Mechanistic Interpretability

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Period ending 2026-09-21

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Period ending 2026-09-07

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434 papers

Latest in Mechanistic Interpretability

May 25, 2026cs.LG

MechRL: Reinforcement Learning Agents Perform Circuit Discovery for Mechanistic Interpretability

Mechanistic interpretability seeks to explain a model's behaviour by finding its circuit: the sparse subgraph of the model's computation that is causally responsible for it. Automated methods have made this search systematic, but each one starts afresh for every behaviour, and the effort spent finding one circuit does nothing for the next. Circuit discovery has thus been automated, but not amortised. We ask whether circuit discovery can itself be learned. We frame it as a sequential decision problem over the computation graph of GPT-2 small, in which a policy removes edges until it reaches a compact subgraph that preserves the behaviour, guided by a faithfulness reward defined through causal intervention. A single policy trained across twelve behaviours recovers a faithful circuit for each, and once frozen it transfers to behaviours it never saw during training, recovering their known circuits without further search. A short warm-start improves these transferred circuits, returning far smaller ones than training from scratch. While the learned policy does not match a per-behaviour search on circuit size or cost, it shows that circuit discovery is a learnable, transferable procedure rather than a search repeated for every behaviour.
Barsat Khadka
May 25, 2026cs.LG

Courtroom Analogy: New Perspective on Uncertainty-Aware Classification

Single-pass uncertainty quantification (UQ) methods for classification represent uncertainty by predicting a tractable distribution over the class probability vector. While existing approaches primarily focus on enhancing the expressiveness of this distribution, they often provide limited insight into how predictive uncertainty is structured and aggregated, resulting in weak interpretability. We introduce the courtroom analogy, which conceptualizes uncertainty-aware classification as a structured debate among class-specific advocates. Each advocate forms a probabilistic opinion, and a final verdict is reached by aggregating these opinions using input-dependent plausibility weights. In this framework, each advocate's opinion is modeled as a Dirichlet distribution whose concentration parameter is decomposed into shared evidence and class-specific advocacy. This yields a structured mixture of Dirichlet distributions with semantically interpretable parameters. To instantiate this formulation, we propose Mixture of Dirichlet EXperts (MoDEX), a single-pass neural architecture that predicts the courtroom parameters, enabling efficient and expressive UQ while explicitly modeling uncertainty aggregation. We demonstrate that MoDEX enjoys strong theoretical properties and achieves state-of-the-art UQ performance across diverse benchmarks, yielding interpretable uncertainty estimates with meaningful semantics.
Taeseong Yoon, Heeyoung Kim
May 25, 2026cs.AI

Detecting Unfaithful Chain-of-Thought via Circuit-Guided Internal-External Discrepancy

Chain-of-thought (CoT) reasoning improves the problem-solving ability of large language models (LLMs), but generated reasoning traces may not faithfully reflect the model's actual decision process. Existing CoT unfaithfulness detectors mainly rely on external signals from generated rationales, such as textual plausibility or answer consistency, while overlooking evidence from the model's internal computation. Although recent circuit tracing methods provide a way to obtain model-internal evidence by tracing how information flows through model components during reasoning, constructing full reasoning circuits for long CoTs is costly and difficult to scale. To address these challenges, we propose Circuit-guided Internal-External Discrepancy Scorer (CIE-Scorer), a framework for instance-level CoT unfaithfulness detection. The key idea is that faithful reasoning traces should align with the model's computational process, whereas unfaithful traces may diverge from it. CIE-Scorer efficiently traces compact sentence-level circuits from informative reasoning tokens, constructs internal and external reasoning graphs, and measures their discrepancy using Fused Gromov--Wasserstein distance. Experiments on four datasets from FaithCoT-Bench show that CIE-Scorer achieves state-of-the-art performance while reducing the cost of circuit construction, demonstrating the effectiveness of combining mechanistic interpretability signals with external reasoning traces for CoT unfaithfulness detection.
Xu Shen, Zhen Tan, Song Wang +4
May 25, 2026cs.LG

When Interpretability Becomes a Liability: Adversarial Attacks on CBM Concept Layers

Concept Bottleneck Models (CBMs) have emerged as a cornerstone approach for interpretable machine learning, providing human-understandable intermediate representations through explicit concept activations. However, this interpretability fundamentally introduces a critical, previously unexplored attack surface: the concept bottleneck layer itself. We present a comprehensive, systematic study of concept-level adversarial vulnerabilities in CBMs, revealing that targeted, minimal perturbations operating on input pixels can induce catastrophic misclassification by manipulating semantic representations. We develop a rigorous theoretical framework to quantify concept-space robustness, establishing novel metrics that expose the vulnerability landscape of these architectures. Our extensive analysis on the CUB-200-2011 dataset demonstrates that standard CBMs exhibit severe susceptibility to concept-level manipulation. To address this critical weakness, we introduce SPECTRA (Semantic Perturbation-based Concept Training for Robustness against Attacks), a principled stability regularization defense. SPECTRA effectively hardens the semantic representation space, increasing the minimal perturbation norm required for a successful attack from 0.46 to over 4,200, rendering targeted concept manipulation computationally prohibitive. Furthermore, SPECTRA preserves baseline classification accuracy to within 2.2%. By establishing concept-level attacks as a fundamentally distinct threat model, this work opens a new research frontier at the intersection of interpretable machine learning and adversarial robustness.
Aditya Sridhar
May 24, 2026cs.LG

Transformer Field Theory: A Response-Theoretic Approach to Mechanistic Interpretability

Mechanistic interpretability often studies Transformer behavior by intervening on internal activations through activation patching, causal tracing, path patching, and steering directions. This paper develops Transformer Field Theory: a response-theoretic framework in which the residual stream of a fixed forward pass is treated as a Transformer field over layer depth and token position. In this formulation, patching becomes a localized source insertion into the Transformer field, first-order sensitivity fields predict patch effects, Green functions describe downstream propagation, and patch selection is posed as an adjoint inverse problem. Empirically, we test the theory's forward response objects in GPT-2-style autoregressive Transformers. Localized Transformer-field interventions exhibit a bounded local linear regime; first-order sensitivities predict patch effects across layer-token sites; localized sources generate structured anisotropic Transformer-field propagation; high-sensitivity sites and sliced Green operators provide reduced response descriptions; and prompt-induced Transformer-field displacements partially transfer answer behavior. These results establish sensitivities, Transformer-field responses, and sliced Green operators as practical objects for organizing patching experiments, while providing the forward mathematical basis for patch-site inference and cross-scale response transfer.
David N. Olivieri, Antonio F. Pérez Rodríguez
May 24, 2026cs.CV

Interpretability Transfer from Language to Vision via Sparse Autoencoders

Recent advances in language model interpretability using sparse autoencoders (SAEs) have yet to effectively translate to the visual domain, mainly due to the difficulty and ambiguity of labeling visual concepts. In this paper, we introduce Visual Interpretability via SAE Transfer Alignment (VISTA), a framework that transfers interpretability from language to vision in a LLaVA-style vision-language model by constraining a visual projector to map visual tokens into an LLM's pre-existing, labeled textual SAE space. This approach enables visual interpretability without training dedicated vision SAEs. By regularizing the projector using the LLM's SAE reconstruction loss, VISTA achieves a threefold increase in the matching rate, which measures how accurately the most activating textual concepts in the SAE space correspond to semantic elements in the image. Using this framework, we further analyze spatial localization properties of different vision encoders and show that DINOv2 features have stronger localization abilities than other encoders. Leveraging this precision, we validate VISTA's cross-modal alignment through fine-grained, localized concept interventions, where specific objects are removed or replaced in the model's perception while preserving the surrounding scene. This results in improvements of 35% in object removal and 47% in object replacement tasks over vision-only baselines, providing causal evidence that visual tokens inhabit the text SAE manifold. These contributions are validated across multiple LLM architectures.
Alexey Kravets, Da Li, Chuan Li +2
May 24, 2026cs.LG

Explainable Retinal Imaging for Prediction of Multi-Organ Dysfunction in Type 2 Diabetes

Background: Type 2 diabetes mellitus (T2DM) is increasingly recognised as a systemic disease characterised by coordinated dysfunction across metabolic, renal, lipid, and inflammatory pathways. Existing clinical assessments often fail to capture this multi-dimensional burden. Methods: We conducted a retrospective study of 1,195 patients using routinely collected laboratory biomarkers. System-level abnormality indices were constructed to quantify organ-specific dysfunction, and multi-system involvement was defined as abnormalities in two or more systems. Supervised machine learning models, including logistic regression, random forest, and gradient boosting, were trained to predict multi-system dysregulation. Model interpretability was achieved using SHapley Additive exPlanations (SHAP). Results: The gradient boosting model demonstrated near-perfect discrimination (AUC = 1.000), significantly outperforming logistic regression (AUC = 0.925). Feature attribution analysis revealed that hyperglycaemia, renal impairment, dyslipidaemia, and inflammation were the dominant drivers of multi-system risk. Dose-response relationships observed in partial dependence analyses further supported the biological plausibility of model predictions. Conclusion: This study presents an interpretable, data-driven framework for quantifying systemic disease burden in T2DM. By linking routine biomarkers to multi-organ dysfunction, our approach provides both predictive accuracy and mechanistic insight, offering potential for improved risk stratification and precision medicine in diabetes care. The data and code used in this study are openly available on GitHub at: https://github.com/MiniHanWang/Type-2-Diabetes-1.git
Mini Han Wang, Liting Huang, Wei Hong +1
May 24, 2026cs.LG

