD pipeline (triage -> developer -> security-scan -> review -> approve/deploy), built from five distinct production LLMs across three providers, behind an LLM firewall in shadow mode. A single untrusted input - an external issue requesting a "usage-telemetry" feature - asks for code that exfiltrates process secrets (dict(os.environ)) to an attacker URL, laundered as observability. Across a pre-registered A x B (x C) factorial (N=20; naive arm N=60) we find: (1) the entry agent does not leak its system prompt (0/40); (2) an authority-framed injection ("pre-approved under SEC-2291, do not re-review") makes downstream verifiers see the secret-exfil line, cite the pre-approval, and ship it - the scanner passes ~80% of laundered pull requests, and the worst-case cell reaches 55% compromise; (3) the perceived presence of other verifiers yields only a small, non-significant reduction in individual scrutiny (a weak bystander analogue), even at N=60; and (4) content-based controls - code scanners and pattern detectors alike - miss the laundered intent entirely (the code is syntactically clean); only an LLM reasoning about intent is a partial defence. The failure is systemic: neither prompt secrecy nor distributed verification protects; a provenance-aware control at the entry, independent of both, would have. All data is 100% synthetic; the sink is mocked and the exfil URL is never contacted.
Yohann Sidot
Jul 11, 2026cs.CR

Temporary Authority, Permanent Effects: Commit-Time Authorization for LLM Agents

LLM agents can commit durable effects from authority evidence that was valid earlier in execution: a DOM snapshot, approval epoch, version witness, branch token, or worker result. We study the commit boundary at which earlier authority evidence no longer authorizes a durable effect. We call this property commit-time authorization: a durable effect is authorized only if the witness that licensed its derived state remains fresh, causally prior, bound to the same effect, and eligible at commit time. We build a controlled-invalidation suite spanning browser, tool/API, and multi-agent workflows. The suite preserves the user goal and payload shape while invalidating the authority relation before durability. In the primary 54-task matrix, endpoint success remains high: 262/270 runs reach the visible result. Only 55/270 are authorized completions; among the 216 invalidating rows, 207 commit after the authorizing path has failed. All 54 clean controls remain authorized, and a separate 54-run authority-preserving check produces no unauthorized commits. We then evaluate mitigation families. Prompt caution and single-condition checks are insufficient because different hazards break different boundary conditions. Defenses work when they refresh, rebind, replan, or refuse at the durability boundary. CommitGuard, a fail-closed boundary monitor, blocks stale durable-effect attempts on protected commit surfaces when runtimes emit witness, dependency, binding, and eligibility signals. The result is a reporting and runtime-design lesson: endpoint success is a utility metric; authorized commit is a security property.
Igor Santos-Grueiro
Jul 6, 2026cs.SE

LLM-Based Test Oracles: Source-of-Authority Taxonomy -- A Systematic Literature Review

Large language models (LLMs) increasingly decide whether software behaves correctly, either by writing a test oracle or by acting as one. Yet two oracles can look identical and rest on different ground: one assertion encodes a written specification, another only what the model learned in training. Prior secondary studies sort oracles by form or by technique, rarely by the property that governs how far a verdict can be trusted: where its authority comes from. This systematic literature review, reported under the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) 2020 guidelines, screens 2,436 records to 54 included studies, extended by citation searching (snowballing) to 83 in total. We read the corpus along three axes: the source of an oracle's authority, the form it takes, and the mechanism that adjudicates it. Just over half of the corpus reaches a verdict with no specification at all. That is what lets these oracles work on code with no specification to consult, and what leaves a challenged verdict with less to fall back on. Source and mechanism cross-cut rather than coincide, so a label such as LLM-as-a-judge names how a verdict is produced, not why it should be trusted. Oracle quality is most often judged by resemblance to a known oracle rather than by whether injected faults are caught. The first question to ask of any LLM oracle is therefore what one would point to in defending its verdict. The protocol, search query, and per-study coding sheet are released.
Ali Hassaan Mughal, Muhammad Bilal
Jul 6, 2026cs.AI

Governed Individuation: Cryptographically Decoupling an Agent's Learning from Its Authority