The Concept Allocation Zone: Tracking How Concepts Form Across Transformer Depth

Concept formation in transformer language models is depth-extended, not a single-layer event: concepts emerge gradually across a contiguous region of the residual stream. Mechanistic interpretability methods identify the single layer of peak class separation -- the "best layer" -- capturing a snapshot rather than the process itself. We introduce the Concept Allocation Zone (CAZ): the depth interval within which a concept becomes measurably separable, the region allocated to its geometric expression. We formalize the CAZ through three layer-wise metrics (Separation, Concept Coherence, Concept Velocity) and derive principled boundary detection without manual layer sweeps. A CAZ is not a concept: it is the depth region within which the model organizes its geometry to make a concept separable. A single concept typically participates in multiple CAZes; multiple concepts may share one. Empirical validation across 34 models from 8 architectural families and 7 concepts reveals that the separation curve S(l) is frequently multimodal. A scored detector uncovers "gentle CAZes" -- subtle allocation regions invisible to standard peak detection but causally active in 93-100% of cases under ablation (16 of 34 models; 26 in the companion validation paper). The framework generates seven testable predictions; four yield clear verdicts (two not supported, one partially supported, one supported), one had its precondition invalidated by the data, and two are underpowered -- with cross-architecture alignment confirmed as depth-matched rather than monolithic under leave-one-concept-out cross-validation. Reference implementation: rosetta_tools v1.3.1 (doi:10.5281/zenodo.20361433).
James Henry
May 23, 2026cs.LG

Building Better Activation Oracles

Activation Oracles (AOs) are promising methods for interpreting residual stream activations. However, current AOs face important issues, such as hallucinations and vagueness. Additionally, text-inversion confounds make them hard to evaluate. To this end, we improve the Activation Oracle (AO) training regime in four ways: training on on-policy rollouts, improving the conversational dataset, feeding more layers and an improvement to the injection formula. The capability improvements are marginal, but quality of life improvements are quite substantial. In addition, we open source the first comprehensive evaluation suite for AO quality, which we call AObench. Overall, we hope that our work sets a foundation that helps improve AOs and other models in the paradigm of scalable, end-to-end interpretability.
Jan Bauer, Celeste De Schamphelaere, Adam Karvonen +2
May 23, 2026cs.LG

Polymorphism Is Rotation: Operational Mechanistic Interpretability from a Two-Layer Transformer to Pythia-70m

Independently trained transformers compute the same function in residual-stream bases that differ by a uniform random rotation on SO(dmodel)\mathrm{SO}(d_{\mathrm{model}}). We call this phenomenon polymorphism: same function, mutually unintelligible interior coordinates. One matrix multiplication per model pair removes it: an orthogonal Procrustes fit on a single batch of activations transfers sparse-autoencoder feature dictionaries and steering vectors between independently trained models, with no retraining. The phenomenon is invisible to the standard SAE universality metric. Decoder-column cosine similarity matches across seeds at 98%, the SAE-universality headline number, while an SAE trained on one seed reconstructs another seed's activations at negative explained variance, worse than predicting the constant mean. The decoder columns align; the encoder reads from a rotated frame. A single Procrustes rotation RR restores reconstruction to within 0.025 EV of the within-seed ceiling at every internal site. RR is Haar-distributed: RIF\|R - I\|_F matches the random-orthogonal prediction 2dmodel\sqrt{2 d_{\mathrm{model}}} to 0.1% at dmodel=512d_{\mathrm{model}} = 512, and a Kolmogorov-Smirnov test of RR's eigenvalue spectrum against Haar SO(dmodel)\mathrm{SO}(d_{\mathrm{model}}) returns p1.000p \approx 1.000 pooled and per-pair. Diff-of-means steering vectors transfer in three regimes by alignment with RR's invariant subspace: clean when pinned by shared output weights, partial when overlapping the rotated subspace, inverted otherwise. With no shared I/O (Pythia), all three collapse to universally inverted. The same rotation account holds across training checkpoints within a single run. Validated on a 104k-parameter Dyck-3 transformer and nine independently-trained Pythia-70m seeds on The Pile, via a pre-registered four-bar operational framework. Frontier-scale (10B+) replication remains open.
Jordan F. McCann
May 22, 2026math.DS

Learning dynamical systems with biochemically informed neural ordinary differential equations

Ordinary differential equation models of biochemical reactions are often formulated as stoichiometric systems in which the dynamics arise from a collection of interacting processes. A central challenge is that the functional form of each process is rarely known a priori and may be difficult to infer from data. We propose biochemically informed neural ordinary differential equations (BINODEs), a neural-ODE framework that retains the stoichiometric structure of mechanistic models while representing individual processes by neural networks. In BINODEs, the outputs of neural network processes (NNPs) are mapped to state derivatives through a linear layer analogous to a stoichiometric matrix. This architecture allows biological side information, such as process-specific inputs, sign constraints, and monotonicity assumptions, to be built directly into the model. We characterize the approximation properties of NNPs for several standard biochemical rate laws and show that the proposed framework recovers both trajectories and process-level structure in Monod, Lotka--Volterra, pharmacokinetic, and ultradian endocrine models. These results suggest that BINODEs offer a useful compromise between mechanistic interpretability and data-driven flexibility for modeling partially known biochemical or biological dynamical systems.
Luis L. Fonseca, Reinhard C. Laubenbacher, Lucas Böttcher
May 22, 2026cs.LG

Riemannian Archetypal Analysis: Interpretable non-linear data analysis on deformed star distributions

Classical archetypal analysis is appealing for its interpretability, but its linear geometry can limit performance on data with strongly non-linear structure; at the same time, existing neural extensions improve flexibility while often weakening the geometric meaning of archetypes and interpolations. In this work, we develop a Riemannian version of archetypal analysis based on data-driven pullback geometry for real-valued data, with the goal of combining the interpretability of classical archetypal analysis with the expressive power of modern non-linear models. We introduce a class of deformed star distributions together with associated pullback Riemannian geometry to provide a statistical interpretation of the resulting manifold mappings, define the Riemannian archetypal mapping (RAM) as a projection onto the manifold of geodesically convex combinations of archetypes, and propose a practical optimization scheme based on convex relaxation followed by non-convex refinement. We further propose a learning scheme that yields reasonable, albeit generally suboptimal, deformed star distributions from data. Experiments on synthetic examples and MNIST show that the resulting framework produces meaningful geodesics, useful denoising projections, and geometry-aware classifications, while also clarifying where current optimization limitations remain.
Willem Diepeveen, Deanna Needell
May 22, 2026cs.LG

Every Component is a Lookup: Token Attribution and Composition from a Single Decomposition

Mechanistic interpretability of transformers requires identifying not just which components matter but how they compose into the computational route that produced a prediction. Both attention and MLP follow a shared key-value template φ(S)Uφ(S)U. We exploit this structure to develop Unpack, a backward recursion that decomposes credit through both sublayers, producing interaction strengths between any two components, named end-to-end paths with K/Q/V composition labels, and per-token attribution from a single forward pass, without intervention, gradients, or auxiliary training. We evaluate on the indirect object identification task. On GPT-2 small, the method recovers all three composition connections described by Wang et al. (2023), including the mode-specific routing of each connection (K, Q, or V). To test token-level attribution beyond trivial copying, we compare two occurrences of the same name in the same decomposition: the first mention retains strong credit while the duplicate-detection position is suppressed, a pattern absent in matched control prompts. Across the Pythia family from 160M to 6.9B parameters, this suppression pattern is consistently recovered at every scale, demonstrating that the method tracks mechanistic structure without ground-truth circuit labels. Code is available at https://github.com/Fun-Cry/unpacklm.
Po-Kai Chen, Niki van Stein, Aske Plaat
May 21, 2026cs.CL

DreamerNLplus: Interpretable Modeling of Mental Health Dynamics from Social Media Timelines using Hybrid Rule-Based and RAG Methods

We present DreamerNLplus, a hybrid framework for modeling mental health dynamics from social media timelines in the CLPsych 2026 shared task. Our system addresses three tasks: psychological state modeling, temporal change detection, and sequence-level summarization. For Task 1, we combine LLM-based data augmentation, DeBERTa classification, and Random Forest regression for structured state prediction. For Task 2, we use few-shot prompting with a locally deployed Llama 3.1 model to detect Switch and Escalation events using short-term temporal context. For Task 3.1, we explore both a deterministic rule-based summarization pipeline and a few-shot LLM-based approach, ranking \textbf{2nd} officially. Our RAG-based method achieves strong performance in Task 3.2, ranking \textbf{1st} for Improvement and \textbf{3rd} for Deterioration, demonstrating its ability to capture recurrent psychological change patterns across timelines. Our analysis reveals key challenges, including the mismatch between classification and regression performance, the difficulty of modeling temporal transitions, and the disagreement between semantic and similarity-based evaluation metrics. These findings highlight the complexity of modeling mental health dynamics and motivate future work on unified evaluation frameworks. We share our code and prompts at https://github.com/4dpicture/CLPsych2026
Maryia Zhyrko, Daisy Monika Lal, Erik van Mulligen +1
May 21, 2026cs.CL

Multilingual Steering by Design: Multilingual Sparse Autoencoders and Principled Layer Selection