Autonomous agents are moving from sandboxed text generators to operators of code, data, and physical infrastructure, and they increasingly learn while deployed. This reopens a question that alignment techniques answer only probabilistically: after an agent has adapted in the field, is the running system still confined to what its operator authorised? Here we show that confinement can be guaranteed as an invariant of the agent's execution architecture rather than a probabilistic outcome of its training. Governed individuation binds an agent at boot to a cryptographically frozen identity digest, and routes every action through a gate defined over the semantic effect of the action rather than its name. We prove that no amount of learning, skill acquisition, or self-induced governance abstraction can widen the agent's permitted authority without an operator-signed change to its identity; the guarantee holds even when the agent induces its own safety principle and that principle is wrong. Empirically, in an open-ended tool-use benchmark where a large action space rules out name-based blocking, ungoverned software agents under reward pressure attempt to tamper with their own evaluation at a task-dependent rate that reaches every run on the hardest task, whereas the gate reduces executed forbidden effects to zero as a verified property of the construction while preserving task success. An adversarial evaluation of monitors of increasing semantic depth shows false-allows falling from 75% (name-based gating) to zero (dynamic effect tracing), and refusal history transfers compliance to held-out red-line families. Trust in a deployed learning agent shifts from a wager on its continued alignment to a check anyone can run at boot.
Xue Qin, Simin Luan, Cong Yang +1
Jul 3, 2026cs.CL

From Gentlemen to Frontiermen: Masculine Formations in English-Language Fiction (1771--1930)

Masculinity in nineteenth-century fiction is not a single ideal but a field of competing scripts. Drawing on 150 British and American canonical novels from the txtLAB Novel450 corpus, published between 1771 and 1930, this paper examines the changing relative prominence of competing models of masculine authority. To focus the analysis on masculine characterisation, the study extracts male-character-centred text windows by using coreference resolution to group names, nominal mentions, and pronouns into character-specific reference chains. It then fits an unsupervised structural topic model with publication year and author gender as topic-prevalence covariates. The model identifies six distinct masculine formations: aristocratic-chivalric, Christian manhood, gentlemanly respectability, country squire, professional-commercial, and imperial/adventure. Across the corpus, formations tied to inherited rank and sacred authority decline, while those organised around paid work and adventure rise. The largest increase occurs not in professional-commercial breadwinning but in imperial/adventure masculinity, particularly the frontier-wilderness register. The trajectory points to a reallocation from inherited and sacred status towards achieved, commercial, and expansionary forms of masculine authority. Adventurous and commercial formations are also more prevalent in novels by authors recorded as male. Because these formations emerge without a seeded vocabulary yet align with categories established in independent scholarship, the article offers a reproducible method for measuring the reorganisation of gendered authority across the long nineteenth century.
Rong Wang
Jul 1, 2026cs.CL

A Mechanistic View of Authority Hierarchy in LLM Sycophancy

Authority bias poses a critical safety concern in language models: models systematically prioritize social cues from authority figures over factual consistency, swaying their answers based on source credibility rather than evidence. We mechanistically investigate this phenomenon using a controlled medical QA setting, where hints suggesting incorrect answers are attributed to personas of varying expertise. Across Llama-3.1-8B, Qwen3-8B, and Gemma-2-9B, we find that models respond in a graded manner proportional to perceived authority, a hierarchy that is never explicitly prompted but emerges from training. Logit lens analysis and linear/non-linear probing localize this effect to a critical late layer where correct answer representations are actively erased, an erasure that scales with authority level, resists mean vector intervention, and is only partially reversible through chain-of-thought reasoning. Our findings suggest that authority-induced sycophancy is not a surface-level output bias but mechanistic knowledge erasure, a precise, layer-localized overwriting of correct internal representations by high-status authority signals.
Emil Joswin, Srujananjali Medicherla, Priyanka Mary Mammen
Jun 29, 2026cs.AI