Sparse autoencoders (SAEs) enable feature-level mechanistic interpretability and activation steering in large language models (LLMs), but SAE-based language control remains unreliable in multilingual settings: most SAEs are trained on English-only data, and steering layers are chosen heuristically. We address these limitations by advancing a principled, mechanistic account of multilingual language steering with SAEs. First, we show that training SAEs on multilingual data consistently strengthens cross-lingual representations and yields more reliable, quality-preserving language control across layers and model families. Second, we introduce an \emph{a priori} steering layer-selection rule based on the intersection of multilingual alignment and language separability, which predicts effective intervention depths without exhaustive layerwise search. We evaluate our approach on LLaMA-3.1-8B and Gemma-2-9B across machine translation and cross-lingual summarization (CrossSumm), using SpBLEU, ROUGE-L, COMET, and LaSE. Our results show that multilingual SAEs combined with intersection-selected layers stabilize the trade-off between language identification accuracy and generation quality, providing a principled, predictive, representation-level account of multilingual SAE steering.
Yusser Al Ghussin, Daniil Gurgurov, Tanja Baeumel +3
May 21, 2026cs.CL

Sparse Autoencoders Map Brain-LLM Alignment onto Cortical Semantic Topography

Intermediate layers of large language models (LLMs) best predict human brain responses to language, one of the most robust findings in computational neurolinguistics, yet why remains mechanistically unexplained. We address this gap by bridging sparse autoencoders (SAEs) from mechanistic interpretability with neural encoding models, decomposing GPT-2 XL and Llama-3.1-8B into 16K-32K interpretable features per layer. A human-validated taxonomy (κ0.74κ\geq 0.74) reveals that semantic features alone recover 94% of peak encoding performance (r=0.285r=0.285), substantially exceeding variance-matched baselines (p<0.001p<0.001, d=1.31d=1.31). Beyond this aggregate dominance, we test a novel cortical topography prediction: five semantic subcategories derived a priori from three independent neuroscience programs should map onto distinct brain regions. A formal convergence test confirms this alignment (Spearman ρ=0.72ρ=0.72, p<0.001p<0.001; hypergeometric p=0.007p=0.007), demonstrating that SAE-discovered features recapitulate known cortical semantic organization at a granularity inaccessible to prior methods. SAE features further predict human reading times beyond lexical controls (ΔlogLik=38.4Δ\mathrm{logLik}=38.4, p<0.001p<0.001), and an exploratory prediction-error analysis provides preliminary evidence that the brain additionally encodes unexpected semantic content. Results generalize across English, Chinese, and French.
Dongxin Guo, Jikun Wu, Siu Ming Yiu
May 21, 2026cs.CV

The Neglected Baseline in Model Interpretation

We observe that existing model interpretation methods generally ignore the baseline, and such neglect often results in imprecise or even incorrect interpretation. In this paper, we reformulate the task of model interpretation and the interpretation principles for model interpretation results to demonstrate the importance of the baseline. For the first time, we unify gradient-based methods, Integrated Gradients (IG), and Taylor expansion, clarify the relationships among the three, and explicitly identify the corresponding baseline for each method. This may have a significant impact on the further performance improvement of some gradient-based schemes. On this basis, we analyze the flaws and errors in related model interpretation methods (IG, LayerCAM, ODAM, Difference Map). We advocate evaluating the quality of model interpretation results precisely through the attribution error between the attribution result and the attribution target, rather than adopting flawed evaluation methods, such as those based on marginal-effect or the assumption of perfect model performance. We revise IG and develope a model interpretation method with a clear and reasonable baseline, achieving better results. Our method supports model interpretation based on features from any layer. Interpretation based on features from different layers are all reasonable, and the differences among these results reflect varying degrees of feature extraction at different feature extraction stages.
Yongjin Cui, Xiaohui Fan
May 21, 2026cs.LG

Prototype-Guided Classification Sub-Task Decoupling Framework: Enhancing Generalization and Interpretability for Multivariate Time Series

Time Series Classification (TSC) is a long-standing research problem that has gained increasing attention in recent years with the rapid growth of large-scale temporal data. Despite substantial progress enabled by deep learning, designing TSC models that are both accurate and interpretable remains a challenging task. Many existing approaches adopt a direct feature-to-label classification paradigm, by collapsing high-dimensional temporal embeddings into class logits via a single linear projection (often after global pooling), the paradigm conflates feature extraction and decision logic into an inseparable mapping. To address these limitations, we propose PDFTime, a prototype-guided framework that reformulates time series classification as a multi-stage decision process. Instead of direct feature-to-label mapping, PDFTime leverages learned prototypes to approximate class-conditional feature distributions in the latent space, enabling progressive discrimination through classification sub-tasks of varying granularity. To our knowledge, PDFTime is the first framework to reformulate time series classification as a decoupled, multi-stage similarity-based reasoning process, breaking the long-standing paradigm of direct, black-box feature-to-label mapping. Extensive evaluations demonstrate that PDFTime achieves state-of-the-art (SOTA) performance across UEA and UCR benchmarks. Notably, it secures the top-11 accuracy on 80 out of 128 datasets in the UCR archive, significantly outperforming recent strong baselines in both consistency and generalization.
Xianhao Song, Yuang Zhang, Yuqi She +2
May 21, 2026cs.LG

Towards Verifiable Transformers: Solver-Checkable Circuit Explanations

Mechanistic interpretability often identifies circuits inside Transformer models, but explanations of those circuits are usually validated through examples, ablations, and manual reasoning. This leaves a gap between finding a plausible circuit and proving what the circuit does. We introduce Verifiable Transformers, a framework for converting task-localized Transformer circuits into bounded, solver-checkable claims. Given a behavior, a finite task domain, and a candidate-token projection, we extract a task circuit and verify properties such as projected functional equivalence, edge necessity, task-relevant invariance, and final-residual robustness. Direct verification encodes the extracted circuit itself into an SMT solver. When a circuit contains operators that are not exactly or tractably encodable, surrogate-mediated verification fits an SMT-encodable surrogate, validates it against the extracted circuit over the bounded domain, and verifies symbolic explanations against the surrogate. We instantiate direct verification with a GPT-style architecture using Signed L1 BandNorm, sparsemax attention, and LeakyReLU. On small symbolic sequence tasks, we train an SMT-representable Transformer, extract sparse circuits for quote closing and bracket type tracking, and exhaustively verify projected functional equivalence, content invariance, edge necessity, and final-residual robustness. At GPT-2 scale, the same operator stack trains stably on OpenWebText, although naive direct SMT verification remains intractable. We also demonstrate surrogate-mediated verification on task-localized circuits with hard-to-encode attention, showing both verified symbolic explanations and solver-generated counterexamples. The goal is not full-model verification, but a concrete path for turning mechanistic circuit explanations into formal propositions that can be proven or refuted.
Neel Somani
May 21, 2026cs.LG

Geometry-Adaptive Explainer for Faithful Dictionary-Based Interpretability under Distribution Shift

Mechanistic interpretability aims to explain a model's behavior by identifying causally responsible internal structures. Dictionary-based explainers such as sparse autoencoders and transcoders are a primary tool, but their faithfulness under out-of-distribution (OOD) shift has received little systematic attention. We show that distribution shift rotates the subspace that the model actively uses, misaligning the explainer's dictionary trained on in-distribution (ID) activations. We formalize this misalignment as the faithfulness gap, a geometric distance between the ID dictionary and the OOD-active subspace, and show that it controls OOD faithfulness degradation. To reduce this gap, we propose the Geometry-Adaptive Explainer (GAE), which realigns the explainer's dictionary with the OOD-active subspace while preserving the original feature structure. This requires only unlabeled OOD activations and no gradient updates. We prove that GAE improves over the unadapted ID explainer, with excess loss bounded quadratically by the second-moment shift. Empirically, GAE even matches or surpasses all training-based baselines in causal faithfulness across multiple models and OOD settings.
Sungjun Lim, Heedong Kim, Andrew Lee +1
May 20, 2026cs.LG

Alike Parts: A Feature-Informed Approach to Local and Global Prototype Explanations

Prototype-based explanations offer an intuitive, example-based approach to support the interpretability of machine learning black box classifiers but often lack feature-level granularity. We introduce a framework that integrates feature importance at two levels to address this gap. First, for local explanations, we propose \textit{alike parts}: a method that uses feature importance scores to highlight the most relevant, shared feature subsets between a classified instance and its nearest prototype, guiding user attention. Second, we augment the global prototype selection objective function with a feature importance term to actively promote diversity in the feature attributions of the selected prototypes. Experiments on six benchmark datasets show that this augmented selection process maintains or, in some cases, increases the prediction fidelity of the surrogate model, suggesting that feature diversity does not compromise model fidelity.
Jacek Karolczak, Jerzy Stefanowski
May 20, 2026cs.LG

HiRes: Inspectable Precedent Memory for Reaction Condition Recommendation

Reaction condition recommendation sits immediately after retrosynthetic disconnection selection, and in practice, chemists require both accurate predictions and the precedents that justify them. We present HiRes (Hierarchical Reaction Representations), a retrieval-augmented condition recommendation system whose learned reaction space serves as both a classifier feature and an inspectable precedent memory. The model combines a graph encoder, transformation-aware cross-attention, multi-stream reaction fusion, and a k-NN retrieval layer. HiRes achieves state-of-the-art performance among primary-slot USPTO-Condition models, reaching Catalyst, Solvent, and Reagent top-1 accuracies (Acc@1) of 0.929, 0.534, and 0.530 respectively. It ties the best reported baseline on Catalyst while outperforming models such as REACON on Solvent and Reagent. Furthermore, paired bootstrap analysis demonstrates that integrating retrieval with learned condition heads provides statistically significant gains for solvent and reagent selection over purely parametric approaches. Ultimately, HiRes bridges the gap between predictive accuracy and chemical interpretability, offering a single representation that supplies both competitive recommendations and the concrete chemical precedents necessary for practical synthesis planning.
Shreyas Vinaya Sathyanarayana, Raja Sekhar Pappala, Deepak Warrier
May 20, 2026cs.CL