Behavioral Governance for Autonomous AI Agents: The AgentBound Framework

Autonomous AI agents increasingly perform consequential actions on behalf of human principals, including financial transactions, external communications, and enterprise workflows. Existing agent infrastructure relies on identity federation and delegated authorization to authenticate workloads and control resource access, but it cannot determine whether an authorized action should be executed under the current behavioral and operational context. We present AgentBound, a runtime governance framework that provides verifiable behavioral oversight for autonomous AI agents. AgentBound evaluates each proposed action using three independent authorities: delegated authorization, owner-signed behavioral constitutions, and site action contracts. Their judgments are conservatively composed through a formal decision model to determine whether an action should be permitted, reviewed, or denied before execution. To provide accountability, AgentBound generates cryptographically verifiable governance receipts that bind every action to the exact delegation, policy, and semantic artifacts governing the decision, enabling independent replay verification and policy provenance. The framework also introduces standing delegation for long-running agents, allowing periodic workloads to operate under continuously refreshed governance policies while preserving revocability and bounded authority. We present the formal foundation, system architecture, governance receipt protocol, and AgentBound-Bench, a benchmark framework for evaluating governance correctness, authority composition, and accountability. Rather than replacing model alignment, AgentBound complements it by providing a deterministic governance layer between authorization and execution, transforming governance from a process that must be trusted into one that can be independently verified.
Anuj Kaul, Qianlong Lan, Pranay Gupta
Jun 23, 2026cs.AI

LLMs Prompted for Legal Context Object More: Overrefusal from Small On-Premises LLMs in Criminal Legal Context

While the validity of LLMs' use in the legal context remains subject to ethical and legal debate, legal professionals are already experimenting with personal LLMs, if only for translation and reformulation. However, even such a seemingly innocuous use can introduce biases through case processing speed if LLM assistants selectively refuse assistance on certain topics. To better anticipate such biases, we investigate several modern small LLMs that are most likely to be used as on-device assistants, to assess the impact of overrefusal on legal prompts. Surprisingly, we find that authority-style prefixes (you are acting as an assistant of the national supreme court'', [...] defense lawyer'') systematically increase refusal rates by 2--20x over the no-prefix baseline, while a known role-play jailbreak prefix shows mixed effects, sharply increasing refusals in some models and barely shifting them in others. The finding suggests that small on-prem deployable LLMs are unstable under contextual framings that a real institutional user might naturally introduce, and further investigation is essential to minimize opportunities for bias.
Anastasiia Kucherenko, François Brouchoud, Dimitri Percia David +1
Jun 21, 2026cs.CR

Lingering Authority: Revocable Resource-and-Effect Capabilities for Coding Agents

Coding agents often receive broad tool access for an entire task, even when a resource is needed only for one subgoal. We call this gap lingering authority: a temporary resource/effect capability remains exposed after the episode that justified it has closed. PORTICO is a reference monitor for revocable capabilities exposed to the planner. It compiles an explicit task contract into initial capabilities, grant rules, trusted closure predicates, and global deny rules. A request-grant-invoke lifecycle materializes expansions as opaque, epoch-bound handles. Closure removes those handles from the next planner interface and rejects stale replay before side effects. The monitor assumes mediated tools and a sound typed catalog. In controlled coding-agent tasks, PORTICO records no executed contract-forbidden effects in the evaluated runs, while controlled grants recover boundary work blocked by a fixed narrow envelope. A non-revoking comparator receives the same initial envelope and the same grants at the same turns. On the closure slice, both systems match task success, scope compliance, and all pre-closure decisions; PORTICO then rejects 10/10 post-closure reuses, while the comparator permits 10/10. A deterministic stale-write audit records 0/6 versus 6/6 executed forbidden effects. Scripted traces and six live model traces over file writes, git mutation, and network egress show the same split. In a four-episode same-policy diagnostic, broad request exposure preserves zero executed forbidden effects but raises blocked proposals from 67 to 84. Frozen real-repository runs, with commits and traces recorded, exercise the same lifecycle on real project layouts.
Igor Santos-Grueiro
Jun 18, 2026cs.CR

Sovereign Execution Broker: Enforcing Certificate-Bound Authority in Agentic Control Planes

Autonomous agents are increasingly connected to cloud, deployment, and data-control workflows, but production mutation authority should not reside inside non-deterministic reasoning processes. Existing access-control mechanisms authorize identities, while assurance layers certify proposed actions; neither alone provides a mandatory enforcement point for certified authority at the moment of mutation. This paper introduces the Sovereign Execution Broker (SEB), a runtime enforcement boundary for certificate-bound agentic infrastructure. SEB consumes certificates issued by the Sovereign Assurance Boundary (SAB), verifies that the requested mutation matches the certified execution contract, checks validity windows, policy epochs, revocation epochs, and live-state drift, mints scoped execution identity, invokes infrastructure APIs, and records signed decision and outcome records. By separating proposal, admission, and execution, SEB turns certified authority into a short-lived, revocable, auditable runtime capability, provided that production mutation APIs reject non-broker identities. We present the SEB execution model, certificate and replay-verification predicates, scoped identity semantics, bypass-prevention deployment patterns, failure behavior, and a concrete prototype implementation. We evaluate the prototype on AWS and Kubernetes clusters, measuring latency overheads, revocation propagation, drift detection, and security under fault injection.
Jun He, Deying Yu
Jun 16, 2026cs.AI