Post-Hoc Understanding of Metaphor Processing in Decoder-Only Language Models via Conditional Scale Entropy

Metaphor requires a language model to resolve a token whose contextual meaning diverges from its basic literal sense. Understanding how transformer models organize this reinterpretation across depth remains an open problem in mechanistic interpretability. We introduce conditional scale entropy (CSE), a wavelet-derived measure of how broadly transformer computation engages across frequency scales at each layer position. Two theorems establish that CSE is invariant to update magnitude, isolating the structural pattern of updates from their intensity. Using CSE, we find that metaphorical tokens produce significantly higher spectral breadth than literal tokens at contiguous layer positions on every decoder-only architecture tested, from 124M to 20B parameters (GPT-2 family, LLaMA-2 7B, GPT-oss 20B). The effect survives cluster-based permutation correction, recurs in the early-to-mid relative depth range across models, and converges with an independent analysis of 200 naturalistic VUA pairs. Specificity controls further show that the effect is not explained by semantic complexity or by matched propositional content. These results identify multi-scale coordination as a consistent signature of metaphorical language processing in the decoder-only architectures examined, and establish CSE as a principled tool for characterizing cross-depth structure in transformers.
Lawhori Chakrabarti, Jennifer Johnson-Leung, Bert Baumgaertner +3
May 20, 2026cs.LG

From Circuit Evidence to Mechanistic Theory: An Inductive Logic Approach

Mechanistic interpretability produces circuit-level causal analyses of neural network behaviour, but discovered circuits often remain isolated experimental artefacts: there is no shared formal representation for what circuits compute, how they relate, or when two findings provide evidence for the same mechanism. This work provides a formal infrastructure for cumulative mechanistic science by treating circuit interpretation as inductive theory construction. Each circuit is characterised at two levels: a Causal Functional Signature (CFS), which grounds component behaviour in causal attribution evidence and token role profiles, and an architectural signature τarchτ_{\mathrm{arch}}, learned by inductive logic programming (ILP) from scale-invariant structural predicates. Together, these constitute a formal coherence layer that makes mechanistic claims explicit, comparable via θθ-subsumption, and portable across model scales. CFS reveals qualitatively distinct computational strategies across task types, including attention-mediated copying versus MLP-mediated binding. ILP signatures achieve substantially better structural separation than graph kernel and feature-vector baselines, and support principled transfer across model scales and architecture families.
Nura Aljaafari, Danilo S. Carvalho, Andre Freitas
May 20, 2026cs.CV

SAM-Sode: Towards Faithful Explanations for Tiny Bacteria Detection

Interpretability in object detection provides crucial confidence support for clinical auxiliary diagnosis. However, in tiny bacteria detection, traditional explanation methods often suffer from blurred foreground boundaries and diffuse feature attribution due to the extreme sparsity of target morphological features and severe interference from complex backgrounds. Such limitations hinder the provision of logically coherent morphological evidence. To bridge this gap, we propose a novel eXplainable AI (XAI) framework, SAM-Sode. The framework innovatively transforms initial feature attribution maps into geometry-aware prompts, leveraging the prior knowledge of the foundation model (SAM3) to achieve spatial refinement and morphological reconstruction of the explanatory mappings. Furthermore, we introduce a dual-constraint mechanism based on physical significance and geometric alignment to perform instance-level denoising, generating coherent explanations that better align with human expert intuition. Experimental results on our self-constructed bacteria dataset with complex circuit backgrounds (containing 2,524 images) and other public datasets demonstrate that the proposed method effectively suppresses background redundancy and significantly enhances the decision-making transparency of tiny object detection.
Wanying Tan, Shuo Yan, Dazhi Huang +7
May 20, 2026cs.LG

Mechanistic Interpretability for Learning Assurance of a Vision-Based Landing System

EASA's learning-assurance guidance requires data-driven aviation systems to build and monitor their own situation representation, yet for neural networks the technical means to provide such evidence remain an open problem. We address this gap for a vision-based aircraft landing system: we propose that a minimally assurable model must at least be shown to separate content from style in its own situation representation. Showing that the model's predictions then rely largely on the contentful representation components leads to a concrete assurance path. To demonstrate this assurance path on a concrete model we train a vision transformer model for runway keypoint regression on the LARDv2 dataset. The model, which acts as the subject for our assurance demonstration, produces per-patch embeddings that we decompose into interpretable atoms via K-SVD sparse dictionary learning. A qualitative visualization confirms that contentful atoms track task-relevant runway structure and stylistic atoms track domain-specific appearance, and the regression head is shown to place almost all of its linear weight on contentful atoms. We further build on the content/style separation and define out-of-model-scope (OOMS) detection, a novel runtime assurance approach directly monitoring the model's situation representation. OOMS monitoring is complementary to operational design domain and output-space out-of-distribution monitoring and addresses concrete requirements of the recent EASA guidance. By directly analyzing a model's situation representation both at test time and runtime, this work delivers the first concrete piece of the representation-level evidence that EASA learning-assurance guidance demands, and points to mechanistic interpretability as a practical building block of future aviation safety cases.
Romeo Valentin, Olivia Beyer Bruvik, Marc R. Schlichting +1
May 19, 2026cs.CV

Capability \neq Interpretability: Human Interpretability of Vision Foundation Models

How interpretable are the features of leading vision models? The question is increasingly pressing as these models move from research benchmarks into high-stakes deployments, yet existing methods cannot answer it reliably. We close this gap with a framework for measuring and comparing the human interpretability of vision models, built around two complementary psychophysics protocols: (1) localizability -- can an observer predict where a feature fires on a novel image? -- and (2) nameability -- can an observer accurately describe what the feature represents? Features are recovered via sparse autoencoders, and a chance-anchored scoring function places every model on a common scale. Applying the framework to six vision transformers -- two supervised ViTs and four foundation models (DINOv2, DINOv3, CLIP, SigLIP) -- we collected more than 15,00015{,}000 behavioral responses, analyzing the 13,40013{,}400 responses from the 377377 participants who passed our pre-specified quality checks. Foundation models are consistently less interpretable than their supervised counterparts, and the gap is not a capability tradeoff: interpretability does not correlate with downstream task performance on any benchmark we examine. What does correlate is the locality of a feature's activations and coarse-grained semantic alignment with humans -- models with focal activations and representations that reflect the world's broad categorical structure produce more interpretable features, whereas fine-grained perceptual alignment does not. The two protocols yield strongly correlated rankings and share the same predictors, establishing interpretability as an independent, measurable dimension of representation quality -- and, surprisingly, one on which every foundation model we tested falls below the supervised baselines that came before. Capability alone cannot close that gap; locality and coarse-grained alignment can.
Julien Colin, Lore Goetschalckx, Nuria Oliver +1
May 19, 2026cs.LG

INSHAPE: Instance-Level Shapelets for Interpretable Time-Series Classification

Discovering shapelets -- i.e., discriminative temporal patterns within time series -- has been widely studied to address the inherent complexity of time-series classification (TSC) and to make model decision-making processes more transparent. However, existing methods primarily focus on population-level shapelets optimized across the entire dataset, which leads to two fundamental limitations: (i) population-level patterns often misalign with instance-specific features, resulting in suboptimal performance and potentially misleading interpretations, and (ii) most methods treat shapelets as independent entities, overlooking important temporal dependencies and interactions among multiple patterns. To address these limitations, we propose INSHAPE, an interpretable TSC framework that discovers variable-length, discriminative temporal patterns specific to each time series. INSHAPE identifies these patterns as non-overlapping segments and models their temporal dependencies, thereby providing clear instance-level interpretations while achieving strong predictive performance. Furthermore, INSHAPE bridges local and global interpretability through a bottom-up approach, aggregating instance-level shapelets into prototypical (population-level) shapelets. Extensive experiments on 128 UCR and 30 UEA benchmark datasets show that INSHAPE consistently outperforms state-of-the-art shapelet-based methods while providing more intuitive and interpretable insights.
Seongjun Lee, Seokhyun Lee, Changhee Lee
May 19, 2026cs.CL

Where Does Authorship Signal Emerge in Encoder-Based Language Models?

Authorship attribution models fine-tuned with the same pretrained encoder, data, and loss can differ four-fold in performance depending only on their scoring mechanism. We use mechanistic interpretability tools to explain this gap. Stylistic features such as word length, punctuation density, and function-word frequency are similarly available at every layer in every model we probe, including an off-the-shelf control encoder, suggesting that the gap is not explained by their linear readability. Instead, causal intervention shows that the scorer appears to determine where the encoder consolidates authorship signal. Mean pooling forces consolidation by early to mid layers, while late interaction defers it to later layers. We further derive this difference from the gradient structure of each scorer, and training dynamics reveal distinct learning trajectories that follow from that difference.
Francis Kulumba, Guillaume Vimont, Laurent Romary +1
May 19, 2026cs.CL

CLIF: Concept-Level Influence Functions for Transparent Bottleneck Models

In recent years, the black-box nature of deep learning models has limited their application in high-stakes domains such as medical diagnosis and finance, where interpretability is essential. To address this, we propose a novel approach using influence functions to enhance interpretability in NLP models at both the sample and concept levels. Experiments on CEBaB and Yelp datasets show that influence functions effectively identify the most impactful training samples, both helpful and harmful, on model predictions. By adjusting the labels and weights of these samples, we demonstrate that model performance can be restored to baseline levels without retraining, confirming the value of influence functions for efficient data debugging. Furthermore, our concept-level analysis identifies key concepts within Concept Bottleneck Models (CBM) that significantly affect predictions. Modifying these concepts alters model behavior observably, providing clear insights into the decision process.
Yike Sun, Mingkun Xu, Mu You +5
May 19, 2026cs.LG

ST-TGExplainer: Disentangling Stability and Transition Patterns for Temporal GNN Interpretability

Temporal graph neural networks (TGNNs) have gained significant traction for solving real-world temporal graph tasks. However, their interpretability remains limited, as most TGNNs fail to identify which historical interactions most influence a given prediction. Despite promising progress on interpretable TGNNs, existing methods predominantly focus on previously seen historical interactions, which we term stability patterns, while overlooking newly emerging first-time interactions, which we term transition patterns. Both types of patterns are essential for faithful temporal explanations. To address this limitation, we propose ST-TGExplainer, a self-explainable TGNN that disentangles Stability and Transition patterns in temporal graphs for a more faithful Temporal GNN Explainer. Guided by a disentangled information bottleneck objective, ST-TGExplainer learns a compact explanatory subgraph that remains predictive of the event label while explicitly suppressing label-conditioned redundancy between stability and transition patterns. Extensive experiments demonstrate that ST-TGExplainer achieves strong predictive performance and yields more faithful explanations. Code is available at https://github.com/hjchen-hdu/ST-TGExplainer.
Hongjiang Chen, Xin Zheng, Pengfei Jiao +5
May 19, 2026cs.CV

Mechanisms of Object Localization in Vision-Language Models

Visually-grounded language models (VLMs) are highly effective in linking visual and textual information, yet they often struggle with basic classification and localization tasks. While classification mechanisms have been studied more extensively, the processes that support object localization remain poorly understood. In this work, we investigate two representative families, LLaVA-1.5 and InternVL-3.5, using a suite of mechanistic interpretability tools, including token ablations, attention knockout, and causal mediation analysis. We find that localization is driven by a containerization mechanism in which object-aligned tokens define the spatial extent of the object, while the semantic arrangement of tokens within those boundaries is largely irrelevant to the predicted box. Only a very small set of attention heads mediates the causal effect for both classification and localization, concentrating in early-mid layers for LLaVA and mid-late layers for InternVL. The two tasks share some early processing but ultimately depend on largely distinct specialized heads. Overall, we provide the first layer- and head-level account of localization in VLMs, revealing narrow computational pathways that can guide future model design and grounding objectives.
Timothy Schaumlöffel, Martina G. Vilas, Gemma Roig
May 19, 2026cs.LG

A Family of Divergence Measures for Evaluating the Reconstruction Quality of Explainable Ensemble Trees

Validating interpretable surrogate models for ensemble learners requires measuring agreement between the ensemble's internal representation and its surrogate approximation, rather than mere association. Correlation-based approaches are scale-invariant and fail to detect systematic discrepancies in co-occurrence structure. We propose a statistical framework grounded in the agreement-association distinction, centered on the normalized Loss of Interpretability (nLoI). Rooted in the Cressie-Read power divergence family with lambda equal to 2, the nLoI admits a closed-form decomposition into within-node and between-node components, providing a unique diagnostic capability to identify precisely where and why reconstruction fails. The framework incorporates four complementary measures capturing distinct structural facets of approximation quality. A unified permutation testing procedure delivers valid inference for all measures within a single resampling pass. Theoretical properties, including boundedness and symmetry, are established for each metric. Monte Carlo simulations and empirical evaluations confirm exact Type I error control and demonstrate that these measures detect reconstruction fidelity gradients invisible to correlation-based alternatives. The framework is developed and illustrated in the context of Explainable Ensemble Trees (E2Tree), and empirical evaluation on three benchmark datasets illustrates the practical utility of the framework.
Massimo Aria, Agostino Gnasso, Carmela Iorio
May 18, 2026cs.LG

Identifiable Multimodal Causal Representation Learning under Partial Latent Sharing

Causal representation learning (CRL) seeks to uncover meaningful latent variables and their corresponding causal structure from high-dimensional observational data. Although its significance, CRL identifiability remains a crucial property, as it ensures the recovery of the mechanisms behind the data generation process, and hence the interpretability and robustness of the representation. Proving identifiability in CRL is intrinsically difficult, and we address in this work an even more challenging setting: multimodality. We consider multimodal observed data with a latent partially shared structure. Each modality is generated, through non linear mixing functions, from a specific subset of causal latent variables. Under flexible assumptions and without imposing any parametric distribution on the latent variables, we establish component-wise identifiability guarantees for the causal latent representation. Our identifiability results, furthermore, apply to the undercomplete scenario where we have, for each modality, more observed than latent variables. To instantiate our theoretical analysis, we introduce a Wasserstein-based module to recover the partially shared latent structure. Due to its differentiability, the latter can be easily integrated into all types of architecture, only requiring minimal changes. Extensive experiments on synthetic and realistic datasets validate the superiority of our approach over SOTA methods.
Manal Benhamza, Marianne Clausel, Myriam Tami
May 18, 2026cs.LG

Are Sparse Autoencoder Benchmarks Reliable?

Sparse autoencoders (SAEs) are a core interpretability tool for large language models, and progress on SAE architectures depends on benchmarks that reliably distinguish better SAEs from worse ones. We audit the SAE quality metrics in SAEBench, the de-facto standard SAE evaluation suite, through three complementary lenses: reseed noise on a fixed SAE, ground-truth correlation on synthetic SAEs, and discriminability across training trajectories. We find that two of these metrics, Targeted Probe Perturbation (TPP) and Spurious Correlation Removal (SCR), fail multiple lenses at their canonical settings and should not be used to evaluate SAEs. The other metrics show higher reseed noise and lower discriminability than the field assumes. The sae-probes variant of kk-sparse probing is the most reliable metric we tested, but even sae-probes struggles to separate variants of the same SAE architecture. Our results show the field needs better SAE benchmarks.
David Chanin
May 18, 2026cs.CL

iPOE: Interpretable Prompt Optimization via Explanations

Prompt optimization has often been framed as a discrete search problem to find high-performing and robust instructions for a large language model (LLM). However, the search result might not make it transparent why and where specific prompt changes lead to performance gains. This is in contrast to how humans are instructed for annotation tasks. Here, researchers carefully design annotation guidelines, leading to enhanced annotation consistency. Our paper aims at joining these two approaches and introduces iPOE, a novel interpretable prompt optimization strategy via explanations. We guide the prompt optimization process by automatically created guidelines from explanations of annotation decisions (either automatically generated or from humans). This set of guidelines is furthermore optimized by a series of operations, including removing, adding, shuffling, and merging. The resulting prompt includes guidelines that instruct the annotation, making the decision process of the LLM and the optimization transparent. It therefore supports also laypeople in prompt optimization. In our experiments on four datasets, we find that iPOE can improve over the evaluated baselines by up to 39% and LLM explanations can replace human explanations in the proposed method. Moreover, our interpretability validation study demonstrates that humans and LLMs substantially agree on which guidelines contribute to their annotations, achieving a Cohen's kappa score between annotators and LLMs of up to 0.68, 0.80, and 0.95 for the emotion classification, medical fact-checking, and hate speech detection tasks respectively.
Jiahui Li, Yarik Menchaca Resendiz, Sean Papay +1
May 18, 2026cs.CV

Network Knowledge Prior Guided Learning for Data-Efficient Surface Defect Detection

Deep learning-based methods have become the de facto standard for industrial defect detection. However, their data-hungry nature and inherent "black-box" characteristics often lead to performance bottlenecks and limited trustworthiness in real-world applications. To address these challenges, this paper proposes a novel knowledge-guided loss function that seamlessly integrates model interpretability into the training process without incurring any additional inference cost. Our method operates in two phases: first, a primary classification network is trained, and its explanations, in the form of saliency maps, are generated as prior knowledge. Second, a multi-task learning framework is established, where the main task performs classification, and an auxiliary task imposes consistency between the saliency maps of the final model and the primary model. This consistency is enforced by a dedicated knowledge-guided loss term, effectively acting as a powerful regularizer to steer the model towards robust feature representations. Extensive experiments on multiple public defect datasets demonstrate that our approach consistently enhances the performance of baseline models in terms of accuracy and AP. Moreover, visual analysis reveals that the proposed method yields more concentrated and human-intelligible saliency maps. This work presents a simple yet effective paradigm for bridging the gap between model performance and interpretability, paving the way for more reliable and high-performing vision systems in industrial quality inspection.
Hang-Cheng Dong, Guodong Liu, Dong Ye +1
May 18, 2026cs.LG

Toy Combinatorial Interpretability Models Reveal Lottery Tickets in Early Feature Space