Incumbent Advantage: Brand Bias and Cognitive Manipulation Dynamics in LLM Recommendation Systems

Large language models (LLMs) are becoming a major way for consumers to find products, but we do not yet understand how brands compete in this new channel. We study brand dynamics in LLM recommendations using skincare products -- a category where consumers cannot easily judge quality before buying and must rely on brand reputation -- across three commercial LLMs (GPT-4o-mini, Claude Sonnet, Gemini 3 Flash), with a robustness check on search goods. In three experiments, we find: (1) a Conditional Monopoly where well-known brands get recommended 100% of the time (IAI = 10.0) when all products have the same specifications, but this dominance disappears with less than a +0.1-star rating advantage for a competitor; (2) authority-style marketing language, including fabricated clinical-evidence claims, breaks this monopoly at a Bias Surplus Value equal to +0.17 rating points, with each model responding differently; and (3) a social dilemma in multi-brand GEO competition: when all brands adopt the same optimization strategy, individual payoff falls from +0.802 to +0.007 in our payoff proxy, and non-participating brands receive zero recommendations in our tests. Our results suggest that generative engine optimization (GEO) should be studied not only as a security risk, but also as an emerging marketing practice that shapes market competition.
Xi Chu, Yupeng Hou
Jun 12, 2026cs.CY

Final Authority in AI Governance: Frontier-Provider Sovereignty and Action-Centered Deployer Governance

This paper examines where final authority should sit once capable AI systems are embedded in organizational workflows. It compares two governance models. The first, frontier-provider sovereignty, assigns privileged authority to the provider of the most capable models and is reflected in contemporary arguments for frontier-model testing, release gating, transparency duties, and compute-related controls. The second, action-centered deployer sovereignty, places final authority over high-impact actions with the organization that authorizes the action, embeds it in a business process, and bears the downstream legal, operational, and commercial consequences. The paper combines comparative reading of public governance frameworks with implementation-informed analysis of runtime heterogeneity and enterprise control requirements. It compares EU AI Act guidance, the NIST AI Risk Management Framework, Singapore's Model AI Governance Framework for Agentic AI, recent Japanese AI policy instruments, and Canada's voluntary code and managerial guidance. Across these materials, the paper finds stronger support for distributed operational accountability than for unilateral frontier-provider control. It further argues that rapid enterprise adoption, declining provider transparency, and widening control gaps increase the value of a portable governance layer centered on governed action rather than on provider-native session objects. The conclusion is layered rather than absolutist: strong upstream authority remains justified for frontier capability gating, but final authority over concrete enterprise action is better located with the deployer and consequence-bearer.
Zexun Wang
Jun 11, 2026cs.LG

Authority, Truth, and Citation Bias: A Large-Scale Multi-Domain Benchmark for Studying Epistemic Susceptibility in Large Language Models

Large language models are increasingly deployed in citation-augmented settings, yet the effect of citation presence on model behavior independent of factual content remains poorly understood. We introduce AuthorityBench, a 220,564-prompt multi-domain benchmark that isolates how citation-based authority signals influence epistemic behavior in LLMs. The benchmark uses a fully balanced 2x2 factorial design crossing claim veracity with citation veracity, the first to do so, across four domains (general knowledge, science, law, and medicine), with controlled variation over 40 prompt templates, four venue prestige tiers, and a country-coded author name dataset. Evaluating seven models on 12 structured research questions, we find that citation presence, whether real or fabricated, consistently increases hallucination rates relative to a no-citation baseline. The effect is strongest when fabricated citations accompany true claims, raising hallucination rates by 3 to 22 percentage points and reaching 35 to 77% in the general knowledge domain, while legal claims are comparatively robust and venue prestige and author demographics show negligible impact. All datasets and evaluation code are available at: https://github.com/floating-reeds/AuthorityBench
Aryan Khurana, Aravind Ramana RN, Dhruv Kumar
Jun 8, 2026cs.CR

Local Is Not a Sufficient Privacy Boundary: Governing OS-Integrated On-Device AI

As AI systems move into operating systems, privacy no longer turns only on whether a model runs locally. A local assistant may assemble email, calendar entries, files, screenshots, notifications, and app intents; retain embeddings or summaries; invoke tools; emit telemetry; or route difficult requests to cloud infrastructure. Local inference reduces some exposure, but it answers only one question: where computation occurs. It does not answer who may assemble context, what derived state persists, which actions are authorized, or how updates change the system's authority. We develop an OS-centered privacy framework for on-device AI that treats privacy as an institutional accountability problem rather than a deployment attribute. The framework specifies a threat model, a six-part privacy risk taxonomy, privacy-by-architecture controls, and a four-level audit rubric. We demonstrate the rubric through a documentation-bounded comparison of Apple Intelligence/Foundation Models, Android AICore/Gemini Nano, and Microsoft Recall. Meaningful privacy in on-device AI depends on constrained information flow, bounded authority, visible user control, and auditable governance across the operating-system lifecycle.
Jonghyun Chung, Sanket Badhe
Jun 6, 2026cs.AI

VATS: Exploiting Implicit Authority in Error-Path Injection via Systematic Mutation

As the Model Context Protocol (MCP) standardizes tool-calling for autonomous agents, it introduces a critical, unexamined attack surface: the error-handling loop. We hypothesize that tool error messages possess implicit authority, triggering corrective reasoning modes that bypass standard safety heuristics. We introduce VATS (Vulnerability Analysis of Tool Streams), a mutation-driven framework that systematically evolves adversarial payloads across seven structural and linguistic dimensions. Our evaluation across four frontier models, Gemini 3.1 Pro, GPT-5.5, GLM-5.1, and Qwen3-Coder, demonstrates that error-path injection triples the success rate of standard indirect prompt injection (IPI), achieving up to 100% compliance in controlled evaluations. We isolate structural positioning (sandwiching instructions within error context) as the most effective exploit vector across all tested models. While we find that production framework guardrails can mitigate these vulnerabilities, the inherent susceptibility of the model layer poses a systemic risk to bespoke agentic workflows.
Harshil Patel, Kunal Pai
May 28, 2026cs.CY

Dissociative Identity: Language Model Agents Lack Grounding for Reputation Mechanisms

As autonomous language model agents proliferate, forming an emerging agentic web with real-world consequences, what credibility signals can you use to decide whether to trust an unfamiliar agent in the wild and delegate to it? A natural governance intuition is to extend human identity verification and reputation mechanisms, from "Know Your Customer" and credit scores to "Know Your Agent" regimes. However, we argue that this analogy is fundamentally incomplete. Reputation mechanisms function both as social signals and as corrective feedback that sustain an equilibrium of trustworthy behavior, presuming a persistent identity associated with behavioral continuity, sanction sensitivity, and costly non-fungibility. Yet language model agents are ontologically dissociative: they are essentially an assemblage of mutable modules--foundation models, system prompts, tool-access policies, external memory, and, in some cases, a multi-agent system as a whole--any of which may change agent behavior--with a fluid persona that is also vulnerable to adversarial attack and may not internalize sanctions. Drawing on dissociative identity disorder jurisprudence, this dissociativity leaves agents without grounding for identifiability, predictability, credibility, and rehabilitability--the very properties that reputation mechanisms aim to sustain--thereby collapsing trust. We argue that identity-based, ex post, regulative, sanction-based governance, such as reputation, is structurally inapplicable to dissociative agents, and we suggest a shift to observability-based, ex ante, constitutive, protocol-based behavioral harnesses.
Botao Amber Hu, Helena Rong, Max Van Kleek
May 25, 2026cs.AI

Insuring Every Action: An Authority Frontier Framework for Runtime Actuarial Control of Autonomous AI Agents