The lottery ticket hypothesis posits that dense networks contain sparse subnetworks, ``winning tickets,'' that, when rewound to their initial weights and retrained in isolation, match the performance of the full model. We ask a more mechanistic question: what internal object does a winning ticket preserve? We work in a combinatorial, clause-structured toy setting that admits an interpretable feature-space representation with well-defined combinatorial distances between features. We show that winning tickets in weight space correspond to precursor locations in feature space that are already near, at initialization, to the final feature-channel codes. Dense SGD resolves these locations through structured selection: proximal locations either converge to final codes or are rejected, with rejection concentrated at more crowded neurons, implicating competition under superposition. A winning ticket is thus a family of compatible code locations that jointly balance proximity to final codes with low inter-feature interference. Sparse retraining often re-expresses the same clause/template family on a different row, so the preserved object is family-level rather than microscopic row identity. We validate this account with lightweight probes based on feature-space distance and motion; in our setting, these probes frequently outperform established weight-based ticket discovery methods in both accuracy and exact code recovery. Although these findings are grounded in a toy setting, they suggest that the lottery ticket structure is governed by hidden feature-space geometry rather than weight-space subnetwork identity.
Alon Bebchuk, Nir Shavit
May 17, 2026cs.LG

Beyond Accuracy: Robustness, Interpretability and Expressiveness of EEG Foundation Models

EEG foundation models (EEG-FMs) have been evaluated predominantly on clean, in-distribution accuracy, leaving their robustness, interpretability and representational quality largely unexamined. This study addresses these gaps by benchmarking six EEG-FMs against a baseline deep learning model across eight datasets. Beyond clean accuracy, we conduct three layers of analysis: (i) Robustness: we apply test-time perturbations including additive noise, random and region-based channel dropout and region-specific noise injection. Our analyses show that no single model dominates all failure modes. The most noise-robust model is among the most fragile under channel dropout and much of the dropout fragility disappears when channels are removed rather than zero-padded. (ii) Interpretability: we present the first application of Attention-Aware Layer-Wise Relevance Propagation (AttnLRP) to EEG-FMs and show that models broadly concentrate relevance on task-appropriate brain regions consistent with known neurophysiology. However, attribution maps remain spatially stable under perturbation while predictions degrade, suggesting that the models attend to the correct brain regions but decode corrupted content. (iii) Expressiveness: With block-wise probing we show that late blocks are repurposed during fine-tuning, while early blocks already hold task-related information. Furthermore, we demonstrate that the poor head-only performance previously attributed to low-quality pre-trained representations is largely explained by pooling and that EEG-FMs possess sufficient representational capacity when their token-level embeddings are preserved. Together, these findings provide the first systematic assessment of robustness, interpretability and expressiveness for EEG-FMs and highlight critical considerations for their development.
Urban Širca, Maryam Alimardani, Stefanos Zafeiriou +1
May 17, 2026cs.CV

A Distributional View for Visual Mechanistic Interpretability: KL-Minimal Soft-Constraint Principle

Most current paradigms in visual mechanistic interpretability (MI) remain confined to interpreting internal units of the vision model via heuristic methods (e.g., top-KK activation retrieval or optimization with regularization). In this work, we establish a theoretical distributional view for visual MI, which models the influence of a feature activation on the natural image distribution, thereby formulating a Kullback-Leibler (KL)-minimal optimization problem to model the MI task. Under this framework, statistical biases are identified within previous MI paradigms, which reveal that they may either be perceptually uninterpretable to humans (i.e., deviate from the natural image distribution), or mechanistically unfaithful to the vision models (i.e., unable to activate model features). To resolve the biases under the distributional view, we propose a model with a KL-minimal soft-constraint principle for visual MI that theoretically balances interpretability and faithfulness. We realize this principle via energy-guided diffusion posterior sampling. Extensive experiments validate the theoretical soundness of the proposed distributional view and demonstrate the practical effectiveness of our paradigm on the DINOv3 vision model.
Guancheng Zhou, Yisi Luo, Zhengfu He +5
May 17, 2026cs.LG

Beyond Linear Superposition: Discovering Climate Features in AI Weather Models with KAN-SAE

Deep learning weather prediction models achieve remarkable predictive skill yet remain largely opaque: we know little about how they represent physical climate phenomena internally. Mechanistic interpretability through Sparse Autoencoders (SAEs) offers a principled route to decomposing these representations, but existing SAEs assume strictly linear feature superposition - a constraint ill-suited for the highly nonlinear atmospheric dynamics encoded in modern transformers. We introduce KAN-SAE, a sparse autoencoder whose encoder replaces the standard ReLU with learnable per-feature B-spline activations drawn from Kolmogorov-Arnold Networks (KANs), allowing each latent dimension to develop its own nonlinear gating profile. Applied to Sonny, KAN-SAE discovers 975 alive features (vs. 566 for a linear baseline, a 72% improvement) with 20% lower inter-feature redundancy and comparable reconstruction fidelity. Without any climate supervision, KAN-SAE identifies an interpretable European heatwave feature spatially concentrated over western Europe, and a western Pacific typhoon tracker confirmed by causal steering experiments. Our results demonstrate that nonlinear activations are essential for mechanistic interpretability of deep learning weather prediction models, recovering climate features that remain invisible to linear baselines.
Minjong Cheon
May 17, 2026cs.CV

Employing Vision-Language Models for Face Image Quality Assessment

Face Image Quality Assessment (FIQA) is a crucial control step in biometric pipelines. It ensures only reliable samples are processed to maintain system accuracy. State-of-the-art FIQA methods achieve high utility but typically operate as "black boxes." They produce scalar scores without human-interpretable justifications. This lack of transparency limits their effectiveness in human-in-the-loop scenarios, such as automated border control, where actionable feedback is essential. In this paper, we investigate the potential of off-the-shelf Vision-Language Models (VLMs) to bridge this gap by performing FIQA in a zero-shot setting. We present a comprehensive evaluation framework for assessing VLM performance. This involves benchmarking traditional FIQA methods through error-versus-reject curves. Additionally, using a diverse set of datasets, ranging from surveillance-oriented to synthetically generated, we analyzed their interpretability, consistency, and robustness to prompt changes. Our results show biometric utility performance depends significantly on architecture, not merely on parameter count. Most VLMs' outputs align with those of traditional methods. We also find that VLM ranking performance and the generated scores may vary across prompts. Our synthetic ablation study shows that while increasing the parameter count can improve internal consistency, it yields worse degradation-detection performance than smaller models. These findings suggest that zero-shot FIQA score estimation using VLMs is promising and could effectively complement conventional FIQA pipelines as an interpretability module. The codes are available at https://github.com/ThEnded32/VLM4FIQA.git.
Erdi Sarıtaş, Eren Onaran, Vitomir Štruc +1
May 17, 2026cs.CV

Systematic Evaluation of Vision Transformers for Automated Cervical Cancer Classification: Optimization, Statistical Validation, and Clinical Interpretability

Manual Pap smear analysis for cervical cancer screening is limited by inter-observer variability, time constraints, and restricted expert availability. Although convolutional neural networks (CNNs) have automated cervical cell classification, they remain limited in modeling long-range spatial dependencies and often lack clinical interpretability. In this study, Vision Transformer (ViT) architectures were systematically optimized to enhance automated cervical cancer screening, which resulted in improved interpretability. The Herlev dataset (917 images: 242 normal, 675 abnormal) was utilized to optimize ViT-Tiny, a lightweight Vision Transformer architecture designed for reduced computational complexity, through a comprehensive evaluation of augmentation strategies, class weighting, and hyperparameters. The optimal configuration achieved 94.9%-95.2% cross-validation accuracy, in which random horizontal flipping and class weighting (0.7 x 1.3) were identified as most effective. Gradient-weighted Class Activation Mapping (Grad-CAM) analysis confirmed that model attention corresponded to clinically relevant morphological features, which include nuclear regions, cell boundaries, and chromatin texture, which align with cytopathological criteria. These findings indicate that Vision Transformers can deliver accurate and interpretable decision support for cervical cancer screening, which fulfills both clinical performance and transparency requirements essential for medical AI deployment.
Nisreen Albzour, Sarah S. Lam
May 15, 2026cs.NE

Diversified Residual Symbolic Regression

Symbolic regression (SR) aims to discover explicit mathematical expressions that explain observed data and is widely used in domains where interpretability is essential. Because interpretability requires expressions to reflect meaningful regularities, SR is sensitive to observations that deviate from the dominant relationship. Such irregular observations, or outliers, are common in real-world data and can hinder SR from identifying underlying regularities. Robust regression mitigates this by downweighting observations with large residuals. However, deciding which observations should be treated as outliers is often ambiguous and depends on user interpretation and domain knowledge, a perspective largely overlooked in existing SR studies. This motivates approaches that present multiple candidate expressions, allowing users to examine different residual patterns and choose expressions consistent with their expertise. We propose diversified residual symbolic regression (DRSR), which achieves high predictive accuracy while promoting diversity with respect to residual patterns based on the Quality-Diversity paradigm. DRSR collects multiple expressions that fit the data well but differ in how residuals are distributed, enabling post-search selection aligned with domain knowledge. On a synthetic mixture dataset, DRSR produces more diverse expressions than conventional SR while capturing multiple underlying relationships. On a real-world astronomical dataset, DRSR discovers multiple expressions consistent with known physical relationships.
Koki Ikeda, Masahiro Nomura, Ryoki Hamano
May 14, 2026cs.LG

When Are Two Networks the Same? Tensor Similarity for Mechanistic Interpretability