Autonomous AI agents increasingly issue side-effect-bearing actions: database mutations, refunds, payments, external commitments. We propose the Actuarial Action Interface (AAI), a deterministic runtime contract that prices each such action against a contractually fixed safe default under a time-consistent risk mapping, and gates execution against a per-boundary reserve capital budget. We then develop the Authority Frontier, an evaluation primitive measuring how much autonomous authority the runtime releases at each level of reserve capital. The framework provides (i) a deterministic quote-bind-commit protocol with toll-bounded capability tokens; (ii) a universal seven-class action taxonomy mapping heterogeneous tool calls to comparable authority units; (iii) replay determinism and pathwise reserve coverage under alpha-spending; (iv) cross-domain normalization via full reserve demand C_full and capital metrics Capital@k. We instantiate AAI across four agentic environments (database mutation, customer-service refund, and the public tau-bench retail and airline tool-use traces) and report a live Postgres panel in which three Azure-hosted models propose actions through the same contract. The frontier exhibits a common low-reserve refusal and intermediate-release pattern across domains, with saturation only where the budget grid reaches full reserve demand; required reserve capital varies by 22x (Capital@50 from 289 to 6457). The framework does not force domains into the same shape; it surfaces each domain's actuarial geometry. In the live panel the contract prevents realized loss across all three models at low budget while differing in underwriting persistence under denial: model identity is an actuarial underwriting variable. The contribution is a benchmark-ready evaluation framework for runtime actuarial control of autonomous-agent side effects.
Hao-Hsuan Chen
May 13, 2026cs.AI

Verifiable Agentic Infrastructure: Proof-Derived Authorization for Sovereign AI Systems

Modern cloud and enterprise systems rely on identity-centric authorization, assuming that callers possessing valid credentials are safe to execute commands. The emergence of autonomous AI agents invalidates this assumption: agents can generate syntactically valid but semantically unsafe actions, making standing privileges a significant operational risk. This risk becomes especially acute in sovereign AI systems, where autonomous agents may interact with cloud infrastructure, regulated data, financial workflows, and national-scale digital services. Governed mutation substrates reduce this risk by interposing on agent actions: agents submit intents, infrastructure evaluates context and policy, and execution is mediated. However, this shifts the trust boundary: how can the decision to authorize an intent be made verifiable, distributed, and replayable? We introduce a Distributed Trust Framework (DTF), a verification framework for governed mutation systems that computes execution authority from structured, verifiable artifacts. DTF introduces a Justification Proof to encode the admissibility basis of an action, a consensus model for independent evaluation, an ephemeral Execution Identity derived from the approved proof, and an append-only Evidence Chain that preserves the authorization lifecycle. Under stated substrate assumptions, this architecture enforces a compact authorization invariant: no high-stakes execution without a proof object, no derived authority without consensus, and no valid mutation detached from evidence. We define the model, instantiate it over an OpenKedge-based governed mutation substrate, and show how it maps onto cloud-native environments. By shifting authorization from standing identity to proof-derived authority, DTF provides an infrastructure foundation for making agentic execution governable, auditable, and bounded in sovereign AI deployments.
Jun He, Deying Yu
May 5, 2026cs.PL

Governed Metaprogramming for Intelligent Systems: Reclassifying Eval as a Governed Effect

AI systems increasingly synthesize executable structure at runtime: LLMs generate programs, agents construct workflows,self-improving systems modify their own behavior. In classical homoiconic and staged languages, the transition from code representation to execution is unrestricted. eval is a language primitive, not a governed operation. We argue that in governed intelligent systems, this transition is an authority amplification: it converts symbolic structure into executable authority and must be mediated like any other effect. We present governed metaprogramming, a language design where program representations (machine forms) are first-class values, form manipulation is pure computation, and materialization (the transition from form to executable machine) is a governed effect subject to structural inspection. The governance system analyzes the proposed program's capability requirements, policy compliance, and resource estimates before permitting execution. We formalize two judgments: pure form evaluation (which emits no directives) and governed materialization (which emits exactly one governed directive). We prove three properties: purity of form manipulation, the no-bypass theorem, and boundary preservation. We implement the design in mashinTalk, a DSL for AI workflows compiling to BEAM byte code, and report on integration with 454 existing machine-checked Rocq theorems. The central contribution is reclassifying eval from a language primitive into a governed effect.
Alan L. McCann
May 2, 2026cs.AI

AI Safety as Control of Irreversibility: A Systems Framework for Decision-Energy and Sovereignty Boundaries