Mechanistic interpretability aims to break models into meaningful parts; verifying that two such parts implement the same computation is a prerequisite. Existing similarity measures evaluate either empirical behaviour, leaving them blind to out-of-distribution mechanisms, or basis-dependent parameters, meaning they disregard weight-space symmetries. To address these issues for the class of tensor-based models, we introduce a weight-based metric, tensor similarity, that is invariant to such symmetries. This metric captures global functional equivalence and accounts for cross-layer mechanisms using an efficient recursive algorithm. Empirically, tensor similarity tracks functional training dynamics, such as grokking and backdoor insertion, with higher fidelity than existing metrics. This reduces measuring similarity and verifying faithfulness into a solved algebraic problem rather than one of empirical approximation.
ML Nissen Gonzalez, Melwina Albuquerque, Laurence Wroe +3
May 14, 2026cs.CV

Evidential Reasoning Advances Interpretable Real-World Disease Screening

Disease screening is critical for early detection and timely intervention in clinical practice. However, most current screening models for medical images suffer from limited interpretability and suboptimal performance. They often lack effective mechanisms to reference historical cases or provide transparent reasoning pathways. To address these challenges, we introduce EviScreen, an evidential reasoning framework for disease screening that leverages region-level evidence from historical cases. The proposed EviScreen offers retrospection interpretability through regional evidence retrieved from dual knowledge banks. Using this evidential mechanism, the subsequent evidence-aware reasoning module makes predictions using both the current case and evidence from historical cases, thereby enhancing disease screening performance. Furthermore, rather than relying on post-hoc saliency maps, EviScreen enhances localization interpretability by leveraging abnormality maps derived from contrastive retrieval. Our method achieves superior performance on our carefully established benchmarks for real-world disease screening, yielding notably higher specificity at clinical-level recall. Code is publicly available at https://github.com/DopamineLcy/EviScreen.
Chenyu Lian, Hong-Yu Zhou, Jing Qin
May 14, 2026stat.ML

K-Models: a Flexible and Interpretable Method for Ordinal Clustering with Application to Antigen-Antibody Interaction Profiles

Existing clustering methods for functional data often prioritize partitioning accuracy over interpretability, making it challenging to extract meaningful insights when the data-generating process follows a specific underlying structure and an ordinal relationship among clusters is suspected. This work introduces K-Models, a novel framework that integrates ordinal constraints and estimates key underlying elements of the random process generating the observed functional profiles, improving both interpretability and structure identification. The proposed method is evaluated through simulations and real-world applications. In particular, it is tested on Region of Interest (ROI) curves, which represent reaction profiles from a reflectometric sensor monitoring biomolecular interactions, such as antigen-antibody binding. These curves represent changes in reflected light intensity over time at multiple measurement spots with immobilized antigens during analyte exposure, capturing the binding dynamics of the system. The goal is to identify intrinsic signal patterns solely from the observed dynamics, making this dataset an ideal benchmark for assessing the added interpretability of the proposed approach. By incorporating structural assumptions into the clustering process, K-Models enhances interpretability while maintaining performance comparable to state-of-the-art techniques, providing a valuable tool for analyzing functional data with an underlying ordinal structure.
Giulia Patanè, Alessandra Menafoglio, Alexander Krauth +4
May 14, 2026cs.LG

The Rate-Distortion-Polysemanticity Tradeoff in SAEs

Sparse Autoencoders (SAEs) that can accurately reconstruct their input (minimizing distortion) by making efficient use of few features (minimizing the rate) often fail to learn monosemantic representations (highly interpretable), limiting their usefulness for mechanistic interpretability. In this paper, we characterise this tension in learning faithful, efficient, and interpretable explanations, introducing the Rate-Distortion-Polysemanticity tradeoff in SAEs. Under toy-modeling assumptions, we theoretically and empirically show that restricting the SAE to be monosemantic necessarily comes with an increase in rate and distortion. Assuming a generative model behind the input observations, we further demonstrate that the degree of polysemanticity of optimal SAEs is determined by the training data distribution, especially by the probability of features to co-occur. Finally, we extend the analysis to real-world settings by deriving necessary conditions that a polysemanticity measure should satisfy when the data-generating process is unknown, and we benchmark existing proxy metrics on SAEs trained on Large Language Models. Taken together, our findings show that polysemanticity is a data problem that should be accounted for when addressing it at the architectural and optimization level.
Tommaso Mencattini, Francesco Montagna, Francesco Locatello
May 14, 2026cs.LG

Exploring Geographic Relative Space in Large Language Models through Activation Patching

The increased use of Large Language Models (LLMs) in geography raises substantial questions about the safety of integrating these tools across a wide range of processes and analyses, given our very limited understanding of their inner workings. In this extended abstract, we examine how LLMs process relative geographic space using activation patching, an emerging tool for mechanistic interpretability.
Stef De Sabbata, Rahul Baiju, Stefano Mizzaro +1
May 14, 2026cs.LG

Exemplar Partitioning for Mechanistic Interpretability

We introduce Exemplar Partitioning (EP), an unsupervised method for constructing interpretable feature dictionaries from large language model activations with 103×\sim 10^3\times fewer tokens than comparable sparse autoencoders (SAEs). An EP dictionary is a Voronoi partition of activation space, built by leader-clustering streamed activations within a distance threshold. Each region is anchored by an observed exemplar that serves as both its membership criterion and intervention direction; dictionary size is not prespecified, but determined by the activation geometry at that threshold. Because exemplars are observed rather than learned, dictionaries built from the same data stream are directly comparable across layers, models, and training checkpoints. We characterise EP as an interpretability object via targeted demonstrations of properties newly accessible through this construction, plus one head-to-head benchmark. In Gemma-2-2B, EP dictionary regions are interpretable and support causal interventions: refusal in instruction-tuned Gemma concentrates in a region whose exemplar ablation can collapse held-out refusal. Cross-checkpoint matching between base and instruction-tuned dictionaries separates the directions preserved through finetuning from those introduced by it. EP regions and Gemma Scope SAE features decompose activation space differently but agree on a shared core: \sim20% of EP regions match an SAE feature at F1>0.5F_1 > 0.5, and EP one-hot probes retain \sim97% of raw-activation probe accuracy at 0=1\ell_0 = 1. Nearest-exemplar distance provides a free out-of-distribution signal at inference. On AxBench latent concept detection at Gemma-2-2B-it L20, EP at p1p_1 reaches mean AUROC 0.881, +0.126 over the canonical GemmaScope SAE leaderboard entry and within 0.030 of SAE-A's 0.911, at 103×\sim 10^3\times less build compute.
Jessica Rumbelow
May 14, 2026cs.AI

Semantic Feature Segmentation for Interpretable Predictive Maintenance in Complex Systems

Predictive maintenance in complex systems is often complicated by the heterogeneity and redundancy of monitored variables,which can obscure fault-relevant information and reduce model interpretability. This work proposes a semantic feature segmentation framework that decomposes the monitored feature space into a canonical component,expected to retain the dominant predictive information, and a residual component containing structurally peripheral signals. The segmentation is defined through domain informed criteria and sets up monitoring variables into functional groups reflecting operational mechanisms such as throughput,latency,pressure,network activity,and structural state. To evaluate the effectiveness of this decomposition, we adopt a predictive perspective in which expected predictive risk is used as an operational proxy for task-relevant information. Experimental results obtained through time-aware cross-validation show that the canonical space consistently achieves lower predictive risk than the residual space across multiple temporal configurations, indicating that the semantic segmentation concentrates the most relevant information for fault anticipation. In addition, the canonical segments exhibit significantly stronger intra-segment coherence than inter-segment dependence, and this structural organization remains stable after redundancy reduction. When compared with the full feature space and with a Principal Component Analysis (PCA) representation, the canonical space carries out comparable predictive performance and furthermore preserves the semantic meaning of the original variables. These findings suggest that semantic feature segmentation provides an interpretable and information-preserving decomposition of monitoring signals, enabling competitive predictive performance without sacrificing the operational interpretability required in predictive maintenance applications.
Emilio Mastriani, Alessandro Costa, Federico Incardona +2
May 14, 2026cs.LG

Towards Fine-Grained and Verifiable Concept Bottleneck Models

Concept Bottleneck Models (CBMs) offer interpretable alternatives to black-box predictors by introducing human-relatable concepts before the final output. However, existing CBMs struggle to verify whether predicted concepts correspond to the correct visual evidence, limiting their reliability. We propose a fine-grained CBM framework that grounds each concept in localized visual evidence, enabling direct inspection of where and how concepts are encoded. This design allows users to interpret predictions and verify that the model learns intended concepts rather than spurious correlations. Experiments on medical imaging benchmarks show that our learned concept space is information-complete and achieves predictive performance comparable to standard CBMs, while substantially improving transparency. Unlike post-hoc attribution methods, our framework validates both the presence and correctness of concept representations, bridging interpretability with verifiability. Our approach enhances the trustworthiness of CBMs and establishes a principled mechanism for human-model interaction at the concept level, paving the way toward more reliable and clinically actionable concept-based learning systems.
Yingying Fang, Haijie Xu, Shuang Wu +2
May 13, 2026cs.CV

ProtoMedAgent: Multimodal Clinical Interpretability via Privacy-Aware Agentic Workflows

While interpretable prototype networks offer compelling case-based reasoning for clinical diagnostics, their raw continuous outputs lack the semantic structure required for medical documentation. Bridging this gap via standard Retrieval-Augmented Generation (RAG) routinely triggers ``retrieval sycophancy,'' where Large Language Models (LLMs) hallucinate post-hoc rationalizations to align with visual predictions. We introduce ProtoMedAgent, a framework that formalizes multimodal clinical reporting as an iterative, zero-gradient test-time optimization problem over a strict neuro-symbolic bottleneck. Operating on a frozen prototype backbone, we distill latent visual and tabular features into a discrete semantic memory. Online generation is strictly constrained by exact set-theoretic differentials and a reflective Scribe-Critic loop, mathematically precluding unsupported narrative claims. To safely bound data disclosure, we introduce a semantic privacy gate governed by kk-anonymity and \ell-diversity. Evaluated on a 4,160-patient clinical cohort, ProtoMedAgent achieves 91.2% Comparison Set Faithfulness where it fundamentally outperforms standard RAG (46.2%). ProtoMedAgent additionally leverages a binding \ell-diversity phase transition to systematically reduce artifact-level membership inference risks by an absolute 9.8%.
Alvaro Lopez Pellicer, Plamen Angelov, Marwan Bukhari +3
May 13, 2026cs.LG

Rethinking Layer Relevance in Large Language Models Beyond Cosine Similarity

Large language models (LLMs) have revolutionized natural language processing. Understanding their internal mechanisms is crucial for developing more interpretable and optimized architectures. Mechanistic interpretability has led to the development of various methods for assessing layer relevance, with cosine similarity being a widely used tool in the field. On this work, we demonstrate that cosine similarity is a poor proxy for the actual performance degradation caused by layer removal. Our theoretical analysis shows that a layer can exhibit an arbitrarily low cosine similarity score while still being crucial to the model's performance. On the other hand, empirical evidence from a range of LLMs confirms that the correlation between cosine similarity and actual performance degradation is often weak or moderate, leading to misleading interpretations of a transformer's internal mechanisms. We propose a more robust metric for assessing layer relevance: the actual drop in model accuracy resulting from the removal of a layer. Even though it is a computationally costly metric, this approach offers a more accurate picture of layer importance, allowing for more informed pruning strategies and lightweight models. Our findings have significant implications for the development of interpretable LLMs and highlight the need to move beyond cosine similarity in assessing layer relevance.
Cristian Hinostroza, Rodrigo Toro Icarte, Christ Devia +4
May 13, 2026cs.LG

Mechanistic Interpretability of EEG Foundation Models via Sparse Autoencoders

EEG foundation models achieve state-of-the-art clinical performance, yet the internal computations driving their predictions remain opaque: a barrier to clinical trust. We apply TopK Sparse Autoencoders (SAEs) across three architecturally distinct EEG transformers: SleepFM, REVE, and LaBraM to extract sparse feature dictionaries from their embeddings. By grounding these features in a clinical taxonomy (abnormality, age, sex, and medication), we benchmark monosemanticity and entanglement across architectures. A single hyperparameter procedure, driven by an intrinsic dictionary health audit, transfers robustly across all three architectures. Via concept steering, we introduce a "target vs. off-target" probe area metric to quantify steering selectivity and reveal three operational regimes: selectively steerable, encoded but entangled, and non-encoded. This framework exposes critical representational failures: "wrecking-ball" interventions that collapse global model performance, and clinical entanglements, such as age-pathology confounding, where it is impossible to suppress one concept without corrupting the other. Finally, a spectral decoder maps these interventions back to the amplitude spectrum, translating latent manipulations into physiologically interpretable frequency signatures, such as pathological slow-wave suppression and αα-band restoration.
William Lehn-Schiøler, Magnus Ruud Kjær, Rahul Thapa +10
May 13, 2026cs.CR

XAI and Statistical Analysis for Reliable Intrusion Detection in the UAVIDS-2025 Dataset: From Tree to Hybrid and Tabular DNN Ensembles

During thDuring the last few years, the term Mechanistic Interpretability, a specific area, under the umbrella of explainable artificial intelligence (XAI), has been introduced, to explain the decisions made by complex machine learning (ML) models in critical systems like UAV intrusion detection systems (UAVIDS). In this paper, we apply best-practices for data pre-processing and examine a wide range of tree-ensembles, deep neural networks, hybrid stacking models and the latest ensemble neural networks to detect intrusions in UAV, with stratified 10-fold cross validation. With our top-performing model, XGBoost, we proceed to Shapley Additive explanations (SHAP), to analyze the global and local feature importances and understand which features, each attack targets, to mimic normal traffic and where the misclassifications occur. Furthermore a distribution analysis follows, by visually comparing violin plots and the curves of kernel density estimations. With the Westfall-Young permutation test for multiple comparisons, the Bandwidth optimization of the KDEs and the selection of Jensen-Shannon Distance for the test, we discover the true causes of false predictions, observed in Wormhole and Blackhole attacks in UAVIDS-2025. The findings provide robust, reliable and explainable models for UAV intrusion detection, along with statistical insights, which capture and clarify the masked nature of the attacks, regarding the challenge of Density Support Intersection, between these attacks, in this dataset.
Iakovos-Christos Zarkadis, Christos Douligeris
May 13, 2026cs.CL

Tracing Persona Vectors Through LLM Pretraining

How large language models internally represent high-level behaviors is a core interpretability question with direct relevance to AI safety: it determines what we can detect, audit, or intervene on. Recent work has shown that traits such as evil or sycophancy correspond to linear directions in the internal activations, the so-called persona vectors. Although these vectors are now routinely utilized to inspect and steer model behavior in safety-relevant settings, how these representations are formed during training remains unknown. To address this gap, we trace persona vectors across the pretraining of OLMo-3-7B, finding that persona vectors form remarkably early -- within 0.22% of OLMo-3 pretraining -- and remain effective for steering the fully post-trained instruct models. Although core representations are formed early on, persona vectors continue to refine geometrically and semantically throughout pretraining. We further compare alternative elicitation strategies and find that all yield effective directions, with each strategy surfacing qualitatively distinct facets of the underlying persona. Replicating our analysis on Apertus-8B reveals that our findings transfer qualitatively beyond OLMo-3. Our results establish persona representations as stable features of early pretraining and open a path to studying how training forms, refines, and shapes them.
Viktor Moskvoretskii, Dominik Glandorf, Jorge Medina Moreira +2
May 13, 2026cs.CV

Concepts Worth Having: Refining VLM-Guided Concept Bottleneck Models with Minimal Annotations

Concept-bottleneck models (CBMs) are neural classifiers that compute predictions from high-level concepts extracted from the input. CBMs ensure stakeholders can understand the concepts -- and the predictions they entail -- by learning these from concept-level annotations, which are however seldom available. Recent CBM architectures work around this issue by obtaining annotations from Vision-Language Models (VLMs). While greatly broadening applicability, doing so can yield lower quality concepts and therefore less interpretable models. We strike for a middle ground by introducing Vision-plus-Human-guided CBM (VH-CBM), a hybrid approach that exploits both VLMs and a small amount of dense annotations. VH-CBM employs a Gaussian Process in the VLM's embedding space, which captures useful global information about the target domain, to propagate the expert's supervision to any target data point. Our empirical evaluation shows how VH-CBM predicts more accurate concepts than VLM-guided CBMs even when annotating as little as 1% of the data, while sporting better concept calibration and supporting active learning.
Nicola Debole, Andrea Passerini, Stefano Teso +2
May 12, 2026cs.LG

OceanCBM: A Concept Bottleneck Model for Mechanistic Interpretability in Ocean Forecasting

Extreme ocean phenomena are challenging not only to predict but to diagnose, as accurate forecasts alone do not reveal the underlying physical drivers. While recent machine learning approaches achieve strong predictive skill, they remain largely opaque and provide limited guarantees of fidelity to ground-truth physics. We introduce OceanCBM, the first concept bottleneck model (CBM) for spatiotemporal prediction and mechanistic interrogation of ocean dynamics. OceanCBM uses mixed supervision to predict mixed layer heat content, a key precursor of marine heatwaves, while routing information through an intermediate layer of prescribed concepts derived from geophysical fluid dynamics and a 'free' concept. This design imposes soft physical structure without over-constraining the model, and the free concept both regularizes concept predictions and captures residual physical processes. Across ensemble initializations, we show that mixed supervision yields consistent mechanistic representations, whereas prediction-only and prescription-only baselines learn highly variable latent structures despite similar predictive performance. OceanCBM achieves interpretable, physically grounded representations without sacrificing skill, explicitly characterizing the interpretability-performance trade-off.
Sanah Suri, Kieran Ringel, Maike Sonnewald
May 12, 2026cs.CL

Mechanistic Interpretability of ASR models using Sparse Autoencoders

Understanding the internal machinations of deep Transformer-based NLP models is more crucial than ever as these models see widespread use in various domains that affect the public at large, such as industry, academia, finance, health. While these models have advanced rapidly, their internal mechanisms remain largely a mystery. Techniques such as Sparse Autoencoders (SAE) have emerged to understand these mechanisms by projecting dense representations into a sparse vector. While existing research has demonstrated the viability of the SAE in interpreting text-based Large Language Models (LLMs), there are no equivalent studies that demonstrate the application of a SAE to audio processing models like Automatic Speech Recognizers (ASRs). In this work, a SAE is applied to Whisper, a Transformer-based ASR, training a high-dimensional sparse latent space on frame-level embeddings extracted from the Whisper encoder. Our work uncovers diverse monosemantic features across linguistic and non-linguistic boundaries, and demonstrates cross-lingual feature steering. This work establishes the viability of a SAE model and demonstrates that Whisper encodes a rich amount of linguistic information.
Dan Pluth, Zachary Nicholas Houghton, Yu Zhou +1