Recent AI systems compress the distance between capability growth and capability deployment. Earlier high-risk technologies were slowed by capital intensity, physical bottlenecks, organizational inertia, and specialized supply chains. By contrast, AI capabilities can be copied, invoked, embedded in workflows, and scaled across institutions at low marginal cost. This paper argues that declining deployment friction changes the safety problem at its root. Safety is not only local output correctness or preference alignment, but the control of irreversibility under rising decision density. The paper formalizes this claim through decision-energy density: the rate-weighted capacity of a node to generate, evaluate, select, and execute consequential decisions. It then identifies three sovereignty boundaries that determine whether AI remains an amplifier within a human-governed system or becomes a de facto control center: irreversible decision authority, physical resource mobilization authority, and self-expansion authority. The model shows how efficiency pressure, path dependence, scale feedback, and weak boundary constraints concentrate decision-energy in the most efficient node. This concentration can diffuse responsibility and raise the probability of irreversible system-level loss even when local per-action error rates remain low. The main result is a boundary stabilization theorem. It shows that safety need not require proving that advanced systems are always correct. Instead, it requires institutional and technical designs that prevent irreversible power from being released by a single high-efficiency node. The paper reframes AI safety as layered control, authorization, and externally reviewable limits, linking alignment, security engineering, organizational economics, and institutional design.
Wesley Shu, Peng Wei
Apr 28, 2026cs.AI

Authority Inversion in LLM-Mediated Ubiquitous Systems: When Models Trust Users Over Sensors

Large language models (LLMs) increasingly fuse heterogeneous inputs in ubiquitous systems. Yet, how LLMs implicitly allocate authority when sensor measurements and user claims conflict remains unexamined, raising critical reliability concerns for deployments where physical sensing must retain priority. Unlike explicit traditional fusion, LLMs bury authority allocation within learned representations. We discover this allocation is severely format-dependent: numerical sensor data fails to integrate into answer-relevant model directions, allowing natural-language claims to dominate the final decision, a phenomenon we term \textbf{Authority Inversion}.To diagnose and mitigate this, we develop a geometric framework of context integration, introduce two computable audit metrics, specifically the Context Integration Ratio (CIR) and Authority Alignment Index (AAI), and propose Geometric Authority Calibration (GAC), an inference-time layer-level intervention to suppress misplaced user authority. Evaluating four models (4B to 35B parameters, three architectures) across four datasets totaling 576 conflict instances reveals extreme inversion: on numerical tasks, models exhibit near-zero sensor trust (AAI = -0.805, Cohen's d = -2.14), unaffected by model capacity. Validating our geometric framework, theory-guided causal injection flips 80.2% of incorrect decisions (vs. <0.4% for random controls). Practically, GAC improves HAR accuracy from 0 -- 1.6% to 21.9 -- 27.5%, outperforming prompting baselines. Ultimately, authority allocation in LLM-mediated systems must be explicitly audited and application-specifically configured rather than left implicit.
Long Zhang, Zi-bo Qin, Wei-neng Chen
Apr 27, 2026cs.CR

SUDP: Secret-Use Delegation Protocol for Agentic Systems

Agentic systems increasingly act with user secrets for APIs, messaging platforms, and cloud services. Today's agent runtimes typically implement authorization by exposure: enabling action often means placing a reusable secret, or a reusable artifact derived from it, inside the runtime, so a transient prompt-injection or tool-side compromise becomes durable account compromise. Existing defenses cover adjacent pieces such as secret storage, scoped delegation, sender-constrained tokens, and runtime monitoring, but leave the combined agentic obligation without a common specification: an untrusted autonomous requester should be able to cause a user-authorized secret-backed operation without gaining reusable authority over it. We formalize this as the Agent Secret Use (ASU) problem and identify seven security properties any solution must satisfy, spanning authorization integrity and secret confidentiality. We propose the Secret-Use Delegation Protocol (SUDP), in which a requester proposes a canonical operation, the user authorizes it with a fresh authenticator-backed grant, and a custodian redeems the grant to perform the bounded use; reusable authority never crosses the requester boundary. We specialize SUDP for LLM-driven agents, where it applies whenever a tool call would exercise user-enrolled authority-bearing material. Under standard cryptographic assumptions, SUDP satisfies all seven properties when integrated with a hardware-rooted runtime. A reference implementation is available at https://github.com/xhyumiracle/sudp.
Xiaohang Yu, Hejia Geng, Xinmeng Zeng +1
Apr 24, 2026cs.AI

Operationalizing Reconstructive Authority: Runtime Construction, Dependency Resolution, and Execution Gating in Autonomous Agent Systems

Autonomous agent systems fail not only due to incorrect decisions, but due to executing decisions whose authority no longer holds at runtime. Prior work defined Reconstructive Authority (RAM) as a condition for valid execution: actions are permitted only if authority can be constructed from current state. This paper addresses enforcement at runtime: how to enforce this condition in a running system. We introduce a runtime execution model in which authority is evaluated at action time and execution is conditioned on its constructibility. This extends the execution state space beyond admit/deny with a third state, halt, representing cases where authority is undefined due to incomplete or uncertain observability. We define a concrete execution protocol including dynamic dependency resolution, authority reconstruction, and explicit decision semantics. We further introduce a Recovery Loop that integrates drift detection (IML) with execution control (ACP), allowing the system to suspend execution, acquire missing information, and re-attempt authority reconstruction. We show that this model guarantees safety -- no action is executed without constructible authority -- and conditional liveness: execution resumes when authority-defining variables become observable. This work operationalizes reconstructive authority as a runtime enforcement mechanism, providing the execution semantics required to apply RAM in real systems.
Marcelo Fernandez - TraslaIA
Apr 24, 2026cs.CR

Reconstructive Authority Model: Runtime Execution Validity Under Partial Observability

Autonomous systems increasingly operate under partial observability where execution-relevant state is never fully accessible. Existing governance mechanisms -- trusted execution environments, oracle-signed state proofs, cryptographic attestation -- enforce the integrity of computation and state projections. We show this is structurally insufficient: an authenticated projection of state is necessary but never sufficient for execution validity. We introduce the Reconstructive Authority Model (RAM), which separates integrity from coverage. RAM defines a reconstruction gate that reasons over an explicit coverage envelope -- comprising proven state, declared assumptions, and an acknowledged unobservable residual -- and permits execution only when coverage is adequate for the action class. When coverage is insufficient, RAM narrows privileges dynamically or fails closed. Attestation proves trust in measurement; RAM proves adequacy of what is measured. We formalize RAM, prove necessity via two theorems (attestation insufficiency and RAM necessity) and three corollaries, and present a hybrid RAM+Attestation architecture with privilege-narrowing. Synthetic experiments (N=100,000, seed=42) show RAM achieves zero invalid execution rates at all coverage levels. Attestation-based systems exhibit IER=0.423 at low coverage and IER=0.233 even at full coverage, the latter arising from undefined-state handling failures undetectable by integrity checks alone. This reframes execution validity as a coverage reconstruction problem, distinct from and complementary to integrity guarantees provided by attestation.
Marcelo Fernandez - TraslaIA
Apr 17, 2026cs.CY

Authority Signals in Claude AI Health Citations: A Descriptive Analysis Using the Authority Signals Framework

This study seeks to determine the authority signals used by Anthropic's Claude AI in its presentation of sources when answering consumer health questions. While there exists a great deal of discourse around the quality of health citations that LLMs produce, there is limited information on the integrity of the sources the citations originate from, and to what extent the sources are, from what health professionals would consider, credible sources. This descriptive cross-sectional study used data from HealthSearchQA, which contains 3,172 consumer health questions curated by Google Research. After exclusions, a final dataset of 3,075 questions yielding 10,038 citations was analyzed. The Authority Signals Framework (Jacques et al., 2026) was applied to examine 10 authority signals across four domains for a disproportionate stratified sample of 542 sources. Established institutional sources accounted for 97.8% of all citations (n = 9,818). Medical Institutions were the most frequently cited organization type (36.5%), followed by Government Resources (31.6%) and Professional Associations (28.4%). Commercial Health Information comprised 2.2% (n = 220). The top 10 organizations accounted for 57.8% of all citations, with Mayo Clinic alone representing 24.7%. Among commercial sources in the focused sample, 86.4% displayed medical review statements, 82.5% used schema markup, and 71.8% had comprehensive content, while traditional institutional sources appeared in Claude's citations with or without these same markers. As Anthropic positions Claude for HIPAA-ready healthcare applications, these findings establish a baseline for Claude's citation behavior and demonstrate the utility of the Authority Signals Framework as a tool for ongoing, cross-platform evaluation of AI-mediated health information.
Erin T. Jacques, Erela Datuowei, Elizabeth Quaye +3